Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Eric Kaufmann Eric Kaufmann's Smith Barney Experience May 2008 - July 2008
Job Account Manager at Google
Industry Marketing and Advertising
Experience
Google April 2014 - Present
Google September 2012 - March 2014
Motorola Mobility LLC, a Google Company June 2010 - September 2012
AXA Advisors June 2009 - August 2009
Smith Barney May 2008 - July 2008
Highland Park City Hall Finance Department May 2008 - July 2008
Ameriprise Financial May 2007 - August 2007
All American Advertising Specialties May 2004 - July 2007
Skills
Financial Analysis, Corporate Finance, Auditing, Access, Financial Modeling, PowerPoint, Forecasting, Microsoft Excel, Financial Reporting, Accounting, Microsoft Office, Bloomberg, Essbase, Hyperion Enterprise, Analysis, Investments, Excel, Management, Budgets, Hyperion, Budgeting, Digital Marketing, Google Adwords, Google Analytics, Search, PPC
Education
Northwestern University - Kellogg School of Management 2015 — 2018
Master of Business Administration (M.B.A.)
University of Arizona, Eller College of Management 2006 — 2010
Bachelor of Science in Business Administration, Finance
Google April 2014 - Present
Google September 2012 - March 2014
Motorola Mobility LLC, a Google Company June 2010 - September 2012
AXA Advisors June 2009 - August 2009
Smith Barney May 2008 - July 2008
Highland Park City Hall Finance Department May 2008 - July 2008
Ameriprise Financial May 2007 - August 2007
All American Advertising Specialties May 2004 - July 2007
Skills
Financial Analysis, Corporate Finance, Auditing, Access, Financial Modeling, PowerPoint, Forecasting, Microsoft Excel, Financial Reporting, Accounting, Microsoft Office, Bloomberg, Essbase, Hyperion Enterprise, Analysis, Investments, Excel, Management, Budgets, Hyperion, Budgeting, Digital Marketing, Google Adwords, Google Analytics, Search, PPC
Education
Northwestern University - Kellogg School of Management 2015 — 2018
Master of Business Administration (M.B.A.)
University of Arizona, Eller College of Management 2006 — 2010
Bachelor of Science in Business Administration, Finance
Mark Aho, MBA, CFP®, CIMA® Mark Aho, MBA, CFP®, CIMA®'s Smith Barney Experience January 1996 - January 2003
Job President, Mark Aho Financial Group / Financial Advisor, Raymond James Financial Services
Industry Financial Services
Experience
Mark Aho Financial Group, An Independent Firm October 2013 - Present
Wells Fargo Advisors September 2003 - October 2013
Smith Barney January 1996 - January 2003
Commercial Banking July 1990 - December 1996
Edward Jones April 1988 - June 1990
D & N savings Bank September 1983 - March 1988
Skills
Retirement Planning, Wealth Management, Banking, Financial Advisory, Loans, Investments, Series 7, Credit, Management, Financial Markets, Pensions, Mortgage Lending, Mutual Funds, Portfolio Management, Strategic Financial..., Series 63, Consumer Lending, Investment Advisory, Credit Analysis, Financial Analysis
Education
Northern Michigan University 1974 — 1983
Bachelor of Science and Masters, Business Administration and Management, General
Mark Aho Financial Group, An Independent Firm October 2013 - Present
Wells Fargo Advisors September 2003 - October 2013
Smith Barney January 1996 - January 2003
Commercial Banking July 1990 - December 1996
Edward Jones April 1988 - June 1990
D & N savings Bank September 1983 - March 1988
Skills
Retirement Planning, Wealth Management, Banking, Financial Advisory, Loans, Investments, Series 7, Credit, Management, Financial Markets, Pensions, Mortgage Lending, Mutual Funds, Portfolio Management, Strategic Financial..., Series 63, Consumer Lending, Investment Advisory, Credit Analysis, Financial Analysis
Education
Northern Michigan University 1974 — 1983
Bachelor of Science and Masters, Business Administration and Management, General
Charles R. Cook Charles R. Cook's Smith Barney Experience 1981 - 1989
Job Professional with broad NonProfit, State and Local Government Experience
Industry Nonprofit Organization Management
Experience
Morgan Stanley 1989 - 2015
Smith Barney 1981 - 1989
Michigan House of Representatives 1978 - 1979
United States Senate 1977 - 1978
Skills
Strategic Planning, Cross-functional Team..., Budgets, Capital Raising, Business Relationship..., Teaching and Mentoring, Capital Project..., Public Speaking, Strategic Negotiations, Economic and Enterprise..., Capital Markets, Finance, Project and Enterprise..., PowerPoint, Microsoft Word, Microsoft Excel
Education
Northwestern University - Kellogg School of Management 2013 — 2014
Executive Scholar - Non Profit Management
University of Michigan Graduate School of Business 1980 — 1981
Master of Business Administration (MBA), Finance, General
Harvard College 1972 — 1976
A.B., Cum Laude, Economics
Morgan Stanley 1989 - 2015
Smith Barney 1981 - 1989
Michigan House of Representatives 1978 - 1979
United States Senate 1977 - 1978
Skills
Strategic Planning, Cross-functional Team..., Budgets, Capital Raising, Business Relationship..., Teaching and Mentoring, Capital Project..., Public Speaking, Strategic Negotiations, Economic and Enterprise..., Capital Markets, Finance, Project and Enterprise..., PowerPoint, Microsoft Word, Microsoft Excel
Education
Northwestern University - Kellogg School of Management 2013 — 2014
Executive Scholar - Non Profit Management
University of Michigan Graduate School of Business 1980 — 1981
Master of Business Administration (MBA), Finance, General
Harvard College 1972 — 1976
A.B., Cum Laude, Economics
Kyle Reuter Kyle Reuter's Smith Barney Experience September 1997 - July 2008
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors July 2008 - Present
Smith Barney September 1997 - July 2008
Education
Oklahoma City University 1996 — 1999
BS, Business
Wells Fargo Advisors July 2008 - Present
Smith Barney September 1997 - July 2008
Education
Oklahoma City University 1996 — 1999
BS, Business
MARIANNE CICALA MARIANNE CICALA's Smith Barney Experience 1993 - 2007
Job Owner, Twigs & Berries, Inc Garden Center; Cricket's Cove Organic Orchard and The Backroads Market
Industry Financial Services
Experience
Twigs and Berries, Inc 2011 - Present
South Side VA, SET 2012 - 2013
Bank Of America Investments 2007 - 2010
Smith Barney 1993 - 2007
Skills
Entrepreneurship, Asset Management, Series 7, Leadership, Series 63, Series 65, Strategic Financial..., Investments, Wealth Management, Marketing, FINRA, Mutual Funds, Series 9 & 10,...
Education
Oregon State University
Advanced Permaculture Practicum
Oregon State University
Permaculture Design Certification
Academy Of Arts
Twigs and Berries, Inc 2011 - Present
South Side VA, SET 2012 - 2013
Bank Of America Investments 2007 - 2010
Smith Barney 1993 - 2007
Skills
Entrepreneurship, Asset Management, Series 7, Leadership, Series 63, Series 65, Strategic Financial..., Investments, Wealth Management, Marketing, FINRA, Mutual Funds, Series 9 & 10,...
Education
Oregon State University
Advanced Permaculture Practicum
Oregon State University
Permaculture Design Certification
Academy Of Arts
Kenneth Alan Gass Kenneth Alan Gass's Smith Barney Experience September 2004 - February 2009
Job Vice President at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities March 2009 - Present
SE Michigan Mensa May 2008 - April 2011
Smith Barney September 2004 - February 2009
Quick & Reilly October 2002 - September 2004
Morgan Stanley May 1999 - October 2002
Benjamin Moore & Co. 1977 - 1991
Skills
Wealth Management, Series 7, Investments, Asset Management, Asset Allocation, Portfolio Management, Equities, Retirement Planning, Retirement, Financial Advisory, Series 63, Asset Managment, Mutual Funds, Mergers & Acquisitions, Leadership, Alternative Investments, Investment Strategies, Finance, Strategic Financial..., Investment Advisory, FINRA, Wealth, Hedge Funds, 401k, Fixed Income, Series 24, Bonds, Securities, Estate Planning, IRAs, Series 65, Fixed Annuities, Financial Services, Separately Managed...
Education
Northwestern University - Kellogg School of Management 1986 — 1991
Master of Management, Marketing, Finance
University of Wisconsin-Madison 1968 — 1972
BA, Political Science
Riverside University High School ~ Milwaukee, WI 1964 — 1968
Diploma, College Prep
Wunderlich Securities March 2009 - Present
SE Michigan Mensa May 2008 - April 2011
Smith Barney September 2004 - February 2009
Quick & Reilly October 2002 - September 2004
Morgan Stanley May 1999 - October 2002
Benjamin Moore & Co. 1977 - 1991
Skills
Wealth Management, Series 7, Investments, Asset Management, Asset Allocation, Portfolio Management, Equities, Retirement Planning, Retirement, Financial Advisory, Series 63, Asset Managment, Mutual Funds, Mergers & Acquisitions, Leadership, Alternative Investments, Investment Strategies, Finance, Strategic Financial..., Investment Advisory, FINRA, Wealth, Hedge Funds, 401k, Fixed Income, Series 24, Bonds, Securities, Estate Planning, IRAs, Series 65, Fixed Annuities, Financial Services, Separately Managed...
Education
Northwestern University - Kellogg School of Management 1986 — 1991
Master of Management, Marketing, Finance
University of Wisconsin-Madison 1968 — 1972
BA, Political Science
Riverside University High School ~ Milwaukee, WI 1964 — 1968
Diploma, College Prep
Warren Binstock, CFP® Warren Binstock, CFP®'s Smith Barney Experience January 2008 - May 2009
Job Retirement Planning and Client Service Specialist at Telos Capital Management, Inc.
