Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Sammy Lucario Sammy Lucario's Smith Barney Experience July 2008 - January 2009
Job Attorney/Wealth Management
Industry Investment Management
Experience
Wells Fargo July 2015 - Present
Wells Fargo March 2014 - July 2015
US Trust November 2011 - March 2014
The Cromeens Law Firm February 2011 - November 2011
McDonald Worley Attorneys at Law 2009 - June 2011
The Lucario Law Firm May 2009 - February 2011
Smith Barney July 2008 - January 2009
Boatwright & Hamilton 2007 - 2008
Austin Bar Association 2004 - 2004
Skills
Trusts, Estate Planning, Litigation, Legal Writing, Legal Research, Mediation, Wills, Courts, Commercial Litigation, Family Law, Wealth Management, Westlaw, Corporate Law, Civil Litigation, High Net Worth..., Asset Management, Trials, Management
Education
Texas Tech University School of Law 2005 — 2008
JD/MBA, Law, General Business
The University of Texas at Austin 2000 — 2004
BS, Radio-Television-Film
Wells Fargo July 2015 - Present
Wells Fargo March 2014 - July 2015
US Trust November 2011 - March 2014
The Cromeens Law Firm February 2011 - November 2011
McDonald Worley Attorneys at Law 2009 - June 2011
The Lucario Law Firm May 2009 - February 2011
Smith Barney July 2008 - January 2009
Boatwright & Hamilton 2007 - 2008
Austin Bar Association 2004 - 2004
Skills
Trusts, Estate Planning, Litigation, Legal Writing, Legal Research, Mediation, Wills, Courts, Commercial Litigation, Family Law, Wealth Management, Westlaw, Corporate Law, Civil Litigation, High Net Worth..., Asset Management, Trials, Management
Education
Texas Tech University School of Law 2005 — 2008
JD/MBA, Law, General Business
The University of Texas at Austin 2000 — 2004
BS, Radio-Television-Film
Lawrence Natale Lawrence Natale's Smith Barney Experience May 2002 - January 2009
Job Senior Vice President Investments at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney May 2002 - January 2009
Merrill Lynch March 1994 - May 2002
Skills
Financial Services, Retirement, Securities, Finance, Coaching, Retirement Planning
Education
State University of New York College at Plattsburgh 1989 — 1993
Bachelor of Science (BS), Business Economics
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney May 2002 - January 2009
Merrill Lynch March 1994 - May 2002
Skills
Financial Services, Retirement, Securities, Finance, Coaching, Retirement Planning
Education
State University of New York College at Plattsburgh 1989 — 1993
Bachelor of Science (BS), Business Economics
Sara Seely Sara Seely's Smith Barney Experience January 2001 - September 2004
Job Equistar Wealth Management
Industry Investment Management
Experience
Equistar Wealth Management April 2013 - Present
CFA Society of Austin June 2006 - June 2013
Durbin Bennett Peterson - Private Wealth Management, LLP September 2008 - April 2013
WaterStreet Investment Consultants September 2004 - August 2008
Smith Barney January 2001 - September 2004
Texaco 1999 - 2001
Skills
Investment Management, Personal Financial..., Capital Markets, Investment Strategies, Investments, Asset Management, Private Equity, Portfolio Management, Alternative Investments, Investment Advisory, Fixed Income, Mutual Funds, Hedge Funds, Strategic Financial..., Chartered Financial..., Financial Planning
Education
Texas Tech University 1995 — 1999
BA with Honors, Finance
CFA Institute
Equistar Wealth Management April 2013 - Present
CFA Society of Austin June 2006 - June 2013
Durbin Bennett Peterson - Private Wealth Management, LLP September 2008 - April 2013
WaterStreet Investment Consultants September 2004 - August 2008
Smith Barney January 2001 - September 2004
Texaco 1999 - 2001
Skills
Investment Management, Personal Financial..., Capital Markets, Investment Strategies, Investments, Asset Management, Private Equity, Portfolio Management, Alternative Investments, Investment Advisory, Fixed Income, Mutual Funds, Hedge Funds, Strategic Financial..., Chartered Financial..., Financial Planning
Education
Texas Tech University 1995 — 1999
BA with Honors, Finance
CFA Institute
Matthew Haesemeyer Matthew Haesemeyer's Smith Barney Experience August 2004 - May 2005
Job Manager Financial Planning and Analysis at ZALE CORP
Industry Information Technology and Services
Experience
Zale Jewelers June 2015 - Present
RealPage, Inc. January 2014 - June 2015
RealPage, Inc. April 2010 - January 2014
Robert Half International March 2009 - March 2010
Protiviti October 2006 - March 2009
First National Bank of Midland May 2005 - August 2005
Smith Barney August 2004 - May 2005
Skills
Management, Sarbanes-Oxley Act, Leadership, Forecasting, Process Improvement, Financial Analysis, Financial Reporting, Access, Internal Audit, Accounting, Finance, Budgets
Education
The University of Texas at Dallas - School of Management 2009 — 2012
Master of Science in Accounting
Texas Tech University - Rawls College of Business 2003 — 2006
MBA, Finance
Stephen F. Austin State University 1999 — 2003
BBA, International Business and Spanish
Academia Los Pinares 1995 — 1999
Zale Jewelers June 2015 - Present
RealPage, Inc. January 2014 - June 2015
RealPage, Inc. April 2010 - January 2014
Robert Half International March 2009 - March 2010
Protiviti October 2006 - March 2009
First National Bank of Midland May 2005 - August 2005
Smith Barney August 2004 - May 2005
Skills
Management, Sarbanes-Oxley Act, Leadership, Forecasting, Process Improvement, Financial Analysis, Financial Reporting, Access, Internal Audit, Accounting, Finance, Budgets
Education
The University of Texas at Dallas - School of Management 2009 — 2012
Master of Science in Accounting
Texas Tech University - Rawls College of Business 2003 — 2006
MBA, Finance
Stephen F. Austin State University 1999 — 2003
BBA, International Business and Spanish
Academia Los Pinares 1995 — 1999
Michele Kingdeski Michele Kingdeski's Smith Barney Experience January 1994 - January 1998
Job Associate Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Brad Bartkow Brad Bartkow's Smith Barney Experience January 1994 - July 2002
Job CEO/Managing Partner at S&B InformaticsCOO at Venture Tech
Industry Staffing and Recruiting
Experience
Executive Recruiting Resources USA January 2013 - January 2014
Health Career Placements January 2003 - December 2012
Smith Barney January 1994 - July 2002
Skills
Interviews, Executive Search, Technical Recruiting, Talent Acquisition, Recruiting, Staffing Services, Applicant Tracking..., Strategy, Management, Contract Recruitment, Leadership, Consulting, Benefits Negotiation, Talent Management, Business Development, CRM, Clinical Trials, Screening Resumes, Contract Negotiation, Onboarding, Employee Relations, Hiring, Organizational..., SAS, College Recruiting, Team Building, Search, Cold Calling, Business Networking, Building Relationships, Project Management, Resume Writing, Training, Data Analysis, Human Resources, Account Management, Staff Augmentation, Recruitment Advertising, Screening, Clinical Research, Analysis, Business Intelligence
Education
Stetson University
Western State University College of Law
Executive Recruiting Resources USA January 2013 - January 2014
Health Career Placements January 2003 - December 2012
Smith Barney January 1994 - July 2002
Skills
Interviews, Executive Search, Technical Recruiting, Talent Acquisition, Recruiting, Staffing Services, Applicant Tracking..., Strategy, Management, Contract Recruitment, Leadership, Consulting, Benefits Negotiation, Talent Management, Business Development, CRM, Clinical Trials, Screening Resumes, Contract Negotiation, Onboarding, Employee Relations, Hiring, Organizational..., SAS, College Recruiting, Team Building, Search, Cold Calling, Business Networking, Building Relationships, Project Management, Resume Writing, Training, Data Analysis, Human Resources, Account Management, Staff Augmentation, Recruitment Advertising, Screening, Clinical Research, Analysis, Business Intelligence
Education
Stetson University
Western State University College of Law
Brian Dudley Brian Dudley's Smith Barney Experience November 2007 - April 2009
Job Vice President at Santander Investment Services
Industry Financial Services
Experience
Santander Investment Services April 2009 - Present
Smith Barney November 2007 - April 2009
Banc of America Investments June 2006 - November 2007
Education
Stonehill College 2002 — 2006
Bachelor, Finance
Santander Investment Services April 2009 - Present
Smith Barney November 2007 - April 2009
Banc of America Investments June 2006 - November 2007
Education
Stonehill College 2002 — 2006
Bachelor, Finance
Mac Hargrove's Smith Barney Experience April 1996 - July 2007
Job Assistant Vice President at Deutsche Bank Securities
Industry Financial Services
Experience
Deutsche Bank Securities July 2007 - Present
Smith Barney April 1996 - July 2007
Skills
Alternative Investments, Retirement Planning, Investment Advisory, Wealth Management..., Investment Banking, Equities, Mutual Funds, Asset Managment, Private Equity, Direct Investments, Investments, Series 7, Series 63, Venture Capital, High Net Worth..., Asset Management, Financial Advisory, Financial Analysis
Education
Texas A&M Commerce 1987 — 1990
MBA, Business
Sul Ross State University 1980 — 1983
BS, Geology
Deutsche Bank Securities July 2007 - Present
Smith Barney April 1996 - July 2007
Skills
Alternative Investments, Retirement Planning, Investment Advisory, Wealth Management..., Investment Banking, Equities, Mutual Funds, Asset Managment, Private Equity, Direct Investments, Investments, Series 7, Series 63, Venture Capital, High Net Worth..., Asset Management, Financial Advisory, Financial Analysis
Education
Texas A&M Commerce 1987 — 1990
MBA, Business
Sul Ross State University 1980 — 1983
BS, Geology
Keithanne Davis Keithanne Davis's Smith Barney Experience 2004 - 2009
Job REALTOR
Industry Real Estate
Experience
Self-employed July 2013 - Present
Keller Williams Realty-Fort Worth 2013 - Present
Smith Barney 2004 - 2009
Smith Barney 1999 - 2004
Education
Texas Tech University 1991 — 1994
Self-employed July 2013 - Present
Keller Williams Realty-Fort Worth 2013 - Present
Smith Barney 2004 - 2009
Smith Barney 1999 - 2004
Education
Texas Tech University 1991 — 1994
Jesse Garza Jesse Garza's Smith Barney Experience August 1996 - August 2001
Job President, J. Garza & Co.The Wealth Advisory Firm
Industry Financial Services
Experience
J. Garza & Co. August 2001 - Present
Smith Barney August 1996 - August 2001
John Hancock January 1994 - August 1996
Skills
Retirement Planning &..., Strategic Financial..., Investments, 401k Rollovers, Retirement, Wealth Management, Fixed Annuities, Asset Allocation, Series 7, Estate Planning, IRAs, Asset Managment, Wealth, Investment Strategies, Investment Advisory, Mutual Funds, Retirement Planning, Small Business, Financial Advisory, Securities, Risk Management, Business, Insurance, Employee Benefits, Tax, Real Estate, Asset Management, Business Planning, Financial Services, Finance
Education
Texas A&M University 1989 — 1993
BS, Economics w/minors in Mgmt/Finance
Roy Miller High School 1987 — 1991
J. Garza & Co. August 2001 - Present
Smith Barney August 1996 - August 2001
John Hancock January 1994 - August 1996
Skills
Retirement Planning &..., Strategic Financial..., Investments, 401k Rollovers, Retirement, Wealth Management, Fixed Annuities, Asset Allocation, Series 7, Estate Planning, IRAs, Asset Managment, Wealth, Investment Strategies, Investment Advisory, Mutual Funds, Retirement Planning, Small Business, Financial Advisory, Securities, Risk Management, Business, Insurance, Employee Benefits, Tax, Real Estate, Asset Management, Business Planning, Financial Services, Finance
Education
Texas A&M University 1989 — 1993
BS, Economics w/minors in Mgmt/Finance
Roy Miller High School 1987 — 1991
Karen Sotallaro Karen Sotallaro's Smith Barney Experience August 2000 - February 2003
Job Marketing & Financial Services Professional
Industry Financial Services
Experience
Kanaly Trust, LTA June 2012 - January 2015
UBS Financial Services, Inc. August 2011 - June 2012
Graystone Consulting (a business of Morgan Stanley Smith Barney) May 2007 - August 2011
Davis Hamilton Jackson & Associates, L.P. April 2003 - May 2007
Smith Barney August 2000 - February 2003
Smith Barney - Consulting Group August 1998 - August 2000
Prudential Securities August 1996 - July 1998
Agricultural and Natural Resources Policy Internship Program August 1993 - December 1993
Skills
Wealth Management..., Investment Management, Asset Allocation, Financial Services, Investments, Wealth Management, Asset Management, Portfolio Management, Marketing, Strategic Financial..., Alternative Investments, High Net Worth..., Management, Project Management, Budgeting, Public Relations, Equities, Financial Analysis, Asset Managment, Financial Planning, Finance, Event Management, Event Planning
Education
Texas A&M University 1994 — 1996
M.S., Agricultural Economics
Texas A&M University 1989 — 1994
B.S., Agricultural Economics
Kingwood High School 1985 — 1989
Kanaly Trust, LTA June 2012 - January 2015
UBS Financial Services, Inc. August 2011 - June 2012
Graystone Consulting (a business of Morgan Stanley Smith Barney) May 2007 - August 2011
Davis Hamilton Jackson & Associates, L.P. April 2003 - May 2007
Smith Barney August 2000 - February 2003
Smith Barney - Consulting Group August 1998 - August 2000
Prudential Securities August 1996 - July 1998
Agricultural and Natural Resources Policy Internship Program August 1993 - December 1993
Skills
Wealth Management..., Investment Management, Asset Allocation, Financial Services, Investments, Wealth Management, Asset Management, Portfolio Management, Marketing, Strategic Financial..., Alternative Investments, High Net Worth..., Management, Project Management, Budgeting, Public Relations, Equities, Financial Analysis, Asset Managment, Financial Planning, Finance, Event Management, Event Planning
Education
Texas A&M University 1994 — 1996
M.S., Agricultural Economics
Texas A&M University 1989 — 1994
B.S., Agricultural Economics
Kingwood High School 1985 — 1989
Scott Harlander Scott Harlander's Smith Barney Experience 1988 - 2001
Job Senior Vice PresidentInvestment Officer, at The Valeriano, Mckenney and Harlander Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC August 2001 - Present
Smith Barney 1988 - 2001
Skills
Retirement Planning, 401k Rollovers
Education
State University of New York Institute of Technology at Utica/Rome 1982 — 1984
State University of New York College of Agriculture and Technology at Morrisville 1980 — 1982
Wells Fargo Advisors, LLC August 2001 - Present
Smith Barney 1988 - 2001
Skills
Retirement Planning, 401k Rollovers
Education
State University of New York Institute of Technology at Utica/Rome 1982 — 1984
State University of New York College of Agriculture and Technology at Morrisville 1980 — 1982
Daniel Foley Daniel Foley's Smith Barney Experience June 2008 - April 2009
Job Investment Advisor at Siebert Investment Advisors
Industry Financial Services
Experience
Siebert Investment Advisors June 2014 - Present
ESPN June 2013 - June 2014
UBS Financial Services 2009 - 2011
Smith Barney June 2008 - April 2009
Skills
Series 7, Equities, Investments, Fixed Income, Series 63, Securities, Bloomberg, Capital Markets, Mutual Funds, Alternative Investments, Portfolio Management, Asset Management, Financial Analysis, Asset Allocation, Finance
Education
Syracuse University 2004 — 2008
Bachelor of Arts (B.A.), Economics
Siebert Investment Advisors June 2014 - Present
ESPN June 2013 - June 2014
UBS Financial Services 2009 - 2011
Smith Barney June 2008 - April 2009
Skills
Series 7, Equities, Investments, Fixed Income, Series 63, Securities, Bloomberg, Capital Markets, Mutual Funds, Alternative Investments, Portfolio Management, Asset Management, Financial Analysis, Asset Allocation, Finance
Education
Syracuse University 2004 — 2008
Bachelor of Arts (B.A.), Economics
Elyse DeVries Elyse DeVries's Smith Barney Experience October 1995 - October 2008
Job Board Member at interlux
Industry
Experience
inter-lux 2012 - Present
Smith Barney October 1995 - October 2008
Education
Syracuse University - Martin J. Whitman School of Management 1987 — 1991
Bachelor's degree, Retail Management/Marketing
inter-lux 2012 - Present
Smith Barney October 1995 - October 2008
Education
Syracuse University - Martin J. Whitman School of Management 1987 — 1991
Bachelor's degree, Retail Management/Marketing
Ann Kledaras Ann Kledaras's Smith Barney Experience June 1986 - June 1997
Job Office Manager at Penny Hill Eye Center, George W. Kledaras O.D.,P.A.
Industry Medical Practice
Experience
Penny Hill Eye Center, George W. Kledaras O.D.,P.A. April 2013 - Present
Avon Grove School District September 1998 - April 2013
1838 Investment Management June 1996 - June 1997
Smith Barney June 1986 - June 1997
Cypress Capital Management September 1982 - June 1986
Merrill Lynch September 1979 - September 1982
Skills
Behavior Management, Applied Behavior..., Autistic Support, Life Skills, Special Education, Special Needs, IEP, Emotional Disabilities, Behavioral Intervention, Positive Behavior..., Functional Behavior..., Differentiated..., Middle School, Behavioral Disorders, Behavior Modification, PECS, Literacy, Developmental..., Lesson Planning, Secondary Education, Organizational..., Management, Master gardener
Education
Temple University 1975 — 1978
speech pathology
The University of Delaware 1973 — 1975
Art/speech pathology
The Shipley School 1971 — 1973
Penny Hill Eye Center, George W. Kledaras O.D.,P.A. April 2013 - Present
Avon Grove School District September 1998 - April 2013
1838 Investment Management June 1996 - June 1997
Smith Barney June 1986 - June 1997
Cypress Capital Management September 1982 - June 1986
Merrill Lynch September 1979 - September 1982
Skills
Behavior Management, Applied Behavior..., Autistic Support, Life Skills, Special Education, Special Needs, IEP, Emotional Disabilities, Behavioral Intervention, Positive Behavior..., Functional Behavior..., Differentiated..., Middle School, Behavioral Disorders, Behavior Modification, PECS, Literacy, Developmental..., Lesson Planning, Secondary Education, Organizational..., Management, Master gardener
Education
Temple University 1975 — 1978
speech pathology
The University of Delaware 1973 — 1975
Art/speech pathology
The Shipley School 1971 — 1973
Jason H Blum Jason H Blum's Smith Barney Experience January 2002 - January 2008
Job CEO Marketing Executive Nutritional Products
Industry Health, Wellness and Fitness
Experience
Advocare Independent Distributor January 2013 - Present
Enzyme Labs May 2010 - Present
Smith Barney January 2002 - January 2008
Bear Stearns and Co January 1994 - January 2002
Skills
Nutrition, Formulation, Quality Control, Ingredients, Marketing Strategy, Laboratory, Strategic Planning, Entrepreneurship, Marketing, Sales, Social Media Marketing, Leadership, Customer Service, Social Media, Management, Business Development, Team Building, Online Marketing, Advertising, Sales Management, Email Marketing, Social Networking, Business Strategy
Education
University of Hartford 1987 — 1991
Bachelor of Business Administration (B.B.A.), Business
Syracuse University 1989 — 1990
None, International Business in London England
Advocare Independent Distributor January 2013 - Present
Enzyme Labs May 2010 - Present
Smith Barney January 2002 - January 2008
Bear Stearns and Co January 1994 - January 2002
Skills
Nutrition, Formulation, Quality Control, Ingredients, Marketing Strategy, Laboratory, Strategic Planning, Entrepreneurship, Marketing, Sales, Social Media Marketing, Leadership, Customer Service, Social Media, Management, Business Development, Team Building, Online Marketing, Advertising, Sales Management, Email Marketing, Social Networking, Business Strategy
Education
University of Hartford 1987 — 1991
Bachelor of Business Administration (B.B.A.), Business
Syracuse University 1989 — 1990
None, International Business in London England
Thor Hoppess's Smith Barney Experience March 2006 - May 2007
Job Financial Advisor Vice President at Hoppess, Williams & Associates at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. April 2014 - Present
Hoppess & Williams Financial Group at Wells Fargo Advisors,LLC May 2007 - March 2014
Smith Barney March 2006 - May 2007
A.G. Edwards & Sons, Inc. February 2002 - March 2006
A.G. Edwards & Sons, Inc. December 1994 - February 2002
Education
Stephen F. Austin State University 1985 — 1989
Bachelor of Arts, Political Science and Communications
Sherman High School
Ameriprise Financial Services, Inc. April 2014 - Present
Hoppess & Williams Financial Group at Wells Fargo Advisors,LLC May 2007 - March 2014
Smith Barney March 2006 - May 2007
A.G. Edwards & Sons, Inc. February 2002 - March 2006
A.G. Edwards & Sons, Inc. December 1994 - February 2002
Education
Stephen F. Austin State University 1985 — 1989
Bachelor of Arts, Political Science and Communications
Sherman High School
Eli Borek Eli Borek's Smith Barney Experience 2007 - 2007
Job Realtor at Long & Foster Companies
Industry Architecture & Planning
Experience
Long & Foster Companies May 2013 - Present
Scout Motor Company January 2013 - October 2013
Kao Design Group January 2012 - May 2012
Smith Barney 2007 - 2007
Wisp Resort 2003 - 2007
Skills
Advertising, Microsoft Office, Social Media, Real Estate, Marketing, Photoshop, Architectural Design, Construction, Space planning, AutoCAD Architecture, InDesign, Illustrator, Editing, Mac OS X, Research
Education
Tufts University 2008 — 2012
BA, Architectural Studies, Minor in Italian, Cum Laude
Syracuse University 2010 — 2011
Architecture, Italian, Art History
Tel Aviv University
Middle East Studies
Istituto Europeo
Italian
National Outdoor Leadership School
Semester in Baja
Sidwell Friends School 1992 — 2007
Long & Foster Companies May 2013 - Present
Scout Motor Company January 2013 - October 2013
Kao Design Group January 2012 - May 2012
Smith Barney 2007 - 2007
Wisp Resort 2003 - 2007
Skills
Advertising, Microsoft Office, Social Media, Real Estate, Marketing, Photoshop, Architectural Design, Construction, Space planning, AutoCAD Architecture, InDesign, Illustrator, Editing, Mac OS X, Research
Education
Tufts University 2008 — 2012
BA, Architectural Studies, Minor in Italian, Cum Laude
Syracuse University 2010 — 2011
Architecture, Italian, Art History
Tel Aviv University
Middle East Studies
Istituto Europeo
Italian
National Outdoor Leadership School
Semester in Baja
Sidwell Friends School 1992 — 2007
Michael Bivona Michael Bivona's Smith Barney Experience 1995 - 1999
Job Executive Managing Director at Victory Capital, Inc.
