Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
William Tierney William Tierney's Smith Barney Experience 1991 - 1998
Job REALTOR at William Raveis Real Estate
Industry Real Estate
Experience
William Raveis Real Estate January 2012 - Present
Virtual Homes Real Estate January 2011 - January 2012
Cape Yachts February 2008 - October 2009
Home Source, Home & Property Maintenance June 2006 - 2008
National Association for the Self-Employed September 2005 - June 2006
Global Business Exchange, Inc. October 2002 - June 2005
Morgan Stanley 1998 - 1998
smith barney 1991 - 1998
Skills
Buyer Representation, Sellers Agent, Short Sales, Social Media, Real Estate Marketing, SEO, Sellers, Buyer's Agent, Foreclosures, Real Estate, Real Estate Transactions, Relocation, Single Family Homes, Residential Homes, Luxury, Condos, Marketing, Sales, Investment Properties
Education
Hobart and William Smith Colleges 1986 — 1990
BA, American Studies
St. Mary's High School 1982 — 1986
William Raveis Real Estate January 2012 - Present
Virtual Homes Real Estate January 2011 - January 2012
Cape Yachts February 2008 - October 2009
Home Source, Home & Property Maintenance June 2006 - 2008
National Association for the Self-Employed September 2005 - June 2006
Global Business Exchange, Inc. October 2002 - June 2005
Morgan Stanley 1998 - 1998
smith barney 1991 - 1998
Skills
Buyer Representation, Sellers Agent, Short Sales, Social Media, Real Estate Marketing, SEO, Sellers, Buyer's Agent, Foreclosures, Real Estate, Real Estate Transactions, Relocation, Single Family Homes, Residential Homes, Luxury, Condos, Marketing, Sales, Investment Properties
Education
Hobart and William Smith Colleges 1986 — 1990
BA, American Studies
St. Mary's High School 1982 — 1986
Robert Bikel Robert Bikel's Smith Barney Experience 1993 - 1995
Job Director of SEER Program | Instructor of SEER Management at Pepperdine University Graziadio School of Business
Industry Management Consulting
Experience
Pepperdine University Graziadio School of Business and Management July 2015 - Present
Rob Bikel Consulting March 2011 - Present
Pepperdine University Graziadio School of Business and Management 2011 - Present
B Revolution August 2012 - Present
Green Business Base Camp May 2010 - September 2010
Self 1997 - 2003
Dogstar Films October 1995 - May 1997
Smith Barney 1993 - 1995
Skills
GRI, Business/Strategic Plans, Higher Education, Financial Analysis, Business Planning, Financial Modeling, Competitive Analysis, Start-ups, E-commerce, B Corp Impact Assessment, Corporations, Project Management, Policy Writing, Strategy, Leadership Development, Sustainability, Corporate Social..., Sustainability Reporting, Valuation, Executive Education, Business Strategy, Sustainability..., Mergers & Acquisitions, Management Consulting, Leadership
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2009 — 2011
MBA, Socially, Environmentally, and Ethically Responsible Business Practice (SEER) Certificate Program
Harvard University 1987 — 1991
AB, cum laude, History and Literature, Britain
Phillips Exeter Academy 1984 — 1987
Classics and Classical Languages, Literatures, and Linguistics
NCCS 1979 — 1984
Pepperdine University Graziadio School of Business and Management July 2015 - Present
Rob Bikel Consulting March 2011 - Present
Pepperdine University Graziadio School of Business and Management 2011 - Present
B Revolution August 2012 - Present
Green Business Base Camp May 2010 - September 2010
Self 1997 - 2003
Dogstar Films October 1995 - May 1997
Smith Barney 1993 - 1995
Skills
GRI, Business/Strategic Plans, Higher Education, Financial Analysis, Business Planning, Financial Modeling, Competitive Analysis, Start-ups, E-commerce, B Corp Impact Assessment, Corporations, Project Management, Policy Writing, Strategy, Leadership Development, Sustainability, Corporate Social..., Sustainability Reporting, Valuation, Executive Education, Business Strategy, Sustainability..., Mergers & Acquisitions, Management Consulting, Leadership
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2009 — 2011
MBA, Socially, Environmentally, and Ethically Responsible Business Practice (SEER) Certificate Program
Harvard University 1987 — 1991
AB, cum laude, History and Literature, Britain
Phillips Exeter Academy 1984 — 1987
Classics and Classical Languages, Literatures, and Linguistics
NCCS 1979 — 1984
Carrie Diona Carrie Diona's Smith Barney Experience November 2006 - March 2007
Job Financial Sales Consultant
Industry Banking
Experience
PNC September 2014 - Present
Giglione-Ackerman Agency dba American Income Life Ins Co; Diversified Benefits Corp; April 2014 - September 2014
BrightSky/Sanare February 2013 - October 2013
Pacific Pulmonary Services April 2010 - May 2011
Elite Medical Staffing, LLC February 2008 - April 2010
Starbucks July 2007 - February 2008
Smith Barney November 2006 - March 2007
FlagHouse May 1995 - September 2004
RPR Pharmaceuticals January 1993 - January 1994
Skills
Healthcare, Business Development, Salesforce.com, Microsoft Office, Sales, Outside Sales, Hospitals, Medicine, Nursing, Microsoft CRM, ACT CRM, CRM databases, Relation Management, Marketing, Accountability, Pharmaceutical Sales, Territory..., Territory Account..., Multi-State Territory..., Great troubleshooting..., Snoezelen, Multi-Sensory..., CRM, Training, Inside Sales, Leadership, Durable Medical..., Management, Sales Presentations, Marketing Strategy, Cold Calling
Education
Georgian Court College 1989 — 1993
Bachelor of Arts (B.A.), Humanities, English Literature, Sociology, Philosophy
Georgian Court University 1989 — 1993
Bachelor of Arts (B.A.), Liberal Arts and Sciences, General Studies and Humanities
PNC September 2014 - Present
Giglione-Ackerman Agency dba American Income Life Ins Co; Diversified Benefits Corp; April 2014 - September 2014
BrightSky/Sanare February 2013 - October 2013
Pacific Pulmonary Services April 2010 - May 2011
Elite Medical Staffing, LLC February 2008 - April 2010
Starbucks July 2007 - February 2008
Smith Barney November 2006 - March 2007
FlagHouse May 1995 - September 2004
RPR Pharmaceuticals January 1993 - January 1994
Skills
Healthcare, Business Development, Salesforce.com, Microsoft Office, Sales, Outside Sales, Hospitals, Medicine, Nursing, Microsoft CRM, ACT CRM, CRM databases, Relation Management, Marketing, Accountability, Pharmaceutical Sales, Territory..., Territory Account..., Multi-State Territory..., Great troubleshooting..., Snoezelen, Multi-Sensory..., CRM, Training, Inside Sales, Leadership, Durable Medical..., Management, Sales Presentations, Marketing Strategy, Cold Calling
Education
Georgian Court College 1989 — 1993
Bachelor of Arts (B.A.), Humanities, English Literature, Sociology, Philosophy
Georgian Court University 1989 — 1993
Bachelor of Arts (B.A.), Liberal Arts and Sciences, General Studies and Humanities
Jennifer Errigo's Smith Barney Experience June 2004 - September 2004
Job Talent Technician & Director of Training
Industry Professional Training & Coaching
Experience
Tap Into Talent Consulting January 2013 - Present
The Little Gym International, Inc. July 2010 - Present
The Little Gym International July 2007 - September 2010
The Little Gym September 2004 - June 2007
Smith Barney June 2004 - September 2004
Smith Barney June 1999 - August 2003
Skills
MS Word, MS Excel, MS PowerPoint, MS Outlook, Talent Management, Apply McQuaig Word..., Utilize Strengths..., Trained directly by..., Very computer savvy and..., Independent study:..., Independent study:..., Independent study:..., Independent study:..., Independent study:..., Team Building, Computer Proficiency, Change Management, New Software, Microsoft Excel, Outlook, Project Management, Training, Program Management, Social Networking, Leadership, Event Management, Customer Service, Management, Strategy, Strategic Planning, Onboarding, Business Planning, Recruiting, Staff Development, Employee Training, Time Management, Process Improvement
Education
Hofstra University 2005 — 2007
MA, Industrial/Organizational Psychology
State University of New York College at Cortland 2001 — 2004
BS, Business Economics
New Hyde Park Memorial High School 1996 — 2000
Regents Diploma, Academy of Finance (business-focused program)
Tap Into Talent Consulting January 2013 - Present
The Little Gym International, Inc. July 2010 - Present
The Little Gym International July 2007 - September 2010
The Little Gym September 2004 - June 2007
Smith Barney June 2004 - September 2004
Smith Barney June 1999 - August 2003
Skills
MS Word, MS Excel, MS PowerPoint, MS Outlook, Talent Management, Apply McQuaig Word..., Utilize Strengths..., Trained directly by..., Very computer savvy and..., Independent study:..., Independent study:..., Independent study:..., Independent study:..., Independent study:..., Team Building, Computer Proficiency, Change Management, New Software, Microsoft Excel, Outlook, Project Management, Training, Program Management, Social Networking, Leadership, Event Management, Customer Service, Management, Strategy, Strategic Planning, Onboarding, Business Planning, Recruiting, Staff Development, Employee Training, Time Management, Process Improvement
Education
Hofstra University 2005 — 2007
MA, Industrial/Organizational Psychology
State University of New York College at Cortland 2001 — 2004
BS, Business Economics
New Hyde Park Memorial High School 1996 — 2000
Regents Diploma, Academy of Finance (business-focused program)
Laney Bevill Laney Bevill's Smith Barney Experience August 1995 - June 1996
Job Software Engineer
Industry Information Technology and Services
Experience
PeopleAdmin January 2015 - Present
Pearl Production, Inc. September 2014 - Present
BuysideFX February 2014 - August 2014
MakerSquare November 2013 - February 2014
GLOW Design Build January 2007 - October 2013
Bread Loaf Corporation June 1996 - January 2006
Smith Barney August 1995 - June 1996
Lane Management, Inc June 1994 - August 1995
Skills
Architectural Design, Architectural Drawings, ACAD, Photoshop, Microsoft Office
Education
University of Vermont 1989 — 2003
BS, Environmental Design/Architecture
Harvard University
The Pingry School 1985 — 1989
PeopleAdmin January 2015 - Present
Pearl Production, Inc. September 2014 - Present
BuysideFX February 2014 - August 2014
MakerSquare November 2013 - February 2014
GLOW Design Build January 2007 - October 2013
Bread Loaf Corporation June 1996 - January 2006
Smith Barney August 1995 - June 1996
Lane Management, Inc June 1994 - August 1995
Skills
Architectural Design, Architectural Drawings, ACAD, Photoshop, Microsoft Office
Education
University of Vermont 1989 — 2003
BS, Environmental Design/Architecture
Harvard University
The Pingry School 1985 — 1989
David Sawyer David Sawyer's Smith Barney Experience October 2005 - January 2006
Job Assistant Vice President at LINX Partners, LLC
Industry Investment Management
Experience
LINX Partners, LLC April 2012 - Present
Barclays Capital January 2010 - March 2012
Stanford Group Company July 2007 - March 2009
The Benchmark Company May 2006 - July 2007
Tanaka Capital Management January 2006 - May 2006
Smith Barney October 2005 - January 2006
Skills
Series 7, Hedge Funds, Equities, Investments, Portfolio Management, Finance, Mergers & Acquisitions, Mutual Funds, Series 63, Investor Relations, Bloomberg, Valuation, Capital Markets, Investment Management, Alternative Investments
Education
Hamilton College 2001 — 2005
B.A., Psychology, Economics
The University of Western Australia 2004 — 2004
Brunswick School 1995 — 2001
High School Diploma
LINX Partners, LLC April 2012 - Present
Barclays Capital January 2010 - March 2012
Stanford Group Company July 2007 - March 2009
The Benchmark Company May 2006 - July 2007
Tanaka Capital Management January 2006 - May 2006
Smith Barney October 2005 - January 2006
Skills
Series 7, Hedge Funds, Equities, Investments, Portfolio Management, Finance, Mergers & Acquisitions, Mutual Funds, Series 63, Investor Relations, Bloomberg, Valuation, Capital Markets, Investment Management, Alternative Investments
Education
Hamilton College 2001 — 2005
B.A., Psychology, Economics
The University of Western Australia 2004 — 2004
Brunswick School 1995 — 2001
High School Diploma
Ben Kragt Ben Kragt's Smith Barney Experience May 2001 - September 2008
Job Branch Office Manager at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. September 2008 - Present
Smith Barney May 2001 - September 2008
Education
Grand Valley State University 1992 — 1997
Ameriprise Financial Services, Inc. September 2008 - Present
Smith Barney May 2001 - September 2008
Education
Grand Valley State University 1992 — 1997
Clarence Taylor Clarence Taylor's Smith Barney Experience 2003 - 2006
Job Blue Cross Blue Shield of North Carolina
Industry Insurance
Experience
MetLife November 2009 - Present
Merrill Lynch 2006 - 2009
Smith Barney 2003 - 2006
CIGNA Group Insurance 1995 - 2000
US Army August 1984 - September 1988
Education
Hampton University 1981 — 1984
BS, Finance
Conestoga Sr. High School
MetLife November 2009 - Present
Merrill Lynch 2006 - 2009
Smith Barney 2003 - 2006
CIGNA Group Insurance 1995 - 2000
US Army August 1984 - September 1988
Education
Hampton University 1981 — 1984
BS, Finance
Conestoga Sr. High School
Kimberly Oliver Kimberly Oliver's Smith Barney Experience June 2006 - September 2007
Job Associate Director, Senior Registered Client Service Associate
Industry Financial Services
Experience
UBS Wealth Management December 2014 - Present
UBS Wealth Management December 2012 - December 2014
Morgan Stanley Wealth Management September 2007 - December 2012
Smith Barney June 2006 - September 2007
AllianceBernstein January 1997 - August 2003
Education
New York University 2000 — 2003
Master's Degree
State University of New York College at Brockport 1994 — 1996
Hofstra University 1992 — 1993
UBS Wealth Management December 2014 - Present
UBS Wealth Management December 2012 - December 2014
Morgan Stanley Wealth Management September 2007 - December 2012
Smith Barney June 2006 - September 2007
AllianceBernstein January 1997 - August 2003
Education
New York University 2000 — 2003
Master's Degree
State University of New York College at Brockport 1994 — 1996
Hofstra University 1992 — 1993
Becky Linhart Becky Linhart's Smith Barney Experience December 1999 - December 2004
Job Partner at Sharp & Linhart Financial Strategies
Industry Financial Services
Experience
Sharp & Linhart Financial Strategies January 2006 - Present
Commonwealth Financial Network 2006 - 2014
Commonwealth Financial Network 2006 - 2014
Progressive Equity Strategies December 2004 - December 2006
Smith Barney December 1999 - December 2004
Skills
Investment Advisory, Wealth Management, Securities, Alternative Investments, Series 7, Investments, Retirement Planning, Strategic Financial..., Asset Management, Mutual Funds, Portfolio Management, Equities, Financial Analysis, Private Equity
Education
Harvard University
Certificate of Special Studies Management, Accounting and Business/Management
Roanoke College
Bachelor of Science (BS), Psychology
Sharp & Linhart Financial Strategies January 2006 - Present
Commonwealth Financial Network 2006 - 2014
Commonwealth Financial Network 2006 - 2014
Progressive Equity Strategies December 2004 - December 2006
Smith Barney December 1999 - December 2004
Skills
Investment Advisory, Wealth Management, Securities, Alternative Investments, Series 7, Investments, Retirement Planning, Strategic Financial..., Asset Management, Mutual Funds, Portfolio Management, Equities, Financial Analysis, Private Equity
Education
Harvard University
Certificate of Special Studies Management, Accounting and Business/Management
Roanoke College
Bachelor of Science (BS), Psychology
Cory McKissick's Smith Barney Experience May 2007 - July 2007
Job Financial Consultant at E*TRADE Financial
Industry Financial Services
Experience
E*TRADE Financial Corporation September 2014 - Present
E*TRADE Financial August 2013 - August 2014
E*TRADE Financial March 2011 - August 2013
E*TRADE Financial June 2009 - March 2011
E*TRADE Financial May 2008 - June 2009
Smith Barney May 2007 - July 2007
GPF Investments February 2007 - July 2007
Skills
Financial Analysis, Financial Reporting, Financial Forecasting, Capital Budgeting, CAPM, Microsoft Excel, Trading, Finance, Options, Analysis, FINRA, Equities, Derivatives, Sales, Securities, Investments, Asset Allocation, Asset Management, Financial Modeling, Futures Trading, Foreign Exchange, Financial Services, Financial Markets
Education
The University of Georgia 2014 — 2016
Master of Business Administration (MBA) Candidate
Valdosta State University 2005 — 2007
Bachelor of Business Administration (BBA), Finance
Gordon College (GA) 2003 — 2005
Associates of Business Administration, Business Administration and Management, General
Upson-Lee High School 1999 — 2003
E*TRADE Financial Corporation September 2014 - Present
E*TRADE Financial August 2013 - August 2014
E*TRADE Financial March 2011 - August 2013
E*TRADE Financial June 2009 - March 2011
E*TRADE Financial May 2008 - June 2009
Smith Barney May 2007 - July 2007
GPF Investments February 2007 - July 2007
Skills
Financial Analysis, Financial Reporting, Financial Forecasting, Capital Budgeting, CAPM, Microsoft Excel, Trading, Finance, Options, Analysis, FINRA, Equities, Derivatives, Sales, Securities, Investments, Asset Allocation, Asset Management, Financial Modeling, Futures Trading, Foreign Exchange, Financial Services, Financial Markets
Education
The University of Georgia 2014 — 2016
Master of Business Administration (MBA) Candidate
Valdosta State University 2005 — 2007
Bachelor of Business Administration (BBA), Finance
Gordon College (GA) 2003 — 2005
Associates of Business Administration, Business Administration and Management, General
Upson-Lee High School 1999 — 2003
James Grimaldi James Grimaldi's Smith Barney Experience January 1993 - January 1996
Job JPMC
Industry Banking
Experience
JPMorgan Chase December 2013 - Present
Porter Auto Group October 2011 - April 2012
HSBC Card Services January 1999 - June 2011
HSBC Card Services January 1997 - January 1999
HSBC Card Services January 1996 - January 1997
Smith Barney January 1993 - January 1996
Skills
Management, Leadership, Training, Call Centers, Performance Management, Team Management, Coaching, Portfolio Management, Sales, Time Management, Customer Service, Banking, Financial Services, Process Improvement, CRM, Investments, Microsoft Office, Business Analysis, Vendor Management, Team Leadership, Microsoft Excel, AML, Data Analysis
Education
Goldey Beacom College 1982 — 1986
Bachelor of Science, Marketing Management
Salesianum
JPMorgan Chase December 2013 - Present
Porter Auto Group October 2011 - April 2012
HSBC Card Services January 1999 - June 2011
HSBC Card Services January 1997 - January 1999
HSBC Card Services January 1996 - January 1997
Smith Barney January 1993 - January 1996
Skills
Management, Leadership, Training, Call Centers, Performance Management, Team Management, Coaching, Portfolio Management, Sales, Time Management, Customer Service, Banking, Financial Services, Process Improvement, CRM, Investments, Microsoft Office, Business Analysis, Vendor Management, Team Leadership, Microsoft Excel, AML, Data Analysis
Education
Goldey Beacom College 1982 — 1986
Bachelor of Science, Marketing Management
Salesianum
Leonid Efros, MBA Leonid Efros, MBA's Smith Barney Experience February 2006 - May 2006
Job Assistant Vice President at International Fund Services (NA) LLC, A State Street Company
Industry Financial Services
Experience
International Fund Services (NA) LLC, A State Street Company August 2013 - Present
International Fund Services (Ireland) Ltd, A State Street Company October 2012 - August 2013
International Fund Services (Ireland) Ltd, A State Street Company April 2011 - October 2012
International Fund Services (Ireland) Ltd, A State Street Company June 2007 - March 2011
Brendon Corr Inc January 2004 - August 2006
Smith Barney February 2006 - May 2006
G & L Partners August 2005 - August 2005
Skills
Trading, Fixed Income, Equities, Bloomberg, Hedge Funds, Portfolio Management, Options, Finance, Securities, Derivatives, FX Options, Credit Derivatives, Bloomberg Terminal, Bonds, IDC, Reuters, Futures, Swaps, Middle Office, Financial Analysis, Commodity, Fund Of Funds, Mutual Funds, Markitwire
Education
Rutgers, The State University of New Jersey - Rutgers Business School 2010 — 2012
MBA, Finance, Management & Business Strategy
Hofstra University 2003 — 2007
BBA, Finance, Management
International Fund Services (NA) LLC, A State Street Company August 2013 - Present
International Fund Services (Ireland) Ltd, A State Street Company October 2012 - August 2013
International Fund Services (Ireland) Ltd, A State Street Company April 2011 - October 2012
International Fund Services (Ireland) Ltd, A State Street Company June 2007 - March 2011
Brendon Corr Inc January 2004 - August 2006
Smith Barney February 2006 - May 2006
G & L Partners August 2005 - August 2005
Skills
Trading, Fixed Income, Equities, Bloomberg, Hedge Funds, Portfolio Management, Options, Finance, Securities, Derivatives, FX Options, Credit Derivatives, Bloomberg Terminal, Bonds, IDC, Reuters, Futures, Swaps, Middle Office, Financial Analysis, Commodity, Fund Of Funds, Mutual Funds, Markitwire
Education
Rutgers, The State University of New Jersey - Rutgers Business School 2010 — 2012
MBA, Finance, Management & Business Strategy
Hofstra University 2003 — 2007
BBA, Finance, Management
Jaclyn Weiss Jaclyn Weiss's Smith Barney Experience June 2008 - August 2008
Job Forensic Senior Associate at E&Y
Industry Financial Services
Experience
EY January 2014 - Present
KPMG March 2011 - January 2014
Shipping and Forwarding Shandong Co., LTD. October 2009 - December 2009
Smith Barney June 2008 - August 2008
Skills
Finance, Internal Controls, Microsoft Office, Portfolio Management, Program Management, Sarbanes-Oxley Act, Financial Advisory, Financial Analysis, Due Diligence
Education
Ocean University of China 2009 — 2009
Chinese Business and Language
Hartwick College 2005 — 2009
Business and Finance
EY January 2014 - Present
KPMG March 2011 - January 2014
Shipping and Forwarding Shandong Co., LTD. October 2009 - December 2009
Smith Barney June 2008 - August 2008
Skills
Finance, Internal Controls, Microsoft Office, Portfolio Management, Program Management, Sarbanes-Oxley Act, Financial Advisory, Financial Analysis, Due Diligence
Education
Ocean University of China 2009 — 2009
Chinese Business and Language
Hartwick College 2005 — 2009
Business and Finance
Laurence Mascera Laurence Mascera's Smith Barney Experience March 1995 - April 1996
Job Director at Barclays Capital
Industry Financial Services
Experience
Barclays Capital July 2011 - Present
NURTUREart Gallery May 2014 - Present
Momenta Art January 2011 - September 2012
Corsair Capital LLC January 2011 - June 2011
Broadpoint Gleacher January 2008 - September 2010
Societe Generale / SG Cowen & Company May 1999 - July 2007
Merrill Lynch 2007 - 2007
DTCC - The Depository Trust Company January 1997 - April 1999
Reuters America, Inc. May 1996 - January 1997
Smith Barney March 1995 - April 1996
Skills
Program Management, Outsourcing, Negotiation, Integration, SDLC, Project Management, Disaster Recovery, IT Strategy, Fixed Income, CRM, Business Analysis, Management, Mergers & Acquisitions, Strategy, Process Improvement, PMO, Banking, Equities, Investment Banking, Vendor Management, Capital Markets, Leadership, Financial Services
Education
LIU Post 1994 — 1997
MS, Computer Science
Hofstra University 1986 — 1990
BBA, Finance
Barclays Capital July 2011 - Present
NURTUREart Gallery May 2014 - Present
Momenta Art January 2011 - September 2012
Corsair Capital LLC January 2011 - June 2011
Broadpoint Gleacher January 2008 - September 2010
Societe Generale / SG Cowen & Company May 1999 - July 2007
Merrill Lynch 2007 - 2007
DTCC - The Depository Trust Company January 1997 - April 1999
Reuters America, Inc. May 1996 - January 1997
Smith Barney March 1995 - April 1996
Skills
Program Management, Outsourcing, Negotiation, Integration, SDLC, Project Management, Disaster Recovery, IT Strategy, Fixed Income, CRM, Business Analysis, Management, Mergers & Acquisitions, Strategy, Process Improvement, PMO, Banking, Equities, Investment Banking, Vendor Management, Capital Markets, Leadership, Financial Services