Industry Financial Services
Experience
Telos Capital Management, Inc. April 2015 - Present
TIAA-CREF October 2013 - April 2015
TD Ameritrade June 2009 - October 2013
Smith Barney January 2008 - May 2009
Charles Schwab October 2000 - October 2007
Charles Schwab 2000 - 2007
San Diego City Schools September 1999 - August 2000
Skills
Wealth Management, Financial Planning, Retirement Planning, Investments, Asset Allocation, Series 7, Series 63, Investment Advisory, Mutual Funds, Investment Strategies, Asset Management
Education
Niagara University 1994 — 1996
Masters, Education
York University 1987 — 1991
Bachelor of Arts, Psychology
Telos Capital Management, Inc. April 2015 - Present
TIAA-CREF October 2013 - April 2015
TD Ameritrade June 2009 - October 2013
Smith Barney January 2008 - May 2009
Charles Schwab October 2000 - October 2007
Charles Schwab 2000 - 2007
San Diego City Schools September 1999 - August 2000
Skills
Wealth Management, Financial Planning, Retirement Planning, Investments, Asset Allocation, Series 7, Series 63, Investment Advisory, Mutual Funds, Investment Strategies, Asset Management
Education
Niagara University 1994 — 1996
Masters, Education
York University 1987 — 1991
Bachelor of Arts, Psychology
Joe Newhouse Joe Newhouse's Smith Barney Experience June 2007 - August 2007
Job Vice President of Food Access & Brand Strategy at MATTER ®
Industry Marketing and Advertising
Experience
MATTER ® July 2015 - Present
Independent Consultant July 2012 - Present
Matter January 2015 - June 2015
Matter March 2014 - December 2014
Norwegian School of Economics January 2011 - June 2012
Target March 2008 - June 2010
Smith Barney June 2007 - August 2007
Minnesota Secretary of State July 2006 - August 2006
OPIN Systems August 2005 - December 2005
Skills
Brand Positioning..., International Project..., Business Strategy, Quantitative Analytics, Qualitative Research, Cross-cultural..., Inventory Management, Microfinance, Fair Trade, Economic Development, Process Improvement, Market Research, Business Analysis, Strategic Planning, Data Analysis, Strategy, Leadership, Management, Marketing Strategy
Education
Norwegian School of Economics and Business Administration 2010 — 2012
MSc, International Business, Economic Development, Marketing, Strategy
SDA Bocconi 2011 — 2011
MSc International Business, Strategy, Brand Management
St. Olaf College 2005 — 2008
Bachelors, Economics
MATTER ® July 2015 - Present
Independent Consultant July 2012 - Present
Matter January 2015 - June 2015
Matter March 2014 - December 2014
Norwegian School of Economics January 2011 - June 2012
Target March 2008 - June 2010
Smith Barney June 2007 - August 2007
Minnesota Secretary of State July 2006 - August 2006
OPIN Systems August 2005 - December 2005
Skills
Brand Positioning..., International Project..., Business Strategy, Quantitative Analytics, Qualitative Research, Cross-cultural..., Inventory Management, Microfinance, Fair Trade, Economic Development, Process Improvement, Market Research, Business Analysis, Strategic Planning, Data Analysis, Strategy, Leadership, Management, Marketing Strategy
Education
Norwegian School of Economics and Business Administration 2010 — 2012
MSc, International Business, Economic Development, Marketing, Strategy
SDA Bocconi 2011 — 2011
MSc International Business, Strategy, Brand Management
St. Olaf College 2005 — 2008
Bachelors, Economics
Brian Wyman, MBA, CRPC, CLTC, Brian Wyman, MBA, CRPC, CLTC,'s Smith Barney Experience October 1991 - May 1997
Job Financial Advisor,
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. December 2012 - Present
Merrill Lynch August 2007 - December 2012
Wachovia Securities December 2004 - August 2007
AG Edwards & sons, Inc. May 1997 - December 2004
Smith Barney October 1991 - May 1997
New York Life Insurance Company April 1989 - October 1991
Teradyne Inc. 1976 - 1989
Education
University of Lowell,MA 1981 — 1986
MBA, Operations Management
Northeastern University 1967 — 1971
BA, Political Science
Ameriprise Financial Services, Inc. December 2012 - Present
Merrill Lynch August 2007 - December 2012
Wachovia Securities December 2004 - August 2007
AG Edwards & sons, Inc. May 1997 - December 2004
Smith Barney October 1991 - May 1997
New York Life Insurance Company April 1989 - October 1991
Teradyne Inc. 1976 - 1989
Education
University of Lowell,MA 1981 — 1986
MBA, Operations Management
Northeastern University 1967 — 1971
BA, Political Science
Xavier E. Corona Xavier E. Corona's Smith Barney Experience 2008 - 2009
Job Board Member Corporate Relations at National Society of Hispanic MBA's
Industry Banking
Experience
National Society of Hispanic MBA's August 2014 - Present
Union Bank August 2012 - September 2014
McDonald's Corporation 2011 - 2012
National Society of Hispanic MBAs - Chicago Chapter 2010 - 2011
Flowers Communications Group 2009 - 2011
Smith Barney 2008 - 2009
JPMorgan Chase 2005 - 2008
University of California, San Diego Rady School of Management 2005 - 2005
Wal-Mart Stores, Inc 2004 - 2005
Wal-Mart Stores, Inc 2003 - 2004
Skills
Consumer Insights, Communication Theory, Public Relations, Integrated Marketing, Strategy Development, Segmentation, Marketing Strategy, Spanish, Strategic Planning, Advertising, Market Research, Social Media, Marketing Communications, Social Media Marketing, Promotions, New Business Development, Community Relations, Media Relations, Product Management, Business Strategy, Negotiation, Competitive Analysis, Corporate Communications, International Business, Brand Development, Direct Marketing, Market Planning, Coaching, Strategy, Marketing, Customer Insight, Cross-functional Team..., Community Development, Budgets, Public Speaking, Market Analysis, Program Management, Leadership, Brand Management, Strategic Communications, Management, Entrepreneurship, Analytics, Marketing Research, Analysis, Community Outreach, Sponsorship, Creative Direction, Online Advertising, Social Networking
Education
Northwestern University - Kellogg School of Management 2009 — 2012
MBA, Marketing, Strategy and International Business
University of Michigan, Ann Arbor 2001 — 2002
MA Higher, and Postsecondary Administration; Public Policy 2002
University of California, Berkeley 1999 — 2001
BA Honors, Peace and Conflict Studies
University of California, Berkeley 1999 — 2001
BA with Highest Honors, Chicano Studies
Palomar Community College 1995 — 1999
A.A.
University of San Diego School of Business Administration 1993 — 1993
Certificate, International Business
National Society of Hispanic MBA's August 2014 - Present
Union Bank August 2012 - September 2014
McDonald's Corporation 2011 - 2012
National Society of Hispanic MBAs - Chicago Chapter 2010 - 2011
Flowers Communications Group 2009 - 2011
Smith Barney 2008 - 2009
JPMorgan Chase 2005 - 2008
University of California, San Diego Rady School of Management 2005 - 2005
Wal-Mart Stores, Inc 2004 - 2005
Wal-Mart Stores, Inc 2003 - 2004
Skills
Consumer Insights, Communication Theory, Public Relations, Integrated Marketing, Strategy Development, Segmentation, Marketing Strategy, Spanish, Strategic Planning, Advertising, Market Research, Social Media, Marketing Communications, Social Media Marketing, Promotions, New Business Development, Community Relations, Media Relations, Product Management, Business Strategy, Negotiation, Competitive Analysis, Corporate Communications, International Business, Brand Development, Direct Marketing, Market Planning, Coaching, Strategy, Marketing, Customer Insight, Cross-functional Team..., Community Development, Budgets, Public Speaking, Market Analysis, Program Management, Leadership, Brand Management, Strategic Communications, Management, Entrepreneurship, Analytics, Marketing Research, Analysis, Community Outreach, Sponsorship, Creative Direction, Online Advertising, Social Networking
Education
Northwestern University - Kellogg School of Management 2009 — 2012
MBA, Marketing, Strategy and International Business
University of Michigan, Ann Arbor 2001 — 2002
MA Higher, and Postsecondary Administration; Public Policy 2002
University of California, Berkeley 1999 — 2001
BA Honors, Peace and Conflict Studies
University of California, Berkeley 1999 — 2001
BA with Highest Honors, Chicano Studies
Palomar Community College 1995 — 1999
A.A.
University of San Diego School of Business Administration 1993 — 1993
Certificate, International Business
Stephen J Avery, ChFC, CFS Stephen J Avery, ChFC, CFS's Smith Barney Experience December 1999 - April 2004
Job Divisional Vice President AIG Financial Distributors
Industry Financial Services
Experience
AIG January 2013 - Present
Nationwide Financial Services October 2009 - January 2013
Lincoln Financial Distributors September 2007 - October 2009
Hartford/Planco April 2004 - October 2007
Smith Barney December 1999 - April 2004
Pittsburgh Steelers, Houston Oilers, Green Bay Packers 1989 - 1997
Skills
Sales Management, Marketing Strategy, Retirement Planning, Musician, Motivational Speaking, Sales, Sales Operations, Retirement, Series 63, Leadership, Team Building, 401k, Financial Services, Insurance, Life Insurance, Marketing, Mutual Funds, Recruiting, Business Development, Series 7, Fixed Annuities, Asset Allocation, Variable Annuities, Strategic Planning
Education
Institute Of Business And Finance 2014 — 2015
Certified Fund Specialist, Financial Planning, Asset Allocation and Diversification
The American College
Chartered Financial Consultant, Financial Planning and Services
Northern Michigan University 1984 — 1989
Bachelor Of Science, Business Management
AIG January 2013 - Present
Nationwide Financial Services October 2009 - January 2013
Lincoln Financial Distributors September 2007 - October 2009
Hartford/Planco April 2004 - October 2007
Smith Barney December 1999 - April 2004
Pittsburgh Steelers, Houston Oilers, Green Bay Packers 1989 - 1997
Skills
Sales Management, Marketing Strategy, Retirement Planning, Musician, Motivational Speaking, Sales, Sales Operations, Retirement, Series 63, Leadership, Team Building, 401k, Financial Services, Insurance, Life Insurance, Marketing, Mutual Funds, Recruiting, Business Development, Series 7, Fixed Annuities, Asset Allocation, Variable Annuities, Strategic Planning
Education
Institute Of Business And Finance 2014 — 2015
Certified Fund Specialist, Financial Planning, Asset Allocation and Diversification
The American College
Chartered Financial Consultant, Financial Planning and Services
Northern Michigan University 1984 — 1989
Bachelor Of Science, Business Management
Robert Friedmar MBA, CLTC's Smith Barney Experience April 1994 - May 2009
Job Financial Services Representative, Investment Advisor Representative at MetLife Premier Client Group
Industry Financial Services
Experience
MetLife Premier Client Group June 2015 - Present
Ameriprise Financial May 2009 - April 2015
Smith Barney April 1994 - May 2009
Prudential Securities May 1987 - April 1994
Merrill Lynch September 1982 - May 1987
Skills
Alternative Investments, Asset Allocation, Asset Management, Charitable Giving, Disability Insurance, Education Funding..., Estate Planning, Financial Planning, Fixed Annuities, Indexed Annuities, Investments, Insurance, Long Term Care Insurance, Portfolio Management, Retirement Planning, Securities, Wealth Management, Variable Annuities
Education
University of Toledo 1976 — 1978
Master of Business Administration (M.B.A.), Finance and Organizational Administration
Ohio University 1971 — 1973
Graduate Study in Radio TV Communication Media and Business Law
University of Toledo 1966 — 1971
Bachelor of Education (B.Ed.), Social Sciences and Speech Communication
MetLife Premier Client Group June 2015 - Present
Ameriprise Financial May 2009 - April 2015
Smith Barney April 1994 - May 2009
Prudential Securities May 1987 - April 1994
Merrill Lynch September 1982 - May 1987
Skills
Alternative Investments, Asset Allocation, Asset Management, Charitable Giving, Disability Insurance, Education Funding..., Estate Planning, Financial Planning, Fixed Annuities, Indexed Annuities, Investments, Insurance, Long Term Care Insurance, Portfolio Management, Retirement Planning, Securities, Wealth Management, Variable Annuities
