Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
Smith Barney List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Smith Barney. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Smith Barney Employees
Employee
Years
Job
Industry
Kristen Becker Kristen Becker's Smith Barney Experience June 2008 - August 2008
Job Tax Associate at PwC
Industry Accounting
Experience
PwC February 2014 - Present
Victoria's Secret April 2013 - January 2014
Victoria's Secret July 2012 - April 2013
Victoria's Secret April 2012 - July 2012
Cooking with Jazz January 2010 - April 2012
AFCO Systems May 2010 - July 2010
AFCO Systems February 2009 - February 2009
Smith Barney June 2008 - August 2008
Skills
Microsoft Excel, Microsoft Word, PowerPoint, QuickBooks, Access, Microsoft Publisher, Customer Service, Accounts Payable, Sales, Accounting, Public Speaking
Education
Long Island University, C.W. Post Campus 2012 — 2013
Master of Science (MS), Accounting
Long Island University, C.W. Post Campus 2009 — 2012
Bachelor of Science (BS), Accounting
PwC February 2014 - Present
Victoria's Secret April 2013 - January 2014
Victoria's Secret July 2012 - April 2013
Victoria's Secret April 2012 - July 2012
Cooking with Jazz January 2010 - April 2012
AFCO Systems May 2010 - July 2010
AFCO Systems February 2009 - February 2009
Smith Barney June 2008 - August 2008
Skills
Microsoft Excel, Microsoft Word, PowerPoint, QuickBooks, Access, Microsoft Publisher, Customer Service, Accounts Payable, Sales, Accounting, Public Speaking
Education
Long Island University, C.W. Post Campus 2012 — 2013
Master of Science (MS), Accounting
Long Island University, C.W. Post Campus 2009 — 2012
Bachelor of Science (BS), Accounting
Paul Tu Paul Tu's Smith Barney Experience June 1998 - December 1999
Job West Coast Business Manager Sumitomo Electric Carbide, Inc.
Industry Mechanical or Industrial Engineering
Experience
Sumitomo Electric Carbide, Inc. August 2007 - Present
PC Club July 2000 - August 2007
Smith Barney June 1998 - December 1999
Skills
Manufacturing, Project Management, Process Improvement, Lean Manufacturing, Engineering, Team Building, Contract Negotiation, Budgets, Pricing, Strategic Planning, Sales Management, Purchasing, Microsoft Office, Troubleshooting, Sales, Inventory Management, Management, Negotiation, Lathe, Marketing, Account Management, Business Development, CRM
Education
Keller Graduate School of Management of DeVry University 2004 — 2006
MBA, Project Management
University of California, Irvine 1995 — 1999
BA, Industrial and Organizational Psychology
Sumitomo Electric Carbide, Inc. August 2007 - Present
PC Club July 2000 - August 2007
Smith Barney June 1998 - December 1999
Skills
Manufacturing, Project Management, Process Improvement, Lean Manufacturing, Engineering, Team Building, Contract Negotiation, Budgets, Pricing, Strategic Planning, Sales Management, Purchasing, Microsoft Office, Troubleshooting, Sales, Inventory Management, Management, Negotiation, Lathe, Marketing, Account Management, Business Development, CRM
Education
Keller Graduate School of Management of DeVry University 2004 — 2006
MBA, Project Management
University of California, Irvine 1995 — 1999
BA, Industrial and Organizational Psychology
Annie Harris Annie Harris's Smith Barney Experience 1994 - 1997
Job owner at Annie's Animals
Industry Veterinary
Experience
Annie's Animals May 2006 - Present
CBOE 1997 - 2000
Smith Barney 1994 - 1997
Skills
Hospitality, Resorts, Menu Development, Hotels, Hospitality Management, Hospitality Industry, Hotel Management, Food & Beverage, Restaurants, Catering, Finance, Stock Market, Equity Trading
Education
Loyola University Chicago 1989 — 1993
Bachelor of Arts (B.A.), Crimminal Justice
Loyola University of Chicago 1987 — 1993
Bachelor's degree, Criminal Justice and Psychology minor
Annie's Animals May 2006 - Present
CBOE 1997 - 2000
Smith Barney 1994 - 1997
Skills
Hospitality, Resorts, Menu Development, Hotels, Hospitality Management, Hospitality Industry, Hotel Management, Food & Beverage, Restaurants, Catering, Finance, Stock Market, Equity Trading
Education
Loyola University Chicago 1989 — 1993
Bachelor of Arts (B.A.), Crimminal Justice
Loyola University of Chicago 1987 — 1993
Bachelor's degree, Criminal Justice and Psychology minor
Amy Coven Amy Coven's Smith Barney Experience March 2004 - December 2004
Job Experienced leader looking for fulfilling career.
Industry Civic & Social Organization
Experience
Oregon Health Insurance Marketplace July 2015 - Present
Photography by Amy Nicole June 2011 - Present
Cover Oregon February 2014 - June 2015
Galt Foundation December 2013 - February 2014
Mid Valley Mentors May 2013 - September 2013
T-Mobile April 2007 - January 2012
Smith Barney March 2004 - December 2004
Skills
Customer Service, Computer Proficiency, Report Writing, Research, Data Entry, Time Management, Training, Team Leadership, Teamwork, Creative Writing, PowerPoint, Microsoft Office, Microsoft Excel, Social Networking, Leadership, Event Planning, Administrative..., Office Management, Editing, Project Management, Blogging, Public Speaking
Education
Western Oregon University 2010 — 2013
Bachelor of Science (B.S.), Criminal Justice
Lane Community College 2004 — 2006
Associate of Arts (AA), General Studies
Oregon Health Insurance Marketplace July 2015 - Present
Photography by Amy Nicole June 2011 - Present
Cover Oregon February 2014 - June 2015
Galt Foundation December 2013 - February 2014
Mid Valley Mentors May 2013 - September 2013
T-Mobile April 2007 - January 2012
Smith Barney March 2004 - December 2004
Skills
Customer Service, Computer Proficiency, Report Writing, Research, Data Entry, Time Management, Training, Team Leadership, Teamwork, Creative Writing, PowerPoint, Microsoft Office, Microsoft Excel, Social Networking, Leadership, Event Planning, Administrative..., Office Management, Editing, Project Management, Blogging, Public Speaking
Education
Western Oregon University 2010 — 2013
Bachelor of Science (B.S.), Criminal Justice
Lane Community College 2004 — 2006
Associate of Arts (AA), General Studies
Alex Lyubarsky Alex Lyubarsky's Smith Barney Experience January 1996 - March 1996
Job Director at UBS
Industry Information Technology and Services
Experience
UBS February 2014 - Present
UBS November 1996 - February 2014
Merrill Lynch April 1996 - November 1996
Smith Barney January 1996 - March 1996
DTC - Depository Trust Company January 1995 - January 1996
Skills
Analytical Chemistry, Military Aviation, Programming, Software Development, Software Project..., Mainframe, DB2,..., Team Management, Databases, Requirements Analysis, Agile Methodologies, IT Strategy, SOA, SDLC, Analysis, Data Modeling, Requirements Gathering
Education
Global Institute of Technology, New York 1993 — 1994
Advanced DB2 Database
Military College of Aviation 1977 — 1978
Associate in Aircraft Computers, Aircraft computers: Programming, maintenance, support.
University of Latvia 1968 — 1973
UBS February 2014 - Present
UBS November 1996 - February 2014
Merrill Lynch April 1996 - November 1996
Smith Barney January 1996 - March 1996
DTC - Depository Trust Company January 1995 - January 1996
Skills
Analytical Chemistry, Military Aviation, Programming, Software Development, Software Project..., Mainframe, DB2,..., Team Management, Databases, Requirements Analysis, Agile Methodologies, IT Strategy, SOA, SDLC, Analysis, Data Modeling, Requirements Gathering
Education
Global Institute of Technology, New York 1993 — 1994
Advanced DB2 Database
Military College of Aviation 1977 — 1978
Associate in Aircraft Computers, Aircraft computers: Programming, maintenance, support.
University of Latvia 1968 — 1973
Nathan Sensing Nathan Sensing's Smith Barney Experience 2004 - 2004
Job Finance Business Partner at Ferguson Enterprises
Industry Hospital & Health Care
Experience
Ferguson Enterprises December 2014 - Present
Ascension Health August 2012 - December 2014
Comdata September 2011 - December 2011
Nissan North America May 2011 - August 2011
Consolidated Electrical Distributors (CED) Los Angeles 2007 - 2010
CAPITAL FINANCIAL GROUP 2006 - 2007
SMITH BARNEY 2004 - 2004
Skills
Financial Modeling, Forecasting, Business Analysis, Analysis, Valuation, Strategy, Budgets, Portfolio Management, Auditing, Leadership, Management, Financial Analysis, Process Improvement, Microsoft Excel, Data Analysis, Business Objects, Strategic Planning, Analytics, Sales, Access, Strategic Financial..., Business Strategy, Finance, Project Management, Healthcare, Internal Audit
Education
Vanderbilt University - Owen Graduate School of Management 2010 — 2012
MBA, Corporate Finance/Strategy
Lipscomb University 2003 — 2006
Bachelor of Science, Finance/ Economics, Management
The University of Georgia 2001 — 2003
Montgomery Bell Academy 1995 — 2001
Ferguson Enterprises December 2014 - Present
Ascension Health August 2012 - December 2014
Comdata September 2011 - December 2011
Nissan North America May 2011 - August 2011
Consolidated Electrical Distributors (CED) Los Angeles 2007 - 2010
CAPITAL FINANCIAL GROUP 2006 - 2007
SMITH BARNEY 2004 - 2004
Skills
Financial Modeling, Forecasting, Business Analysis, Analysis, Valuation, Strategy, Budgets, Portfolio Management, Auditing, Leadership, Management, Financial Analysis, Process Improvement, Microsoft Excel, Data Analysis, Business Objects, Strategic Planning, Analytics, Sales, Access, Strategic Financial..., Business Strategy, Finance, Project Management, Healthcare, Internal Audit
Education
Vanderbilt University - Owen Graduate School of Management 2010 — 2012
MBA, Corporate Finance/Strategy
Lipscomb University 2003 — 2006
Bachelor of Science, Finance/ Economics, Management
The University of Georgia 2001 — 2003
Montgomery Bell Academy 1995 — 2001
Alison Hellwege Pepera Alison Hellwege Pepera's Smith Barney Experience November 2002 - August 2004
Job Real Estate Broker at @properties
Industry Real Estate
Experience
@properties July 2014 - Present
Prudential Rubloff June 2007 - July 2014
Ipsos August 2005 - June 2007
Smith Barney November 2002 - August 2004
Skills
Short Sales, Residential Homes, First Time Home Buyers, Sellers, Foreclosures, Buyers, Renters, Real Estate, Real Estate Transactions, Investments, Investment Properties, Selling, Property Management, Market Analysis, Contract Negotiation, Real Estate Development, Real Estate Economics, Townhomes, Relationship Management, Commercial Real Estate
Education
Loyola University of Chicago 2001 — 2005
Bachelor's of Business Administration, Marketing
@properties July 2014 - Present
Prudential Rubloff June 2007 - July 2014
Ipsos August 2005 - June 2007
Smith Barney November 2002 - August 2004
Skills
Short Sales, Residential Homes, First Time Home Buyers, Sellers, Foreclosures, Buyers, Renters, Real Estate, Real Estate Transactions, Investments, Investment Properties, Selling, Property Management, Market Analysis, Contract Negotiation, Real Estate Development, Real Estate Economics, Townhomes, Relationship Management, Commercial Real Estate
Education
Loyola University of Chicago 2001 — 2005
Bachelor's of Business Administration, Marketing
Dennis Morton, Jr., CFP®, ChFC® Dennis Morton, Jr., CFP®, ChFC®'s Smith Barney Experience October 2005 - March 2008
Job Partner at Concannon Wealth Management
Industry Financial Services
Experience
Concannon Wealth Management April 2008 - Present
Smith Barney October 2005 - March 2008
Cintas 2004 - 2005
US Army June 1999 - October 2003
Education
The American College 2011 — 2012
Chartered Financial Consultant®
The American College 2009 — 2011
CFP® Curriculum, Financial Planning
Loyola College in Maryland 1995 — 1999
BS, Cum Laude, History
Concannon Wealth Management April 2008 - Present
Smith Barney October 2005 - March 2008
Cintas 2004 - 2005
US Army June 1999 - October 2003
Education
The American College 2011 — 2012
Chartered Financial Consultant®
The American College 2009 — 2011
CFP® Curriculum, Financial Planning
Loyola College in Maryland 1995 — 1999
BS, Cum Laude, History
Mark Conner Mark Conner's Smith Barney Experience 1998 - 2005
Job Principal, Corporate Treasury Investment Consulting LLC
Industry Financial Services
Experience
Corporate Treasury Investment Consulting LLC January 2008 - Present
The Baltimore Banners - Hockey in the Hood October 2004 - Present
Credit Suisse 2005 - 2008
Smith Barney 1998 - 2005
Alex. Brown 1983 - 1998
Baker Watts/Ferris Baker Watts 1988 - 1989
Skills
Municipal Bonds, Capital Markets, Fixed Income, Investments, Portfolio Management, Asset Management, Valuation, Securities, Financial Services, Financial Advisory, FINRA, Asset Managment, Treasury Management, Expert witness,..., Securities litigation,..., Investment training, Investment accounting, Corporate treasury, Investment manager..., Fixed income investment..., Auction Rate Securities, Enhanced cash funds, Municipal bond..., Fixed income trading, Corporate investment..., Accounting, Bonds, Trading, Investment Banking, Series 7, Treasury, Alternative Investments, Finance, Mutual Funds
Education
Loyola University Maryland 1977 — 1982
Bachelor of Arts, Business Administration
Corporate Treasury Investment Consulting LLC January 2008 - Present
The Baltimore Banners - Hockey in the Hood October 2004 - Present
Credit Suisse 2005 - 2008
Smith Barney 1998 - 2005
Alex. Brown 1983 - 1998
Baker Watts/Ferris Baker Watts 1988 - 1989
Skills
Municipal Bonds, Capital Markets, Fixed Income, Investments, Portfolio Management, Asset Management, Valuation, Securities, Financial Services, Financial Advisory, FINRA, Asset Managment, Treasury Management, Expert witness,..., Securities litigation,..., Investment training, Investment accounting, Corporate treasury, Investment manager..., Fixed income investment..., Auction Rate Securities, Enhanced cash funds, Municipal bond..., Fixed income trading, Corporate investment..., Accounting, Bonds, Trading, Investment Banking, Series 7, Treasury, Alternative Investments, Finance, Mutual Funds
Education
Loyola University Maryland 1977 — 1982
Bachelor of Arts, Business Administration
Dennis Greenberg's Smith Barney Experience 1992 - 1995
Job Director at Crowe Horwath LLP
Industry Financial Services
Experience
Crowe Horwath LLP January 2010 - Present
Norkom Technologies March 2008 - January 2010
WoltersKluwer February 2007 - March 2008
Kaplan Professional 2001 - 2006
EVCI 1995 - 2001
Smith Barney 1992 - 1995
Skills
Capital Markets, Technical Management, Risk Management, Sales Management, Compliance, Closing Deals, Account Management, Executive Management, Customer Experience, Coaching, Customer Relations, Contract Negotiation, Problem Solving, Process Improvement, Fraud, FCPA, UK Bribery Act, Anti-corruption, Investment Banking, Banking, Software Implementation, Risk Assessment, Enterprise Risk..., Financial Risk, Operational Risk..., Risk Based Testing, AML, Securities Fraud, Dodd Frank, Actmize, Norkom, Trading Systems, VARs, Fixed Income, Customer Service, Auditing, Securities, Operational Risk, Dodd-Frank, Due Diligence, Internal Audit, Sarbanes-Oxley Act, Insurance, Management, Training, Leadership, Corporate Governance, Financial Institutions, Enterprise Software, Business Strategy
Education
Long Island University 1993 — 1995
MBA, Finance
Pace University - Lubin School of Business 1983 — 1985
BBA, MIS
Crowe Horwath LLP January 2010 - Present
Norkom Technologies March 2008 - January 2010
WoltersKluwer February 2007 - March 2008
Kaplan Professional 2001 - 2006
EVCI 1995 - 2001
Smith Barney 1992 - 1995
Skills
Capital Markets, Technical Management, Risk Management, Sales Management, Compliance, Closing Deals, Account Management, Executive Management, Customer Experience, Coaching, Customer Relations, Contract Negotiation, Problem Solving, Process Improvement, Fraud, FCPA, UK Bribery Act, Anti-corruption, Investment Banking, Banking, Software Implementation, Risk Assessment, Enterprise Risk..., Financial Risk, Operational Risk..., Risk Based Testing, AML, Securities Fraud, Dodd Frank, Actmize, Norkom, Trading Systems, VARs, Fixed Income, Customer Service, Auditing, Securities, Operational Risk, Dodd-Frank, Due Diligence, Internal Audit, Sarbanes-Oxley Act, Insurance, Management, Training, Leadership, Corporate Governance, Financial Institutions, Enterprise Software, Business Strategy
Education
Long Island University 1993 — 1995
MBA, Finance
Pace University - Lubin School of Business 1983 — 1985
BBA, MIS
Shelley Ferro's Smith Barney Experience 2000 - 2003
Job President and Owner
Industry Financial Services
Experience
Ferro Financial, LLC February 2006 - Present
Mutual America 2004 - 2006
Smith Barney 2000 - 2003
Charles Schwab 1999 - 2000
Skills
Portfolio Management, Comprehensive Financial..., Retirement Planning, Strategic Financial..., Retirement, Investment Advisory, Finance, Investment Strategies, Investment Management, Financial Services, Financial Planning
Education
Loyola University New Orleans
Bachelor of Business Administration (BBA), Finance
Ferro Financial, LLC February 2006 - Present
Mutual America 2004 - 2006
Smith Barney 2000 - 2003
Charles Schwab 1999 - 2000
Skills
Portfolio Management, Comprehensive Financial..., Retirement Planning, Strategic Financial..., Retirement, Investment Advisory, Finance, Investment Strategies, Investment Management, Financial Services, Financial Planning
Education
Loyola University New Orleans
Bachelor of Business Administration (BBA), Finance
Heather Miller, PMP Heather Miller, PMP's Smith Barney Experience May 1994 - February 1996
Job Executive Assistant to Mark Wight, Chairman & CEO at Wight & Company
Industry Education Management
Experience
Wight & Company January 2014 - Present
Apollo Group October 2010 - January 2014
Amlin Homes January 2006 - March 2010
International Code Council March 2003 - January 2006
International Code Council March 1996 - February 2003
Smith Barney May 1994 - February 1996
Rollins Hudig Hall May 1992 - April 1994
Associated Recruiters Corporation October 1990 - April 1992
Skills
Event Planning, Organization, Meeting Planning, Fundraising, Newsletters, Event Management, Public Speaking, Outlook, Non-profits, Public Relations, Budgets, Project Management, Strategic Planning, Budget, Purchase Orders, Project Coordination, PowerPoint, Microsoft Excel, Corporate Events, Heavy Calendaring, Travel Management, Travel Planning, Project Planning, Contract Negotiation, Strategy, Community Outreach, Training, Management, Nonprofits, Policy, Government, Executive Management, Leadership Development, Customer Service, Sales, Program Management, Staff Development, Trade Shows, Organizational..., Team Building, Forecasting, Higher Education, Marketing, Volunteer Management, Workshop Facilitation, Adult Education, Leadership, Time Management, Team Leadership, Group Dynamics
Education
University of Phoenix 2012 — 2012
Certificate, Project Management
Lewis University 1998 — 2000
MA, Leadership Studies
Wight & Company January 2014 - Present
Apollo Group October 2010 - January 2014
Amlin Homes January 2006 - March 2010
International Code Council March 2003 - January 2006
International Code Council March 1996 - February 2003
Smith Barney May 1994 - February 1996
Rollins Hudig Hall May 1992 - April 1994
Associated Recruiters Corporation October 1990 - April 1992
Skills
Event Planning, Organization, Meeting Planning, Fundraising, Newsletters, Event Management, Public Speaking, Outlook, Non-profits, Public Relations, Budgets, Project Management, Strategic Planning, Budget, Purchase Orders, Project Coordination, PowerPoint, Microsoft Excel, Corporate Events, Heavy Calendaring, Travel Management, Travel Planning, Project Planning, Contract Negotiation, Strategy, Community Outreach, Training, Management, Nonprofits, Policy, Government, Executive Management, Leadership Development, Customer Service, Sales, Program Management, Staff Development, Trade Shows, Organizational..., Team Building, Forecasting, Higher Education, Marketing, Volunteer Management, Workshop Facilitation, Adult Education, Leadership, Time Management, Team Leadership, Group Dynamics
Education
University of Phoenix 2012 — 2012
Certificate, Project Management
Lewis University 1998 — 2000
MA, Leadership Studies
Kristin Dalaker Du Bree Kristin Dalaker Du Bree's Smith Barney Experience 2007 - 2007
Job Associate Director, Human Resources at Starwood Hotels & Resorts Worldwide, Inc.
Industry Human Resources
Experience
Starwood Hotels & Resorts Worldwide, Inc. January 2015 - Present
Starwood Hotels & Resorts Worldwide, Inc. January 2014 - January 2015
Guidant Group, Inc / Starwood Hotels & Resorts May 2013 - January 2014
Guidant Group, Inc / Starwood Hotels & Resorts March 2011 - May 2013
Kforce October 2008 - March 2011
Droga5 2008 - 2008
Smith Barney 2007 - 2007
Skills
Vendor Management, Temporary Staffing, Talent Acquisition, Human Resources, Interviews, Hospitality Industry, Compliance, Hospitality, Human Reources, Project Management, Communication, PowerPoint, Strategic Recruitment...
Education
Loyola University Maryland 2004 — 2008
BA, Communications
Katholieke Universiteit Leuven 2006 — 2007
Starwood Hotels & Resorts Worldwide, Inc. January 2015 - Present
Starwood Hotels & Resorts Worldwide, Inc. January 2014 - January 2015
Guidant Group, Inc / Starwood Hotels & Resorts May 2013 - January 2014
Guidant Group, Inc / Starwood Hotels & Resorts March 2011 - May 2013
Kforce October 2008 - March 2011
Droga5 2008 - 2008
Smith Barney 2007 - 2007
Skills
Vendor Management, Temporary Staffing, Talent Acquisition, Human Resources, Interviews, Hospitality Industry, Compliance, Hospitality, Human Reources, Project Management, Communication, PowerPoint, Strategic Recruitment...
Education
Loyola University Maryland 2004 — 2008
BA, Communications
Katholieke Universiteit Leuven 2006 — 2007
Amber Peterson Amber Peterson's Smith Barney Experience June 2005 - August 2005
Job Cosmetologist
Industry Cosmetics
Experience
Slash Salon October 2014 - Present
NMS Properties, Inc October 2012 - September 2013
NMS Properties, Inc October 2009 - October 2012
29 Cafe June 2009 - January 2011
Dietch PR June 2009 - October 2009
Jordan Schnitzer Museum of Art March 2009 - June 2009
DuckU January 2009 - June 2009
Mujeres Salon and Spa May 2008 - June 2009
Quick Fix Coffee Company August 2006 - May 2008
Smith Barney June 2005 - August 2005
Skills
Microsoft Excel, Social Media, Research, Microsoft Word, Budgets, Public Relations, Marketing, Social Media Marketing, WordPress, Google Adwords, Networking, Leadership, Project Management, Volunteering, Yardi Voyager, Outlook, Microsoft 365, Budgeting, Mass Email Marketing, Organization, Brand Management, Brand Awareness, Hootsuite, MailChimp, Social Media Blogging, Press Releases, Corporate Blogging, Customer Service, Newsletters, Sales, Advertising, Email Marketing, Facebook, Market Research, Google Analytics, Real Estate Economics, Management, Social Networking, YouTube, Time Management, Online Advertising, Blogging, Marketing Strategy, Event Planning, Microsoft Office
Education
Toni & Guy Hairdressing Academy-Costa Mesa 2013 — 2014
Cosmetology/Cosmetologist, General
University of Oregon 2007 — 2009
BS, Journalism: Public Relations
Lane Community College 2005 — 2007
Associate of Science (A.S.)