Education
LIU Post 1994 — 1997
MS, Computer Science
Hofstra University 1986 — 1990
BBA, Finance
Jennifer Stupica Jennifer Stupica's Smith Barney Experience April 2007 - January 2011
Job Director of Finance and Administration at Coastal Discovery Museum
Industry Nonprofit Organization Management
Experience
Coastal Discovery Museum September 2012 - Present
Merrill Lynch January 2011 - August 2012
Smith Barney April 2007 - January 2011
Windmill Harbour Real Estate July 2005 - March 2007
Skills
Wealth Management, Charities, Estate Planning, Finance, Financial Analysis, Investments, Leadership, New Business Development, Real Estate, Small Business
Education
Hiram College
Bachelor's degree, Applied Physics
Coastal Discovery Museum September 2012 - Present
Merrill Lynch January 2011 - August 2012
Smith Barney April 2007 - January 2011
Windmill Harbour Real Estate July 2005 - March 2007
Skills
Wealth Management, Charities, Estate Planning, Finance, Financial Analysis, Investments, Leadership, New Business Development, Real Estate, Small Business
Education
Hiram College
Bachelor's degree, Applied Physics
Leslie Cowen Leslie Cowen's Smith Barney Experience January 1981 - January 1984
Job Vice President, PR and Marketing at Keller/Eaton Architects
Industry Media Production
Experience
Keller/Eaton Architects January 2014 - Present
Working Pictures November 2012 - Present
Web-Cote Industries/Roxide International January 2008 - 2012
Roxide International January 2007 - January 2008
Robert Keller Architects January 2001 - January 2007
Columbia Communications January 1993 - January 1997
Columbia Communications January 1989 - January 1993
Columbia Communications January 1987 - January 1989
Columbia Communications January 1984 - January 1987
Smith Barney January 1981 - January 1984
Skills
Advertising Sales, Sales Management, Sales Operations, Publishing, Public Speaking, Cross-functional Team..., Financial Markets, Architectural Design, Interior Design, Management Consulting, Educational Consulting, Film Production
Education
Harvard University Kennedy School of Government 1979 — 1981
MCRP
Harvard University Graduate School of Design 1979 — 1980
DES
University of Rochester 1975 — 1979
BA, CRP
Keller/Eaton Architects January 2014 - Present
Working Pictures November 2012 - Present
Web-Cote Industries/Roxide International January 2008 - 2012
Roxide International January 2007 - January 2008
Robert Keller Architects January 2001 - January 2007
Columbia Communications January 1993 - January 1997
Columbia Communications January 1989 - January 1993
Columbia Communications January 1987 - January 1989
Columbia Communications January 1984 - January 1987
Smith Barney January 1981 - January 1984
Skills
Advertising Sales, Sales Management, Sales Operations, Publishing, Public Speaking, Cross-functional Team..., Financial Markets, Architectural Design, Interior Design, Management Consulting, Educational Consulting, Film Production
Education
Harvard University Kennedy School of Government 1979 — 1981
MCRP
Harvard University Graduate School of Design 1979 — 1980
DES
University of Rochester 1975 — 1979
BA, CRP
Karen Warren Karen Warren's Smith Barney Experience August 1999 - February 2007
Job Certified Sales Associate/Compliance Assistant
Industry Financial Services
Experience
Wells Fargo Advisors August 2014 - Present
Warren Telecore Inc. (WTI) February 1986 - Present
Morgan Stanley Wealth Management February 2007 - August 2014
Smith Barney August 1999 - February 2007
Skills
Marketing Communications, Social Media Marketing, Marketing Strategy, Event Planning, Marketing, Budgets, Social Networking, Project Management, Recruiting, Team Building, Project Planning, Social Media, Advertising, Event Management, Fundraising, Sales Management, Business Strategy
Education
Hofstra University 1976 — 1979
BBA, Accounting
Wells Fargo Advisors August 2014 - Present
Warren Telecore Inc. (WTI) February 1986 - Present
Morgan Stanley Wealth Management February 2007 - August 2014
Smith Barney August 1999 - February 2007
Skills
Marketing Communications, Social Media Marketing, Marketing Strategy, Event Planning, Marketing, Budgets, Social Networking, Project Management, Recruiting, Team Building, Project Planning, Social Media, Advertising, Event Management, Fundraising, Sales Management, Business Strategy
Education
Hofstra University 1976 — 1979
BBA, Accounting
Robert Slater Robert Slater's Smith Barney Experience June 1981 - August 1987
Job Sr. Loan Rep. at United American Mortgage Corporation
Industry Banking
Experience
United American Mortgage Corporation August 2014 - Present
Banc of California September 2013 - October 2014
WJ Bradley Mortgage Capital January 2013 - September 2013
SURF CITY MORTGAGE September 1987 - August 2007
Smith Barney June 1981 - August 1987
Transamerica February 1976 - June 1980
Skills
FHA, Refinance, Mortgage Lending, Loans, Mortgage Banking, FHA financing, Short Sales, Small Business, Finance, Credit, Sellers, First Time Home Buyers, Real Estate, Investment Properties, Loan Origination, Consumer Lending, Sales Management, Insurance, Reverse Mortgages, VA loans, Real Estate Financing, Foreclosures, Referrals, Investors, REO, Real Estate Economics, Commercial Mortgages, Residential Mortgages, HUD, Residential Homes, Underwriting, Commercial Real Estate, Real Estate Transactions, Condos, Selling, Investments, Single Family Homes, USDA, Property, VA Loans, FHA Financing, Sales
Education
Golden West College 1971 — 1973
Business/Communication, College
United American Mortgage Corporation August 2014 - Present
Banc of California September 2013 - October 2014
WJ Bradley Mortgage Capital January 2013 - September 2013
SURF CITY MORTGAGE September 1987 - August 2007
Smith Barney June 1981 - August 1987
Transamerica February 1976 - June 1980
Skills
FHA, Refinance, Mortgage Lending, Loans, Mortgage Banking, FHA financing, Short Sales, Small Business, Finance, Credit, Sellers, First Time Home Buyers, Real Estate, Investment Properties, Loan Origination, Consumer Lending, Sales Management, Insurance, Reverse Mortgages, VA loans, Real Estate Financing, Foreclosures, Referrals, Investors, REO, Real Estate Economics, Commercial Mortgages, Residential Mortgages, HUD, Residential Homes, Underwriting, Commercial Real Estate, Real Estate Transactions, Condos, Selling, Investments, Single Family Homes, USDA, Property, VA Loans, FHA Financing, Sales
Education
Golden West College 1971 — 1973
Business/Communication, College
Vickie Hickam Vickie Hickam's Smith Barney Experience June 1993 - July 1998
Job Partner/Director of Business Development at The Moorings Group
Industry Investment Management
Experience
The Moorings Group July 2011 - Present
Ridgeview Charter School August 2006 - June 2011
Citigroup July 1998 - February 2005
Smith Barney June 1993 - July 1998
The Robinson-Humphrey Company May 1985 - June 1993
Prudential Securities May 1980 - May 1985
Skills
Nonprofits, Business Development, Strategic Planning, Teaching, Tutoring, Training, Bloomberg, Financial Analysis, Fixed Income, Investments, Management Consulting, Securities, Portfolio Management, Financial Structuring, Team Building, Capital Markets, Organization, Investment..., Analysis, Christian Ministry, Christian Education
Education
Georgia State University 2006 — 2008
M. Ed., Middle School Math & Science
Oglethorpe University 2003 — 2005
B. A., Organizational Management
The Moorings Group July 2011 - Present
Ridgeview Charter School August 2006 - June 2011
Citigroup July 1998 - February 2005
Smith Barney June 1993 - July 1998
The Robinson-Humphrey Company May 1985 - June 1993
Prudential Securities May 1980 - May 1985
Skills
Nonprofits, Business Development, Strategic Planning, Teaching, Tutoring, Training, Bloomberg, Financial Analysis, Fixed Income, Investments, Management Consulting, Securities, Portfolio Management, Financial Structuring, Team Building, Capital Markets, Organization, Investment..., Analysis, Christian Ministry, Christian Education
Education
Georgia State University 2006 — 2008
M. Ed., Middle School Math & Science
Oglethorpe University 2003 — 2005
B. A., Organizational Management
Robert Hartheimer Robert Hartheimer's Smith Barney Experience 1987 - 1991
Job Managing Member, Hartheimer LLC; Director, Chairman of Risk and Compliance Committee at Higher One Holdings (NYSE: ONE)
Industry Financial Services
Experience
Hartheimer LLC June 2008 - Present
Higher One Holdings (NYSE: ONE) January 2012 - Present
Sterling Financial Corporation (NASDAQ: STSA) September 2010 - April 2014
Promontory Interfinancial Network 2012 - 2012
Promontory Financial Group, LLC 2002 - 2008
FBR 1996 - 2001
FDIC October 1991 - December 1995
Smith Barney 1987 - 1991
Merrill Lynch 1982 - 1986
Skills
Financial Services, Risk Management, Strategy, Due Diligence, Management, Banking, Mergers & Acquisitions, Finance, Capital Markets, Financial Analysis, Credit, Asset Management, Legal Writing, Mortgage Lending, Private Equity, Executive Management
Education
University of Pennsylvania - The Wharton School 1980 — 1982
MBA
Hamilton College 1975 — 1979
BA
Hartheimer LLC June 2008 - Present
Higher One Holdings (NYSE: ONE) January 2012 - Present
Sterling Financial Corporation (NASDAQ: STSA) September 2010 - April 2014
Promontory Interfinancial Network 2012 - 2012
Promontory Financial Group, LLC 2002 - 2008
FBR 1996 - 2001
FDIC October 1991 - December 1995
Smith Barney 1987 - 1991
Merrill Lynch 1982 - 1986
Skills
Financial Services, Risk Management, Strategy, Due Diligence, Management, Banking, Mergers & Acquisitions, Finance, Capital Markets, Financial Analysis, Credit, Asset Management, Legal Writing, Mortgage Lending, Private Equity, Executive Management
Education
University of Pennsylvania - The Wharton School 1980 — 1982
MBA
Hamilton College 1975 — 1979
BA
Dom Granato's Smith Barney Experience January 1987 - January 1991
Job Vice President of Account Management KIMBIA
Industry Computer Software
Experience
KIMBIA 2012 - Present
Rackspace Hosting 2010 - 2011
Digital Motorworks (ADP) January 2004 - 2010
Trilogy 2001 - 2004
pcOrder.com January 1999 - January 2000
Utility Partners 1994 - 1999
Tech Data January 1992 - January 1994
Conservco (Travelers) January 1991 - January 1992
Smith Barney January 1987 - January 1991
Education
Hofstra University
Bachelor of Science, Computer Information Systems
KIMBIA 2012 - Present
Rackspace Hosting 2010 - 2011
Digital Motorworks (ADP) January 2004 - 2010
Trilogy 2001 - 2004
pcOrder.com January 1999 - January 2000
Utility Partners 1994 - 1999
Tech Data January 1992 - January 1994
Conservco (Travelers) January 1991 - January 1992
Smith Barney January 1987 - January 1991
Education
Hofstra University
Bachelor of Science, Computer Information Systems
Leonard Stover Leonard Stover's Smith Barney Experience May 2001 - March 2009
Job Cofounder & Project Coordinator, Red LIne Greenway
Industry Nonprofit Organization Management
Experience
Rotary Club of Cleveland June 1991 - Present
Stover Wealth Management May 2014 - March 2015
Ameriprise Financial Services, Inc. March 2009 - February 2014
Smith Barney May 2001 - March 2009
Merrill Lynch September 1991 - May 2001
VME Americas Inc. 1985 - 1991
Price Waterhouse Coopers 1979 - 1985
Skills
Retirement, Retirement Planning, Series 7, Estate Planning, Investment Advisory, Mutual Funds, Investments, Fixed Annuities, Securities, Strategic Financial..., Asset Allocation, Portfolio Management, Series 63, Insurance, Investment Strategies, 401k, Asset Management, Financial Analysis, FINRA, Investment Management, Alternative Investments
Education
Hillsdale College 1975 — 1979
BLS Accounting, Minor in Business Law
Dowagiac Union HS 1972 — 1975
Rotary Club of Cleveland June 1991 - Present
Stover Wealth Management May 2014 - March 2015
Ameriprise Financial Services, Inc. March 2009 - February 2014
Smith Barney May 2001 - March 2009
Merrill Lynch September 1991 - May 2001
VME Americas Inc. 1985 - 1991
Price Waterhouse Coopers 1979 - 1985
Skills
Retirement, Retirement Planning, Series 7, Estate Planning, Investment Advisory, Mutual Funds, Investments, Fixed Annuities, Securities, Strategic Financial..., Asset Allocation, Portfolio Management, Series 63, Insurance, Investment Strategies, 401k, Asset Management, Financial Analysis, FINRA, Investment Management, Alternative Investments
Education
Hillsdale College 1975 — 1979
BLS Accounting, Minor in Business Law
Dowagiac Union HS 1972 — 1975
Allison Sullivan Black Allison Sullivan Black's Smith Barney Experience 1994 - 1999
Job
Industry Investment Management
Experience
SunTrust / CSI Capital Management February 2010 - Present
Tamalpais Wealth Advisors August 2002 - February 2010
Montclare Technologies 1999 - 2001
Smith Barney 1994 - 1999
Skills
ETFs, Investment Strategies, Asset Allocation, Strategic Financial...
Education
Golden Gate University 2002 — 2004
Masters, Financial Planning
Winona State University 1989 — 1992
Bachelors, Philosophy/History
SunTrust / CSI Capital Management February 2010 - Present
Tamalpais Wealth Advisors August 2002 - February 2010
Montclare Technologies 1999 - 2001
Smith Barney 1994 - 1999
Skills
ETFs, Investment Strategies, Asset Allocation, Strategic Financial...
Education
Golden Gate University 2002 — 2004
Masters, Financial Planning
Winona State University 1989 — 1992
Bachelors, Philosophy/History
Robin Lovely's Smith Barney Experience January 1997 - January 2007
Job Financial Advisor at Baystate Financial
Industry Financial Services
Experience
Baystate Financial April 2015 - Present
Lovely & Company January 2007 - March 2015
Smith Barney January 1997 - January 2007
Olsten Health Services July 1994 - December 1996
Nurses House Call June 1993 - July 1994
Integrated Health Service May 1992 - June 1993
Mariner Health Care January 1991 - May 1992
Brigham and Women's Hospital June 1985 - December 1990
Boston Medical Center September 1980 - August 1983
Boston Medical Center April 1978 - September 1980
Skills
Healthcare, Strategic Planning, Start-ups, Strategic Financial..., Hospitals, Investments, Estate Planning, Long-term Care, Wealth Management, Asset Managment, Insurance, Securities, Risk Management, Disability Insurance
Education
Harvard Business School 1983 — 1985
Master of Business Administration (MBA), Service Operations
Northeastern University 1979 — 1981
BSN, Nursing
Hartford Hospital School of Nursing 1973 — 1976
Diploma, Medical
Naugatuck High School 1969 — 1973
Diploma
Baystate Financial April 2015 - Present
Lovely & Company January 2007 - March 2015
Smith Barney January 1997 - January 2007
Olsten Health Services July 1994 - December 1996
Nurses House Call June 1993 - July 1994
Integrated Health Service May 1992 - June 1993
Mariner Health Care January 1991 - May 1992
Brigham and Women's Hospital June 1985 - December 1990
Boston Medical Center September 1980 - August 1983
Boston Medical Center April 1978 - September 1980
Skills
Healthcare, Strategic Planning, Start-ups, Strategic Financial..., Hospitals, Investments, Estate Planning, Long-term Care, Wealth Management, Asset Managment, Insurance, Securities, Risk Management, Disability Insurance
Education
Harvard Business School 1983 — 1985
Master of Business Administration (MBA), Service Operations
Northeastern University 1979 — 1981
BSN, Nursing
Hartford Hospital School of Nursing 1973 — 1976
Diploma, Medical
Naugatuck High School 1969 — 1973
Diploma
David Byrnes David Byrnes's Smith Barney Experience December 1994 - February 2005
Job Senior Vice President National Sales Director
Industry Financial Services
Experience
Security Benefit April 2014 - Present
Fairfield Advisors May 2013 - April 2014
Executive Consultant June 2011 - May 2013
Factor Advisors, LLC November 2010 - June 2011
SUN LIFE FINANCIAL February 2005 - June 2009
SMITH BARNEY December 1994 - February 2005
Smith Barney August 2001 - January 2005
Smith Barney January 2003 - January 2004
Smith Barney January 1999 - August 2001
Smith Barney January 1996 - January 1999
Skills
Series 3, Series 7, Series 24, Series 63, Life and Health, NJ, Mutual Funds, Annuities, ETFs, Wealth Management, Investments, Customer Relations, Team Building, Sales Management, Asset Management, Financial Planning, Budgeting, National Account..., Key Account Management, Business Planning, Distribution, Insurance, New Business Development, Public Relations, Retail, Team Leadership, Due Diligence, Fixed Annuities, Account Management, Financial Advisory, Strategic Financial..., Alternative Investments, Sales, Financial Services, Strategy, Relationship Management, Leadership, Banking, Equities, Finance, Management, Securities, Executive Management, FINRA
Education
Gettysburg College 1980 — 1984
BA, Business Administration
Security Benefit April 2014 - Present
Fairfield Advisors May 2013 - April 2014
Executive Consultant June 2011 - May 2013
Factor Advisors, LLC November 2010 - June 2011
SUN LIFE FINANCIAL February 2005 - June 2009
SMITH BARNEY December 1994 - February 2005
Smith Barney August 2001 - January 2005
Smith Barney January 2003 - January 2004
Smith Barney January 1999 - August 2001
Smith Barney January 1996 - January 1999
Skills
Series 3, Series 7, Series 24, Series 63, Life and Health, NJ, Mutual Funds, Annuities, ETFs, Wealth Management, Investments, Customer Relations, Team Building, Sales Management, Asset Management, Financial Planning, Budgeting, National Account..., Key Account Management, Business Planning, Distribution, Insurance, New Business Development, Public Relations, Retail, Team Leadership, Due Diligence, Fixed Annuities, Account Management, Financial Advisory, Strategic Financial..., Alternative Investments, Sales, Financial Services, Strategy, Relationship Management, Leadership, Banking, Equities, Finance, Management, Securities, Executive Management, FINRA
Education
Gettysburg College 1980 — 1984
BA, Business Administration
Kyle Hublitz Kyle Hublitz's Smith Barney Experience June 1993 - January 2009
Job Senior Vice President Investments at UBS Financial Services, Inc. Wealth Advisor designation
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2009 - Present
Smith Barney June 1993 - January 2009
National Bank of Alaska October 1991 - April 1993
Education
Hamilton College 1987 — 1991
B. Arts, Economics Major
Noble & Greenough School, Dedham, MA 1982 — 1987
UBS Financial Services, Inc. January 2009 - Present
Smith Barney June 1993 - January 2009
National Bank of Alaska October 1991 - April 1993
Education
Hamilton College 1987 — 1991
B. Arts, Economics Major
Noble & Greenough School, Dedham, MA 1982 — 1987
Howard Fischer Howard Fischer's Smith Barney Experience March 1990 - April 1994
Job CEO at Basso Capital Management L.P.
Industry Investment Management
Experience
Basso Capital Management, L.P. July 1994 - Present
Smith Barney March 1990 - April 1994
Drexel Burnham Lambert 1989 - 1990
Cohen Feit & Co./Lipco June 1985 - October 1989
Skills
Hedge Funds, Alternative Investments, Investments, Asset Managment, Trading, Portfolio Management, Fixed Income, Valuation, Risk Management, Derivatives, Credit, Angel Investing, Convertible Bonds, Green Technology, Venture Capital, Options, Bloomberg, Asset Management, Commodity, Private Equity, Equities, Bonds, Equity Derivatives
Education
University of Pennsylvania - The Wharton School 1977 — 1981
B.S.E. Accounting and Finance
Harvard University
Advanced Leadership Initiative
Basso Capital Management, L.P. July 1994 - Present
Smith Barney March 1990 - April 1994
Drexel Burnham Lambert 1989 - 1990
Cohen Feit & Co./Lipco June 1985 - October 1989
Skills
Hedge Funds, Alternative Investments, Investments, Asset Managment, Trading, Portfolio Management, Fixed Income, Valuation, Risk Management, Derivatives, Credit, Angel Investing, Convertible Bonds, Green Technology, Venture Capital, Options, Bloomberg, Asset Management, Commodity, Private Equity, Equities, Bonds, Equity Derivatives
Education
University of Pennsylvania - The Wharton School 1977 — 1981
B.S.E. Accounting and Finance
Harvard University
Advanced Leadership Initiative
Andrew Murden Andrew Murden's Smith Barney Experience 2005 - 2007
Job Financial Consultant at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors 2007 - Present
Smith Barney 2005 - 2007
Skills
Wealth Management, 401k, Retirement Accounts, Insurance, Investments, Retirement Planning, Portfolio Management, Annuities
Education
Georgia State University 2002 — 2005
Master of Business Administration (MBA), Finance
University of California, Davis 1988 — 1993
Bachelor of Arts (BA)
Palo Alto High School
Wells Fargo Advisors 2007 - Present
Smith Barney 2005 - 2007
Skills
Wealth Management, 401k, Retirement Accounts, Insurance, Investments, Retirement Planning, Portfolio Management, Annuities
Education
Georgia State University 2002 — 2005
Master of Business Administration (MBA), Finance
University of California, Davis 1988 — 1993
Bachelor of Arts (BA)
Palo Alto High School
Kevin Glynn Kevin Glynn's Smith Barney Experience 2007 - 2009
Job Portfolio Manager at Summit Capital Group, LLC
Industry Investment Management
Experience
Summit Capital Group, LLC October 2013 - Present
The Investment Center June 2009 - October 2013
Smith Barney 2007 - 2009
D.A. Davidson & Co. 1996 - 2007
Skills
Portfolio Management, Investments, Asset Management, Mutual Funds, Equities, Hedge Funds, Financial Analysis, Asset Allocation, Alternative Investments, Trading, Fixed Income, Securities
Education
Gonzaga University 1980 — 1984
Bachelor of Business Administration (BBA)
Summit Capital Group, LLC October 2013 - Present
The Investment Center June 2009 - October 2013
Smith Barney 2007 - 2009
D.A. Davidson & Co. 1996 - 2007
Skills
Portfolio Management, Investments, Asset Management, Mutual Funds, Equities, Hedge Funds, Financial Analysis, Asset Allocation, Alternative Investments, Trading, Fixed Income, Securities
Education
Gonzaga University 1980 — 1984
Bachelor of Business Administration (BBA)
Ken Kruss Ken Kruss's Smith Barney Experience January 2001 - May 2007
Job Wealth Manager
Industry Financial Services
Experience
Kruss Investment Services May 2007 - Present
Woodbury Financial Services May 2007 - Present
Smith Barney January 2001 - May 2007
H&R Block Financial Advisors July 1996 - January 2001
Olde Discount Stockbrokers 1996 - 2001
Skills
Insurance, Long Term Care, Financial Planning, Long-term Care, Strategic Financial..., Estate Planning, Asset Allocation, 401k, Investments, Financial Services, Financial Advisory, Finance, Financial Planners, Life Insurance, Retirement, Retirement Planning, Securities, Investment Advisory, Series 7
Education
Illinois State University 1994 — 1996
Bachelor, Finance
Southern Illinois University, Carbondale 1992 — 1994
Aviation
Harper College 1991 — 1992
Business
Kruss Investment Services May 2007 - Present
Woodbury Financial Services May 2007 - Present
Smith Barney January 2001 - May 2007
H&R Block Financial Advisors July 1996 - January 2001
Olde Discount Stockbrokers 1996 - 2001
Skills
Insurance, Long Term Care, Financial Planning, Long-term Care, Strategic Financial..., Estate Planning, Asset Allocation, 401k, Investments, Financial Services, Financial Advisory, Finance, Financial Planners, Life Insurance, Retirement, Retirement Planning, Securities, Investment Advisory, Series 7
Education
Illinois State University 1994 — 1996
Bachelor, Finance
Southern Illinois University, Carbondale 1992 — 1994
Aviation
Harper College 1991 — 1992
Business
Andrew S. Lazar Andrew S. Lazar's Smith Barney Experience 1995 - 1996
Job Managing Director at BMO Capital Markets
Industry Financial Services
Experience
BMO Capital Markets July 2011 - Present
Quadriserv March 2008 - July 2011
UBS Investment Bank 1996 - 2007
Smith Barney 1995 - 1996
Kidder Peabody 1992 - 1995
Westpac 1990 - 1991
IBJ 1988 - 1990
Skills
Prime Brokerage, Hedge Funds, Securities Lending, Fixed Income, Equities, Derivatives, Trading, Capital Markets, Trading Systems, Electronic Trading, Bloomberg, Swaps, Equity Derivatives, Series 7, Securities, Vendor Management, Credit Derivatives, Options, Interest Rate...