Education
University of Toledo 1976 — 1978
Master of Business Administration (M.B.A.), Finance and Organizational Administration
Ohio University 1971 — 1973
Graduate Study in Radio TV Communication Media and Business Law
University of Toledo 1966 — 1971
Bachelor of Education (B.Ed.), Social Sciences and Speech Communication
Scott Van Swearingen Scott Van Swearingen's Smith Barney Experience May 2007 - August 2007
Job Operations Manager Energy Programs at Energy Trust of Oregon
Industry Utilities
Experience
Energy Trust of Oregon November 2014 - Present
Energy Trust of Oregon February 2014 - Present
107 Independent Supporters Trust October 2009 - Present
Energy Trust of Oregon June 2010 - February 2014
Energy Trust of Oregon September 2009 - May 2010
HSBC Card Services May 2008 - December 2008
Smith Barney May 2007 - August 2007
First American Title May 2001 - September 2006
Hierarchy Five Ltd. September 2002 - December 2005
Skills
Project Planning, Program Management, Time Management, Access, Project Management, Market Research, Marketing, Data Analysis, Sales, Strategic Planning, Management, Analysis, Training, Leadership, Strategy, Customer Service
Education
University of Portland 2007 — 2009
MBA, Business Administration
Oregon State University 2003 — 2007
BS, Business Administration
Energy Trust of Oregon November 2014 - Present
Energy Trust of Oregon February 2014 - Present
107 Independent Supporters Trust October 2009 - Present
Energy Trust of Oregon June 2010 - February 2014
Energy Trust of Oregon September 2009 - May 2010
HSBC Card Services May 2008 - December 2008
Smith Barney May 2007 - August 2007
First American Title May 2001 - September 2006
Hierarchy Five Ltd. September 2002 - December 2005
Skills
Project Planning, Program Management, Time Management, Access, Project Management, Market Research, Marketing, Data Analysis, Sales, Strategic Planning, Management, Analysis, Training, Leadership, Strategy, Customer Service
Education
University of Portland 2007 — 2009
MBA, Business Administration
Oregon State University 2003 — 2007
BS, Business Administration
Natalia Kory Natalia Kory's Smith Barney Experience January 1996 - September 1997
Job CTO at Clarient Global LLC
Industry Information Technology and Services
Experience
Clarient Global LLC April 2015 - Present
Thomson Reuters October 2010 - March 2015
Misys June 2008 - September 2010
NYU Business Plan Competition 2008 - 2009
Misys Treasury and Capital Markets August 2006 - June 2008
Misys Banking Systems (Summit) September 1997 - August 2006
Smith Barney January 1996 - September 1997
Merrill Lynch 1994 - 1996
Nomura 1991 - 1992
Skills
Databases, Derivatives
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
MBA, Finance
New York University 1991 — 1994
MS, computer science
Clarient Global LLC April 2015 - Present
Thomson Reuters October 2010 - March 2015
Misys June 2008 - September 2010
NYU Business Plan Competition 2008 - 2009
Misys Treasury and Capital Markets August 2006 - June 2008
Misys Banking Systems (Summit) September 1997 - August 2006
Smith Barney January 1996 - September 1997
Merrill Lynch 1994 - 1996
Nomura 1991 - 1992
Skills
Databases, Derivatives
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
MBA, Finance
New York University 1991 — 1994
MS, computer science
Jonathan Moskowitz Jonathan Moskowitz's Smith Barney Experience June 1998 - February 2004
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2009 - Present
Merrill Lynch February 2004 - February 2009
Smith Barney June 1998 - February 2004
Skills
Investments, Financial Advisory, Investment Strategies, Fixed Annuities, Finance, Retirement Planning, Variable Annuities, Mutual Funds, Wealth, Insurance, Risk Management, Asset Allocation, Retirement, Series 63, Wealth Management
Education
Nichols College 1988 — 1992
Bachelor of Science, Business Management
Lakeland High School, Shrub Oak, NY 10547 1984 — 1988
Wells Fargo Advisors, LLC February 2009 - Present
Merrill Lynch February 2004 - February 2009
Smith Barney June 1998 - February 2004
Skills
Investments, Financial Advisory, Investment Strategies, Fixed Annuities, Finance, Retirement Planning, Variable Annuities, Mutual Funds, Wealth, Insurance, Risk Management, Asset Allocation, Retirement, Series 63, Wealth Management
Education
Nichols College 1988 — 1992
Bachelor of Science, Business Management
Lakeland High School, Shrub Oak, NY 10547 1984 — 1988
Sean O'Grady Sean O'Grady's Smith Barney Experience April 2008 - July 2010
Job Land Specialist at Whitetail Properties
Industry Real Estate
Experience
Whitetail Properties August 2014 - Present
Karsten Creek Golf Club April 2012 - August 2014
Shangri-La Golf Club March 2011 - March 2012
Smith Barney April 2008 - July 2010
Farmers Insurance May 2006 - January 2008
Skills
Sports, Event Management, Customer Service, Sports Management, Sales, Golf, Coaching, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Time Management, Management, Merchandising, Outlook, Training, Sports Coaching, Marketing, Real Estate
Education
Oklahoma State University
Bachelors, Management
Whitetail Properties August 2014 - Present
Karsten Creek Golf Club April 2012 - August 2014
Shangri-La Golf Club March 2011 - March 2012
Smith Barney April 2008 - July 2010
Farmers Insurance May 2006 - January 2008
Skills
Sports, Event Management, Customer Service, Sports Management, Sales, Golf, Coaching, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Time Management, Management, Merchandising, Outlook, Training, Sports Coaching, Marketing, Real Estate
Education
Oklahoma State University
Bachelors, Management
Peter Miller, AIF®, CRPC® Peter Miller, AIF®, CRPC®'s Smith Barney Experience 1995 - 2008
Job Partner, Oswego Crest Financial Group, LLC
Industry Investment Management
Experience
Oswego Crest Financial Group, LLC May 2008 - Present
Smith Barney 1995 - 2008
Smith Barney 2001 - 2002
PaineWebber 1993 - 1995
Skills
Investment Strategies, 401k, Estate Planning, Risk Management, Business Planning, Alternative Investment..., Executive Compensation..., Wealth Management, Strategic Financial..., Retirement Planning, Asset Managment, Stock Option Planning
Education
University of Oregon 1983 — 1987
B.A., International Studies
Nyenrode Business Universiteit / Nyenrode University 1985 — 1986
International Business Program, International Business
Sunset High School
Oswego Crest Financial Group, LLC May 2008 - Present
Smith Barney 1995 - 2008
Smith Barney 2001 - 2002
PaineWebber 1993 - 1995
Skills
Investment Strategies, 401k, Estate Planning, Risk Management, Business Planning, Alternative Investment..., Executive Compensation..., Wealth Management, Strategic Financial..., Retirement Planning, Asset Managment, Stock Option Planning
Education
University of Oregon 1983 — 1987
B.A., International Studies
Nyenrode Business Universiteit / Nyenrode University 1985 — 1986
International Business Program, International Business
Sunset High School
Dean Breitbach Dean Breitbach's Smith Barney Experience March 2006 - January 2009
Job Senior Wealth Strategy Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2009 - Present
Smith Barney March 2006 - January 2009
Morgan Stanley March 2001 - March 2006
US Bank August 1999 - March 2001
Skills
Asset Allocation, Wealth Management, Series 7, Series 63, Mutual Funds, Retirement Planning, Investment Advisory, Portfolio Management, Asset Management, Strategic Financial..., Financial Advisory
Education
St. Cloud State University 1995 — 1998
Bachelor of Science (B.S.), Finance, General
North Dakota State University 1993 — 1995
Engineering
UBS Financial Services, Inc. January 2009 - Present
Smith Barney March 2006 - January 2009
Morgan Stanley March 2001 - March 2006
US Bank August 1999 - March 2001
Skills
Asset Allocation, Wealth Management, Series 7, Series 63, Mutual Funds, Retirement Planning, Investment Advisory, Portfolio Management, Asset Management, Strategic Financial..., Financial Advisory
Education
St. Cloud State University 1995 — 1998
Bachelor of Science (B.S.), Finance, General
North Dakota State University 1993 — 1995
Engineering
Alan Flores Alan Flores's Smith Barney Experience October 1993 - June 1997
Job Managing Partner at Clearview Investment Partenrs LLC
Industry Financial Services
Experience
Clearview Investment Partners Managing PartnerClearview Investment Partenrs LLCMay 2009 - Present
UBS Wealth Management June 2002 - May 2009
A.G. Edwards June 1997 - June 2002
Smith Barney October 1993 - June 1997
Skills
Strategic Financial..., Investments, Asset Managment, Wealth Management, Small Business, Financial Services, Asset Management, Management, Finance, Leadership, Retirement, Entrepreneurship, Financial Advisory, Employee Benefits, Alternative Investments, Strategic Planning, Loans, Insurance, Financial Analysis, Creative Direction, Marketing Strategy, Consulting, Financial Planning
Education
University of California, Irvine 1990 — 1992
BA, Political Science
Saddleback College 1989 — 1990
Orange Coast College 1987 — 1988
Clearview Investment Partners Managing PartnerClearview Investment Partenrs LLCMay 2009 - Present
UBS Wealth Management June 2002 - May 2009
A.G. Edwards June 1997 - June 2002
Smith Barney October 1993 - June 1997
Skills
Strategic Financial..., Investments, Asset Managment, Wealth Management, Small Business, Financial Services, Asset Management, Management, Finance, Leadership, Retirement, Entrepreneurship, Financial Advisory, Employee Benefits, Alternative Investments, Strategic Planning, Loans, Insurance, Financial Analysis, Creative Direction, Marketing Strategy, Consulting, Financial Planning
Education
University of California, Irvine 1990 — 1992
BA, Political Science
Saddleback College 1989 — 1990
Orange Coast College 1987 — 1988
Jennifer Hinnant Jennifer Hinnant's Smith Barney Experience April 1999 - October 2006
Job Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley August 2014 - Present
Graystone Consulting November 2006 - July 2014
Smith Barney April 1999 - October 2006
Skills
Microsoft Office
Education
North Carolina State University 1995 — 1999
Bachelor of Science (BS), Business Management, Finance
Morgan Stanley August 2014 - Present
Graystone Consulting November 2006 - July 2014
Smith Barney April 1999 - October 2006
Skills
Microsoft Office
Education
North Carolina State University 1995 — 1999
Bachelor of Science (BS), Business Management, Finance
Joseph Grella, CFP(R) Joseph Grella, CFP(R)'s Smith Barney Experience September 2003 - March 2006
Job Managing Partner at American Retirement & Investment Strategies
Industry Investment Management
Experience
American Retirement & Investment Strategies April 2006 - Present
Smith Barney September 2003 - March 2006
UBS July 2002 - September 2003
Education
Northeastern University 1986 — 1989
Master of Business Administration (MBA), Finance, General
Bridgewater State University 1976 — 1980
Bachelor of Arts (B.A.), Communication, General
American Retirement & Investment Strategies April 2006 - Present
Smith Barney September 2003 - March 2006
UBS July 2002 - September 2003
Education
Northeastern University 1986 — 1989
Master of Business Administration (MBA), Finance, General
Bridgewater State University 1976 — 1980
Bachelor of Arts (B.A.), Communication, General
Scott Mercalde's Smith Barney Experience 2000 - 2006
Job Senior Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 2006 - Present
Smith Barney 2000 - 2006
Education
Northern Kentucky University
BS
UBS Financial Services 2006 - Present
Smith Barney 2000 - 2006
Education
Northern Kentucky University
BS
John Schwalbach John Schwalbach's Smith Barney Experience December 2006 - March 2009
Job FVP Wealth Management at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley October 1993 - Present
Morgan Stanley Smith Barney March 2009 - April 2011
Smith Barney December 2006 - March 2009
Smith Barney October 2005 - December 2006
Skills
Descretionary Portfolio..., Estate Planning, Wealth Preservation, Options Strategies, Portfolio Management, Wealth Management...