Industry Commercial Real Estate
Experience
Victory Capital, Inc. May 2015 - Present
Metropolitan Commercial Bank (New York) October 2014 - April 2015
JPMorgan Chase January 2004 - October 2014
Knight Securities 2000 - 2002
Smith Barney 1995 - 1999
Skills
Business Development, Asset Managment, Relationship Management, Commercial Real Estate, Portfolio Management, Trading, Hedge Funds, Loans, Real Estate, Asset Management
Education
State University of New York College at Oneonta 1990 — 1993
Bachelor of Science, Business Economics
School of Practical Philosophy
Victory Capital, Inc. May 2015 - Present
Metropolitan Commercial Bank (New York) October 2014 - April 2015
JPMorgan Chase January 2004 - October 2014
Knight Securities 2000 - 2002
Smith Barney 1995 - 1999
Skills
Business Development, Asset Managment, Relationship Management, Commercial Real Estate, Portfolio Management, Trading, Hedge Funds, Loans, Real Estate, Asset Management
Education
State University of New York College at Oneonta 1990 — 1993
Bachelor of Science, Business Economics
School of Practical Philosophy
Gerry Colman Gerry Colman's Smith Barney Experience 2006 - 2007
Job Sales Support Specialist at United Retirement Plan Consultants and Part Time Millwork Specialist at Home Depot
Industry Banking
Experience
United Retirement Plan Consultants December 2013 - Present
The Home Depot March 1993 - Present
SunTrust Bank January 2013 - October 2013
Wells Fargo April 2007 - July 2012
Smith Barney 2006 - 2007
Legg Mason 1998 - 2006
Skills
Structured Finance, Mutual Funds Research..., Separately Managed..., Rental and Leasing..., Steel Fabrication Yard..., Manager Bridging ..., Money Mangement Research, Mutual Funds, Portfolio Management, Fixed Income, Asset Allocation, Securities, Financial Services, Banking, Bonds, Trading, Valuation, Derivatives, Financial Advisory, Wealth Management, Finance
Education
Stevens Institute of Technology
Bachelor of Science (BS)
United Retirement Plan Consultants December 2013 - Present
The Home Depot March 1993 - Present
SunTrust Bank January 2013 - October 2013
Wells Fargo April 2007 - July 2012
Smith Barney 2006 - 2007
Legg Mason 1998 - 2006
Skills
Structured Finance, Mutual Funds Research..., Separately Managed..., Rental and Leasing..., Steel Fabrication Yard..., Manager Bridging ..., Money Mangement Research, Mutual Funds, Portfolio Management, Fixed Income, Asset Allocation, Securities, Financial Services, Banking, Bonds, Trading, Valuation, Derivatives, Financial Advisory, Wealth Management, Finance
Education
Stevens Institute of Technology
Bachelor of Science (BS)
Michael Wentz Michael Wentz's Smith Barney Experience March 2004 - June 2006
Job CFO at Wentz, LLC
Industry Health, Wellness and Fitness
Experience
Wentz, LLC April 2015 - Present
Morningstar Holland B.V. January 2014 - April 2015
Morningstar January 2011 - January 2014
Wedbush Morgan August 2007 - January 2011
Smith Barney March 2004 - June 2006
Tom James May 2003 - March 2004
Skills
Equity Research, Equities, Equity Valuation, Investments, Series 7, Financial Modeling, Valuation, Bloomberg, Portfolio Management, Alternative Investments, Capital Markets, Series 63, Asset Managment, Mutual Funds, Asset Allocation, Investment Management, Investment Strategies, Securities, Financial Analysis, New Business Development, Sales, Project Management, Asset Management, Business Development
Education
Thunderbird School of Global Management 2006 — 2007
MBA in Global Finance, Finance
Texas State University 2000 — 2003
BA, MARKETING
Katy Taylor High School 1998 — 1999
Midland High School
Wentz, LLC April 2015 - Present
Morningstar Holland B.V. January 2014 - April 2015
Morningstar January 2011 - January 2014
Wedbush Morgan August 2007 - January 2011
Smith Barney March 2004 - June 2006
Tom James May 2003 - March 2004
Skills
Equity Research, Equities, Equity Valuation, Investments, Series 7, Financial Modeling, Valuation, Bloomberg, Portfolio Management, Alternative Investments, Capital Markets, Series 63, Asset Managment, Mutual Funds, Asset Allocation, Investment Management, Investment Strategies, Securities, Financial Analysis, New Business Development, Sales, Project Management, Asset Management, Business Development
Education
Thunderbird School of Global Management 2006 — 2007
MBA in Global Finance, Finance
Texas State University 2000 — 2003
BA, MARKETING
Katy Taylor High School 1998 — 1999
Midland High School
Clea Stagnitti Clea Stagnitti's Smith Barney Experience 1995 - 1998
Job Technology for creativity, work and fun.
Industry Information Technology and Services
Experience
Apple October 2014 - Present
Apple June 2012 - Present
Niskayuna Central School District August 2010 - Present
Various School Districts November 2006 - June 2010
Knit Together 2003 - 2006
Smith Barney 1995 - 1998
Town of Breckenridge 1993 - 1995
Skills
Teacher Training, Teaching, Coordinating Events, Technical Training, Educational Technology, Technical Leadership, Event Planner, Tech Leader, Curriculum Design, Instructional Design, Program Management, Technical Writing, Curriculum Development, Editing, Microsoft Word, Tutoring, Writing
Education
SUNY Potsdam 1982 — 1985
Bachelor of Arts, Writing
Apple October 2014 - Present
Apple June 2012 - Present
Niskayuna Central School District August 2010 - Present
Various School Districts November 2006 - June 2010
Knit Together 2003 - 2006
Smith Barney 1995 - 1998
Town of Breckenridge 1993 - 1995
Skills
Teacher Training, Teaching, Coordinating Events, Technical Training, Educational Technology, Technical Leadership, Event Planner, Tech Leader, Curriculum Design, Instructional Design, Program Management, Technical Writing, Curriculum Development, Editing, Microsoft Word, Tutoring, Writing
Education
SUNY Potsdam 1982 — 1985
Bachelor of Arts, Writing
Kelly Short Kelly Short's Smith Barney Experience August 1996 - December 1998
Job
Industry Banking
Experience
Nationstar Mortgage August 2013 - Present
JPMorgan Chase July 2010 - August 2013
JPMorgan Chase March 2009 - July 2010
JPMorgan Chase April 2008 - March 2009
JPMorgan Chase January 2006 - April 2008
Optimal Solutions Integration January 2005 - February 2006
Neoris 2001 - 2004
VirtuallyThere 1998 - 2001
Smith Barney August 1996 - December 1998
Skills
Application Development, Enterprise Application..., Software Project..., Project Portfolio..., Risk Control, Risk Management, Operational Control, SDLC, Business Solutions, Integration, Business Integration, Reporting & Analysis, Software Integration, @Risk, Loss Mitigation, Mortgage Banking, Mortgage Lending, Mortgage Servicing, Program Management, Business Intelligence, Business Process..., Due Diligence, Financial Services, IT Strategy, Management, Outsourcing, PMO, Portfolio Management, Software Development, Strategic Planning, Vendor Management, Strategy, Loans, Finance, Loan Servicing, Leadership, Loan Origination, Financial Risk, Business Development, Enterprise Software, Capital Markets, Banking, Default, Executive Management, Investments, Investment Banking, Credit, Residential Mortgages, Underwriting, Relationship Management
Education
Texas Christian University - M.J. Neeley School of Business 1998 — 2001
MBA, Business
Texas Christian University 1993 — 1997
BBA, Management
Episcopal High School 1989 — 1993
Nationstar Mortgage August 2013 - Present
JPMorgan Chase July 2010 - August 2013
JPMorgan Chase March 2009 - July 2010
JPMorgan Chase April 2008 - March 2009
JPMorgan Chase January 2006 - April 2008
Optimal Solutions Integration January 2005 - February 2006
Neoris 2001 - 2004
VirtuallyThere 1998 - 2001
Smith Barney August 1996 - December 1998
Skills
Application Development, Enterprise Application..., Software Project..., Project Portfolio..., Risk Control, Risk Management, Operational Control, SDLC, Business Solutions, Integration, Business Integration, Reporting & Analysis, Software Integration, @Risk, Loss Mitigation, Mortgage Banking, Mortgage Lending, Mortgage Servicing, Program Management, Business Intelligence, Business Process..., Due Diligence, Financial Services, IT Strategy, Management, Outsourcing, PMO, Portfolio Management, Software Development, Strategic Planning, Vendor Management, Strategy, Loans, Finance, Loan Servicing, Leadership, Loan Origination, Financial Risk, Business Development, Enterprise Software, Capital Markets, Banking, Default, Executive Management, Investments, Investment Banking, Credit, Residential Mortgages, Underwriting, Relationship Management
Education
Texas Christian University - M.J. Neeley School of Business 1998 — 2001
MBA, Business
Texas Christian University 1993 — 1997
BBA, Management
Episcopal High School 1989 — 1993
Aaron Nardozza Aaron Nardozza's Smith Barney Experience February 2005 - February 2009
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. February 2009 - Present
Smith Barney February 2005 - February 2009
ING Advisors Network June 2001 - November 2004
Salomon Smith Barney June 1998 - April 2001
Education
Syracuse University
Bachelor of Arts (B.A.), Psychology & Economics
UBS Financial Services, Inc. February 2009 - Present
Smith Barney February 2005 - February 2009
ING Advisors Network June 2001 - November 2004
Salomon Smith Barney June 1998 - April 2001
Education
Syracuse University
Bachelor of Arts (B.A.), Psychology & Economics
Joseph Hatfield Joseph Hatfield's Smith Barney Experience May 2006 - April 2007
Job Vice President at Oneida Wealth Management, Inc.
Industry Financial Services
Experience
Oneida Wealth Management, Inc. May 2007 - Present
Smith Barney May 2006 - April 2007
Merrill Lynch August 2004 - May 2006
Skills
Qualified Retirement..., Securities, Wealth Management..., 401k, Series 7, Retirement Planning, Long-term Care, Mutual Funds, Asset Allocation, Fixed Annuities, Pensions, Alternative Investments, Life Insurance, IRAs, Portfolio Management, 401k Rollovers, Variable Annuities, Roth IRA, High Net Worth..., Profit Sharing
Education
SUNY Oneonta 2000 — 2002
MS, Counseling
SUNY Oneonta 1995 — 1999
BS, Education
VVS
Oneida Wealth Management, Inc. May 2007 - Present
Smith Barney May 2006 - April 2007
Merrill Lynch August 2004 - May 2006
Skills
Qualified Retirement..., Securities, Wealth Management..., 401k, Series 7, Retirement Planning, Long-term Care, Mutual Funds, Asset Allocation, Fixed Annuities, Pensions, Alternative Investments, Life Insurance, IRAs, Portfolio Management, 401k Rollovers, Variable Annuities, Roth IRA, High Net Worth..., Profit Sharing
Education
SUNY Oneonta 2000 — 2002
MS, Counseling
SUNY Oneonta 1995 — 1999
BS, Education
VVS
Laura Yaghoobian's Smith Barney Experience May 1998 - December 2003
Job CoOwner at Wild Flour Bakery
Industry Food Production
Experience
Wild Flour Bakery October 2003 - Present
BlackRock January 2006 - July 2012
BlackRock December 2003 - December 2005
Smith Barney May 1998 - December 2003
Skills
Prospect Research, Customer Service, Customer Relations, Prospects, Marketing Research, Sales Support, Inside Sales, Sales Management, Relationship Cultivation, Client Relationship...
Education
Temple University - Fox School of Business and Management 1996 — 2001
BA, Finance
Pottstown Senior High School 1992 — 1996
High School Diploma, Senior High School
Wild Flour Bakery October 2003 - Present
BlackRock January 2006 - July 2012
BlackRock December 2003 - December 2005
Smith Barney May 1998 - December 2003
Skills
Prospect Research, Customer Service, Customer Relations, Prospects, Marketing Research, Sales Support, Inside Sales, Sales Management, Relationship Cultivation, Client Relationship...
Education
Temple University - Fox School of Business and Management 1996 — 2001
BA, Finance
Pottstown Senior High School 1992 — 1996
High School Diploma, Senior High School
Jason Syrinek Jason Syrinek's Smith Barney Experience May 2006 - August 2006
Job Vice President at Comerica Bank
Industry Banking
Experience
Comerica Bank June 2007 - Present
Houston Dwell Realty LLC 2010 - Present
Smith Barney May 2006 - August 2006
Laurel Haven Homes, LLC May 2004 - January 2006
Skills
Loans, Commercial Lending, Portfolio Management, Banking, Credit Analysis, Commercial Banking, Credit, Small Business Lending, Finance, Consumer Lending, Lines Of Credit, Loan Origination, Strategic Financial..., Underwriting, Management, Asset Based Lending, Credit Risk, Treasury Management, Mortgage Lending, Cross Selling, Cash Management, Financial Analysis, Financial Planning
Education
Texas State University 2003 — 2007
BBA, Finance
Comerica Bank June 2007 - Present
Houston Dwell Realty LLC 2010 - Present
Smith Barney May 2006 - August 2006
Laurel Haven Homes, LLC May 2004 - January 2006
Skills
Loans, Commercial Lending, Portfolio Management, Banking, Credit Analysis, Commercial Banking, Credit, Small Business Lending, Finance, Consumer Lending, Lines Of Credit, Loan Origination, Strategic Financial..., Underwriting, Management, Asset Based Lending, Credit Risk, Treasury Management, Mortgage Lending, Cross Selling, Cash Management, Financial Analysis, Financial Planning
Education
Texas State University 2003 — 2007
BBA, Finance
Douglas Siegel Douglas Siegel's Smith Barney Experience 1986 - 1998
Job Head, WMA Compliance at UBS
Industry Financial Services
Experience
UBS Wealth Management November 2009 - Present
UBS Wealth Management August 2004 - November 2009
UBS Wealth Management November 1998 - August 2004
Smith Barney 1986 - 1998
Skills
Securities, FINRA, Series 63, Hedge Funds, Securities Regulation, Mutual Funds, AML, Equities, Investment Advisory, Fixed Income, Wealth Management, Alternative Investments, Uniform Combined State...
Education
Syracuse University 1981 — 1985
Bachelor of Science (BS), Finance
Poly Prep 1977 — 1981
UBS Wealth Management November 2009 - Present
UBS Wealth Management August 2004 - November 2009
UBS Wealth Management November 1998 - August 2004
Smith Barney 1986 - 1998
Skills
Securities, FINRA, Series 63, Hedge Funds, Securities Regulation, Mutual Funds, AML, Equities, Investment Advisory, Fixed Income, Wealth Management, Alternative Investments, Uniform Combined State...
Education
Syracuse University 1981 — 1985
Bachelor of Science (BS), Finance
Poly Prep 1977 — 1981
Carol Ramsdell Carol Ramsdell's Smith Barney Experience February 2005 - February 2009
Job Associate Vice President Investment Officer The Cornerstone Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors February 2009 - Present
Smith Barney February 2005 - February 2009
Legg Mason September 1997 - February 2005
Skills
Investments, Retirement Planning, Asset Allocation, Mutual Funds, Retirement, Securities
Education
SUNY Oswego 1982 — 1986
BS, Business Admin/Human Resource Mgmt
Wells Fargo Advisors February 2009 - Present
Smith Barney February 2005 - February 2009
Legg Mason September 1997 - February 2005
Skills
Investments, Retirement Planning, Asset Allocation, Mutual Funds, Retirement, Securities
Education
SUNY Oswego 1982 — 1986
BS, Business Admin/Human Resource Mgmt
Julie Childs Julie Childs's Smith Barney Experience August 1999 - October 2005
Job Commercial Realtor at RE/MAX Commercial Lubbock
Industry Real Estate
Experience
RE/MAX Commercial December 2012 - Present
KW Commercial Real Estate - Lubbock, TX October 2010 - December 2012
Big Brothers Big Sisters of Lubbock November 2007 - January 2011
Smith Barney August 1999 - October 2005
Skills
Real Estate, Real Estate Transactions, Brokerage, 1031 Exchanges, Tenant, Leases, Buyer Representation, Commercial Real Estate, Commercial Real Estate..., Investment Properties, Property, ABR, Landlords, Sellers, Natural Networker, Selling, Referrals, Single Family Homes, Marketing, Investors, Real Estate Economics, Residential Homes, REO, Sales
Education
Texas Tech University 1984 — 1989
Bachelor of Science, Physical Education/English
Crane High School - Crane, Texas 1980 — 1984
RE/MAX Commercial December 2012 - Present
KW Commercial Real Estate - Lubbock, TX October 2010 - December 2012
Big Brothers Big Sisters of Lubbock November 2007 - January 2011
Smith Barney August 1999 - October 2005
Skills
Real Estate, Real Estate Transactions, Brokerage, 1031 Exchanges, Tenant, Leases, Buyer Representation, Commercial Real Estate, Commercial Real Estate..., Investment Properties, Property, ABR, Landlords, Sellers, Natural Networker, Selling, Referrals, Single Family Homes, Marketing, Investors, Real Estate Economics, Residential Homes, REO, Sales
Education
Texas Tech University 1984 — 1989
Bachelor of Science, Physical Education/English
Crane High School - Crane, Texas 1980 — 1984
Janet Jan Sijansky Janet Jan Sijansky's Smith Barney Experience 2002 - 2009
Job Senior Registered Client Service Associate UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 2009 - Present
Barry Brown Clay Studio @ Art Center of Corpus Christi September 2009 - Present
Smith Barney 2002 - 2009
Morgan Stanley 1992 - 2002
Kidder Peabody and Co 1983 - 1992
Cowen and Company 1981 - 1983
Education
Texas State University-San Marcos 1975 — 1980
BFA, Studio Art with Concentration in Ceramics
UBS Financial Services March 2009 - Present
Barry Brown Clay Studio @ Art Center of Corpus Christi September 2009 - Present
Smith Barney 2002 - 2009
Morgan Stanley 1992 - 2002
Kidder Peabody and Co 1983 - 1992
Cowen and Company 1981 - 1983
Education
Texas State University-San Marcos 1975 — 1980
BFA, Studio Art with Concentration in Ceramics
Stanley K. Hunt, CFP® Stanley K. Hunt, CFP®'s Smith Barney Experience September 2003 - May 2009
Job Financial Advisor at Woodwell Asset Management
Industry Financial Services
Experience
Woodwell Asset Management June 2009 - Present
Smith Barney September 2003 - May 2009
AXA Advisors March 2001 - September 2003
Merck June 1997 - March 2001
McNeil Consumer Products Company December 1995 - June 1997
McNeil Consumer Products Company December 1993 - December 1995
McNeil Consumer Products Company June 1992 - December 1993
Skills
Strategic Financial..., Retirement Planning, Investments, Estate Planning, Portfolio Management, Asset Allocation, Investment Strategies, Analysis, Insurance, Retirement
Education
Tarleton State University 1990 — 1991
BS, Chemistry
Tarleton State University 1984 — 1989
BS, Physics
Woodwell Asset Management June 2009 - Present
Smith Barney September 2003 - May 2009
AXA Advisors March 2001 - September 2003
Merck June 1997 - March 2001
McNeil Consumer Products Company December 1995 - June 1997
McNeil Consumer Products Company December 1993 - December 1995
McNeil Consumer Products Company June 1992 - December 1993
Skills
Strategic Financial..., Retirement Planning, Investments, Estate Planning, Portfolio Management, Asset Allocation, Investment Strategies, Analysis, Insurance, Retirement
Education
Tarleton State University 1990 — 1991
BS, Chemistry
Tarleton State University 1984 — 1989
BS, Physics
Tom Brashear Tom Brashear's Smith Barney Experience November 1988 - January 1995
Job President
Industry Financial Services
Experience
Preston Capital Management April 2010 - Present
Southwest Securities January 1995 - December 2006
Smith Barney November 1988 - January 1995
Education
Stephen F. Austin State University 1980 — 1982
BBA, Management
Preston Capital Management April 2010 - Present
Southwest Securities January 1995 - December 2006
Smith Barney November 1988 - January 1995
Education
Stephen F. Austin State University 1980 — 1982
BBA, Management
Richard Armenta's Smith Barney Experience January 2004 - June 2007
Job National Account Executive Silvervine Inc.