Eureka High 2000 — 2004
Slash Salon October 2014 - Present
NMS Properties, Inc October 2012 - September 2013
NMS Properties, Inc October 2009 - October 2012
29 Cafe June 2009 - January 2011
Dietch PR June 2009 - October 2009
Jordan Schnitzer Museum of Art March 2009 - June 2009
DuckU January 2009 - June 2009
Mujeres Salon and Spa May 2008 - June 2009
Quick Fix Coffee Company August 2006 - May 2008
Smith Barney June 2005 - August 2005
Skills
Microsoft Excel, Social Media, Research, Microsoft Word, Budgets, Public Relations, Marketing, Social Media Marketing, WordPress, Google Adwords, Networking, Leadership, Project Management, Volunteering, Yardi Voyager, Outlook, Microsoft 365, Budgeting, Mass Email Marketing, Organization, Brand Management, Brand Awareness, Hootsuite, MailChimp, Social Media Blogging, Press Releases, Corporate Blogging, Customer Service, Newsletters, Sales, Advertising, Email Marketing, Facebook, Market Research, Google Analytics, Real Estate Economics, Management, Social Networking, YouTube, Time Management, Online Advertising, Blogging, Marketing Strategy, Event Planning, Microsoft Office
Education
Toni & Guy Hairdressing Academy-Costa Mesa 2013 — 2014
Cosmetology/Cosmetologist, General
University of Oregon 2007 — 2009
BS, Journalism: Public Relations
Lane Community College 2005 — 2007
Associate of Science (A.S.)
Eureka High 2000 — 2004
Tim Hargest Tim Hargest's Smith Barney Experience February 2006 - February 2009
Job Sr. Vice President, Private Wealth Management at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. February 2009 - Present
Smith Barney February 2006 - February 2009
Legg Mason May 1984 - February 2006
Skills
Investments, Wealth Management, Strategic Planning, Management, Portfolio Management, Financial Planning, Finance, Asset Management, Leadership, Financial Analysis
Education
Loyola College in Maryland 1983 — 1985
MBA, Finance
Robert W. Baird & Co. February 2009 - Present
Smith Barney February 2006 - February 2009
Legg Mason May 1984 - February 2006
Skills
Investments, Wealth Management, Strategic Planning, Management, Portfolio Management, Financial Planning, Finance, Asset Management, Leadership, Financial Analysis
Education
Loyola College in Maryland 1983 — 1985
MBA, Finance
Neil Procaccianti Neil Procaccianti's Smith Barney Experience August 2001 - December 2006
Job Director of Sales and Business Development
Industry Health, Wellness and Fitness
Experience
Infusion Resource - Home Health Division September 2008 - Present
Merrill Lynch December 2006 - July 2007
Smith Barney August 2001 - December 2006
Skills
Microsoft Excel, Sales, Customer Service, Direct Sales, Financial Analysis, Management, Budgets, Training, New Business Development, Sales Management, Healthcare, Outlook, Account Management, Sales Operations, Social Media, Salesforce.com, Leadership, Marketing, Business Development, Cold Calling, Contract Negotiation, Event Management, Marketing Strategy, Selling, Sales Process, Sales Presentations, Product Launch, P&L Management, Sales Force Development, Marketing Management
Education
Manhattan College 1998 — 2001
Bachelor of Science (BS), Marketing
Landmark College
Quinnipiac University
Infusion Resource - Home Health Division September 2008 - Present
Merrill Lynch December 2006 - July 2007
Smith Barney August 2001 - December 2006
Skills
Microsoft Excel, Sales, Customer Service, Direct Sales, Financial Analysis, Management, Budgets, Training, New Business Development, Sales Management, Healthcare, Outlook, Account Management, Sales Operations, Social Media, Salesforce.com, Leadership, Marketing, Business Development, Cold Calling, Contract Negotiation, Event Management, Marketing Strategy, Selling, Sales Process, Sales Presentations, Product Launch, P&L Management, Sales Force Development, Marketing Management
Education
Manhattan College 1998 — 2001
Bachelor of Science (BS), Marketing
Landmark College
Quinnipiac University
Brian Lasek Brian Lasek's Smith Barney Experience June 2007 - August 2007
Job Technology Finance Manager of Next Generation Products and Platforms
Industry Telecommunications
Experience
Comcast Cable January 2015 - Present
Comcast Cable February 2012 - January 2015
Comcast Cable January 2010 - February 2012
Comcast Cable August 2009 - January 2010
Smith Barney June 2007 - August 2007
Education
Villanova University 2011 — 2013
Master of Business Administration (MBA)
King's College 2005 — 2008
Bachelor of Science (BS)
Comcast Cable January 2015 - Present
Comcast Cable February 2012 - January 2015
Comcast Cable January 2010 - February 2012
Comcast Cable August 2009 - January 2010
Smith Barney June 2007 - August 2007
Education
Villanova University 2011 — 2013
Master of Business Administration (MBA)
King's College 2005 — 2008
Bachelor of Science (BS)
Joseph. Schirripa, CFP®, CRPS® Joseph. Schirripa, CFP®, CRPS®'s Smith Barney Experience 1975 - 2001
Job Private Wealth Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. March 2001 - Present
Smith Barney 1975 - 2001
Skills
Finance, Retirement Planning, Portfolio Management, Financial Analysis, Management, Financial Planning, Investments, Wealth Management, Mergers & Acquisitions, Equities
Education
Kean University 1973 — 1975
M.A., Education
Rutgers University-New Brunswick 1967 — 1971
B.A., History
UBS Financial Services Inc. March 2001 - Present
Smith Barney 1975 - 2001
Skills
Finance, Retirement Planning, Portfolio Management, Financial Analysis, Management, Financial Planning, Investments, Wealth Management, Mergers & Acquisitions, Equities
Education
Kean University 1973 — 1975
M.A., Education
Rutgers University-New Brunswick 1967 — 1971
B.A., History
Harold Astorquiza's Smith Barney Experience November 1990 - September 2000
Job Sr. Vice President/ Portfolio Manager at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney August 2007 - Present
UBS Wealth Management September 2000 - August 2007
Smith Barney November 1990 - September 2000
Skills
Investments, Wealth Management, Finance, Financial Services, Securities, Mutual Funds, Series 7, Financial Analysis, Risk Management, Asset Allocation, Financial Planning, Credit, Retirement Planning, Series 63, Loans, Investment Banking, Credit Analysis, Estate Planning, Retirement, Commercial Lending
Education
Univerity of South Florida 1982 — 1985
BA, Finance
Loyola University New Orleans 1980 — 1982
Jesuit High School Tampa 1976 — 1980
Morgan Stanley Smith Barney August 2007 - Present
UBS Wealth Management September 2000 - August 2007
Smith Barney November 1990 - September 2000
Skills
Investments, Wealth Management, Finance, Financial Services, Securities, Mutual Funds, Series 7, Financial Analysis, Risk Management, Asset Allocation, Financial Planning, Credit, Retirement Planning, Series 63, Loans, Investment Banking, Credit Analysis, Estate Planning, Retirement, Commercial Lending
Education
Univerity of South Florida 1982 — 1985
BA, Finance
Loyola University New Orleans 1980 — 1982
Jesuit High School Tampa 1976 — 1980
Jeffrey Wiant Jeffrey Wiant's Smith Barney Experience August 2003 - August 2005
Job
Industry Management Consulting
Experience
Ernst & Young November 2011 - Present
Ernst & Young November 2007 - October 2011
Mental Health Center of Denver January 2007 - April 2007
Avaya June 2006 - August 2006
Jeppesen March 2006 - June 2006
Smith Barney August 2003 - August 2005
UBS May 2001 - August 2003
Skills
Management, Analysis, Market Sizing, Strategic Planning, Strategic Financial..., Economic Growth, Management Consulting, Project Management, Strategic Planning for..., Business Process..., Business Analysis, Business Process, Financial Analysis, Driver-based..., Customer Experience..., Risk Management, Business Intelligence, Process Improvement, Program Management, Project Planning, Consulting, Performance Improvement, Growth Strategy..., Market Opportunity..., Workstream Management, Structured Communication, Business Strategy, Finance, strategy, Business Development, Cross-functional Team..., Strategy
Education
University of Denver - Daniels College of Business 2005 — 2007
Master of Business Administration (M.B.A.)
Kent State University
Bachelor of Business Administration (B.B.A.)
Ernst & Young November 2011 - Present
Ernst & Young November 2007 - October 2011
Mental Health Center of Denver January 2007 - April 2007
Avaya June 2006 - August 2006
Jeppesen March 2006 - June 2006
Smith Barney August 2003 - August 2005
UBS May 2001 - August 2003
Skills
Management, Analysis, Market Sizing, Strategic Planning, Strategic Financial..., Economic Growth, Management Consulting, Project Management, Strategic Planning for..., Business Process..., Business Analysis, Business Process, Financial Analysis, Driver-based..., Customer Experience..., Risk Management, Business Intelligence, Process Improvement, Program Management, Project Planning, Consulting, Performance Improvement, Growth Strategy..., Market Opportunity..., Workstream Management, Structured Communication, Business Strategy, Finance, strategy, Business Development, Cross-functional Team..., Strategy
Education
University of Denver - Daniels College of Business 2005 — 2007
Master of Business Administration (M.B.A.)
Kent State University
Bachelor of Business Administration (B.B.A.)
Frank Porcelli Frank Porcelli's Smith Barney Experience January 1994 - January 1998
Job Director at Cowen and Company
Industry Financial Services
Experience
Cowen and Company May 2012 - Present
Bloomberg Tradebook May 2007 - March 2012
Citigroup Global Capital Markets February 2004 - November 2006
Citigroup Global Capital Markets January 1999 - January 2004
Smith Barney January 1994 - January 1998
Capel, HSBC January 1993 - January 1994
Lehman Brothers January 1987 - January 1993
Skills
Equities, Financial Markets, Trading, Investment Banking, Derivatives, Strategy, Financial Services, Electronic Trading, Trading Systems, Capital Markets, Bloomberg, Hedge Funds, Fixed Income, Equity Research, Equity Trading, Securities, Emerging Markets, Options
Education
Lebanon Valley College 1982 — 1986
Bachelor of Science, Economics and Business Administration
Cowen and Company May 2012 - Present
Bloomberg Tradebook May 2007 - March 2012
Citigroup Global Capital Markets February 2004 - November 2006
Citigroup Global Capital Markets January 1999 - January 2004
Smith Barney January 1994 - January 1998
Capel, HSBC January 1993 - January 1994
Lehman Brothers January 1987 - January 1993
Skills
Equities, Financial Markets, Trading, Investment Banking, Derivatives, Strategy, Financial Services, Electronic Trading, Trading Systems, Capital Markets, Bloomberg, Hedge Funds, Fixed Income, Equity Research, Equity Trading, Securities, Emerging Markets, Options
Education
Lebanon Valley College 1982 — 1986
Bachelor of Science, Economics and Business Administration
Craig Buhrendorf Craig Buhrendorf's Smith Barney Experience May 1995 - June 2009
Job Financial Advisor at Raymond James Financial Services, Inc.
Industry Financial Services
Experience
Raymond James Financial Services, Inc. June 2009 - Present
Smith Barney May 1995 - June 2009
Education
Lehigh University 1975 — 1979
BS
Raymond James Financial Services, Inc. June 2009 - Present
Smith Barney May 1995 - June 2009
Education
Lehigh University 1975 — 1979
BS
Frank LaRosa Frank LaRosa's Smith Barney Experience March 2007 - October 2009
Job Founder/CEO ELITE | Consulting Partners
Industry Financial Services
Experience
ELITE Consulting Partners July 2011 - Present
Morgan Stanley Smith Barney December 2010 - May 2011
Morgan Stanley Smith Barney October 2009 - December 2010
Smith Barney March 2007 - October 2009
Smith Barney, Alexandria VA May 2004 - March 2007
Smith Barney red bank nj 1999 - 2004
Smith Barney, Red Bank January 1999 - March 2000
Prudential Securities June 1996 - January 1999
Skills
Asset Managment, Strategic Financial..., Retirement Planning, Wealth Management, Mutual Funds, Financial Advisory, Series 7, Series 63, Alternative Investments, Asset Management, Business Development, Finance, Financial Analysis, Insurance, Leadership, CRM, Wealth, Portfolio Management, Securities, Financial Planning, FINRA
Education
Kean University
BS, Marketing
ELITE Consulting Partners July 2011 - Present
Morgan Stanley Smith Barney December 2010 - May 2011
Morgan Stanley Smith Barney October 2009 - December 2010
Smith Barney March 2007 - October 2009
Smith Barney, Alexandria VA May 2004 - March 2007
Smith Barney red bank nj 1999 - 2004
Smith Barney, Red Bank January 1999 - March 2000
Prudential Securities June 1996 - January 1999
Skills
Asset Managment, Strategic Financial..., Retirement Planning, Wealth Management, Mutual Funds, Financial Advisory, Series 7, Series 63, Alternative Investments, Asset Management, Business Development, Finance, Financial Analysis, Insurance, Leadership, CRM, Wealth, Portfolio Management, Securities, Financial Planning, FINRA
Education
Kean University
BS, Marketing
Kristina Howley Kristina Howley's Smith Barney Experience 2000 - 2004
Job Principal
Industry Financial Services
Experience
Planmosaic January 2008 - Present
Stock & Option Solutions 2004 - 2008
Smith Barney 2000 - 2004
Education
Long Island University, C.W. Post Campus 1995 — 1998
Accounting, Math, Accounting
Nassau Community College 1995 — 1997
Associates, Accounting
Planmosaic January 2008 - Present
Stock & Option Solutions 2004 - 2008
Smith Barney 2000 - 2004
Education
Long Island University, C.W. Post Campus 1995 — 1998
Accounting, Math, Accounting
Nassau Community College 1995 — 1997
Associates, Accounting
Sandy Dedopoulos Steele's Smith Barney Experience 1994 - 1996
Job Vice President & Director Global Internal Marketing Communications
Industry Investment Management
Experience
AllianceBernstein August 2011 - Present
AllianceBernstein November 2005 - September 2009
AllianceBernstein 2002 - 2005
Sanford C. Bernstein 2000 - 2002
Sanford C. Bernstein 1996 - 2000
Smith Barney 1994 - 1996
Skills
Building Relationships, Team Management, Client Service Oriented, Marketing Communications, Marketing, Consulting, Competitive Analysis, Series 7, Series 63, Financial Services, Institutional..., Client Services, Equities, Fixed Income, Integrated Marketing, Investments, Leadership, Mutual Funds, Portfolio Management
Education
Saint John's University - Peter J. Tobin College of Business
BS in Finance, Finance
New York University
Continuing Education Certificate, International Business & Finance
Long Island University, C.W. Post Campus
Paralegal Certificate, Law
AllianceBernstein August 2011 - Present
AllianceBernstein November 2005 - September 2009
AllianceBernstein 2002 - 2005
Sanford C. Bernstein 2000 - 2002
Sanford C. Bernstein 1996 - 2000
Smith Barney 1994 - 1996
Skills
Building Relationships, Team Management, Client Service Oriented, Marketing Communications, Marketing, Consulting, Competitive Analysis, Series 7, Series 63, Financial Services, Institutional..., Client Services, Equities, Fixed Income, Integrated Marketing, Investments, Leadership, Mutual Funds, Portfolio Management
Education
Saint John's University - Peter J. Tobin College of Business
BS in Finance, Finance
New York University
Continuing Education Certificate, International Business & Finance
Long Island University, C.W. Post Campus
Paralegal Certificate, Law
Rod MacKenzie Rod MacKenzie's Smith Barney Experience February 1980 - January 1985
Job Advancement Specialist at Sierra Club
Industry Nonprofit Organization Management
Experience
Sierra Club July 2012 - Present
Sierra Club May 2002 - August 2012
Age Wave October 1992 - July 2000
Alliance for Young Families January 1992 - June 1992
Berklee College of Music October 1985 - March 1989
Smith Barney February 1980 - January 1985
Skills
Non-profits
Education
Lewis and Clark College 1974 — 1978
Sierra Club July 2012 - Present
Sierra Club May 2002 - August 2012
Age Wave October 1992 - July 2000
Alliance for Young Families January 1992 - June 1992
Berklee College of Music October 1985 - March 1989
Smith Barney February 1980 - January 1985
Skills
Non-profits
Education
Lewis and Clark College 1974 — 1978
Andrew Bloom Andrew Bloom's Smith Barney Experience April 2003 - June 2009
Job Vice President Financial Advisor Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities May 2012 - Present
Ziegler June 2009 - May 2012
Smith Barney April 2003 - June 2009
Morgan Stanley April 2001 - March 2003
Wild Flavors June 1982 - September 2000
Skills
Financial Planning, Wealth Management, Alternative Investments, Retirement Planning, Investments, Asset Allocation, Bonds, 401k, Investment Advisory, Annuities, Retirement, Strategic Financial..., Fixed Annuities, Fixed Income, Financial Services
Education
Macalester College 1974 — 1978
BS, psychology
Wyoming High School 1970 — 1974
Wunderlich Securities May 2012 - Present
Ziegler June 2009 - May 2012
Smith Barney April 2003 - June 2009
Morgan Stanley April 2001 - March 2003
Wild Flavors June 1982 - September 2000
Skills
Financial Planning, Wealth Management, Alternative Investments, Retirement Planning, Investments, Asset Allocation, Bonds, 401k, Investment Advisory, Annuities, Retirement, Strategic Financial..., Fixed Annuities, Fixed Income, Financial Services
Education
Macalester College 1974 — 1978
BS, psychology
Wyoming High School 1970 — 1974
Robert B Martensen's Smith Barney Experience 1994 - 2010
Job Managing Director/Regional Director
Industry Financial Services
Experience
JP MORGAN SECURITIES 2010 - Present
Smith Barney 1994 - 2010
Smith Barney 1992 - 1994
Smith Barney 1989 - 1992
Prudential Bache Securities 1980 - 1989
Braniff International Airlines 1978 - 1980
United States Air Force 1970 - 1978
Education
Louisiana Tech University 1965 — 1970
Bachelor of Science (B.S.), Business Administration
JP MORGAN SECURITIES 2010 - Present
Smith Barney 1994 - 2010
Smith Barney 1992 - 1994
Smith Barney 1989 - 1992
Prudential Bache Securities 1980 - 1989
Braniff International Airlines 1978 - 1980
United States Air Force 1970 - 1978
Education
Louisiana Tech University 1965 — 1970
Bachelor of Science (B.S.), Business Administration
Jim McHale Jim McHale's Smith Barney Experience April 1991 - October 1994
Job
Industry Real Estate
Experience
ReMax of Reading April 2014 - Present
McHale Properties December 2005 - Present
SEI Investments November 2004 - July 2008
Sanchez Computer Associates January 1999 - November 2004
Beer Unlimited October 1991 - April 2001
Smith Barney April 1991 - October 1994
Skills
Property Management, Software Implementation, Business Strategy, Investments, Real Estate Investment, Real Estate, Strategic Planning, Banking, Process Improvement, Problem Solving, Public Speaking, Microsoft Office, Business Analysis, Management Consulting, Business Planning, Financial Analysis, Retail, Excel, Real Estate Development, Word, Project Management, Strategy, Budgets, Entrepreneurship, Investment Properties, Management, Microsoft Excel, Program Management, Software Project...
Education
1983 — 1984
La Salle University 1982 — 1984
Bachelor of Arts
Pennsylvania State University 1979 — 1981
Frankford High School 1976 — 1979
ReMax of Reading April 2014 - Present
McHale Properties December 2005 - Present
SEI Investments November 2004 - July 2008
Sanchez Computer Associates January 1999 - November 2004
Beer Unlimited October 1991 - April 2001
Smith Barney April 1991 - October 1994
Skills
Property Management, Software Implementation, Business Strategy, Investments, Real Estate Investment, Real Estate, Strategic Planning, Banking, Process Improvement, Problem Solving, Public Speaking, Microsoft Office, Business Analysis, Management Consulting, Business Planning, Financial Analysis, Retail, Excel, Real Estate Development, Word, Project Management, Strategy, Budgets, Entrepreneurship, Investment Properties, Management, Microsoft Excel, Program Management, Software Project...
Education
1983 — 1984
La Salle University 1982 — 1984
Bachelor of Arts
Pennsylvania State University 1979 — 1981
Frankford High School 1976 — 1979
Jeff Dragon Jeff Dragon's Smith Barney Experience March 1998 - September 2003
Job Senior Vice President, Retirement Advisors
Industry Financial Services
Experience
The Retirement Advisors of New England March 2007 - Present
The Retirement Advisors of New England 2007 - Present
Merrill Lynch October 2003 - January 2007
Smith Barney March 1998 - September 2003
Skills
Retirement Planning, Strategic Financial..., Retirement, Series 7, Financial Services, Finance, Securities, Investments, Wealth, Insurance, Fixed Annuities, Financial Advisory, Life Insurance, Wealth Management
Education
Keene State College 1983 — 1987
Bachelor of Business Administration (BBA), Business Administration and Management, General
Merrimack College
The Retirement Advisors of New England March 2007 - Present
The Retirement Advisors of New England 2007 - Present
Merrill Lynch October 2003 - January 2007
Smith Barney March 1998 - September 2003
Skills
Retirement Planning, Strategic Financial..., Retirement, Series 7, Financial Services, Finance, Securities, Investments, Wealth, Insurance, Fixed Annuities, Financial Advisory, Life Insurance, Wealth Management
Education
Keene State College 1983 — 1987
Bachelor of Business Administration (BBA), Business Administration and Management, General
Merrimack College
Matthew Geisperger Matthew Geisperger's Smith Barney Experience June 2005 - August 2005
Job District Manager / Field Consultant at 7Eleven
Industry Leisure, Travel & Tourism
Experience
7-Eleven March 2013 - Present
7-Eleven November 2012 - March 2013
Maple Family Centers February 2011 - November 2012
AMF Bowling Centers October 2004 - February 2011
Smith Barney June 2005 - August 2005
Skills
Team Building, Customer Service, Human Resources, Management, Training, Mergers & Acquisitions, New Store Openings, New Store Planning, Recruiting, Operations Management, Franchise Agreements, Franchise Consulting, Vendor Management, Retail, Customer Satisfaction, Analysis
Education
LIU Post 2008 — 2009
Bachelors, Business Management
State University of New York - SUNY New Paltz
Statistics, Economics, Business Law, Consumer Psychology
7-Eleven March 2013 - Present
7-Eleven November 2012 - March 2013
Maple Family Centers February 2011 - November 2012
AMF Bowling Centers October 2004 - February 2011
Smith Barney June 2005 - August 2005
Skills
Team Building, Customer Service, Human Resources, Management, Training, Mergers & Acquisitions, New Store Openings, New Store Planning, Recruiting, Operations Management, Franchise Agreements, Franchise Consulting, Vendor Management, Retail, Customer Satisfaction, Analysis
Education
LIU Post 2008 — 2009
Bachelors, Business Management
State University of New York - SUNY New Paltz
Statistics, Economics, Business Law, Consumer Psychology
Brian McGuinness, CFP ® Brian McGuinness, CFP ®'s Smith Barney Experience June 1998 - September 2006
Job Delivering a simplified approach to wealth management that will stand the test of time.
Industry Financial Services
Experience
UBS October 2006 - Present
Smith Barney June 1998 - September 2006
Skills
Comprehensive Wealth..., Financial Planning, Credit and lending, Portfolio management, Estate Planning and...
Education
Lehigh University 1980 — 1984
bs
CSHHS
UBS October 2006 - Present
Smith Barney June 1998 - September 2006
Skills
Comprehensive Wealth..., Financial Planning, Credit and lending, Portfolio management, Estate Planning and...