Education
Regis University 2006 — 2007
MBA, Business Administration
Hofstra University
B.S., Computer Science
BMO Capital Markets July 2011 - Present
Quadriserv March 2008 - July 2011
UBS Investment Bank 1996 - 2007
Smith Barney 1995 - 1996
Kidder Peabody 1992 - 1995
Westpac 1990 - 1991
IBJ 1988 - 1990
Skills
Prime Brokerage, Hedge Funds, Securities Lending, Fixed Income, Equities, Derivatives, Trading, Capital Markets, Trading Systems, Electronic Trading, Bloomberg, Swaps, Equity Derivatives, Series 7, Securities, Vendor Management, Credit Derivatives, Options, Interest Rate...
Education
Regis University 2006 — 2007
MBA, Business Administration
Hofstra University
B.S., Computer Science
Dana Brandes Dana Brandes's Smith Barney Experience 2001 - 2005
Job Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management January 2013 - Present
Merrill Lynch February 2011 - January 2013
Merrill Lynch September 2006 - November 2010
BANC OF AMERICA INVESTMENT SERVICES, INC September 2006 - December 2009
PERSONAL ASSET STRATEGIES, INC April 2005 - August 2006
Smith Barney 2001 - 2005
Skills
Series 7, Series 63, Financial Services
Education
Hofstra University 1982 — 1986
B.B.A, Banking, Finance, and Investments
Morgan Stanley Wealth Management January 2013 - Present
Merrill Lynch February 2011 - January 2013
Merrill Lynch September 2006 - November 2010
BANC OF AMERICA INVESTMENT SERVICES, INC September 2006 - December 2009
PERSONAL ASSET STRATEGIES, INC April 2005 - August 2006
Smith Barney 2001 - 2005
Skills
Series 7, Series 63, Financial Services
Education
Hofstra University 1982 — 1986
B.B.A, Banking, Finance, and Investments
Britt Tucker Britt Tucker's Smith Barney Experience August 2004 - December 2004
Job Financial Advisor
Industry Financial Services
Experience
Leadership Huntsville/Madison County 2012 - 2013
Wells Fargo Advisors 2010 - 2013
REO SERVICES 2008 - 2010
Air Repair Enterprises 1996 - 2008
Smith Barney August 2004 - December 2004
Skills
Investments, Alternative Investments, Portfolio Management, Options, Asset Managment, Fixed Annuities, Equities, Securities, Managed Futures, Bonds, Fixed Income, Options Strategies, Finance, Trading, Financial Markets, Hedge Funds, Derivatives, Strategic Investment...
Education
Georgia State University - J. Mack Robinson College of Business 2003 — 2004
Master of Business Administration (M.B.A.), Finance
Georgia State University 2000 — 2003
Bachelor of Science (B.S.), Computer Science
Leadership Huntsville/Madison County 2012 - 2013
Wells Fargo Advisors 2010 - 2013
REO SERVICES 2008 - 2010
Air Repair Enterprises 1996 - 2008
Smith Barney August 2004 - December 2004
Skills
Investments, Alternative Investments, Portfolio Management, Options, Asset Managment, Fixed Annuities, Equities, Securities, Managed Futures, Bonds, Fixed Income, Options Strategies, Finance, Trading, Financial Markets, Hedge Funds, Derivatives, Strategic Investment...
Education
Georgia State University - J. Mack Robinson College of Business 2003 — 2004
Master of Business Administration (M.B.A.), Finance
Georgia State University 2000 — 2003
Bachelor of Science (B.S.), Computer Science
Ashtynn Baltimore's Smith Barney Experience June 2007 - July 2007
Job Student at Harvard University
Industry Financial Services
Experience
Goldman Sachs May 2011 - Present
Pre-Professional Development August 2010 - Present
Novus Vision Consulting Group August 2010 - May 2011
Digital Literacy Project January 2010 - May 2011
Independent Research Project June 2008 - May 2011
Goldman Sachs IMD March 2011 - March 2011
Goldman Sachs 2011 - 2011
Morgan Stanley July 2010 - August 2010
Smith Barney June 2007 - July 2007
Education
Harvard University 2009 — 2012
Goldman Sachs May 2011 - Present
Pre-Professional Development August 2010 - Present
Novus Vision Consulting Group August 2010 - May 2011
Digital Literacy Project January 2010 - May 2011
Independent Research Project June 2008 - May 2011
Goldman Sachs IMD March 2011 - March 2011
Goldman Sachs 2011 - 2011
Morgan Stanley July 2010 - August 2010
Smith Barney June 2007 - July 2007
Education
Harvard University 2009 — 2012
Joel G Janssen Joel G Janssen's Smith Barney Experience November 2007 - 2008
Job Officer, Control Specialist at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC October 2012 - Present
UBS June 2012 - October 2012
JHS Capital Advisors, Inc. April 2012 - June 2012
Sunset Science Park Federal Credit Union April 2011 - June 2012
Paulson Investment Company October 2010 - April 2012
Ameriprise Financial May 2010 - October 2010
Ameriprise Financial Services, Inc. May 2009 - May 2010
Smith Barney November 2007 - 2008
The Private Consulting Group January 2002 - November 2007
Education
Gonzaga University 1991 — 1995
Bachelor of Business Administration, Marketing
Wells Fargo Advisors, LLC October 2012 - Present
UBS June 2012 - October 2012
JHS Capital Advisors, Inc. April 2012 - June 2012
Sunset Science Park Federal Credit Union April 2011 - June 2012
Paulson Investment Company October 2010 - April 2012
Ameriprise Financial May 2010 - October 2010
Ameriprise Financial Services, Inc. May 2009 - May 2010
Smith Barney November 2007 - 2008
The Private Consulting Group January 2002 - November 2007
Education
Gonzaga University 1991 — 1995
Bachelor of Business Administration, Marketing
Dawn Basore Dawn Basore's Smith Barney Experience 1991 - 1994
Job Founder & CEO at DB's ProFuel
Industry Financial Services
Experience
DB's ProFuel July 2013 - Present
Walden Family Services Nonprofit Organization April 2013 - Present
LPL Financial 2009 - February 2013
LPL Financial 2004 - 2009
LPL Financial August 1994 - 2004
Smith Barney 1991 - 1994
Stay at Home Mom 1988 - 1991
E.F.Hutton 1985 - 1988
Skills
Series 7, Investments, Wealth Management, Mutual Funds, Investment Advisory, Series 24, Sales Management, Recruiting, Retirement Planning, FINRA, Variable Annuities, IRAs, Management, Retirement, Financial Advisory, Financial Services, Investment Strategies, Risk Management, Wealth Management..., Series 6, 401k, Alternative Investments, Asset Management, Fixed Income, Series 65, Wealth, Securities, Separately Managed..., Asset Allocation, Estate Planning, Uniform Combined State..., Fixed Annuities, Financial Planners, Business Development, Series 63, ETFs, Investment Management, Strategic Financial..., High Net Worth..., Certified Financial..., Life Insurance, Investment Advisory..., Pensions, Bonds, Relationship Management, Portfolio Management, Retirement Plan..., Options, Long-term Care, Equities
Education
San Diego Mesa College 1995 — 1997
Grossmont College 1982 — 1984
DB's ProFuel July 2013 - Present
Walden Family Services Nonprofit Organization April 2013 - Present
LPL Financial 2009 - February 2013
LPL Financial 2004 - 2009
LPL Financial August 1994 - 2004
Smith Barney 1991 - 1994
Stay at Home Mom 1988 - 1991
E.F.Hutton 1985 - 1988
Skills
Series 7, Investments, Wealth Management, Mutual Funds, Investment Advisory, Series 24, Sales Management, Recruiting, Retirement Planning, FINRA, Variable Annuities, IRAs, Management, Retirement, Financial Advisory, Financial Services, Investment Strategies, Risk Management, Wealth Management..., Series 6, 401k, Alternative Investments, Asset Management, Fixed Income, Series 65, Wealth, Securities, Separately Managed..., Asset Allocation, Estate Planning, Uniform Combined State..., Fixed Annuities, Financial Planners, Business Development, Series 63, ETFs, Investment Management, Strategic Financial..., High Net Worth..., Certified Financial..., Life Insurance, Investment Advisory..., Pensions, Bonds, Relationship Management, Portfolio Management, Retirement Plan..., Options, Long-term Care, Equities
Education
San Diego Mesa College 1995 — 1997
Grossmont College 1982 — 1984
Kyndl Bosacki's Smith Barney Experience January 2007 - August 2007
Job MBA Candidate at Kellogg School of Management
Industry Management Consulting
Experience
Bain & Company March 2014 - July 2015
Bain & Company September 2013 - March 2014
Bain & Company July 2011 - August 2013
USC Marshall School of Business August 2010 - December 2010
LAACMA Consulting June 2010 - October 2010
AssociationsWest July 2009 - December 2009
IM Global LLC April 2009 - August 2009
New and Improved Media June 2008 - March 2009
Smith Barney January 2007 - August 2007
Education
Northwestern University - Kellogg School of Management
Master of Business Administration (M.B.A.)
University of Southern California - Marshall School of Business 2007 — 2011
BS, Business Administration
HEC Paris 2010 — 2010
Bain & Company March 2014 - July 2015
Bain & Company September 2013 - March 2014
Bain & Company July 2011 - August 2013
USC Marshall School of Business August 2010 - December 2010
LAACMA Consulting June 2010 - October 2010
AssociationsWest July 2009 - December 2009
IM Global LLC April 2009 - August 2009
New and Improved Media June 2008 - March 2009
Smith Barney January 2007 - August 2007
Education
Northwestern University - Kellogg School of Management
Master of Business Administration (M.B.A.)
University of Southern California - Marshall School of Business 2007 — 2011
BS, Business Administration
HEC Paris 2010 — 2010
Jason Emmett Jason Emmett's Smith Barney Experience January 2005 - May 2006
Job Vice President, External Investment Consultant at Allianz Global Investors
Industry Financial Services
Experience
Allianz Global Investors August 2013 - Present
Allianz Global Investors May 2010 - July 2013
Legg Mason January 2007 - March 2010
David Lerner Associates June 2006 - December 2006
Smith Barney January 2005 - May 2006
Education
Wagner College 1999 — 2004
BA/MBA
Hamilton College 1995 — 1997
NA, Government
Allianz Global Investors August 2013 - Present
Allianz Global Investors May 2010 - July 2013
Legg Mason January 2007 - March 2010
David Lerner Associates June 2006 - December 2006
Smith Barney January 2005 - May 2006
Education
Wagner College 1999 — 2004
BA/MBA
Hamilton College 1995 — 1997
NA, Government
John Lockette John Lockette's Smith Barney Experience September 2001 - April 2007
Job Vice President, Regional Training Officer
Industry Financial Services
Experience
Morgan Stanley Wealth Management September 2013 - Present
Dive Center Marketing Consultants April 2010 - Present
Morgan Stanley Smith Barney April 2007 - September 2009
Smith Barney September 2001 - April 2007
Merrill Lynch February 1999 - August 2001
Education
Hampshire College
B.A., Economic History and Theory
Princeton Day School
Morgan Stanley Wealth Management September 2013 - Present
Dive Center Marketing Consultants April 2010 - Present
Morgan Stanley Smith Barney April 2007 - September 2009
Smith Barney September 2001 - April 2007
Merrill Lynch February 1999 - August 2001
Education
Hampshire College
B.A., Economic History and Theory
Princeton Day School
David S. Bard CRPS, AIF David S. Bard CRPS, AIF's Smith Barney Experience February 2004 - December 2007
Job Senior Consultant at Westminster Consulting
Industry Financial Services
Experience
Westminster Consulting, LLC January 2012 - Present
Courier Capital Corporation March 2008 - January 2012
Smith Barney February 2004 - December 2007
McDonald Investments May 1999 - February 2004
CIBC Oppenheimer September 1993 - May 1999
Skills
Series 7, 401k, Investments, Wealth Management, Mutual Funds, Retirement Planning, Investment Advisory, Securities, Series 63, Asset Allocation, Retirement, Portfolio Management, Asset Managment, Alternative Investments, Equities
Education
Hobart and William Smith Colleges 1990 — 1993
BA, Economics
Riverdale Country School 1980 — 1989
Westminster Consulting, LLC January 2012 - Present
Courier Capital Corporation March 2008 - January 2012
Smith Barney February 2004 - December 2007
McDonald Investments May 1999 - February 2004
CIBC Oppenheimer September 1993 - May 1999
Skills
Series 7, 401k, Investments, Wealth Management, Mutual Funds, Retirement Planning, Investment Advisory, Securities, Series 63, Asset Allocation, Retirement, Portfolio Management, Asset Managment, Alternative Investments, Equities
Education
Hobart and William Smith Colleges 1990 — 1993
BA, Economics
Riverdale Country School 1980 — 1989
John Foreman, MBA, CIMA®'s Smith Barney Experience October 2005 - February 2008
Job Investment Specialist at Barnum Financial Group, an Office of MetLife
Industry Financial Services
Experience
Barnum Financial Group January 2011 - Present
Totem Pole Ski Shop February 2008 - December 2010
Windward Petroleum May 2009 - July 2009
Smith Barney October 2005 - February 2008
Smith Barney January 2004 - September 2005
Citigroup August 1999 - July 2002
Skills
Investments, Financial Services, Portfolio Management, Fixed Income, Mutual Funds, Asset Management, Securities, Finance, Analysis, Capital Markets, Investment Strategies, Equities, Leadership, Management, Market Research
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 2008 — 2009
MBA, Entrepreneurship & International Management
Hartwick College 1995 — 1999
BA, Economics
American University-Washington Semester 1998 — 1998
International Business & Trade
Barnum Financial Group January 2011 - Present
Totem Pole Ski Shop February 2008 - December 2010
Windward Petroleum May 2009 - July 2009
Smith Barney October 2005 - February 2008
Smith Barney January 2004 - September 2005
Citigroup August 1999 - July 2002
Skills
Investments, Financial Services, Portfolio Management, Fixed Income, Mutual Funds, Asset Management, Securities, Finance, Analysis, Capital Markets, Investment Strategies, Equities, Leadership, Management, Market Research
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 2008 — 2009
MBA, Entrepreneurship & International Management
Hartwick College 1995 — 1999
BA, Economics
American University-Washington Semester 1998 — 1998
International Business & Trade
Jason M. McKenna, CFP® Jason M. McKenna, CFP®'s Smith Barney Experience May 2006 - May 2009
Job President at McKenna Financial Planning
Industry Financial Services
Experience
McKenna Financial Planning September 2013 - Present
Wells Fargo Advisors, LLC May 2009 - September 2013
Smith Barney May 2006 - May 2009
UBS PaineWebber October 1997 - May 2006
Education
Hofstra University 1992 — 1996
BBA, Finance
College of Financial Planning
CERTIFIED FINANCIAL PLANNER™
McKenna Financial Planning September 2013 - Present
Wells Fargo Advisors, LLC May 2009 - September 2013
Smith Barney May 2006 - May 2009
UBS PaineWebber October 1997 - May 2006
Education
Hofstra University 1992 — 1996
BBA, Finance
College of Financial Planning
CERTIFIED FINANCIAL PLANNER™
Howard Chou Howard Chou's Smith Barney Experience June 2006 - December 2006
Job Finance Manager
Industry Computer Software
Experience
Trifacta September 2015 - Present
Lithium Technologies September 2013 - July 2015
Ernst & Young September 2010 - September 2013
Comerica Bank September 2007 - July 2009
Smith Barney June 2006 - December 2006
Wachovia Securities, LLC June 2005 - October 2005
Education
Golden Gate University 2009 — 2010
MAcc, Accounting
University of California, San Diego 2003 — 2007
BS, Management Science
Trifacta September 2015 - Present
Lithium Technologies September 2013 - July 2015
Ernst & Young September 2010 - September 2013
Comerica Bank September 2007 - July 2009
Smith Barney June 2006 - December 2006
Wachovia Securities, LLC June 2005 - October 2005
Education
Golden Gate University 2009 — 2010
MAcc, Accounting
University of California, San Diego 2003 — 2007
BS, Management Science
William Crothers's Smith Barney Experience February 1993 - April 2005
Job Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley April 2005 - Present
Smith Barney February 1993 - April 2005
Paine Webber March 1985 - February 1993
Skills
Series 7, Portfolio Management, Wealth Management, Investments, Mutual Funds, Retirement
Education
Harvard University 1959 — 1963
BA, Economics
Morgan Stanley April 2005 - Present
Smith Barney February 1993 - April 2005
Paine Webber March 1985 - February 1993
Skills
Series 7, Portfolio Management, Wealth Management, Investments, Mutual Funds, Retirement
Education
Harvard University 1959 — 1963
BA, Economics
Hal Maskery - CIMA, CPWA's Smith Barney Experience October 2006 - September 2007
Job Business Development Executive
Industry Financial Services
Experience
JP Morgan Securities Affiliate Chase Investments December 2014 - May 2015
Fisher Investments June 2013 - November 2014
Legg Mason Investment Counsel October 2007 - January 2013
Smith Barney October 2006 - September 2007
BlackRock Financial Management July 2003 - September 2006
Skills
Institutional Business..., Retirement Planning, Portfolio Management, Wealth Management, Investments, Asset Management, Series 7, Asset Allocation, Mutual Funds, Alternative Investments, Equities, Finance, Financial Analysis, Series 66
Education
Hampden-Sydney College 1970 — 1974
Economics
JP Morgan Securities Affiliate Chase Investments December 2014 - May 2015
Fisher Investments June 2013 - November 2014
Legg Mason Investment Counsel October 2007 - January 2013
Smith Barney October 2006 - September 2007
BlackRock Financial Management July 2003 - September 2006
Skills
Institutional Business..., Retirement Planning, Portfolio Management, Wealth Management, Investments, Asset Management, Series 7, Asset Allocation, Mutual Funds, Alternative Investments, Equities, Finance, Financial Analysis, Series 66
Education
Hampden-Sydney College 1970 — 1974
Economics
Jordan Mayer CFP, CPWA, CIMA Jordan Mayer CFP, CPWA, CIMA's Smith Barney Experience November 1986 - October 2007
Job Managing Director at JPMorgan Securities
Industry Financial Services
Experience
JPMorgan Securities October 2007 - Present
Smith Barney November 1986 - October 2007
Education
Wharton School, University of Pennsylvania 2012 — 2012
Certified Investment Management Analyst
The University of Chicago - Booth School of Business 2011 — 2011
Certified Private Wealth Advisor
Molloy College 2005 — 2007
Certified Financial Planner
Hofstra University 1979 — 1983
BBA, Marketing
Commack High School North 1976 — 1979
JPMorgan Securities October 2007 - Present
Smith Barney November 1986 - October 2007
Education
Wharton School, University of Pennsylvania 2012 — 2012
Certified Investment Management Analyst
The University of Chicago - Booth School of Business 2011 — 2011
Certified Private Wealth Advisor
Molloy College 2005 — 2007
Certified Financial Planner
Hofstra University 1979 — 1983
BBA, Marketing
Commack High School North 1976 — 1979
Homer Shuler Homer Shuler's Smith Barney Experience June 1986 - July 2005
Job First Vice PresidentInvestments at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC June 2011 - Present
morgan keegan August 2005 - May 2011
smith barney June 1986 - July 2005
Education
Georgia State University 1977 — 1979
Bachelor of Business Administration
Tucker High School 1971 — 1975
general studies
Wells Fargo Advisors LLC June 2011 - Present
morgan keegan August 2005 - May 2011
smith barney June 1986 - July 2005
Education
Georgia State University 1977 — 1979
Bachelor of Business Administration
Tucker High School 1971 — 1975
general studies
Lee Giobbie, CFA, CFP, CLTC, RIS's Smith Barney Experience June 2006 - January 2009
Job Financial Advisor
Industry Financial Services
Experience
Janney Montgomery Scott January 2009 - Present
The Kings Christian School March 2012 - Present
Urban Promise January 2013 - Present
USA Hockey April 2008 - Present
Smith Barney June 2006 - January 2009
Skills
Retirement Planning, Strategic Financial..., Wealth Management, Retirement, Series 63, Investments, Portfolio Management, Fixed Annuities, Asset Allocation, Insurance, Investment Strategies, Financial Planners, Asset Management, Long-term Care, Financial Analysis, Estate Planning, Asset Managment, 401k Rollovers, Executive Pay, Life Insurance, 401k, IRAs, Mutual Funds, Finance, Small Business, Charities, Multi-generational..., Series 7, Investment Advisory, Uniform Combined State..., Term Life Insurance, Succession Planning, Financial Services, Securities, Relationship Management, Retirement Income, Financial Planning, Charitable Giving, Insurance Planning, Executive Compensation, Biblical Finance, Financial Modeling, Risk Management, Financial Risk, Analysis
Education
Gordon College 2002 — 2006
BA, Finance & Business
Janney Montgomery Scott January 2009 - Present
The Kings Christian School March 2012 - Present
Urban Promise January 2013 - Present
USA Hockey April 2008 - Present
Smith Barney June 2006 - January 2009
Skills
Retirement Planning, Strategic Financial..., Wealth Management, Retirement, Series 63, Investments, Portfolio Management, Fixed Annuities, Asset Allocation, Insurance, Investment Strategies, Financial Planners, Asset Management, Long-term Care, Financial Analysis, Estate Planning, Asset Managment, 401k Rollovers, Executive Pay, Life Insurance, 401k, IRAs, Mutual Funds, Finance, Small Business, Charities, Multi-generational..., Series 7, Investment Advisory, Uniform Combined State..., Term Life Insurance, Succession Planning, Financial Services, Securities, Relationship Management, Retirement Income, Financial Planning, Charitable Giving, Insurance Planning, Executive Compensation, Biblical Finance, Financial Modeling, Risk Management, Financial Risk, Analysis
Education
Gordon College 2002 — 2006
BA, Finance & Business
Gino Petitta Gino Petitta's Smith Barney Experience May 2001 - March 2003
Job President at Shield Financial Group LPL Financial Advisor
Industry Financial Services
Experience
Shield Financial Group April 2003 - Present
LPL Financial March 2003 - Present
Smith Barney May 2001 - March 2003
Comerica Securities February 1994 - May 2001
Comerica Bank January 1992 - February 1994
Education
Grand Valley State University 1987 — 1991
Bachelor of Business Administration, Finance - Seidman School of Business
Shield Financial Group April 2003 - Present
LPL Financial March 2003 - Present
Smith Barney May 2001 - March 2003
Comerica Securities February 1994 - May 2001
Comerica Bank January 1992 - February 1994
Education
Grand Valley State University 1987 — 1991
Bachelor of Business Administration, Finance - Seidman School of Business
Shannon Hobbs Shannon Hobbs's Smith Barney Experience July 1995 - August 1996
Job Head of Human Resources for Commercial Banking at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase December 2012 - Present
JP Morgan Chase September 2012 - December 2012
JP Morgan Chase February 2011 - September 2012
JPMorgan Chase September 2009 - February 2011
JPMorgan Chase July 2010 - September 2010
Morgan Stanley Smith Barney June 2009 - September 2009
Smith Barney, Citi -Global Wealth Management April 2008 - June 2009
Citi - Global Wealth Management July 2005 - April 2008
Citigroup - Smith Barney August 1996 - July 2005
Smith Barney July 1995 - August 1996
Skills
Employee Relations, Employee Benefits, Leadership, Executive Management, HR Consulting, Payroll, Workshop Facilitation, Succession Planning, Deferred Compensation, Talent Management, Benefits Administration, Onboarding, Trusted Advisor, Talent Developer, Sales Compensation, Compensation & Benefit, Change Management, Management, Mergers, Reorganisation
Education
Golden Gate University
Masters of Science, Organizational Development
University of South Carolina-Columbia 1988 — 1992
BA, Political Science
JPMorgan Chase December 2012 - Present
JP Morgan Chase September 2012 - December 2012
JP Morgan Chase February 2011 - September 2012
JPMorgan Chase September 2009 - February 2011
JPMorgan Chase July 2010 - September 2010
Morgan Stanley Smith Barney June 2009 - September 2009
Smith Barney, Citi -Global Wealth Management April 2008 - June 2009
Citi - Global Wealth Management July 2005 - April 2008
Citigroup - Smith Barney August 1996 - July 2005
Smith Barney July 1995 - August 1996
Skills
Employee Relations, Employee Benefits, Leadership, Executive Management, HR Consulting, Payroll, Workshop Facilitation, Succession Planning, Deferred Compensation, Talent Management, Benefits Administration, Onboarding, Trusted Advisor, Talent Developer, Sales Compensation, Compensation & Benefit, Change Management, Management, Mergers, Reorganisation
Education
Golden Gate University
Masters of Science, Organizational Development
University of South Carolina-Columbia 1988 — 1992
BA, Political Science
Jorge Roig Jorge Roig's Smith Barney Experience June 1996 - August 1996
Job Associate Professor at Charleston School of Law
Industry Law Practice
Experience
Charleston School of Law June 2011 - Present
González, Machado & Roig, LLC January 2010 - Present
Roig Colón, LLC January 2009 - December 2011
University of Puerto Rico - School of Law August 2009 - January 2011
Puerto Rico Department of Justice January 2005 - December 2008
Fiddler Gonzalez & Rodriguez June 1998 - January 2005
United States District Court for the District of Puerto Rico October 2001 - October 2003
Supreme Court of the Commonwealth of Puerto Rico November 2000 - October 2001
Smith Barney June 1996 - August 1996
Skills
Appeals, Litigation, Administrative Law, Antitrust, Legal Research, Intellectual Property, Constitutional Law, Legal Writing, Internet Law, Civil Litigation, Public Speaking, Writing, Spanish, Policy Analysis, Government, English, Higher Education, Microsoft Office, Teaching, Economics, Policy, Bankruptcy, Commercial Litigation, Courts, Legal Services, Legal Advice, Privacy, Litigation Support, Public Policy, Government Affairs, Government Relations, Legal Assistance, Cyberlaw, Competition Law, Copyright Law, Research, Corporate Law, Entertainment Law, Privacy Law, Trademarks, Mergers & Acquisitions, Westlaw, International Law, Mediation, Hearings, Politics, Alternative Dispute..., Trials, Legal Issues, Torts
Education
University of California, Berkeley - School of Law 1997 — 2000
Juris Doctor and Boalt Hall Law & Technology Certificate, Law
Harvard University 1993 — 1997
A.B. with Honors, Economics
Colegio San Ignacio de Loyola 1986 — 1993
High School Diploma, Regular/General High School/Secondary Diploma Program
Charleston School of Law June 2011 - Present
González, Machado & Roig, LLC January 2010 - Present
Roig Colón, LLC January 2009 - December 2011
University of Puerto Rico - School of Law August 2009 - January 2011
Puerto Rico Department of Justice January 2005 - December 2008
Fiddler Gonzalez & Rodriguez June 1998 - January 2005
United States District Court for the District of Puerto Rico October 2001 - October 2003
Supreme Court of the Commonwealth of Puerto Rico November 2000 - October 2001
Smith Barney June 1996 - August 1996
Skills
Appeals, Litigation, Administrative Law, Antitrust, Legal Research, Intellectual Property, Constitutional Law, Legal Writing, Internet Law, Civil Litigation, Public Speaking, Writing, Spanish, Policy Analysis, Government, English, Higher Education, Microsoft Office, Teaching, Economics, Policy, Bankruptcy, Commercial Litigation, Courts, Legal Services, Legal Advice, Privacy, Litigation Support, Public Policy, Government Affairs, Government Relations, Legal Assistance, Cyberlaw, Competition Law, Copyright Law, Research, Corporate Law, Entertainment Law, Privacy Law, Trademarks, Mergers & Acquisitions, Westlaw, International Law, Mediation, Hearings, Politics, Alternative Dispute..., Trials, Legal Issues, Torts
Education
University of California, Berkeley - School of Law 1997 — 2000
Juris Doctor and Boalt Hall Law & Technology Certificate, Law
Harvard University 1993 — 1997
A.B. with Honors, Economics
Colegio San Ignacio de Loyola 1986 — 1993
High School Diploma, Regular/General High School/Secondary Diploma Program
Ana Geller Ana Geller's Smith Barney Experience May 2006 - March 2009
Job Administrative Manager at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. March 2009 - Present
Smith Barney May 2006 - March 2009
Legg Mason September 1996 - May 2006
Education
Gettysburg College 1990 — 1994
BA, International Management, French
Lincoln School
Robert W. Baird & Co. March 2009 - Present
Smith Barney May 2006 - March 2009
Legg Mason September 1996 - May 2006
Education
Gettysburg College 1990 — 1994
BA, International Management, French
Lincoln School
Jeffrey Hack Jeffrey Hack's Smith Barney Experience 1994 - 2004
Job Executive Vice President at First Data Corporation
Industry Financial Services
Experience
First Data Corporation 2013 - Present
Morgan Stanley Smith Barney 2011 - 2013
JP Morgan 2005 - 2011
JP Morgan Chase 2004 - 2005
Smith Barney 1994 - 2004
McKinsey & Company 1991 - 1994
Education
Harvard Business School 1989 — 1991
MBA
Wharton School, University of Pennsylvania 1983 — 1987
BS, Economics
First Data Corporation 2013 - Present
Morgan Stanley Smith Barney 2011 - 2013
JP Morgan 2005 - 2011
JP Morgan Chase 2004 - 2005
Smith Barney 1994 - 2004
McKinsey & Company 1991 - 1994
Education
Harvard Business School 1989 — 1991
MBA
Wharton School, University of Pennsylvania 1983 — 1987
BS, Economics
Randall Hancock Randall Hancock's Smith Barney Experience August 1987 - July 1989
Job Experienced International General Manager & Strategist
Industry Information Services
Experience
AcceleratingBiz (formerly MangoStrategy, LLC) July 2007 - Present
The China Greentech Initiative January 2008 - December 2014
Institutional Shareholder Services, Inc. October 2004 - June 2007
IBM June 2001 - October 2004
Mainspring, Inc. September 1998 - June 2001
Gemini Consulting (formerly The MAC Group) September 1991 - August 1998
Smith Barney August 1987 - July 1989
Skills
Business Strategy, Acquisition Integration, Mergers, Competitive Analysis, International Business, Strategy, Mergers & Acquisitions, Market Research, Business Planning, Management Consulting, Thought Leadership, Emerging Trends, Emerging Technologies, Emerging Markets, Market Analysis, Strategic Thinking, Marketing Strategy, Start-ups, Greater China, Offshoring, Renewable Energy, Leadership, Greentech, Cleantech, Technology Trends, Disruptive Technologies, Business Model..., Business Model..., Venture Capital, Program Management, Analysis, Corporate Development, Strategic Consulting, Strategic Partnerships, P&L Management, Strategic Planning, Corporate Finance, Entrepreneurship, Management, Business Transformation, Start-up, Private Equity
Education
Northwestern University - Kellogg School of Management 1989 — 1991
MBA
Harvard University 1983 — 1987
A.B.