Industry Computer Software
Experience
Silvervine Software June 2007 - Present
Irwin House June 2014 - Present
Smith Barney January 2004 - June 2007
Fidelity Investments September 1998 - December 2003
Skills
Benefits Administration, Funding, Direct Sales, Trading, Insurance, Strategy, Public Speaking, Leadership Development, Marketing Strategy, Sales, Analysis, Account Management, Marketing, Advertising, CRM, Team Building, Management, Leadership, Customer Service, Strategic Planning
Education
Texas Tech University 1983 — 1984
N/A, General
Monterey
Silvervine Software June 2007 - Present
Irwin House June 2014 - Present
Smith Barney January 2004 - June 2007
Fidelity Investments September 1998 - December 2003
Skills
Benefits Administration, Funding, Direct Sales, Trading, Insurance, Strategy, Public Speaking, Leadership Development, Marketing Strategy, Sales, Analysis, Account Management, Marketing, Advertising, CRM, Team Building, Management, Leadership, Customer Service, Strategic Planning
Education
Texas Tech University 1983 — 1984
N/A, General
Monterey
Scott Keiber's Smith Barney Experience November 1994 - November 2004
Job Independent Financial Advisor, Keiber Retirement Solutions, Harbor Financial Services, LLC
Industry Financial Services
Experience
Harbor Financial Services, LLC August 2012 - Present
Live Answer Receptionist January 2007 - Present
Clermont Professional Executive Offices December 2006 - Present
Raymond James Financial Inc. November 2004 - August 2012
Smith Barney November 1994 - November 2004
Maryland Federal 1992 - 1994
Skills
Estate Planning, Portfolio Management, Retirement, Investments, Retirement Planning, Insurance, Wealth, Asset Protection, Roth IRA, Small Business, Life Insurance, Long-term Care, Fixed Annuities, IRAs, Financial Services, Training, Financial Advisory, Mortgage Lending, Long Term Care Insurance, Term Life Insurance, Finance, Investment Management, Asset Management, Sales, Securities, Wealth Management, Series 7, Elder Law, Long Term Care, Structured Settlements, Life Settlements, Annuities, Financial Planning, IRA's, 401k, Mutual Funds, Wealth Accumulation, Asset Allocation, Pensions, Trusts, Insurance Planning, Trust Services, Wills, Equities, Wealth Transfer, Alternative Investments, Estate Administration, Protection, Licensed Life & Health..., Public Speaking
Education
Leadership Lake 2008 — 2008
Stetson University 1988 — 1992
Bachelor of Business Administration (B.B.A.), Banking and Investments
Harbor Financial Services, LLC August 2012 - Present
Live Answer Receptionist January 2007 - Present
Clermont Professional Executive Offices December 2006 - Present
Raymond James Financial Inc. November 2004 - August 2012
Smith Barney November 1994 - November 2004
Maryland Federal 1992 - 1994
Skills
Estate Planning, Portfolio Management, Retirement, Investments, Retirement Planning, Insurance, Wealth, Asset Protection, Roth IRA, Small Business, Life Insurance, Long-term Care, Fixed Annuities, IRAs, Financial Services, Training, Financial Advisory, Mortgage Lending, Long Term Care Insurance, Term Life Insurance, Finance, Investment Management, Asset Management, Sales, Securities, Wealth Management, Series 7, Elder Law, Long Term Care, Structured Settlements, Life Settlements, Annuities, Financial Planning, IRA's, 401k, Mutual Funds, Wealth Accumulation, Asset Allocation, Pensions, Trusts, Insurance Planning, Trust Services, Wills, Equities, Wealth Transfer, Alternative Investments, Estate Administration, Protection, Licensed Life & Health..., Public Speaking
Education
Leadership Lake 2008 — 2008
Stetson University 1988 — 1992
Bachelor of Business Administration (B.B.A.), Banking and Investments
Ben Wyatt Ben Wyatt's Smith Barney Experience November 2005 - June 2008
Job SVP, Equity Research Energy Exploration & Production at Stephens Inc.
Industry Investment Banking
Experience
Stephens Inc. March 2015 - Present
Stephens Inc. May 2012 - Present
Stephens Inc. July 2010 - May 2012
Smith Barney November 2005 - June 2008
Regions Bank July 2002 - November 2005
Atlanta Braves Organization June 1995 - March 1999
Education
Texas Christian University - M.J. Neeley School of Business 2008 — 2010
MBA, Finance
University of Arkansas at Fayetteville 1999 — 2002
Business, Finance
Stephens Inc. March 2015 - Present
Stephens Inc. May 2012 - Present
Stephens Inc. July 2010 - May 2012
Smith Barney November 2005 - June 2008
Regions Bank July 2002 - November 2005
Atlanta Braves Organization June 1995 - March 1999
Education
Texas Christian University - M.J. Neeley School of Business 2008 — 2010
MBA, Finance
University of Arkansas at Fayetteville 1999 — 2002
Business, Finance
Jeffrey Goodstein Jeffrey Goodstein's Smith Barney Experience September 2002 - August 2007
Job SVP Wealth Management Corporate Benefit Consultant UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services August 2007 - Present
Smith Barney September 2002 - August 2007
Eze Castle Software February 2001 - August 2002
United States Senate January 2000 - January 2001
Education
Suffolk University 1996 — 2000
Bachelor of Science, Public Administration & Economics
UBS Financial Services August 2007 - Present
Smith Barney September 2002 - August 2007
Eze Castle Software February 2001 - August 2002
United States Senate January 2000 - January 2001
Education
Suffolk University 1996 — 2000
Bachelor of Science, Public Administration & Economics
Jim Muckleroy, AWMA®, CRPC®'s Smith Barney Experience January 1998 - December 2008
Job First Vice PresidentWealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 2013 - Present
UBS Financial Services December 2008 - Present
Smith Barney January 1998 - December 2008
Brookshire Grocery Company 1980 - 1997
Education
Stephen F. Austin State University 1982 — 1984
Master of Arts
University of Louisiana at Monroe 1976 — 1979
Bachelor of Arts
UBS Financial Services March 2013 - Present
UBS Financial Services December 2008 - Present
Smith Barney January 1998 - December 2008
Brookshire Grocery Company 1980 - 1997
Education
Stephen F. Austin State University 1982 — 1984
Master of Arts
University of Louisiana at Monroe 1976 — 1979
Bachelor of Arts
Samuel Foley Samuel Foley's Smith Barney Experience September 1999 - August 2001
Job Regional Director at Legg Mason, N. Michigan
Industry Financial Services
Experience
Legg Mason May 2014 - Present
Legg Mason July 2011 - May 2014
Merrill Lynch August 2009 - July 2011
Oppenheimer & Co. April 2008 - August 2009
New York City Water Works February 2002 - April 2008
Smith Barney September 1999 - August 2001
Skills
Sales, Mutual Funds, Alternative Investments, Asset Management, Separately Managed..., Investments, Asset Allocation, Capital Markets, Investment Strategies, Hedge Funds, Investment Management, Equities, Fixed Income
Education
Syracuse University 2002 — 2007
Legg Mason May 2014 - Present
Legg Mason July 2011 - May 2014
Merrill Lynch August 2009 - July 2011
Oppenheimer & Co. April 2008 - August 2009
New York City Water Works February 2002 - April 2008
Smith Barney September 1999 - August 2001
Skills
Sales, Mutual Funds, Alternative Investments, Asset Management, Separately Managed..., Investments, Asset Allocation, Capital Markets, Investment Strategies, Hedge Funds, Investment Management, Equities, Fixed Income
Education
Syracuse University 2002 — 2007
Mark Steinbrueck, CSM Mark Steinbrueck, CSM's Smith Barney Experience December 2006 - July 2007
Job Senior Property Manager at The Shops at Park Lane
Industry Commercial Real Estate
Experience
Northwood Retail, LLC May 2013 - Present
Macerich August 2007 - April 2013
Westcor December 2008 - May 2011
Smith Barney December 2006 - July 2007
NAI Commercial May 2006 - August 2006
Kanakuk Kamps 2005 - 2005
Skills
Asset Management, Real Estate, Retail, Financial Modeling, Property Management, Strategic Planning, Strategic Partnerships, Employee Management, Development Of Employees, Facilities Management, Revenue Growth..., Media Relations, Operating Budgets, Asset Managment, Business Development, Budgets, Management, Forecasting, Tenant, Lease Administration, Lease Negotiations, Leadership, Contract Negotiation, Real Estate Development
Education
Wheaton College 2004 — 2007
BA, Business/Economics
Taylor University 2003 — 2004
BA, Finance
Westminster christian academy
Northwood Retail, LLC May 2013 - Present
Macerich August 2007 - April 2013
Westcor December 2008 - May 2011
Smith Barney December 2006 - July 2007
NAI Commercial May 2006 - August 2006
Kanakuk Kamps 2005 - 2005
Skills
Asset Management, Real Estate, Retail, Financial Modeling, Property Management, Strategic Planning, Strategic Partnerships, Employee Management, Development Of Employees, Facilities Management, Revenue Growth..., Media Relations, Operating Budgets, Asset Managment, Business Development, Budgets, Management, Forecasting, Tenant, Lease Administration, Lease Negotiations, Leadership, Contract Negotiation, Real Estate Development
Education
Wheaton College 2004 — 2007
BA, Business/Economics
Taylor University 2003 — 2004
BA, Finance
Westminster christian academy
Christine Evangelisti's Smith Barney Experience June 2008 - July 2008
Job International Tax and Compensation Coordinator at Weichert Workforce Mobility
Industry Human Resources
Experience
Weichert Workforce Mobility May 2015 - Present
TheMIGroup July 2014 - May 2015
TheMIGroup September 2012 - August 2014
TheMIGroup July 2011 - September 2012
TheMIGroup June 2009 - July 2011
Susquehanna University September 2006 - December 2008
Smith Barney June 2008 - July 2008
Skills
Financial Analysis, Research, PowerPoint, Microsoft Office, Microsoft Excel, Customer Service, Microsoft Word, Team Leadership, Data Analysis, SAP, SAP BW, Business Objects, Relocation, Global Mobility, Corporate Relocation, Process Improvement, Financial Reporting, Management, Employee Relations, Expatriate Management, Accounts Payable, Leadership, Performance Management, Training, Policy, Business Process, Account Management, Analysis, Team Building, Recruiting, Employee Benefits, Budgets, Vendor Management, Strategic Planning
Education
Susquehanna University 2005 — 2009
Bachelor of Arts, Business Administration - Finance
Weichert Workforce Mobility May 2015 - Present
TheMIGroup July 2014 - May 2015
TheMIGroup September 2012 - August 2014
TheMIGroup July 2011 - September 2012
TheMIGroup June 2009 - July 2011
Susquehanna University September 2006 - December 2008
Smith Barney June 2008 - July 2008
Skills
Financial Analysis, Research, PowerPoint, Microsoft Office, Microsoft Excel, Customer Service, Microsoft Word, Team Leadership, Data Analysis, SAP, SAP BW, Business Objects, Relocation, Global Mobility, Corporate Relocation, Process Improvement, Financial Reporting, Management, Employee Relations, Expatriate Management, Accounts Payable, Leadership, Performance Management, Training, Policy, Business Process, Account Management, Analysis, Team Building, Recruiting, Employee Benefits, Budgets, Vendor Management, Strategic Planning
Education
Susquehanna University 2005 — 2009
Bachelor of Arts, Business Administration - Finance
Ayaz Mahmud Ayaz Mahmud's Smith Barney Experience 1994 - 1999
Job Founder, West Branch Capital
Industry Investment Management
Experience
West Branch Capital LLC December 2004 - Present
Lehman Brothers 1999 - 2004
Smith Barney 1994 - 1999
Kidder Peabody 1982 - 1994
Skills
Investments, Entrepreneurship, Finance, Executive Management, Mergers & Acquisitions, New Business Development, Angel Investing, Strategic Planning, Start-ups
Education
Syracuse University
MA/MBA
West Branch Capital LLC December 2004 - Present
Lehman Brothers 1999 - 2004
Smith Barney 1994 - 1999
Kidder Peabody 1982 - 1994
Skills
Investments, Entrepreneurship, Finance, Executive Management, Mergers & Acquisitions, New Business Development, Angel Investing, Strategic Planning, Start-ups
Education
Syracuse University
MA/MBA
Srikanth Chinta Srikanth Chinta's Smith Barney Experience January 2009 - July 2009
Job BA at Citi
Industry Information Technology and Services
Experience
Citi March 2013 - Present
TIAA-CREF April 2011 - March 2013
Thomson Reuters September 2009 - March 2011
Smith Barney January 2009 - July 2009
Thomson Financial Investor Relations November 2007 - January 2009
TIAA-CREF May 2005 - November 2007
Skills
Requirements Gathering, Business Analysis, Data Analysis, Institutional and..., Operational Risk..., Fraud Risk Management, Analytics, Forecasting,..., Securities and Markets..., personal wealth..., portfolio management, trade settlements, credit risk, Agile, Scrum, Management Consulting, IT Strategy, CRM, Software Development, PMP, Agile Project Management, Capital Markets, Software Documentation, Databases, Change Management, Integration, Business Objects, Business Process, User Acceptance Testing, Data Modeling, Systems Analysis, Business Intelligence, Vendor Management, Data Warehousing, Visio, Business Requirements, Analytics
Education
Texas A&M University-Kingsville 2003 — 2004
Masters of Science, Computers and Electrical
Citi March 2013 - Present
TIAA-CREF April 2011 - March 2013
Thomson Reuters September 2009 - March 2011
Smith Barney January 2009 - July 2009
Thomson Financial Investor Relations November 2007 - January 2009
TIAA-CREF May 2005 - November 2007
Skills
Requirements Gathering, Business Analysis, Data Analysis, Institutional and..., Operational Risk..., Fraud Risk Management, Analytics, Forecasting,..., Securities and Markets..., personal wealth..., portfolio management, trade settlements, credit risk, Agile, Scrum, Management Consulting, IT Strategy, CRM, Software Development, PMP, Agile Project Management, Capital Markets, Software Documentation, Databases, Change Management, Integration, Business Objects, Business Process, User Acceptance Testing, Data Modeling, Systems Analysis, Business Intelligence, Vendor Management, Data Warehousing, Visio, Business Requirements, Analytics
Education
Texas A&M University-Kingsville 2003 — 2004
Masters of Science, Computers and Electrical
Richard K. King Richard K. King's Smith Barney Experience May 1981 - November 2005
Job Retired Managing Partner Senior PIM Portfolio Manager at Presidio Group Wealth
Industry Financial Services
Experience
Presidio Group Wealth Management November 2005 - December 2012
Smith Barney May 1981 - November 2005
Education
Syracuse University 1961 — 1965
B.A., History
Presidio Group Wealth Management November 2005 - December 2012
Smith Barney May 1981 - November 2005
Education
Syracuse University 1961 — 1965
B.A., History
Robert Gude, CRPC® Robert Gude, CRPC®'s Smith Barney Experience February 1991 - May 2009
Job Financial Advisor, Chartered Retirement Planning CounselorSM
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. May 2009 - Present
Smith Barney February 1991 - May 2009
Smith Barney 1991 - 2009
Skills
Insurance, Financial Services, Equities, Wealth, Investments, Fixed Income, Business Development, Investment Strategies, Life Insurance, Asset Allocation, Relationship Management, Retirement Planning, Wealth Management, Strategic Financial..., Retirement, Portfolio Management, Banking, Derivatives, Asset Management, Salesforce.com, Investment Advisory, Mutual Funds, Securities, Alternative Investments, Series 63, 401k, Risk Management, Tax, Vendor Management, Financial Analysis, Finance, Uniform Combined State..., Customer Service, SDLC, Hedge Funds, Wealth Management..., Series 7, Process Improvement, Estate Planning, Public Speaking, Business Analysis, Due Diligence, Financial Advisory, Financial Planning
Education
Susquehanna University 1986 — 1990
BA, English/Business
Ameriprise Financial Services, Inc. May 2009 - Present
Smith Barney February 1991 - May 2009
Smith Barney 1991 - 2009
Skills
Insurance, Financial Services, Equities, Wealth, Investments, Fixed Income, Business Development, Investment Strategies, Life Insurance, Asset Allocation, Relationship Management, Retirement Planning, Wealth Management, Strategic Financial..., Retirement, Portfolio Management, Banking, Derivatives, Asset Management, Salesforce.com, Investment Advisory, Mutual Funds, Securities, Alternative Investments, Series 63, 401k, Risk Management, Tax, Vendor Management, Financial Analysis, Finance, Uniform Combined State..., Customer Service, SDLC, Hedge Funds, Wealth Management..., Series 7, Process Improvement, Estate Planning, Public Speaking, Business Analysis, Due Diligence, Financial Advisory, Financial Planning
Education
Susquehanna University 1986 — 1990
BA, English/Business
Stephen E. Green, CFP(R) Stephen E. Green, CFP(R)'s Smith Barney Experience April 1996 - November 2002
Job Managing Principal at OPTIMUM Wealth Management LLC Helping families and individuals secure their financial futures
Industry Financial Services
Experience
OPTIMUM Wealth Management LLC 2008 - Present
Merrill Lynch November 2002 - August 2008
Smith Barney April 1996 - November 2002
Skills
Wealth Management, Financial Planning, Investments, Asset Management, Portfolio Management, Retirement Planning, Asset Allocation, Life Insurance, Long Term Care Insurance, Social Security...
Education
Washington University in St. Louis - Olin Business School 1980 — 1983
MBA
Texas A&M University 1976 — 1980
B.S. Secondary Education, Education
OPTIMUM Wealth Management LLC 2008 - Present
Merrill Lynch November 2002 - August 2008
Smith Barney April 1996 - November 2002
Skills
Wealth Management, Financial Planning, Investments, Asset Management, Portfolio Management, Retirement Planning, Asset Allocation, Life Insurance, Long Term Care Insurance, Social Security...