Education
Purdue University 1988 — 1992
Northwestern University 2005 — 2006
Certified Financial Planning Education Program
Loyola Academy
Morgan Stanley October 1993 - Present
Morgan Stanley Smith Barney March 2009 - April 2011
Smith Barney December 2006 - March 2009
Smith Barney October 2005 - December 2006
Skills
Descretionary Portfolio..., Estate Planning, Wealth Preservation, Options Strategies, Portfolio Management, Wealth Management...
Education
Purdue University 1988 — 1992
Northwestern University 2005 — 2006
Certified Financial Planning Education Program
Loyola Academy
Brian Herking Brian Herking's Smith Barney Experience 2002 - 2009
Job Principal, Hyde Park Wealth Management LLC
Industry Financial Services
Experience
Hyde Park Wealth Management LLC 2009 - Present
Smith Barney 2002 - 2009
Skills
Wealth Management, Investments, Retirement, Retirement Planning, Financial Planning, Asset Management, Insurance, Strategic Financial...
Education
Ohio University
BA, Finance
Hyde Park Wealth Management LLC 2009 - Present
Smith Barney 2002 - 2009
Skills
Wealth Management, Investments, Retirement, Retirement Planning, Financial Planning, Asset Management, Insurance, Strategic Financial...
Education
Ohio University
BA, Finance
Mark Arbogast Mark Arbogast's Smith Barney Experience June 2004 - August 2009
Job Vice President Supervisory Manager at J.P. Morgan Securities, LLC
Industry Financial Services
Experience
J.P. Morgan Securities, LLC June 2012 - Present
Morgan Stanley Smith Barney August 2009 - March 2012
Smith Barney June 2004 - August 2009
Smith Barney August 1989 - June 2004
Education
East Coast Aero Tech
Aeronautical/Aerospace Engineering Technology/Technician
Northeastern University
Finance, General
J.P. Morgan Securities, LLC June 2012 - Present
Morgan Stanley Smith Barney August 2009 - March 2012
Smith Barney June 2004 - August 2009
Smith Barney August 1989 - June 2004
Education
East Coast Aero Tech
Aeronautical/Aerospace Engineering Technology/Technician
Northeastern University
Finance, General
Thomas McAuliffe's Smith Barney Experience April 1994 - March 2002
Job Managing Director at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch April 2011 - Present
Morgan Stanley Smith Barney October 2006 - April 2011
UBS Wealth Management April 2002 - October 2006
Smith Barney April 1994 - March 2002
American Express Personal Financial Planning January 1993 - April 1994
Skills
Investment Management, Investments, Investment Advisory, Institutional Investors, Institutional..., Financial Advisory, Mutual Funds, Alternative Investments, Series 7, High Net Worth..., Risk Management, Pension Funds, Finance, Strategic Financial..., Wealth Management, Asset Allocation, Securities, Series 63, Fixed Income, Investment Strategies, Equities, Asset Management, Financial Planning
Education
Northeastern University 1988 — 1993
BS, Business - Finance
Bank of America Merrill Lynch April 2011 - Present
Morgan Stanley Smith Barney October 2006 - April 2011
UBS Wealth Management April 2002 - October 2006
Smith Barney April 1994 - March 2002
American Express Personal Financial Planning January 1993 - April 1994
Skills
Investment Management, Investments, Investment Advisory, Institutional Investors, Institutional..., Financial Advisory, Mutual Funds, Alternative Investments, Series 7, High Net Worth..., Risk Management, Pension Funds, Finance, Strategic Financial..., Wealth Management, Asset Allocation, Securities, Series 63, Fixed Income, Investment Strategies, Equities, Asset Management, Financial Planning
Education
Northeastern University 1988 — 1993
BS, Business - Finance
Maria Amilowski de'Rossi Maria Amilowski de'Rossi's Smith Barney Experience February 1986 - March 1991
Job Partner at Odgers Berndtson
Industry Staffing and Recruiting
Experience
Odgers Berndtson September 2012 - Present
Westwood Partners January 2010 - August 2012
Artemis Partners 1999 - 2001
Highland Search 1996 - 1999
Lehman Brothers-London February 1992 - June 1994
Smith Barney February 1986 - March 1991
Bankers Trust 1982 - 1986
Skills
Private Equity, Investments, Bonds, Hedge Funds, Capital Markets, Asset Management, Executive Search, Venture Capital, Investment Banking, Equities, Financial Services, Investment Management, Alternative Investments, Portfolio Management, Equity Research, Financial Markets, Emerging Markets, Fixed Income, Management
Education
New York University
MS, BS, Biology
Odgers Berndtson September 2012 - Present
Westwood Partners January 2010 - August 2012
Artemis Partners 1999 - 2001
Highland Search 1996 - 1999
Lehman Brothers-London February 1992 - June 1994
Smith Barney February 1986 - March 1991
Bankers Trust 1982 - 1986
Skills
Private Equity, Investments, Bonds, Hedge Funds, Capital Markets, Asset Management, Executive Search, Venture Capital, Investment Banking, Equities, Financial Services, Investment Management, Alternative Investments, Portfolio Management, Equity Research, Financial Markets, Emerging Markets, Fixed Income, Management
Education
New York University
MS, BS, Biology
Adam Plocki's Smith Barney Experience June 2006 - August 2006
Job Sr. Business & Systems Analyst at DataStax
Industry Computer Software
Experience
DataStax August 2015 - Present
DataStax January 2014 - Present
SOASTA, Inc. January 2012 - December 2013
David Powell, Inc. August 2011 - January 2012
Morgan Stanley June 2007 - August 2007
Smith Barney June 2006 - August 2006
Skills
Salesforce.com, PowerPoint, Professional Services, Microsoft Office, SaaS, CRM, Solution Selling, Enterprise Software, Outlook, Customer Service, Microsoft Word, Training, Economics, Data Entry, Time Management, Customer Satisfaction, New Business Development, Excel, Word, Spreadsheets, Spanish, Mac, SFDC Flows ("Flow...
Education
Northern Arizona University
Bachelors of Science, International Economics, emphasis on statistics and regression analysis
University of California, Davis
DataStax August 2015 - Present
DataStax January 2014 - Present
SOASTA, Inc. January 2012 - December 2013
David Powell, Inc. August 2011 - January 2012
Morgan Stanley June 2007 - August 2007
Smith Barney June 2006 - August 2006
Skills
Salesforce.com, PowerPoint, Professional Services, Microsoft Office, SaaS, CRM, Solution Selling, Enterprise Software, Outlook, Customer Service, Microsoft Word, Training, Economics, Data Entry, Time Management, Customer Satisfaction, New Business Development, Excel, Word, Spreadsheets, Spanish, Mac, SFDC Flows ("Flow...
Education
Northern Arizona University
Bachelors of Science, International Economics, emphasis on statistics and regression analysis
University of California, Davis
James Gerrity James Gerrity's Smith Barney Experience September 2000 - June 2009
Job Business Service Manager at Morgan Stanley
Industry Financial Services
Experience
Walsh College June 2015 - Present
Walsh College April 2012 - Present
Morgan Stanley June 2009 - Present
Smith Barney September 2000 - June 2009
Standard Brokerage Services/ABN Amro Investment Services February 1997 - August 2000
Olde Discount Stockbrokers August 1995 - February 1997
Skills
Business Coaching, Employee Training, Career Development..., Leading Meetings, Suitability Analysis, Onboarding, Quality Management, Compliance, Communication Skills, Managing Processes, Operations Management, Performance Reviews, Approvals, P&L Responsibility, P&L Analysis, Managerial Finance, Strategic Financial..., Series 7, Series 24, series 65, Accounts Payable, Management, Finance, Training, Mutual Funds, Wealth Management, Investments, Financial Analysis, Strategic Planning, Leadership
Education
Northcentral University 2014 — 2018
Doctor of Philosophy (Ph.D.), Business Administration, Human Resource Management
Walsh College of Accountancy and Business Administration 2009 — 2014
Master of Business Administration (MBA), Human Resources Management and Services, and Marketing, 4.0
Walsh College of Accountancy and Business Administration 2005 — 2008
MS Finance, Personal Financial Planning, 3.9
University of Detroit Mercy 1991 — 1995
Bachelor of Arts (BA), Economics, Spanish, Political Science, 3.9
Walsh College June 2015 - Present
Walsh College April 2012 - Present
Morgan Stanley June 2009 - Present
Smith Barney September 2000 - June 2009
Standard Brokerage Services/ABN Amro Investment Services February 1997 - August 2000
Olde Discount Stockbrokers August 1995 - February 1997
Skills
Business Coaching, Employee Training, Career Development..., Leading Meetings, Suitability Analysis, Onboarding, Quality Management, Compliance, Communication Skills, Managing Processes, Operations Management, Performance Reviews, Approvals, P&L Responsibility, P&L Analysis, Managerial Finance, Strategic Financial..., Series 7, Series 24, series 65, Accounts Payable, Management, Finance, Training, Mutual Funds, Wealth Management, Investments, Financial Analysis, Strategic Planning, Leadership
Education
Northcentral University 2014 — 2018
Doctor of Philosophy (Ph.D.), Business Administration, Human Resource Management
Walsh College of Accountancy and Business Administration 2009 — 2014
Master of Business Administration (MBA), Human Resources Management and Services, and Marketing, 4.0
Walsh College of Accountancy and Business Administration 2005 — 2008
MS Finance, Personal Financial Planning, 3.9
University of Detroit Mercy 1991 — 1995
Bachelor of Arts (BA), Economics, Spanish, Political Science, 3.9
Andy Tsiolas Andy Tsiolas's Smith Barney Experience 1997 - 2002
Job Wealth Advisor
Industry Financial Services
Experience
HD VEST September 2013 - Present
STX 2006 - 2013
ORION 2002 - 2006
Smith Barney 1997 - 2002
Merrill Lynch 1987 - 1997
Skills
Microsoft Office, Microsoft Word, Customer Service, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
New York University 1982 — 1986
Bachelor of Arts (B.A.), Economics
HD VEST September 2013 - Present
STX 2006 - 2013
ORION 2002 - 2006
Smith Barney 1997 - 2002
Merrill Lynch 1987 - 1997
Skills
Microsoft Office, Microsoft Word, Customer Service, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
New York University 1982 — 1986
Bachelor of Arts (B.A.), Economics
Marc Hochberg Marc Hochberg's Smith Barney Experience January 2001 - January 2007
Job Sr. Loan Originator/Mortgage Banker at Cornerstone Home Lending, Inc.