Colville High School 1979 — 1983
AcceleratingBiz (formerly MangoStrategy, LLC) July 2007 - Present
The China Greentech Initiative January 2008 - December 2014
Institutional Shareholder Services, Inc. October 2004 - June 2007
IBM June 2001 - October 2004
Mainspring, Inc. September 1998 - June 2001
Gemini Consulting (formerly The MAC Group) September 1991 - August 1998
Smith Barney August 1987 - July 1989
Skills
Business Strategy, Acquisition Integration, Mergers, Competitive Analysis, International Business, Strategy, Mergers & Acquisitions, Market Research, Business Planning, Management Consulting, Thought Leadership, Emerging Trends, Emerging Technologies, Emerging Markets, Market Analysis, Strategic Thinking, Marketing Strategy, Start-ups, Greater China, Offshoring, Renewable Energy, Leadership, Greentech, Cleantech, Technology Trends, Disruptive Technologies, Business Model..., Business Model..., Venture Capital, Program Management, Analysis, Corporate Development, Strategic Consulting, Strategic Partnerships, P&L Management, Strategic Planning, Corporate Finance, Entrepreneurship, Management, Business Transformation, Start-up, Private Equity
Education
Northwestern University - Kellogg School of Management 1989 — 1991
MBA
Harvard University 1983 — 1987
A.B.
Colville High School 1979 — 1983
Carl Uehling Carl Uehling's Smith Barney Experience July 1993 - May 2009
Job Senior Vice President at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services May 2009 - Present
Smith Barney July 1993 - May 2009
Shearson Lehman Brothers September 1987 - July 1993
Education
Gettysburg College 1971 — 1975
BA, English
UBS Financial Services May 2009 - Present
Smith Barney July 1993 - May 2009
Shearson Lehman Brothers September 1987 - July 1993
Education
Gettysburg College 1971 — 1975
BA, English
Brian Delshad Brian Delshad's Smith Barney Experience May 2004 - September 2004
Job
Industry Financial Services
Experience
Douglas Elliman Real Estate July 2012 - Present
Virtusa July 2010 - July 2012
TIAA-CREF December 2007 - January 2010
International Fund Services (Ireland) Ltd, A State Street Company December 2006 - September 2007
Premium Capital Funding 2004 - December 2006
Smith Barney May 2004 - September 2004
Skills
Bloomberg, Excel, PowerPoint, Access, Word, Impact Accounting, Visio, FactSet, Omgeo Oasys, CTM, Microsoft Word, Microsoft Excel, Asset Managment, Fixed Income, Portfolio Management, Financial Services, Investments, Investment Banking, Hedge Funds, Derivatives, Asset Management, Finance, Banking, Equities, Analysis, Mergers & Acquisitions, Business Development, Structured Finance, Trading, Management, Options
Education
Hofstra University 2003 — 2006
Finance, Finance
Douglas Elliman Real Estate July 2012 - Present
Virtusa July 2010 - July 2012
TIAA-CREF December 2007 - January 2010
International Fund Services (Ireland) Ltd, A State Street Company December 2006 - September 2007
Premium Capital Funding 2004 - December 2006
Smith Barney May 2004 - September 2004
Skills
Bloomberg, Excel, PowerPoint, Access, Word, Impact Accounting, Visio, FactSet, Omgeo Oasys, CTM, Microsoft Word, Microsoft Excel, Asset Managment, Fixed Income, Portfolio Management, Financial Services, Investments, Investment Banking, Hedge Funds, Derivatives, Asset Management, Finance, Banking, Equities, Analysis, Mergers & Acquisitions, Business Development, Structured Finance, Trading, Management, Options
Education
Hofstra University 2003 — 2006
Finance, Finance
Donna S. Cates's Smith Barney Experience February 2000 - October 2002
Job Financial Advisor, Financial Advisor, Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial March 2011 - Present
Institute for Divorce Financial Analysts March 2004 - 2013
Merrill Lynch October 2002 - March 2011
BNI April 2008 - October 2009
Smith Barney February 2000 - October 2002
Mary Kay Cosmetics December 1994 - March 2000
US Army Reserve Command January 1992 - December 1994
Second U.S. Army August 1984 - December 1993
Skills
Client Relationships, Customer Service, Public Speaking, Insurance Broker, Protection Planning, Skilled Communicator
Education
Georgia State University 1980 — 1984
BBA, Management and Psychology
Georgia State University - J. Mack Robinson College of Business 1980 — 1984
Bachelor of Business Administration (BBA), Business Administration and Management, General
Ameriprise Financial March 2011 - Present
Institute for Divorce Financial Analysts March 2004 - 2013
Merrill Lynch October 2002 - March 2011
BNI April 2008 - October 2009
Smith Barney February 2000 - October 2002
Mary Kay Cosmetics December 1994 - March 2000
US Army Reserve Command January 1992 - December 1994
Second U.S. Army August 1984 - December 1993
Skills
Client Relationships, Customer Service, Public Speaking, Insurance Broker, Protection Planning, Skilled Communicator
Education
Georgia State University 1980 — 1984
BBA, Management and Psychology
Georgia State University - J. Mack Robinson College of Business 1980 — 1984
Bachelor of Business Administration (BBA), Business Administration and Management, General
Clifford Berryman's Smith Barney Experience August 2005 - February 2007
Job Business Development | Strategic Planner | Financial Analysis
Industry Banking
Experience
Bank of America Merrill Lynch October 2013 - Present
Bank of America March 2013 - October 2013
Bank of America June 2012 - March 2013
Primedia January 2012 - June 2012
Bank of America May 2011 - February 2012
The Coca-Cola Company September 2010 - May 2011
Minds Eye September 2008 - May 2009
ControlScan April 2007 - July 2008
Smith Barney August 2005 - February 2007
Skills
Credit Analysis, Treasury Services, Financial Analysis, Sales, Credit, Management, Financial Modeling, Strategic Planning, Leadership, Banking, Finance, Portfolio Management, Marketing, Due Diligence, Investments, Real Estate
Education
Georgia State University - J. Mack Robinson College of Business 2010 — 2011
MBA, Finance, General
The University of Georgia 2001 — 2005
University of Georgia - Terry College of Business 2001 — 2005
Bachelor of Business Administration (BBA)
Holy Innocents Episcopal
Bank of America Merrill Lynch October 2013 - Present
Bank of America March 2013 - October 2013
Bank of America June 2012 - March 2013
Primedia January 2012 - June 2012
Bank of America May 2011 - February 2012
The Coca-Cola Company September 2010 - May 2011
Minds Eye September 2008 - May 2009
ControlScan April 2007 - July 2008
Smith Barney August 2005 - February 2007
Skills
Credit Analysis, Treasury Services, Financial Analysis, Sales, Credit, Management, Financial Modeling, Strategic Planning, Leadership, Banking, Finance, Portfolio Management, Marketing, Due Diligence, Investments, Real Estate
Education
Georgia State University - J. Mack Robinson College of Business 2010 — 2011
MBA, Finance, General
The University of Georgia 2001 — 2005
University of Georgia - Terry College of Business 2001 — 2005
Bachelor of Business Administration (BBA)
Holy Innocents Episcopal
★Frank McNair★ LION ★Frank McNair★ LION's Smith Barney Experience January 1994 - December 1995
Job IT Project Manager
Industry Information Technology and Services
Experience
PwC April 2015 - Present
JPMorgan Chase April 2009 - September 2014
Bear Stearns & Co. Inc. 1999 - 2008
Time Inc. 1996 - 1999
Smith Barney January 1994 - December 1995
Securities Industry Automation Corporation 1992 - 1994
Skills
Project Management, Sanctions Screening, OFAC, Dodd-Frank, Regulatory Compliance, SDLC, Vendor Management, CRM, Change Management, Mergers & Acquisitions, Employee Management, Master Data Management, Business Intelligence, AML, Software Development, Cloud Computing, TFS, Salesforce.com..., Agile & Waterfall..., Application Lifecycle..., PnL Management, General Ledger, Salesforce.com..., Software Implementation..., CRMFusion, Visio, ETL Tools, Microsoft Office, Mobile Applications, Release Management, OLAP, MSBI, Apex Data Loader, Sales Cloud, Visual Studio, SQL, MS Project, PMO Development, JIRA, XML, ITSM Change Management, IT Project..., Metrics Reporting, Pegasystems PRPC, BPM, ColdFusion, Managing Workflow, IRM, KPI Reports, RFP Generation
Education
Grumman Data Systems Institute 1983 — 1984
Computer Programming Diploma, Business Computer Programming
Hofstra University 1978 — 1979
Chemistry
PwC April 2015 - Present
JPMorgan Chase April 2009 - September 2014
Bear Stearns & Co. Inc. 1999 - 2008
Time Inc. 1996 - 1999
Smith Barney January 1994 - December 1995
Securities Industry Automation Corporation 1992 - 1994
Skills
Project Management, Sanctions Screening, OFAC, Dodd-Frank, Regulatory Compliance, SDLC, Vendor Management, CRM, Change Management, Mergers & Acquisitions, Employee Management, Master Data Management, Business Intelligence, AML, Software Development, Cloud Computing, TFS, Salesforce.com..., Agile & Waterfall..., Application Lifecycle..., PnL Management, General Ledger, Salesforce.com..., Software Implementation..., CRMFusion, Visio, ETL Tools, Microsoft Office, Mobile Applications, Release Management, OLAP, MSBI, Apex Data Loader, Sales Cloud, Visual Studio, SQL, MS Project, PMO Development, JIRA, XML, ITSM Change Management, IT Project..., Metrics Reporting, Pegasystems PRPC, BPM, ColdFusion, Managing Workflow, IRM, KPI Reports, RFP Generation
Education
Grumman Data Systems Institute 1983 — 1984
Computer Programming Diploma, Business Computer Programming
Hofstra University 1978 — 1979
Chemistry
Frank Leslie Frank Leslie's Smith Barney Experience April 2007 - May 2009
Job Financial Advisor at Wells Fargo Advisors
Industry
Experience
Wells Fargo Advisors October 2014 - Present
Ameriprise Financial May 2009 - October 2014
Smith Barney April 2007 - May 2009
Education
William Mitchell College of Law 1980 — 1984
Juris Doctor
Hobart and William Smith Colleges 1976 — 1980
Bachelor of Arts
Wells Fargo Advisors October 2014 - Present
Ameriprise Financial May 2009 - October 2014
Smith Barney April 2007 - May 2009
Education
William Mitchell College of Law 1980 — 1984
Juris Doctor
Hobart and William Smith Colleges 1976 — 1980
Bachelor of Arts
Richard Gaumond, MBA's Smith Barney Experience September 2005 - October 2006
Job VP, Principal at UnionBanc Investment Services
Industry Investment Management
Experience
UnionBanc Investment Services July 2008 - Present
Citi October 2006 - July 2008
Smith Barney September 2005 - October 2006
Skills
Series 7, series 24, series 63, series 65, CA Life & Health..., Investment sales force..., Investment Sales..., Equities, Securities, Wealth Management
Education
Harvard Business School 1976 — 1978
Master of Business Administration (MBA), Finance, General
Purdue University 1969 — 1970
Master's degree, Biology and Biochemistry
UnionBanc Investment Services July 2008 - Present
Citi October 2006 - July 2008
Smith Barney September 2005 - October 2006
Skills
Series 7, series 24, series 63, series 65, CA Life & Health..., Investment sales force..., Investment Sales..., Equities, Securities, Wealth Management
Education
Harvard Business School 1976 — 1978
Master of Business Administration (MBA), Finance, General
Purdue University 1969 — 1970
Master's degree, Biology and Biochemistry
Lauren Cotto Perez Lauren Cotto Perez's Smith Barney Experience September 2004 - August 2005
Job Certified Health Coach
Industry Professional Training & Coaching
Experience
Wealth Management Transitions, LLC April 2013 - March 2015
UBS May 2011 - April 2013
UBS Financial Services June 2009 - June 2011
UBS September 2005 - November 2008
Smith Barney September 2004 - August 2005
Skills
Series 7, Series 63, Series 66, Series 9, Series 10
Education
Institute for Integrative Nutrition 2015 — 2015
Health and Wellness
Georgia State University - J. Mack Robinson College of Business 1999 — 2004
Finance, Accounting and Finance
Wealth Management Transitions, LLC April 2013 - March 2015
UBS May 2011 - April 2013
UBS Financial Services June 2009 - June 2011
UBS September 2005 - November 2008
Smith Barney September 2004 - August 2005
Skills
Series 7, Series 63, Series 66, Series 9, Series 10
Education
Institute for Integrative Nutrition 2015 — 2015
Health and Wellness
Georgia State University - J. Mack Robinson College of Business 1999 — 2004
Finance, Accounting and Finance
Jennifer Munoz's Smith Barney Experience October 2005 - July 2006
Job Dean of Students
Industry Education Management
Experience
Esperanza Academy June 2014 - Present
Mother Caroline Academy and Education Center June 2013 - June 2014
Mother Caroline Academy and Education Center June 2012 - June 2014
Ten X Club May 2010 - September 2012
Galway Rovers FC May 2010 - February 2012
Poli Mortgage Group May 2009 - May 2010
Daytner Construction Group August 2007 - May 2010
Corporate Executive Board July 2006 - July 2007
Smith Barney October 2005 - July 2006
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates 2004 - 2005
Skills
Non-profits, Coaching, Leadership Development, Youth Development, Training, Research, Proposal Writing, Strategy, Management, Community Outreach, Program Development, Public Speaking, Fundraising, Cross-functional Team..., Volunteer Management, Legal Writing, Program Evaluation, Policy, Editing, Public Policy, Staff Development, Microsoft Office, Strategic Planning, Customer Service, Marketing, Nonprofits, Social Networking, Policy Analysis, Teaching, Social Media, Organizational..., Philanthropy, Data Analysis, Curriculum Design, Workshop Facilitation, Event Management, Curriculum Development, Budgets, Team Building, Public Relations, PowerPoint, Grants, Strategic Communications, Spanish, Community Development, Event Planning, Grant Writing, Higher Education, Leadership, Program Management
Education
Hamilton College 2000 — 2004
BA, Public Policy
Old Bridge High School
The Lawrenceville School
Esperanza Academy June 2014 - Present
Mother Caroline Academy and Education Center June 2013 - June 2014
Mother Caroline Academy and Education Center June 2012 - June 2014
Ten X Club May 2010 - September 2012
Galway Rovers FC May 2010 - February 2012
Poli Mortgage Group May 2009 - May 2010
Daytner Construction Group August 2007 - May 2010
Corporate Executive Board July 2006 - July 2007
Smith Barney October 2005 - July 2006
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates 2004 - 2005
Skills
Non-profits, Coaching, Leadership Development, Youth Development, Training, Research, Proposal Writing, Strategy, Management, Community Outreach, Program Development, Public Speaking, Fundraising, Cross-functional Team..., Volunteer Management, Legal Writing, Program Evaluation, Policy, Editing, Public Policy, Staff Development, Microsoft Office, Strategic Planning, Customer Service, Marketing, Nonprofits, Social Networking, Policy Analysis, Teaching, Social Media, Organizational..., Philanthropy, Data Analysis, Curriculum Design, Workshop Facilitation, Event Management, Curriculum Development, Budgets, Team Building, Public Relations, PowerPoint, Grants, Strategic Communications, Spanish, Community Development, Event Planning, Grant Writing, Higher Education, Leadership, Program Management
Education
Hamilton College 2000 — 2004
BA, Public Policy
Old Bridge High School
The Lawrenceville School
Elliot Harris Elliot Harris's Smith Barney Experience January 2008 - July 2009
Job Managing Director the Entertainment Industry Client Group Ladenburg Thalmann
Industry Financial Services
Experience
Ladenburg Thalmann July 2009 - Present
Smith Barney January 2008 - July 2009
AXA September 2005 - January 2008
ladenburg thalmann 1996 - 2005
Education
Stanford University Graduate School of Business 2009 — 2009
Behavioral Finance, Behavioral Sciences
Harvard Business School 2008 — 2008
Behavioral Finance, Investment decision making
University of Pennsylvania - The Wharton School 2007 — 2007
CRP, Finance / Asset Management
State University of New York at Albany 1992 — 1996
Batchelors of Science, Political Science and Government
Ladenburg Thalmann July 2009 - Present
Smith Barney January 2008 - July 2009
AXA September 2005 - January 2008
ladenburg thalmann 1996 - 2005
Education
Stanford University Graduate School of Business 2009 — 2009
Behavioral Finance, Behavioral Sciences
Harvard Business School 2008 — 2008
Behavioral Finance, Investment decision making
University of Pennsylvania - The Wharton School 2007 — 2007
CRP, Finance / Asset Management
State University of New York at Albany 1992 — 1996
Batchelors of Science, Political Science and Government
Trish Hanks Trish Hanks's Smith Barney Experience 2006 - 2009
Job Senior Investment Associate at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management July 2014 - Present
Morgan Stanley 2009 - 2014
SMITH BARNEY 2006 - 2009
Skills
Risk Management
Education
University of Maryland University College 2008 — 2015
Communication and Media Studies
University of Maryland College Park 1974 — 1975
Textile marketing, Apparel and Textile Marketing Management
Harford Community College 1971 — 1974
Associate's degree, General Studies
RBC Wealth Management July 2014 - Present
Morgan Stanley 2009 - 2014
SMITH BARNEY 2006 - 2009
Skills
Risk Management
Education
University of Maryland University College 2008 — 2015
Communication and Media Studies
University of Maryland College Park 1974 — 1975
Textile marketing, Apparel and Textile Marketing Management
Harford Community College 1971 — 1974
Associate's degree, General Studies
Andy Chambers Andy Chambers's Smith Barney Experience August 1998 - July 1999
Job Owner, Andrew Chambers Construction
Industry Construction
Experience
Andrew Chambers Construction Inc. March 2013 - Present
AT Mountain Properties, LLC December 2010 - December 2014
Builders FirstSource July 2008 - October 2010
Chambers Soil Consulting December 2007 - June 2008
Lawler Wood Housing, LLC March 2007 - December 2007
Brand Vaughan Lumber Co. October 2001 - January 2007
Georgia-Pacific LLC August 1999 - October 2001
Smith Barney August 1998 - July 1999
Merrill Lynch February 1996 - August 1998
Georgia-Pacific LLC July 1993 - February 1996
Skills
Sales, Account Management, Purchasing, Management, Project Management, P&L Management, Green Building, Building Materials, Commodity Markets, Pricing, New Business Development, Inventory Management, Construction, Business Development, Negotiation, Residential Homes, Contractors, Real Estate, Contract Negotiation
Education
University of Tennessee-Knoxville 1988 — 1993
Bachelor of Science (BS), Marketing
University of Tennessee-Knoxville - College of Business Administration 1988 — 1993
Bachelor's degree, Marketing, 3.4
Andrew Chambers Construction Inc. March 2013 - Present
AT Mountain Properties, LLC December 2010 - December 2014
Builders FirstSource July 2008 - October 2010
Chambers Soil Consulting December 2007 - June 2008
Lawler Wood Housing, LLC March 2007 - December 2007
Brand Vaughan Lumber Co. October 2001 - January 2007
Georgia-Pacific LLC August 1999 - October 2001
Smith Barney August 1998 - July 1999
Merrill Lynch February 1996 - August 1998
Georgia-Pacific LLC July 1993 - February 1996
Skills
Sales, Account Management, Purchasing, Management, Project Management, P&L Management, Green Building, Building Materials, Commodity Markets, Pricing, New Business Development, Inventory Management, Construction, Business Development, Negotiation, Residential Homes, Contractors, Real Estate, Contract Negotiation
Education
University of Tennessee-Knoxville 1988 — 1993
Bachelor of Science (BS), Marketing
University of Tennessee-Knoxville - College of Business Administration 1988 — 1993
Bachelor's degree, Marketing, 3.4
Martina Clark's Smith Barney Experience January 2008 - April 2008
Job Product Manager at Greenway Health
Industry Computer Software
Experience
Greenway Health April 2013 - Present
Greenway Medical Technologies August 2009 - March 2013
Suburban Skies March 2006 - July 2009
Smith Barney January 2008 - April 2008
Skills
Healthcare Information..., EHR, Budgets, Leadership, Healthcare, Salesforce.com, Process Improvement, Project Management, Strategic Planning, Data Analysis, Program Management, Microsoft Office, Policy, Account Management, Team Building, Software Implementation, Software Documentation, Management, Accounts Receivable, Accounts Payable, Business Analysis, Social Media Marketing, Marketing Strategy, Microsoft Excel, Financial Analysis, Market Research