Education
Lehigh University 1980 — 1984
bs
CSHHS
Jaymin Patel Jaymin Patel's Smith Barney Experience September 1996 - October 1997
Job Director of Wintel/Virtulization Engineering at DTCC
Industry Financial Services
Experience
DTCC August 2012 - Present
Macquarie Group January 2012 - August 2012
Macquarie Group 2010 - 2011
JP Morgan Chase June 2008 - November 2009
Bear Stearns May 1999 - June 2008
Bear Stearns November 1997 - May 1999
Smith Barney September 1996 - October 1997
Skills
Program Management, Data Center, IT Management, VMware, Servers, Management, Strategy, Infrastructure, Storage, Trading Systems, Fixed Income, Equities, Electronic Trading, Investment Banking, Capital Markets
Education
New York Institute of Technology 1983 — 1989
Kendriya Vidyalaya 1970 — 1980
PSG Seminar
DTCC August 2012 - Present
Macquarie Group January 2012 - August 2012
Macquarie Group 2010 - 2011
JP Morgan Chase June 2008 - November 2009
Bear Stearns May 1999 - June 2008
Bear Stearns November 1997 - May 1999
Smith Barney September 1996 - October 1997
Skills
Program Management, Data Center, IT Management, VMware, Servers, Management, Strategy, Infrastructure, Storage, Trading Systems, Fixed Income, Equities, Electronic Trading, Investment Banking, Capital Markets
Education
New York Institute of Technology 1983 — 1989
Kendriya Vidyalaya 1970 — 1980
PSG Seminar
Douglas L. Kennedy Douglas L. Kennedy's Smith Barney Experience 2001 - 2008
Job Partner, CFOs2GO
Industry Financial Services
Experience
CFOs2GO November 2009 - Present
Five Fortune 500 Companies & 2 Big 4 Accounting Firms 1975 - 2009
Smith Barney 2001 - 2008
Ernst & Young September 1997 - August 2000
Gap Inc. November 1990 - August 1997
ComputerLand Corporation 1986 - 1990
Intel Corporation 1984 - 1985
United Technologies 1979 - 1984
Skills
Financial Analysis, Corporate Finance, Forecasting, Tax, Finance, Strategic Financial..., Financial Reporting, Investments, Risk Management, Change Management, Start-ups, Auditing, Income Tax, Small Business, Sales, International Tax, Corporate Tax, Portfolio Management, Wealth Management, Due Diligence, Mergers & Acquisitions, Financial Advisory, Managerial Finance, Transfer Pricing
Education
The University of Texas at Austin 1974 — 1975
MBA, Finance and Accounting
Kilgore College
White Oak High School
CFOs2GO November 2009 - Present
Five Fortune 500 Companies & 2 Big 4 Accounting Firms 1975 - 2009
Smith Barney 2001 - 2008
Ernst & Young September 1997 - August 2000
Gap Inc. November 1990 - August 1997
ComputerLand Corporation 1986 - 1990
Intel Corporation 1984 - 1985
United Technologies 1979 - 1984
Skills
Financial Analysis, Corporate Finance, Forecasting, Tax, Finance, Strategic Financial..., Financial Reporting, Investments, Risk Management, Change Management, Start-ups, Auditing, Income Tax, Small Business, Sales, International Tax, Corporate Tax, Portfolio Management, Wealth Management, Due Diligence, Mergers & Acquisitions, Financial Advisory, Managerial Finance, Transfer Pricing
Education
The University of Texas at Austin 1974 — 1975
MBA, Finance and Accounting
Kilgore College
White Oak High School
Burr Warne Burr Warne's Smith Barney Experience 1989 - 1992
Job Founder & CEO, Global Classroom
Industry Internet
Experience
Global Classroom February 2003 - Present
EPIC Learning May 1995 - January 2003
MODE 1993 - 1995
Smith Barney 1989 - 1992
Kidder Peabody 1982 - 1989
Skills
E-Learning, Entrepreneurship, Social Media, Educational Technology, Instructional Technology, Public Speaking, Learning Management..., Web 2.0, Blended Learning, Distance Learning, Instructional Design, Social Networking, Content Development, Web Development, Staff Development, Learning Management, Leadership Development, Strategic Planning, Moodle, Training, Business Development, Small Business, Leadership, Program Management, Start-ups, Management, Marketing Strategy
Education
Lehigh University 1973 — 1975
Bachelor of Science (BS), Business Administration and Management, General
Lehigh University 1976 — 1978
MBA, Finance
Lehigh University 1973 — 1975
BS, Finance & Marketing
Chenango Valley 1967 — 1971
College Preparatory
Global Classroom February 2003 - Present
EPIC Learning May 1995 - January 2003
MODE 1993 - 1995
Smith Barney 1989 - 1992
Kidder Peabody 1982 - 1989
Skills
E-Learning, Entrepreneurship, Social Media, Educational Technology, Instructional Technology, Public Speaking, Learning Management..., Web 2.0, Blended Learning, Distance Learning, Instructional Design, Social Networking, Content Development, Web Development, Staff Development, Learning Management, Leadership Development, Strategic Planning, Moodle, Training, Business Development, Small Business, Leadership, Program Management, Start-ups, Management, Marketing Strategy
Education
Lehigh University 1973 — 1975
Bachelor of Science (BS), Business Administration and Management, General
Lehigh University 1976 — 1978
MBA, Finance
Lehigh University 1973 — 1975
BS, Finance & Marketing
Chenango Valley 1967 — 1971
College Preparatory
Daniel Ziazadeh's Smith Barney Experience June 2007 - August 2007
Job President/Founder at Reach for Kids
Industry Medical Practice
Experience
Wang Oncology Laboratory - University of Michigan Health System December 2011 - Present
Reach for Kids May 2004 - Present
Rae Breast Cancer Laboratory - University of Michigan Health System September 2011 - December 2011
Oncology Molecular Medicine Laboratory - University of Kansas Medical Center May 2011 - August 2011
HIV Microbiology Laboratory - Michigan State University January 2010 - May 2011
Wireless Developer Agency March 2009 - May 2009
Smith Barney June 2007 - August 2007
Intimidator Owners Group May 2005 - July 2007
Innovision Technologies Inc August 2000 - 2007
Law Office of John Davey PC May 2006 - 2006
Education
University of Michigan Medical School
Master of Science (M.S.), Pharmacology
Michigan State University - James Madison College 2006 — 2011
Bachelor of Arts (B.A.), International Relations
Koç Üniversitesi 2008 — 2008
Democratization and Economic Transition in Eastern Europe
Universitatea „Babeș-Bolyai” din Cluj-Napoca 2008 — 2008
Democratization & Economic Transitition in Eastern Europe
Université libre de Bruxelles 2008 — 2008
International Relations in Brussels
Detroit Country Day School 2002 — 2006
Wang Oncology Laboratory - University of Michigan Health System December 2011 - Present
Reach for Kids May 2004 - Present
Rae Breast Cancer Laboratory - University of Michigan Health System September 2011 - December 2011
Oncology Molecular Medicine Laboratory - University of Kansas Medical Center May 2011 - August 2011
HIV Microbiology Laboratory - Michigan State University January 2010 - May 2011
Wireless Developer Agency March 2009 - May 2009
Smith Barney June 2007 - August 2007
Intimidator Owners Group May 2005 - July 2007
Innovision Technologies Inc August 2000 - 2007
Law Office of John Davey PC May 2006 - 2006
Education
University of Michigan Medical School
Master of Science (M.S.), Pharmacology
Michigan State University - James Madison College 2006 — 2011
Bachelor of Arts (B.A.), International Relations
Koç Üniversitesi 2008 — 2008
Democratization and Economic Transition in Eastern Europe
Universitatea „Babeș-Bolyai” din Cluj-Napoca 2008 — 2008
Democratization & Economic Transitition in Eastern Europe
Université libre de Bruxelles 2008 — 2008
International Relations in Brussels
Detroit Country Day School 2002 — 2006
Douglas Stocklan Douglas Stocklan's Smith Barney Experience July 1996 - June 2008
Job Financial Advisor at RTN Financial & Retirement Group
Industry Financial Services
Experience
RTN Financial & Retirement Group February 2014 - Present
BofA Merrill Lynch June 2008 - January 2014
Smith Barney July 1996 - June 2008
Skills
Retirement Planning, Investment Management
Education
Lawrence University 1985 — 1989
Political Science and Government
The Rivers School
RTN Financial & Retirement Group February 2014 - Present
BofA Merrill Lynch June 2008 - January 2014
Smith Barney July 1996 - June 2008
Skills
Retirement Planning, Investment Management
Education
Lawrence University 1985 — 1989
Political Science and Government
The Rivers School
Richard Reinartz Richard Reinartz's Smith Barney Experience September 1997 - June 1998
Job Trial Lawyer / Managing Member at The Reinartz Law Firm, LLC
Industry Legal Services
Experience
The Reinartz Law Firm, LLC September 2012 - Present
Gibbons P.C. March 2004 - September 2012
Wilson Elser September 2001 - March 2004
Smith Barney September 1997 - June 1998
Skills
Product Liability, Personal Injury, Civil Litigation, Toxic Tort, Litigation, Commercial Litigation, Torts, Trials, Medical Malpractice, Public Liability, Trial Practice, Personal Injury..., Legal Writing, Class Actions, Wrongful Death, Mediation, Traumatic Brain Injury, Spinal Cord Injury, Appeals, Workers' Compensation..., Road Traffic Law, DUI Defense, Auto Injuries, Sports Injuries, Musculoskeletal Injuries, Back Injuries, Work Injuries, Depositions, Trade Secrets, Construction Law, Employment Law, Alternative Dispute..., Injury, Brain Injury, Arbitration, Municipal Law, Premises Liability..., Automobile Liability, Insurance Law, Dispute Resolution, Employment..., Employment Practices..., Acquired Brain Injury, Jury Trials, Workers Compensation, Automobile Accidents
Education
Seton Hall University School of Law 1998 — 2001
Juris Doctor
Lafayette College 1993 — 1997
Bachelor of Arts
Glen Rock H.S., Glen Rock, N.J. 1989 — 1993
The Reinartz Law Firm, LLC September 2012 - Present
Gibbons P.C. March 2004 - September 2012
Wilson Elser September 2001 - March 2004
Smith Barney September 1997 - June 1998
Skills
Product Liability, Personal Injury, Civil Litigation, Toxic Tort, Litigation, Commercial Litigation, Torts, Trials, Medical Malpractice, Public Liability, Trial Practice, Personal Injury..., Legal Writing, Class Actions, Wrongful Death, Mediation, Traumatic Brain Injury, Spinal Cord Injury, Appeals, Workers' Compensation..., Road Traffic Law, DUI Defense, Auto Injuries, Sports Injuries, Musculoskeletal Injuries, Back Injuries, Work Injuries, Depositions, Trade Secrets, Construction Law, Employment Law, Alternative Dispute..., Injury, Brain Injury, Arbitration, Municipal Law, Premises Liability..., Automobile Liability, Insurance Law, Dispute Resolution, Employment..., Employment Practices..., Acquired Brain Injury, Jury Trials, Workers Compensation, Automobile Accidents
Education
Seton Hall University School of Law 1998 — 2001
Juris Doctor
Lafayette College 1993 — 1997
Bachelor of Arts
Glen Rock H.S., Glen Rock, N.J. 1989 — 1993
Bob Aubel Bob Aubel's Smith Barney Experience May 2007 - September 2007
Job Inventory Analyst at Staples
Industry Retail
Experience
Staples October 2011 - Present
Staples Inc April 1999 - October 2011
Smith Barney May 2007 - September 2007
Staples Inc November 1995 - March 1999
Staples Inc January 1995 - October 1995
Staples Inc October 1993 - December 1994
Staples, Inc October 1992 - October 1993
York and Lancaster Counties October 1991 - April 1992
Huntington Learning Center October 1991 - April 1992
Palmyra High School September 1990 - December 1990
Skills
Inventory Management, Customer Service, Supervisory Skills, Profitability, Expense Control, Series 7, Hiring, Profit, Retail Management, Relationship Development, Inventory Control, Expense Management, Team Building, Training, Leadership, Merchandising, Sales
Education
Lebanon Valley College 1987 — 1991
Lebanon Valley College
Bachelor of Science, Mathematics/Secondary Education
Millersville University
Staples October 2011 - Present
Staples Inc April 1999 - October 2011
Smith Barney May 2007 - September 2007
Staples Inc November 1995 - March 1999
Staples Inc January 1995 - October 1995
Staples Inc October 1993 - December 1994
Staples, Inc October 1992 - October 1993
York and Lancaster Counties October 1991 - April 1992
Huntington Learning Center October 1991 - April 1992
Palmyra High School September 1990 - December 1990
Skills
Inventory Management, Customer Service, Supervisory Skills, Profitability, Expense Control, Series 7, Hiring, Profit, Retail Management, Relationship Development, Inventory Control, Expense Management, Team Building, Training, Leadership, Merchandising, Sales
Education
Lebanon Valley College 1987 — 1991
Lebanon Valley College
Bachelor of Science, Mathematics/Secondary Education
Millersville University
George Dircks, Jr.'s Smith Barney Experience December 2005 - February 2009
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors February 2009 - Present
Smith Barney December 2005 - February 2009
Legg Mason May 1987 - December 2005
Skills
Financial Advisory, Mutual Funds, Fixed Annuities, Variable Annuities
Education
Loyola University New Orleans 1969 — 1973
Bachelor of Business Administration, Marketing
Loyola Blakefield High School 1965 — 1969
Wells Fargo Advisors February 2009 - Present
Smith Barney December 2005 - February 2009
Legg Mason May 1987 - December 2005
Skills
Financial Advisory, Mutual Funds, Fixed Annuities, Variable Annuities
Education
Loyola University New Orleans 1969 — 1973
Bachelor of Business Administration, Marketing
Loyola Blakefield High School 1965 — 1969
Andrea Shea, CFP® Andrea Shea, CFP®'s Smith Barney Experience February 2005 - April 2009
Job Account Vice President Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Wealth Management April 2009 - Present
Smith Barney February 2005 - April 2009
Private Harbour Investment Management February 2000 - February 2005
Education
Lake Erie College 1980 — 1983
BA, International Business/Spanish
UBS Wealth Management April 2009 - Present
Smith Barney February 2005 - April 2009
Private Harbour Investment Management February 2000 - February 2005
Education
Lake Erie College 1980 — 1983
BA, International Business/Spanish
Marguerite Margo Mastalir Marguerite Margo Mastalir's Smith Barney Experience 1987 - 2005
Job Financial Consultant
Industry Financial Services
Experience
AXA Advisors 2006 - Present
Mastalir Plumbing Inc 1999 - Present
Smith Barney 1987 - 2005
Skills
Investments, Small Business, Insurance, Estate Planning, Finance, Retirement, Fixed Annuities, Risk Management, Financial Services, Sales, Securities, Financial Advisory
Education
Lakeland College 1990 — 1995
BA, Business
AXA Advisors 2006 - Present
Mastalir Plumbing Inc 1999 - Present
Smith Barney 1987 - 2005
Skills
Investments, Small Business, Insurance, Estate Planning, Finance, Retirement, Fixed Annuities, Risk Management, Financial Services, Sales, Securities, Financial Advisory
Education
Lakeland College 1990 — 1995
BA, Business
Rollin Gilbreath Tod's Smith Barney Experience 1979 - 1984
Job Senior Partner at Prescott Blair Group
Industry Staffing and Recruiting
Experience
Prescott Blair Group September 2013 - Present
StoneHouse Search Partners LLC May 2013 - September 2013
Prescott Blair Group April 2011 - June 2012
Keller Williams January 2010 - January 2011
Ratliff & Taylor : Executive Search November 2008 - November 2009
First of Michigan August 1997 - June 1999
The Kensington Group January 1992 - July 1996
Bear Stearns & Co. 1987 - 1992
Dean Witter 1984 - 1987
Smith Barney 1979 - 1984
Education
University of Denver
psychology
Lake Forest College
Berkshire School
High School, High School/Secondary Diplomas and Certificates
Saxe Middle School
Prescott Blair Group September 2013 - Present
StoneHouse Search Partners LLC May 2013 - September 2013
Prescott Blair Group April 2011 - June 2012
Keller Williams January 2010 - January 2011
Ratliff & Taylor : Executive Search November 2008 - November 2009
First of Michigan August 1997 - June 1999
The Kensington Group January 1992 - July 1996
Bear Stearns & Co. 1987 - 1992
Dean Witter 1984 - 1987
Smith Barney 1979 - 1984
Education
University of Denver
psychology
Lake Forest College
Berkshire School
High School, High School/Secondary Diplomas and Certificates
Saxe Middle School
Trish Roberts's Smith Barney Experience 2007 - 2008
Job Financial Advisor, JP Morgan Securities LLC
Industry Financial Services
Experience
JP Morgan Securities LLC 2011 - Present
Merrill Lynch 2008 - 2010
Smith Barney 2007 - 2008
Curves 2004 - 2007
Education
Long Island University, C.W. Post Campus
MBA, Business Administration and Management, General
Metropolitan College of New York - School of Business 1989 — 1992
BPS, Marketing
JP Morgan Securities LLC 2011 - Present
Merrill Lynch 2008 - 2010
Smith Barney 2007 - 2008
Curves 2004 - 2007
Education
Long Island University, C.W. Post Campus
MBA, Business Administration and Management, General
Metropolitan College of New York - School of Business 1989 — 1992
BPS, Marketing
Brad Mathews's Smith Barney Experience June 2003 - September 2008
Job VP Private Client Advisor at JP Morgan Chase Bank, N.A.
Industry Financial Services
Experience
JP Morgan Chase Bank, N.A. May 2013 - Present
Hancock Investment Services, Inc. October 2008 - April 2013
Smith Barney June 2003 - September 2008
Education
Louisiana State University 2001 — 2005
Louisiana State University 2001 — 2005
BS, Business
Jesuit High School 1996 — 2001
JP Morgan Chase Bank, N.A. May 2013 - Present
Hancock Investment Services, Inc. October 2008 - April 2013
Smith Barney June 2003 - September 2008
Education
Louisiana State University 2001 — 2005
Louisiana State University 2001 — 2005
BS, Business
Jesuit High School 1996 — 2001
Geoff LaRoche Geoff LaRoche's Smith Barney Experience 2003 - 2009
Job Financial Advisor at PREISZ Financial
Industry Financial Services
Experience
PREISZ Financial January 2013 - Present
LPL Financial 2013 - Present
Ameriprise Financial Inc. 2009 - January 2013
Smith Barney 2003 - 2009
STEP Technology 1999 - 2002
Merant 1996 - 1999
Intersolv 1992 - 1995
American Power Conversion 1990 - 1991
Skills
Retirement Planning, Wealth Management, Investments, Insurance, Portfolio Management, Financial Analysis, Investment Advisory, 401k Rollovers, Strategic Financial..., Product Marketing, Product Management, Business Development, Engineering Management, Public Speaking, Finance
Education
Lafayette College
Bachelor of Arts Engineering (AB Eng), Engineering
Portland State University
MBA
PREISZ Financial January 2013 - Present
LPL Financial 2013 - Present
Ameriprise Financial Inc. 2009 - January 2013
Smith Barney 2003 - 2009
STEP Technology 1999 - 2002
Merant 1996 - 1999
Intersolv 1992 - 1995
American Power Conversion 1990 - 1991
Skills
Retirement Planning, Wealth Management, Investments, Insurance, Portfolio Management, Financial Analysis, Investment Advisory, 401k Rollovers, Strategic Financial..., Product Marketing, Product Management, Business Development, Engineering Management, Public Speaking, Finance
Education
Lafayette College
Bachelor of Arts Engineering (AB Eng), Engineering
Portland State University
MBA
Andre Dugas's Smith Barney Experience April 2002 - December 2005
Job Financial Advisor at Raymond James
Industry Financial Services
Experience
Raymond James March 2013 - Present
Merrill Lynch December 2005 - March 2013
Smith Barney April 2002 - December 2005
Smith Barney April 2000 - December 2005
Janus Capital Group September 2000 - September 2001
Skills
Securities, Alternative Investments, Financial Analysis, Fixed Annuities, Financial Modeling, Asset Management, Strategic Planning, Asset Allocation, Financial Reporting, Finance
Education
Louisiana State University 1995 — 1999
Bachelor of Science (BS), Finance
Raymond James March 2013 - Present
Merrill Lynch December 2005 - March 2013
Smith Barney April 2002 - December 2005
Smith Barney April 2000 - December 2005
Janus Capital Group September 2000 - September 2001
Skills
Securities, Alternative Investments, Financial Analysis, Fixed Annuities, Financial Modeling, Asset Management, Strategic Planning, Asset Allocation, Financial Reporting, Finance
Education
Louisiana State University 1995 — 1999
Bachelor of Science (BS), Finance
Addie Braun Addie Braun's Smith Barney Experience 1999 - 2003
Job Head of Industry Branding at Google
Industry Marketing and Advertising
Experience
Google January 2014 - Present
Google June 2013 - January 2014
Google May 2012 - December 2012
Google February 2006 - May 2012
Northwest Airlines January 2005 - January 2006
GE and Target April 2004 - January 2005
Smith Barney 1999 - 2003
Skills
Digital Marketing, Interactive Marketing, Marketing Strategy, SEM, Analytics, Social Media, Competitive Analysis, Online Advertising, Integrated Marketing, Google Adwords, Marketing, PPC, Digital Strategy, Omniture, Account Management, Mobile Marketing, Digital Media
Education
University of Minnesota - Carlson School of Management 2003 — 2005
MBA, Marketing
University of Minnesota - Carlson School of Management 1995 — 1999
B.S., Finance
Loyola University of Chicago 1994 — 1995
Bachelor of Science (B.S.), Chemistry
Google January 2014 - Present
Google June 2013 - January 2014
Google May 2012 - December 2012
Google February 2006 - May 2012
Northwest Airlines January 2005 - January 2006
GE and Target April 2004 - January 2005
Smith Barney 1999 - 2003
Skills
Digital Marketing, Interactive Marketing, Marketing Strategy, SEM, Analytics, Social Media, Competitive Analysis, Online Advertising, Integrated Marketing, Google Adwords, Marketing, PPC, Digital Strategy, Omniture, Account Management, Mobile Marketing, Digital Media
Education
University of Minnesota - Carlson School of Management 2003 — 2005
MBA, Marketing
University of Minnesota - Carlson School of Management 1995 — 1999
B.S., Finance
Loyola University of Chicago 1994 — 1995
Bachelor of Science (B.S.), Chemistry
Patrick Kubik Patrick Kubik's Smith Barney Experience September 2002 - June 2003
Job Product Pricing Manager Assistant Vice President at Bank of America
Industry Banking
Experience
Bank of America November 2013 - Present
Bank of America November 2011 - November 2013
Bank of America July 2009 - November 2011
Bank of America May 2006 - June 2009
Cambridge Realty Capital Companies October 2004 - May 2006
AIDSCARE May 2003 - May 2004
Smith Barney September 2002 - June 2003
Skills
Finance, Investment Banking, Leadership, Bonds, Financial Analysis, Asset Management, Portfolio Management, Securitization, Business Strategy, Financial Modeling, Banking, Mortgage Lending, Document Review, Contract Negotiation, MBS, Residential Mortgages, Team Management, Conflict Management, Valuation, Capital, Basel III, International Product..., Pricing, Pricing Strategy, Analysis, Management, Marketing, Due Diligence
Education
Loyola University Chicago 2001 — 2005
BBA
Lakeshore High School 1997 — 2001
Bank of America November 2013 - Present
Bank of America November 2011 - November 2013
Bank of America July 2009 - November 2011
Bank of America May 2006 - June 2009
Cambridge Realty Capital Companies October 2004 - May 2006
AIDSCARE May 2003 - May 2004
Smith Barney September 2002 - June 2003
Skills
Finance, Investment Banking, Leadership, Bonds, Financial Analysis, Asset Management, Portfolio Management, Securitization, Business Strategy, Financial Modeling, Banking, Mortgage Lending, Document Review, Contract Negotiation, MBS, Residential Mortgages, Team Management, Conflict Management, Valuation, Capital, Basel III, International Product..., Pricing, Pricing Strategy, Analysis, Management, Marketing, Due Diligence
Education
Loyola University Chicago 2001 — 2005
BBA
Lakeshore High School 1997 — 2001
Joe Calhoun's Smith Barney Experience 2007 - 2008
Job Financial Planning and Advisor Technology Specialist
Industry Investment Management
Experience
Symphonic Financial Advisors June 2012 - Present
HappyBottoms.org May 2011 - May 2013
RFC September 2009 - June 2012
Nuveen Investments September 2008 - January 2009
Smith Barney 2007 - 2008
New York Life April 2007 - August 2007
Holland America Line 2006 - 2006
Skills
Business Strategy, Financial Software, Valuation, Financial Planning, Customer Experience, Client Retention, Client Relationship..., Creative Problem Solving, Accounting Applications, Strategic Financial..., CRM, Customer Retention, Investments, Analysis, Time Management, Management, Finance, Budgets, Insurance, Business Analysis, Strategy, Financial Services, Business Development, Sales, Small Business, Marketing, Wealth Management, Customer Service
Education
Loyola University of Chicago
BBA, Finance, Computer Science
Symphonic Financial Advisors June 2012 - Present
HappyBottoms.org May 2011 - May 2013
RFC September 2009 - June 2012
Nuveen Investments September 2008 - January 2009
Smith Barney 2007 - 2008
New York Life April 2007 - August 2007
Holland America Line 2006 - 2006
Skills
Business Strategy, Financial Software, Valuation, Financial Planning, Customer Experience, Client Retention, Client Relationship..., Creative Problem Solving, Accounting Applications, Strategic Financial..., CRM, Customer Retention, Investments, Analysis, Time Management, Management, Finance, Budgets, Insurance, Business Analysis, Strategy, Financial Services, Business Development, Sales, Small Business, Marketing, Wealth Management, Customer Service
Education
Loyola University of Chicago
BBA, Finance, Computer Science
Rich Cody's Smith Barney Experience September 2000 - November 2001