Industry Financial Services
Experience
Cornerstone Home Lending, Inc. April 2015 - Present
TBD December 2011 - March 2015
Bankers Mortgage Lending May 2008 - November 2012
North Broward Chapter Women's Council of Realtors January 2011 - December 2011
Smith Barney January 2001 - January 2007
Skills
Refinance, FHA, VA, Mortgage Lending, Loans, Mortgage, First Time Home Buyers, Conventional, Investment Properties, Reverse Mortgages, Residential, HARP, FHA financing, Mortgage Planning, VA loans, Refinance Transactions, Loan Origination, Residential Mortgages, Purchase, Mortgage Industry, Mortgage Banking, Home, Short Sales, First Time Buyers, Investors, Referrals, Condos, Single Family Homes, New Home Sales, Real Estate Finance, Underwriting, Real Estate Financing, Financial Planning, Government Loans, Non-Conforming, HomePath, Residential Homes, Listings, Real Estate, REO, Foreclosures, Sellers, Real Estate Economics, Harp, Certified Mortgage..., Strategic Financial..., Property, Real Estate Transactions, USDA, Finance
Education
Nova Southeastern University 2006 — 2007
Master's classes, Finance
University of Florida 1985 — 1989
BS, Business, Finance, Economics, Banking and Lending
Cornerstone Home Lending, Inc. April 2015 - Present
TBD December 2011 - March 2015
Bankers Mortgage Lending May 2008 - November 2012
North Broward Chapter Women's Council of Realtors January 2011 - December 2011
Smith Barney January 2001 - January 2007
Skills
Refinance, FHA, VA, Mortgage Lending, Loans, Mortgage, First Time Home Buyers, Conventional, Investment Properties, Reverse Mortgages, Residential, HARP, FHA financing, Mortgage Planning, VA loans, Refinance Transactions, Loan Origination, Residential Mortgages, Purchase, Mortgage Industry, Mortgage Banking, Home, Short Sales, First Time Buyers, Investors, Referrals, Condos, Single Family Homes, New Home Sales, Real Estate Finance, Underwriting, Real Estate Financing, Financial Planning, Government Loans, Non-Conforming, HomePath, Residential Homes, Listings, Real Estate, REO, Foreclosures, Sellers, Real Estate Economics, Harp, Certified Mortgage..., Strategic Financial..., Property, Real Estate Transactions, USDA, Finance
Education
Nova Southeastern University 2006 — 2007
Master's classes, Finance
University of Florida 1985 — 1989
BS, Business, Finance, Economics, Banking and Lending
Marc Oligee's Smith Barney Experience 1996 - 1997
Job Director Testing Services at GfK
Industry Market Research
Experience
GfK January 2007 - Present
Knowledge Networks June 2000 - December 2012
Smith Barney 1996 - 1997
Skills
Customer Insight, Shopper Marketing, Quantitative Research, Brand Equity, Segmentation, Consumer Behaviour, Market Research, Marketing Strategy, Advertising Research, Retail, Competitive Analysis, Marketing Research, Analytics, Market Analysis
Education
Northern Kentucky University 1993 — 1997
Bachelor, Marketing
GfK January 2007 - Present
Knowledge Networks June 2000 - December 2012
Smith Barney 1996 - 1997
Skills
Customer Insight, Shopper Marketing, Quantitative Research, Brand Equity, Segmentation, Consumer Behaviour, Market Research, Marketing Strategy, Advertising Research, Retail, Competitive Analysis, Marketing Research, Analytics, Market Analysis
Education
Northern Kentucky University 1993 — 1997
Bachelor, Marketing
David Harter David Harter's Smith Barney Experience April 2000 - December 2004
Job Vice President at Penn Mutual
Industry Financial Services
Experience
Penn Mutual January 2015 - Present
Forest Hills Financial Group March 2013 - December 2014
MetLife Solutions Group July 2010 - September 2012
UBS Financial Services September 2007 - August 2008
UBS Global Asset Management October 2006 - September 2007
UBS Financial Services December 2004 - October 2006
Smith Barney April 2000 - December 2004
Morgan Stanley Smith Barney January 2000 - January 2003
Skills
Retirement Planning, Wealth Management, Series 7, Asset Allocation, Strategic Financial..., Securities, Retirement, Insurance, Investments, Series 63, Financial Planning, Financial Services, Financial Advisory, Financial Analysis, Asset Management, Disability Insurance, Long Term Care Insurance, Financial Planners, Employee Benefits, Finance, IRAs, Fixed Annuities, Strategy, Series 6, Estate Planning, Investment Advisory, Investment Management, Life Insurance, Term Life Insurance, FINRA, Long-term Care, Uniform Combined State..., Investment Strategies, 401(k)
Education
Pace University - Lubin School of Business 2007 — 2008
Executive Master's, Business Administration - Strategic Planning
Pace University 1995 — 1999
BA, Communications
Ossining High School 1991 — 1995
Penn Mutual January 2015 - Present
Forest Hills Financial Group March 2013 - December 2014
MetLife Solutions Group July 2010 - September 2012
UBS Financial Services September 2007 - August 2008
UBS Global Asset Management October 2006 - September 2007
UBS Financial Services December 2004 - October 2006
Smith Barney April 2000 - December 2004
Morgan Stanley Smith Barney January 2000 - January 2003
Skills
Retirement Planning, Wealth Management, Series 7, Asset Allocation, Strategic Financial..., Securities, Retirement, Insurance, Investments, Series 63, Financial Planning, Financial Services, Financial Advisory, Financial Analysis, Asset Management, Disability Insurance, Long Term Care Insurance, Financial Planners, Employee Benefits, Finance, IRAs, Fixed Annuities, Strategy, Series 6, Estate Planning, Investment Advisory, Investment Management, Life Insurance, Term Life Insurance, FINRA, Long-term Care, Uniform Combined State..., Investment Strategies, 401(k)
Education
Pace University - Lubin School of Business 2007 — 2008
Executive Master's, Business Administration - Strategic Planning
Pace University 1995 — 1999
BA, Communications
Ossining High School 1991 — 1995
Raj K, Desai, CFA's Smith Barney Experience May 2007 - August 2007
Job Associate at BlackRock
Industry Investment Management
Experience
BlackRock March 2015 - Present
The Hudson School September 2015 - Present
Columbia Management June 2010 - March 2015
Merrill Lynch June 2008 - June 2010
Smith Barney May 2007 - August 2007
Skills
Bloomberg, Investment Strategies, Macroeconomics, Fund Of Funds, Asset Allocation, Wealth Management, Investments, Analytics, Portfolio Management, Financial Analysis, Financial Services, Analysis, Financial Modeling, Mutual Funds, Series 7, Trading, Valuation, Hedge Funds, Investment Management, Strategy, Fixed Income, Equity Research, Equities, Securities, Bonds, Mergers & Acquisitions, Alternative Investments, Series 63, Asset Management, Emerging Markets
Education
New York University 2004 — 2008
B.A., Economics
BlackRock March 2015 - Present
The Hudson School September 2015 - Present
Columbia Management June 2010 - March 2015
Merrill Lynch June 2008 - June 2010
Smith Barney May 2007 - August 2007
Skills
Bloomberg, Investment Strategies, Macroeconomics, Fund Of Funds, Asset Allocation, Wealth Management, Investments, Analytics, Portfolio Management, Financial Analysis, Financial Services, Analysis, Financial Modeling, Mutual Funds, Series 7, Trading, Valuation, Hedge Funds, Investment Management, Strategy, Fixed Income, Equity Research, Equities, Securities, Bonds, Mergers & Acquisitions, Alternative Investments, Series 63, Asset Management, Emerging Markets
Education
New York University 2004 — 2008
B.A., Economics
Ryan Schnase, REBC RHU Ryan Schnase, REBC RHU's Smith Barney Experience September 2007 - May 2008
Job Employee Benefit Solutions: The Horton Group
Industry Insurance
Experience
The Horton Group August 2010 - Present
Wells Fargo Financial June 2008 - August 2010
Smith Barney September 2007 - May 2008
The Horton Group June 2007 - January 2008
Skills
Employee Benefits, COBRA, Health Insurance, Insurance, Sales, Benefits Administration, Health Savings Accounts, Human Resources, Customer Service, Committed to Customer..., Health Care Reform, Marketing Strategy, Disability Benefits, Life Insurance, Benefits Design, Underwriting, Dental Insurance, Vision Insurance, Ancillary Benefits, Mortgage Lending, Debt Restructuring, Workers Compensation, Term Life Insurance, 401k, Cold Calling, Long-term Care
Education
The American College 2013 — 2015
Registered Employee Benefits Consultant (REBC) and Registered Health Underwriter (RHU), Employee Benefits
North Central College 2004 — 2008
Bachelors, Business, Marketing, Computer Graphics
Andrew H.S. 2000 — 2004
The Horton Group August 2010 - Present
Wells Fargo Financial June 2008 - August 2010
Smith Barney September 2007 - May 2008
The Horton Group June 2007 - January 2008
Skills
Employee Benefits, COBRA, Health Insurance, Insurance, Sales, Benefits Administration, Health Savings Accounts, Human Resources, Customer Service, Committed to Customer..., Health Care Reform, Marketing Strategy, Disability Benefits, Life Insurance, Benefits Design, Underwriting, Dental Insurance, Vision Insurance, Ancillary Benefits, Mortgage Lending, Debt Restructuring, Workers Compensation, Term Life Insurance, 401k, Cold Calling, Long-term Care
Education
The American College 2013 — 2015
Registered Employee Benefits Consultant (REBC) and Registered Health Underwriter (RHU), Employee Benefits
North Central College 2004 — 2008
Bachelors, Business, Marketing, Computer Graphics
Andrew H.S. 2000 — 2004
Christine Carona Christine Carona's Smith Barney Experience October 1999 - March 2009
Job Sr. Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc March 2009 - Present
Smith Barney October 1999 - March 2009
Bank of Boston August 1993 - October 1999
Merrill Lynch March 1986 - August 1993
Education
Northeastern University 1996 — 2000
College of Financial Planning, Financial Planning
Syracuse University 1981 — 1985
BS
UBS Financial Services, Inc March 2009 - Present
Smith Barney October 1999 - March 2009
Bank of Boston August 1993 - October 1999
Merrill Lynch March 1986 - August 1993
Education
Northeastern University 1996 — 2000
College of Financial Planning, Financial Planning
Syracuse University 1981 — 1985
BS
Ronald Cole Ronald Cole's Smith Barney Experience January 1998 - May 2000
Job Capital Introduction Alternative Investments
Industry Financial Services
Experience
Four Springs Capital LLC June 2010 - Present
The InfoPro 2008 - 2010
Deutsche Bank 2001 - 2003
CIBC World Markets May 2000 - September 2001
Smith Barney January 1998 - May 2000
Bear Stearns 1995 - 1998
Skills
Hedge Funds, Real Estate, Financial Markets, Asset Management, Investments, Private Equity, Start-ups, Portfolio Management, Investment Properties, Strategy, Finance, Financial Services, Venture Capital, Equities, Business Development, Investment Strategies, Securities, Fixed Income, Alternative Investments
Education
Northeastern University
Political Science, Business
Four Springs Capital LLC June 2010 - Present
The InfoPro 2008 - 2010
Deutsche Bank 2001 - 2003
CIBC World Markets May 2000 - September 2001
Smith Barney January 1998 - May 2000
Bear Stearns 1995 - 1998
Skills
Hedge Funds, Real Estate, Financial Markets, Asset Management, Investments, Private Equity, Start-ups, Portfolio Management, Investment Properties, Strategy, Finance, Financial Services, Venture Capital, Equities, Business Development, Investment Strategies, Securities, Fixed Income, Alternative Investments
Education
Northeastern University
Political Science, Business
Rebecca Janisch Rebecca Janisch's Smith Barney Experience May 2006 - February 2009