Education
Georgia State University - J. Mack Robinson College of Business 2004 — 2008
Bachelor's Degree, Finance, 3.8
Greenway Health April 2013 - Present
Greenway Medical Technologies August 2009 - March 2013
Suburban Skies March 2006 - July 2009
Smith Barney January 2008 - April 2008
Skills
Healthcare Information..., EHR, Budgets, Leadership, Healthcare, Salesforce.com, Process Improvement, Project Management, Strategic Planning, Data Analysis, Program Management, Microsoft Office, Policy, Account Management, Team Building, Software Implementation, Software Documentation, Management, Accounts Receivable, Accounts Payable, Business Analysis, Social Media Marketing, Marketing Strategy, Microsoft Excel, Financial Analysis, Market Research
Education
Georgia State University - J. Mack Robinson College of Business 2004 — 2008
Bachelor's Degree, Finance, 3.8
Nicole Shepherd Nicole Shepherd's Smith Barney Experience March 2008 - May 2009
Job Customer & Sales Specialist
Industry Financial Services
Experience
Raymond James November 2014 - July 2015
Raymond James Financial Services May 2009 - October 2014
Smith Barney March 2008 - May 2009
Smith Barney November 2003 - January 2008
Skills
Project Management, Sales Operations, Event Planning, Marketing Communications, Financial Services, Client Services, Marketing
Education
Grand Valley State University 2000 — 2006
Bachelor of Arts (B.A.), Liberal Arts and Sciences/Liberal Studies
Raymond James November 2014 - July 2015
Raymond James Financial Services May 2009 - October 2014
Smith Barney March 2008 - May 2009
Smith Barney November 2003 - January 2008
Skills
Project Management, Sales Operations, Event Planning, Marketing Communications, Financial Services, Client Services, Marketing
Education
Grand Valley State University 2000 — 2006
Bachelor of Arts (B.A.), Liberal Arts and Sciences/Liberal Studies
Charles Tillen Charles Tillen's Smith Barney Experience July 1988 - July 1994
Job Partner at Bain & Company
Industry Management Consulting
Experience
Bain & Company 1996 - Present
Smith Barney July 1988 - July 1994
Skills
Management Consulting, Growth Strategies, Strategy, Private Equity, Due Diligence, Mergers & Acquisitions, Corporate Strategy, Business Unit Strategy, International Strategy, Portfolio Management, Consumer Products, Retail Sectors, Food & Beverage, Packaged Goods, Apparel, Financial Services, Retail Banking, Insurance, Asset Management, Mortgage Banking, Credit Cards, Acquisition Integration, LBO
Education
Harvard Business School 1994 — 1996
MBA
Yale University 1984 — 1988
BA, Economics / History
Bain & Company 1996 - Present
Smith Barney July 1988 - July 1994
Skills
Management Consulting, Growth Strategies, Strategy, Private Equity, Due Diligence, Mergers & Acquisitions, Corporate Strategy, Business Unit Strategy, International Strategy, Portfolio Management, Consumer Products, Retail Sectors, Food & Beverage, Packaged Goods, Apparel, Financial Services, Retail Banking, Insurance, Asset Management, Mortgage Banking, Credit Cards, Acquisition Integration, LBO
Education
Harvard Business School 1994 — 1996
MBA
Yale University 1984 — 1988
BA, Economics / History
Jeff Perlman Jeff Perlman's Smith Barney Experience January 1993 - January 1995
Job Partner at LNK Partners
Industry Investment Management
Experience
LNK Partners June 2006 - Present
Apax Partners January 2000 - January 2005
GE Equity January 1999 - January 2000
ITT January 1995 - January 1997
Smith Barney January 1993 - January 1995
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Finance
Harvard University 1990 — 1993
AB, Government
LNK Partners June 2006 - Present
Apax Partners January 2000 - January 2005
GE Equity January 1999 - January 2000
ITT January 1995 - January 1997
Smith Barney January 1993 - January 1995
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Finance
Harvard University 1990 — 1993
AB, Government
Donna Dudek Donna Dudek's Smith Barney Experience 2005 - 2008
Job Vice President at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management August 2012 - Present
Morgan Stanley Smith Barney September 2010 - August 2012
Smith Barney 2005 - 2008
Smith Barney August 1994 - May 2005
Skills
Performance Management, Personnel Management, Profit/Loss..., Headcount Management, Compliance, Securities Regulation, Communication, Coaching, Leadership, Management, Risk Management, Series 7, Series 65, Alternative Investments, FINRA, Financial Services, Investment Advisory
Education
Gonzaga University 2013 — 2014
Master's degree, Communication and Leadership
Morgan Stanley Wealth Management August 2012 - Present
Morgan Stanley Smith Barney September 2010 - August 2012
Smith Barney 2005 - 2008
Smith Barney August 1994 - May 2005
Skills
Performance Management, Personnel Management, Profit/Loss..., Headcount Management, Compliance, Securities Regulation, Communication, Coaching, Leadership, Management, Risk Management, Series 7, Series 65, Alternative Investments, FINRA, Financial Services, Investment Advisory
Education
Gonzaga University 2013 — 2014
Master's degree, Communication and Leadership
Seth Aronson Seth Aronson's Smith Barney Experience May 2007 - August 2007
Job Territory Manager at Fiberon
Industry Building Materials
Experience
Fiberon January 2014 - Present
Fiberon, LLC December 2010 - January 2014
Smith Barney May 2007 - August 2007
Anchor Marine Corporation May 2001 - August 2006
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Microsoft Office, Customer Service, Sales, Account Management, Contract Negotiation, Sales Management, Inventory Management, New Business Development, Marketing, Social Media, Negotiation, Management
Education
Gettysburg College 2004 — 2008
BA, Economics
Holderness School 2000 — 2004
Fiberon January 2014 - Present
Fiberon, LLC December 2010 - January 2014
Smith Barney May 2007 - August 2007
Anchor Marine Corporation May 2001 - August 2006
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Microsoft Office, Customer Service, Sales, Account Management, Contract Negotiation, Sales Management, Inventory Management, New Business Development, Marketing, Social Media, Negotiation, Management
Education
Gettysburg College 2004 — 2008
BA, Economics
Holderness School 2000 — 2004
Mark Uehling Mark Uehling's Smith Barney Experience 1998 - 2009
Job Senior Vice PresidentWealth Management at UBS Financial Services, CFP®, CIMA®, CRPS®
Industry Financial Services
Experience
UBS Financial Services May 2009 - Present
Smith Barney 1998 - 2009
Actium Technology 1997 - 1998
Unisys 1981 - 1997
NCR Corporation 1979 - 1981
Education
Temple University - Fox School of Business and Management 1977 — 1979
MBA, Marketing/Finance
Gettysburg College 1972 — 1976
BA, Business Administration
UBS Financial Services May 2009 - Present
Smith Barney 1998 - 2009
Actium Technology 1997 - 1998
Unisys 1981 - 1997
NCR Corporation 1979 - 1981
Education
Temple University - Fox School of Business and Management 1977 — 1979
MBA, Marketing/Finance
Gettysburg College 1972 — 1976
BA, Business Administration
Nita Varia Nita Varia's Smith Barney Experience 1993 - 1997
Job REALTOR ASSOCIATE at NEW JERSEY REALTY, LLC.
Industry Real Estate
Experience
New Jersey Realty, LLC June 2012 - Present
Smith Barney 1993 - 1997
Educational Testing Service (ETS) June 1986 - April 1993
Skills
Information Technology, Financial Markets, Real Estate, Investment Properties, Single Family Homes, Selling, Property, Short Sales, Sellers, Relocation, Foreclosures, Listings, Condos, First Time Home Buyers, Buyer Representation, REO, Commercial Real Estate, Referrals, Investors, Townhomes, New Home Sales, Buyers, Residential Homes, Luxury, Real Estate Transactions, Seniors, Rentals, FHA, Property Management, Apartments, Loans, Leases, Real Property, Resellers, Brokerage, Real Estate Development, Real Estate Economics, Sales
Education
Mercer County Community College 1982 — 1985
Credit Courses, Computer Science
Gujarat University 1965 — 1970
BS, Major English and Minor Psychology
New Jersey Realty, LLC June 2012 - Present
Smith Barney 1993 - 1997
Educational Testing Service (ETS) June 1986 - April 1993
Skills
Information Technology, Financial Markets, Real Estate, Investment Properties, Single Family Homes, Selling, Property, Short Sales, Sellers, Relocation, Foreclosures, Listings, Condos, First Time Home Buyers, Buyer Representation, REO, Commercial Real Estate, Referrals, Investors, Townhomes, New Home Sales, Buyers, Residential Homes, Luxury, Real Estate Transactions, Seniors, Rentals, FHA, Property Management, Apartments, Loans, Leases, Real Property, Resellers, Brokerage, Real Estate Development, Real Estate Economics, Sales
Education
Mercer County Community College 1982 — 1985
Credit Courses, Computer Science
Gujarat University 1965 — 1970
BS, Major English and Minor Psychology
Lauren (McClintock) St. Pierre Lauren (McClintock) St. Pierre's Smith Barney Experience 1997 - 1998
Job Managing Director at Bay Street Advisors, LLC
Industry Staffing and Recruiting
Experience
Bay Street Advisors LLC May 2009 - Present
Credit Suisse February 2008 - February 2009
Credit Suisse April 2003 - February 2008
Credit Suisse August 2000 - April 2003
Barclays Capital July 1998 - August 2000
Smith Barney 1997 - 1998
Skills
Recruiting, Project Finance, Investment Banking, Private Equity, Leveraged Finance
Education
Gettysburg College 1992 — 1996
Bachelor of Arts (BA), Business Management
Bay Street Advisors LLC May 2009 - Present
Credit Suisse February 2008 - February 2009
Credit Suisse April 2003 - February 2008
Credit Suisse August 2000 - April 2003
Barclays Capital July 1998 - August 2000
Smith Barney 1997 - 1998
Skills
Recruiting, Project Finance, Investment Banking, Private Equity, Leveraged Finance
Education
Gettysburg College 1992 — 1996
Bachelor of Arts (BA), Business Management
William Tobey William Tobey's Smith Barney Experience January 1993 - March 1996
Job Senior Fellow at Harvard University, Kennedy School, Belfer Center for Science and International Affairs
Industry Public Policy
Experience
Harvard University, Kennedy School, Belfer Center for Science and International Affairs January 2009 - Present
National Nuclear Security Administration August 2006 - January 2009
White House National Security Council August 2002 - August 2006
Wachovia Securities June 2000 - August 2002
Forum Capital Management January 1997 - June 2000
Embryon Capital Management March 1996 - January 1997
Smith Barney January 1993 - March 1996
White House National Security Council February 1986 - January 1993
U.S. Delegation to the Nuclear and Space Talks January 1985 - February 1986
Skills
Public Policy, National Security, Policy, Government, Nuclear Proliferation, Defense, Strategic Planning, Policy Analysis, Arms Control, Strategy, Nuclear, Project Management, International Relations, Foreign Policy, Political Science, Foreign Affairs, Intelligence, Strategic Communications, Security Clearance, Politics, Homeland Security, Counterterrorism, DoD, Nonprofits, Diplomacy, Federal Government, Military, Legislative Relations, Program Management, International Security, Political Campaigns, Public Affairs
Education
Harvard University, John F. Kennedy School of Government 1982 — 1984
Master of Public Policy, International Security
Northwestern University 1977 — 1981
Bachelor of Science, Communication Studies
Harvard University, Kennedy School, Belfer Center for Science and International Affairs January 2009 - Present
National Nuclear Security Administration August 2006 - January 2009
White House National Security Council August 2002 - August 2006
Wachovia Securities June 2000 - August 2002
Forum Capital Management January 1997 - June 2000
Embryon Capital Management March 1996 - January 1997
Smith Barney January 1993 - March 1996
White House National Security Council February 1986 - January 1993
U.S. Delegation to the Nuclear and Space Talks January 1985 - February 1986
Skills
Public Policy, National Security, Policy, Government, Nuclear Proliferation, Defense, Strategic Planning, Policy Analysis, Arms Control, Strategy, Nuclear, Project Management, International Relations, Foreign Policy, Political Science, Foreign Affairs, Intelligence, Strategic Communications, Security Clearance, Politics, Homeland Security, Counterterrorism, DoD, Nonprofits, Diplomacy, Federal Government, Military, Legislative Relations, Program Management, International Security, Political Campaigns, Public Affairs
Education
Harvard University, John F. Kennedy School of Government 1982 — 1984
Master of Public Policy, International Security
Northwestern University 1977 — 1981
Bachelor of Science, Communication Studies
Paul Chiampa's Smith Barney Experience 1995 - 2004
Job
Industry Financial Services
Experience
Raymond James Financial Inc. November 2012 - September 2014
Morgan Stanley January 2006 - October 2012
Morgan Stanley 2004 - 2006
Smith Barney 1995 - 2004
Shearson Lehman Brothers 1989 - 1995
Shearson Lehman Brothers 1988 - 1989
Shearson Lehman Brothers 1986 - 1988
Shearson American Express 1982 - 1986
Skills
Portfolio Management, Financial Planning, Branch Management
Education
University of Virginia Darden School of Business 1974 — 1976
Master of Business Administration (MBA), Finance
Harvard University 1967 — 1971
AB, Social Relations
Melrose High School 1963 — 1967
Diploma, College Prep
Raymond James Financial Inc. November 2012 - September 2014
Morgan Stanley January 2006 - October 2012
Morgan Stanley 2004 - 2006
Smith Barney 1995 - 2004
Shearson Lehman Brothers 1989 - 1995
Shearson Lehman Brothers 1988 - 1989
Shearson Lehman Brothers 1986 - 1988
Shearson American Express 1982 - 1986
Skills
Portfolio Management, Financial Planning, Branch Management
Education
University of Virginia Darden School of Business 1974 — 1976
Master of Business Administration (MBA), Finance
Harvard University 1967 — 1971
AB, Social Relations
Melrose High School 1963 — 1967
Diploma, College Prep
Vaughan Scott Vaughan Scott's Smith Barney Experience April 2003 - March 2009
Job Senior Vice President Investment Officer
Industry Financial Services
Experience
Axiom Financial Strategies Group of Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney April 2003 - March 2009
UBS January 1999 - April 2003
Skills
Financial Services, Strategic Planning, Insurance, Risk Management, Retirement Planning, Asset Allocation, Investment Strategies, Retirement Plan..., Wealth Preservation..., Financial Advisory, Business Owner Planning, Business Succession..., Retirment Planning
Education
Graduate Institute of International and Development Studies 2013 — 2014
Executive Certificate in International Economic Relations
Thunderbird School of Global Management 2011 — 2013
Master of Business Administration (MBA), Global Management - Europe
Indiana University Bloomington 1991 — 1993
B. A., English
Wabash College 1989 — 1991
Axiom Financial Strategies Group of Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney April 2003 - March 2009
UBS January 1999 - April 2003
Skills
Financial Services, Strategic Planning, Insurance, Risk Management, Retirement Planning, Asset Allocation, Investment Strategies, Retirement Plan..., Wealth Preservation..., Financial Advisory, Business Owner Planning, Business Succession..., Retirment Planning
Education
Graduate Institute of International and Development Studies 2013 — 2014
Executive Certificate in International Economic Relations
Thunderbird School of Global Management 2011 — 2013
Master of Business Administration (MBA), Global Management - Europe
Indiana University Bloomington 1991 — 1993
B. A., English
Wabash College 1989 — 1991
Jill Guess, CAIA® Jill Guess, CAIA®'s Smith Barney Experience May 1985 - December 1996
Job Director of Research at Prism Advisory Group LLC
Industry Investment Management
Experience
Prism Advisory Group LLC January 2010 - Present
VetForce1 2012 - June 2014
Blue Horizon Investment Advisors December 1996 - December 2009
Smith Barney May 1985 - December 1996
EF Hutton Co 1985 - 1988
Trust Company Bank May 1983 - May 1985
Skills
Investments, Research, Alternative Investments, Due Diligence, Fund Of Funds, Asset Allocation, Series 7, Analysis, Series 65, Hedge Funds, Finance, Asset Management, Mutual Funds, Equities, Portfolio Management, Fixed Income, Mergers & Acquisitions, Private Equity, Management, Investment Management, Securities, Financial Analysis, Capital Markets
Education
Georgia State University 1982 — 1983
BA, Economics
University of Florida 1978 — 1981
Prism Advisory Group LLC January 2010 - Present
VetForce1 2012 - June 2014
Blue Horizon Investment Advisors December 1996 - December 2009
Smith Barney May 1985 - December 1996
EF Hutton Co 1985 - 1988
Trust Company Bank May 1983 - May 1985
Skills
Investments, Research, Alternative Investments, Due Diligence, Fund Of Funds, Asset Allocation, Series 7, Analysis, Series 65, Hedge Funds, Finance, Asset Management, Mutual Funds, Equities, Portfolio Management, Fixed Income, Mergers & Acquisitions, Private Equity, Management, Investment Management, Securities, Financial Analysis, Capital Markets
Education
Georgia State University 1982 — 1983
BA, Economics
University of Florida 1978 — 1981
Alex Jessup's Smith Barney Experience June 2006 - October 2006
Job Account Supervisor, Media Specialist at Ogilvy Public Relations Worldwide
Industry Public Relations and Communications
Experience
Ogilvy Public Relations Worldwide May 2009 - Present
Text 100 February 2007 - February 2009
Smith Barney June 2006 - October 2006
Skills
Media Specialist, Reputation Management, Cision, Crisis Communications, Media Relations, Strategic Communications, Corporate Communications, Press Releases, Communication Training, Internal Communications, Message Development, Public Affairs, Publicity, Integrated Marketing, Communications Planning, Social Media Marketing, Speech Writing, Analyst Relations
Education
Hobart and William Smith Colleges 2002 — 2006
Bachelor of Arts, Economics
Fairfield College Preparatory School 1998 — 2002
Ogilvy Public Relations Worldwide May 2009 - Present
Text 100 February 2007 - February 2009
Smith Barney June 2006 - October 2006
Skills
Media Specialist, Reputation Management, Cision, Crisis Communications, Media Relations, Strategic Communications, Corporate Communications, Press Releases, Communication Training, Internal Communications, Message Development, Public Affairs, Publicity, Integrated Marketing, Communications Planning, Social Media Marketing, Speech Writing, Analyst Relations
Education
Hobart and William Smith Colleges 2002 — 2006
Bachelor of Arts, Economics
Fairfield College Preparatory School 1998 — 2002
Alberto Cairo's Smith Barney Experience 1992 - 1994
Job
Industry Financial Services
Experience
Alexan Capital LLC May 2013 - September 2014
Peachtree Financial Solutions February 2008 - April 2013
Ubiquity Software June 2001 - February 2008
CapVest Limited January 2000 - September 2001
Merrill Lynch August 1996 - January 2000
Smith Barney 1992 - 1994
Skills
Mergers & Acquisitions, Venture Capital, Investment Banking, Product Management, Telecommunications, Finance, Marketing, VoIP, Business Development, Strategic Planning, Business Strategy, Management, Strategy, Strategic Partnerships, Mergers, Leadership, Executive Management, Financial Services, Technology
Education
Harvard Business School 1994 — 1996
MBA
Johns Hopkins University 1987 — 1992
MSc, Electrical Engineering
AIS 1975 — 1987
Alexan Capital LLC May 2013 - September 2014
Peachtree Financial Solutions February 2008 - April 2013
Ubiquity Software June 2001 - February 2008
CapVest Limited January 2000 - September 2001
Merrill Lynch August 1996 - January 2000
Smith Barney 1992 - 1994
Skills
Mergers & Acquisitions, Venture Capital, Investment Banking, Product Management, Telecommunications, Finance, Marketing, VoIP, Business Development, Strategic Planning, Business Strategy, Management, Strategy, Strategic Partnerships, Mergers, Leadership, Executive Management, Financial Services, Technology