Job President at Boston Investment Partners
Industry Financial Services
Experience
Boston Investment Partners, Securities offered through Concorde Investments member FINRA/SIPC May 2005 - Present
Leerink Swann November 2001 - May 2005
Smith Barney September 2000 - November 2001
Skills
Wealth Management, Strategic Financial..., Pensions, Investments, Strategic Planning, Financial Analysis, Real Estate, Asset Management, Business Strategy, New Business Development, Negotiation, Marketing Strategy, Due Diligence, Mergers & Acquisitions, Valuation, Financial Modeling, Investment Properties, Portfolio Management, Sales Management, Business Development, Financial Planning, Retirement Planning
Education
Loyola College in Maryland 1992 — 1996
Bachelor of Business Administration (B.B.A.), Economics/Finance
Boston Investment Partners, Securities offered through Concorde Investments member FINRA/SIPC May 2005 - Present
Leerink Swann November 2001 - May 2005
Smith Barney September 2000 - November 2001
Skills
Wealth Management, Strategic Financial..., Pensions, Investments, Strategic Planning, Financial Analysis, Real Estate, Asset Management, Business Strategy, New Business Development, Negotiation, Marketing Strategy, Due Diligence, Mergers & Acquisitions, Valuation, Financial Modeling, Investment Properties, Portfolio Management, Sales Management, Business Development, Financial Planning, Retirement Planning
Education
Loyola College in Maryland 1992 — 1996
Bachelor of Business Administration (B.B.A.), Economics/Finance
Dondra Mueth Dondra Mueth's Smith Barney Experience January 2001 - February 2005
Job Compliance Officer at FFSBM
Industry Financial Services
Experience
FFSBM August 2012 - Present
Smith Barney January 2001 - February 2005
Stifel October 1989 - January 2001
Skills
Series 7, Equities, Portfolio Management, Series 63, Banking, Capital Markets, Asset Allocation, Fixed Income, Investment Banking, Bloomberg, Asset Management, Derivatives, Valuation, Vendor Management, OFAC Officer, Compliance Officer, Wealth Management, Securities, Finance, Financial Services, Risk Management, FINRA
Education
Kaskaskia College 2011 — 2013
Associate's Degree, Accounting, 4.0
Wesclin 1984 — 1988
FFSBM August 2012 - Present
Smith Barney January 2001 - February 2005
Stifel October 1989 - January 2001
Skills
Series 7, Equities, Portfolio Management, Series 63, Banking, Capital Markets, Asset Allocation, Fixed Income, Investment Banking, Bloomberg, Asset Management, Derivatives, Valuation, Vendor Management, OFAC Officer, Compliance Officer, Wealth Management, Securities, Finance, Financial Services, Risk Management, FINRA
Education
Kaskaskia College 2011 — 2013
Associate's Degree, Accounting, 4.0
Wesclin 1984 — 1988
Walter Urban, Jr. Walter Urban, Jr.'s Smith Barney Experience February 2005 - June 2009
Job Financial Advisor at Raymond James
Industry Investment Management
Experience
Raymond James May 2012 - Present
Morgan Stanley Wealth Management June 2009 - May 2012
Smith Barney February 2005 - June 2009
Skills
Portfolio Management, Retirement Planning, Estate Planning, Financial Advisory, Securities, Retirement, Finance, Wealth Management, Series 7, Asset Allocation, Investment Advisory, Investments, Mutual Funds
Education
La Salle University 1966 — 1970
Bachelor's Degree, Marketing and Economics
Raymond James May 2012 - Present
Morgan Stanley Wealth Management June 2009 - May 2012
Smith Barney February 2005 - June 2009
Skills
Portfolio Management, Retirement Planning, Estate Planning, Financial Advisory, Securities, Retirement, Finance, Wealth Management, Series 7, Asset Allocation, Investment Advisory, Investments, Mutual Funds
Education
La Salle University 1966 — 1970
Bachelor's Degree, Marketing and Economics
Francois Marquis, CFP® Francois Marquis, CFP®'s Smith Barney Experience 2006 - 2009
Job Financial Consultant at Valenti Wealth Management, LLC
Industry Financial Services
Experience
Valenti Wealth Management, LLC July 2013 - Present
Merrill Lynch 2009 - June 2013
Smith Barney 2006 - 2009
Vanguard 2003 - 2006
Vanguard 2000 - 2003
Professional Ice Hockey 1993 - 1999
Skills
Retirement Planning, Finance, Investment Advisory, Estate Planning, College Education..., Insurance Analysis
Education
Pennsylvania State University-Great Valley Graduate Center 2001 — 2003
Master of Business Administration (MBA)
Lake Forest College 1989 — 1993
Bachelor of Arts (B.A.), Business
Valenti Wealth Management, LLC July 2013 - Present
Merrill Lynch 2009 - June 2013
Smith Barney 2006 - 2009
Vanguard 2003 - 2006
Vanguard 2000 - 2003
Professional Ice Hockey 1993 - 1999
Skills
Retirement Planning, Finance, Investment Advisory, Estate Planning, College Education..., Insurance Analysis
Education
Pennsylvania State University-Great Valley Graduate Center 2001 — 2003
Master of Business Administration (MBA)
Lake Forest College 1989 — 1993
Bachelor of Arts (B.A.), Business
Collin Ford Collin Ford's Smith Barney Experience 2006 - 2007
Job Senior Account Executive at Columbus A/S
Industry Information Technology and Services
Experience
Columbus A/S January 2015 - Present
Columbus A/S September 2013 - December 2014
Columbus A/S September 2011 - September 2013
IBM 2007 - September 2011
Smith Barney 2006 - 2007
Skills
Microsoft Dynamics, Microsoft CRM, Microsoft Office, Siebel, Brio Query, Cognos, SPSS, Minitab, Data Mining, Client Relationship..., Business Intelligence, Business Relationship..., Consultative Selling, Contract Negotiations, Targit, Axapta, Navision, ERP, CRM software, Hyperion Enterprise, Contract Negotiation, AIX, IBM AS/400, Red Hat Linux, VMware, Solution Selling, CRM, SaaS, Selling, Business Process
Education
LeTourneau University 2003 — 2007
B.S., Finance
Columbus A/S January 2015 - Present
Columbus A/S September 2013 - December 2014
Columbus A/S September 2011 - September 2013
IBM 2007 - September 2011
Smith Barney 2006 - 2007
Skills
Microsoft Dynamics, Microsoft CRM, Microsoft Office, Siebel, Brio Query, Cognos, SPSS, Minitab, Data Mining, Client Relationship..., Business Intelligence, Business Relationship..., Consultative Selling, Contract Negotiations, Targit, Axapta, Navision, ERP, CRM software, Hyperion Enterprise, Contract Negotiation, AIX, IBM AS/400, Red Hat Linux, VMware, Solution Selling, CRM, SaaS, Selling, Business Process
Education
LeTourneau University 2003 — 2007
B.S., Finance
Stacy Berenguel Stacy Berenguel's Smith Barney Experience April 2006 - July 2008
Job Marketing Manager Editorial Individual Markets at TIAACREF
Industry Financial Services
Experience
TIAA-CREF June 2014 - Present
Insurance Insight Group, LLC 2013 - June 2014
Aviva USA (now Athene Annuity) January 2012 - January 2013
Aviva USA (now Athene Annuity) July 2011 - January 2012
Principal Financial Group July 2008 - July 2011
Smith Barney April 2006 - July 2008
Skills
Investments, Indexed Annuities, Life Insurance, Marketing Strategy, Sales, Retirement Planning, Marketing, Fixed Annuities, Marketing Communications, Investment Strategies, Insurance, Social Media, Strategic Planning, Strategic Financial..., Term Life Insurance, Retirement, Disability Insurance, Hold Series 7, Series 63, Securities License, Finance, Mutual Funds, CRM, Long Term Care Insurance, Financial Services
Education
The University of New Mexico 2004 — 2007
M.A., Art History, Criticism and Conservation
Lake Forest College 1997 — 2001
Bachelor of Arts (B.A.), Art History & American Studies
TIAA-CREF June 2014 - Present
Insurance Insight Group, LLC 2013 - June 2014
Aviva USA (now Athene Annuity) January 2012 - January 2013
Aviva USA (now Athene Annuity) July 2011 - January 2012
Principal Financial Group July 2008 - July 2011
Smith Barney April 2006 - July 2008
Skills
Investments, Indexed Annuities, Life Insurance, Marketing Strategy, Sales, Retirement Planning, Marketing, Fixed Annuities, Marketing Communications, Investment Strategies, Insurance, Social Media, Strategic Planning, Strategic Financial..., Term Life Insurance, Retirement, Disability Insurance, Hold Series 7, Series 63, Securities License, Finance, Mutual Funds, CRM, Long Term Care Insurance, Financial Services
Education
The University of New Mexico 2004 — 2007
M.A., Art History, Criticism and Conservation
Lake Forest College 1997 — 2001
Bachelor of Arts (B.A.), Art History & American Studies
Erin Dickerson Erin Dickerson's Smith Barney Experience March 2008 - June 2008
Job Assistant Women's Basketball Coach at Illinois State University
Industry Sports
Experience
Illinois State University June 2013 - Present
La Salle University June 2010 - June 2013
Furman University 2009 - 2010
The 8 Foundation by Antoine Walker June 2007 - September 2008
Smith Barney March 2008 - June 2008
Skills
Fundraising, Public Speaking, Higher Education, Research, PowerPoint, Social Media, Editing, Press Releases, Marketing, Microsoft Office, Microsoft Excel, Coaching, Public Relations, Customer Service
Education
La Salle University 2012 — 2014
Master's degree, Professional and Business Communication
Northwestern University 2005 — 2009
Bachelor, Learning and Organizational Change
Illinois State University June 2013 - Present
La Salle University June 2010 - June 2013
Furman University 2009 - 2010
The 8 Foundation by Antoine Walker June 2007 - September 2008
Smith Barney March 2008 - June 2008
Skills
Fundraising, Public Speaking, Higher Education, Research, PowerPoint, Social Media, Editing, Press Releases, Marketing, Microsoft Office, Microsoft Excel, Coaching, Public Relations, Customer Service
Education
La Salle University 2012 — 2014
Master's degree, Professional and Business Communication
Northwestern University 2005 — 2009
Bachelor, Learning and Organizational Change
Jay H. Krall's Smith Barney Experience March 2005 - March 2007
Job Attorney, Law Offices of Jay H. Krall
Industry Law Practice
Experience
Law Offices of Jay H. Krall April 2014 - Present
Wells Fargo Private Bank January 2012 - April 2014
First National Bank of Shelby NC April 2011 - March 2012
Law Offices of Jay H. Krall August 1985 - April 2011
Citi Trust March 2007 - July 2009
Smith Barney March 2005 - March 2007
Skills
Estate Planning, Estate Tax Planning, High Net Worth..., Charities, Trustee Services and..., Modification of..., Series 65, Retirement Planning, Trusts, IRAs
Education
Quinnipiac University School of Law 1981 — 1984
J.D., Law
University of Maine 1975 — 1977
M.S., Entomology
Lafayette College 1970 — 1974
BA, Biology
Law Offices of Jay H. Krall April 2014 - Present
Wells Fargo Private Bank January 2012 - April 2014
First National Bank of Shelby NC April 2011 - March 2012
Law Offices of Jay H. Krall August 1985 - April 2011
Citi Trust March 2007 - July 2009
Smith Barney March 2005 - March 2007
Skills
Estate Planning, Estate Tax Planning, High Net Worth..., Charities, Trustee Services and..., Modification of..., Series 65, Retirement Planning, Trusts, IRAs
Education
Quinnipiac University School of Law 1981 — 1984
J.D., Law
University of Maine 1975 — 1977
M.S., Entomology
Lafayette College 1970 — 1974
BA, Biology
Jeremy Rogue Vlach, CIMA® Jeremy Rogue Vlach, CIMA®'s Smith Barney Experience November 1999 - March 2009
Job Financial Consultant at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
Smith Barney November 1999 - March 2009
Skills
Investments, Retirement Planning, Fixed Annuities, Mutual Funds, Retirement, 401k Rollovers, 401k, Asset Allocation, Alternative Investments, Wealth, Investment Strategies, IRAs, Disability Insurance, Retirement Income..., Saving for Education, Wealth Preservation..., Annuities, Insurance Planning, 529 Plans, Long Term Care, Wealth Transfer, IRA's, Financial Planning
Education
Lewis and Clark College 1995 — 1999
BA, Business
Lake Oswego High School 1992 — 1995
Wells Fargo Advisors, LLC May 2009 - Present
Smith Barney November 1999 - March 2009
Skills
Investments, Retirement Planning, Fixed Annuities, Mutual Funds, Retirement, 401k Rollovers, 401k, Asset Allocation, Alternative Investments, Wealth, Investment Strategies, IRAs, Disability Insurance, Retirement Income..., Saving for Education, Wealth Preservation..., Annuities, Insurance Planning, 529 Plans, Long Term Care, Wealth Transfer, IRA's, Financial Planning
Education
Lewis and Clark College 1995 — 1999
BA, Business
Lake Oswego High School 1992 — 1995
Tom Gutoskey Tom Gutoskey's Smith Barney Experience 1989 - 1993
Job Owner@ MedBrace Sales
Industry Medical Devices
Experience
MedBrace Sales March 2011 - Present
Full Choice Health Plans March 1993 - October 2011
PrepRadioOhio.com August 2008 - December 2009
Smith Barney 1989 - 1993
Skills
Sales Management, Sales, Entrepreneur, Healthcare, Medical Devices, Sports Medicine, Orthopedics, Orthopedic, Entrepreneurship, Medical Equipment, Account Management, Networking, Cold Calling, Marketing, New Business Development, Building Relationships, Marketing Strategy, Start-ups, Contract Negotiation, Strategic Planning, Customer Service, Sales Process, Sales Operations, Selling, Direct Sales, B2B, Key Account Management, Marketing Management, Market Research, Product Marketing, Management, Lead Generation, Business Planning, Sales Presentations, Business Strategy, Marketing Communications, CRM, Leadership, Market Analysis, Strategic Partnerships, Direct Marketing, Trade Shows, Customer Retention, Market Development, Salesforce.com, Product Launch, Business Development, Selling Skills, P&L Management, Executive Management
Education
Lakeland Community College 1975 — 1977
Business
MedBrace Sales March 2011 - Present
Full Choice Health Plans March 1993 - October 2011
PrepRadioOhio.com August 2008 - December 2009
Smith Barney 1989 - 1993
Skills
Sales Management, Sales, Entrepreneur, Healthcare, Medical Devices, Sports Medicine, Orthopedics, Orthopedic, Entrepreneurship, Medical Equipment, Account Management, Networking, Cold Calling, Marketing, New Business Development, Building Relationships, Marketing Strategy, Start-ups, Contract Negotiation, Strategic Planning, Customer Service, Sales Process, Sales Operations, Selling, Direct Sales, B2B, Key Account Management, Marketing Management, Market Research, Product Marketing, Management, Lead Generation, Business Planning, Sales Presentations, Business Strategy, Marketing Communications, CRM, Leadership, Market Analysis, Strategic Partnerships, Direct Marketing, Trade Shows, Customer Retention, Market Development, Salesforce.com, Product Launch, Business Development, Selling Skills, P&L Management, Executive Management
Education
Lakeland Community College 1975 — 1977
Business
Tarah Mileto Tarah Mileto's Smith Barney Experience January 2001 - December 2002
Job Grants & Contracts Specialist at Pennsylvania College of Technology
Industry Higher Education
Experience
Pennsylvania College of Technology January 2003 - Present
Smith Barney January 2001 - December 2002
Parente Randolph 1999 - 2001
Skills
Contract Management, Contract Negotiation, Grant Writing, Budget Development, Research, Project Management, Budgets, Microsoft Office, Strategic Planning, Training, PowerPoint, Public Speaking, Microsoft Excel, Program Development, Strategy, Management, Proposal Writing, Leadership Development, Leadership, Customer Service, Microsoft Word, Negotiation, Fundraising, Higher Education, Nonprofits, Community Outreach, Event Planning, Analysis, Data Analysis, Staff Development, Student Development, Student Affairs, Organizational..., Outlook, Supervisory Skills, Teaching
Education
Lycoming College 1995 — 1997
Bachelor of Arts, Accounting
Pennsylvania College of Technology 1989 — 1992
Associate of Applied Science, Accounting
Pennsylvania College of Technology January 2003 - Present
Smith Barney January 2001 - December 2002
Parente Randolph 1999 - 2001
Skills
Contract Management, Contract Negotiation, Grant Writing, Budget Development, Research, Project Management, Budgets, Microsoft Office, Strategic Planning, Training, PowerPoint, Public Speaking, Microsoft Excel, Program Development, Strategy, Management, Proposal Writing, Leadership Development, Leadership, Customer Service, Microsoft Word, Negotiation, Fundraising, Higher Education, Nonprofits, Community Outreach, Event Planning, Analysis, Data Analysis, Staff Development, Student Development, Student Affairs, Organizational..., Outlook, Supervisory Skills, Teaching
Education
Lycoming College 1995 — 1997
Bachelor of Arts, Accounting
Pennsylvania College of Technology 1989 — 1992
Associate of Applied Science, Accounting
Bill Casey Bill Casey's Smith Barney Experience 1992 - 1994
Job Managing Member at Locust Capital Management
Industry Financial Services
Experience
Locust Capital Management July 2009 - Present
Locust Capital October 2008 - Present
GMAC ResCap August 2004 - September 2008
Merrill Lynch 1998 - 2003
Mellon Bank 1994 - 1998
Smith Barney 1992 - 1994
UBS 1988 - 1991
Skills
Capital Markets, Portfolio Management, Fixed Income, Risk Management, Banking, Mergers, Cash Management, Credit, Treasury Management, Finance, Wealth Management, Securities, Treasury, Hedging, Liquidity Management
Education
Temple University - Fox School of Business and Management 1997 — 1999
MBA
Lafayette College 1981 — 1985
BA, Economics and Finance
Locust Capital Management July 2009 - Present
Locust Capital October 2008 - Present
GMAC ResCap August 2004 - September 2008
Merrill Lynch 1998 - 2003
Mellon Bank 1994 - 1998
Smith Barney 1992 - 1994
UBS 1988 - 1991
Skills
Capital Markets, Portfolio Management, Fixed Income, Risk Management, Banking, Mergers, Cash Management, Credit, Treasury Management, Finance, Wealth Management, Securities, Treasury, Hedging, Liquidity Management
Education
Temple University - Fox School of Business and Management 1997 — 1999
MBA
Lafayette College 1981 — 1985
BA, Economics and Finance
John Ganotis John Ganotis's Smith Barney Experience June 2007 - December 2008
Job Entrepreneur
Industry Internet
Experience
Credit Card Insider January 2013 - Present
Ganotis Holdings, Inc. April 2008 - Present
Smith Barney June 2007 - December 2008
Skills
Web Development, Entrepreneurship, Ruby on Rails, jQuery, JavaScript, Online Marketing, PHP, Swift, iOS Development
Education
Le Moyne College 2006 — 2009
MIS & AMA, Operations Research, Information Systems
Lafayette College 2005 — 2006
Electrical Engineering
Jamesville DeWitt 2001 — 2005
Credit Card Insider January 2013 - Present
Ganotis Holdings, Inc. April 2008 - Present
Smith Barney June 2007 - December 2008
Skills
Web Development, Entrepreneurship, Ruby on Rails, jQuery, JavaScript, Online Marketing, PHP, Swift, iOS Development
Education
Le Moyne College 2006 — 2009
MIS & AMA, Operations Research, Information Systems
Lafayette College 2005 — 2006
Electrical Engineering
Jamesville DeWitt 2001 — 2005
Richard Crescenzo's Smith Barney Experience September 1987 - November 1999
Job Vice President / Portfolio Manager
Industry Financial Services
Experience
Vanderbilt Financial Group June 2015 - Present
Capitol Securities Management January 2012 - Present
Ameriprise Financial Services, Inc. August 2010 - January 2012
Oppenheimer & Co. 2006 - 2010
Wells Fargo August 2001 - June 2006
UBS November 1999 - August 2001
Smith Barney September 1987 - November 1999
Skills
Retirement Planning, Series 7, Wealth Management, Retirement, Strategic Financial..., Mutual Funds, Investments, Asset Allocation, Investment Advisory, Financial Advisory, Series 63, Estate Planning, Fixed Annuities, Investment Strategies, Portfolio Management
Education
Long Island University, C.W. Post Campus 1980 — 1983
Business Administration and Finance
The Ohio State University 1978 — 1980
Finance and Business Administration
Vanderbilt Financial Group June 2015 - Present
Capitol Securities Management January 2012 - Present
Ameriprise Financial Services, Inc. August 2010 - January 2012
Oppenheimer & Co. 2006 - 2010
Wells Fargo August 2001 - June 2006
UBS November 1999 - August 2001
Smith Barney September 1987 - November 1999
Skills
Retirement Planning, Series 7, Wealth Management, Retirement, Strategic Financial..., Mutual Funds, Investments, Asset Allocation, Investment Advisory, Financial Advisory, Series 63, Estate Planning, Fixed Annuities, Investment Strategies, Portfolio Management
Education
Long Island University, C.W. Post Campus 1980 — 1983
Business Administration and Finance
The Ohio State University 1978 — 1980
Finance and Business Administration
Bryan Lafevor's Smith Barney Experience 2006 - 2008
Job Financial Center Manager AVP at Fifth Third Bank
Industry Banking
Experience
Fifth Third Bank February 2011 - Present
Fifth Third Bank 2008 - 2011
Smith Barney 2006 - 2008
Skills
Series 7 Licensed, Series 66 Licensed, Life Insurance
Education
Culver Military Academy
Lake Forest College
BA, Finance and Financial Management Services
Fifth Third Bank February 2011 - Present
Fifth Third Bank 2008 - 2011
Smith Barney 2006 - 2008
Skills
Series 7 Licensed, Series 66 Licensed, Life Insurance
Education
Culver Military Academy
Lake Forest College
BA, Finance and Financial Management Services
Joe McNerney Joe McNerney's Smith Barney Experience 2001 - 2004
Job Managing Member at Absolute Return Management, LLC
Industry Law Practice
Experience
The McNerney Law Firm 2013 - Present
Absolute Return Management, LLC 2010 - Present
Global Currents Investment Management 2008 - 2010
JJ McNerney and Associates 2006 - 2008
JP Morgan Chase 2004 - 2006
Smith Barney 2001 - 2004
Johnson and Bell, Ltd. 1994 - 2001
Chicago Kent College of Law 1990 - 2001
Cook County State's Attorney's Office 1980 - 1994
Tully and Roddy 1979 - 1980
Skills
Asset Managment, Investments, Portfolio Management, Wealth Management, Alternative Investments, Mutual Funds, Corporate Governance, Due Diligence, Mergers, Risk Management, Series 7, Public Speaking, Strategic Financial..., Securities, Insurance, Estate Planning, Real Estate, Trading, Coaching, Litigation, Investment Management, Equities, Trials, Securities Regulation, Asset Management, Mergers & Acquisitions, Hedge Funds, Civil Litigation, FINRA, Corporate Law, Commercial Litigation, Product Liability, Private Equity, Arbitration, Criminal Law, Class Actions, Mediation, Legal Issues, Torts, Appeals, Litigation Management
Education
The John Marshall Law School
J.D., Law
Loyola University of Chicago
B.S.
The McNerney Law Firm 2013 - Present
Absolute Return Management, LLC 2010 - Present
Global Currents Investment Management 2008 - 2010
JJ McNerney and Associates 2006 - 2008
JP Morgan Chase 2004 - 2006
Smith Barney 2001 - 2004
Johnson and Bell, Ltd. 1994 - 2001
Chicago Kent College of Law 1990 - 2001
Cook County State's Attorney's Office 1980 - 1994
Tully and Roddy 1979 - 1980
Skills
Asset Managment, Investments, Portfolio Management, Wealth Management, Alternative Investments, Mutual Funds, Corporate Governance, Due Diligence, Mergers, Risk Management, Series 7, Public Speaking, Strategic Financial..., Securities, Insurance, Estate Planning, Real Estate, Trading, Coaching, Litigation, Investment Management, Equities, Trials, Securities Regulation, Asset Management, Mergers & Acquisitions, Hedge Funds, Civil Litigation, FINRA, Corporate Law, Commercial Litigation, Product Liability, Private Equity, Arbitration, Criminal Law, Class Actions, Mediation, Legal Issues, Torts, Appeals, Litigation Management
Education
The John Marshall Law School
J.D., Law
Loyola University of Chicago
B.S.
Jeff Anderson Jeff Anderson's Smith Barney Experience November 1996 - April 2003
Job Sr. V.P., National Sales Manager for Top ETF based Asset Manager
Industry Investment Management
Experience
Efficient Market Advisors, LLC January 2008 - Present
StandSure Wealth Management April 2003 - December 2007
Smith Barney November 1996 - April 2003
Tullett & Tokyo Forex August 1989 - October 1996
Theta Chi 1985 - 1989
Skills
Investment Advisory, Asset Management, Investments, Portfolio Management, 401k, Estate Planning, ETFs, Retirement, Financial Markets, Retirement Planning, Financial Advisory, Mutual Funds, Wealth Management, Finance, Asset Allocation
Education
MBA-Pepperdine University 1991 — 1993
MBA, Management
BA-UCLA 1985 — 1989
BA, Poly Sci-International Relations
London Business School 1988 — 1988
Graduate Seminar, International Finance
Thunderbird School of Global Management 1988 — 1988
Certificate, International Business
Efficient Market Advisors, LLC January 2008 - Present
StandSure Wealth Management April 2003 - December 2007
Smith Barney November 1996 - April 2003
Tullett & Tokyo Forex August 1989 - October 1996
Theta Chi 1985 - 1989
Skills
Investment Advisory, Asset Management, Investments, Portfolio Management, 401k, Estate Planning, ETFs, Retirement, Financial Markets, Retirement Planning, Financial Advisory, Mutual Funds, Wealth Management, Finance, Asset Allocation
Education
MBA-Pepperdine University 1991 — 1993
MBA, Management
BA-UCLA 1985 — 1989
BA, Poly Sci-International Relations
London Business School 1988 — 1988
Graduate Seminar, International Finance
Thunderbird School of Global Management 1988 — 1988
Certificate, International Business
Emily Morris-Hoyt's Smith Barney Experience 2004 - 2008
Job Area Sales Manager at Castle Biosciences, Inc.