Job Investment Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. February 2009 - Present
Smith Barney May 2006 - February 2009
Smith Barney March 1998 - May 2006
Skills
Wealth Management, Series 7
Education
University of Minnesota-Twin Cities 1992 — 1995
B. S., Applied Economics
Northern Arizona University 1991 — 1992
UBS Financial Services, Inc. February 2009 - Present
Smith Barney May 2006 - February 2009
Smith Barney March 1998 - May 2006
Skills
Wealth Management, Series 7
Education
University of Minnesota-Twin Cities 1992 — 1995
B. S., Applied Economics
Northern Arizona University 1991 — 1992
Michael Bernhard's Smith Barney Experience 2006 - 2007
Job Consulting Group Analyst at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Smith Barney October 2011 - Present
Morgan Stanley Smith Barney January 2010 - October 2011
Edward Jones Investments February 2008 - October 2008
Smith Barney 2006 - 2007
Joliet Country Club June 2002 - September 2005
Skills
Equities, Investments, Retirement Planning, Mutual Funds
Education
Olivet Nazarene University 2004 — 2007
BA, Finance/ Economics, Business Administration
Lincoln Way Central High School 2000 — 2004
Morgan Stanley Smith Barney October 2011 - Present
Morgan Stanley Smith Barney January 2010 - October 2011
Edward Jones Investments February 2008 - October 2008
Smith Barney 2006 - 2007
Joliet Country Club June 2002 - September 2005
Skills
Equities, Investments, Retirement Planning, Mutual Funds
Education
Olivet Nazarene University 2004 — 2007
BA, Finance/ Economics, Business Administration
Lincoln Way Central High School 2000 — 2004
Kelly R. Davis Kelly R. Davis's Smith Barney Experience January 1989 - November 2007
Job Vice PresidentInvestments at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc November 2007 - Present
Smith Barney January 1989 - November 2007
Education
Northwest Nazarene University 1962 — 1969
BA, History and Theology
UBS Financial Services Inc November 2007 - Present
Smith Barney January 1989 - November 2007
Education
Northwest Nazarene University 1962 — 1969
BA, History and Theology
Blair Brussel's Smith Barney Experience April 2006 - June 2006
Job Human Capital Manager at Deloitte Consulting
Industry Management Consulting
Experience
Deloitte Consulting July 2007 - Present
Pfizer Pharmaceuticals June 2006 - August 2006
Smith Barney April 2006 - June 2006
Education
Northwestern University 2003 — 2007
Bachelor of Science, Learning and Organizational Change, Economics, Bustiness Institutions
Deloitte Consulting July 2007 - Present
Pfizer Pharmaceuticals June 2006 - August 2006
Smith Barney April 2006 - June 2006
Education
Northwestern University 2003 — 2007
Bachelor of Science, Learning and Organizational Change, Economics, Bustiness Institutions
Patricia A Holden Patricia A Holden's Smith Barney Experience March 2007 - April 2009
Job Financial Administrator
Industry Real Estate
Experience
Patricia A Holden 2011 - Present
Smith Barney March 2007 - April 2009
Barnes & Noble September 2006 - February 2007
Morgan Stanley April 2005 - July 2006
State Legislative Leaders Foundation 1993 - 2001
Skills
Bookkeeping, QuickBooks, Office Administration, Microsoft Excel, Microsoft Office, Superior Client Service, Securities, Finance, Budgets, Payroll, Employee Benefits, Nonprofits, Accounts Payable, Financial Reporting, Accounts Receivable, Client Services, Customer Service, Budgeting, Microsoft Word
Education
Leonia High School
Ohio University
Patricia A Holden 2011 - Present
Smith Barney March 2007 - April 2009
Barnes & Noble September 2006 - February 2007
Morgan Stanley April 2005 - July 2006
State Legislative Leaders Foundation 1993 - 2001
Skills
Bookkeeping, QuickBooks, Office Administration, Microsoft Excel, Microsoft Office, Superior Client Service, Securities, Finance, Budgets, Payroll, Employee Benefits, Nonprofits, Accounts Payable, Financial Reporting, Accounts Receivable, Client Services, Customer Service, Budgeting, Microsoft Word
Education
Leonia High School
Ohio University
Elizabeth Hennessey Elizabeth Hennessey's Smith Barney Experience February 2004 - September 2004
Job Facilities Coordinator at United Way for Southeastern Michigan
Industry Management Consulting
Experience
United Way for Southeastern Michigan March 2015 - Present
United Way for Southeastern Michigan September 2010 - March 2015
McKinsey & Company, Inc October 2007 - August 2010
MassMutual Retirement February 2005 - September 2007
Smith Barney February 2004 - September 2004
Blue Care Network June 2001 - October 2003
Ociter Enterprises June 2000 - April 2001
OE Systems June 2000 - April 2001
Alliance Capital Management February 1997 - January 2000
Oppenheimer & Company 1990 - 1995
Skills
Visio, Research, Outlook, Event Management, Management, Training, Event Planning, Project Management, Budgets, Lotus Notes, Microsoft Office, Public Speaking, Customer Service, Human Resources, Marketing, Fundraising, Nonprofits, Sales, Program Management, Access, Social Networking, Volunteer Management, Community Outreach, Public Relations, Leadership Development, Leadership, Social Media, PowerPoint, Team Building, Program Development, Organizational...
Education
Oakland Community College 2007 — 2008
Queens College 1985 — 1987
The Mary Louis Academy 1981 — 1985
High School
United Way for Southeastern Michigan March 2015 - Present
United Way for Southeastern Michigan September 2010 - March 2015
McKinsey & Company, Inc October 2007 - August 2010
MassMutual Retirement February 2005 - September 2007
Smith Barney February 2004 - September 2004
Blue Care Network June 2001 - October 2003
Ociter Enterprises June 2000 - April 2001
OE Systems June 2000 - April 2001
Alliance Capital Management February 1997 - January 2000
Oppenheimer & Company 1990 - 1995
Skills
Visio, Research, Outlook, Event Management, Management, Training, Event Planning, Project Management, Budgets, Lotus Notes, Microsoft Office, Public Speaking, Customer Service, Human Resources, Marketing, Fundraising, Nonprofits, Sales, Program Management, Access, Social Networking, Volunteer Management, Community Outreach, Public Relations, Leadership Development, Leadership, Social Media, PowerPoint, Team Building, Program Development, Organizational...
Education
Oakland Community College 2007 — 2008
Queens College 1985 — 1987
The Mary Louis Academy 1981 — 1985
High School
Richard D. Davis; CFP Richard D. Davis; CFP's Smith Barney Experience April 1996 - February 2006
Job Associate Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. February 2006 - Present
Ameriprise Financial 2006 - Present
Smith Barney April 1996 - February 2006
MetLife 1988 - 1996
Skills
Retirement Planning, Financial Planners, Options, Strategic Financial..., Insurance, Financial Analysis, Investment Strategies, Risk Management, Investments, Asset Managment, Series 7, Saving for Education, Retirement
Education
Oglethorpe University 2002 — 2004
CFP, Finance
Penn State University 1969 — 1974
Bachelor of Science (B.S.)
Ameriprise Financial Services, Inc. February 2006 - Present
Ameriprise Financial 2006 - Present
Smith Barney April 1996 - February 2006
MetLife 1988 - 1996
Skills
Retirement Planning, Financial Planners, Options, Strategic Financial..., Insurance, Financial Analysis, Investment Strategies, Risk Management, Investments, Asset Managment, Series 7, Saving for Education, Retirement
Education
Oglethorpe University 2002 — 2004
CFP, Finance
Penn State University 1969 — 1974
Bachelor of Science (B.S.)
Brett Zatulove Brett Zatulove's Smith Barney Experience January 1986 - Present
Job Senior VicePresident Investments at Smith Barney and Investment Management Consultant
Industry Investment Management
Experience
Smith Barney January 1986 - Present
Education
Northwestern University 1976 — 1980
Bach Science
Smith Barney January 1986 - Present
Education
Northwestern University 1976 — 1980
Bach Science
Theodore (Ted) Caldwell Theodore (Ted) Caldwell's Smith Barney Experience 1986 - 1988
Job Educator, Inventor, Entrepreneur
Industry Nanotechnology
Experience
Grip&Rip Technology Inc April 2005 - Present
California State University, Fullerton September 1993 - August 2004
A.G. Edwards & Sons, Inc. 1988 - 1992
Smith Barney 1986 - 1988
Self, Real Estate Development 1979 - 1983
Occidental College 1977 - 1979
University of Southern Calfornia September 1975 - August 1977
Skills
Entrepreneurship, Strategic Planning, Healthcare, Marketing Strategy, Marketing, Higher Education, Risk Assessment, Industrial Safety, Ergonomics, Business Development, Product Development
Education
Northwestern University 1969 — 1974
Ph.D., Economics
SF State University 1966 — 1968
Master's degree, International Business
UC Berkeley 1965 — 1967
Bachelor's degree, Political Science and Government
Grip&Rip Technology Inc April 2005 - Present
California State University, Fullerton September 1993 - August 2004
A.G. Edwards & Sons, Inc. 1988 - 1992
Smith Barney 1986 - 1988
Self, Real Estate Development 1979 - 1983
Occidental College 1977 - 1979
University of Southern Calfornia September 1975 - August 1977
Skills
Entrepreneurship, Strategic Planning, Healthcare, Marketing Strategy, Marketing, Higher Education, Risk Assessment, Industrial Safety, Ergonomics, Business Development, Product Development
Education
Northwestern University 1969 — 1974
Ph.D., Economics
SF State University 1966 — 1968
Master's degree, International Business
UC Berkeley 1965 — 1967
Bachelor's degree, Political Science and Government
Jay (DJ360) Featherson Jay (DJ360) Featherson's Smith Barney Experience 2000 - 2003
Job OWNER/PRESIDENT JNF ENTERPRISE
Industry Entertainment
Experience
JNF ENTERPRISE 2003 - Present
Smith Barney 2000 - 2003
Skills
Entertainment, Entrepreneurship, Social Media Marketing, Social Media, Marketing Strategy, Online Advertising, Advertising, Television, Marketing, Strategic Partnerships
Education
North Carolina Central University 1995 — 1999
Bachelor of Science in Business Administration, Marketing
JNF ENTERPRISE 2003 - Present
Smith Barney 2000 - 2003
Skills
Entertainment, Entrepreneurship, Social Media Marketing, Social Media, Marketing Strategy, Online Advertising, Advertising, Television, Marketing, Strategic Partnerships
Education
North Carolina Central University 1995 — 1999
Bachelor of Science in Business Administration, Marketing
Cathy Vasilev Cathy Vasilev's Smith Barney Experience 2000 - 2001
Job Vice President Compliance Solutions
Industry Management Consulting
Experience
Red Oak Compliance Solutions March 2010 - Present
NFP Securities March 2005 - March 2010
NFP 2005 - March 2010
National Financial Partners 2005 - March 2010
Prudential Financial 2001 - 2005
Smith Barney 2000 - 2001
Tyndale House Publishers 1990 - 2000
Skills
Securities, Series 24, Mutual Funds, Series 7, FINRA, Series 63, Investment Advisory, Fixed Annuities, Investments, Retirement, Insurance, Financial Services, Asset Managment, Equities, Alternative Investments, Life Insurance, Financial Advisory, Risk Management, 401k, Hedge Funds, Relationship Management, Fixed Income, AML, Banking, Due Diligence, Uniform Combined State..., Investment Management, ETFs, Financial Risk, Private Equity, Mergers, Executive Management, ERISA, Strategic Consulting, Mock Audits, GAP Analysis, Advertising Review, Operations Management, Compliance, Compliance Testing, Strategic Financial..., Estate Planning, Retirement Planning, Wealth Management, Business Planning, Asset Management, Asset Allocation, Employee Benefits, Portfolio Management, Wealth Management...