Education
Harvard Business School 1994 — 1996
MBA
Johns Hopkins University 1987 — 1992
MSc, Electrical Engineering
AIS 1975 — 1987
Ben DeSollar bdesollar@hotmail.com's Smith Barney Experience June 1994 - September 1994
Job Chairman and CEO at Sumter Packaging Corporation
Industry Packaging and Containers
Experience
Sumter Packaging Corporation January 2003 - Present
University of South Carolina January 2005 - December 2005
BBK April 2001 - April 2003
Chase Manhattan 1997 - 2000
Booz Allen 1995 - 1997
Smith Barney June 1994 - September 1994
Fieldstone Private Capital Group 1991 - 1993
Bankers Trust 1990 - 1991
Skills
Management Consulting, Packaging, Corporate Finance, Mergers, Financial Modeling, Business Strategy, Strategy, Logistics, Order Fulfillment, Financial Analysis, Strategic Planning, Corporate Development, Finance, Private Equity, Start-ups, Executive Management, Mergers & Acquisitions
Education
University of Chicago 1993 — 1995
MBA, Accounting, Finance
Princeton University 1995 — 1995
Chinese (Princeton in Beijing)
The University of Chicago - Booth School of Business 1993 — 1995
MBA
Harvard University 1986 — 1990
A.B., Economics
Sumter Packaging Corporation January 2003 - Present
University of South Carolina January 2005 - December 2005
BBK April 2001 - April 2003
Chase Manhattan 1997 - 2000
Booz Allen 1995 - 1997
Smith Barney June 1994 - September 1994
Fieldstone Private Capital Group 1991 - 1993
Bankers Trust 1990 - 1991
Skills
Management Consulting, Packaging, Corporate Finance, Mergers, Financial Modeling, Business Strategy, Strategy, Logistics, Order Fulfillment, Financial Analysis, Strategic Planning, Corporate Development, Finance, Private Equity, Start-ups, Executive Management, Mergers & Acquisitions
Education
University of Chicago 1993 — 1995
MBA, Accounting, Finance
Princeton University 1995 — 1995
Chinese (Princeton in Beijing)
The University of Chicago - Booth School of Business 1993 — 1995
MBA
Harvard University 1986 — 1990
A.B., Economics
Andrew Feldsohn's Smith Barney Experience 1996 - 1999
Job Director of Finance, Canon Americas
Industry Consumer Electronics
Experience
Canon USA 2007 - Present
Ascendant Solutions Inc. 2005 - 2007
Morgan Stanley 2004 - 2005
Zurich Capital Markets 2002 - 2004
Merrill Lynch 1999 - 2002
Smith Barney 1996 - 1999
Pricewaterhouse Coopers (formerly Kwasha Lipton) 1995 - 1996
Skills
Forecasting, Finance, Risk Management, Analysis, Management, Mergers & Acquisitions, Executive Management, Strategic Planning, Business Analysis, Budgets, Leadership, Cash Management, Accounting, Start-ups, Financial Analysis, Process Improvement, Treasury Management, Financial Services, Project Management, Financial Modeling, Financial Reporting, Business Process..., Business Process..., Project Planning, Sarbanes-Oxley Act, Corporate Finance, Financial Planning, Budgeting, Negotiation, Business Optimization, Strategy
Education
Lehigh University
BS
Hofstra University
MBA
Canon USA 2007 - Present
Ascendant Solutions Inc. 2005 - 2007
Morgan Stanley 2004 - 2005
Zurich Capital Markets 2002 - 2004
Merrill Lynch 1999 - 2002
Smith Barney 1996 - 1999
Pricewaterhouse Coopers (formerly Kwasha Lipton) 1995 - 1996
Skills
Forecasting, Finance, Risk Management, Analysis, Management, Mergers & Acquisitions, Executive Management, Strategic Planning, Business Analysis, Budgets, Leadership, Cash Management, Accounting, Start-ups, Financial Analysis, Process Improvement, Treasury Management, Financial Services, Project Management, Financial Modeling, Financial Reporting, Business Process..., Business Process..., Project Planning, Sarbanes-Oxley Act, Corporate Finance, Financial Planning, Budgeting, Negotiation, Business Optimization, Strategy
Education
Lehigh University
BS
Hofstra University
MBA
Dimitri Magradze's Smith Barney Experience June 2005 - September 2005
Job CPC at Federal Reserve Bank
Industry Banking
Experience
Federal Reserve Bank of Atlanta September 2014 - Present
Federal Reserve Bank of Atlanta September 2008 - Present
Dep. of Banking and Finance November 2005 - January 2010
SMITH BARNEY June 2005 - September 2005
Georgia State University July 2003 - September 2005
Smith Barney March 2004 - December 2004
Skills
Credit Risk, Banking, Financial Analysis, Financial Modeling, Credit Analysis, Regulatory Reporting, Financial Reporting, Enterprise Risk..., Internal Audit, Regulatory Liaison, Regulatory Analysis, Risk Management
Education
Federal Reserve System 2008 — 2011
Commissioning Program, Bank Regulation
Georgia State University 2002 — 2005
MBA / MIB (Masters of International Business), Finance
Georgia State University
M.B.A; Master of Business Administration, Finance
Georgia State University
M.I.B. (Masters of International Business), International Business
University of West Georgia 1997 — 2001
BBA, Finance
State University of West Georgia
B.B.A; Bachelor of Business Administration, Finance
Federal Reserve Bank of Atlanta September 2014 - Present
Federal Reserve Bank of Atlanta September 2008 - Present
Dep. of Banking and Finance November 2005 - January 2010
SMITH BARNEY June 2005 - September 2005
Georgia State University July 2003 - September 2005
Smith Barney March 2004 - December 2004
Skills
Credit Risk, Banking, Financial Analysis, Financial Modeling, Credit Analysis, Regulatory Reporting, Financial Reporting, Enterprise Risk..., Internal Audit, Regulatory Liaison, Regulatory Analysis, Risk Management
Education
Federal Reserve System 2008 — 2011
Commissioning Program, Bank Regulation
Georgia State University 2002 — 2005
MBA / MIB (Masters of International Business), Finance
Georgia State University
M.B.A; Master of Business Administration, Finance
Georgia State University
M.I.B. (Masters of International Business), International Business
University of West Georgia 1997 — 2001
BBA, Finance
State University of West Georgia
B.B.A; Bachelor of Business Administration, Finance
Allison Gorman Nachtigal's Smith Barney Experience 1996 - 1997
Job Managing Director, Enterprise Computing at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Managing Director, Enterprise ComputingMorgan StanleyAugust 1997 - Present
Morgan Stanley/Technology 1990 - Present
Smith Barney 1996 - 1997
Education
Hamilton College 1986 — 1990
Morgan Stanley Managing Director, Enterprise ComputingMorgan StanleyAugust 1997 - Present
Morgan Stanley/Technology 1990 - Present
Smith Barney 1996 - 1997
Education
Hamilton College 1986 — 1990
Lloyd Wuerth's Smith Barney Experience June 1985 - August 1990
Job Product Owner Team Lead at SunGard
Industry Information Technology and Services
Experience
SunGard Financial Systems May 2014 - Present
SunGard Financial Systems February 2011 - May 2014
SunGard Financial Systems March 2010 - February 2011
Bessemer Venture Partners April 2001 - March 2010
Bessemer Securities Corporation August 1990 - April 2001
Smith Barney June 1985 - August 1990
Skills
Business Analysis, Microsoft SQL Server, Private Equity, SaaS, Business Intelligence, Agile Methodologies, Software Project..., Fund Accounting, Asset Managment, Salesforce.com, SQL, Venture Capital, Requirements Analysis, Process Improvement, Equities, Hedge Funds, Visual Basic, Enterprise Software, SharePoint, Agile Project Management, Databases
Education
Hofstra University 1985 — 1994
Nassau Community College 1981 — 1983
Nassau Community College 1981 — 1983
Lynbrook High School 1977 — 1981
NYS Regents Diploma
SunGard Financial Systems May 2014 - Present
SunGard Financial Systems February 2011 - May 2014
SunGard Financial Systems March 2010 - February 2011
Bessemer Venture Partners April 2001 - March 2010
Bessemer Securities Corporation August 1990 - April 2001
Smith Barney June 1985 - August 1990
Skills
Business Analysis, Microsoft SQL Server, Private Equity, SaaS, Business Intelligence, Agile Methodologies, Software Project..., Fund Accounting, Asset Managment, Salesforce.com, SQL, Venture Capital, Requirements Analysis, Process Improvement, Equities, Hedge Funds, Visual Basic, Enterprise Software, SharePoint, Agile Project Management, Databases
Education
Hofstra University 1985 — 1994
Nassau Community College 1981 — 1983
Nassau Community College 1981 — 1983
Lynbrook High School 1977 — 1981
NYS Regents Diploma
Tom Olney's Smith Barney Experience January 1990 - January 1995
Job Former Director at Highmount Capital LLC/Operations
Industry Financial Services
Experience
Highmount Capital LLC June 2007 - May 2012
Freedom Capital Management LLC August 1997 - February 2007
State Street Bank and Trust January 1996 - January 1997
Paul Gryska for Congress Committee January 1996 - December 1996
Smith Barney January 1990 - January 1995
Skills
Series 63, Series 7, Securities, Trading, Windows, Account Reconciliation, Microsoft Word, Fixed Income, Equities, Axys, ACD, Bloomberg, ByAllAccounts, Investments, Asset Allocation, Mutual Funds, Retirement Planning, Investment Strategies, Private Equity, Asset Management
Education
St. Paul's School 1977 — 1980
Hamilton College
Highmount Capital LLC June 2007 - May 2012
Freedom Capital Management LLC August 1997 - February 2007
State Street Bank and Trust January 1996 - January 1997
Paul Gryska for Congress Committee January 1996 - December 1996
Smith Barney January 1990 - January 1995
Skills
Series 63, Series 7, Securities, Trading, Windows, Account Reconciliation, Microsoft Word, Fixed Income, Equities, Axys, ACD, Bloomberg, ByAllAccounts, Investments, Asset Allocation, Mutual Funds, Retirement Planning, Investment Strategies, Private Equity, Asset Management
Education
St. Paul's School 1977 — 1980
Hamilton College
ALBERT D. GUSMAN's Smith Barney Experience 1990 - 2009
Job SECOND VICEPRESIDENT WEALTH MANAGEMENTFINANCIAL ADVISOR at SMITH BARNEY
Industry Financial Services
Experience
Retired January 2009 - Present
SMITH BARNEY 1990 - 2009
FIBER DYNAMICS INC. January 1980 - January 1990
Skills
Series 63, Series 7, Wealth Management, Series 65, Investments, Strategic Financial..., Retirement, Asset Allocation, Uniform Combined State..., Strategic Planning, Mutual Funds, Portfolio Management, Asset Managment
Education
Harvard University 1945 — 1949
BS ENGNEERNG
POLY PREP COUNTRY DAY SCHOOL 1940 — 1943
Retired January 2009 - Present
SMITH BARNEY 1990 - 2009
FIBER DYNAMICS INC. January 1980 - January 1990
Skills
Series 63, Series 7, Wealth Management, Series 65, Investments, Strategic Financial..., Retirement, Asset Allocation, Uniform Combined State..., Strategic Planning, Mutual Funds, Portfolio Management, Asset Managment
Education
Harvard University 1945 — 1949
BS ENGNEERNG
POLY PREP COUNTRY DAY SCHOOL 1940 — 1943
John Ptak's Smith Barney Experience June 2004 - June 2006
Job Vice PresidentClient Relationship Manager
Industry Financial Services
Experience
Merrill Lynch Wealth Management January 2010 - September 2010
Merrill Lynch June 2006 - March 2009
Smith Barney June 2004 - June 2006
Tucker Anthony, Inc/RBC Dain Rauscher May 2001 - October 2003
Cowen & Co 1995 - 2001
Dean Witter 1978 - 1995
Skills
Series 63, Series 7, Securities, FINRA, Mutual Funds, Series 8
Education
Harvard University 1988 — 1996
John Dickinson High School
Merrill Lynch Wealth Management January 2010 - September 2010
Merrill Lynch June 2006 - March 2009
Smith Barney June 2004 - June 2006
Tucker Anthony, Inc/RBC Dain Rauscher May 2001 - October 2003
Cowen & Co 1995 - 2001
Dean Witter 1978 - 1995
Skills
Series 63, Series 7, Securities, FINRA, Mutual Funds, Series 8
Education
Harvard University 1988 — 1996
John Dickinson High School
Stacy Fong's Smith Barney Experience September 2006 - February 2007
Job Client Finance Manager at AKQA
Industry Public Relations and Communications
Experience
AKQA June 2015 - Present
The Austin Stone Community Church February 2015 - Present
Hill+Knowlton Strategies May 2013 - February 2015
Advent Software August 2010 - May 2013
Advent Software October 2008 - August 2010
Advent Software December 2007 - September 2008
Allied Professionals Insurance Company(Law Office of Michael J. Schroeder) May 2006 - June 2007
Smith Barney September 2006 - February 2007
Skills
Salesforce.com, Oracle Reports, Microsoft Word, Microsoft Excel, Oracle R12 Financials, Access, Software Documentation, Training, Process Improvement, SharePoint, Management, SaaS, Finance, Forecasting, Analysis
Education
University of California, Irvine 2003 — 2007
BA, Business Economics
Hong Kong University of Science and Technology - School of Business and Management 2005 — 2005
Education Abroad Program (EAP), Economics
UC Berkeley Extn
AKQA June 2015 - Present
The Austin Stone Community Church February 2015 - Present
Hill+Knowlton Strategies May 2013 - February 2015
Advent Software August 2010 - May 2013
Advent Software October 2008 - August 2010
Advent Software December 2007 - September 2008
Allied Professionals Insurance Company(Law Office of Michael J. Schroeder) May 2006 - June 2007
Smith Barney September 2006 - February 2007
Skills
Salesforce.com, Oracle Reports, Microsoft Word, Microsoft Excel, Oracle R12 Financials, Access, Software Documentation, Training, Process Improvement, SharePoint, Management, SaaS, Finance, Forecasting, Analysis
Education
University of California, Irvine 2003 — 2007
BA, Business Economics
Hong Kong University of Science and Technology - School of Business and Management 2005 — 2005
Education Abroad Program (EAP), Economics
UC Berkeley Extn
Aj Peil's Smith Barney Experience October 2005 - Present
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney October 2005 - Present
Education
Gonzaga University 2000 — 2004
Smith Barney October 2005 - Present
Education
Gonzaga University 2000 — 2004
Paul Rebsamen's Smith Barney Experience October 2006 - July 2008
Job Director of Operations, Medical College Physicians Group at University of Arkansas for Medical Sciences
Industry Hospital & Health Care
Experience
University of Arkansas for Medical Sciences August 2015 - Present
University of Arkansas for Medical Sciences February 2011 - July 2015
University of Arkansas for Medical Sciences August 2008 - February 2011
Smith Barney October 2006 - July 2008
University of Arkansas for Medical Sciences 1998 - 2006
Skills
Data Analysis, Healthcare, Research, Strategic Planning, Public Speaking, Hospitals, Microsoft Excel, Microsoft Office, Healthcare Management, Customer Service, Budgets, PowerPoint, Access, Project Management, Microsoft Word, Healthcare Information..., Process Improvement, Program Management
Education
University of Arkansas for Medical Sciences 2010 — 2015
MHA, Health Services Administration
University of Arkansas at Little Rock 2000 — 2005
MBA
Hendrix College 1994 — 1998
BA, Economics
Pulaski Academy 1982 — 1994
Diploma
University of Arkansas for Medical Sciences August 2015 - Present
University of Arkansas for Medical Sciences February 2011 - July 2015
University of Arkansas for Medical Sciences August 2008 - February 2011
Smith Barney October 2006 - July 2008
University of Arkansas for Medical Sciences 1998 - 2006
Skills
Data Analysis, Healthcare, Research, Strategic Planning, Public Speaking, Hospitals, Microsoft Excel, Microsoft Office, Healthcare Management, Customer Service, Budgets, PowerPoint, Access, Project Management, Microsoft Word, Healthcare Information..., Process Improvement, Program Management
Education
University of Arkansas for Medical Sciences 2010 — 2015
MHA, Health Services Administration
University of Arkansas at Little Rock 2000 — 2005
MBA
Hendrix College 1994 — 1998
BA, Economics
Pulaski Academy 1982 — 1994
Diploma
Michael Boutureira's Smith Barney Experience May 1994 - December 1999
Job Director, Head of US Retail Alternative Investment Marketing at BlackRock
Industry Investment Management
Experience
BlackRock January 2013 - Present
BlackRock July 2010 - December 2012
BlackRock October 2006 - June 2010
Merrill Lynch Investment Managers April 2005 - October 2006
Evergreen Investments January 1999 - April 2005
Smith Barney May 1994 - December 1999
Skills
Marketing Strategy, Product Marketing, Marketing Communications, Mutual Funds, Separately Managed..., Hedge Funds, ETFs, Fixed Income, Alternative Investments, Equities, Investments, Asset Managment, Series 7, Series 63, Series 6, Asset Management, Asset Allocation, Private Equity
Education
Gettysburg College 1990 — 1994
Bachelor of Arts, Finance / Accounting
Mountain Lakes High School 1990 — 1994
BlackRock January 2013 - Present
BlackRock July 2010 - December 2012
BlackRock October 2006 - June 2010
Merrill Lynch Investment Managers April 2005 - October 2006
Evergreen Investments January 1999 - April 2005
Smith Barney May 1994 - December 1999
Skills
Marketing Strategy, Product Marketing, Marketing Communications, Mutual Funds, Separately Managed..., Hedge Funds, ETFs, Fixed Income, Alternative Investments, Equities, Investments, Asset Managment, Series 7, Series 63, Series 6, Asset Management, Asset Allocation, Private Equity
Education
Gettysburg College 1990 — 1994
Bachelor of Arts, Finance / Accounting
Mountain Lakes High School 1990 — 1994
Gary Sabshon's Smith Barney Experience 1988 - 1990
Job Head of Manager Research Global Hedge Funds at Aviva Investors North America
Industry Financial Services
Experience
Aviva Investors North America February 2011 - Present
Tremont Capital 2002 - 2009
BlackRock 2000 - 2002
Ernst & Young 1998 - 2000
Reuters 1995 - 1998
Mabon Securities 1993 - 1995
Shearson Lehman Brothers 1990 - 1991
Smith Barney 1988 - 1990
PaineWebber 1985 - 1988
Skills
Fixed Income, Equities, Emerging Markets, Risk Management, Credit, Macro, Hedge Funds, Fund Of Funds, Alternative Investments, Asset Allocation, Portfolio Management, Derivatives, Asset Management, Investment Strategies, Investments, Due Diligence, Global Macro, Bonds, Equity Derivatives, Options, Hedging, Financial Markets, Investment Advisory, Investor Relations, Risk, Asset Managment, Credit Derivatives, Financial Risk, Financial Services, Mutual Funds
Education
University of Chicago 1991 — 1993
MBA, Finance, Statistics and Accounting
Hofstra University 1979 — 1983
BS, Music, Minor in Marketing
Mepham High School
Mepham High School
Aviva Investors North America February 2011 - Present
Tremont Capital 2002 - 2009
BlackRock 2000 - 2002
Ernst & Young 1998 - 2000
Reuters 1995 - 1998
Mabon Securities 1993 - 1995
Shearson Lehman Brothers 1990 - 1991
Smith Barney 1988 - 1990
PaineWebber 1985 - 1988
Skills
Fixed Income, Equities, Emerging Markets, Risk Management, Credit, Macro, Hedge Funds, Fund Of Funds, Alternative Investments, Asset Allocation, Portfolio Management, Derivatives, Asset Management, Investment Strategies, Investments, Due Diligence, Global Macro, Bonds, Equity Derivatives, Options, Hedging, Financial Markets, Investment Advisory, Investor Relations, Risk, Asset Managment, Credit Derivatives, Financial Risk, Financial Services, Mutual Funds
Education
University of Chicago 1991 — 1993
MBA, Finance, Statistics and Accounting
Hofstra University 1979 — 1983
BS, Music, Minor in Marketing
Mepham High School
Mepham High School
Brian Houlihan's Smith Barney Experience June 2005 - September 2005
Job Research Associate at Burke & Quick Partners LLC
Industry Financial Services
Experience
Burke & Quick Partners LLC 2014 - Present
Burke & Quick Partners LLC 2011 - 2014
Chartis 2006 - 2010
Smith Barney June 2005 - September 2005
Skills
Series 63, Series 7, Series 55, Hedge Funds, Trading, Equity Trading, Financial Modeling, Wealth Management, Investments, Equities, Valuation, Portfolio Management, Capital Markets, Research, Trade Compliance
Education
Harvard University 2002 — 2006
Bachelor of Arts (B.A.), Government.
Burke & Quick Partners LLC 2014 - Present
Burke & Quick Partners LLC 2011 - 2014
Chartis 2006 - 2010
Smith Barney June 2005 - September 2005
Skills
Series 63, Series 7, Series 55, Hedge Funds, Trading, Equity Trading, Financial Modeling, Wealth Management, Investments, Equities, Valuation, Portfolio Management, Capital Markets, Research, Trade Compliance
Education
Harvard University 2002 — 2006
Bachelor of Arts (B.A.), Government.