Industry Biotechnology
Experience
Castle Biosciences, Inc. September 2014 - Present
Dendreon February 2014 - September 2014
Myriad Genetics September 2010 - March 2014
Eli Lilly April 2007 - October 2010
Smith Barney 2004 - 2008
Youth Advocate Programs, Inc. January 2001 - July 2005
Skills
Solution Selling, Client Relationship..., Business Analysis, Oncology, Clinical, Diagnostics, Territory, Managed Care, Sales Operations, Clinical Research, Selling, Gastroenterology, Sales Force Development, Leadership, Urology, CRM, Cancer, Pharmaceutical Sales, Neurology, Sales
Education
La Salle University 2002 — 2004
Master of Arts, Clinical Psychology
Massachusetts College of Liberal Arts 1996 — 2000
Bachelor of Arts, Psychology
Castle Biosciences, Inc. September 2014 - Present
Dendreon February 2014 - September 2014
Myriad Genetics September 2010 - March 2014
Eli Lilly April 2007 - October 2010
Smith Barney 2004 - 2008
Youth Advocate Programs, Inc. January 2001 - July 2005
Skills
Solution Selling, Client Relationship..., Business Analysis, Oncology, Clinical, Diagnostics, Territory, Managed Care, Sales Operations, Clinical Research, Selling, Gastroenterology, Sales Force Development, Leadership, Urology, CRM, Cancer, Pharmaceutical Sales, Neurology, Sales
Education
La Salle University 2002 — 2004
Master of Arts, Clinical Psychology
Massachusetts College of Liberal Arts 1996 — 2000
Bachelor of Arts, Psychology
Brannan Knott's Smith Barney Experience 2006 - 2006
Job Vice President at JLL
Industry Financial Services
Experience
JLL Vice PresidentJLLAugust 2015 - Present
Realterm Global April 2013 - August 2015
LaSalle Investment Management June 2008 - April 2013
Deutsche Bank June 2006 - May 2008
Deutsche Bank Alex Brown 2006 - 2008
Smith Barney 2006 - 2006
Lincoln Financial Advisors 2006 - 2006
Skills
Private Equity, Portfolio Management, Due Diligence, Acquisition Analysis, Investor Relations, Investor Reporting, Real Estate Development, Real Estate Investment, Real Estate Finance, Real Estate Transactions, Corporate Real Estate, Real Estate Investor, Private Wealth..., Wealth Management, Risk Management, Account Management, Financial Accounting, Account Reconciliation, Real Estate Economics, Investment Properties, Alternative Investments, Financial Analysis, Business Valuation
Education
Loyola University Maryland 2004 — 2008
BA, Business Administration, Finance
Trinity College-Hartford 2003 — 2004
Psychology, Pre-Med
Gilman School 1999 — 2003
JLL Vice PresidentJLLAugust 2015 - Present
Realterm Global April 2013 - August 2015
LaSalle Investment Management June 2008 - April 2013
Deutsche Bank June 2006 - May 2008
Deutsche Bank Alex Brown 2006 - 2008
Smith Barney 2006 - 2006
Lincoln Financial Advisors 2006 - 2006
Skills
Private Equity, Portfolio Management, Due Diligence, Acquisition Analysis, Investor Relations, Investor Reporting, Real Estate Development, Real Estate Investment, Real Estate Finance, Real Estate Transactions, Corporate Real Estate, Real Estate Investor, Private Wealth..., Wealth Management, Risk Management, Account Management, Financial Accounting, Account Reconciliation, Real Estate Economics, Investment Properties, Alternative Investments, Financial Analysis, Business Valuation
Education
Loyola University Maryland 2004 — 2008
BA, Business Administration, Finance
Trinity College-Hartford 2003 — 2004
Psychology, Pre-Med
Gilman School 1999 — 2003
Hy Saporta's Smith Barney Experience 2000 — 2002
Job Chief Operating Officer and Founding Partner at Steward Partners Global Advisory
Industry Financial Services
Experience
Steward Partners Global Advisory 2014 — Present
Citi 2011 — 2014
Morgan Stanley Smith Barney/Citi Smith Barney 2002 — 2011
Smith Barney 2000 — 2002
Smith Barney 1999 — 2000
Smith Barney 1996 — 1999
Smith Barney 1995 — 1996
Skills
Financial Services, Product Management, Strategic Financial..., Management, Series 7, Financial Advisory, Portfolio Management, Securities, E-Learning, Fixed Income, Mutual Funds, Series 24, New Business Development, Customer Experience, Business Development, Wealth Management, Marketing, Strategic Planning, Investments, Customer Experience..., Risk Management, Equities, Asset Allocation, Leadership, Business Strategy, Private Banking, Global Management, Global Operations, RIA, Strategy, Technology..., Business Management, Client Experience, Global Business...
Education
Lehigh University - College of Business and Economics 1991 — 1995
BS, Finance
Dwight Englewood School 1985 — 1991
All
Steward Partners Global Advisory 2014 — Present
Citi 2011 — 2014
Morgan Stanley Smith Barney/Citi Smith Barney 2002 — 2011
Smith Barney 2000 — 2002
Smith Barney 1999 — 2000
Smith Barney 1996 — 1999
Smith Barney 1995 — 1996
Skills
Financial Services, Product Management, Strategic Financial..., Management, Series 7, Financial Advisory, Portfolio Management, Securities, E-Learning, Fixed Income, Mutual Funds, Series 24, New Business Development, Customer Experience, Business Development, Wealth Management, Marketing, Strategic Planning, Investments, Customer Experience..., Risk Management, Equities, Asset Allocation, Leadership, Business Strategy, Private Banking, Global Management, Global Operations, RIA, Strategy, Technology..., Business Management, Client Experience, Global Business...
Education
Lehigh University - College of Business and Economics 1991 — 1995
BS, Finance
Dwight Englewood School 1985 — 1991
All
Colleen Siders Eaton's Smith Barney Experience 2006 - 2007
Job Consultant
Industry Information Services
Experience
Colleen Eaton Consulting LLC 2009 - Present
Crew Capital Management 2007 - 2009
Smith Barney 2006 - 2007
Smith Barney 2003 - 2006
Bartlett & Co. 2000 - 2004
Bartlett & Co. 1996 - 2000
Bartlett & Co. 1994 - 1996
Pacholder Associates 1991 - 1993
Skills
Research, Office Administration, Process Improvement, Project Management, Virtual Assistance, Freelance Writing, Website Creation, Website Updating, Google Apps, Google Drive, Microsoft Office, Apple iWorks, PowerPoint, Anthropologist, Public Speaking, Hands-on Training, Instructor-led Training, Youth Sports Program..., Proposal Writing, Analytics
Education
University of Pennsylvania 1987 — 1990
MS
Kenyon College 1984 — 1987
BS
Colleen Eaton Consulting LLC 2009 - Present
Crew Capital Management 2007 - 2009
Smith Barney 2006 - 2007
Smith Barney 2003 - 2006
Bartlett & Co. 2000 - 2004
Bartlett & Co. 1996 - 2000
Bartlett & Co. 1994 - 1996
Pacholder Associates 1991 - 1993
Skills
Research, Office Administration, Process Improvement, Project Management, Virtual Assistance, Freelance Writing, Website Creation, Website Updating, Google Apps, Google Drive, Microsoft Office, Apple iWorks, PowerPoint, Anthropologist, Public Speaking, Hands-on Training, Instructor-led Training, Youth Sports Program..., Proposal Writing, Analytics
Education
University of Pennsylvania 1987 — 1990
MS
Kenyon College 1984 — 1987
BS
Murat Ilgen's Smith Barney Experience June 2006 - August 2006
Job Associate at Analysis Group
Industry Management Consulting
Experience
Analysis Group January 2014 - Present
Analysis Group July 2010 - December 2013
Analysis Group July 2008 - June 2010
Analytics May 2007 - July 2007
Smith Barney June 2006 - August 2006
Finansbank June 2005 - July 2005
Skills
Valuation, Quantitative Analytics, Data Analysis, SAS, SQL, Bloomberg, Thompson One, Finance, Economics, Stata, Financial Modeling, Statistical Modeling, Microsoft Office, Thomson One, Investment Banking, Portfolio Management
Education
University of California, Berkeley - Walter A. Haas School of Business 2011 — 2013
MBA
Macalester College 2004 — 2008
BS, Economics and Mathematics
Robert College 1999 — 2004
High School
Analysis Group January 2014 - Present
Analysis Group July 2010 - December 2013
Analysis Group July 2008 - June 2010
Analytics May 2007 - July 2007
Smith Barney June 2006 - August 2006
Finansbank June 2005 - July 2005
Skills
Valuation, Quantitative Analytics, Data Analysis, SAS, SQL, Bloomberg, Thompson One, Finance, Economics, Stata, Financial Modeling, Statistical Modeling, Microsoft Office, Thomson One, Investment Banking, Portfolio Management
Education
University of California, Berkeley - Walter A. Haas School of Business 2011 — 2013
MBA
Macalester College 2004 — 2008
BS, Economics and Mathematics
Robert College 1999 — 2004
High School
Jenny Vallee's Smith Barney Experience May 2004 - January 2008
Job Financial Advisor at Morgan Keegan
Industry Financial Services
Experience
Morgan Keegan January 2008 - Present
Smith Barney May 2004 - January 2008
Education
Louisiana State University 2006 — 2007
EMBA, Business
Louisiana State University 2000 — 2004
BS, Finance
Morgan Keegan January 2008 - Present
Smith Barney May 2004 - January 2008
Education
Louisiana State University 2006 — 2007
EMBA, Business
Louisiana State University 2000 — 2004
BS, Finance
Ellen Breslow's Smith Barney Experience January 1999 - January 2007
Job at EAB HealthWorks
Industry Financial Services
Experience
EAB HEALTHWORKS January 2009 - Present
EAB HealthWorks 2009 - 2011
Smith Barney January 1999 - January 2007
CITI SMITH BARNEY January 1983 - January 2007
Skills
Wealth Management, Series 7, Investments, Strategic Financial..., Retirement Planning, Mutual Funds, Asset Managment, Alternative Investments, Retirement, Estate Planning, Series 24, Financial Services, Wealth Management..., Capital Markets, Hedge Funds, Asset Management, Finance, Financial Advisory, Strategy, Financial Planning
Education
Lehigh University - College of Business and Economics 1974 — 1978
BA, Economics, French
EAB HEALTHWORKS January 2009 - Present
EAB HealthWorks 2009 - 2011
Smith Barney January 1999 - January 2007
CITI SMITH BARNEY January 1983 - January 2007
Skills
Wealth Management, Series 7, Investments, Strategic Financial..., Retirement Planning, Mutual Funds, Asset Managment, Alternative Investments, Retirement, Estate Planning, Series 24, Financial Services, Wealth Management..., Capital Markets, Hedge Funds, Asset Management, Finance, Financial Advisory, Strategy, Financial Planning
Education
Lehigh University - College of Business and Economics 1974 — 1978
BA, Economics, French
Kathy Kellerman's Smith Barney Experience 1992 - 1994
Job VP, Director of Intermediary Distribution
Industry Financial Services
Experience
Loomis, Sayles & Company VP, Director Strategic Accounts GroupLoomis SaylesAugust 2011 - Present
Loomis Sayles 2007 - August 2011
Loomis Sayles 2000 - 2007
Credit Suisse First Boston 1994 - 1999
Smith Barney 1992 - 1994
Bear Stearns 1989 - 1991
Skills
Series 7, Series 63, Series 26, Mutual Funds, Collective Trusts, Broker-Dealer, RIAs, DCIO, Series 3, Intermediary Development, Relationship Management
Education
Lesley University
Masters
University of Mississippi
Loomis, Sayles & Company VP, Director Strategic Accounts GroupLoomis SaylesAugust 2011 - Present
Loomis Sayles 2007 - August 2011
Loomis Sayles 2000 - 2007
Credit Suisse First Boston 1994 - 1999
Smith Barney 1992 - 1994
Bear Stearns 1989 - 1991
Skills
Series 7, Series 63, Series 26, Mutual Funds, Collective Trusts, Broker-Dealer, RIAs, DCIO, Series 3, Intermediary Development, Relationship Management
Education
Lesley University
Masters
University of Mississippi
Gaurav Suri's Smith Barney Experience August 1997 - August 1998
Job Relationship Manager at JPMorgan
Industry Banking
Experience
J.P. Morgan April 2015 - Present
Wells Fargo July 2013 - March 2015
Specton Energy Inc January 2011 - July 2011
Ocean Connect September 2010 - December 2010
Wells Fargo September 2007 - August 2008
BNP Paribas July 2005 - May 2007
BNP Paribas June 2001 - June 2005
Hess Corporation August 1998 - June 2001
Smith Barney August 1997 - August 1998
Skills
Options, Commodity Markets, Swaps, Derivatives, Financial Modeling, Finance, Financial Analysis, Trading, Investment Banking, Financial Risk, Analysis, Credit, Financial Structuring, Risk Management
Education
The University of Texas at Austin - The Red McCombs School of Business 2011 — 2013
MBA, Finance
Oxford University 1997 — 1997
Research, International Trade and Finance
State University of New York at Stony Brook 1992 — 1997
Bachelor of Arts (B.A.), Economics
Lancaster University 1994 — 1996
J.P. Morgan April 2015 - Present
Wells Fargo July 2013 - March 2015
Specton Energy Inc January 2011 - July 2011
Ocean Connect September 2010 - December 2010
Wells Fargo September 2007 - August 2008
BNP Paribas July 2005 - May 2007
BNP Paribas June 2001 - June 2005
Hess Corporation August 1998 - June 2001
Smith Barney August 1997 - August 1998
Skills
Options, Commodity Markets, Swaps, Derivatives, Financial Modeling, Finance, Financial Analysis, Trading, Investment Banking, Financial Risk, Analysis, Credit, Financial Structuring, Risk Management
Education
The University of Texas at Austin - The Red McCombs School of Business 2011 — 2013
MBA, Finance
Oxford University 1997 — 1997
Research, International Trade and Finance
State University of New York at Stony Brook 1992 — 1997
Bachelor of Arts (B.A.), Economics
Lancaster University 1994 — 1996
Joe Goll's Smith Barney Experience February 2004 - Present
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney February 2004 - Present
Education
Lehigh University 1977 — 1980
Smith Barney February 2004 - Present
Education
Lehigh University 1977 — 1980
Jennifer Treadway, JD's Smith Barney Experience December 2007 - February 2009
Job Candidate for Treasurer State of Louisiana
Industry Law Practice
Experience
Fenet Treadway Gaudin Lawyers April 2014 - Present
Treadway Morris Lawyers, LLC February 2002 - Present
Baton Rouge Community College August 2012 - May 2013
Shockey & Associates, a PLC January 2009 - December 2011
Smith Barney December 2007 - February 2009
Law Firm of Treadway Morris April 2002 - December 2007
LSU Paul M. Hebert Law Center July 1998 - June 2002
Judge Whipple, LA First Circuit Court of Appeal June 2001 - July 2001
Shockey & Ziober March 1993 - May 1998
Skills
Construction Law, Insurance, Licensing, Administrative Law, Appeals, Constitutional, Regulatory Law, Litigation, Negotiating Contracts, Complex Commercial..., Business Organization, Trademark filings, Licensing Agreements, Civil Litigation, Business, Legal Writing, Legal Research, Mergers & Acquisitions, Nonprofits, Training, Negotiation, Mediation, Trials, Employment Law, Estate Planning, Real Estate, Legal Advice, LLC, Wills, Corporate Law, Trial Practice, Business Formation, Intellectual Property, Business Planning, Family Law, Public Speaking, Corporate Governance, Due Diligence, Joint Ventures, Dispute Resolution, Entrepreneurship, Contract Law, Contract Negotiation
Education
Louisiana State University, Paul M. Hebert Law Center 1991 — 1994
JD, UCC Security Devices, Tax, Contracts
Louisiana State University 1986 — 1990
BS, Finance
Dominican High School 1982 — 1986
HS, college prep
Fenet Treadway Gaudin Lawyers April 2014 - Present
Treadway Morris Lawyers, LLC February 2002 - Present
Baton Rouge Community College August 2012 - May 2013
Shockey & Associates, a PLC January 2009 - December 2011
Smith Barney December 2007 - February 2009
Law Firm of Treadway Morris April 2002 - December 2007
LSU Paul M. Hebert Law Center July 1998 - June 2002
Judge Whipple, LA First Circuit Court of Appeal June 2001 - July 2001
Shockey & Ziober March 1993 - May 1998
Skills
Construction Law, Insurance, Licensing, Administrative Law, Appeals, Constitutional, Regulatory Law, Litigation, Negotiating Contracts, Complex Commercial..., Business Organization, Trademark filings, Licensing Agreements, Civil Litigation, Business, Legal Writing, Legal Research, Mergers & Acquisitions, Nonprofits, Training, Negotiation, Mediation, Trials, Employment Law, Estate Planning, Real Estate, Legal Advice, LLC, Wills, Corporate Law, Trial Practice, Business Formation, Intellectual Property, Business Planning, Family Law, Public Speaking, Corporate Governance, Due Diligence, Joint Ventures, Dispute Resolution, Entrepreneurship, Contract Law, Contract Negotiation
Education
Louisiana State University, Paul M. Hebert Law Center 1991 — 1994
JD, UCC Security Devices, Tax, Contracts
Louisiana State University 1986 — 1990
BS, Finance
Dominican High School 1982 — 1986
HS, college prep
Andrew Arce's Smith Barney Experience July 1995 - May 1997
Job VP Business Analyst Manager at JPMorgan Chase
Industry Information Technology and Services
Experience
JPMorgan Chase January 2011 - Present
Computer Associate September 2007 - January 2011
American Home Mortgage May 2007 - August 2007
JPMorgan Chase May 1997 - February 2007
Smith Barney July 1995 - May 1997
Skills
Enterprise Architecture, Requirements Analysis, CRM, Integration, SDLC, Strategy, Unix, Project Management, Business Process, Business Analysis, Software Design, Database Design
Education
LIU Post
Bachelor of Science, Computer Information Systems
LIU Post
Bachelor's degree, Management Information Systems, General
JPMorgan Chase January 2011 - Present
Computer Associate September 2007 - January 2011
American Home Mortgage May 2007 - August 2007
JPMorgan Chase May 1997 - February 2007
Smith Barney July 1995 - May 1997
Skills
Enterprise Architecture, Requirements Analysis, CRM, Integration, SDLC, Strategy, Unix, Project Management, Business Process, Business Analysis, Software Design, Database Design
Education
LIU Post
Bachelor of Science, Computer Information Systems
LIU Post
Bachelor's degree, Management Information Systems, General
Lara Gorton's Smith Barney Experience October 1996 - March 2000
Job Account Director at ISG
Industry Financial Services
Experience
Information Services Group April 2012 - Present
Telsey Advisory Group May 2009 - January 2010
Sanford C. Bernstein & Co. LLC June 2000 - March 2009
Smith Barney October 1996 - March 2000
Skills
Program Management, Financial Services, Equity Research, Consulting, Management, Financial Analysis, Mergers & Acquisitions, Sales, Outsourcing, Management Consulting, Competitive Analysis, Business Transformation, Business Development, Business Process..., Strategy, Business Strategy, Financial Modeling
Education
ALMA Scuola di Cucina 2011 — 2011
Professional Certificate, Cuisine
Lafayette College 1986 — 1990
Bachelor of Arts (BA), International Affairs
Information Services Group April 2012 - Present
Telsey Advisory Group May 2009 - January 2010
Sanford C. Bernstein & Co. LLC June 2000 - March 2009
Smith Barney October 1996 - March 2000
Skills
Program Management, Financial Services, Equity Research, Consulting, Management, Financial Analysis, Mergers & Acquisitions, Sales, Outsourcing, Management Consulting, Competitive Analysis, Business Transformation, Business Development, Business Process..., Strategy, Business Strategy, Financial Modeling
Education
ALMA Scuola di Cucina 2011 — 2011
Professional Certificate, Cuisine
Lafayette College 1986 — 1990
Bachelor of Arts (BA), International Affairs
Jennifer Aviles's Smith Barney Experience May 2003 - July 2003
Job Loyola Marymount University Alumnae
Industry Human Resources
Experience
HMSHost August 2008 - January 2009
Casa Latina Restaurant/Entertainment April 2008 - November 2008
Love D November 2004 - January 2008
Von Der Ahe Library September 2004 - September 2006
Smith Barney May 2003 - July 2003
Education
Loyola Marymount University 2004 — 2008
BBA, Business Administration with an Emphasis in Human Resources and Management
HMSHost August 2008 - January 2009
Casa Latina Restaurant/Entertainment April 2008 - November 2008
Love D November 2004 - January 2008
Von Der Ahe Library September 2004 - September 2006
Smith Barney May 2003 - July 2003
Education
Loyola Marymount University 2004 — 2008
BBA, Business Administration with an Emphasis in Human Resources and Management
Jeremy Harpe's Smith Barney Experience May 2002 - June 2005
Job Quality Assurance Manager at Computershare
Industry Financial Services
Experience
Computershare January 2012 - Present
BNY Mellon June 2005 - December 2011
Smith Barney May 2002 - June 2005
Pharmacia 1998 - 2001
Skills
Quality Assurance, Process Improvement, Project Management, PMO, Management, Software Development, Team Building, Budgets, Test Planning, User Acceptance Testing, Business Analysis, Risk Management, Financial Services, Outsourcing, Testing, Team Management, Financial Analysis, Leadership, Vendor Management, SDLC, Data Analysis, Team Leadership, Requirements Analysis, Equities, Business Process..., Finance, Analysis
Education
Keller Graduate School of Management of DeVry University 2013 — 2015
Master of Business Administration (M.B.A.), Accounting
Western Michigan University - Haworth College of Business 1995 — 1998
BBA, Finance
Computershare January 2012 - Present
BNY Mellon June 2005 - December 2011
Smith Barney May 2002 - June 2005
Pharmacia 1998 - 2001
Skills
Quality Assurance, Process Improvement, Project Management, PMO, Management, Software Development, Team Building, Budgets, Test Planning, User Acceptance Testing, Business Analysis, Risk Management, Financial Services, Outsourcing, Testing, Team Management, Financial Analysis, Leadership, Vendor Management, SDLC, Data Analysis, Team Leadership, Requirements Analysis, Equities, Business Process..., Finance, Analysis
Education
Keller Graduate School of Management of DeVry University 2013 — 2015
Master of Business Administration (M.B.A.), Accounting
Western Michigan University - Haworth College of Business 1995 — 1998
BBA, Finance
Kamal Jemmoua's Smith Barney Experience October 2005 - May 2006
Job Senior Financial Analyst
Industry Financial Services
Experience
Reliance Standard 2009 - Present
SEI Investments August 2006 - May 2008
Smith Barney October 2005 - May 2006
Skills
Valuation, Financial Modeling, Bloomberg, Financial Analysis, Accounting, Finance, Investments, Leadership, Private Equity, Financial Reporting, Strategic Financial..., Risk Management, Corporate Finance, Insurance, Mutual Funds, Asset Allocation, Due Diligence, Financial Services, Securities
Education
Villanova University 2008 — 2009
M.S., Finance
LeTourneau University 2003 — 2006
Bachelor of Science, Finance (Economics Minor
Reliance Standard 2009 - Present
SEI Investments August 2006 - May 2008
Smith Barney October 2005 - May 2006
Skills
Valuation, Financial Modeling, Bloomberg, Financial Analysis, Accounting, Finance, Investments, Leadership, Private Equity, Financial Reporting, Strategic Financial..., Risk Management, Corporate Finance, Insurance, Mutual Funds, Asset Allocation, Due Diligence, Financial Services, Securities
Education
Villanova University 2008 — 2009
M.S., Finance
LeTourneau University 2003 — 2006
Bachelor of Science, Finance (Economics Minor
Richard J. Ranieri's Smith Barney Experience November 1984 - July 2000
Job Managing Director Financial Advisor Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC December 2011 - Present
Morgan Stanley Smith Barney September 2005 - December 2011
Merrill Lynch June 2000 - September 2005
Smith Barney November 1984 - July 2000
Skills
Investments, Asset Allocation, Financial Services, High Net Worth..., Asset, Retirement Planning, Wealth Accumulation, Finance, Insurance, Financial Advisory, Financial Risk, Asset Management, Mutual Funds, Alternative Investments, Securities, Investment Strategies, Fixed Income, Creativity, Management, Writing
Education
LIU Post 1978 — 1980
BS in BA, Marketing
Wells Fargo Advisors, LLC December 2011 - Present
Morgan Stanley Smith Barney September 2005 - December 2011
Merrill Lynch June 2000 - September 2005
Smith Barney November 1984 - July 2000
Skills
Investments, Asset Allocation, Financial Services, High Net Worth..., Asset, Retirement Planning, Wealth Accumulation, Finance, Insurance, Financial Advisory, Financial Risk, Asset Management, Mutual Funds, Alternative Investments, Securities, Investment Strategies, Fixed Income, Creativity, Management, Writing
Education
LIU Post 1978 — 1980
BS in BA, Marketing
David Coye's Smith Barney Experience March 1987 - September 1995
Job
Industry Financial Services
Experience
Pershing Director of Account ManagementLockwood FinancialSeptember 1995 - Present
Pershing Managed Account Solutions 1995 - Present
Smith Barney March 1987 - September 1995
EF Hutton October 1987 - December 1988
Shaw Data October 1980 - June 1986
Shaw Data Services 1980 - 1986
Shaw Data Services, Inc./SunGard 1980 - 1986
Education
Lycoming College 1970 — 1974
Pershing Director of Account ManagementLockwood FinancialSeptember 1995 - Present
Pershing Managed Account Solutions 1995 - Present
Smith Barney March 1987 - September 1995
EF Hutton October 1987 - December 1988
Shaw Data October 1980 - June 1986