Education
Washington University in St. Louis - Olin Business School 1980 — 1983
MBA
Texas A&M University 1976 — 1980
B.S. Secondary Education, Education
Jeff Grandmaison Jeff Grandmaison's Smith Barney Experience January 2003 - July 2004
Job Business Manager at MIT Lincoln Laboratory
Industry Defense & Space
Experience
MIT Lincoln Laboratory February 2009 - Present
COACHESTOWN October 2008 - February 2009
Raytheon August 2007 - October 2008
Raytheon March 2007 - August 2007
Raytheon July 2006 - March 2007
Raytheon January 2005 - July 2006
Raytheon July 2004 - January 2005
Smith Barney January 2003 - July 2004
Raytheon May 2000 - July 2004
Skills
Excel, Macro, SAP R/3, Access, SAP, PowerPoint, Forecasting, Budgeting, Word, Budgets, Six Sigma, Contract Negotiation, Manufacturing, Management, Financial Reporting, Leadership, Microsoft Excel, Inventory Management, Process Improvement
Education
Suffolk University - Sawyer Business School 2005 — 2008
MBA, Finance
Stonehill College 2000 — 2004
BSBA, Finance
Central Catholic
MIT Lincoln Laboratory February 2009 - Present
COACHESTOWN October 2008 - February 2009
Raytheon August 2007 - October 2008
Raytheon March 2007 - August 2007
Raytheon July 2006 - March 2007
Raytheon January 2005 - July 2006
Raytheon July 2004 - January 2005
Smith Barney January 2003 - July 2004
Raytheon May 2000 - July 2004
Skills
Excel, Macro, SAP R/3, Access, SAP, PowerPoint, Forecasting, Budgeting, Word, Budgets, Six Sigma, Contract Negotiation, Manufacturing, Management, Financial Reporting, Leadership, Microsoft Excel, Inventory Management, Process Improvement
Education
Suffolk University - Sawyer Business School 2005 — 2008
MBA, Finance
Stonehill College 2000 — 2004
BSBA, Finance
Central Catholic
Alex Silverman Alex Silverman's Smith Barney Experience October 1986 - June 1994
Job Managing Member at Stuyvesant Brook Partners
Industry Financial Services
Experience
Stuyvesant Brook Partners January 2010 - Present
Mortgage Bank Start-up April 2008 - October 2009
WaMu Capital Corp July 2004 - September 2007
Credit Suisse First Boston November 2000 - January 2004
DLJ August 1994 - November 2000
Smith Barney October 1986 - June 1994
Periphonics Corporation January 1983 - October 1986
Skills
Equities, Valuation, Structured Finance, Start-ups, Fixed Income, Derivatives, Credit Analysis, MBS
Education
State University of New York at Stony Brook 1977 — 1982
MS/BS, Computer Science
Stuyvesant Brook Partners January 2010 - Present
Mortgage Bank Start-up April 2008 - October 2009
WaMu Capital Corp July 2004 - September 2007
Credit Suisse First Boston November 2000 - January 2004
DLJ August 1994 - November 2000
Smith Barney October 1986 - June 1994
Periphonics Corporation January 1983 - October 1986
Skills
Equities, Valuation, Structured Finance, Start-ups, Fixed Income, Derivatives, Credit Analysis, MBS
Education
State University of New York at Stony Brook 1977 — 1982
MS/BS, Computer Science
Tom Kay Tom Kay's Smith Barney Experience January 2005 - May 2008
Job Account Manager at EMC
Industry Information Technology and Services
Experience
EMC July 2014 - Present
SEI Investments May 2011 - April 2014
SEI May 2008 - May 2011
Smith Barney January 2005 - May 2008
Morgan Stanley June 2002 - January 2005
Skills
Investment Management, Wealth Management, Investment Strategies, Finance, Business Development, Portfolio Management, Professional Services, Strategy, Account Management, Leadership, Management, Solution Selling
Education
Susquehanna University 1998 — 2002
BS, Business Administration
Shawnee High School
EMC July 2014 - Present
SEI Investments May 2011 - April 2014
SEI May 2008 - May 2011
Smith Barney January 2005 - May 2008
Morgan Stanley June 2002 - January 2005
Skills
Investment Management, Wealth Management, Investment Strategies, Finance, Business Development, Portfolio Management, Professional Services, Strategy, Account Management, Leadership, Management, Solution Selling
Education
Susquehanna University 1998 — 2002
BS, Business Administration
Shawnee High School
Eric R. Schwartz, CIMA® Eric R. Schwartz, CIMA®'s Smith Barney Experience May 1993 - February 2009
Job Private Wealth Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Private Wealth Management February 2009 - Present
Smith Barney May 1993 - February 2009
Education
State University of New York College at Plattsburgh 1989 — 1993
Business Management, Business Administration and Management, General
University of Pennsylvania - The Wharton School
Certified Invesment Management Consultant (CIMA®)
UBS Private Wealth Management February 2009 - Present
Smith Barney May 1993 - February 2009
Education
State University of New York College at Plattsburgh 1989 — 1993
Business Management, Business Administration and Management, General
University of Pennsylvania - The Wharton School
Certified Invesment Management Consultant (CIMA®)
Judy Wilinsky Rosner Judy Wilinsky Rosner's Smith Barney Experience 1987 - 1991
Job Republic Bank VP SBA Lending AND Founder at Women in Commercial Lending Networking Group
Industry Banking
Experience
Women in Commercial Lending Networking Group May 2015 - Present
Republic First Bank February 2013 - Present
PNC Bank March 2004 - February 2013
Banco Popular 1996 - 2004
The Money Store 1991 - 1997
Smith Barney 1987 - 1991
Skills
Credit, Small Business Lending, Loans, SBA 504, SBA, Commercial Mortgages, Commercial Lending, Finance, Credit Analysis, Asset Based Lending, Commercial Banking, Mortgage Lending, Lines Of Credit, Underwriting, Commercial Real Estate, Banking, Loan Origination, Real Estate, Investments, Due Diligence, Refinance, Mortgage Banking, Structured Finance, Small Business, Financial Analysis, Consumer Lending, Financial Structuring, Portfolio Management, Funding, Cash Management, Treasury Management, Credit Risk, Construction Loans, Mergers & Acquisitions, Real Estate Financing, Financial Services, Real Estate Economics, Commercial Finance, Cross Selling, Retail Banking, Relationship Management, USDA, Middle Market, Business Acquisition, FHA, Cash Flow Lending, Residential Mortgages, Asset Management, Deposits
Education
Stockton University 1980 — 1984
B.S., Fiannce
J.P.Stevens 1976 — 1980
Women in Commercial Lending Networking Group May 2015 - Present
Republic First Bank February 2013 - Present
PNC Bank March 2004 - February 2013
Banco Popular 1996 - 2004
The Money Store 1991 - 1997
Smith Barney 1987 - 1991
Skills
Credit, Small Business Lending, Loans, SBA 504, SBA, Commercial Mortgages, Commercial Lending, Finance, Credit Analysis, Asset Based Lending, Commercial Banking, Mortgage Lending, Lines Of Credit, Underwriting, Commercial Real Estate, Banking, Loan Origination, Real Estate, Investments, Due Diligence, Refinance, Mortgage Banking, Structured Finance, Small Business, Financial Analysis, Consumer Lending, Financial Structuring, Portfolio Management, Funding, Cash Management, Treasury Management, Credit Risk, Construction Loans, Mergers & Acquisitions, Real Estate Financing, Financial Services, Real Estate Economics, Commercial Finance, Cross Selling, Retail Banking, Relationship Management, USDA, Middle Market, Business Acquisition, FHA, Cash Flow Lending, Residential Mortgages, Asset Management, Deposits
Education
Stockton University 1980 — 1984
B.S., Fiannce
J.P.Stevens 1976 — 1980
Evril Clayton Jr. Evril Clayton Jr.'s Smith Barney Experience June 2004 - August 2004
Job Special Investment OfficerAlpha Portfolio at New York State Common Retirement Fund
Industry Investment Management
Experience
New York State Common Retirement Fund 2011 - Present
Kuramo Capital Management April 2010 - September 2011
Rensselaer Polytechnic Institute August 2007 - March 2010
Merrill Lynch September 2005 - August 2007
SMITH BARNEY June 2004 - August 2004
State University at Potsdam January 2004 - May 2004
Skills
Asset Allocation, Finance, Investment Management, Investments, Mutual Funds, Trading, Hedge Funds, Equities, Alternative Investments
Education
Union College 2011 — 2013
Master of Business Administration, Finance
State University of New York College at Potsdam 2002 — 2005
B.S, Business Administration
Avon Old Farms 2000 — 2001
Albany Academy 1996 — 2000
High school diploma
New York State Common Retirement Fund 2011 - Present
Kuramo Capital Management April 2010 - September 2011
Rensselaer Polytechnic Institute August 2007 - March 2010
Merrill Lynch September 2005 - August 2007
SMITH BARNEY June 2004 - August 2004
State University at Potsdam January 2004 - May 2004
Skills
Asset Allocation, Finance, Investment Management, Investments, Mutual Funds, Trading, Hedge Funds, Equities, Alternative Investments
Education
Union College 2011 — 2013
Master of Business Administration, Finance
State University of New York College at Potsdam 2002 — 2005
B.S, Business Administration
Avon Old Farms 2000 — 2001
Albany Academy 1996 — 2000
High school diploma
Clayton R. Gilcrease Clayton R. Gilcrease's Smith Barney Experience November 1994 - November 2000
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS September 2000 - Present
Smith Barney November 1994 - November 2000
Education
University of St. Thomas (TX) 1992 — 1994
MBA, Business
Stephen F. Austin State University 1987 — 1991
BS, Political Science
UBS September 2000 - Present
Smith Barney November 1994 - November 2000
Education
University of St. Thomas (TX) 1992 — 1994
MBA, Business
Stephen F. Austin State University 1987 — 1991
BS, Political Science
Richard Tartarini, AIF® Richard Tartarini, AIF®'s Smith Barney Experience November 1999 - February 2005
Job Wealth Advisor, Branch Manager, Tartarini Financial Services
Industry Financial Services
Experience
Tartarini Financial Services (Securities offered through LPL Financial Member FINRA/SIPC) February 2005 - Present
Smith Barney November 1999 - February 2005
PaineWebber September 1995 - November 1999
Lazard Asset Management April 1994 - September 1995
Skills
Asset Management, Retirement Planning, Asset Allocation, Finance, Estate Planning, Corporate Law, Employee Benefits, Corporate Finance, Mutual Funds, Financial Services, Management, Securities, Investments, Insurance, Financial Planners
Education
Suffolk University 1983 — 1987
BSBA, Finance
Malden Catholic 1979 — 1983
Tartarini Financial Services (Securities offered through LPL Financial Member FINRA/SIPC) February 2005 - Present
Smith Barney November 1999 - February 2005
PaineWebber September 1995 - November 1999
Lazard Asset Management April 1994 - September 1995
Skills
Asset Management, Retirement Planning, Asset Allocation, Finance, Estate Planning, Corporate Law, Employee Benefits, Corporate Finance, Mutual Funds, Financial Services, Management, Securities, Investments, Insurance, Financial Planners
Education
Suffolk University 1983 — 1987
BSBA, Finance
Malden Catholic 1979 — 1983
Brian Dluzniewski Brian Dluzniewski's Smith Barney Experience October 1995 - November 1998
Job Managing Partner at Old Course Investment Partners, LLC
Industry Financial Services
Experience
Old Course Investment Partners, LLC April 2009 - Present
Merrill Lynch November 1998 - March 2009
Smith Barney October 1995 - November 1998
Transamerica 1993 - 1995
Houston Cellular (Now AT&T) 1992 - 1993
Education
Texas A&M University 1987 — 1991
Business
St. Thomas High School 1983 — 1987
Old Course Investment Partners, LLC April 2009 - Present
Merrill Lynch November 1998 - March 2009
Smith Barney October 1995 - November 1998
Transamerica 1993 - 1995
Houston Cellular (Now AT&T) 1992 - 1993
Education
Texas A&M University 1987 — 1991
Business
St. Thomas High School 1983 — 1987
James Fredrikson James Fredrikson's Smith Barney Experience May 1992 - February 2003
Job Regional Investment Manager at Fifth Third Bank
Industry Financial Services
Experience
Fifth Third Bank January 2007 - Present
Citibank January 2005 - January 2007
Citicorp Investment Services February 2003 - January 2005
Smith Barney May 1992 - February 2003
Education
Syracuse University - Martin J. Whitman School of Management 1984 — 1987
BS, Finance
Fifth Third Bank January 2007 - Present
Citibank January 2005 - January 2007
Citicorp Investment Services February 2003 - January 2005
Smith Barney May 1992 - February 2003
Education
Syracuse University - Martin J. Whitman School of Management 1984 — 1987
BS, Finance
Casey Jordan Casey Jordan's Smith Barney Experience July 1996 - February 1998
Job Teacher / Investment Advisor Representative
Industry Financial Services
Experience
MULLINS WEALTH ADVISORS September 2003 - March 2013
MetLife Resources July 1999 - September 2003
Smith Barney July 1996 - February 1998
Skills
Retirement Planning, Strategic Financial..., Estate Planning, Retirement, Insurance, Life Insurance, Disability Insurance, Long-term Care, Wealth, Employee Benefits, Wealth Management, Series 7, Fixed Annuities, Investments, Asset Allocation, Asset Managment, Finance, Small Business
Education
University of Texas Permian Basin 2009 — 2010
B.B.A, Finance; Minor in Economics
The University of Texas at Austin 1995 — 1997
Economics
Texas A&M University-Commerce 1993 — 1995
Economics
Paris High School 1987 — 1991
Diploma
MULLINS WEALTH ADVISORS September 2003 - March 2013
MetLife Resources July 1999 - September 2003
Smith Barney July 1996 - February 1998
Skills
Retirement Planning, Strategic Financial..., Estate Planning, Retirement, Insurance, Life Insurance, Disability Insurance, Long-term Care, Wealth, Employee Benefits, Wealth Management, Series 7, Fixed Annuities, Investments, Asset Allocation, Asset Managment, Finance, Small Business
Education
University of Texas Permian Basin 2009 — 2010
B.B.A, Finance; Minor in Economics
The University of Texas at Austin 1995 — 1997
Economics
Texas A&M University-Commerce 1993 — 1995
Economics
Paris High School 1987 — 1991
Diploma
JOHN J. KALAMARIDES, JR JOHN J. KALAMARIDES, JR's Smith Barney Experience April 1984 - March 2009
Job VICE PRESIDENTWEALTH MANAGEMENT at Source Capital Group
Industry Financial Services
Experience
Source Capital Group March 2009 - Present
Smith Barney April 1984 - March 2009
Skills
Investments, Wealth Management, Mortgage Lending, Alternative Investments, Retirement Planning, Retirement, Variable Annuities, Long-term Care, Series 7, Strategic Financial..., Public Speaking, Life Insurance, Series 63, Asset Allocation, Mutual Funds
Education
Syracuse University
A.B., American History
Wm Nottingham 1959 — 1961
Source Capital Group March 2009 - Present
Smith Barney April 1984 - March 2009
Skills
Investments, Wealth Management, Mortgage Lending, Alternative Investments, Retirement Planning, Retirement, Variable Annuities, Long-term Care, Series 7, Strategic Financial..., Public Speaking, Life Insurance, Series 63, Asset Allocation, Mutual Funds
Education
Syracuse University
A.B., American History
Wm Nottingham 1959 — 1961
Jon Leister Jon Leister's Smith Barney Experience June 2008 - August 2008
Job Commercial Banking Relationship Manager at M&T Bank
Industry Banking
Experience
M&T Bank July 2015 - Present
HSBC Commercial Banking March 2015 - July 2015
Berkshire Bank February 2012 - March 2015
Citi June 2011 - February 2012
Smith Barney June 2008 - August 2008
Skills
Financial Modeling, Financial Analysis, Corporate Finance, Valuation, Portfolio Management, Bloomberg Terminal, Bloomberg, Credit Analysis, Equity Research, Risk Management, Fixed Income, Equities, Derivatives, Accounting, Microsoft Excel
Education
Syracuse University - Martin J. Whitman School of Management 2010 — 2011
Master of Science, Finance
Ithaca College, Park School of Business 2006 — 2010
Bachelor of Science, Business Administration; Finance
M&T Bank July 2015 - Present
HSBC Commercial Banking March 2015 - July 2015
Berkshire Bank February 2012 - March 2015
Citi June 2011 - February 2012
Smith Barney June 2008 - August 2008
Skills
Financial Modeling, Financial Analysis, Corporate Finance, Valuation, Portfolio Management, Bloomberg Terminal, Bloomberg, Credit Analysis, Equity Research, Risk Management, Fixed Income, Equities, Derivatives, Accounting, Microsoft Excel
Education
Syracuse University - Martin J. Whitman School of Management 2010 — 2011
Master of Science, Finance
Ithaca College, Park School of Business 2006 — 2010
Bachelor of Science, Business Administration; Finance
Andrew Chanin Andrew Chanin's Smith Barney Experience 2005 - 2005
Job CEO at PureFunds
Industry Financial Services
Experience
PureFunds 2014 - Present
PureFunds 2011 - December 2013
Cohen Capital Group, LLC 2009 - 2011
Kellogg Group, LLC 2007 - 2009
Credit Suisse 2006 - 2006
Smith Barney 2005 - 2005
Skills
ETFs, Global Finance, Equities, Equity Trading, Equity Research, International Finance, Trading, Silver, Gold, Diamonds, Metals, Mining, Precious Metals, Natural Resources, Macroeconomics, Currency Exchange, Arbitrage, Fixed Income, Commodity Markets, Marketing Strategy, Marketing Communications, Market Analysis, Financial Modeling, Hedge Funds, Investments, Options, Portfolio Management
Education
Tulane University - A.B. Freeman School of Business 2003 — 2007
BSM, Finance, General
Syracuse University 2005 — 2005
Finance, General
West Morris Mendham High School
PureFunds 2014 - Present
PureFunds 2011 - December 2013
Cohen Capital Group, LLC 2009 - 2011
Kellogg Group, LLC 2007 - 2009
Credit Suisse 2006 - 2006
Smith Barney 2005 - 2005
Skills
ETFs, Global Finance, Equities, Equity Trading, Equity Research, International Finance, Trading, Silver, Gold, Diamonds, Metals, Mining, Precious Metals, Natural Resources, Macroeconomics, Currency Exchange, Arbitrage, Fixed Income, Commodity Markets, Marketing Strategy, Marketing Communications, Market Analysis, Financial Modeling, Hedge Funds, Investments, Options, Portfolio Management
Education
Tulane University - A.B. Freeman School of Business 2003 — 2007
BSM, Finance, General
Syracuse University 2005 — 2005
Finance, General
West Morris Mendham High School
Trisha Sauer's Smith Barney Experience November 1999 - February 2002
Job Vice President Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch January 2014 - Present
RBC Wealth Management February 2002 - January 2014
Smith Barney November 1999 - February 2002
Deloitte August 1997 - July 1998
Friedman Kannenberg & company 1995 - 1997
Skills
Investments, Holistic Financial..., Tax, Finance, Wealth Management, Retirement Planning, Strategic Financial..., Asset Allocation, Mutual Funds, Investment Advisory, Alternative Investments, Series 63, Series 7, Insurance, High Net Worth..., Bonds, Fixed Annuities, Wealth Accumulation, Financial Planning
Education
SUNY Oswego 1990 — 1995
Bachelors of Science, Accounting
Merrill Lynch January 2014 - Present
RBC Wealth Management February 2002 - January 2014
Smith Barney November 1999 - February 2002
Deloitte August 1997 - July 1998
Friedman Kannenberg & company 1995 - 1997
Skills
Investments, Holistic Financial..., Tax, Finance, Wealth Management, Retirement Planning, Strategic Financial..., Asset Allocation, Mutual Funds, Investment Advisory, Alternative Investments, Series 63, Series 7, Insurance, High Net Worth..., Bonds, Fixed Annuities, Wealth Accumulation, Financial Planning
Education
SUNY Oswego 1990 — 1995
Bachelors of Science, Accounting
Christine E Wheeler's Smith Barney Experience October 1999 - December 2001
Job Bank Secrecy Act Compliance Analyst at SEFCU
Industry Banking
Experience
SEFCU August 2005 - July 2015
SEFCU September 2002 - August 2005
SEFCU December 2001 - October 2002
Smith Barney October 1999 - December 2001
Central National Bank March 1999 - October 1999
Hudson River Bank & Trust Company October 1995 - March 1999
NBT Bank June 1993 - July 1994
JPMorgan Chase & Co. (Chemical Bank) May 1988 - July 1994
Chemical Bank May 1987 - May 1988
Chemical Bank February 1986 - May 1987
Skills
Bank Secrecy Act, Banking, Consumer Lending, Retail Banking, Loans, Credit Risk, Credit, Commercial Banking, Leadership, Mortgage Lending, Anti Money Laundering, AML, Risk Assessment, Fraud Detection, Transactional Analysis, OFAC, Customer Service, Fraud, Sales, Finance, Financial Services, Microsoft Office, Financial Risk
Education
The Sage Colleges-Sage College of Albany 1994 — 1995
Certificate, Legal Studies
SUNY Oneonta 1979 — 1983
BS, Home Economics: Food and Business Management
SEFCU August 2005 - July 2015
SEFCU September 2002 - August 2005
SEFCU December 2001 - October 2002
Smith Barney October 1999 - December 2001
Central National Bank March 1999 - October 1999
Hudson River Bank & Trust Company October 1995 - March 1999
NBT Bank June 1993 - July 1994
JPMorgan Chase & Co. (Chemical Bank) May 1988 - July 1994
Chemical Bank May 1987 - May 1988
Chemical Bank February 1986 - May 1987
Skills
Bank Secrecy Act, Banking, Consumer Lending, Retail Banking, Loans, Credit Risk, Credit, Commercial Banking, Leadership, Mortgage Lending, Anti Money Laundering, AML, Risk Assessment, Fraud Detection, Transactional Analysis, OFAC, Customer Service, Fraud, Sales, Finance, Financial Services, Microsoft Office, Financial Risk
Education
The Sage Colleges-Sage College of Albany 1994 — 1995
Certificate, Legal Studies
SUNY Oneonta 1979 — 1983
BS, Home Economics: Food and Business Management