Susan Passoni's Smith Barney Experience 1986 - 1993
Job Scholarship Committee at University Club of Boston
Industry Nonprofit Organization Management
Experience
Committee to Elect Susan Passoni, State Rep, Third Suffolk District 2009 - 2009
Committee to Elect Susan Passoni, District 2 City Council 2007 - 2007
Committtee to Elect Susan Passoni, District 2 City Council 2004 - 2005
Credit Suisse 2000 - 2002
Donaldson, Lufkin & Jenrette 1999 - 2000
SG Cowen 1993 - 1999
Smith Barney 1986 - 1993
Goldman Sachs 1983 - 1986
Skills
Fundraising, Nonprofits, Community Outreach, Volunteer Management, Community Development, Local Government, Political Campaigns, Budgets, Financial Analysis, Research, Non-profits, Campaign Plans, Campaign Strategies, Capital Campaigns, Grant Administration, Mentoring, Writing, Advocacy, Budgeting, Community Relations, Government Relations, Education, Charter Schools, Non-profit Board..., Non-profit Volunteering, Strategic Communications, Grant Writing
Education
EQUINOX 2015 — 2015
Pilates Institute Mat Certification
Harvard University Kennedy School of Government 2003 — 2003
Political Science and Government
Marymount Manhattan College 1979 — 1983
BS, Magna Cum Laude, Mathematics
Committee to Elect Susan Passoni, State Rep, Third Suffolk District 2009 - 2009
Committee to Elect Susan Passoni, District 2 City Council 2007 - 2007
Committtee to Elect Susan Passoni, District 2 City Council 2004 - 2005
Credit Suisse 2000 - 2002
Donaldson, Lufkin & Jenrette 1999 - 2000
SG Cowen 1993 - 1999
Smith Barney 1986 - 1993
Goldman Sachs 1983 - 1986
Skills
Fundraising, Nonprofits, Community Outreach, Volunteer Management, Community Development, Local Government, Political Campaigns, Budgets, Financial Analysis, Research, Non-profits, Campaign Plans, Campaign Strategies, Capital Campaigns, Grant Administration, Mentoring, Writing, Advocacy, Budgeting, Community Relations, Government Relations, Education, Charter Schools, Non-profit Board..., Non-profit Volunteering, Strategic Communications, Grant Writing
Education
EQUINOX 2015 — 2015
Pilates Institute Mat Certification
Harvard University Kennedy School of Government 2003 — 2003
Political Science and Government
Marymount Manhattan College 1979 — 1983
BS, Magna Cum Laude, Mathematics
Jeff Bryk's Smith Barney Experience July 1993 - July 1995
Job Managing Partner at Tempus Futures Management LLC
Industry Capital Markets
Experience
Tempus Futures Management LLC February 2015 - Present
Bluefin Trading June 2005 - February 2015
Bear Wagner LLC. 2001 - 2005
Speer Leeds & Kellogg/Hull Trading/Goldman Sachs July 2000 - November 2001
RGBY Trading January 1998 - June 2000
American Trading Group August 1995 - December 1997
Smith Barney July 1993 - July 1995
Skills
Trading Strategies, Electronic Trading, Market Making, Derivatives, Commodity, Options, Asset Management, Investment Banking, Investments, Emerging Markets, Currency, Equities, Hedge Funds, Financial Modeling, Trading, Equity Derivatives, Hedging, Proprietary Trading
Education
Northwestern Kellogg School of Management 2000 — 2004
MBA, Finance
Harvard University 1989 — 1993
Tempus Futures Management LLC February 2015 - Present
Bluefin Trading June 2005 - February 2015
Bear Wagner LLC. 2001 - 2005
Speer Leeds & Kellogg/Hull Trading/Goldman Sachs July 2000 - November 2001
RGBY Trading January 1998 - June 2000
American Trading Group August 1995 - December 1997
Smith Barney July 1993 - July 1995
Skills
Trading Strategies, Electronic Trading, Market Making, Derivatives, Commodity, Options, Asset Management, Investment Banking, Investments, Emerging Markets, Currency, Equities, Hedge Funds, Financial Modeling, Trading, Equity Derivatives, Hedging, Proprietary Trading
Education
Northwestern Kellogg School of Management 2000 — 2004
MBA, Finance
Harvard University 1989 — 1993
Richard Lannamann's Smith Barney Experience June 1973 - August 1978
Job Corporate Director/Mutual Fund Director/Senior Advisor
Industry Management Consulting
Experience
various October 2014 - Present
Orpheus Chamber Orchestra 2001 - Present
The Jackson Laboratory February 2002 - Present
Foreign Policy Association 2004 - Present
SpencerStuart February 2002 - September 2014
Russell Reynolds Associates 1978 - 2002
Smith Barney June 1973 - August 1978
U.S. Trust 1969 - 1971
Skills
Board of Directors, Management, International Business, Global Investment..., Executive Search, Non-Executive Director, Financial Advisory, Wealth Management..., Chartered Financial..., Foreign Relations, Non-profit Director
Education
Harvard Business School 1971 — 1973
MBA, Finance
Yale University 1965 — 1969
AB, Economics
Walnut Hills High School
Walnut Hills High School
Walnut Hills High School
Walnut Hills High School
Walnut Hills High School
various October 2014 - Present
Orpheus Chamber Orchestra 2001 - Present
The Jackson Laboratory February 2002 - Present
Foreign Policy Association 2004 - Present
SpencerStuart February 2002 - September 2014
Russell Reynolds Associates 1978 - 2002
Smith Barney June 1973 - August 1978
U.S. Trust 1969 - 1971
Skills
Board of Directors, Management, International Business, Global Investment..., Executive Search, Non-Executive Director, Financial Advisory, Wealth Management..., Chartered Financial..., Foreign Relations, Non-profit Director
Education
Harvard Business School 1971 — 1973
MBA, Finance
Yale University 1965 — 1969
AB, Economics
Walnut Hills High School
Walnut Hills High School
Walnut Hills High School
Walnut Hills High School
Walnut Hills High School
Nita Hadden's Smith Barney Experience January 2005 - November 2006
Job Senior Client Services Manager, Equity Compensation
Industry Financial Services
Experience
E*trade Financial November 2006 - August 2012
Smith Barney January 2005 - November 2006
E*TRADE SECURITIES, LLC May 2000 - December 2004
Tucker Federal Bank (Acquired by RBC) January 1997 - May 2000
TUCKER FEDERAL BANK January 1998 - January 2000
Skills
Series 7, Series 63, Equities, Securities, Financial Services, FINRA, Investments, Trading, Training, Equity Edge, Banking, Equity Research, Salesforce.com, Relationship Management, Portfolio Management, Stocks, Finance, Call Centers, Sales, Electronic Trading, Fixed Income, Bonds, CRM, Retirement Planning, Asset Allocation
Education
Georgia State University 1994 — 1999
B.S., Psychology
E*trade Financial November 2006 - August 2012
Smith Barney January 2005 - November 2006
E*TRADE SECURITIES, LLC May 2000 - December 2004
Tucker Federal Bank (Acquired by RBC) January 1997 - May 2000
TUCKER FEDERAL BANK January 1998 - January 2000
Skills
Series 7, Series 63, Equities, Securities, Financial Services, FINRA, Investments, Trading, Training, Equity Edge, Banking, Equity Research, Salesforce.com, Relationship Management, Portfolio Management, Stocks, Finance, Call Centers, Sales, Electronic Trading, Fixed Income, Bonds, CRM, Retirement Planning, Asset Allocation
Education
Georgia State University 1994 — 1999
B.S., Psychology
Beller, Lawrence's Smith Barney Experience September 1994 - January 1995
Job Managing Director at PNC
Industry Financial Services
Experience
PNC Bank December 2011 - Present
Fifth Street Finance Corp. October 2009 - November 2011
TPG Credit Management June 2009 - October 2009
JP Morgan June 2008 - February 2009
Bear Stearns January 1996 - June 2008
Smith Barney September 1994 - January 1995
Education
Harvard University 1991 — 1996
Bachelor of Science, Social Studies
PNC Bank December 2011 - Present
Fifth Street Finance Corp. October 2009 - November 2011
TPG Credit Management June 2009 - October 2009
JP Morgan June 2008 - February 2009
Bear Stearns January 1996 - June 2008
Smith Barney September 1994 - January 1995
Education
Harvard University 1991 — 1996
Bachelor of Science, Social Studies
Mickey Long, CFA's Smith Barney Experience April 2000 - March 2009
Job First Vice President at UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Financial Services Inc. March 2009 - Present
Smith Barney April 2000 - March 2009
Bank of America September 1997 - March 2000
First American National Bank March 1994 - September 1997
Education
Haslam College of Business at the University of Tennessee 1988 — 1992
B.S., Finance
University of Tennessee-Knoxville 1988 — 1992
BS, Finance
UBS Financial Services Inc. March 2009 - Present
Smith Barney April 2000 - March 2009
Bank of America September 1997 - March 2000
First American National Bank March 1994 - September 1997
Education
Haslam College of Business at the University of Tennessee 1988 — 1992
B.S., Finance
University of Tennessee-Knoxville 1988 — 1992
BS, Finance
Katie Heffner Bisci's Smith Barney Experience January 2007 - May 2007
Job Mission Business Manager at NASA Goddard Space Flight Center
Industry Defense & Space
Experience
NASA Goddard Space Flight Center May 2015 - Present
NASA Goddard Space Flight Center October 2010 - May 2015
IQPC June 2008 - October 2010
Bear Stearns Asset Management June 2007 - August 2007
Smith Barney January 2007 - May 2007
Skills
Proposal Writing, Microsoft Office, Data Analysis, Program Management, Microsoft Excel, Security Clearance, Project Management, PowerPoint, Team Leadership, Process Improvement, Training, Strategic Planning, Leadership, Analysis, Government, Sales, Social Media
Education
Gettysburg College 2004 — 2008
Bachelor’s Degree, Economics/Mathematics
NASA Goddard Space Flight Center May 2015 - Present
NASA Goddard Space Flight Center October 2010 - May 2015
IQPC June 2008 - October 2010
Bear Stearns Asset Management June 2007 - August 2007
Smith Barney January 2007 - May 2007
Skills
Proposal Writing, Microsoft Office, Data Analysis, Program Management, Microsoft Excel, Security Clearance, Project Management, PowerPoint, Team Leadership, Process Improvement, Training, Strategic Planning, Leadership, Analysis, Government, Sales, Social Media
Education
Gettysburg College 2004 — 2008
Bachelor’s Degree, Economics/Mathematics
David Esser's Smith Barney Experience 2000 - 2004
Job Private Banking Wealth Management Executive
Industry Financial Services
Experience
BNY Mellon August 2013 - Present
Wells Fargo Private Bank February 2008 - September 2013
UBS July 2004 - November 2007
Smith Barney 2000 - 2004
Bank of San Francisco April 1991 - January 2001
Wells Fargo December 1987 - April 1997
Skills
Lead Private Banking..., Diverse high net worth..., Experienced HNW lender..., Wealth Management, Private Banking, Investments, Credit, Financial Services, High Net Worth..., Real Estate, Management, Series 7, Alternative Investments, Wealth Management..., Asset Managment, HNW, Commercial Banking, Asset Management, Multicultural, Program Management, Family Office, Program Development, Professional..., Human Resources, Treasury Management, Structured Finance, Executive Management, Derivatives, Financial Structuring, Banking, Strategic Financial..., Mergers, Securities, Loans, Strategy, Financial Advisory, CRM, Start-ups, Commercial Lending, Private Equity, Mortgage Lending, Relationship Management, Credit Risk, Trading, Mutual Funds, Equities, Asset Allocation, Investment Management, Series 63, Fixed Income
Education
Golden Gate University 1996 — 1998
M.S., Finance
University of Idaho 1980 — 1985
B.S., Applied Economics. Political Science
BNY Mellon August 2013 - Present
Wells Fargo Private Bank February 2008 - September 2013
UBS July 2004 - November 2007
Smith Barney 2000 - 2004
Bank of San Francisco April 1991 - January 2001
Wells Fargo December 1987 - April 1997
Skills
Lead Private Banking..., Diverse high net worth..., Experienced HNW lender..., Wealth Management, Private Banking, Investments, Credit, Financial Services, High Net Worth..., Real Estate, Management, Series 7, Alternative Investments, Wealth Management..., Asset Managment, HNW, Commercial Banking, Asset Management, Multicultural, Program Management, Family Office, Program Development, Professional..., Human Resources, Treasury Management, Structured Finance, Executive Management, Derivatives, Financial Structuring, Banking, Strategic Financial..., Mergers, Securities, Loans, Strategy, Financial Advisory, CRM, Start-ups, Commercial Lending, Private Equity, Mortgage Lending, Relationship Management, Credit Risk, Trading, Mutual Funds, Equities, Asset Allocation, Investment Management, Series 63, Fixed Income
Education
Golden Gate University 1996 — 1998
M.S., Finance
University of Idaho 1980 — 1985
B.S., Applied Economics. Political Science
Ariana Fahrney's Smith Barney Experience August 2007 - December 2007
Job MBA Candidate | Harvard Business School
Industry Information Technology and Services
Experience
Google 2015 - Present
Wells Fargo 2008 - 2014
Smith Barney August 2007 - December 2007
Besen & Associates May 2007 - August 2007
Harvey Nichols May 2006 - August 2006
HASCO Oil Company May 2005 - July 2005
Education
Harvard Business School 2014 — 2016
Master of Business Administration (M.B.A.)
University of Southern California - Marshall School of Business 2004 — 2008
Bachelor's Degree, Business Administration (International Relations), Magna Cum Laude, Dean's List (8 semesters)
Foothill High School 2000 — 2004
High School
Google 2015 - Present
Wells Fargo 2008 - 2014
Smith Barney August 2007 - December 2007
Besen & Associates May 2007 - August 2007
Harvey Nichols May 2006 - August 2006
HASCO Oil Company May 2005 - July 2005
Education
Harvard Business School 2014 — 2016
Master of Business Administration (M.B.A.)
University of Southern California - Marshall School of Business 2004 — 2008
Bachelor's Degree, Business Administration (International Relations), Magna Cum Laude, Dean's List (8 semesters)
Foothill High School 2000 — 2004
High School
Julie Dow's Smith Barney Experience 2002 - 2004
Job Sr Manager Project Accounting at Office Depot
Industry Retail
Experience
Office Depot June 2009 - Present
Bluegreen Corporation March 2005 - October 2008
Strategic Profit Solutions, Inc. 2004 - 2005
Smith Barney 2002 - 2004
Johns Hopkins University Applied Physics Laboratory 1997 - 2002
Absolutely Perfect Catering and Events, Inc. 1989 - 1997
Lockheed Martin (formerly Martin Marietta) 1984 - 1989
Education
Guilford College
BAS, Finance
The Johns Hopkins University - Carey Business School
MBA, Management with Finance Concentration
Office Depot June 2009 - Present
Bluegreen Corporation March 2005 - October 2008
Strategic Profit Solutions, Inc. 2004 - 2005
Smith Barney 2002 - 2004
Johns Hopkins University Applied Physics Laboratory 1997 - 2002
Absolutely Perfect Catering and Events, Inc. 1989 - 1997
Lockheed Martin (formerly Martin Marietta) 1984 - 1989
Education
Guilford College
BAS, Finance
The Johns Hopkins University - Carey Business School
MBA, Management with Finance Concentration
Brian McGreevy's Smith Barney Experience 1991 - 1994
Job Portfolio Manager at Columbia Management
Industry Financial Services
Experience
Columbia Management December 1994 - Present
Smith Barney 1991 - 1994
Shawmut Bank June 1984 - September 1987
Skills
Fixed Income, Portfolio Management, Mutual Funds, Municipal, Asset Management, Tax-advantaged..., High Net Worth...
Education
Harvard University 2003 — 2009
MLA, Management- Extension Studies
University of Massachusetts Dartmouth 1975 — 1979
BS, Finance
Columbia Management December 1994 - Present
Smith Barney 1991 - 1994
Shawmut Bank June 1984 - September 1987
Skills
Fixed Income, Portfolio Management, Mutual Funds, Municipal, Asset Management, Tax-advantaged..., High Net Worth...
Education
Harvard University 2003 — 2009
MLA, Management- Extension Studies
University of Massachusetts Dartmouth 1975 — 1979
BS, Finance
Sumy A. Lee's Smith Barney Experience 2003 - 2004
Job institutional equity sales at DBS Vickers Securities
Industry Financial Services
Experience
DBS Vickers Securities (USA) 2010 - Present
Hi-London 2007 - Present
InsiderScore 2010 - 2010
NetElixir 2009 - 2010
Smith Barney 2003 - 2004
Salomon Smith Barney 2000 - 2000
Salomon Smith Barney 1996 - 1999
Goldman Sachs 1994 - 1996
Skills
Equities, Wealth Management, Venture Capital, Bloomberg, Capital Markets, Portfolio Management, Business Development, Hedge Funds, Relationship Management, Alternative Investments, Valuation, Asset Management, Emerging Markets
Education
Harvard University
A.B., economics
Northwestern University - Kellogg School of Management
M.M., finance, organization behavior
Northwestern University - Medill School of Journalism
M.S.J., integrated marketing communications
DBS Vickers Securities (USA) 2010 - Present
Hi-London 2007 - Present
InsiderScore 2010 - 2010
NetElixir 2009 - 2010
Smith Barney 2003 - 2004
Salomon Smith Barney 2000 - 2000
Salomon Smith Barney 1996 - 1999
Goldman Sachs 1994 - 1996
Skills
Equities, Wealth Management, Venture Capital, Bloomberg, Capital Markets, Portfolio Management, Business Development, Hedge Funds, Relationship Management, Alternative Investments, Valuation, Asset Management, Emerging Markets
Education
Harvard University
A.B., economics
Northwestern University - Kellogg School of Management
M.M., finance, organization behavior
Northwestern University - Medill School of Journalism
M.S.J., integrated marketing communications
Carl Hastings's Smith Barney Experience 1980 - 1987
Job Independent Management Consulting Professional
Industry Management Consulting
Experience
Smith Barney 1980 - 1987
Education
Harvard Business School 1965 — 1967
MBA, Finance, Marketing
West Virginia University Institute of Technology 1959 — 1963
BSChE, Chemical Engineering, Economics
Smith Barney 1980 - 1987
Education
Harvard Business School 1965 — 1967
MBA, Finance, Marketing
West Virginia University Institute of Technology 1959 — 1963
BSChE, Chemical Engineering, Economics
Kipp Good's Smith Barney Experience March 2006 - September 2009
Job Managing Partner at Precision Approach Marketing
Industry Financial Services
Experience
Precision Approach Marketing June 2012 - Present
Citi Private Bank September 2009 - June 2012
Smith Barney March 2006 - September 2009
Dryden Wealth Management January 2002 - January 2006
Prudential Financial June 1990 - January 2002
Merrill Lynch June 1987 - July 1990
Skills
Hedge Funds, Mutual Funds, Private Equity, Investor Relations, Structured Products, Product Development, Alternative Investments, Investments, Separately Managed..., Wealth Management, Asset Management, Asset Managment, Trading, Business Strategy, Investment Banking, Financial Services, Mergers & Acquisitions, Fixed Income, Capital Markets, Strategy, Equities, Business Development, Banking, Financial Advisory, Financial Analysis, Series 63, Portfolio Management, Securities, Series 7, Private Banking, FINRA, Financial Markets, Investment Strategies, Investment Management, Investment Advisory, Wealth Management..., ETFs, Series 24, Commodity, Emerging Markets, Asset Allocation, Strategic Financial..., Fund Of Funds, Bonds, Derivatives, Options, Structured Finance, Financial Structuring, Retirement Planning
Education
Gettysburg College 1983 — 1987
BA, Management
Peddie School 1978 — 1983
Precision Approach Marketing June 2012 - Present
Citi Private Bank September 2009 - June 2012
Smith Barney March 2006 - September 2009
Dryden Wealth Management January 2002 - January 2006
Prudential Financial June 1990 - January 2002
Merrill Lynch June 1987 - July 1990
Skills
Hedge Funds, Mutual Funds, Private Equity, Investor Relations, Structured Products, Product Development, Alternative Investments, Investments, Separately Managed..., Wealth Management, Asset Management, Asset Managment, Trading, Business Strategy, Investment Banking, Financial Services, Mergers & Acquisitions, Fixed Income, Capital Markets, Strategy, Equities, Business Development, Banking, Financial Advisory, Financial Analysis, Series 63, Portfolio Management, Securities, Series 7, Private Banking, FINRA, Financial Markets, Investment Strategies, Investment Management, Investment Advisory, Wealth Management..., ETFs, Series 24, Commodity, Emerging Markets, Asset Allocation, Strategic Financial..., Fund Of Funds, Bonds, Derivatives, Options, Structured Finance, Financial Structuring, Retirement Planning
Education
Gettysburg College 1983 — 1987
BA, Management
Peddie School 1978 — 1983
Carl N. Lang's Smith Barney Experience April 1994 - November 1996
Job MD, Chief Technology Officer at Albert Fried & Company
Industry Financial Services
Experience
Albert Fried & Company January 2013 - Present
BNP Paribas October 2008 - January 2013
Bank of America April 1999 - October 2008
Deutsche Bank December 1997 - April 1999
UBS Investment Bank November 1996 - December 1997
Smith Barney April 1994 - November 1996
Merrill Lynch January 1989 - April 1994
Skills
Information Technology, Financial Markets, Investment Banking, Fixed Income, Capital Markets, Equities, Portfolio Management, Hedge Funds, Valuation, Trading, Back Office, Equity Derivatives, Trading Systems, Settlement, Prime Brokerage, Securities Lending
Education
Saint Peter's University 1993 — 1996
Master of Business Administration (MBA), Information Technology
Hofstra University 1983 — 1988
Bachelor of Science (BS), Information Technology
Albert Fried & Company January 2013 - Present
BNP Paribas October 2008 - January 2013
Bank of America April 1999 - October 2008
Deutsche Bank December 1997 - April 1999
UBS Investment Bank November 1996 - December 1997
Smith Barney April 1994 - November 1996
Merrill Lynch January 1989 - April 1994
Skills
Information Technology, Financial Markets, Investment Banking, Fixed Income, Capital Markets, Equities, Portfolio Management, Hedge Funds, Valuation, Trading, Back Office, Equity Derivatives, Trading Systems, Settlement, Prime Brokerage, Securities Lending
Education
Saint Peter's University 1993 — 1996
Master of Business Administration (MBA), Information Technology
Hofstra University 1983 — 1988
Bachelor of Science (BS), Information Technology
Brad Tabor's Smith Barney Experience June 2006 - August 2006
Job Project Manager, Private Equity and M&A Services at Marsh
Industry Insurance
Experience
Marsh March 2014 - Present
Marsh September 2010 - March 2014
Liberty Mutual Insurance June 2008 - August 2010
Gettysburg College September 2007 - May 2008
Verizon Wireless June 2007 - August 2007
Smith Barney June 2006 - August 2006
Skills
Training, Management, Insurance, Leadership, Analysis, Strategy, Marketing, Investments, Program Management, Finance, Financial Risk, Microsoft Excel, Financial Analysis, Risk Management, Microsoft Office, PowerPoint, Financial Modeling, Mergers & Acquisitions, Portfolio Management, Property & Casualty..., Project Management
Education
NYU Stern School of Business 2013 — 2016
Master of Business Administration (MBA), Strategy and Corporate Finance
Gettysburg College 2004 — 2008
BA, Economics, Management
Kinnelon High School
Marsh March 2014 - Present
Marsh September 2010 - March 2014
Liberty Mutual Insurance June 2008 - August 2010
Gettysburg College September 2007 - May 2008
Verizon Wireless June 2007 - August 2007
Smith Barney June 2006 - August 2006
Skills
Training, Management, Insurance, Leadership, Analysis, Strategy, Marketing, Investments, Program Management, Finance, Financial Risk, Microsoft Excel, Financial Analysis, Risk Management, Microsoft Office, PowerPoint, Financial Modeling, Mergers & Acquisitions, Portfolio Management, Property & Casualty..., Project Management
Education
NYU Stern School of Business 2013 — 2016
Master of Business Administration (MBA), Strategy and Corporate Finance
Gettysburg College 2004 — 2008
BA, Economics, Management
Kinnelon High School
Alyson Crouch Hardin CFP (R)'s Smith Barney Experience 1998 - 1998
Job Experienced Financial Professional
Industry Financial Services
Experience
AXA Advisors, LLC 2011 - Present
Valic Financial Advisors September 1998 - January 2011
Smith Barney 1998 - 1998
NationsBank 1985 - 1998
Skills
Financial Planning, Investments, Retirement Planning, Asset Management, Insurance, Strategic Financial...
Education
Georgia State University - J. Mack Robinson College of Business 1996 — 1997
Master of Taxation, Tax
Georgia State University - J. Mack Robinson College of Business 1994 — 1996
MSc, Finance
Johns Hopkins SAIS 1983 — 1985
Sewanee-The University of the South 1978 — 1982
BA, Spanish, Political Science
AXA Advisors, LLC 2011 - Present
Valic Financial Advisors September 1998 - January 2011
Smith Barney 1998 - 1998
NationsBank 1985 - 1998
Skills
Financial Planning, Investments, Retirement Planning, Asset Management, Insurance, Strategic Financial...
Education
Georgia State University - J. Mack Robinson College of Business 1996 — 1997
Master of Taxation, Tax
Georgia State University - J. Mack Robinson College of Business 1994 — 1996
MSc, Finance
Johns Hopkins SAIS 1983 — 1985
Sewanee-The University of the South 1978 — 1982
BA, Spanish, Political Science
Christina Rackley's Smith Barney Experience July 2003 - August 2004
Job Vice President, Fixed Income Trading at Raymond James
Industry Financial Services
Experience
Raymond James August 2010 - Present
RBC Capital Markets August 2004 - November 2009
Smith Barney July 2003 - August 2004
UBS PaineWebber February 2003 - July 2003
Education
Georgia State University - J. Mack Robinson College of Business 2002 — 2003
M.S., Finance
Valdosta State University 1999 — 2002
B.B.A., Finance
Valdosta State University 1999 — 2002
B.B.A., Economics
Raymond James August 2010 - Present
RBC Capital Markets August 2004 - November 2009
Smith Barney July 2003 - August 2004
UBS PaineWebber February 2003 - July 2003
Education
Georgia State University - J. Mack Robinson College of Business 2002 — 2003
M.S., Finance
Valdosta State University 1999 — 2002
B.B.A., Finance
Valdosta State University 1999 — 2002
B.B.A., Economics
Kennedy Thompson's Smith Barney Experience 2004 - 2009
Job Student at Hillsdale Free Will Baptist College
Industry Military
Experience
Smith Barney 2004 - 2009
Education
Hillsdale Free Will Baptist College 2008 — 2012
Smith Barney 2004 - 2009
Education
Hillsdale Free Will Baptist College 2008 — 2012
Celeste (DiPaola) McLaren's Smith Barney Experience 1980 - 1983
Job Controller at Bulbtronics Inc
Industry Wholesale
Experience
Bulbtronics Inc February 2003 - Present
Nastech Pharmaceutical 2001 - 2003
Reuters 1999 - 2000
Find/SVP, Inc. 1992 - 1998
Robert Half & Accountemps 1989 - 1991
Profit Freight Systems, Inc. 1987 - 1988
Executive Monetary Management, Inc. 1983 - 1986
Smith Barney 1980 - 1983
Schuckman & Feuerstein, P.C., CPA's 1978 - 1980
Paul, Weiss, Rifkind, Wharton & Garrison LLP 1976 - 1978
Education
Hofstra University 1971 — 1975
BBA, Accounting
Bulbtronics Inc February 2003 - Present
Nastech Pharmaceutical 2001 - 2003
Reuters 1999 - 2000
Find/SVP, Inc. 1992 - 1998
Robert Half & Accountemps 1989 - 1991
Profit Freight Systems, Inc. 1987 - 1988
Executive Monetary Management, Inc. 1983 - 1986
Smith Barney 1980 - 1983
Schuckman & Feuerstein, P.C., CPA's 1978 - 1980
Paul, Weiss, Rifkind, Wharton & Garrison LLP 1976 - 1978
Education
Hofstra University 1971 — 1975
BBA, Accounting
Patricia Augusterfer's Smith Barney Experience January 1978 - Present
Job Vice President Wealth Management at Smith Barney
Industry Financial Services
Experience
Smith Barney January 1978 - Present
Skills
Asset Managment, Financial Services, Trust Services, Wealth, Estate Planning, Uniform Combined State...
Education
Gwynedd Mercy University 1966 — 1970
BS, Business
Smith Barney January 1978 - Present
Skills
Asset Managment, Financial Services, Trust Services, Wealth, Estate Planning, Uniform Combined State...