Shaw Data Services 1980 - 1986
Shaw Data Services, Inc./SunGard 1980 - 1986
Education
Lycoming College 1970 — 1974
Edward Meere's Smith Barney Experience September 2006 - October 2007
Job Realtor with Coldwell Banker
Industry Real Estate
Experience
Coldwell Banker October 2010 - Present
Smith Barney September 2006 - October 2007
Champion Mortgage March 2001 - March 2003
Education
Loyola University Maryland 2002 — 2005
MBA, General Business-IT & Marketing
Coldwell Banker October 2010 - Present
Smith Barney September 2006 - October 2007
Champion Mortgage March 2001 - March 2003
Education
Loyola University Maryland 2002 — 2005
MBA, General Business-IT & Marketing
Michelle Montoro's Smith Barney Experience June 2007 - Present
Job Registered Associate at Smith Barney
Industry Financial Services
Experience
Smith Barney June 2007 - Present
JPMorgan Chase May 2000 - May 2007
Education
Rutgers University School of Law - Newark 1999 — 2003
J.D., Law
Lehigh University 1992 — 1996
B.A., English and Philosphy
Smith Barney June 2007 - Present
JPMorgan Chase May 2000 - May 2007
Education
Rutgers University School of Law - Newark 1999 — 2003
J.D., Law
Lehigh University 1992 — 1996
B.A., English and Philosphy
Stacey Suarez's Smith Barney Experience October 1997 - November 2005
Job Bank Examiner at The Federal Reserve Bank of Atlanta
Industry Banking
Experience
Federal Reserve Bank of Atlanta November 2005 - Present
Smith Barney October 1997 - November 2005
Wachovia Bank September 1996 - October 1997
Skills
Credit Risk, Wealth Management, Series 7, Capital Markets, Risk Management, Portfolio Management, Banking, Asset Managment, Financial Modeling, Investments, Corporate Finance, Credit, Financial Analysis, Loans, Credit Analysis, Operational Risk, Commercial Banking, Financial Risk
Education
Keller Graduate School of Management of DeVry University 2006 — 2009
Masters, Accounting and Financial Management
Pennsylvania State University 1992 — 1996
Bachelor of Science (BS), Finance
Federal Reserve Bank of Atlanta November 2005 - Present
Smith Barney October 1997 - November 2005
Wachovia Bank September 1996 - October 1997
Skills
Credit Risk, Wealth Management, Series 7, Capital Markets, Risk Management, Portfolio Management, Banking, Asset Managment, Financial Modeling, Investments, Corporate Finance, Credit, Financial Analysis, Loans, Credit Analysis, Operational Risk, Commercial Banking, Financial Risk
Education
Keller Graduate School of Management of DeVry University 2006 — 2009
Masters, Accounting and Financial Management
Pennsylvania State University 1992 — 1996
Bachelor of Science (BS), Finance
Nancy Szymula's Smith Barney Experience 1998 - 2000
Job Director Supervisory Officer at UBS Wealth Management
Industry Financial Services
Experience
BMO Harris Financial Advisors June 2006 - September 2012
Northern Trust March 2002 - June 2006
Northern Trust March 2000 - March 2002
Smith Barney 1998 - 2000
Charles Schwab 1985 - 1997
Skills
AML, Wealth Management, Banking, Equities, Advisory
Education
Loyola University of Chicago 1979 — 1983
bba, marketing
BMO Harris Financial Advisors June 2006 - September 2012
Northern Trust March 2002 - June 2006
Northern Trust March 2000 - March 2002
Smith Barney 1998 - 2000
Charles Schwab 1985 - 1997
Skills
AML, Wealth Management, Banking, Equities, Advisory
Education
Loyola University of Chicago 1979 — 1983
bba, marketing
Adam Jakimo's Smith Barney Experience June 2004 - August 2004
Job Vice President at Telos Asset Management LLC
Industry Investment Management
Experience
Telos Asset Management LLC March 2011 - Present
CIT July 2006 - March 2011
Citi June 2005 - August 2005
Smith Barney June 2004 - August 2004
Global Biomedical Partners June 2003 - July 2003
Skills
Financial Modeling, Capital Markets, Portfolio Management, Private Equity, Valuation, Corporate Finance, Fixed Income, Leveraged Finance, Credit Analysis, Hedge Funds, Investment Banking, Financial Analysis, Due Diligence, Financial Structuring, Asset Managment, Bloomberg, Structured Finance, Credit, Investments
Education
Lehigh University 2002 — 2006
B.S., Finance with a concentration in Accounting-Financial Analysis
Lehigh University - College of Business and Economics 2002 — 2006
BS, Finance
Telos Asset Management LLC March 2011 - Present
CIT July 2006 - March 2011
Citi June 2005 - August 2005
Smith Barney June 2004 - August 2004
Global Biomedical Partners June 2003 - July 2003
Skills
Financial Modeling, Capital Markets, Portfolio Management, Private Equity, Valuation, Corporate Finance, Fixed Income, Leveraged Finance, Credit Analysis, Hedge Funds, Investment Banking, Financial Analysis, Due Diligence, Financial Structuring, Asset Managment, Bloomberg, Structured Finance, Credit, Investments
Education
Lehigh University 2002 — 2006
B.S., Finance with a concentration in Accounting-Financial Analysis
Lehigh University - College of Business and Economics 2002 — 2006
BS, Finance
Jody McGovern's Smith Barney Experience December 1999 - June 2007
Job Associate Vice President Investments at Wells Fargo Advisors, LLC, Fundamental Choice Portfolio Manager
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2007 - Present
Smith Barney December 1999 - June 2007
RSVP February 1984 - June 1996
Skills
Retirement Planning, Budgets, 401k, Investments, Series 7, Asset Management, Portfolio Management, Strategic Planning, Finance, Selling, Sales Management, Insurance, Public Relations, Coaching, Financial Analysis, Marketing Strategy, Customer Service, Estate Planning
Education
Louisiana State University Health Sciences Center
BS, Mathematics
Wells Fargo Advisors, LLC 2007 - Present
Smith Barney December 1999 - June 2007
RSVP February 1984 - June 1996
Skills
Retirement Planning, Budgets, 401k, Investments, Series 7, Asset Management, Portfolio Management, Strategic Planning, Finance, Selling, Sales Management, Insurance, Public Relations, Coaching, Financial Analysis, Marketing Strategy, Customer Service, Estate Planning
Education
Louisiana State University Health Sciences Center
BS, Mathematics
jeff schneider's Smith Barney Experience January 1982 - January 1987
Job Independent Marketing Analyst/Strategist at UseBiz.com
Industry Marketing and Advertising
Experience
Contact Group Pvt. January 1996 - Present
A. G. Edwards February 1987 - January 1995
Smith Barney January 1982 - January 1987
Merrill Lynch January 1981 - January 1982
E.F. Hutton October 1979 - January 1981
Rockefeller I.B.E.C. January 1974 - January 1976
Skills
Social Media, Marketing Strategy, Marketing Communications, Social Media Marketing, Marketing, Online Advertising, Microsoft Office, Digital Marketing, Customer Service, Public Relations, Strategic Planning, Photoshop, Microsoft Excel, Account Management, New Business Development, Event Management, Email Marketing, Graphic Design, Event Planning, Online Marketing, Sales, Entrepreneurship, Investments, E-commerce
Education
Kent State University 1968 — 1972
B.B.A.Business Administration / Marketing, Sales
Mentor High School 1966 — 1968
Business prep
Contact Group Pvt. January 1996 - Present
A. G. Edwards February 1987 - January 1995
Smith Barney January 1982 - January 1987
Merrill Lynch January 1981 - January 1982
E.F. Hutton October 1979 - January 1981
Rockefeller I.B.E.C. January 1974 - January 1976
Skills
Social Media, Marketing Strategy, Marketing Communications, Social Media Marketing, Marketing, Online Advertising, Microsoft Office, Digital Marketing, Customer Service, Public Relations, Strategic Planning, Photoshop, Microsoft Excel, Account Management, New Business Development, Event Management, Email Marketing, Graphic Design, Event Planning, Online Marketing, Sales, Entrepreneurship, Investments, E-commerce
Education
Kent State University 1968 — 1972
B.B.A.Business Administration / Marketing, Sales
Mentor High School 1966 — 1968
Business prep
Joel Dovi's Smith Barney Experience August 2003 - February 2009
Job Financial Advisor at Raymond James
Industry Financial Services
Experience
Raymond James February 2009 - Present
Smith Barney August 2003 - February 2009
PaineWebber November 1999 - August 2003
Education
Louisiana State University 1996 — 1998
Hopewell Valley Central High School 1990 — 1993
Raymond James February 2009 - Present
Smith Barney August 2003 - February 2009
PaineWebber November 1999 - August 2003
Education
Louisiana State University 1996 — 1998
Hopewell Valley Central High School 1990 — 1993
Robert Siniakin's Smith Barney Experience March 1992 - December 1993
Job Experienced DB2 Database Administrator
Industry Information Services
Experience
iGATE August 2005 - Present
Pinkerton Computer Consultants August 2002 - August 2005
Avercom February 2000 - August 2002
Automated Concepts Inc. December 1993 - February 2000
Smith Barney March 1992 - December 1993
General Electric Consulting June 1985 - March 1992
Skills
DB2, TSO, DB2/SQL, z/OS, COBOL, JCL, REXX, VSAM, IMS DB/DC, CICS, Mainframe, Performance Tuning, SPUFI, Database Administration, SQL Tuning, IBM Mainframe, Database Design, Data Modeling, Fileaid, QMF, SQL, ISPF, Databases, Software Development, Testing, SDLC, ETL, PL/1, Relational Databases, Data Migration, Software Documentation, Erwin, Data Warehousing, MVS, Business Process, AIX, Systems Analysis, Replication, Disaster Recovery, Production Support, Unix Shell Scripting, Unix, IBM Utilities, Enterprise Architecture, Oracle, CLIST, PL/SQL, Requirements Gathering, High Availability, Informatica
Education
Kean University
Bachelor of Science (BS), Computer Science, Management Science
iGATE August 2005 - Present
Pinkerton Computer Consultants August 2002 - August 2005
Avercom February 2000 - August 2002
Automated Concepts Inc. December 1993 - February 2000
Smith Barney March 1992 - December 1993
General Electric Consulting June 1985 - March 1992
Skills
DB2, TSO, DB2/SQL, z/OS, COBOL, JCL, REXX, VSAM, IMS DB/DC, CICS, Mainframe, Performance Tuning, SPUFI, Database Administration, SQL Tuning, IBM Mainframe, Database Design, Data Modeling, Fileaid, QMF, SQL, ISPF, Databases, Software Development, Testing, SDLC, ETL, PL/1, Relational Databases, Data Migration, Software Documentation, Erwin, Data Warehousing, MVS, Business Process, AIX, Systems Analysis, Replication, Disaster Recovery, Production Support, Unix Shell Scripting, Unix, IBM Utilities, Enterprise Architecture, Oracle, CLIST, PL/SQL, Requirements Gathering, High Availability, Informatica
Education
Kean University
Bachelor of Science (BS), Computer Science, Management Science
Mary Leslie Hardy's Smith Barney Experience 1993 - 2002
Job Senior Executive Assistant/Private Family
Industry Executive Office
Experience
Coffman Family January 2011 - Present
200 Office June 2010 - December 2010
SignatureFD December 2008 - May 2010
WorthPoint 2007 - 2008
Ginny and Charles Brewer 2006 - 2007
The Honorable Anne Cox Chambers 2002 - 2006
Smith Barney 1993 - 2002
Skills
Executive Management, Strategic Planning, Management, Business Strategy, Budgets, Strategic Partnerships, Team Building, Social Media Marketing, Project Management, Social Media, Entrepreneurship, Business Development, Marketing Strategy, Human Resources, Process Scheduler, Project Planning, Sales, Social Networking
Education
LaGrange College 1988 — 1993
2 BAs, Speech Communications/Theater and Art/Graphic Design
Coffman Family January 2011 - Present
200 Office June 2010 - December 2010
SignatureFD December 2008 - May 2010
WorthPoint 2007 - 2008
Ginny and Charles Brewer 2006 - 2007
The Honorable Anne Cox Chambers 2002 - 2006
Smith Barney 1993 - 2002
Skills
Executive Management, Strategic Planning, Management, Business Strategy, Budgets, Strategic Partnerships, Team Building, Social Media Marketing, Project Management, Social Media, Entrepreneurship, Business Development, Marketing Strategy, Human Resources, Process Scheduler, Project Planning, Sales, Social Networking
Education
LaGrange College 1988 — 1993
2 BAs, Speech Communications/Theater and Art/Graphic Design
Monica Nunez's Smith Barney Experience 2007 - 2008
Job Financial Analyst at Beam
Industry Wine and Spirits
Experience
Beam Suntory October 2014 - Present
Beam January 2012 - Present
Beam October 2010 - January 2012
Beam October 2010 - June 2011
PNC July 2009 - October 2010
Prairie Marketing, Inc. July 2008 - July 2009
Smith Barney 2007 - 2008
Skills
Financial Analysis, Accounting, Business Objects, Management, Finance, Essbase, Sales, Marketing
Education
Loyola University Chicago 2005 — 2009
B.B.A., Finance
Universidad Rey Juan Carlos 2007 — 2007
Spanish Language and Literature
Beam Suntory October 2014 - Present
Beam January 2012 - Present
Beam October 2010 - January 2012
Beam October 2010 - June 2011
PNC July 2009 - October 2010
Prairie Marketing, Inc. July 2008 - July 2009
Smith Barney 2007 - 2008
Skills
Financial Analysis, Accounting, Business Objects, Management, Finance, Essbase, Sales, Marketing
Education
Loyola University Chicago 2005 — 2009
B.B.A., Finance
Universidad Rey Juan Carlos 2007 — 2007
Spanish Language and Literature
Anne Sarazin's Smith Barney Experience District ManagerBoston Beer CompanyJanuary 1992 - June 1997
Job Second Vice President Wealth Management at Smith Barney
Industry Financial Services
Experience
Smith Barney District ManagerBoston Beer CompanyJanuary 1992 - June 1997
Education
Lynchburg College 1987 — 1991
Smith Barney District ManagerBoston Beer CompanyJanuary 1992 - June 1997
Education
Lynchburg College 1987 — 1991
Paul Wenzelburger's Smith Barney Experience 1995 - 1998
Job Information Technology Associate at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney May 2010 - Present
Prudential Financial 1998 - 2009
Smith Barney 1995 - 1998
Smith Barney 1993 - 1995
Education
Kean University 1990 — 1992
BA, English
Morgan Stanley Smith Barney May 2010 - Present
Prudential Financial 1998 - 2009
Smith Barney 1995 - 1998
Smith Barney 1993 - 1995
Education
Kean University 1990 — 1992
BA, English
Steven Wickline's Smith Barney Experience January 2007 - May 2009
Job Alternative Investment Specialist at Global Alternative Investment Services, Inc., Wells Fargo
Industry Investment Management
Experience
Global Alternative Investment Services, Inc., Wells Fargo February 2014 - Present
Pioneer Investments June 2012 - February 2014
Wells Fargo Advisors, LLC May 2009 - June 2012
Lynchburg College June 2007 - May 2009
Smith Barney January 2007 - May 2009
Skills
Series 3, Series 7, Series 66, Equities, Retirement Planning, Mutual Funds, Securities, Wealth Management
Education
Lynchburg College 2007 — 2009
M.Ed., Educational Leadership
Lynchburg College 2003 — 2007
BA, Marketing
Global Alternative Investment Services, Inc., Wells Fargo February 2014 - Present
Pioneer Investments June 2012 - February 2014
Wells Fargo Advisors, LLC May 2009 - June 2012
Lynchburg College June 2007 - May 2009
Smith Barney January 2007 - May 2009
Skills
Series 3, Series 7, Series 66, Equities, Retirement Planning, Mutual Funds, Securities, Wealth Management
Education
Lynchburg College 2007 — 2009
M.Ed., Educational Leadership
Lynchburg College 2003 — 2007
BA, Marketing
Bob Kearney's Smith Barney Experience 1990 - 1996
Job Hedge Fund Relationship Manager at RBC Capital Markets, LLC
Industry Banking
Experience
RBC Capital Markets, LLC June 2013 - Present
GE Capital Corp August 2012 - June 2013
Calyon Corporate and Investment Bank 2006 - 2008
HSBC Securities 2003 - 2006
HSBC 2003 - 2006
Credit Suisse Asset Management 1999 - 2002
Dresdner Kleinwort Benson 1996 - 1999
Smith Barney 1990 - 1996
Smith Barney, Harris Upham, Inc. 1990 - 1996
Skills
Hedge Funds, Fund Of Funds, Investments, Due Diligence, Capital Markets, Portfolio Management, Alternative Investments, Credit, Credit Risk, Negotiation, ISDA, Derivatives, Emerging Markets, Securities, Asset Management, Risk Management, Risk, Banking, Credit Analysis, Financial Analysis, Loans, Swaps, Documentation, Financial Markets, Bonds, Bloomberg, FX, Market Risk, Fixed Income, Equity Derivatives, Financial Risk, Private Equity, Structured Finance, Investment Banking
Education
Kent State University
Bachelors, Economics
New York Institute of Finance
Credit Analysis Program
RBC Capital Markets, LLC June 2013 - Present
GE Capital Corp August 2012 - June 2013
Calyon Corporate and Investment Bank 2006 - 2008
HSBC Securities 2003 - 2006
HSBC 2003 - 2006
Credit Suisse Asset Management 1999 - 2002
Dresdner Kleinwort Benson 1996 - 1999
Smith Barney 1990 - 1996
Smith Barney, Harris Upham, Inc. 1990 - 1996
Skills
Hedge Funds, Fund Of Funds, Investments, Due Diligence, Capital Markets, Portfolio Management, Alternative Investments, Credit, Credit Risk, Negotiation, ISDA, Derivatives, Emerging Markets, Securities, Asset Management, Risk Management, Risk, Banking, Credit Analysis, Financial Analysis, Loans, Swaps, Documentation, Financial Markets, Bonds, Bloomberg, FX, Market Risk, Fixed Income, Equity Derivatives, Financial Risk, Private Equity, Structured Finance, Investment Banking
Education
Kent State University
Bachelors, Economics
New York Institute of Finance
Credit Analysis Program
Stephen Gregg's Smith Barney Experience January 2000 - January 2002
Job Sales Manager at Paychex Insurance Agency
Industry Insurance
Experience
Paychex October 2013 - Present
Netchex September 2012 - September 2013
BenefitMall December 2011 - September 2012
Wells Fargo January 2007 - December 2011
Wells Fargo October 2005 - January 2007
Aventuras Club S.A. de C.V. May 2004 - June 2005
Cox Communications April 2002 - April 2004
SMITH BARNEY January 2000 - January 2002
Louisiana State University January 1997 - January 1999
Skills
Lead Generation, Sales, Sales Process, Selling, B2B, Sales Management, Strategy, Leadership, CRM, Cold Calling, Employee Benefits, Human Resources, Insurance, Management, SaaS
Education
Louisiana State University 1994 — 1999
B.S, Business Administration; Marketing
University of New Orleans 2000 — 2001
Master of Business Administration (M.B.A.), Management Information Systems
Paychex October 2013 - Present
Netchex September 2012 - September 2013
BenefitMall December 2011 - September 2012
Wells Fargo January 2007 - December 2011
Wells Fargo October 2005 - January 2007
Aventuras Club S.A. de C.V. May 2004 - June 2005
Cox Communications April 2002 - April 2004
SMITH BARNEY January 2000 - January 2002
Louisiana State University January 1997 - January 1999
Skills
Lead Generation, Sales, Sales Process, Selling, B2B, Sales Management, Strategy, Leadership, CRM, Cold Calling, Employee Benefits, Human Resources, Insurance, Management, SaaS
Education
Louisiana State University 1994 — 1999
B.S, Business Administration; Marketing
University of New Orleans 2000 — 2001
Master of Business Administration (M.B.A.), Management Information Systems
Valerie Manas's Smith Barney Experience January 2009 - February 2010
Job Client Relationship Manager at Experian Marketing Services
Industry Marketing and Advertising
Experience
Experian Marketing Services October 2014 - Present
TABcom,LLC January 2013 - July 2014
Experian CheetahMail September 2011 - January 2013
Merrill Lynch September 2010 - September 2011
J.P. Morgan February 2010 - September 2010
Smith Barney January 2009 - February 2010
Prudential Financial June 2008 - August 2008
Skills
Management, Marketing, Customer Service, Sales
Education
LIU Post 2006 — 2009
Bachelor’s Degree, Finance & Management
LIU Post 2006 — 2009
Bachelor's degree, Finance and Financial Management Services
Experian Marketing Services October 2014 - Present
TABcom,LLC January 2013 - July 2014
Experian CheetahMail September 2011 - January 2013
Merrill Lynch September 2010 - September 2011
J.P. Morgan February 2010 - September 2010
Smith Barney January 2009 - February 2010
Prudential Financial June 2008 - August 2008
Skills
Management, Marketing, Customer Service, Sales
Education
LIU Post 2006 — 2009
Bachelor’s Degree, Finance & Management
LIU Post 2006 — 2009
Bachelor's degree, Finance and Financial Management Services
Richard E. Willimon's Smith Barney Experience 2006 - 2008
Job E*TRADE
Industry Financial Services
Experience
E*TRADE Financial July 2009 - Present
Smith Barney 2006 - 2008
Communications & Electronics Inc 1996 - 2003
Skills
FINRA, Finance, Uniform Combined State..., Strategic Planning, Series 7, Risk Management, Strategic Financial..., Team Building, 401k, Trading, Fixed Annuities, Banking, Investments, Wealth, Business Development, Sales Management, ETFs, Leadership, Financial Planners, Business Analysis, Investment Management, Investment Strategies, Retirement Savings, Account Management, Forecasting, Insurance, Stock Market, New Business Development, Microsoft Excel, Strategy, Mutual Funds, Financial Markets, Stock Trading, Equity Derivatives, Equities, Investment Advisory, Bonds, Wealth Management, Two-way Radio, RF design, Day Trading, Bond Markets, Unified Managed Accounts, Separately Managed..., Amateur Radio Operator, Severe Weather, Stocks, Equity Trading, Options Strategies, Trading Strategies
Education
LaGrange College 1984 — 1996
BA, Business Admin
Mercer University 1984 — 1996
E*TRADE Financial July 2009 - Present
Smith Barney 2006 - 2008
Communications & Electronics Inc 1996 - 2003
Skills
FINRA, Finance, Uniform Combined State..., Strategic Planning, Series 7, Risk Management, Strategic Financial..., Team Building, 401k, Trading, Fixed Annuities, Banking, Investments, Wealth, Business Development, Sales Management, ETFs, Leadership, Financial Planners, Business Analysis, Investment Management, Investment Strategies, Retirement Savings, Account Management, Forecasting, Insurance, Stock Market, New Business Development, Microsoft Excel, Strategy, Mutual Funds, Financial Markets, Stock Trading, Equity Derivatives, Equities, Investment Advisory, Bonds, Wealth Management, Two-way Radio, RF design, Day Trading, Bond Markets, Unified Managed Accounts, Separately Managed..., Amateur Radio Operator, Severe Weather, Stocks, Equity Trading, Options Strategies, Trading Strategies
Education
LaGrange College 1984 — 1996
BA, Business Admin
Mercer University 1984 — 1996
David Topper's Smith Barney Experience March 2007 - July 2009
Job Wealth Manager at USAA
Industry Investment Management
Experience
USAA February 2015 - Present
Merrill Edge September 2011 - February 2015
Smith Barney March 2007 - July 2009
VALIC Financial Services 1999 - 2007
The University of Texas Health Science Center at Houston 1984 - 1995
Education
Lamar University
MS, I/O Psychology
University of Florida
BS
USAA February 2015 - Present
Merrill Edge September 2011 - February 2015
Smith Barney March 2007 - July 2009
VALIC Financial Services 1999 - 2007
The University of Texas Health Science Center at Houston 1984 - 1995
Education
Lamar University
MS, I/O Psychology
University of Florida
BS
Natasha Malcolm's Smith Barney Experience 1994 - 1999
Job VP, Citicards Citi AAdvantage
Industry Marketing and Advertising
Experience
Citi January 2014 - Present
Citibank November 2010 - January 2014
TIAA-CREF January 2007 - August 2008
Wyndham Hotel Group May 2005 - December 2006
Citicards 1999 - 2005
Smith Barney 1994 - 1999
Education
Long Island University
MBA, Marketing
Temple University
BA, Journalism
Citi January 2014 - Present
Citibank November 2010 - January 2014
TIAA-CREF January 2007 - August 2008
Wyndham Hotel Group May 2005 - December 2006
Citicards 1999 - 2005
Smith Barney 1994 - 1999
Education
Long Island University
MBA, Marketing
Temple University
BA, Journalism
bill boselli's Smith Barney Experience 2002 - 2008
Job President at Strategic Wealth Partners
Industry Financial Services
Experience
Strategic Wealth Partners, Inc. October 2011 - Present
Strategic Wealth Partners October 2011 - Present
Sage Rutty 2008 - October 2011
smith barney 2002 - 2008
Skills
Retirement Planning, Estate Planning, Series 7, Series 63, Strategic Financial..., Retirement, Investments, Investment Advisory, Investment Management, Health Insurance, Mutual Funds, Financial Advisory, Asset Management
Education
La Salle University 1969 — 1973
B A, pre law
Strategic Wealth Partners, Inc. October 2011 - Present
Strategic Wealth Partners October 2011 - Present
Sage Rutty 2008 - October 2011
smith barney 2002 - 2008
Skills
Retirement Planning, Estate Planning, Series 7, Series 63, Strategic Financial..., Retirement, Investments, Investment Advisory, Investment Management, Health Insurance, Mutual Funds, Financial Advisory, Asset Management
Education
La Salle University 1969 — 1973
B A, pre law
Lori Richman-Kaplan, SPHR's Smith Barney Experience 1990 - 1996
Job Sr. Recruiter / HR Specialist at The Spear Group, Inc.