nichole wicks nichole wicks's Smith Barney Experience January 2008 - February 2009
Job Financial Planning Associate at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management July 2008 - Present
Morgan Stanley Wealth Management February 2006 - Present
SMITH BARNEY January 2008 - February 2009
Skills
Series 7, Series 63, Asset Allocation, Investment Advisory, FINRA, Wealth Management, Sales, Team Management, Retirement Planning, Mutual Funds, Securities, Equities, Investments, Strategic Financial..., Portfolio Management, Fixed Income, Alternative Investments, Retirement, Asset Management, Financial Advisory, Customer Service, Leadership, Strategic Planning
Education
State University of New York at Stony Brook 2001 — 2004
Bachelor's degree, Political Science and Government
Morgan Stanley Wealth Management July 2008 - Present
Morgan Stanley Wealth Management February 2006 - Present
SMITH BARNEY January 2008 - February 2009
Skills
Series 7, Series 63, Asset Allocation, Investment Advisory, FINRA, Wealth Management, Sales, Team Management, Retirement Planning, Mutual Funds, Securities, Equities, Investments, Strategic Financial..., Portfolio Management, Fixed Income, Alternative Investments, Retirement, Asset Management, Financial Advisory, Customer Service, Leadership, Strategic Planning
Education
State University of New York at Stony Brook 2001 — 2004
Bachelor's degree, Political Science and Government
Christopher Scibilia Christopher Scibilia's Smith Barney Experience March 2007 - April 2009
Job Vice President Private Client Advisor JPMorgan Chase Bank NA
Industry Financial Services
Experience
JPMorgan Chase Bank NA April 2009 - Present
Smith Barney March 2007 - April 2009
Pfizer Inc. 2004 - 2007
National Economic Research Associates December 2001 - May 2004
Education
Stony Brook University 1996 — 2000
Archbishop Molloy HS
JPMorgan Chase Bank NA April 2009 - Present
Smith Barney March 2007 - April 2009
Pfizer Inc. 2004 - 2007
National Economic Research Associates December 2001 - May 2004
Education
Stony Brook University 1996 — 2000
Archbishop Molloy HS
John Longley John Longley's Smith Barney Experience April 2001 - May 2006
Job CoFounder FinTech Startup Dobot
Industry Financial Services
Experience
Dobot January 2015 - Present
Geometry Wines June 2011 - Present
Ross School District December 2011 - Present
BlackRock March 2009 - September 2012
Citi April 2007 - April 2009
Citi May 2006 - April 2007
Smith Barney April 2001 - May 2006
Skills
Leadership, Wealth Management, Asset Management, Strategy, Investment Banking, Wealth, Private Banking, Management, Strategic Planning, Loans, High Net Worth..., Sales, Family Office, Risk Management, Finance, Alternative Investments, Mergers & Acquisitions, Hedge Funds, Banking, Fixed Income, Equities, Financial Advisory
Education
Swarthmore College
Dobot January 2015 - Present
Geometry Wines June 2011 - Present
Ross School District December 2011 - Present
BlackRock March 2009 - September 2012
Citi April 2007 - April 2009
Citi May 2006 - April 2007
Smith Barney April 2001 - May 2006
Skills
Leadership, Wealth Management, Asset Management, Strategy, Investment Banking, Wealth, Private Banking, Management, Strategic Planning, Loans, High Net Worth..., Sales, Family Office, Risk Management, Finance, Alternative Investments, Mergers & Acquisitions, Hedge Funds, Banking, Fixed Income, Equities, Financial Advisory
Education
Swarthmore College
Tiffany Lauer Tiffany Lauer's Smith Barney Experience June 1998 - July 2000
Job Regional Vice President at Transamerica Retirement Solutions
Industry Financial Services
Experience
Transamerica Retirement Solutions Regional Vice PresidentTransamericaJuly 2015 - Present
Nationwide Financial March 2012 - July 2015
John Hancock August 2000 - November 2011
Smith Barney June 1998 - July 2000
Cigna Retirement Plans March 1997 - May 1998
Van Kampen Funds 1992 - 1997
Skills
Retirement, 401k, Retirement Planning, Series 63, Qualified Retirement..., Series 6, Retirement Plan..., Defined Benefit, Profit Sharing, AIF, Defined Contribution, ERISA, Financial Services, Pensions
Education
Stephen F. Austin State University 1985 — 1989
Bachelor of Business Administration, Marketing
Transamerica Retirement Solutions Regional Vice PresidentTransamericaJuly 2015 - Present
Nationwide Financial March 2012 - July 2015
John Hancock August 2000 - November 2011
Smith Barney June 1998 - July 2000
Cigna Retirement Plans March 1997 - May 1998
Van Kampen Funds 1992 - 1997
Skills
Retirement, 401k, Retirement Planning, Series 63, Qualified Retirement..., Series 6, Retirement Plan..., Defined Benefit, Profit Sharing, AIF, Defined Contribution, ERISA, Financial Services, Pensions
Education
Stephen F. Austin State University 1985 — 1989
Bachelor of Business Administration, Marketing
Andy Grillo Andy Grillo's Smith Barney Experience May 1995 - December 2009
Job President & COO at Lebenthal Wealth Advisors
Industry Financial Services
Experience
Lebenthal Wealth Advisors October 2013 - Present
EF Hutton Securities September 2012 - October 2013
MADISONLee Group January 2010 - September 2012
Smith Barney May 1995 - December 2009
Skills
Series 7, Series 63, Financial Analysis, Wealth Management, Alternative Investments, Series 65, Retirement Planning, Strategic Financial..., Financial Modeling, Asset Allocation, Business Performance..., Investment Management, Investment Strategies, Investment Advisory, Mutual Funds, Investments, Asset Management, Leadership, Logistics, Securities, Strategic Leadership, Thought Leadership, Financial Planning, Hedge Funds
Education
Syracuse University
Bachelor's Degree, BA; Psychology, Business
Lebenthal Wealth Advisors October 2013 - Present
EF Hutton Securities September 2012 - October 2013
MADISONLee Group January 2010 - September 2012
Smith Barney May 1995 - December 2009
Skills
Series 7, Series 63, Financial Analysis, Wealth Management, Alternative Investments, Series 65, Retirement Planning, Strategic Financial..., Financial Modeling, Asset Allocation, Business Performance..., Investment Management, Investment Strategies, Investment Advisory, Mutual Funds, Investments, Asset Management, Leadership, Logistics, Securities, Strategic Leadership, Thought Leadership, Financial Planning, Hedge Funds
Education
Syracuse University
Bachelor's Degree, BA; Psychology, Business
Andre Goddard Andre Goddard's Smith Barney Experience January 2000 - March 2009
Job Vice PresidentInvestments at Wells Fargo Advisors,LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney January 2000 - March 2009
Buckman-Mitchell, Inc. December 1994 - January 2000
Skills
Securities, Series 7, Retirement Planning, 401k, Investment Strategies, Insurance, Investments, Management, Retirement, Estate Planning, Fixed Annuities, Financial Services, Small Business, Finance, Wealth Management, Customer Service, Mutual Funds, Financial Planning, Financial Analysis, Portfolio Management, Financial Advisory, Team Building, Life Insurance, Asset Management
Education
Southwest Texas State University 1976 — 1979
Bachelor of Science (B.S.), Criminal Justice/Law Enforcement Administration
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney January 2000 - March 2009
Buckman-Mitchell, Inc. December 1994 - January 2000
Skills
Securities, Series 7, Retirement Planning, 401k, Investment Strategies, Insurance, Investments, Management, Retirement, Estate Planning, Fixed Annuities, Financial Services, Small Business, Finance, Wealth Management, Customer Service, Mutual Funds, Financial Planning, Financial Analysis, Portfolio Management, Financial Advisory, Team Building, Life Insurance, Asset Management
Education
Southwest Texas State University 1976 — 1979
Bachelor of Science (B.S.), Criminal Justice/Law Enforcement Administration
John C. Campeau Jr.'s Smith Barney Experience December 1989 - May 2008
Job Senior Vice President Wealth Management at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc May 2008 - Present
Smith Barney December 1989 - May 2008
E. F. Hutton January 1987 - December 1989
Education
Susquehanna University 1981 — 1985
Bachelor of Science (B.S.), Economics
UBS Financial Services, Inc May 2008 - Present
Smith Barney December 1989 - May 2008
E. F. Hutton January 1987 - December 1989
Education
Susquehanna University 1981 — 1985
Bachelor of Science (B.S.), Economics
Robin (Lieberman) Lane, CFA's Smith Barney Experience December 1993 - August 1998
Job Marketing Manager at Copeland Capital
Industry Investment Management
Experience
Copeland Capital January 2014 - Present
Clark Capital Management Group August 2010 - December 2013
Global Capital Management March 2007 - August 2010
Lockwood Advisors, Inc. September 1998 - March 2007
Smith Barney December 1993 - August 1998
Education
Temple University - Fox School of Business and Management 1996 — 2000
MBA
Washington University in St. Louis 1989 — 1993
BA
Lower Merion High School 1985 — 1989
Copeland Capital January 2014 - Present
Clark Capital Management Group August 2010 - December 2013
Global Capital Management March 2007 - August 2010
Lockwood Advisors, Inc. September 1998 - March 2007
Smith Barney December 1993 - August 1998
Education
Temple University - Fox School of Business and Management 1996 — 2000
MBA
Washington University in St. Louis 1989 — 1993
BA
Lower Merion High School 1985 — 1989
James Dornan James Dornan's Smith Barney Experience December 1992 - May 2010
Job Senior Vice President / Regional Manager at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott October 2011 - Present
Smith Barney December 1992 - May 2010
Skills
Financial Management..., Asset Allocation, Alternative Investments, Investments, Management, Mutual Funds, Portfolio Management, Investment Management, Retirement Planning, Securities, Series 63, Series 7, Wealth Management, Wealth Management..., Financial Services, Financial Advisory, Finance
Education
Temple University - Fox School of Business and Management
Bachelor of Business Administration (BBA), Finance, General
Janney Montgomery Scott October 2011 - Present
Smith Barney December 1992 - May 2010
Skills
Financial Management..., Asset Allocation, Alternative Investments, Investments, Management, Mutual Funds, Portfolio Management, Investment Management, Retirement Planning, Securities, Series 63, Series 7, Wealth Management, Wealth Management..., Financial Services, Financial Advisory, Finance
Education
Temple University - Fox School of Business and Management
Bachelor of Business Administration (BBA), Finance, General
Kristin Kolinofsky Kristin Kolinofsky's Smith Barney Experience August 2007 - January 2009
Job Wealth Associate
Industry Financial Services
Experience
Morgan Stanley December 2012 - January 2015
UBS January 2009 - May 2011
Smith Barney August 2007 - January 2009
Southwest Securities 2006 - 2007
Education
Texas Woman's University 2004 — 2006
Bachelors, Education
Texas Tech University 2000 — 2004
Newman Smith Highschool 1996 — 2000
Morgan Stanley December 2012 - January 2015
UBS January 2009 - May 2011
Smith Barney August 2007 - January 2009
Southwest Securities 2006 - 2007
Education
Texas Woman's University 2004 — 2006
Bachelors, Education
Texas Tech University 2000 — 2004
Newman Smith Highschool 1996 — 2000
Joseph DiBartolo Joseph DiBartolo's Smith Barney Experience January 1987 - December 1996
Job Director at Alaric Compliance Services, LLC / Chief Compliance Officer / Consultant
Industry Financial Services
Experience
Alaric Compliance Services, LLC March 2009 - Present
Bear Stearns Asset Management, Inc. / Bear Stearns & Co. Inc. June 2001 - January 2009
PIMCO Advisers, LP November 1999 - May 2001
HSBC Asset Management Americas, Inc. January 1997 - July 1999
Smith Barney January 1987 - December 1996
European American Bank October 1986 - December 1987
Skills
Hedge Funds, Investment Advisory, Asset Management, Investments, Equities, Asset Managment, Investment Management, Private Equity, Fixed Income, SEC, Series 24, FINRA, AML, Alternative Investments, Securities, Financial Advisory, Fund Of Funds, Commodity, Mutual Funds, Capital Markets, Financial Services, Securities Regulation, Series 63, Series 7, Anti Money Laundering
Education
Syracuse University 1981 — 1985
B.S., Accounting
Alaric Compliance Services, LLC March 2009 - Present
Bear Stearns Asset Management, Inc. / Bear Stearns & Co. Inc. June 2001 - January 2009
PIMCO Advisers, LP November 1999 - May 2001
HSBC Asset Management Americas, Inc. January 1997 - July 1999
Smith Barney January 1987 - December 1996
European American Bank October 1986 - December 1987
Skills
Hedge Funds, Investment Advisory, Asset Management, Investments, Equities, Asset Managment, Investment Management, Private Equity, Fixed Income, SEC, Series 24, FINRA, AML, Alternative Investments, Securities, Financial Advisory, Fund Of Funds, Commodity, Mutual Funds, Capital Markets, Financial Services, Securities Regulation, Series 63, Series 7, Anti Money Laundering
Education
Syracuse University 1981 — 1985
B.S., Accounting
Brad Levy Brad Levy's Smith Barney Experience June 2003 - July 2003
Job Associate at Winstead PC
Industry Law Practice
Experience
Winstead PC September 2012 - Present
Jones Day September 2008 - August 2012
Jones Day July 2007 - August 2007
Haynes and Boone, LLP May 2007 - June 2007
Davis & Wilkerson, P.C. July 2004 - July 2005
Smith Barney June 2003 - July 2003
Skills
Legal Research, Legal Writing, Corporate Law, Corporate Governance, Mergers, Acquisitions, Legal Advice, Joint Ventures, Mergers & Acquisitions
Education
Texas Tech University - Rawls College of Business 2006 — 2008
MBA, General Business
Texas Tech University School of Law 2005 — 2008
JD, Law
The University of Texas at Austin - Red McCombs School of Business 2000 — 2004
BBA, Finance, English
Jesuit High School 1995 — 2000
Winstead PC September 2012 - Present
Jones Day September 2008 - August 2012
Jones Day July 2007 - August 2007
Haynes and Boone, LLP May 2007 - June 2007
Davis & Wilkerson, P.C. July 2004 - July 2005
Smith Barney June 2003 - July 2003
Skills
Legal Research, Legal Writing, Corporate Law, Corporate Governance, Mergers, Acquisitions, Legal Advice, Joint Ventures, Mergers & Acquisitions
Education
Texas Tech University - Rawls College of Business 2006 — 2008
MBA, General Business
Texas Tech University School of Law 2005 — 2008
JD, Law
The University of Texas at Austin - Red McCombs School of Business 2000 — 2004
BBA, Finance, English
Jesuit High School 1995 — 2000
Eric Powers Eric Powers's Smith Barney Experience February 2006 - December 2007
Job Director of Finance at Intelitrac
Industry Information Technology and Services
Experience
Intelitrac July 2009 - Present
Bellator Group, Inc. May 2007 - Present
Rawls College of Business at Texas Tech University July 2009 - January 2011
Wells Fargo Bank July 2008 - July 2009
Wells Fargo Bank January 2008 - July 2008
Smith Barney February 2006 - December 2007
Skills
Leadership, Government, Program Management, Security Clearance, Finance, Entrepreneurship, Analysis, Government Contracting, DoD, Defense, Financial Analysis, Microsoft Office, Risk Management, Executive Management, Portfolio Management, Customer Service, PowerPoint, Budgets
Education
Texas Tech University - Rawls College of Business 2004 — 2005
MBA, Management/Leadership
Texas Tech University - Rawls College of Business 2001 — 2003
Bachelor, Finance
Intelitrac July 2009 - Present
Bellator Group, Inc. May 2007 - Present
Rawls College of Business at Texas Tech University July 2009 - January 2011
Wells Fargo Bank July 2008 - July 2009
Wells Fargo Bank January 2008 - July 2008
Smith Barney February 2006 - December 2007
Skills
Leadership, Government, Program Management, Security Clearance, Finance, Entrepreneurship, Analysis, Government Contracting, DoD, Defense, Financial Analysis, Microsoft Office, Risk Management, Executive Management, Portfolio Management, Customer Service, PowerPoint, Budgets
Education
Texas Tech University - Rawls College of Business 2004 — 2005
MBA, Management/Leadership
Texas Tech University - Rawls College of Business 2001 — 2003
Bachelor, Finance
David Fretz David Fretz's Smith Barney Experience Owner/AttorneyLaw Office of David E. FretzNovember 1998 - October 2006
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney Owner/AttorneyLaw Office of David E. FretzNovember 1998 - October 2006
Education
SUNY Buffalo Law School 1985 — 1988
Smith Barney Owner/AttorneyLaw Office of David E. FretzNovember 1998 - October 2006
Education
SUNY Buffalo Law School 1985 — 1988
Jason Mills Jason Mills's Smith Barney Experience July 2003 - January 2005
Job Director of Big Data Technology & Analytics at JPMorgan Chase
Industry Information Technology and Services
Experience
JPMorgan Chase January 2014 - Present
JP Morgan Chase July 2012 - January 2014
JPMorgan Chase 2010 - 2012
JPMorgan Chase July 2007 - June 2010
BLISTS, Inc. January 2006 - June 2009
Citigroup January 2005 - January 2006
Smith Barney July 2003 - January 2005
Citigroup January 2000 - July 2003
Citibank August 1998 - January 2000
Skills
Mobile, Mobile Applications, iPhone development, Innovation Consulting, Emerging Technologies, Cloud Computing, Xcode, Virtualization..., Mobile Product..., Mobile Consulting, Mobile Strategy, iOS development, Mobile Devices, Program Management, Virtualization, Enterprise Software, Entrepreneurship, IT Management, IT Service Management, IT Strategy, Strategy, Start-ups, ITIL, Security, Management, Telecommunications, Solution Selling, Networking, Risk Management, Business Strategy, Vendor Management, Business Intelligence, Leadership
Education
Syracuse University 1995 — 1996
MS, Technology
Syracuse University 1991 — 1995
BS, Information Studies
INROADS 1991 — 1995
Iona Prep 1987 — 1991
HS
JPMorgan Chase January 2014 - Present
JP Morgan Chase July 2012 - January 2014
JPMorgan Chase 2010 - 2012
JPMorgan Chase July 2007 - June 2010
BLISTS, Inc. January 2006 - June 2009
Citigroup January 2005 - January 2006
Smith Barney July 2003 - January 2005
Citigroup January 2000 - July 2003
Citibank August 1998 - January 2000
Skills
Mobile, Mobile Applications, iPhone development, Innovation Consulting, Emerging Technologies, Cloud Computing, Xcode, Virtualization..., Mobile Product..., Mobile Consulting, Mobile Strategy, iOS development, Mobile Devices, Program Management, Virtualization, Enterprise Software, Entrepreneurship, IT Management, IT Service Management, IT Strategy, Strategy, Start-ups, ITIL, Security, Management, Telecommunications, Solution Selling, Networking, Risk Management, Business Strategy, Vendor Management, Business Intelligence, Leadership
Education
Syracuse University 1995 — 1996
MS, Technology
Syracuse University 1991 — 1995
BS, Information Studies
INROADS 1991 — 1995
Iona Prep 1987 — 1991
HS
Karen Dongvort's Smith Barney Experience September 1990 - October 2007
Job CLIENT SERVICE SPECIALIST at TDAMERITRADE
Industry Financial Services
Experience
TDAMERITRADE September 2014 - Present
Kings Park Jewish Center May 2009 - Present
JPMorgan Securities October 2007 - September 2014
Smith Barney September 1990 - October 2007
Skills
Series 7, Series 63, Banking, Retirement Planning, Fixed Annuities, Series 66
Education
SUNY Empire State College 2008 — 2012
Associate's degree, Business Administration, Management and Operations
TDAMERITRADE September 2014 - Present
Kings Park Jewish Center May 2009 - Present
JPMorgan Securities October 2007 - September 2014
Smith Barney September 1990 - October 2007
Skills
Series 7, Series 63, Banking, Retirement Planning, Fixed Annuities, Series 66
Education
SUNY Empire State College 2008 — 2012
Associate's degree, Business Administration, Management and Operations
James Gorman's Smith Barney Experience January 1995 - March 1996
Job Senior Networking Professional
Industry Telecommunications
Experience
Morgan Stanley / Iris Software March 2014 - October 2014
Credit Suisse / British Telecom August 2006 - April 2013
Credit Suisse April 1997 - September 2001
Citicorp January 1996 - March 1997
Smith Barney January 1995 - March 1996
JP Morgan January 1989 - January 1995
Skills
Cisco Technologies, Networking, Routing, Network Engineering, IT Management, Requirements Analysis, IT Strategy, Integration, Infrastructure, Vendor Management, Senior Technical Support, Operations Management, Project Management, Quality Assurance, Process Enhancements, Network Management, Solution Architecture, Technical Planning, Change Tracking Systems, Leadership, Communication Skills, Partnership Building, Customer Service, Goal Setting, Data Center, Network Administration
Education
Stony Brook University
Computer Science
Morgan Stanley / Iris Software March 2014 - October 2014
Credit Suisse / British Telecom August 2006 - April 2013
Credit Suisse April 1997 - September 2001
Citicorp January 1996 - March 1997
Smith Barney January 1995 - March 1996
JP Morgan January 1989 - January 1995
Skills
Cisco Technologies, Networking, Routing, Network Engineering, IT Management, Requirements Analysis, IT Strategy, Integration, Infrastructure, Vendor Management, Senior Technical Support, Operations Management, Project Management, Quality Assurance, Process Enhancements, Network Management, Solution Architecture, Technical Planning, Change Tracking Systems, Leadership, Communication Skills, Partnership Building, Customer Service, Goal Setting, Data Center, Network Administration