Education
University of Phoenix 2001 — 2007
MBA, Business
Lyons Township
Northern Illinois University
Political Science and Business
Red Oak Compliance Solutions March 2010 - Present
NFP Securities March 2005 - March 2010
NFP 2005 - March 2010
National Financial Partners 2005 - March 2010
Prudential Financial 2001 - 2005
Smith Barney 2000 - 2001
Tyndale House Publishers 1990 - 2000
Skills
Securities, Series 24, Mutual Funds, Series 7, FINRA, Series 63, Investment Advisory, Fixed Annuities, Investments, Retirement, Insurance, Financial Services, Asset Managment, Equities, Alternative Investments, Life Insurance, Financial Advisory, Risk Management, 401k, Hedge Funds, Relationship Management, Fixed Income, AML, Banking, Due Diligence, Uniform Combined State..., Investment Management, ETFs, Financial Risk, Private Equity, Mergers, Executive Management, ERISA, Strategic Consulting, Mock Audits, GAP Analysis, Advertising Review, Operations Management, Compliance, Compliance Testing, Strategic Financial..., Estate Planning, Retirement Planning, Wealth Management, Business Planning, Asset Management, Asset Allocation, Employee Benefits, Portfolio Management, Wealth Management...
Education
University of Phoenix 2001 — 2007
MBA, Business
Lyons Township
Northern Illinois University
Political Science and Business
Hans Bald Hans Bald's Smith Barney Experience 1994 - 1998
Job President at 20 Gates Management
Industry Financial Services
Experience
20 Gates Management September 2010 - Present
Credit Suisse March 2000 - September 2010
Smith Barney 1994 - 1998
Merrill Lynch 1987 - 1994
Education
University of Pennsylvania - The Wharton School 1985 — 1987
MBA, Finance
Ohio University 1977 — 1981
BBA, Finance, Logic
20 Gates Management September 2010 - Present
Credit Suisse March 2000 - September 2010
Smith Barney 1994 - 1998
Merrill Lynch 1987 - 1994
Education
University of Pennsylvania - The Wharton School 1985 — 1987
MBA, Finance
Ohio University 1977 — 1981
BBA, Finance, Logic
Ahmed Dola Ahmed Dola's Smith Barney Experience February 2008 - June 2008
Job Program Manager at AVISPL (client: Jones Lang LaSalle)
Industry Information Technology and Services
Experience
AVI-SPL January 2011 - Present
AVI-SPL 2011 - 2012
New York University December 2009 - July 2010
New York University 2009 - 2010
New York University September 2009 - November 2009
Hewlett-Packard December 2008 - May 2009
Smith Barney February 2008 - June 2008
New York University, Student Information Systems June 2007 - January 2008
NYU School of Law January 2003 - January 2006
Vodacom January 2000 - October 2002
Skills
Technical Project..., Project Coordination, Technical Writing, Proficient in Microsoft..., SharePoint, Novell Netware, Project Reporting, SDLC, Risk Management, Relational Databases, Wireless Networking, Data Migration, Deployment, Mac OS X, Visio, Outlook, Telecommunications, Data Analysis, Technical Training, FrontPage, VBScript, SQL, MySQL, FoxPro, Broadband Networks, Video Conferencing, Project Management, Access, System Deployment, Software Installation, Troubleshooting, PMP, ITIL, Software Documentation, Networking, Microsoft Office, Integration
Education
New York University 2009 — 2010
Certificate, Project Management
New York University 2004 — 2008
Bachelor of Science, Leadership & Management Studies
West London College 1994 — 1996
Advanced Diploma, Computer Science, A
AVI-SPL January 2011 - Present
AVI-SPL 2011 - 2012
New York University December 2009 - July 2010
New York University 2009 - 2010
New York University September 2009 - November 2009
Hewlett-Packard December 2008 - May 2009
Smith Barney February 2008 - June 2008
New York University, Student Information Systems June 2007 - January 2008
NYU School of Law January 2003 - January 2006
Vodacom January 2000 - October 2002
Skills
Technical Project..., Project Coordination, Technical Writing, Proficient in Microsoft..., SharePoint, Novell Netware, Project Reporting, SDLC, Risk Management, Relational Databases, Wireless Networking, Data Migration, Deployment, Mac OS X, Visio, Outlook, Telecommunications, Data Analysis, Technical Training, FrontPage, VBScript, SQL, MySQL, FoxPro, Broadband Networks, Video Conferencing, Project Management, Access, System Deployment, Software Installation, Troubleshooting, PMP, ITIL, Software Documentation, Networking, Microsoft Office, Integration
Education
New York University 2009 — 2010
Certificate, Project Management
New York University 2004 — 2008
Bachelor of Science, Leadership & Management Studies
West London College 1994 — 1996
Advanced Diploma, Computer Science, A
Roderick Ifill Roderick Ifill's Smith Barney Experience August 1995 - March 1998
Job Vice President Chief Administrative Office Site & Community Manager at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase June 2013 - Present
JPMorgan Chase July 2011 - June 2013
JPMorgan Chase October 2001 - July 2011
Citigroup March 1998 - October 2001
Smith Barney August 1995 - March 1998
Skills
Banking, Financial Modeling, Cash Management, Treasury Management, Financial Analysis, Accounting, Investments, Strategic Financial..., Capital Markets, Financial Risk, Risk Management, Due Diligence, Internal Controls, Acquisition Integration, Corporate Finance, Financial Reporting, Credit
Education
Nova Southeastern University 1997 — 1999
MBA, Finance
University of South Florida 1990 — 1994
BS, Finance
University of South Florida
JPMorgan Chase June 2013 - Present
JPMorgan Chase July 2011 - June 2013
JPMorgan Chase October 2001 - July 2011
Citigroup March 1998 - October 2001
Smith Barney August 1995 - March 1998
Skills
Banking, Financial Modeling, Cash Management, Treasury Management, Financial Analysis, Accounting, Investments, Strategic Financial..., Capital Markets, Financial Risk, Risk Management, Due Diligence, Internal Controls, Acquisition Integration, Corporate Finance, Financial Reporting, Credit
Education
Nova Southeastern University 1997 — 1999
MBA, Finance
University of South Florida 1990 — 1994
BS, Finance
University of South Florida
Barry Koch's Smith Barney Experience September 1994 - February 2001
Job Senior Vice President, Chief Compliance Officer at Western Union
Industry Financial Services
Experience
Western Union May 2013 - Present
JPMorgan Chase March 2008 - April 2013
American Express Company 2002 - 2008
Charles Schwab February 2001 - March 2002
Smith Barney September 1994 - February 2001
Skills
Risk Management, OFAC, USA PATRIOT Act, Bank Secrecy Act, Banking, Sanction, FCPA, Securities, Finance, Private Investigations, Management, Program Management, Corporate Governance, Due Diligence, Fraud, KYC, Financial Services, Financial Risk, Securities Regulation, Capital Markets
Education
New York University School of Law 1978 — 1980
Juris Doctor, Law
Western Union May 2013 - Present
JPMorgan Chase March 2008 - April 2013
American Express Company 2002 - 2008
Charles Schwab February 2001 - March 2002
Smith Barney September 1994 - February 2001
Skills
Risk Management, OFAC, USA PATRIOT Act, Bank Secrecy Act, Banking, Sanction, FCPA, Securities, Finance, Private Investigations, Management, Program Management, Corporate Governance, Due Diligence, Fraud, KYC, Financial Services, Financial Risk, Securities Regulation, Capital Markets
Education
New York University School of Law 1978 — 1980
Juris Doctor, Law
Mark Weishahn Mark Weishahn's Smith Barney Experience June 1992 - December 1994
Job Vice President, IT Consulting & Permanent Placement Services at Diversified Solutions
Industry Information Technology and Services
Experience
Diversified Solutions December 2010 - Present
Diversified Solutions December 2001 - December 2010
Eggers Consulting May 2000 - December 2001
US Bank October 1996 - May 2000
Harland Technology Services January 1995 - September 1996
Smith Barney June 1992 - December 1994
Skills
Talent Acquisition, Technical Recruiting, Resource Management, Contract Recruitment, Internet Recruiting, Direct Sourcing, Staff Augmentation, Candidate Screening, Process Improvement, Business Analysis, Quality Assurance, .NET, Recruiting, Scrum, Sourcing, Screening Resumes, SDLC, Agile Project Management, Databases, Interviews, Requirements Analysis, Temporary Placement, Consulting, Executive Search, CRM, Project Management, Software Development, Permanent Placement, Networking, PMP, Business Intelligence
Education
Northwest Missouri State University 1987 — 1992
Bachelor of Science
Northwest Missouri State University 1987 — 1992
Bachelor of Science (B.S.) Marketing
Beatrice High School
Diversified Solutions December 2010 - Present
Diversified Solutions December 2001 - December 2010
Eggers Consulting May 2000 - December 2001
US Bank October 1996 - May 2000
Harland Technology Services January 1995 - September 1996
Smith Barney June 1992 - December 1994
Skills
Talent Acquisition, Technical Recruiting, Resource Management, Contract Recruitment, Internet Recruiting, Direct Sourcing, Staff Augmentation, Candidate Screening, Process Improvement, Business Analysis, Quality Assurance, .NET, Recruiting, Scrum, Sourcing, Screening Resumes, SDLC, Agile Project Management, Databases, Interviews, Requirements Analysis, Temporary Placement, Consulting, Executive Search, CRM, Project Management, Software Development, Permanent Placement, Networking, PMP, Business Intelligence
Education
Northwest Missouri State University 1987 — 1992
Bachelor of Science
Northwest Missouri State University 1987 — 1992
Bachelor of Science (B.S.) Marketing
Beatrice High School
Tim DuMont, CFA's Smith Barney Experience June 1993 - August 1998
Job Senior Vice PresidentWealth Management, Senior Portfolio ManagerPMP Program FTB Financial Services
Industry Financial Services
Experience
FTB Financial Services/UBS Financial Services August 1998 - Present
Smith Barney June 1993 - August 1998
Education
Northern Kentucky University
Bachelor of Science, Marketing
FTB Financial Services/UBS Financial Services August 1998 - Present
Smith Barney June 1993 - August 1998
Education
Northern Kentucky University
Bachelor of Science, Marketing
Craig Dexheimer's Smith Barney Experience 1991 - 1995
Job Director at Lazard Asset Management
Industry Investment Management
Experience
Lazard Asset Management September 1995 - Present
Smith Barney 1991 - 1995
Morgan Stanley Smith Barney 1990 - 1995
Skills
Separately Managed..., Portfolio Management, Management, Asset Management, Alternative Investments, Fixed Income, Strategy, Wealth Management, Mutual Funds, Investments, Investment Management, Finance, Financial Services, Management Consulting, ETFs, Series 7, Sales, Investment Advisory, Asset Allocation, Investment Strategies, Sales Presentations, Series 63, Hedge Funds, Equities, Securities, Fund Of Funds, FINRA
Education
Ohio Wesleyan University 1977 — 1981
BA, Politics & Government/Economics/Biology
Ohio Wesleyan University 1977 — 1981
BS, Economics/Politics & Government
Lazard Asset Management September 1995 - Present
Smith Barney 1991 - 1995
Morgan Stanley Smith Barney 1990 - 1995
Skills
Separately Managed..., Portfolio Management, Management, Asset Management, Alternative Investments, Fixed Income, Strategy, Wealth Management, Mutual Funds, Investments, Investment Management, Finance, Financial Services, Management Consulting, ETFs, Series 7, Sales, Investment Advisory, Asset Allocation, Investment Strategies, Sales Presentations, Series 63, Hedge Funds, Equities, Securities, Fund Of Funds, FINRA
Education
Ohio Wesleyan University 1977 — 1981
BA, Politics & Government/Economics/Biology
Ohio Wesleyan University 1977 — 1981
BS, Economics/Politics & Government
Joe Zentner CPM, CFP® Joe Zentner CPM, CFP®'s Smith Barney Experience July 1996 - May 2011
Job Senior Portfolio Manager Vice President Investments with Rankin Wealth Managment at UBS
Industry Investment Management
Experience
UBS May 2009 - Present
Smith Barney July 1996 - May 2011
Education
Ohio University
BS Mechanical Engineering
UBS May 2009 - Present
Smith Barney July 1996 - May 2011
Education
Ohio University
BS Mechanical Engineering
Al Walsh Al Walsh's Smith Barney Experience July 1994 - May 2008
Job CoFounder Malaga Cove Capital LLC
Industry Investment Management
Experience
Malaga Cove Capital LLC 2008 - Present
Smith Barney July 1994 - May 2008
Northrop Grumman Corporation June 1989 - June 1992
Skills
Asset Allocation, Wealth Management, Investment Advisory, Investment Strategies, Investments, Securities, Investment Management, Equities, Private Equity, Financial Advisory, Estate Planning, Finance, Alternative Investments, Strategic Financial..., Retirement, Portfolio Management, IRAs, Asset Management, Retirement Planning, Series 7, 401k, Fixed Income, Financial Services, Trading, FINRA, Wealth Management...