Industry Human Resources
Experience
The Spear Group, Inc. 2012 - Present
WinCup 2011 - 2011
Georgia Pacific 2001 - 2009
Fort James Corp 1996 - 2000
Smith Barney 1990 - 1996
Smith Barney 1981 - 1990
Pratt Institute 1978 - 1981
Skills
Succession Planning, Talent Acquisition, Employee Relations, Workforce Planning, Talent Management, Performance Management, Change Management, Benefits Management, Onboarding, Deferred Compensation, HRIS, Organizational..., Human Resources, Employee Engagement, Recruiting, Employee Benefits, Strategy, Leadership Development, Leadership, Management, Hiring, Temporary Placement
Education
Kennesaw State University
State University of New York College at Oneonta
BA
The Spear Group, Inc. 2012 - Present
WinCup 2011 - 2011
Georgia Pacific 2001 - 2009
Fort James Corp 1996 - 2000
Smith Barney 1990 - 1996
Smith Barney 1981 - 1990
Pratt Institute 1978 - 1981
Skills
Succession Planning, Talent Acquisition, Employee Relations, Workforce Planning, Talent Management, Performance Management, Change Management, Benefits Management, Onboarding, Deferred Compensation, HRIS, Organizational..., Human Resources, Employee Engagement, Recruiting, Employee Benefits, Strategy, Leadership Development, Leadership, Management, Hiring, Temporary Placement
Education
Kennesaw State University
State University of New York College at Oneonta
BA
Victoria Leonard's Smith Barney Experience June 1987 - July 1997
Job Financial Consultant and Life Sales at Primerica
Industry Financial Services
Experience
Primerica October 2011 - Present
Everything Boutique Shipping & Mailboxes November 2007 - Present
UBS 2000 - 2007
Business Express September 2002 - October 2005
Merrill Lynch 1996 - 2000
Smith Barney June 1987 - July 1997
KWOX KSIW KZRR 1982 - 1986
Skills
Notary Public, Sales Management, Financial Management, Public Speaking, Small Business, Asset, Accounts Payable, Retirement Planning, Customer Service, Finance, Financial Services, Insurance, Investments, Leadership, Management, Managerial Finance, Portfolio Management, Sales, Selling, Strategic Planning, Team Building, Term Life Insurance
Education
Los Angeles Valley College 1979 — 1981
sm business, Small Business Management/Sociology
Los Angeles Pierce College 1978 — 1979
no, general
Primerica October 2011 - Present
Everything Boutique Shipping & Mailboxes November 2007 - Present
UBS 2000 - 2007
Business Express September 2002 - October 2005
Merrill Lynch 1996 - 2000
Smith Barney June 1987 - July 1997
KWOX KSIW KZRR 1982 - 1986
Skills
Notary Public, Sales Management, Financial Management, Public Speaking, Small Business, Asset, Accounts Payable, Retirement Planning, Customer Service, Finance, Financial Services, Insurance, Investments, Leadership, Management, Managerial Finance, Portfolio Management, Sales, Selling, Strategic Planning, Team Building, Term Life Insurance
Education
Los Angeles Valley College 1979 — 1981
sm business, Small Business Management/Sociology
Los Angeles Pierce College 1978 — 1979
no, general
Lauren Michalak's Smith Barney Experience April 2004 - September 2006
Job Assistant Vice President at Nuveen Investments
Industry Financial Services
Experience
Nuveen Investments March 2015 - Present
Nuveen Investments March 2011 - March 2015
Nuveen Investments March 2009 - March 2011
Nuveen Investments September 2006 - March 2009
Smith Barney April 2004 - September 2006
Skills
Series 7, Series 63, Asset Managment, Product Development, Closed-end Funds, Commodity Pools, Financial Modeling
Education
The University of Chicago - Booth School of Business 2012 — 2015
Master of Business Administration (MBA) Candidate, Expected Graduation 2015
Loyola University Chicago 2002 — 2006
B.A., Economics and Mathematics
Benet Academy
Nuveen Investments March 2015 - Present
Nuveen Investments March 2011 - March 2015
Nuveen Investments March 2009 - March 2011
Nuveen Investments September 2006 - March 2009
Smith Barney April 2004 - September 2006
Skills
Series 7, Series 63, Asset Managment, Product Development, Closed-end Funds, Commodity Pools, Financial Modeling
Education
The University of Chicago - Booth School of Business 2012 — 2015
Master of Business Administration (MBA) Candidate, Expected Graduation 2015
Loyola University Chicago 2002 — 2006
B.A., Economics and Mathematics
Benet Academy
Patrice Christian's Smith Barney Experience October 2000 - May 2003
Job Transamerica Financial Advisors, Inc. Transamerica Financial Group Division
Industry Financial Services
Experience
Transamerica Financial Advisors, Inc. July 2012 - Present
Producers Financial Network August 2010 - July 2012
New England Financial August 2009 - October 2010
New England Financial 2009 - June 2010
T. Rowe Price October 2007 - April 2009
T. Rowe Price February 2006 - April 2009
Chase, Personal Banker August 2004 - February 2006
Thieman and Associates, Inc March 2004 - July 2004
Smith Barney October 2000 - May 2003
Dianne F Wright, Smith Barney September 1999 - October 2000
Skills
Series 7, Insurance, Series 66, Annuities, Retirement, Mutual Funds, Investments, Long Term Care, Investment Strategies, IRA's, Asset Allocation
Education
LeTourneau University
Bachelor of Science, Business Management
Kilgore College
Associate of Applied Science, Computer Science
LeTourneau University
BS, Business Management
Transamerica Financial Advisors, Inc. July 2012 - Present
Producers Financial Network August 2010 - July 2012
New England Financial August 2009 - October 2010
New England Financial 2009 - June 2010
T. Rowe Price October 2007 - April 2009
T. Rowe Price February 2006 - April 2009
Chase, Personal Banker August 2004 - February 2006
Thieman and Associates, Inc March 2004 - July 2004
Smith Barney October 2000 - May 2003
Dianne F Wright, Smith Barney September 1999 - October 2000
Skills
Series 7, Insurance, Series 66, Annuities, Retirement, Mutual Funds, Investments, Long Term Care, Investment Strategies, IRA's, Asset Allocation
Education
LeTourneau University
Bachelor of Science, Business Management
Kilgore College
Associate of Applied Science, Computer Science
LeTourneau University
BS, Business Management
Emely Statnikova's Smith Barney Experience February 1999 - Present
Job Senior Programmer Analyst at Smith Barney
Industry Information Technology and Services
Experience
Smith Barney February 1999 - Present
The Chase Manhattan Bank November 1997 - February 1999
Computer Horizons August 1995 - February 1999
Verizon August 1996 - November 1997
American International Group November 1995 - July 1996
Prudential Insurance August 1995 - November 1995
State Information Analytic Agency (StateAnalitInform) 1980 - 1992
Education
Cope Institute 1993 — 1993
Certificate, COBOL
Kyiv National Taras Shevchenko University 1973 — 1979
B.S., Mathematics and Computer Science
Smith Barney February 1999 - Present
The Chase Manhattan Bank November 1997 - February 1999
Computer Horizons August 1995 - February 1999
Verizon August 1996 - November 1997
American International Group November 1995 - July 1996
Prudential Insurance August 1995 - November 1995
State Information Analytic Agency (StateAnalitInform) 1980 - 1992
Education
Cope Institute 1993 — 1993
Certificate, COBOL
Kyiv National Taras Shevchenko University 1973 — 1979
B.S., Mathematics and Computer Science
Alan J Simon, PMP's Smith Barney Experience September 1988 - June 2001
Job Vice President, CRM KYC Programme Manager/IT Product Owner/Project Manager at HSBC Private Bank
Industry Financial Services
Experience
HSBC Private Bank March 2011 - Present
First Data July 2010 - March 2011
Seaboard Marine October 2008 - September 2009
Lehman Brothers 2001 - 2008
Smith Barney September 1988 - June 2001
Skills
PMP, Project Management, Program Management, IT Management, Business Analysis, SDLC, PMO, Vendor Management, IT Strategy, Process Improvement, Visio, Risk Management, Software Project..., Financial Services, Business Intelligence, Requirements Analysis, Portfolio Management, Management, Equities, Project Portfolio..., Scrum, Function Point Analysis
Education
LIU Brooklyn 1983 — 1986
MBA, MIS
University at Albany, SUNY 1977 — 1981
BS, Accounting
HSBC Private Bank March 2011 - Present
First Data July 2010 - March 2011
Seaboard Marine October 2008 - September 2009
Lehman Brothers 2001 - 2008
Smith Barney September 1988 - June 2001
Skills
PMP, Project Management, Program Management, IT Management, Business Analysis, SDLC, PMO, Vendor Management, IT Strategy, Process Improvement, Visio, Risk Management, Software Project..., Financial Services, Business Intelligence, Requirements Analysis, Portfolio Management, Management, Equities, Project Portfolio..., Scrum, Function Point Analysis
Education
LIU Brooklyn 1983 — 1986
MBA, MIS
University at Albany, SUNY 1977 — 1981
BS, Accounting
Jeff Bethune's Smith Barney Experience April 2008 - January 2009
Job National Inventory Analyst at McGrawHill Education
Industry Logistics and Supply Chain
Experience
McGraw-Hill Higher Education March 2014 - Present
OfficeMax March 2013 - March 2014
Menards June 2011 - March 2013
Menards May 2009 - May 2011
Smith Barney April 2008 - January 2009
Lewis University October 2005 - December 2008
MidAmerica Bank June 2004 - January 2007
Skills
Forecasting, Inventory Management, Retail, SAP, Microsoft Excel, Pricing, JDA, Customer Service, Demand Forecasting, CPFR, Supply Chain, Microsoft Office, Cross-functional Team..., Demand Planning, Inventory Control, Financial Analysis, Sales, Analysis, Access, Finance, Outlook, Accounting, Risk Management, Data Analysis, Business Objects, Inventory Analysis, Statistics, Retail Sales Analysis, PowerPoint, Microsoft Word, Accountability, Leadership, Demand Chain Management, Supply Chain Management, Oracle, Demantra, ASCP
Education
Lewis University 2015 — 2018
Master of Business Administration (M.B.A.)
Lewis University 2005 — 2008
B.S.
McGraw-Hill Higher Education March 2014 - Present
OfficeMax March 2013 - March 2014
Menards June 2011 - March 2013
Menards May 2009 - May 2011
Smith Barney April 2008 - January 2009
Lewis University October 2005 - December 2008
MidAmerica Bank June 2004 - January 2007
Skills
Forecasting, Inventory Management, Retail, SAP, Microsoft Excel, Pricing, JDA, Customer Service, Demand Forecasting, CPFR, Supply Chain, Microsoft Office, Cross-functional Team..., Demand Planning, Inventory Control, Financial Analysis, Sales, Analysis, Access, Finance, Outlook, Accounting, Risk Management, Data Analysis, Business Objects, Inventory Analysis, Statistics, Retail Sales Analysis, PowerPoint, Microsoft Word, Accountability, Leadership, Demand Chain Management, Supply Chain Management, Oracle, Demantra, ASCP
Education
Lewis University 2015 — 2018
Master of Business Administration (M.B.A.)
Lewis University 2005 — 2008
B.S.
Lewis Leflar's Smith Barney Experience 2006 - 2008
Job Managing Director at Water Tower Wealth Management, Inc.
Industry Financial Services
Experience
Water Tower Wealth Management, Inc. January 2011 - Present
Merrill Lynch August 2008 - January 2011
Smith Barney 2006 - 2008
Skills
Wealth Management, Asset Allocation, Mutual Funds, Retirement, Investment Advisory, Equities, 401k, Asset Managment, Investments, Separately Managed..., Asset Management, Alternative Investments
Education
Lake Forest College 1996 — 1998
Bachelor of Arts, Biology
Water Tower Wealth Management, Inc. January 2011 - Present
Merrill Lynch August 2008 - January 2011
Smith Barney 2006 - 2008
Skills
Wealth Management, Asset Allocation, Mutual Funds, Retirement, Investment Advisory, Equities, 401k, Asset Managment, Investments, Separately Managed..., Asset Management, Alternative Investments
Education
Lake Forest College 1996 — 1998
Bachelor of Arts, Biology
Manuel Flores, MBA's Smith Barney Experience May 2008 - August 2008
Job Advance Services Financial Analyst III at Cisco
Industry Financial Services
Experience
Cisco February 2015 - Present
InComm October 2014 - February 2015
InComm June 2013 - October 2014
InComm March 2012 - June 2013
InComm July 2011 - March 2012
Minatelf LLC December 2009 - December 2010
LAPTV May 2009 - August 2009
JPMorgan Chase August 2003 - December 2008
Smith Barney May 2008 - August 2008
Kennesaw State University August 2007 - April 2008
Skills
Accounting, Auditing, Financial Analysis, Strategic Planning, Business Planning, Management, Negotiation, Leadership, Finance, Analysis, Project Management, New Business Development, Mergers & Acquisitions, Customer Satisfaction, Account Management, Pricing
Education
Kennesaw State University 2007 — 2008
MBA, Finance
Kennesaw State University 2002 — 2006
Bachelor, Management/Marketing
Cisco February 2015 - Present
InComm October 2014 - February 2015
InComm June 2013 - October 2014
InComm March 2012 - June 2013
InComm July 2011 - March 2012
Minatelf LLC December 2009 - December 2010
LAPTV May 2009 - August 2009
JPMorgan Chase August 2003 - December 2008
Smith Barney May 2008 - August 2008
Kennesaw State University August 2007 - April 2008
Skills
Accounting, Auditing, Financial Analysis, Strategic Planning, Business Planning, Management, Negotiation, Leadership, Finance, Analysis, Project Management, New Business Development, Mergers & Acquisitions, Customer Satisfaction, Account Management, Pricing
Education
Kennesaw State University 2007 — 2008
MBA, Finance
Kennesaw State University 2002 — 2006
Bachelor, Management/Marketing
David Frisch's Smith Barney Experience May 2007 - Present
Job Financial Planning Associate at Citi Smith Barney
Industry Financial Services
Experience
Smith Barney May 2007 - Present
Bloomberg September 2006 - May 2007
Education
Lehigh University - College of Business and Economics
Smith Barney May 2007 - Present
Bloomberg September 2006 - May 2007
Education
Lehigh University - College of Business and Economics
Chris Loukas's Smith Barney Experience March 1994 - May 1997
Job President Tuckahoe Technologies
Industry Information Technology and Services
Experience
Tuckahoe Technologies September 2011 - Present
Network Dynamics 2011 - 2012
Bear Stearns October 1998 - June 2008
Bear Stearns & Co. Inc October 1998 - June 2008
DataVox Technologies May 1997 - October 1998
Smith Barney March 1994 - May 1997
R.M.J. Securities Corp November 1985 - March 1994
R.M.J. Securities January 1989 - February 1990
R.M.J. Securities August 1987 - January 1989
R.M.J. Securities January 1987 - August 1987
Skills
Vendor Management, Data Center, Disaster Recovery, Program Management, Infrastructure, Asset Managment, Team Building, Project Management, PMO, IT Strategy, Business Development, Outsourcing, Risk Management, Telecommunications, Software Documentation, Asset Management, Troubleshooting, Visio, MS Project, Technical Support, Hardware, Management, Networking, Databases, Leadership
Education
Kingsborough Community College 1983 — 1984
Marine Biology
Lafayette H.S. 1981 — 1983
Tuckahoe Technologies September 2011 - Present
Network Dynamics 2011 - 2012
Bear Stearns October 1998 - June 2008
Bear Stearns & Co. Inc October 1998 - June 2008
DataVox Technologies May 1997 - October 1998
Smith Barney March 1994 - May 1997
R.M.J. Securities Corp November 1985 - March 1994
R.M.J. Securities January 1989 - February 1990
R.M.J. Securities August 1987 - January 1989
R.M.J. Securities January 1987 - August 1987
Skills
Vendor Management, Data Center, Disaster Recovery, Program Management, Infrastructure, Asset Managment, Team Building, Project Management, PMO, IT Strategy, Business Development, Outsourcing, Risk Management, Telecommunications, Software Documentation, Asset Management, Troubleshooting, Visio, MS Project, Technical Support, Hardware, Management, Networking, Databases, Leadership
Education
Kingsborough Community College 1983 — 1984
Marine Biology
Lafayette H.S. 1981 — 1983
Wayne Rothstein's Smith Barney Experience 1992 - 2000
Job Temp Analyst at Yorkson Legal/Prudential
Industry Financial Services
Experience
Yorkson Legal/Prudential August 2014 - Present
Prudential Financial 2014 - Present
Prudential Financial 2014 - 2014
Prudential Financial 2014 - 2014
UBS Financial Services 2010 - 2011
Morgan Stanley/Morgan Stanley Smith Barney (Pride Technologies LLC) Financial Services 2000 - 2010
Morgan Stanley & CO Inc. 2000 - 2009
Smith Barney 1992 - 2000
Securities Settlement Corp 1989 - 1991
Skills
Restricted Stock, FAS 123R, Options, FAS 5, Financial Risk, Wealth Management, Equities, Securities, Trading, Finance, Mutual Funds, Investments, Financial Services, Loans, Fixed Income, Series 63, Asset Management, Credit Risk, Hedge Funds, Alternative Investments, Portfolio Management, Capital Markets
Education
Long Island University, C.W. Post Campus
BS, Marketing
New York University
Cerificate, Paralegal Studies
Yorkson Legal/Prudential August 2014 - Present
Prudential Financial 2014 - Present
Prudential Financial 2014 - 2014
Prudential Financial 2014 - 2014
UBS Financial Services 2010 - 2011
Morgan Stanley/Morgan Stanley Smith Barney (Pride Technologies LLC) Financial Services 2000 - 2010
Morgan Stanley & CO Inc. 2000 - 2009
Smith Barney 1992 - 2000
Securities Settlement Corp 1989 - 1991
Skills
Restricted Stock, FAS 123R, Options, FAS 5, Financial Risk, Wealth Management, Equities, Securities, Trading, Finance, Mutual Funds, Investments, Financial Services, Loans, Fixed Income, Series 63, Asset Management, Credit Risk, Hedge Funds, Alternative Investments, Portfolio Management, Capital Markets
Education
Long Island University, C.W. Post Campus
BS, Marketing
New York University
Cerificate, Paralegal Studies
Tara Wall's Smith Barney Experience November 2008 - May 2009
Job Sales Coverage Associate at Grainger
Industry Financial Services
Experience
Grainger April 2015 - Present
Grainger April 2013 - April 2015
W.W. Grainger July 2010 - April 2013
Citibank May 2009 - July 2010
Smith Barney November 2008 - May 2009
New Balance North Shore September 2004 - December 2008
PWI inc. June 2005 - August 2007
Skills
Sales, Customer Service, Microsoft Office, Cold Calling, Account Management, Management, Sales Process, B2B, Solution Selling, Sales Operations, Team Building, Marketing, Sales Management
Education
Loyola University Chicago 2007 — 2009
BS, Finance
University of Illinois at Urbana-Champaign 2005 — 2007
Speech Communication
Grainger April 2015 - Present
Grainger April 2013 - April 2015
W.W. Grainger July 2010 - April 2013
Citibank May 2009 - July 2010
Smith Barney November 2008 - May 2009
New Balance North Shore September 2004 - December 2008
PWI inc. June 2005 - August 2007
Skills
Sales, Customer Service, Microsoft Office, Cold Calling, Account Management, Management, Sales Process, B2B, Solution Selling, Sales Operations, Team Building, Marketing, Sales Management
Education
Loyola University Chicago 2007 — 2009
BS, Finance
University of Illinois at Urbana-Champaign 2005 — 2007
Speech Communication
Jim Huether, MBA's Smith Barney Experience 2005 - 2006
Job CEO at Hyperice, Inc.