Education
Stony Brook University
Computer Science
Elisa Hahn's Smith Barney Experience 2000 - 2004
Job Senior Internal Auditor at Investors Bank & Trust and Student at Suffolk University Sawyer School of Management
Industry Financial Services
Experience
Investors Bank & Trust January 2006 - Present
Investors Bank & Trust September 2004 - January 2006
smith barney 2000 - 2004
smith barney 2000 - 2004
smith barney 2000 - 2004
Smith Barney September 2000 - May 2002
Education
Suffolk University - Sawyer Business School 2002 — 2004
Investors Bank & Trust January 2006 - Present
Investors Bank & Trust September 2004 - January 2006
smith barney 2000 - 2004
smith barney 2000 - 2004
smith barney 2000 - 2004
Smith Barney September 2000 - May 2002
Education
Suffolk University - Sawyer Business School 2002 — 2004
Jeff Fries's Smith Barney Experience 1991 - 1997
Job VP at State Street Corp
Industry Financial Services
Experience
State Street Corp June 2001 - Present
SEI 1997 - 2001
Smith Barney 1991 - 1997
CPI Pension Services 1982 - 1990
Skills
Fund Accounting, Fixed Income, Equities, Securities, Derivatives, Middle Office, Mutual Funds, Financial Services, Asset Managment, Back Office, Hedge Funds, Corporate Actions, Business Analysis
Education
Temple University 1978 — 1982
Bachelor of Science (BS), Business Administration and Management, General
Spring-Ford High School 1975 — 1978
State Street Corp June 2001 - Present
SEI 1997 - 2001
Smith Barney 1991 - 1997
CPI Pension Services 1982 - 1990
Skills
Fund Accounting, Fixed Income, Equities, Securities, Derivatives, Middle Office, Mutual Funds, Financial Services, Asset Managment, Back Office, Hedge Funds, Corporate Actions, Business Analysis
Education
Temple University 1978 — 1982
Bachelor of Science (BS), Business Administration and Management, General
Spring-Ford High School 1975 — 1978
Christian Jeri's Smith Barney Experience 2004 - 2005
Job Senior Risk Analyst at Fidelity
Industry Financial Services
Experience
Fidelity January 2007 - Present
Bank of America 2005 - 2006
JPMorgan Chase 2005 - 2005
Smith Barney 2004 - 2005
Education
Suffolk University - Sawyer Business School 2003 — 2005
Universidad del Pacífico (PE) 1991 — 1997
Fidelity January 2007 - Present
Bank of America 2005 - 2006
JPMorgan Chase 2005 - 2005
Smith Barney 2004 - 2005
Education
Suffolk University - Sawyer Business School 2003 — 2005
Universidad del Pacífico (PE) 1991 — 1997
Lois Delspechio's Smith Barney Experience March 1990 - February 2000
Job Sr Client Service Associate at UBS
Industry Financial Services
Experience
UBS February 2000 - Present
AF Investments January 1998 - February 2000
Smith Barney March 1990 - February 2000
Skills
Fixed Income, Investments, Troubleshooting, Series 7, Financial Services, Bloomberg, Mutual Funds, Wealth Management, Securities, Equities, Series 63
Education
Temple University 2010 — 2011
License, Real Estate Sales Person
Camden County 1985 — 1987
UBS February 2000 - Present
AF Investments January 1998 - February 2000
Smith Barney March 1990 - February 2000
Skills
Fixed Income, Investments, Troubleshooting, Series 7, Financial Services, Bloomberg, Mutual Funds, Wealth Management, Securities, Equities, Series 63
Education
Temple University 2010 — 2011
License, Real Estate Sales Person
Camden County 1985 — 1987
Barbara Hamilton-Sustad's Smith Barney Experience August 1997 - May 2005
Job Account Director at Nemer Fieger
Industry Consumer Goods
Experience
Nemer Fieger March 2013 - Present
KPMG January 2011 - September 2012
BahaSu November 2007 - February 2011
Deluxe June 2006 - September 2007
Smith Barney August 1997 - May 2005
Pepsi-Cola Company December 1989 - August 1997
Pepsi-Cola January 1989 - August 1997
Skills
Marketing Strategy, Strategic Planning, Business Strategy, Cross-functional Team..., New Business Development, Management Consulting, Competitive Analysis, Marketing, Business Development, Financial Services, Social Media Marketing, Marketing Communications, Project Management, Product Management, Strategy, Analytics, Marketing Management, Leadership, Product Marketing, Management, Program Management, Sales
Education
University of Minnesota - Carlson School of Management 1994 — 1996
MBA
Syracuse University
BS, ChE
Nemer Fieger March 2013 - Present
KPMG January 2011 - September 2012
BahaSu November 2007 - February 2011
Deluxe June 2006 - September 2007
Smith Barney August 1997 - May 2005
Pepsi-Cola Company December 1989 - August 1997
Pepsi-Cola January 1989 - August 1997
Skills
Marketing Strategy, Strategic Planning, Business Strategy, Cross-functional Team..., New Business Development, Management Consulting, Competitive Analysis, Marketing, Business Development, Financial Services, Social Media Marketing, Marketing Communications, Project Management, Product Management, Strategy, Analytics, Marketing Management, Leadership, Product Marketing, Management, Program Management, Sales
Education
University of Minnesota - Carlson School of Management 1994 — 1996
MBA
Syracuse University
BS, ChE
Louis Taravella's Smith Barney Experience 1986 - 1998
Job Sr. Data Sales Executive at AT&T
Industry Telecommunications
Experience
AT&T December 1998 - Present
Shearson Lehman Brothers 1986 - 1998
Smith Barney 1986 - 1998
Skills
Managed Services, Telecommunications, VoIP, Solution Selling, Unified Communications, Vendor Management, WAN, Disaster Recovery, Data Center, MPLS, Cloud Computing, Network Design, Networking, Network Architecture, Cisco Technologies, Call Centers
Education
State University of New York College at Oswego 1980 — 1984
Bachelor of Arts (BA), Economics
State University of New York College at Oswego 1980 — 1984
Bachelor of Arts (BA), Economics
AT&T December 1998 - Present
Shearson Lehman Brothers 1986 - 1998
Smith Barney 1986 - 1998
Skills
Managed Services, Telecommunications, VoIP, Solution Selling, Unified Communications, Vendor Management, WAN, Disaster Recovery, Data Center, MPLS, Cloud Computing, Network Design, Networking, Network Architecture, Cisco Technologies, Call Centers
Education
State University of New York College at Oswego 1980 — 1984
Bachelor of Arts (BA), Economics
State University of New York College at Oswego 1980 — 1984
Bachelor of Arts (BA), Economics
Laura Henriques's Smith Barney Experience Summer AnalystGoldman Sachs1997 - 2000
Job Registered Associate at Smith Barney
Industry Financial Services
Experience
Smith Barney Summer AnalystGoldman Sachs1997 - 2000
Education
Stony Brook University 1998 — 2001
Smith Barney Summer AnalystGoldman Sachs1997 - 2000
Education
Stony Brook University 1998 — 2001
Audra Stasney Kerr's Smith Barney Experience sales representativepfizer1991 - 1994
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney sales representativepfizer1991 - 1994
Education
Texas A&M University 1986 — 1990
Smith Barney sales representativepfizer1991 - 1994
Education
Texas A&M University 1986 — 1990
Frank Collado's Smith Barney Experience November 2002 - July 2003
Job Vice President Senior Investment Consultant
Industry Investment Management
Experience
Mercantil Commercebank Investment Services April 2007 - Present
Citibank N.A May 2004 - March 2007
American Express July 2003 - April 2004
Smith Barney November 2002 - July 2003
Nathan and Lewis Securities September 1997 - November 2002
Education
State University of New York College at Oswego 1993 — 1997
Bachelor of Arts (B.A.), Business/Corporate Communications
University of Miami
Mercantil Commercebank Investment Services April 2007 - Present
Citibank N.A May 2004 - March 2007
American Express July 2003 - April 2004
Smith Barney November 2002 - July 2003
Nathan and Lewis Securities September 1997 - November 2002
Education
State University of New York College at Oswego 1993 — 1997
Bachelor of Arts (B.A.), Business/Corporate Communications
University of Miami
gregory baselice's Smith Barney Experience
Job Financial Planning Specialist at Smith Barney
Industry Financial Services
Experience
Smith Barney
Skills
Business Analysis
Education
Temple University - Fox School of Business and Management 1968 — 1972
Smith Barney
Skills
Business Analysis
Education
Temple University - Fox School of Business and Management 1968 — 1972
Laura Petko's Smith Barney Experience 1997 - 2001
Job Corporate Event Planner at Classic Conferences
Industry Events Services
Experience
Classic Conferences, Inc. October 2002 - Present
Smith Barney 1997 - 2001
Skills
Meeting Planning, Event Planning, Event Management, Corporate Events, Trade Shows, Budgets, Coordinating Events, Marketing, Hospitality
Education
Stonehill College 1998 — 2002
Bachelor of Arts (B.A.), Marketing
High School 1994 — 1998
Classic Conferences, Inc. October 2002 - Present
Smith Barney 1997 - 2001
Skills
Meeting Planning, Event Planning, Event Management, Corporate Events, Trade Shows, Budgets, Coordinating Events, Marketing, Hospitality
Education
Stonehill College 1998 — 2002
Bachelor of Arts (B.A.), Marketing
High School 1994 — 1998
Kelly Weaver's Smith Barney Experience 1997 - May 2009
Job Managing Principal at Weaver Wealth Management
Industry Investment Management
Experience
Weaver Wealth Management May 2009 - Present
Smith Barney 1997 - May 2009
Interstate Johnson Lane 1993 - 1997
LC Wegard 1993 - 1993
Skills
Estate Planning, Retirement Planning, Securities, Investments, Asset Management, Financial Advisory, Series 7, Series 24, Series 31, Series 63, Series 65, Wealth Management, Asset Allocation, Investment Advisory, High Net Worth..., Financial Services, Retirement, Portfolio Management, Mutual Funds
Education
Temple University 1988 — 1992
BA, Political Science
Weaver Wealth Management May 2009 - Present
Smith Barney 1997 - May 2009
Interstate Johnson Lane 1993 - 1997
LC Wegard 1993 - 1993
Skills
Estate Planning, Retirement Planning, Securities, Investments, Asset Management, Financial Advisory, Series 7, Series 24, Series 31, Series 63, Series 65, Wealth Management, Asset Allocation, Investment Advisory, High Net Worth..., Financial Services, Retirement, Portfolio Management, Mutual Funds
Education
Temple University 1988 — 1992
BA, Political Science
Stephen Smith, CFA's Smith Barney Experience 1998 - 1999
Job Financial Markets Manager at Massachusetts Municipal Wholesale Electric Company (MMWEC)
Industry Financial Services
Experience
Massachusetts Municipal Wholesale Electric Company (MMWEC) December 2010 - Present
Balance Sheet Solutions, LLC February 2007 - December 2010
Merrill Lynch February 2006 - February 2007
RBC Capital Markets 1999 - 2006
Smith Barney 1998 - 1999
Skills
Power, Energy, Financial Markets, Derivatives, Risk Management, ALM, Fixed Income
Education
State University of New York College at Plattsburgh 1994 — 1998
Economics
Massachusetts Municipal Wholesale Electric Company (MMWEC) December 2010 - Present
Balance Sheet Solutions, LLC February 2007 - December 2010
Merrill Lynch February 2006 - February 2007
RBC Capital Markets 1999 - 2006
Smith Barney 1998 - 1999
Skills
Power, Energy, Financial Markets, Derivatives, Risk Management, ALM, Fixed Income
Education
State University of New York College at Plattsburgh 1994 — 1998
Economics
Trish Zanon's Smith Barney Experience April 2002 - April 2003
Job Client Associate at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management April 2008 - Present
BB of Rochester May 2003 - April 2008
Smith Barney April 2002 - April 2003
Smith Barney 1992 - 2003
Smith Barney April 1992 - April 2002
Education
State University of New York College at Oswego 1987 — 1991
RBC Wealth Management April 2008 - Present
BB of Rochester May 2003 - April 2008
Smith Barney April 2002 - April 2003
Smith Barney 1992 - 2003
Smith Barney April 1992 - April 2002
Education
State University of New York College at Oswego 1987 — 1991
Rene Newman's Smith Barney Experience November 1999 - Present
Job Registered Marketing Associate at Smith Barney
Industry Financial Services
Experience
Smith Barney November 1999 - Present
Morgan Stanley Smith Barney 1999 - Present
Legg Mason November 1999 - February 2006
Education
Texas A&M University-Kingsville 1980 — 1982
BS ChE, Chemical Engineering
Smith Barney November 1999 - Present
Morgan Stanley Smith Barney 1999 - Present
Legg Mason November 1999 - February 2006
Education
Texas A&M University-Kingsville 1980 — 1982
BS ChE, Chemical Engineering
Lisa Ogram's Smith Barney Experience February 2002 - February 2006
Job at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch September 2008 - Present
Smith Barney February 2002 - February 2006
Education
Stetson University 1995 — 1998
Merrill Lynch September 2008 - Present
Smith Barney February 2002 - February 2006
Education
Stetson University 1995 — 1998
Haresh Dashaputra's Smith Barney Experience May 2000 - June 2004
Job V.P Engineering Manager at Citi
Industry Financial Services
Experience
Citi July 2004 - Present
Smith Barney May 2000 - June 2004
Salomon Brothers July 1996 - June 2000
Skills
Vendor Management, IT Management, Virtualization, Disaster Recovery, Integration, Enterprise Architecture, ITIL, IT Strategy, Business Continuity, Cloud Computing IaaS, IaaS, Infrastructure
Education
Stevens Institute of Technology
M.S, Computer Science and Information Systems
Citi July 2004 - Present
Smith Barney May 2000 - June 2004
Salomon Brothers July 1996 - June 2000
Skills
Vendor Management, IT Management, Virtualization, Disaster Recovery, Integration, Enterprise Architecture, ITIL, IT Strategy, Business Continuity, Cloud Computing IaaS, IaaS, Infrastructure
Education
Stevens Institute of Technology
M.S, Computer Science and Information Systems
Taryn Linton's Smith Barney Experience September 1999 - December 2004
Job Administrative Assistant
Industry Executive Office
Experience
Wanderlife Travel March 2014 - April 2015
Yoga Vini March 2013 - February 2014
Snowshoe Contracting March 2008 - January 2013
Projects Abroad October 2007 - November 2007
Morgan Stanley January 2005 - September 2007
Smith Barney September 1999 - December 2004
Skills
Customer Service, Microsoft Office, Management, Project Management, Leadership, International Travel, Travel Planning, Sales, Event Planning
Education
State University of New York College at Oswego 1995 — 1999
BS, Business Administration, 3.25 GPA
Wanderlife Travel March 2014 - April 2015
Yoga Vini March 2013 - February 2014
Snowshoe Contracting March 2008 - January 2013
Projects Abroad October 2007 - November 2007
Morgan Stanley January 2005 - September 2007
Smith Barney September 1999 - December 2004
Skills
Customer Service, Microsoft Office, Management, Project Management, Leadership, International Travel, Travel Planning, Sales, Event Planning
Education
State University of New York College at Oswego 1995 — 1999
BS, Business Administration, 3.25 GPA
Charles Alvarez's Smith Barney Experience January 2002 - January 2006
Job Offering a simple, stepbystep system guaranteed to grow sales and increase team performance | Developed by Brian Tracy
Industry Professional Training & Coaching
Experience
Focal Point September 2012 - Present
Quorum Business Solutions May 2011 - August 2012
UBS FINANCIAL SERVICES January 2008 - May 2011
AG EDWARDS January 2006 - January 2008
SMITH BARNEY January 2002 - January 2006
Enron Energy Services January 2001 - December 2001
AKILI SYSTEMS January 2000 - January 2001
Accenture January 1996 - January 2000
Skills
Leadership, Strategy, Management, Marketing Strategy, Small Business, Business Development, Entrepreneurship, Strategic Planning, Business Process, Email Marketing, New Business Development, Business Strategy, Social Media Marketing, Sales Process, Management Consulting, Team Building, Business Process..., Start-ups, Lead Generation, Customer Service, Budgets, Leadership Development, Business Analysis, Team Leadership, Sales Management, Negotiation, Financial Analysis, Online Marketing, Social Networking, Teaching, Coaching, Research, Software Project..., Operations Management, Natural Gas, Upstream, Pipelines, Business Coaching, Business Development..., Direct Sales, Marketing for Small..., Business Performance..., Business Systems..., Marketing Research, Business Management, Mentoring, Budgeting, Financial Planning, Sales Trainings, Salesforce Training
Education
Texas Tech University 1991 — 1995
Bachelors of Science, Civil Engineering
Texas Tech University 1991 — 1995
Bachelor of Science, Civil Engineering
Focal Point September 2012 - Present
Quorum Business Solutions May 2011 - August 2012
UBS FINANCIAL SERVICES January 2008 - May 2011
AG EDWARDS January 2006 - January 2008
SMITH BARNEY January 2002 - January 2006
Enron Energy Services January 2001 - December 2001
AKILI SYSTEMS January 2000 - January 2001
Accenture January 1996 - January 2000
Skills
Leadership, Strategy, Management, Marketing Strategy, Small Business, Business Development, Entrepreneurship, Strategic Planning, Business Process, Email Marketing, New Business Development, Business Strategy, Social Media Marketing, Sales Process, Management Consulting, Team Building, Business Process..., Start-ups, Lead Generation, Customer Service, Budgets, Leadership Development, Business Analysis, Team Leadership, Sales Management, Negotiation, Financial Analysis, Online Marketing, Social Networking, Teaching, Coaching, Research, Software Project..., Operations Management, Natural Gas, Upstream, Pipelines, Business Coaching, Business Development..., Direct Sales, Marketing for Small..., Business Performance..., Business Systems..., Marketing Research, Business Management, Mentoring, Budgeting, Financial Planning, Sales Trainings, Salesforce Training
Education
Texas Tech University 1991 — 1995
Bachelors of Science, Civil Engineering
Texas Tech University 1991 — 1995
Bachelor of Science, Civil Engineering
Kita Bailey's Smith Barney Experience May 2005 - October 2005
Job IT Administrator at Von Ardenne North America
Industry Information Technology and Services
Experience
Von Ardenne North America August 2014 - Present
Dakkota Integrated Systems January 2013 - Present
ADfilm May 2011 - May 2012
Wayne State University August 2010 - May 2011
KUKA Toledo Production Operations October 2005 - August 2010
The Guidance Center, Southgate, MI June 2005 - October 2005
Smith Barney May 2005 - October 2005
Conagra Foods and BP Oil Co. November 2004 - October 2005
BP Oil Co November 2004 - October 2005
Tek Systems November 2004 - October 2005
Skills
Networking, IT Management, SAP, Software Installation, Leadership, Management, Automotive, Manufacturing, Customer Service, ERP, System Deployment, Vendor Management, Troubleshooting
Education
Wayne State University 1996 — 2011
Bachelor's Degree, Art
Suffolk University 1995 — 1996
Commercial Design
Pine Manor College 1994 — 1995
Commercial Design
University Liggett School 1990 — 1994
HS Diploma, completed all requirements
Von Ardenne North America August 2014 - Present
Dakkota Integrated Systems January 2013 - Present
ADfilm May 2011 - May 2012
Wayne State University August 2010 - May 2011
KUKA Toledo Production Operations October 2005 - August 2010
The Guidance Center, Southgate, MI June 2005 - October 2005
Smith Barney May 2005 - October 2005
Conagra Foods and BP Oil Co. November 2004 - October 2005
BP Oil Co November 2004 - October 2005
Tek Systems November 2004 - October 2005
Skills
Networking, IT Management, SAP, Software Installation, Leadership, Management, Automotive, Manufacturing, Customer Service, ERP, System Deployment, Vendor Management, Troubleshooting
Education
Wayne State University 1996 — 2011
Bachelor's Degree, Art
Suffolk University 1995 — 1996
Commercial Design
Pine Manor College 1994 — 1995
Commercial Design
University Liggett School 1990 — 1994
HS Diploma, completed all requirements
Christopher Mattina's Smith Barney Experience May 2007 - September 2008
Job Private Client Banker at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase & Co. December 2014 - Present
Wells Fargo April 2013 - December 2014
JPMorgan Chase November 2009 - April 2013
Bank of America September 2008 - March 2009
Smith Barney May 2007 - September 2008
TD Ameritrade February 2006 - April 2007
Ameriprise Financial May 2004 - February 2006
Skills
Series 7, Series 63, Banking, Financial Services
Education
Stony Brook University 2000 — 2005
B.A, Economics
JPMorgan Chase & Co. December 2014 - Present
Wells Fargo April 2013 - December 2014
JPMorgan Chase November 2009 - April 2013
Bank of America September 2008 - March 2009
Smith Barney May 2007 - September 2008
TD Ameritrade February 2006 - April 2007
Ameriprise Financial May 2004 - February 2006
Skills
Series 7, Series 63, Banking, Financial Services
Education
Stony Brook University 2000 — 2005
B.A, Economics
John Rex Hewitt's Smith Barney Experience January 1994 - February 2007
Job CEO Mazeray
Industry Investment Management
Experience
Mazeray January 2011 - Present
Limit Up Capital October 2009 - Present
UBS February 2007 - February 2009
UBS Wealth Management February 2007 - February 2009
Smith Barney January 1994 - February 2007