Education
Gwynedd Mercy University 1966 — 1970
BS, Business
Chris Schoen's Smith Barney Experience March 1995 - March 1996
Job Partner/Portfolio Manager at Seer Capital Management
Industry Financial Services
Experience
Seer Capital Management August 2008 - Present
Credit Suisse September 2000 - January 2008
DLJ March 2000 - September 2000
Paine Webber March 1996 - March 2000
Smith Barney March 1995 - March 1996
Prudential Securities September 1991 - March 1995
Deloitte & Touche June 1988 - September 1991
Education
Hampden-Sydney College 1984 — 1988
BA, Math/Computer Science
Seer Capital Management August 2008 - Present
Credit Suisse September 2000 - January 2008
DLJ March 2000 - September 2000
Paine Webber March 1996 - March 2000
Smith Barney March 1995 - March 1996
Prudential Securities September 1991 - March 1995
Deloitte & Touche June 1988 - September 1991
Education
Hampden-Sydney College 1984 — 1988
BA, Math/Computer Science
Bill Vesterman's Smith Barney Experience 1991 - 1993
Job Owner at Montessori Country Day School
Industry Education Management
Experience
Montessori Country Day School 2006 - Present
Keller Williams Realty, Inc. 2013 - 2015
United States Marine Corps 2003 - 2006
United States Marine Corps 2001 - 2003
Life School College Preparatory 1999 - 1999
MXG Media 1997 - 1998
Karlville Development Group 1996 - 1997
NYAM Options Trading NV 1995 - 1996
Peregrine Investments Holdings Ltd. 1993 - 1994
Smith Barney 1991 - 1993
Skills
Translation, Localization, Multilingual, Management, Military, Leadership Development, Strategic Planning, Management Consulting, Project Management, International Relations, Training, Leadership, Policy, Team Leadership, Strategy, Organizational..., Security Clearance, Cross-functional Team..., Team Building, Educational Leadership, Operations Management, Program Management, Entrepreneurship, Start-ups, Operational Planning, Defense, Public Speaking, Organizational..., Project Planning, Risk Management, Government, Proposal Writing, Analysis, Executive Management
Education
Harvard University 1987 — 1991
BA, Economics
Piscataway High School 1983 — 1987
Conackamack Middle School
Martin Luther King Jr. Elementary School
Montessori Country Day School 2006 - Present
Keller Williams Realty, Inc. 2013 - 2015
United States Marine Corps 2003 - 2006
United States Marine Corps 2001 - 2003
Life School College Preparatory 1999 - 1999
MXG Media 1997 - 1998
Karlville Development Group 1996 - 1997
NYAM Options Trading NV 1995 - 1996
Peregrine Investments Holdings Ltd. 1993 - 1994
Smith Barney 1991 - 1993
Skills
Translation, Localization, Multilingual, Management, Military, Leadership Development, Strategic Planning, Management Consulting, Project Management, International Relations, Training, Leadership, Policy, Team Leadership, Strategy, Organizational..., Security Clearance, Cross-functional Team..., Team Building, Educational Leadership, Operations Management, Program Management, Entrepreneurship, Start-ups, Operational Planning, Defense, Public Speaking, Organizational..., Project Planning, Risk Management, Government, Proposal Writing, Analysis, Executive Management
Education
Harvard University 1987 — 1991
BA, Economics
Piscataway High School 1983 — 1987
Conackamack Middle School
Martin Luther King Jr. Elementary School
LaValle John's Smith Barney Experience September 2000 - April 2005
Job Financial Advisor, First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors April 2005 - Present
Smith Barney September 2000 - April 2005
A.G. Edwards August 1997 - August 2000
Education
Hampden-Sydney College 1988 — 1992
BA, Economics
Wells Fargo Advisors April 2005 - Present
Smith Barney September 2000 - April 2005
A.G. Edwards August 1997 - August 2000
Education
Hampden-Sydney College 1988 — 1992
BA, Economics
Ashlin Mathews's Smith Barney Experience September 2007 - December 2007
Job Financial Applications Developer at Bloomberg
Industry Financial Services
Experience
Bloomberg June 2010 - Present
ANMOL KIDS June 2006 - Present
Villanova School of Business May 2009 - May 2010
Eventide Asset Management, LLC July 2008 - May 2009
Gordon College August 2006 - May 2008
Smith Barney September 2007 - December 2007
Smith Barney June 2007 - August 2007
Skills
Leadership, Portfolio Management, Program Management
Education
Villanova University 2009 — 2010
MSF, Finance
Gordon College 2004 — 2008
Bachelor of Arts, Economics
Hebron School 1999 — 2004
A-Levels
Bloomberg June 2010 - Present
ANMOL KIDS June 2006 - Present
Villanova School of Business May 2009 - May 2010
Eventide Asset Management, LLC July 2008 - May 2009
Gordon College August 2006 - May 2008
Smith Barney September 2007 - December 2007
Smith Barney June 2007 - August 2007
Skills
Leadership, Portfolio Management, Program Management
Education
Villanova University 2009 — 2010
MSF, Finance
Gordon College 2004 — 2008
Bachelor of Arts, Economics
Hebron School 1999 — 2004
A-Levels
Caroline Clear's Smith Barney Experience September 2007 - December 2007
Job Manager of Research Projects at Emory University
Industry Hospital & Health Care
Experience
Emory University School of Medicine, Department of Surgery June 2013 - Present
Georgetown University Hospital October 2011 - May 2013
Georgetown University Hospital July 2009 - October 2011
The Advisory Board Company 2008 - 2009
Adams Capital December 2007 - May 2008
Smith Barney September 2007 - December 2007
EchoStar Communications (Dish Network) 2004 - 2005
Skills
Financial Analysis, Strategic Planning, Microsoft Excel, Market Research, Financial Modeling, Research, Customer Service, Account Management, Outlook, Data Analysis, Microsoft Word, Process Improvement, Access, Marketing, New Business Development, Project Management, Analysis, Team Leadership, PowerPoint, Change Management, Healthcare
Education
Georgia State University - J. Mack Robinson College of Business 2006 — 2008
MBA, Finance
Wake Forest University 2000 — 2004
BS, Business Administration
Emory University School of Medicine, Department of Surgery June 2013 - Present
Georgetown University Hospital October 2011 - May 2013
Georgetown University Hospital July 2009 - October 2011
The Advisory Board Company 2008 - 2009
Adams Capital December 2007 - May 2008
Smith Barney September 2007 - December 2007
EchoStar Communications (Dish Network) 2004 - 2005
Skills
Financial Analysis, Strategic Planning, Microsoft Excel, Market Research, Financial Modeling, Research, Customer Service, Account Management, Outlook, Data Analysis, Microsoft Word, Process Improvement, Access, Marketing, New Business Development, Project Management, Analysis, Team Leadership, PowerPoint, Change Management, Healthcare
Education
Georgia State University - J. Mack Robinson College of Business 2006 — 2008
MBA, Finance
Wake Forest University 2000 — 2004
BS, Business Administration
Rick Chernok's Smith Barney Experience March 1997 - December 2008
Job First Vice President Investments, UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Inc. December 2008 - Present
Smith Barney March 1997 - December 2008
Education
Hobart and William Smith Colleges 1981 — 1985
Political Science
UBS Financial Services Inc. December 2008 - Present
Smith Barney March 1997 - December 2008
Education
Hobart and William Smith Colleges 1981 — 1985
Political Science
Alex Sacerdote's Smith Barney Experience 1994 - 1996
Job Owner, Whale Rock Capital Management
Industry Financial Services
Experience
Whale Rock Capital Management March 2006 - Present
Fidelity Investments 2004 - March 2006
Fidelity Investments 1999 - 2004
Interactive Imaginations 1996 - 1997
Smith Barney 1994 - 1996
Skills
Alternative Investments, Equities, Equity Research, Finance
Education
Harvard Business School 1997 — 1999
MBA
Hamilton College 1990 — 1994
BA, Political Science and Government
Taft School
Taft School
Whale Rock Capital Management March 2006 - Present
Fidelity Investments 2004 - March 2006
Fidelity Investments 1999 - 2004
Interactive Imaginations 1996 - 1997
Smith Barney 1994 - 1996
Skills
Alternative Investments, Equities, Equity Research, Finance
Education
Harvard Business School 1997 — 1999
MBA
Hamilton College 1990 — 1994
BA, Political Science and Government
Taft School
Taft School
Sarah Kitson's Smith Barney Experience May 2006 - August 2006
Job Head of Product Marketing, Groupon Merchant
Industry Financial Services
Experience
Groupon January 2015 - Present
Groupon August 2014 - January 2015
Haas School of Business August 2012 - May 2014
Breadcrumb by Groupon June 2013 - August 2013
Triplejump February 2013 - June 2013
Citi August 2011 - August 2012
Citigroup July 2010 - July 2011
Citi June 2008 - July 2010
PwC June 2007 - August 2007
Smith Barney May 2006 - August 2006
Skills
Financial Modeling, Strategy, Management, Mergers & Acquisitions, Strategic Planning, Marketing Strategy, Analytics, Investment Banking, Board Development, Commercial Banking, FinTech, Financial Analysis, Due Diligence, Entrepreneurship
Education
Haas School of Business, UC Berkeley 2012 — 2014
Master of Business Administration (MBA), with honors
University of Southern California 2004 — 2008
B.S., with honors, Accounting, Business (Global Strategic Management)
HEC School of Management 2007 — 2007
Global Strategic Management
Chadwick School
Groupon January 2015 - Present
Groupon August 2014 - January 2015
Haas School of Business August 2012 - May 2014
Breadcrumb by Groupon June 2013 - August 2013
Triplejump February 2013 - June 2013
Citi August 2011 - August 2012
Citigroup July 2010 - July 2011
Citi June 2008 - July 2010
PwC June 2007 - August 2007
Smith Barney May 2006 - August 2006
Skills
Financial Modeling, Strategy, Management, Mergers & Acquisitions, Strategic Planning, Marketing Strategy, Analytics, Investment Banking, Board Development, Commercial Banking, FinTech, Financial Analysis, Due Diligence, Entrepreneurship
Education
Haas School of Business, UC Berkeley 2012 — 2014
Master of Business Administration (MBA), with honors
University of Southern California 2004 — 2008
B.S., with honors, Accounting, Business (Global Strategic Management)
HEC School of Management 2007 — 2007
Global Strategic Management
Chadwick School
Mike McLeland's Smith Barney Experience November 2007 - October 2008
Job Hybrid Corporate Sales
Industry Information Technology and Services
Experience
OWC September 2013 - Present
Reign-Bow Int'l Ministries January 2010 - Present
Christian Fellowship Church August 2007 - August 2012
US Census Bureau April 2010 - October 2010
Smith Barney November 2007 - October 2008
Exemplar Financial Network May 2005 - October 2007
Skills
Non-profits, Community Outreach, Microsoft Excel, Crisis Intervention, Coaching, Cross-functional Team..., Public Speaking, Leadership Development, Leadership, Social Networking, Customer Service, Teaching, Organizational..., Fundraising, Event Planning, Public Relations, Project Management, Networking, Volunteer Management, Team Building, Small Business, Microsoft Word, Workshops, Program Development, Program Management, Nonprofits
Education
Greenville College 1976 — 1982
Bachelor of Science, Business Administration/Computer Science, GPA 3.09 on a 4.0 scale.
OWC September 2013 - Present
Reign-Bow Int'l Ministries January 2010 - Present
Christian Fellowship Church August 2007 - August 2012
US Census Bureau April 2010 - October 2010
Smith Barney November 2007 - October 2008
Exemplar Financial Network May 2005 - October 2007
Skills
Non-profits, Community Outreach, Microsoft Excel, Crisis Intervention, Coaching, Cross-functional Team..., Public Speaking, Leadership Development, Leadership, Social Networking, Customer Service, Teaching, Organizational..., Fundraising, Event Planning, Public Relations, Project Management, Networking, Volunteer Management, Team Building, Small Business, Microsoft Word, Workshops, Program Development, Program Management, Nonprofits
Education
Greenville College 1976 — 1982
Bachelor of Science, Business Administration/Computer Science, GPA 3.09 on a 4.0 scale.
Erin Shimada's Smith Barney Experience 2005 - 2009
Job .
Industry Financial Services
Experience
Morgan Stanley Smith Barney February 2005 - Present
Morgan Stanley February 2005 - Present
Smith Barney 2005 - 2009
Bank of America October 2003 - January 2005
Skills
Microsoft Excel, Sales Management, Leadership, Recruiting, PowerPoint, Microsoft Office, Customer Service, Microsoft Word, Outlook, Event Planning, Research, Data Analysis, Project Management, Training, Fundraising, Management
Education
Gonzaga University 1999 — 2003
Bachelor of Science, Biology
Juanita High School 1996 — 1999
Morgan Stanley Smith Barney February 2005 - Present
Morgan Stanley February 2005 - Present
Smith Barney 2005 - 2009
Bank of America October 2003 - January 2005
Skills
Microsoft Excel, Sales Management, Leadership, Recruiting, PowerPoint, Microsoft Office, Customer Service, Microsoft Word, Outlook, Event Planning, Research, Data Analysis, Project Management, Training, Fundraising, Management
Education
Gonzaga University 1999 — 2003
Bachelor of Science, Biology
Juanita High School 1996 — 1999
Marty Kirschenheiter's Smith Barney Experience April 1998 - May 2001
Job Area Sales Manager at Filofax
Industry Publishing
Experience
Blueline-Filofax June 2003 - Present
Smith Barney April 1998 - May 2001
A.T. Cross Company September 1981 - February 1998
Hallmark Cards June 1976 - September 1981
Skills
Sales Management, Merchandising, New Business Development, Retail, Sales, Account Management, Forecasting, Marketing Strategy, Negotiation, Customer Service, Business Strategy, Microsoft Excel, Microsoft Office, Microsoft Word, Visual Merchandising, Inventory Management
Education
Hofstra University 1978 — 1981
MBA, Marketing
Hofstra University 1972 — 1976
Bachelor of Business Administration (BBA), Business Administration and Management, General
Blueline-Filofax June 2003 - Present
Smith Barney April 1998 - May 2001
A.T. Cross Company September 1981 - February 1998
Hallmark Cards June 1976 - September 1981
Skills
Sales Management, Merchandising, New Business Development, Retail, Sales, Account Management, Forecasting, Marketing Strategy, Negotiation, Customer Service, Business Strategy, Microsoft Excel, Microsoft Office, Microsoft Word, Visual Merchandising, Inventory Management
Education
Hofstra University 1978 — 1981
MBA, Marketing
Hofstra University 1972 — 1976
Bachelor of Business Administration (BBA), Business Administration and Management, General
Steve Tufts's Smith Barney Experience July 1995 - October 2008
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch October 2008 - Present
Batavia Area Jaycees September 1996 - December 2012
Smith Barney July 1995 - October 2008
Skills
Retirement Planning, Equities, Customer Service, Series 7, Project Management, Financial Modeling, Financial Analysis, Series 63
Education
Hobart and William Smith Colleges 1991 — 1995
BA, Economics
Merrill Lynch October 2008 - Present
Batavia Area Jaycees September 1996 - December 2012
Smith Barney July 1995 - October 2008
Skills
Retirement Planning, Equities, Customer Service, Series 7, Project Management, Financial Modeling, Financial Analysis, Series 63
Education
Hobart and William Smith Colleges 1991 — 1995
BA, Economics
Carol Dian Ladd's Smith Barney Experience April 1991 - October 2006
Job Financial Services Professional
Industry Financial Services
Experience
2006-2009UBS Financial Services October 2006 - April 2009
Smith Barney April 1991 - October 2006
Smith Barney April 1991 - October 2006
Citigroup/Smith Barney January 1991 - January 2006
Citibank January 1987 - April 1991
Education
Harper College
Associates of Arts
2006-2009UBS Financial Services October 2006 - April 2009
Smith Barney April 1991 - October 2006
Smith Barney April 1991 - October 2006
Citigroup/Smith Barney January 1991 - January 2006
Citibank January 1987 - April 1991
Education
Harper College
Associates of Arts
Terry Miller, MBA, CFP, CIMA's Smith Barney Experience 2000 - 2002
Job Arbroath Capital
Industry Investment Management
Experience
Arbroath Capital January 2010 - Present
Morgan Stanley Smith Barney 2007 - 2009
AllianceBernstein 2002 - 2006
Smith Barney 2000 - 2002
Prudential Financial 1996 - 2000
Bank of America State Trust Company 1992 - 1996
Chase Manhattan Private Bank January 1988 - July 1992
Skills
Mutual Funds, Series 7, Wealth Management, Alternative Investments, Asset Management, Asset Allocation, Securities, Investment Strategies, Portfolio Management, Series 66, Certified Financial..., ETFs, Investments, Investment Management
Education
Gonzaga University
BA, Mathematics
Gonzaga University - School of Business Administration
MBA
Arbroath Capital January 2010 - Present
Morgan Stanley Smith Barney 2007 - 2009
AllianceBernstein 2002 - 2006
Smith Barney 2000 - 2002
Prudential Financial 1996 - 2000
Bank of America State Trust Company 1992 - 1996
Chase Manhattan Private Bank January 1988 - July 1992
Skills
Mutual Funds, Series 7, Wealth Management, Alternative Investments, Asset Management, Asset Allocation, Securities, Investment Strategies, Portfolio Management, Series 66, Certified Financial..., ETFs, Investments, Investment Management
Education
Gonzaga University
BA, Mathematics
Gonzaga University - School of Business Administration
MBA
Joanna McCann's Smith Barney Experience October 2005 - January 2008
Job
Industry Information Services
Experience
Castlight Health February 2014 - Present
Vector Capital April 2013 - February 2014
PFM, LP January 2011 - December 2012
Goldman Sachs May 2008 - August 2010
Smith Barney October 2005 - January 2008
Skills
Administrative..., Wealth Management..., Client Liaison, High Net Worth..., Hedge Funds, Investments, Securities, Private Equity, Communication Skills, People Skills, Social Skills, CRM, Market Research
Education
Hamilton College 2001 — 2005
BA, Geology and Communication Studies
The American University of Paris 2003 — 2003
Summer Semester Abroad, Intensive study of on-site architecture and art history
Castlight Health February 2014 - Present
Vector Capital April 2013 - February 2014
PFM, LP January 2011 - December 2012
Goldman Sachs May 2008 - August 2010
Smith Barney October 2005 - January 2008
Skills
Administrative..., Wealth Management..., Client Liaison, High Net Worth..., Hedge Funds, Investments, Securities, Private Equity, Communication Skills, People Skills, Social Skills, CRM, Market Research
Education
Hamilton College 2001 — 2005
BA, Geology and Communication Studies
The American University of Paris 2003 — 2003
Summer Semester Abroad, Intensive study of on-site architecture and art history
Frank Chin's Smith Barney Experience 1978 - 1987
Job Managing Director at Citi
Industry
Experience
Citi June 1978 - Present
Smith Barney 1978 - 1987
Education
Harvard Business School 1976 — 1978
MBA, Finance
Massachusetts Institute of Technology 1971 — 1973
MSCE, Civil Engineering
The Cooper Union for the Advancement of Science and Art 1967 — 1971
BSCE, Civil Engineering
Citi June 1978 - Present
Smith Barney 1978 - 1987
Education
Harvard Business School 1976 — 1978
MBA, Finance
Massachusetts Institute of Technology 1971 — 1973
MSCE, Civil Engineering
The Cooper Union for the Advancement of Science and Art 1967 — 1971
BSCE, Civil Engineering
Sam Tomina's Smith Barney Experience August 2007 - February 2008
Job Corporate Actions Specialist at TD Ameritrade Institutional
Industry Financial Services
Experience
TD Ameritrade Institutional August 2011 - Present
TD Ameritrade Institutional February 2008 - August 2011
Smith Barney August 2007 - February 2008
LPL Finanical November 2000 - February 2007
Skills
Banking, Analysis, Troubleshooting, Accounting, Customer Service, Microsoft Office, Leadership, Editing, Team Leadership, PowerPoint, Research, Microsoft Excel, Outlook, Project Management, Microsoft Word, Inventory Management, Project Planning, Teamwork, Business Analysis, Financial Analysis, Risk Management, Finance, Financial Services, Series 7, Management, Equities, Corporate Actions, Investments, Series 63
Education
National University 1998 — 2000
BD, business administration finance
Grossmont College 1995 — 1999
Associate of Arts and Sciences (AAS), Criminal Justice/Law Enforcement Administration
TD Ameritrade Institutional August 2011 - Present
TD Ameritrade Institutional February 2008 - August 2011
Smith Barney August 2007 - February 2008
LPL Finanical November 2000 - February 2007
Skills
Banking, Analysis, Troubleshooting, Accounting, Customer Service, Microsoft Office, Leadership, Editing, Team Leadership, PowerPoint, Research, Microsoft Excel, Outlook, Project Management, Microsoft Word, Inventory Management, Project Planning, Teamwork, Business Analysis, Financial Analysis, Risk Management, Finance, Financial Services, Series 7, Management, Equities, Corporate Actions, Investments, Series 63
Education
National University 1998 — 2000
BD, business administration finance
Grossmont College 1995 — 1999
Associate of Arts and Sciences (AAS), Criminal Justice/Law Enforcement Administration
J. Jason Phillips's Smith Barney Experience 1992 - 1996
Job Associate Partner at McKinsey & Company
Industry Management Consulting
Experience
McKinsey & Company January 2011 - Present
McGuire Furniture Company (Kohler Co.) 2003 - 2010
Wit Capital 1999 - 2002
Montgomery Securities 1996 - 1997
Smith Barney 1992 - 1996
Education
Harvard Business School 1997 — 1999
MBA
Williams College 1988 — 1992
Bachelor of Arts, Religion and Art (History)
Maple Grove
McKinsey & Company January 2011 - Present
McGuire Furniture Company (Kohler Co.) 2003 - 2010
Wit Capital 1999 - 2002
Montgomery Securities 1996 - 1997
Smith Barney 1992 - 1996
Education
Harvard Business School 1997 — 1999
MBA
Williams College 1988 — 1992
Bachelor of Arts, Religion and Art (History)
Maple Grove
Frank G. Zarb's Smith Barney Experience 1988 - 1993
Job Senior Advisor at Hellman & Friedman
Industry Venture Capital & Private Equity
Experience
Promontory Financial Group, LLC Senior AdvisorHellman & FriedmanJanuary 2002 - Present
Alexander & Alexander, Inc. January 1993 - January 1997
Smith Barney 1988 - 1993
Lazard Freres and Co. January 1978 - December 1987
United States Government January 1974 - December 1977
Education
Hofstra University 1960 — 1963
MBA, Managment
Promontory Financial Group, LLC Senior AdvisorHellman & FriedmanJanuary 2002 - Present
Alexander & Alexander, Inc. January 1993 - January 1997
Smith Barney 1988 - 1993
Lazard Freres and Co. January 1978 - December 1987
United States Government January 1974 - December 1977
Education
Hofstra University 1960 — 1963
MBA, Managment
Elaine Sanborn's Smith Barney Experience March 1989 - October 1997
Job Independent Investor
Industry Financial Services
Experience
N/A Independent January 1998 - Present
Smith Barney March 1989 - October 1997
Education
Grinnell College 1984 — 1987
B.A., Economics
N/A Independent January 1998 - Present
Smith Barney March 1989 - October 1997
Education
Grinnell College 1984 — 1987
B.A., Economics
Sandra Gibson's Smith Barney Experience 1987 - 2010
Job CoOwner
Industry Consumer Services
Experience
Knick Knack Patty Whack April 2012 - Present
Smith Barney 1987 - 2010
Education
Hartwick College 1983 — 1986
Bachelor of Science (BS), Psychology, Marketing
Keuka College 1982 — 1983
Knick Knack Patty Whack April 2012 - Present
Smith Barney 1987 - 2010
Education
Hartwick College 1983 — 1986
Bachelor of Science (BS), Psychology, Marketing
Keuka College 1982 — 1983
Barbara Valente's Smith Barney Experience October 1996 - May 2000
Job Corporate Paralegal
Industry Apparel & Fashion
Experience
ANN INC. November 2012 - Present
Law Office of Bonnie P. Josephs, Esq. February 2012 - October 2012
Morgan Stanley November 2004 - January 2012
Morgan Stanley June 2000 - November 2004
Smith Barney October 1996 - May 2000
Skills
Writing, Restricted Stock, 10b5-1 Plans, Project Coordination, Compliance, Regulatory Filings, Legal Research, Corporate Law, Securities, Securities Regulation, Management, Corporate Governance, Document Review, Due Diligence, Financial Services
Education
Goucher College
Bachelor of Arts (B.A.), English
New York University
Paralegal Diploma
University of Lancaster
Junior year abroad (England)
ANN INC. November 2012 - Present
Law Office of Bonnie P. Josephs, Esq. February 2012 - October 2012
Morgan Stanley November 2004 - January 2012
Morgan Stanley June 2000 - November 2004
Smith Barney October 1996 - May 2000
Skills
Writing, Restricted Stock, 10b5-1 Plans, Project Coordination, Compliance, Regulatory Filings, Legal Research, Corporate Law, Securities, Securities Regulation, Management, Corporate Governance, Document Review, Due Diligence, Financial Services
Education
Goucher College
Bachelor of Arts (B.A.), English
New York University
Paralegal Diploma
University of Lancaster
Junior year abroad (England)
Vanessa Iampaglia MBA's Smith Barney Experience October 2007 - April 2008
Job FinanceAccounts Receivable Specialist at iCIMS
Industry Accounting
Experience
iCIMS January 2013 - Present
Verizon Wireless April 2011 - January 2013
Verizon Wireless August 2009 - April 2011
Smith Barney October 2007 - April 2008
Skills
Analysis, Finance, Accounts Receivable, Accounts Payable, Customer Service, Time Management, Customer Satisfaction, Auditing, Cash Flow, Strategic Financial..., Sales, Marketing, Financial Analysis, Financial Planning, Management, Microsoft Excel, Microsoft Office, Leadership, Project Management, Account Management, Customer Experience, Salesforce.com, Access, Research, Training
Education
Georgian Court University 2007 — 2009
Master of Business Administration (M.B.A.), Business
Georgian Court University 2005 — 2007
Bachelor's degree, Business Administration and Management, General, 3.75
iCIMS January 2013 - Present
Verizon Wireless April 2011 - January 2013
Verizon Wireless August 2009 - April 2011
Smith Barney October 2007 - April 2008
Skills
Analysis, Finance, Accounts Receivable, Accounts Payable, Customer Service, Time Management, Customer Satisfaction, Auditing, Cash Flow, Strategic Financial..., Sales, Marketing, Financial Analysis, Financial Planning, Management, Microsoft Excel, Microsoft Office, Leadership, Project Management, Account Management, Customer Experience, Salesforce.com, Access, Research, Training
Education
Georgian Court University 2007 — 2009
Master of Business Administration (M.B.A.), Business
Georgian Court University 2005 — 2007
Bachelor's degree, Business Administration and Management, General, 3.75
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.