Industry Marketing and Advertising
Experience
Hyperice, Inc. February 2015 - Present
Hyperice, Inc. March 2014 - Present
Xenith 2010 - February 2014
Sports Concussion Institute March 2007 - May 2009
Sports Concussion Institute March 2006 - March 2007
AEG February 2004 - January 2006
Smith Barney 2005 - 2006
Anschutz Entertainment Group - AEG 2004 - 2006
Skills
Strategy, Marketing, Business Planning, Strategic Planning, Forecasting, Management, Leadership, Advertising, Entrepreneurship, Sales, Product Development, Team Building, Negotiation, Program Management, Sponsorship, Strategic Partnerships, Direct Sales, Start-ups, Marketing Management, Brand Management, Public Relations, Cross-functional Team..., Selling, Sales Management, Market Research, Social Media, Business Development, Social Media Marketing, Business Strategy, Product Management, Sales Operations, Budgets, Account Management, Marketing Communications, Contract Negotiation, Product Marketing, Competitive Analysis, New Business Development, Marketing Strategy, Lead Generation, Product Launch, Online Marketing, Executive Management, Social Networking, Sports Marketing, Market Planning, Salesforce.com, Digital Marketing, Mobile Marketing, CRM
Education
Loyola Marymount University, College of Business Administration 2005 — 2006
MBA, Finance and Marketing
Loyola Marymount University 2000 — 2004
BA, Business Law and Management
Hyperice, Inc. February 2015 - Present
Hyperice, Inc. March 2014 - Present
Xenith 2010 - February 2014
Sports Concussion Institute March 2007 - May 2009
Sports Concussion Institute March 2006 - March 2007
AEG February 2004 - January 2006
Smith Barney 2005 - 2006
Anschutz Entertainment Group - AEG 2004 - 2006
Skills
Strategy, Marketing, Business Planning, Strategic Planning, Forecasting, Management, Leadership, Advertising, Entrepreneurship, Sales, Product Development, Team Building, Negotiation, Program Management, Sponsorship, Strategic Partnerships, Direct Sales, Start-ups, Marketing Management, Brand Management, Public Relations, Cross-functional Team..., Selling, Sales Management, Market Research, Social Media, Business Development, Social Media Marketing, Business Strategy, Product Management, Sales Operations, Budgets, Account Management, Marketing Communications, Contract Negotiation, Product Marketing, Competitive Analysis, New Business Development, Marketing Strategy, Lead Generation, Product Launch, Online Marketing, Executive Management, Social Networking, Sports Marketing, Market Planning, Salesforce.com, Digital Marketing, Mobile Marketing, CRM
Education
Loyola Marymount University, College of Business Administration 2005 — 2006
MBA, Finance and Marketing
Loyola Marymount University 2000 — 2004
BA, Business Law and Management
Courtney Gregory's Smith Barney Experience November 2005 - June 2008
Job President
Industry Construction
Experience
Carroll Plumbing & Heating, Inc. June 2008 - Present
Smith Barney November 2005 - June 2008
Thompson Davis & Co. June 2003 - November 2005
Skills
Customer Service, Financial Analysis, Leadership, Small Business, Strategic Planning
Education
Longwood University
BSBA
Carroll Plumbing & Heating, Inc. June 2008 - Present
Smith Barney November 2005 - June 2008
Thompson Davis & Co. June 2003 - November 2005
Skills
Customer Service, Financial Analysis, Leadership, Small Business, Strategic Planning
Education
Longwood University
BSBA
Justin Nacpil's Smith Barney Experience 2006 - 2006
Job
Industry Information Technology and Services
Experience
Bretford January 2013 - Present
Apple August 2006 - January 2013
Charter One Bank June 2004 - February 2006
Smith Barney 2006 - 2006
Skills
Mac OS X, iOS, Business Development, Sales Management, Mac, Sales, Customer Service, Account Management, Team Leadership, Retail, Microsoft Office, Customer Satisfaction, Team Building, Management, Project Management, Direct Sales, Leadership, Strategic Planning, New Business Development, Sales Process, Microsoft Excel, Relationship Management, Marketing, OS X, Strategic Partnerships, Networking, B2B, Product Marketing, iPhone, Training, Solution Selling, Cross-functional Team..., iWork, Sales Operations, Salesforce.com, CRM, Channel Partners, Strategy, Go-to-market Strategy, Selling, Mobile Devices, Consulting, SaaS
Education
Loyola University Chicago 2003 — 2007
BBA, Finance, Economics
Bretford January 2013 - Present
Apple August 2006 - January 2013
Charter One Bank June 2004 - February 2006
Smith Barney 2006 - 2006
Skills
Mac OS X, iOS, Business Development, Sales Management, Mac, Sales, Customer Service, Account Management, Team Leadership, Retail, Microsoft Office, Customer Satisfaction, Team Building, Management, Project Management, Direct Sales, Leadership, Strategic Planning, New Business Development, Sales Process, Microsoft Excel, Relationship Management, Marketing, OS X, Strategic Partnerships, Networking, B2B, Product Marketing, iPhone, Training, Solution Selling, Cross-functional Team..., iWork, Sales Operations, Salesforce.com, CRM, Channel Partners, Strategy, Go-to-market Strategy, Selling, Mobile Devices, Consulting, SaaS
Education
Loyola University Chicago 2003 — 2007
BBA, Finance, Economics
Glenda Ebanks's Smith Barney Experience May 1989 - October 1994
Job Oz Works
Industry Design
Experience
Florida Hospital Corporate Responsibility March 2004 - Present
Smith Barney May 1989 - October 1994
Education
LIU Brooklyn 1990 — 1992
Finance
Florida Hospital Corporate Responsibility March 2004 - Present
Smith Barney May 1989 - October 1994
Education
LIU Brooklyn 1990 — 1992
Finance
Bryan Berger's Smith Barney Experience December 1993 - January 2007
Job Banking Professional
Industry Banking
Experience
SMITH BARNEY December 1993 - January 2007
Skills
Financial Analysis, Management, Risk Management, Customer Service, Banking, Business Analysis, Project Management, Leadership, Finance, Team Management
Education
Kingsborough Community College 1974 — 1977
Associate of Arts and Sciences (A.A.S.), Data Processing
SMITH BARNEY December 1993 - January 2007
Skills
Financial Analysis, Management, Risk Management, Customer Service, Banking, Business Analysis, Project Management, Leadership, Finance, Team Management
Education
Kingsborough Community College 1974 — 1977
Associate of Arts and Sciences (A.A.S.), Data Processing
Dominick Resta's Smith Barney Experience August 1994 - November 1996
Job Sr. Network Engineer at AXATech North America
Industry Financial Services
Experience
AXA-Tech North America June 2014 - Present
ING November 1996 - May 2013
ING Financial Services, LLC November 1996 - May 2013
Smith Barney August 1994 - November 1996
Merrill Lynch May 1989 - August 1994
Syntrex October 1986 - May 1989
Skills
WAN, Switches, Routers, Networking, Cisco Technologies, Checkpoint Firewall, VOIP, RIverbed, Catalyst 6509, Nexus 7000 & 5000 series, Wireshark, Intermapper Monitoring, Solarwinds Tools, Microsoft Office, Microsoft Excel, Microsoft Word, Powerpoint, Visio, Checkpoint, Troubleshooting, Data Center, Infrastructure, IT Service Management, System Deployment, BGP, Hardware, Cisco Routers, Disaster Recovery, Network Architecture, Firewalls, Virtualization
Education
Kingsborough Community College 1980 — 1981
Computer Programming
DeVry University 1975 — 1977
Engineering/electronic technician
AXA-Tech North America June 2014 - Present
ING November 1996 - May 2013
ING Financial Services, LLC November 1996 - May 2013
Smith Barney August 1994 - November 1996
Merrill Lynch May 1989 - August 1994
Syntrex October 1986 - May 1989
Skills
WAN, Switches, Routers, Networking, Cisco Technologies, Checkpoint Firewall, VOIP, RIverbed, Catalyst 6509, Nexus 7000 & 5000 series, Wireshark, Intermapper Monitoring, Solarwinds Tools, Microsoft Office, Microsoft Excel, Microsoft Word, Powerpoint, Visio, Checkpoint, Troubleshooting, Data Center, Infrastructure, IT Service Management, System Deployment, BGP, Hardware, Cisco Routers, Disaster Recovery, Network Architecture, Firewalls, Virtualization
Education
Kingsborough Community College 1980 — 1981
Computer Programming
DeVry University 1975 — 1977
Engineering/electronic technician
Robbie White's Smith Barney Experience January 2001 - January 2006
Job Stockbroker at Scottrade
Industry Financial Services
Experience
Scottrade August 2011 - Present
Morgan Stanley Smith Barney October 2010 - August 2011
MSSB January 2006 - May 2011
Smith Barney January 2001 - January 2006
Morgan Stanley January 2000 - January 2001
Morgan Stanley January 1999 - January 2000
SUNPOINT SECURITIES January 1998 - January 1999
GBC/MPC, INC January 1996 - January 1998
Skills
Customer Service, Financial Services, Leadership, Management, Series 7, Training, Wealth Management, Securities, Human Resources, Leadership Development, Operations Management, Due Diligence, Series 63, FINRA, Mutual Funds, Equities, Investments, Portfolio Management, Asset Allocation, Retirement Planning, ETFs, Financial Advisory, Payroll, Series 65, AML, 401k, Sales, Capital Markets, Retirement, Investment Strategies, Teamwork, Wealth Management..., Bonds, Options, KYC, Equity Trading, Financial Regulation, IRAs, Financial Markets, Fixed Annuities, Bloomberg, Stocks, OFAC, High Net Worth..., Trading Systems, Electronic Trading, Relationship Management, Stock Market, USA PATRIOT Act, Variable Annuities
Education
University of Texas at Tyler 1995 — 1998
Bachelor of Science, History, Political Science
Kilgore College 1993 — 1994
none, General Studies
Stephen F. Austin State University 1992 — 1993
none, Mathematics
White Oak High School 1988 — 1992
High School Diploma, General
Scottrade August 2011 - Present
Morgan Stanley Smith Barney October 2010 - August 2011
MSSB January 2006 - May 2011
Smith Barney January 2001 - January 2006
Morgan Stanley January 2000 - January 2001
Morgan Stanley January 1999 - January 2000
SUNPOINT SECURITIES January 1998 - January 1999
GBC/MPC, INC January 1996 - January 1998
Skills
Customer Service, Financial Services, Leadership, Management, Series 7, Training, Wealth Management, Securities, Human Resources, Leadership Development, Operations Management, Due Diligence, Series 63, FINRA, Mutual Funds, Equities, Investments, Portfolio Management, Asset Allocation, Retirement Planning, ETFs, Financial Advisory, Payroll, Series 65, AML, 401k, Sales, Capital Markets, Retirement, Investment Strategies, Teamwork, Wealth Management..., Bonds, Options, KYC, Equity Trading, Financial Regulation, IRAs, Financial Markets, Fixed Annuities, Bloomberg, Stocks, OFAC, High Net Worth..., Trading Systems, Electronic Trading, Relationship Management, Stock Market, USA PATRIOT Act, Variable Annuities
Education
University of Texas at Tyler 1995 — 1998
Bachelor of Science, History, Political Science
Kilgore College 1993 — 1994
none, General Studies
Stephen F. Austin State University 1992 — 1993
none, Mathematics
White Oak High School 1988 — 1992
High School Diploma, General
Maria Grace Ozer's Smith Barney Experience March 2002 - March 2009
Job Registered Sales Assistant at JPMorgan Securities
Industry Financial Services
Experience
JPMorgan Securities March 2009 - Present
Smith Barney March 2002 - March 2009
Skills
Series 7, Series 63, Securities, Banking, Supervisory Skills, Bookkeeping
Education
Kingsborough Community College 1972 — 1974
AAS, Secretarial Science
JPMorgan Securities March 2009 - Present
Smith Barney March 2002 - March 2009
Skills
Series 7, Series 63, Securities, Banking, Supervisory Skills, Bookkeeping
Education
Kingsborough Community College 1972 — 1974
AAS, Secretarial Science
John B. Kelly, II's Smith Barney Experience February 2006 - 2009
Job Managing Director at J.P. Morgan Securities
Industry Investment Management
Experience
J.P. Morgan Securities 2009 - Present
Smith Barney February 2006 - 2009
Legg Mason March 2003 - February 2006
Prudential Financial July 1989 - March 2003
Skills
Wealth Management, Asset Allocation, Alternative Investments, Fixed Income, Equities, Mutual Funds, Investment Strategies, Portfolio Management, Series 7, Hedge Funds, Investments, Asset Managment, Investment Management, Bonds, Securities
Education
Lafayette College
Bachelor's degree, Economics
Delbarton School
J.P. Morgan Securities 2009 - Present
Smith Barney February 2006 - 2009
Legg Mason March 2003 - February 2006
Prudential Financial July 1989 - March 2003
Skills
Wealth Management, Asset Allocation, Alternative Investments, Fixed Income, Equities, Mutual Funds, Investment Strategies, Portfolio Management, Series 7, Hedge Funds, Investments, Asset Managment, Investment Management, Bonds, Securities
Education
Lafayette College
Bachelor's degree, Economics
Delbarton School
sondra lazzarini's Smith Barney Experience May 1993 - September 2008
Job Senior Registered Client Associate at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management November 2013 - Present
Merrill Lynch September 2008 - September 2013
Merrill Lynch September 2008 - September 2013
Smith Barney May 1993 - September 2008
UBS / Paine Webber May 1991 - May 1993
Shearson Lehman Brothers March 1989 - May 1991
Skills
Series 63, Wealth Management, Asset Allocation, Mutual Funds, Series 65, Fixed Annuities, Retirement Planning, Series 7, Uniform Combined State..., Alternative Investments, Securities, securities lending, Separately Managed..., Securities Lending, Wealth Management..., FINRA
Education
Macomb Community College 1983 — 1985
Associate of Arts and Sciences (A.A.S.), Business, Management, Marketing, and Related Support Services
Morgan Stanley Wealth Management November 2013 - Present
Merrill Lynch September 2008 - September 2013
Merrill Lynch September 2008 - September 2013
Smith Barney May 1993 - September 2008
UBS / Paine Webber May 1991 - May 1993
Shearson Lehman Brothers March 1989 - May 1991
Skills
Series 63, Wealth Management, Asset Allocation, Mutual Funds, Series 65, Fixed Annuities, Retirement Planning, Series 7, Uniform Combined State..., Alternative Investments, Securities, securities lending, Separately Managed..., Securities Lending, Wealth Management..., FINRA
Education
Macomb Community College 1983 — 1985
Associate of Arts and Sciences (A.A.S.), Business, Management, Marketing, and Related Support Services
Joan Ferrara's Smith Barney Experience 2005 - 2008
Job Financial Services Professional Compliance and Administration
Industry Financial Services
Experience
Currently Available for Work October 2009 - August 2010
CITI SMITH BARNEY February 2005 - December 2008
Smith Barney 2005 - 2008
WACHOVIA SECURITIES, LLC (Formerly Prudential Securities) March 2000 - December 2004
Wells Fargo Advisors January 1985 - January 2000
Education
LIU Post
Masters, Elementary Education - Reading
QUEENS COLLEGE
Bachelor of Arts (B.A, Elementary Education
W. POST LONG ISLAND UNIVERSITY
Master of Science (M.S, Elementary Reading
Currently Available for Work October 2009 - August 2010
CITI SMITH BARNEY February 2005 - December 2008
Smith Barney 2005 - 2008
WACHOVIA SECURITIES, LLC (Formerly Prudential Securities) March 2000 - December 2004
Wells Fargo Advisors January 1985 - January 2000
Education
LIU Post
Masters, Elementary Education - Reading
QUEENS COLLEGE
Bachelor of Arts (B.A, Elementary Education
W. POST LONG ISLAND UNIVERSITY
Master of Science (M.S, Elementary Reading
Diana Colahan, CFP(R)'s Smith Barney Experience April 2003 - January 2006
Job Client Services Director at Pinnacle Advisor Group
Industry Financial Services
Experience
Pinnacle Advisor Group January 2006 - Present
Smith Barney April 2003 - January 2006
Education
Lehigh University - College of Business and Economics 2002 — 2004
BS, Economics
Northampton Community College 2000 — 2002
Business Administration
Notre Dame 1996 — 2000
Pinnacle Advisor Group January 2006 - Present
Smith Barney April 2003 - January 2006
Education
Lehigh University - College of Business and Economics 2002 — 2004
BS, Economics
Northampton Community College 2000 — 2002
Business Administration
Notre Dame 1996 — 2000
Francis N. Uwazurike's Smith Barney Experience December 2006 - June 2007
Job Associate at Markit
Industry Information Technology and Services
Experience
Markit July 2007 - Present
Smith Barney December 2006 - June 2007
NEW YORK LIFE FINANCIAL SERVICES June 2006 - September 2006
Skills
Communication, Patience, Self Starter, Quick learner, Investments, Financial Services, Trading, Finance, Settlement, Cash Management, Fixed Income, Middle Office, Bloomberg, Investment Banking, Hedge Funds, Analysis
Education
Long Island University 2012 — 2013
Master of Business Administration (M.B.A.), Management
UNIVERSITY AT BUFFALO, THE STATE UNIVERSITY OF NEW YORK 2003 — 2007
Bachelor of Science, Business Administration; Finance
Markit July 2007 - Present
Smith Barney December 2006 - June 2007
NEW YORK LIFE FINANCIAL SERVICES June 2006 - September 2006
Skills
Communication, Patience, Self Starter, Quick learner, Investments, Financial Services, Trading, Finance, Settlement, Cash Management, Fixed Income, Middle Office, Bloomberg, Investment Banking, Hedge Funds, Analysis
Education
Long Island University 2012 — 2013
Master of Business Administration (M.B.A.), Management
UNIVERSITY AT BUFFALO, THE STATE UNIVERSITY OF NEW YORK 2003 — 2007
Bachelor of Science, Business Administration; Finance
Salvatore Cangialosi's Smith Barney Experience March 1991 - September 1992
Job Senior Director of Securities Lending at Albert Fried & Company
Industry Banking
Experience
Credit Suisse Managing DirectorAlbert Fried & CompanyJanuary 2013 - Present
Smith Barney March 1991 - September 1992
Skills
Fixed Income, Equities, Hedge Funds, Bloomberg, Securities Lending, Series 63, Prime Brokerage, Series 7, ETFs, Corporate Actions, DTC, Trading Systems, Loanet, Risk Management, Capital Markets, Collateral Management, Derivatives, Middle Office, Securities
Education
Kingsborough Community College 1980 — 1981
Data Processing
St. Agnes High School 1976 — 1980
Credit Suisse Managing DirectorAlbert Fried & CompanyJanuary 2013 - Present
Smith Barney March 1991 - September 1992
Skills
Fixed Income, Equities, Hedge Funds, Bloomberg, Securities Lending, Series 63, Prime Brokerage, Series 7, ETFs, Corporate Actions, DTC, Trading Systems, Loanet, Risk Management, Capital Markets, Collateral Management, Derivatives, Middle Office, Securities
Education
Kingsborough Community College 1980 — 1981
Data Processing
St. Agnes High School 1976 — 1980
Frank P. Tortorici's Smith Barney Experience August 1999 - May 2006
Job CFP, Senior Vice Pres. Wealth Management at Morgan Stanley, Smith Barney
Industry
Experience
Morgan Stanley, Smith Barney 1983 - Present
Smith Barney August 1999 - May 2006
Smith Barney January 1995 - July 1999
Education
Adelphi University 1985 — 1986
CFP
Long Island University, C.W. Post Campus 1970 — 1975
B.S. Bus. Admin., Finance and Marketing
Morgan Stanley, Smith Barney 1983 - Present
Smith Barney August 1999 - May 2006
Smith Barney January 1995 - July 1999
Education
Adelphi University 1985 — 1986
CFP
Long Island University, C.W. Post Campus 1970 — 1975
B.S. Bus. Admin., Finance and Marketing
August Randazzo's Smith Barney Experience October 1990 - June 2001
Job Vice President Business Analytics at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management October 2003 - Present
Spear, Leeds, & Kellogg June 2001 - October 2003
Smith Barney October 1990 - June 2001
Chase Manhattan Bank August 1988 - October 1990
DTCC February 1986 - August 1988
St. John's University January 1986 - June 1988
Bankers Trust August 1977 - February 1986
Skills
Business Intelligence, Data Warehousing, Databases, Predictive Modeling, Data Mining, SAS, Campaign Management, Analytics, Application Programming, Application Design, Database Design, Application Development, Application Architecture, JCL, IBM Mainframe, COBOL, DB2, SQL, VSAM, CICS, SAS/SQL, PL/1, TSO, IBM Utilities, IBM Assembler, Intertest, Expeditor, ISAM, Basic, Platinum, Segmentation, Analysis, Team Building, Technical Analysis, Mainframe, SDLC, Financial Systems
Education
New York University, Stern School of Business 1981 — 1986
Bachelor of Science (BS), Finance, General
Laguardia Community College 1975 — 1977
Associate of Arts and Sciences (AAS), Computer Applications & Information Systems
Grover Cleveland HS 1973 — 1975
Regents Diploma
Morgan Stanley Wealth Management October 2003 - Present
Spear, Leeds, & Kellogg June 2001 - October 2003
Smith Barney October 1990 - June 2001
Chase Manhattan Bank August 1988 - October 1990
DTCC February 1986 - August 1988
St. John's University January 1986 - June 1988
Bankers Trust August 1977 - February 1986
Skills
Business Intelligence, Data Warehousing, Databases, Predictive Modeling, Data Mining, SAS, Campaign Management, Analytics, Application Programming, Application Design, Database Design, Application Development, Application Architecture, JCL, IBM Mainframe, COBOL, DB2, SQL, VSAM, CICS, SAS/SQL, PL/1, TSO, IBM Utilities, IBM Assembler, Intertest, Expeditor, ISAM, Basic, Platinum, Segmentation, Analysis, Team Building, Technical Analysis, Mainframe, SDLC, Financial Systems
Education
New York University, Stern School of Business 1981 — 1986
Bachelor of Science (BS), Finance, General
Laguardia Community College 1975 — 1977
Associate of Arts and Sciences (AAS), Computer Applications & Information Systems
Grover Cleveland HS 1973 — 1975
Regents Diploma
Gene Balbir's Smith Barney Experience August 2007 - December 2009
Job Vice President, Regional Compliance Officer at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney January 2010 - Present
Smith Barney August 2007 - December 2009
Citi October 2006 - August 2007
Skills
Series 7, Securities, FINRA, Risk Management, Wealth Management, AML, Financial Services, Equities, Fixed Income, Mutual Funds, Operational Risk, Anti Money Laundering, Investments, Financial Risk
Education
Loyola College in Maryland 2005 — 2007
Master of Business Administration (M.B.A.), Business Administration and Management, General
Towson University
Bachelor of Business Administration (B.B.A.), Business Admin w/ concentration in Legal Studies
Morgan Stanley Smith Barney January 2010 - Present
Smith Barney August 2007 - December 2009
Citi October 2006 - August 2007
Skills
Series 7, Securities, FINRA, Risk Management, Wealth Management, AML, Financial Services, Equities, Fixed Income, Mutual Funds, Operational Risk, Anti Money Laundering, Investments, Financial Risk
Education
Loyola College in Maryland 2005 — 2007
Master of Business Administration (M.B.A.), Business Administration and Management, General
Towson University
Bachelor of Business Administration (B.B.A.), Business Admin w/ concentration in Legal Studies
Richard Crescenzo's Smith Barney Experience September 1987 - November 1999
Job Vice President at Capitol Securities Management Inc.
Industry Financial Services
Experience
Capitol Securities Management Inc. January 2012 - Present
Oppenheimer & Co. August 2006 - December 2012
Wells Fargo January 2002 - January 2006
UBS November 1999 - January 2002
Smith Barney September 1987 - November 1999
Education
Long Island University, C.W. Post Campus 1980 — 1983
Finance, Accounting and Philosophy.
The Ohio State University 1978 — 1980
Accounting and Finance
Capitol Securities Management Inc. January 2012 - Present
Oppenheimer & Co. August 2006 - December 2012
Wells Fargo January 2002 - January 2006
UBS November 1999 - January 2002
Smith Barney September 1987 - November 1999
Education
Long Island University, C.W. Post Campus 1980 — 1983
Finance, Accounting and Philosophy.
The Ohio State University 1978 — 1980
Accounting and Finance
Cindy Mims's Smith Barney Experience October 2002 - June 2005
Job Financial Advisor at Investment Centers of America
Industry Financial Services
Experience
Investment Centers of America June 2009 - Present
Merrill Lynch June 2005 - June 2009
Smith Barney October 2002 - June 2005
VALIC November 1997 - October 2002
Education
Lamar University 1991 — 1997
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General, 3.56 / 4.0
Investment Centers of America June 2009 - Present
Merrill Lynch June 2005 - June 2009
Smith Barney October 2002 - June 2005
VALIC November 1997 - October 2002
Education
Lamar University 1991 — 1997
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General, 3.56 / 4.0
Arielle Thompson's Smith Barney Experience November 2006 - April 2008
Job Investment Associate at JP Morgan Chase Bank NA
Industry Financial Services
Experience
JP Morgan Chase Bank NA September 2014 - Present
UBS March 2013 - September 2014
UBS April 2008 - March 2013
Smith Barney November 2006 - April 2008
Education
Lehigh University 2002 — 2006
Bachelor of Science (BS), Marketing
JP Morgan Chase Bank NA September 2014 - Present
UBS March 2013 - September 2014
UBS April 2008 - March 2013
Smith Barney November 2006 - April 2008
Education
Lehigh University 2002 — 2006
Bachelor of Science (BS), Marketing
Patrick Schoof's Smith Barney Experience 1996 - 1997
Job Financial Consultant at Summit Brokerage Services, Inc.
Industry Financial Services
Experience
Summit Brokerage Services, Inc. 2009 - Present
VSR Financial Services 2004 - 2008
First Union Securities 2000 - 2004
JW Genesis Securities 1998 - 2000
Smith Barney 1996 - 1997
Smith Barney Asset Management 1994 - 1995
Skills
Investment Management, Client Services, Market Analysis, Stock Trading, Client Presentation, Portfolio Management, Customer Retention, Revenue & Profit Growth, Key Account Management, Asset Allocation, Comprehensive Planning, Client Education
Education
Le Moyne College
Bachelor’s Degree
Summit Brokerage Services, Inc. 2009 - Present
VSR Financial Services 2004 - 2008
First Union Securities 2000 - 2004
JW Genesis Securities 1998 - 2000
Smith Barney 1996 - 1997
Smith Barney Asset Management 1994 - 1995
Skills
Investment Management, Client Services, Market Analysis, Stock Trading, Client Presentation, Portfolio Management, Customer Retention, Revenue & Profit Growth, Key Account Management, Asset Allocation, Comprehensive Planning, Client Education
Education
Le Moyne College
Bachelor’s Degree
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.