Petrogas January 1990 - January 1994
Skills
Trading, Commodity, Alternative Investments, Mutual Funds, Investments, Hedging, Commodity Markets, Energy, Financial Risk, Structured Products, Valuation, Mergers & Acquisitions, Asset Management, Portfolio Management, Strategy, New Business Development, Analysis, Marketing Strategy, Leadership, Marketing, Entrepreneurship, Sales Management, Options, Management, Finance
Education
Texas A&M University 1985 — 1990
BS, Economics and Finance
Mazeray January 2011 - Present
Limit Up Capital October 2009 - Present
UBS February 2007 - February 2009
UBS Wealth Management February 2007 - February 2009
Smith Barney January 1994 - February 2007
Petrogas January 1990 - January 1994
Skills
Trading, Commodity, Alternative Investments, Mutual Funds, Investments, Hedging, Commodity Markets, Energy, Financial Risk, Structured Products, Valuation, Mergers & Acquisitions, Asset Management, Portfolio Management, Strategy, New Business Development, Analysis, Marketing Strategy, Leadership, Marketing, Entrepreneurship, Sales Management, Options, Management, Finance
Education
Texas A&M University 1985 — 1990
BS, Economics and Finance
Bill Devine's Smith Barney Experience 1994 - 2007
Job Administrative Manager, Merrill Lynch
Industry Investment Management
Experience
Merrill Lynch May 2015 - Present
Barclays April 2011 - Present
UBS Financial 2008 - 2011
Smith Barney 1994 - 2007
Skills
System Administration, Financial Advisory, Series 7, Asset Management, Retirement, Financial Services, Investments, Leadership, Due Diligence, Investment Advisory, Management, Options, Finance, Series 65, Series 63, Fixed Income, Training, Strategic Financial..., Financial Analysis, Asset Allocation, Fixed Annuities, Estate Planning, Hedge Funds, Relationship Management, Insurance, Executive Management
Education
Susquehanna University 1977 — 1981
BA, Political Science
Livingston High 1974 — 1977
Merrill Lynch May 2015 - Present
Barclays April 2011 - Present
UBS Financial 2008 - 2011
Smith Barney 1994 - 2007
Skills
System Administration, Financial Advisory, Series 7, Asset Management, Retirement, Financial Services, Investments, Leadership, Due Diligence, Investment Advisory, Management, Options, Finance, Series 65, Series 63, Fixed Income, Training, Strategic Financial..., Financial Analysis, Asset Allocation, Fixed Annuities, Estate Planning, Hedge Funds, Relationship Management, Insurance, Executive Management
Education
Susquehanna University 1977 — 1981
BA, Political Science
Livingston High 1974 — 1977
Frank Galdieri's Smith Barney Experience 2000 - 2004
Job National Business Development Officer at Park Avenue Securities
Industry Financial Services
Experience
Park Avenue Securities August 2014 - Present
Morgan Stanley Wealth Management April 2011 - August 2014
Capital Guardian, LLC January 2010 - 2011
UBSFinancial Services, Inc 2006 - 2009
UBS Financial Services, Inc. 2004 - 2006
Smith Barney 2000 - 2004
Smith Barney 1998 - 2000
Smith Barney 1998 - 2000
Merrill Lynch 1993 - 1998
Skills
Series 7, Wealth Management, Investments, Portfolio Management, Strategic Financial..., Series 63, Asset Managment, Alternative Investments, Equities, Mutual Funds, Asset Allocation, Financial Analysis, Business Development, Financial Advisory, Entrepreneurship, Strategy, Asset Management, Coaching, Investment Advisory, Mergers & Acquisitions, Financial Services, Hedge Funds, Leadership, Finance, Strategic Partnerships, Business Planning, Management, Executive Management
Education
Susquehanna University 1984 — 1988
BA, Economics
Delbarton School
Park Avenue Securities August 2014 - Present
Morgan Stanley Wealth Management April 2011 - August 2014
Capital Guardian, LLC January 2010 - 2011
UBSFinancial Services, Inc 2006 - 2009
UBS Financial Services, Inc. 2004 - 2006
Smith Barney 2000 - 2004
Smith Barney 1998 - 2000
Smith Barney 1998 - 2000
Merrill Lynch 1993 - 1998
Skills
Series 7, Wealth Management, Investments, Portfolio Management, Strategic Financial..., Series 63, Asset Managment, Alternative Investments, Equities, Mutual Funds, Asset Allocation, Financial Analysis, Business Development, Financial Advisory, Entrepreneurship, Strategy, Asset Management, Coaching, Investment Advisory, Mergers & Acquisitions, Financial Services, Hedge Funds, Leadership, Finance, Strategic Partnerships, Business Planning, Management, Executive Management
Education
Susquehanna University 1984 — 1988
BA, Economics
Delbarton School
Kenny Gossett's Smith Barney Experience May 1994 - February 1995
Job Director, Relationship Manager at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments November 2001 - Present
Fidelity Investments December 1999 - November 2001
Fidelity Investments October 1997 - December 1999
Fidelity Investments May 1997 - October 1997
Fidelity Investments March 1996 - May 1997
Smith Barney May 1994 - February 1995
NationsBanc Mortgage January 1993 - March 1994
NationsBanc Mortgage August 1991 - January 1993
Skills
FINRA, Series 7, Series 63, Series 65, Retirement, Retirement Planning, Investments, Mutual Funds, Asset Allocation, Financial Services, Insurance, Sales, Team Leadership, Supervisory Experience, Mortgage Servicing
Education
Texas A&M University 1987 — 1991
B.S., Political Science
Fidelity Investments November 2001 - Present
Fidelity Investments December 1999 - November 2001
Fidelity Investments October 1997 - December 1999
Fidelity Investments May 1997 - October 1997
Fidelity Investments March 1996 - May 1997
Smith Barney May 1994 - February 1995
NationsBanc Mortgage January 1993 - March 1994
NationsBanc Mortgage August 1991 - January 1993
Skills
FINRA, Series 7, Series 63, Series 65, Retirement, Retirement Planning, Investments, Mutual Funds, Asset Allocation, Financial Services, Insurance, Sales, Team Leadership, Supervisory Experience, Mortgage Servicing
Education
Texas A&M University 1987 — 1991
B.S., Political Science
James W. Maguire's Smith Barney Experience January 2008 - December 2013
Job Senior Sales Trader at ABG Services/ICD Securities
Industry Investment Management
Experience
ICD Securities Inc January 2014 - Present
Abg Services, Inc. January 2014 - Present
Smith Barney January 2008 - December 2013
HSBC Retail Banking and Wealth Management January 2005 - December 2007
Citi January 2001 - December 2004
Citi January 1991 - December 2000
First Albany Corp. June 1989 - December 1990
Skills
Wealth Management, Series 7, Mutual Funds, Investments, Portfolio Management, Securities, Equities, Risk Management, Capital Markets, Trading Strategies, Investment Strategies, Interest Rates, Finance, Strategic Planning, Financial Analysis, Risk Modeling, Fixed Income, Core Banking, Economics, Macroeconomics, Global Economics, Interest Rate Risk..., Interest Rate Hedging, Capital Markets Analysis, Capital Markets Advisory, Credit, Trading, Investment Advisory, International Economics, Balance Sheet, Asset Allocation, Financial Services, Retail Banking, Team Leadership, Economic Research, Operational Planning, Economic Development, Financial Risk, Equity Capital Markets, Financial Markets, Sales Management, Public Speaking, Business Development, Institutional
Education
Stony Brook University
Bachelor of Arts (B.A.), Economics
ICD Securities Inc January 2014 - Present
Abg Services, Inc. January 2014 - Present
Smith Barney January 2008 - December 2013
HSBC Retail Banking and Wealth Management January 2005 - December 2007
Citi January 2001 - December 2004
Citi January 1991 - December 2000
First Albany Corp. June 1989 - December 1990
Skills
Wealth Management, Series 7, Mutual Funds, Investments, Portfolio Management, Securities, Equities, Risk Management, Capital Markets, Trading Strategies, Investment Strategies, Interest Rates, Finance, Strategic Planning, Financial Analysis, Risk Modeling, Fixed Income, Core Banking, Economics, Macroeconomics, Global Economics, Interest Rate Risk..., Interest Rate Hedging, Capital Markets Analysis, Capital Markets Advisory, Credit, Trading, Investment Advisory, International Economics, Balance Sheet, Asset Allocation, Financial Services, Retail Banking, Team Leadership, Economic Research, Operational Planning, Economic Development, Financial Risk, Equity Capital Markets, Financial Markets, Sales Management, Public Speaking, Business Development, Institutional
Education
Stony Brook University
Bachelor of Arts (B.A.), Economics
jennifer philips's Smith Barney Experience January 1990 - Present
Job Senior Finanvial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney January 1990 - Present
Education
SUNY Polytechnic Institute 1980 — 1984
BA, Economics
Smith Barney January 1990 - Present
Education
SUNY Polytechnic Institute 1980 — 1984
BA, Economics
Arthur (Art) Sullivan's Smith Barney Experience January 1996 - January 2007
Job Regional Advisory Consultant at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. December 2013 - Present
Lincoln Financial Distributors September 2008 - October 2013
Smith Barney January 1996 - January 2007
Skills
Series 63, Series 7, Mutual Funds, Retirement Planning, Wealth Management, Fixed Annuities, Retirement, FINRA, Asset Allocation, Investments, Alternative Investments, Series 65
Education
Texas A&M University
Advisors Asset Management, Inc. December 2013 - Present
Lincoln Financial Distributors September 2008 - October 2013
Smith Barney January 1996 - January 2007
Skills
Series 63, Series 7, Mutual Funds, Retirement Planning, Wealth Management, Fixed Annuities, Retirement, FINRA, Asset Allocation, Investments, Alternative Investments, Series 65
Education
Texas A&M University
Nancy MacDonald's Smith Barney Experience 1993 - 1998
Job Sr. Vice President, IT Citigroup
Industry Financial Services
Experience
Citi 1998 - Present
Citigroup 1987 - Present
Citicorp 1987 - Present
Smith Barney 1993 - 1998
Shearson Lehman 1987 - 1993
The Chase Manhattan Bank 1984 - 1987
Education
Stevens Institute of Technology 1998 — 2000
M.S., Mgmt Information Systems
Saint John's University 1976 — 1980
B.S., Marketing
Citi 1998 - Present
Citigroup 1987 - Present
Citicorp 1987 - Present
Smith Barney 1993 - 1998
Shearson Lehman 1987 - 1993
The Chase Manhattan Bank 1984 - 1987
Education
Stevens Institute of Technology 1998 — 2000
M.S., Mgmt Information Systems
Saint John's University 1976 — 1980
B.S., Marketing
Richard Gendelman's Smith Barney Experience June 1988 - June 2008
Job Senior Vice President/Senior Portfolio Manager
Industry Financial Services
Experience
UBS Financial Services June 2008 - Present
Smith Barney June 1988 - June 2008
Education
Temple University - James E. Beasley School of Law 1976 — 1979
J.D., Business Law and Taxation
Temple University 1974 — 1976
Bachelor of Business Administration (BBA), Summa Cum Laude, Accounting and Finance
Pennsylvania State University 1972 — 1974
Business/Managerial Economics
UBS Financial Services June 2008 - Present
Smith Barney June 1988 - June 2008
Education
Temple University - James E. Beasley School of Law 1976 — 1979
J.D., Business Law and Taxation
Temple University 1974 — 1976
Bachelor of Business Administration (BBA), Summa Cum Laude, Accounting and Finance
Pennsylvania State University 1972 — 1974
Business/Managerial Economics
Robert Gannon's Smith Barney Experience August 1986 - August 1991
Job Mortgage Backed Securities Trader
Industry Financial Services
Experience
Oppenheimer & Co. January 2014 - Present
Citigroup August 1991 - January 2014
Smith Barney August 1986 - August 1991
Skills
Trading, Mortgage Analytics, Series 24, Series 7, Risk Management, Derivatives, Bloomberg, Financial Risk, Asset Management
Education
State University of New York College at Oswego 1980 — 1982
B.S., Business
Oppenheimer & Co. January 2014 - Present
Citigroup August 1991 - January 2014
Smith Barney August 1986 - August 1991
Skills
Trading, Mortgage Analytics, Series 24, Series 7, Risk Management, Derivatives, Bloomberg, Financial Risk, Asset Management
Education
State University of New York College at Oswego 1980 — 1982
B.S., Business
Jesse M Miles, CPA's Smith Barney Experience May 2007 - May 2009
Job Senior Tax Manager at Seitz DeMarco & McGovern, PLLC
Industry Accounting
Experience
Seitz DeMarco & McGovern, PLLC November 2013 - Present
Aycock & Company, PC July 2010 - October 2013
Morgan Stanley Smith Barney June 2009 - May 2010
Smith Barney May 2007 - May 2009
Davidson Freedle Espenhover & Overby, PC August 1996 - May 2007
Skills
Income Tax, Estate Planning, Tax, Strategic Financial..., Trusts, High Net Worth..., Accounting, CPA, Tax Accounting, Business Valuation, Small Business, Wealth, Tax Research, Corporate Tax, Tax Preparation, Financial Planning, Management
Education
Texas A&M University - Mays Business School 1991 — 1996
BBA & MS, Accounting
Seitz DeMarco & McGovern, PLLC November 2013 - Present
Aycock & Company, PC July 2010 - October 2013
Morgan Stanley Smith Barney June 2009 - May 2010
Smith Barney May 2007 - May 2009
Davidson Freedle Espenhover & Overby, PC August 1996 - May 2007
Skills
Income Tax, Estate Planning, Tax, Strategic Financial..., Trusts, High Net Worth..., Accounting, CPA, Tax Accounting, Business Valuation, Small Business, Wealth, Tax Research, Corporate Tax, Tax Preparation, Financial Planning, Management
Education
Texas A&M University - Mays Business School 1991 — 1996
BBA & MS, Accounting
Monisha Mapp's Smith Barney Experience November 2004 - January 2009
Job Vice President/Compliance Consultant at Wells Fargo Advisors
Industry Investment Banking
Experience
Wells Fargo Advisors October 2014 - Present
J.P. Morgan January 2013 - September 2014
Morgan Stanley Smith Barney January 2009 - December 2012
Smith Barney November 2004 - January 2009
HIP December 2003 - November 2004
HIP of Greater February 2003 - December 2003
CitiCapital September 2001 - February 2003
CitiCapital and Salomon Smith Barney January 2000 - January 2003
Salomon Smith February 2001 - September 2001
Skills
Compliance, Insurance, Securities, Series 7, Forensic Accounting
Education
Stony Brook University 1996 — 1999
BS, Applied Math & Statistics, Economics
State University of New York College of Agriculture and Technology at Morrisville 1988 — 1990
AS, Independent Studies
Bildersee
Brooklyn Technical HS
Wells Fargo Advisors October 2014 - Present
J.P. Morgan January 2013 - September 2014
Morgan Stanley Smith Barney January 2009 - December 2012
Smith Barney November 2004 - January 2009
HIP December 2003 - November 2004
HIP of Greater February 2003 - December 2003
CitiCapital September 2001 - February 2003
CitiCapital and Salomon Smith Barney January 2000 - January 2003
Salomon Smith February 2001 - September 2001
Skills
Compliance, Insurance, Securities, Series 7, Forensic Accounting
Education
Stony Brook University 1996 — 1999
BS, Applied Math & Statistics, Economics
State University of New York College of Agriculture and Technology at Morrisville 1988 — 1990
AS, Independent Studies
Bildersee
Brooklyn Technical HS
Chris Weismiller's Smith Barney Experience 2007 - 2009
Job VP/ Financial Consultant Fidelity Investments
Industry Financial Services
Experience
Smith Barney 2007 - 2009
Education
State University of New York College at Old Westbury
Bachelors, Finance
Smith Barney 2007 - 2009
Education
State University of New York College at Old Westbury
Bachelors, Finance
Patricia Mosca's Smith Barney Experience November 2004 - April 2009
Job Financial Services
Industry Financial Services
Experience
Morgan Stanley Smith Barney September 2011 - Present
Smith Barney November 2004 - April 2009
Education
Temple University 1984 — 1988
BBA, Finance, Business Law
Morgan Stanley Smith Barney September 2011 - Present
Smith Barney November 2004 - April 2009
Education
Temple University 1984 — 1988
BBA, Finance, Business Law
Becky Flickinger's Smith Barney Experience April 2006 - August 2009
Job Regulatory Compliance
Industry Utilities
Experience
AGL Resources August 2009 - Present
Smith Barney April 2006 - August 2009
Washington Gas September 2004 - November 2005
Columbia Gas of Virginia March 1993 - September 2004
Education
Strayer University
In Progress, Business
AGL Resources August 2009 - Present
Smith Barney April 2006 - August 2009
Washington Gas September 2004 - November 2005
Columbia Gas of Virginia March 1993 - September 2004
Education
Strayer University
In Progress, Business
Christopher Smiley's Smith Barney Experience 1999 - 2003
Job Consultant and Territory Manager
Industry Business Supplies and Equipment
Experience
Documation June 2012 - Present
USAA January 2005 - August 2009
smith barney 1999 - 2003
Skills
Wealth Management, Insurance, Retirement Planning, Change Management, Financial Services, Investments, Retirement, Mutual Funds, Call Center, Credit, Performance Management, Management Consulting, Leadership Development, Customer Service, Coaching, Investment Advisory, Team Building, Financial Advisory, Team Leadership, Leadership, Securities, Sales, Banking, Business Process..., Call Centers, Management, Process Improvement, Program Management, Series 63, Series 7, Strategic Financial..., Strategic Planning, Vendor Management, Risk Management
Education
Texas A&M University 1992 — 1997
ADEV, Agri Business
Documation June 2012 - Present
USAA January 2005 - August 2009
smith barney 1999 - 2003
Skills
Wealth Management, Insurance, Retirement Planning, Change Management, Financial Services, Investments, Retirement, Mutual Funds, Call Center, Credit, Performance Management, Management Consulting, Leadership Development, Customer Service, Coaching, Investment Advisory, Team Building, Financial Advisory, Team Leadership, Leadership, Securities, Sales, Banking, Business Process..., Call Centers, Management, Process Improvement, Program Management, Series 63, Series 7, Strategic Financial..., Strategic Planning, Vendor Management, Risk Management
Education
Texas A&M University 1992 — 1997
ADEV, Agri Business
Michael Nespola, CFA's Smith Barney Experience 2007 - 2008
Job Associate
Industry Financial Services
Experience
CIFC Asset Management November 2014 - Present
BMO Capital Markets September 2012 - October 2014
Cambridge Associates January 2012 - September 2012
Cambridge Associates August 2008 - December 2011
Smith Barney 2007 - 2008
Education
Stonehill College 2004 — 2008
B.A., Economics
CIFC Asset Management November 2014 - Present
BMO Capital Markets September 2012 - October 2014
Cambridge Associates January 2012 - September 2012
Cambridge Associates August 2008 - December 2011
Smith Barney 2007 - 2008
Education
Stonehill College 2004 — 2008
B.A., Economics
Robyn Kronstadt's Smith Barney Experience April 1987 - October 1995
Job Human Resources
Industry Financial Services
Experience
KRONSTADT ASSOCIATES, LP August 2012 - Present
Alliance June 1996 - April 2000
Smith Barney April 1987 - October 1995
McKinsey & Company 1987 - 1987
Skills
Microsoft Word, Customer Service, English, Windows, Research, Teaching, Budgets, Public Speaking, Interviews, Leadership, Consulting, Strategic Planning, Microsoft Excel, Microsoft Office, Finance, Marketing, Team Leadership, Social Media
Education
The George Washington University 1985 — 1987
Master of Arts (MA), Human Resources Development, 3.9
State University of New York College at Oneonta 1980 — 1984
Bachelor of Arts (B.A.), Psychology/Educational Psychology
KRONSTADT ASSOCIATES, LP August 2012 - Present
Alliance June 1996 - April 2000
Smith Barney April 1987 - October 1995
McKinsey & Company 1987 - 1987
Skills
Microsoft Word, Customer Service, English, Windows, Research, Teaching, Budgets, Public Speaking, Interviews, Leadership, Consulting, Strategic Planning, Microsoft Excel, Microsoft Office, Finance, Marketing, Team Leadership, Social Media
Education
The George Washington University 1985 — 1987
Master of Arts (MA), Human Resources Development, 3.9
State University of New York College at Oneonta 1980 — 1984
Bachelor of Arts (B.A.), Psychology/Educational Psychology
Susan Bentkowski's Smith Barney Experience December 1996 - June 2003
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. October 2009 - Present
Smith Barney December 1996 - June 2003
Education
Stephens College 1976 — 1980
BS, Psychology
Ameriprise Financial Services, Inc. October 2009 - Present
Smith Barney December 1996 - June 2003
Education
Stephens College 1976 — 1980
BS, Psychology
Lisa Haaker's Smith Barney Experience September 1986 - September 1996
Job Paraprofessional
Industry Education Management
Experience
Livingston Schools July 2013 - Present
WillowLake Day Camp July 2012 - Present
Willow Lake Day Camp June 2012 - Present
B'nai Jeshurun September 2006 - June 2013
Smith Barney September 1986 - September 1996
Skills
Event Planning, Fundraising, Customer Service, Organizational Design, Early Childhood...
Education
Syracuse University 1982 — 1986
Bachelor's degree, Marketing/Marketing Management, General
Livingston High School
Livingston Schools July 2013 - Present
WillowLake Day Camp July 2012 - Present
Willow Lake Day Camp June 2012 - Present
B'nai Jeshurun September 2006 - June 2013
Smith Barney September 1986 - September 1996
Skills
Event Planning, Fundraising, Customer Service, Organizational Design, Early Childhood...
Education
Syracuse University 1982 — 1986
Bachelor's degree, Marketing/Marketing Management, General
Livingston High School
Cory Underwood, CFA®, MBA, CFP®'s Smith Barney Experience 2003 - 2005
Job Financial Consultant serving families and business in Financial Planning, Retirement Planning and Investment Management
Industry Financial Services
Experience
Underwood Retirement Management, LLC. January 2012 - Present
Foothill Securities, Inc. Member FINRA & SIPC January 2012 - Present
CUE Financial Group, Inc. a SEC Registered Investment Advisor January 2012 - Present
Creative Financial Strategies Group July 2010 - January 2012
New England Securities July 2010 - January 2012
Bank of the West 2009 - 2010
CPA Wealth Advisors 2005 - 2008
Smith Barney 2003 - 2005
Skills
Securities, Investments, Investment Advisory, Financial Advisory, FINRA, Finance, Investment Advisory..., Registered Investment..., Retirement Planning, Retirement, Wealth Management, Estate Planning, Asset Allocation, Series 7, Strategic Financial..., Employee Benefits, Mutual Funds, IRAs, Financial Planning
Education
Texas Tech University - Rawls College of Business 2002 — 2003
MBA, Finance
The University of New Mexico - Robert O. Anderson School of Management 1997 — 2001
Bachelor of Business Administration, Finance
Clovis High School 1994 — 1997
High School, General Academics
Underwood Retirement Management, LLC. January 2012 - Present
Foothill Securities, Inc. Member FINRA & SIPC January 2012 - Present
CUE Financial Group, Inc. a SEC Registered Investment Advisor January 2012 - Present
Creative Financial Strategies Group July 2010 - January 2012
New England Securities July 2010 - January 2012
Bank of the West 2009 - 2010
CPA Wealth Advisors 2005 - 2008
Smith Barney 2003 - 2005
Skills
Securities, Investments, Investment Advisory, Financial Advisory, FINRA, Finance, Investment Advisory..., Registered Investment..., Retirement Planning, Retirement, Wealth Management, Estate Planning, Asset Allocation, Series 7, Strategic Financial..., Employee Benefits, Mutual Funds, IRAs, Financial Planning
Education
Texas Tech University - Rawls College of Business 2002 — 2003
MBA, Finance
The University of New Mexico - Robert O. Anderson School of Management 1997 — 2001
Bachelor of Business Administration, Finance
Clovis High School 1994 — 1997
High School, General Academics
Rich Montes's Smith Barney Experience June 1987 - May 1997
Job Managing Director at MUFG Americas
Industry Information Technology and Services
Experience
MUFG Americas - Bank of Tokyo-Mitsubishi UFJ, Ltd July 2012 - Present
The Bank of Tokyo-Mitsubishi UFJ, Ltd. September 2000 - July 2012
iSi-Dentsu of America, Inc. July 1998 - July 2012
Industrial Bank of Japan July 1998 - September 2000
KPMG May 1997 - July 1998
Smith Barney June 1987 - May 1997
Skills
Business Analysis, Financial Risk, Investment Banking, Risk Management, Operational Risk...
Education
Stony Brook University 1984 — 1987
Economics and Business
MUFG Americas - Bank of Tokyo-Mitsubishi UFJ, Ltd July 2012 - Present
The Bank of Tokyo-Mitsubishi UFJ, Ltd. September 2000 - July 2012
iSi-Dentsu of America, Inc. July 1998 - July 2012
Industrial Bank of Japan July 1998 - September 2000
KPMG May 1997 - July 1998
Smith Barney June 1987 - May 1997
Skills
Business Analysis, Financial Risk, Investment Banking, Risk Management, Operational Risk...
Education
Stony Brook University 1984 — 1987
Economics and Business
Michael Tunney's Smith Barney Experience 2000 - 2004
Job Financial Solutions Advisor at Merrill Edge
Industry Financial Services
Experience
Merrill Edge November 2013 - Present
Edward Jones March 2013 - October 2013
Genworth Financial 2011 - 2012
David Lerner Associates, inc. 2010 - 2011
MetLife 2005 - 2010
Travelers Life & Annuity 2004 - 2005
Smith Barney 2000 - 2004
Smith Barney 1998 - 2000
Skills
Fixed Annuities, Mutual Funds, Series 63, Series 7, Retirement, Variable Annuities, Investments, Long-term Care, 401k, IRAs, Life Insurance, Insurance, Financial Services
Education
State University of New York College at Plattsburgh 1992 — 1996
St Anthonys 1988 — 1992
Merrill Edge November 2013 - Present
Edward Jones March 2013 - October 2013
Genworth Financial 2011 - 2012
David Lerner Associates, inc. 2010 - 2011
MetLife 2005 - 2010
Travelers Life & Annuity 2004 - 2005
Smith Barney 2000 - 2004
Smith Barney 1998 - 2000
Skills
Fixed Annuities, Mutual Funds, Series 63, Series 7, Retirement, Variable Annuities, Investments, Long-term Care, 401k, IRAs, Life Insurance, Insurance, Financial Services
Education
State University of New York College at Plattsburgh 1992 — 1996
St Anthonys 1988 — 1992
John Mehalchin's Smith Barney Experience June 1969 - June 1974
Job CEO at Higline Capital Corp.
Industry Financial Services
Experience
Higline Capital Corp. July 1997 - Present
Storage Technology Corp July 1974 - January 1979
smith Barney June 1969 - June 1974
Booz Allen Hamilton June 1967 - June 1969
Booz Allen Hamilton June 1967 - June 1969
Skills
Financial Analysis, Private Equity, Mergers, Equities, Portfolio Management
Education
univ. of Calif. Berkeley 1964 — 1965
MBA, Finance
Temple University 1962 — 1964
bs, Economics
Higline Capital Corp. July 1997 - Present
Storage Technology Corp July 1974 - January 1979
smith Barney June 1969 - June 1974
Booz Allen Hamilton June 1967 - June 1969
Booz Allen Hamilton June 1967 - June 1969
Skills
Financial Analysis, Private Equity, Mergers, Equities, Portfolio Management
Education
univ. of Calif. Berkeley 1964 — 1965
MBA, Finance
Temple University 1962 — 1964
bs, Economics
Edna Chen's Smith Barney Experience August 2006 - June 2008
Job Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley January 2015 - Present
Invesco Ltd. August 2011 - December 2014
UBS Wealth Management June 2008 - December 2009
Smith Barney August 2006 - June 2008
Education
Syracuse University - Martin J. Whitman School of Management
Bachelor of Science, Finance
Morgan Stanley January 2015 - Present
Invesco Ltd. August 2011 - December 2014
UBS Wealth Management June 2008 - December 2009
Smith Barney August 2006 - June 2008
Education
Syracuse University - Martin J. Whitman School of Management
Bachelor of Science, Finance
Bruce P. Thompson's Smith Barney Experience 1985 - 1989
Job Founder Thompson Wealth Management, Ltd.
Industry Investment Management
Experience
Thompson Wealth Management, Ltd. 1991 - Present
Morgan Stanley 1989 - 1991
Smith Barney 1985 - 1989
EF Hutton 1983 - 1985
IDS American Express 1981 - 1983
Skills
Wealth Management, Investment Advisory
Education
Syracuse University - Maxwell School of Citizenship and Public Affairs 1976 — 1981
London School of Economics and Political Science 1979 — 1980
Nichols School 1972 — 1976
Thompson Wealth Management, Ltd. 1991 - Present
Morgan Stanley 1989 - 1991
Smith Barney 1985 - 1989
EF Hutton 1983 - 1985
IDS American Express 1981 - 1983
Skills
Wealth Management, Investment Advisory
Education
Syracuse University - Maxwell School of Citizenship and Public Affairs 1976 — 1981
London School of Economics and Political Science 1979 — 1980
Nichols School 1972 — 1976
Hilary Zumont's Smith Barney Experience January 2000 - January 2001
Job Assistant Financial Representative at Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual May 2012 - Present
Chapel Funding October 2001 - February 2006
Smith Barney January 2000 - January 2001
Deutsche Financial Services January 1999 - January 2000
Skills
Calls, Financial Services, Customer Satisfaction, Sales Process, Cold Calling, New Business Development, Customer Service, Negotiation, Strategic Alliances, Business Planning, Strategic Planning, Project Management, Business Development, Finance, Mortgage Marketing, Mortgage Lending, Loans, Mortgage Banking, Sales, Leadership, Portfolio Management
Education
Suffolk University 1995 — 1999
Bachelor of Science, Business Administration-Marketing
Northwestern Mutual May 2012 - Present
Chapel Funding October 2001 - February 2006
Smith Barney January 2000 - January 2001
Deutsche Financial Services January 1999 - January 2000
Skills
Calls, Financial Services, Customer Satisfaction, Sales Process, Cold Calling, New Business Development, Customer Service, Negotiation, Strategic Alliances, Business Planning, Strategic Planning, Project Management, Business Development, Finance, Mortgage Marketing, Mortgage Lending, Loans, Mortgage Banking, Sales, Leadership, Portfolio Management
Education
Suffolk University 1995 — 1999
Bachelor of Science, Business Administration-Marketing
Henry Villafane, PMP, CSM's Smith Barney Experience 1994 - 1995
Job Project Manager at Procom
Industry Financial Services
Experience
Capco April 2014 - March 2015
focused in technology, transformation, conversion and change projects November 2013 - April 2014
South Jersey Gas Company September 2013 - October 2013
UBS March 1998 - October 2012
Pershing February 1995 - March 1998
Smith Barney 1994 - 1995
Kidder Peabody 1980 - 1994
Skills
SDLC, Integration, Business Analysis, PMO, Project Management, Vendor Management, Back Office, Equities, Project Portfolio..., IT Strategy, Risk Management, Management, Business Requirements, Trading Systems, Software Project..., Process Improvement, Requirements Gathering, Program Management, Requirements Analysis, PMP, CSM, Project Delivery, Settlement, Wealth Management, Financial Services, Leadership, Enterprise Architecture, Applications..., IT Management, Fixed Income, Disaster Recovery, Business Continuity, Resource Management, Business Process, Securities, Visio, Market Data, NDM, Governance, IT Service Management, Agile Project Management, Business Intelligence, Data Warehousing, Security, Outsourcing, Business Process..., Offshoring, Business Process..., Business Transformation, Consulting
Education
Stevens Institute of Technology 2000 — 2002
MS, Management Information Systems
College of Staten Island
Bachelor of Science (BS), Business Management and Computer Science
Capco April 2014 - March 2015
focused in technology, transformation, conversion and change projects November 2013 - April 2014
South Jersey Gas Company September 2013 - October 2013
UBS March 1998 - October 2012
Pershing February 1995 - March 1998
Smith Barney 1994 - 1995
Kidder Peabody 1980 - 1994
Skills
SDLC, Integration, Business Analysis, PMO, Project Management, Vendor Management, Back Office, Equities, Project Portfolio..., IT Strategy, Risk Management, Management, Business Requirements, Trading Systems, Software Project..., Process Improvement, Requirements Gathering, Program Management, Requirements Analysis, PMP, CSM, Project Delivery, Settlement, Wealth Management, Financial Services, Leadership, Enterprise Architecture, Applications..., IT Management, Fixed Income, Disaster Recovery, Business Continuity, Resource Management, Business Process, Securities, Visio, Market Data, NDM, Governance, IT Service Management, Agile Project Management, Business Intelligence, Data Warehousing, Security, Outsourcing, Business Process..., Offshoring, Business Process..., Business Transformation, Consulting
Education
Stevens Institute of Technology 2000 — 2002
MS, Management Information Systems
College of Staten Island
Bachelor of Science (BS), Business Management and Computer Science
Thomas Gasbarre's Smith Barney Experience January 2005 - June 2009
Job Principal at Liberty Investment Management
Industry Financial Services
Experience
Liberty Investment Management July 2013 - Present
First Flag Capital Advisors January 2011 - July 2013
Morgan Stanley Smith Barney June 2009 - January 2011
Smith Barney January 2005 - June 2009
Merrill Lynch 1983 - 2004
Skills
Retirement Planning, Investments, Management, Finance, Strategic Planning, Leadership, Sales, Financial Analysis, Mutual Funds, Investment Management, Portfolio Management
Education
Temple University - Fox School of Business and Management 1987 — 1992
MBA, Investment Management
Penn State University--Smeal School of Business 1978 — 1982
BS, Security Valuation and Portfolio Management
Liberty Investment Management July 2013 - Present
First Flag Capital Advisors January 2011 - July 2013
Morgan Stanley Smith Barney June 2009 - January 2011
Smith Barney January 2005 - June 2009
Merrill Lynch 1983 - 2004
Skills
Retirement Planning, Investments, Management, Finance, Strategic Planning, Leadership, Sales, Financial Analysis, Mutual Funds, Investment Management, Portfolio Management
Education
Temple University - Fox School of Business and Management 1987 — 1992
MBA, Investment Management
Penn State University--Smeal School of Business 1978 — 1982
BS, Security Valuation and Portfolio Management
Chris Burki's Smith Barney Experience March 1991 - November 1994
Job Managing Partner at LifeCare
Industry Internet
Experience
LifeCare January 1995 - Present
Smith Barney March 1991 - November 1994
Skills
Start-ups, New Business Development, Strategy, Leadership, Management, Strategic Partnerships, Business Development, Entrepreneurship, Marketing Strategy, Business Strategy, Product Management, Mergers & Acquisitions, Salesforce.com, Digital Marketing, SaaS
Education
Syracuse University 1987 — 1991
Bachelor of Science
LifeCare January 1995 - Present
Smith Barney March 1991 - November 1994
Skills
Start-ups, New Business Development, Strategy, Leadership, Management, Strategic Partnerships, Business Development, Entrepreneurship, Marketing Strategy, Business Strategy, Product Management, Mergers & Acquisitions, Salesforce.com, Digital Marketing, SaaS
Education
Syracuse University 1987 — 1991
Bachelor of Science
Caragh McManus's Smith Barney Experience December 2007 - May 2008
Job Auditor at State Street
Industry Financial Services
Experience
State Street May 2011 - Present
State Street Bank & Trust Co May 2008 - Present
State Street May 2008 - Present
Smith Barney December 2007 - May 2008
Smith Barney December 2007 - May 2008
Keene High School December 2004 - May 2008
Education
Stonehill College
Bachelor of Arts, Mathematics
State Street May 2011 - Present
State Street Bank & Trust Co May 2008 - Present
State Street May 2008 - Present
Smith Barney December 2007 - May 2008
Smith Barney December 2007 - May 2008
Keene High School December 2004 - May 2008
Education
Stonehill College
Bachelor of Arts, Mathematics
Neal Turner's Smith Barney Experience June 2002 - October 2005
Job Registered Representative IMS Securities
Industry Investment Banking
Experience
IMS Securities April 2014 - Present
Williams Financial Group April 2009 - April 2014
UBS October 2005 - April 2009
Smith Barney June 2002 - October 2005
RBC September 1996 - June 2002
Merrill Lynch September 1990 - September 1996
Skills
Investment Advisory, Series 7, Wealth Management, Securities, Mergers & Acquisitions
Education
Texas Tech University 1976 — 1980
Bachelor of Business Administration (BBA), Finance
IMS Securities April 2014 - Present
Williams Financial Group April 2009 - April 2014
UBS October 2005 - April 2009
Smith Barney June 2002 - October 2005
RBC September 1996 - June 2002
Merrill Lynch September 1990 - September 1996
Skills
Investment Advisory, Series 7, Wealth Management, Securities, Mergers & Acquisitions
Education
Texas Tech University 1976 — 1980
Bachelor of Business Administration (BBA), Finance
Brian Lei's Smith Barney Experience 1997 - 2001
Job Investment Banking Professional
Industry Investment Banking
Experience
Deutsche Bank 2013 - Present
CGI 2012 - 2012
Citi 2008 - 2011
Salomon Smith Barney 2001 - 2008
Smith Barney 1997 - 2001
Skills
Mortgage backed trade..., Java, C++, C#, Shell Scripting, Perl, Oracle, Sybase, Microsoft SQL Server, TIBCO Rendezvous, Unix
Education
SUNY Stony Brook 1993 — 1997
Bachelor of Applied Science (B.A.Sc.), Computer Science, 3.2
SUNY at Stony Brook 1993 — 1997
Bachelor of Applied Science (B.A.Sc.), Applied Math and Statistics, 3.5
Deutsche Bank 2013 - Present
CGI 2012 - 2012
Citi 2008 - 2011
Salomon Smith Barney 2001 - 2008
Smith Barney 1997 - 2001
Skills
Mortgage backed trade..., Java, C++, C#, Shell Scripting, Perl, Oracle, Sybase, Microsoft SQL Server, TIBCO Rendezvous, Unix
Education
SUNY Stony Brook 1993 — 1997
Bachelor of Applied Science (B.A.Sc.), Computer Science, 3.2
SUNY at Stony Brook 1993 — 1997
Bachelor of Applied Science (B.A.Sc.), Applied Math and Statistics, 3.5
Marcus Wacker's Smith Barney Experience 1995 - 2010
Job Managing Partner
Industry Financial Services
Experience
United Advisors Private Client January 2014 - Present
Harbor Transaction Management October 2010 - Present
Wacker Wealth Management September 2010 - Present
Morgan Stanley Smith Barney 1995 - 2010
Morgan Stanley Smith Barney 1995 - 2010
Smith Barney 1995 - 2010
Skills
Securities, Financial Advisory, Financial Services, FINRA, Series 63, Series 7, Wealth Management, Investment Strategies, Estate Planning, Asset Allocation, Insurance, Mergers & Acquisitions, Retirement Planning, Investment Advisory, Alternative Investments, Mutual Funds, Retirement, IRAs
Education
Syracuse University - Martin J. Whitman School of Management 1981 — 1986
BS, MBA, Economics, Finance
United Advisors Private Client January 2014 - Present
Harbor Transaction Management October 2010 - Present
Wacker Wealth Management September 2010 - Present
Morgan Stanley Smith Barney 1995 - 2010
Morgan Stanley Smith Barney 1995 - 2010
Smith Barney 1995 - 2010
Skills
Securities, Financial Advisory, Financial Services, FINRA, Series 63, Series 7, Wealth Management, Investment Strategies, Estate Planning, Asset Allocation, Insurance, Mergers & Acquisitions, Retirement Planning, Investment Advisory, Alternative Investments, Mutual Funds, Retirement, IRAs
Education
Syracuse University - Martin J. Whitman School of Management 1981 — 1986
BS, MBA, Economics, Finance
Monique Schulman's Smith Barney Experience February 2007 - June 2009
Job Senior Compliance officer at Lebenthal
Industry Investment Management
Experience
Lebenthal February 2014 - Present
Chase Wealth Managment March 2013 - February 2014
Forefront Capital Management LLC February 2012 - February 2013
Citigroup June 2009 - February 2012
Smith Barney February 2007 - June 2009
Smith Barney November 2006 - July 2007
Smith Barney June 1999 - November 2006
Skills
FINRA License, 6, 7, 9,..., Series 63, series 3, FINRA
Education
Syracuse University 1978 — 1982
Bachelor's degree, Psychology
Lebenthal February 2014 - Present
Chase Wealth Managment March 2013 - February 2014
Forefront Capital Management LLC February 2012 - February 2013
Citigroup June 2009 - February 2012
Smith Barney February 2007 - June 2009
Smith Barney November 2006 - July 2007
Smith Barney June 1999 - November 2006
Skills
FINRA License, 6, 7, 9,..., Series 63, series 3, FINRA
Education
Syracuse University 1978 — 1982
Bachelor's degree, Psychology
Lawrence Ruderman's Smith Barney Experience January 1980 - January 2009
Job Managing DirectorInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney January 1980 - January 2009
Skills
Series 63, Investments, Portfolio Management, Financial Services, Equities, Mutual Funds, Retirement Planning, Securities, Alternative Investments, Series 7, Fixed Income, Wealth Management, Asset Allocation
Education
Syracuse University 1974 — 1978
Bachelor of Science (B.S.), Economics
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney January 1980 - January 2009
Skills
Series 63, Investments, Portfolio Management, Financial Services, Equities, Mutual Funds, Retirement Planning, Securities, Alternative Investments, Series 7, Fixed Income, Wealth Management, Asset Allocation
Education
Syracuse University 1974 — 1978
Bachelor of Science (B.S.), Economics
Peter Roberti's Smith Barney Experience 2000 - 2011
Job First Vice President Investments, Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2011 - Present
Morgan Stanley Smith Barney 2009 - 2011
Smith Barney 2000 - 2011
Skills
Investments, Finance, Financial Services, Financial Analysis, Risk Management, Equities, Securities
Education
Stony Brook University 1985 — 1987
Bachelor of Arts (B.A.), Liberal Arts and Sciences, General Studies and Humanities
Wells Fargo Advisors, LLC 2011 - Present
Morgan Stanley Smith Barney 2009 - 2011
Smith Barney 2000 - 2011
Skills
Investments, Finance, Financial Services, Financial Analysis, Risk Management, Equities, Securities
Education
Stony Brook University 1985 — 1987
Bachelor of Arts (B.A.), Liberal Arts and Sciences, General Studies and Humanities
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.