Education
Oregon Institute of Technology 1985 — 1989
BS, Manufacturing Engineering
Malaga Cove Capital LLC 2008 - Present
Smith Barney July 1994 - May 2008
Northrop Grumman Corporation June 1989 - June 1992
Skills
Asset Allocation, Wealth Management, Investment Advisory, Investment Strategies, Investments, Securities, Investment Management, Equities, Private Equity, Financial Advisory, Estate Planning, Finance, Alternative Investments, Strategic Financial..., Retirement, Portfolio Management, IRAs, Asset Management, Retirement Planning, Series 7, 401k, Fixed Income, Financial Services, Trading, FINRA, Wealth Management...
Education
Oregon Institute of Technology 1985 — 1989
BS, Manufacturing Engineering
Scott Tetenman Scott Tetenman's Smith Barney Experience April 1994 - February 1998
Job Director of Finance at New York Power Authority
Industry Oil & Energy
Experience
New York Power Authority January 2014 - Present
New York Power Authority August 2010 - January 2014
Environmental Power Corporation July 2008 - August 2010
Roundup Trading International (Bull Mountain Coal Mine) January 2003 - June 2008
CONNECTICUT BANK OF COMMERCE May 1999 - November 2002
REUTERS February 1998 - May 1999
Smith Barney April 1994 - February 1998
BERSEC INTERNATIONAL May 1992 - April 1994
Scudder Investments 1987 - 1991
Skills
Renewable Energy, Energy, Financial Analysis, Financial Modeling, Forecasting, Project Finance, Variance Analysis, Debt, Corporate Finance, Due Diligence, Power Generation, Structured Finance, Structuring, P&L, Budgeting, Analysis, Alternative Energy, Start-ups, Cleantech, Cash Flow, Microsoft Excel, Vlookup, Pivot Tables, SAP, Access, QuickBooks, Financial Reporting, Energy Markets, Finance, Cash Management, Accounting, Budgets, Equities, Process Improvement, Management, Income Statement, Business Strategy, Investments, Financial Risk, Financial Structuring, Divestitures, Mergers & Acquisitions, Executive Management, Joint Ventures, Strategy, Risk Management, Strategic Financial..., Portfolio Management, Sarbanes-Oxley Act, Credit
Education
University of Miami - School of Business 1991 — 1992
MBA
Northeastern University 1986 — 1991
BSBA
New York Power Authority January 2014 - Present
New York Power Authority August 2010 - January 2014
Environmental Power Corporation July 2008 - August 2010
Roundup Trading International (Bull Mountain Coal Mine) January 2003 - June 2008
CONNECTICUT BANK OF COMMERCE May 1999 - November 2002
REUTERS February 1998 - May 1999
Smith Barney April 1994 - February 1998
BERSEC INTERNATIONAL May 1992 - April 1994
Scudder Investments 1987 - 1991
Skills
Renewable Energy, Energy, Financial Analysis, Financial Modeling, Forecasting, Project Finance, Variance Analysis, Debt, Corporate Finance, Due Diligence, Power Generation, Structured Finance, Structuring, P&L, Budgeting, Analysis, Alternative Energy, Start-ups, Cleantech, Cash Flow, Microsoft Excel, Vlookup, Pivot Tables, SAP, Access, QuickBooks, Financial Reporting, Energy Markets, Finance, Cash Management, Accounting, Budgets, Equities, Process Improvement, Management, Income Statement, Business Strategy, Investments, Financial Risk, Financial Structuring, Divestitures, Mergers & Acquisitions, Executive Management, Joint Ventures, Strategy, Risk Management, Strategic Financial..., Portfolio Management, Sarbanes-Oxley Act, Credit
Education
University of Miami - School of Business 1991 — 1992
MBA
Northeastern University 1986 — 1991
BSBA
Gregg Munson Gregg Munson's Smith Barney Experience January 1985 - May 1989
Job Associate Broker with Russ Lyon | Sotheby's International Realty in Flagstaff & Phoenix AZ
Industry Real Estate
Experience
Russ Lyon Sotheby's International Realty June 2004 - Present
Century 21 Walnut Canyon Realty February 1999 - June 2004
Smith Barney January 1985 - May 1989
Skills
Sellers, Referrals, Real Property, Investment Properties, Foreclosures, Listings, Short Sales, Real Estate, Buyers, Residential Homes, REO, New Homes, SFR, Townhomes, ABR, Vacation Homes, Buyer Representation, Move Up Buyers, Relocation, Condos, Single Family Homes, e-PRO, Relocation Buyers, Luxury, FHA, Property, Seller Representation, New Home Sales, Resellers, Resale
Education
Northern Arizona University 1976 — 1979
BS, English and Philosophy
Russ Lyon Sotheby's International Realty June 2004 - Present
Century 21 Walnut Canyon Realty February 1999 - June 2004
Smith Barney January 1985 - May 1989
Skills
Sellers, Referrals, Real Property, Investment Properties, Foreclosures, Listings, Short Sales, Real Estate, Buyers, Residential Homes, REO, New Homes, SFR, Townhomes, ABR, Vacation Homes, Buyer Representation, Move Up Buyers, Relocation, Condos, Single Family Homes, e-PRO, Relocation Buyers, Luxury, FHA, Property, Seller Representation, New Home Sales, Resellers, Resale
Education
Northern Arizona University 1976 — 1979
BS, English and Philosophy
Matt Favreau Matt Favreau's Smith Barney Experience 2003 - 2004
Job Financial Consultant at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC 2005 - Present
Evergreen Investments 2004 - 2005
Smith Barney 2003 - 2004
IJL / Wachovia 2001 - 2003
Skills
Investments, Portfolio Management, Investment Management, Wealth Management, Retirement Planning, Asset Allocation, Asset Management, 401k, Finance, Retirement, Mutual Funds, Investment Advisory, Securities, Alternative Investments, Risk Management, Equities, Financial Analysis, Fixed Income
Education
Queens University of Charlotte 1999 — 2003
MBA, Business
North Carolina State University - College of Management 1994 — 1998
BS, Finance
Charlotte Catholic High School
Wells Fargo Advisors LLC 2005 - Present
Evergreen Investments 2004 - 2005
Smith Barney 2003 - 2004
IJL / Wachovia 2001 - 2003
Skills
Investments, Portfolio Management, Investment Management, Wealth Management, Retirement Planning, Asset Allocation, Asset Management, 401k, Finance, Retirement, Mutual Funds, Investment Advisory, Securities, Alternative Investments, Risk Management, Equities, Financial Analysis, Fixed Income
Education
Queens University of Charlotte 1999 — 2003
MBA, Business
North Carolina State University - College of Management 1994 — 1998
BS, Finance
Charlotte Catholic High School
Rizwan Rizwi Rizwan Rizwi's Smith Barney Experience 2004 - 2004
Job President & CEO at SAR Wealth Management
Industry Financial Services
Experience
SAR Wealth Management 2010 - Present
SAR Group LLC 2008 - Present
WMS Financial Planners Inc 2006 - 2008
Smith Barney 2004 - 2004
SMITH BARNEY Citigroup 1999 - 2003
Prudential UK 1997 - 1998
Skills
Investments, Wealth Management, Portfolio Management, Alternative Investments, Investment Management, Retirement Planning, Equities, Securities, Financial Services, Asset Management, Investment Strategies, International Clients, Expatriate Investment..., Sharia Compliant..., Stock Trading
Education
FINRA 1999 — 1999
Series 7, 63 & 65, General Securities Exam, Uniform State Securities Exam & Investment Advisor Exam
Chartered Insurance Institute (CII) 1997 — 1998
Financial Planning Certificate (F.P.C.)
University of Newcastle-upon-Tyne 1995 — 1996
MBA, Business Administration
Newcastle University 1992 — 1995
Ba (hons), Business Management
SAR Wealth Management 2010 - Present
SAR Group LLC 2008 - Present
WMS Financial Planners Inc 2006 - 2008
Smith Barney 2004 - 2004
SMITH BARNEY Citigroup 1999 - 2003
Prudential UK 1997 - 1998
Skills
Investments, Wealth Management, Portfolio Management, Alternative Investments, Investment Management, Retirement Planning, Equities, Securities, Financial Services, Asset Management, Investment Strategies, International Clients, Expatriate Investment..., Sharia Compliant..., Stock Trading
Education
FINRA 1999 — 1999
Series 7, 63 & 65, General Securities Exam, Uniform State Securities Exam & Investment Advisor Exam
Chartered Insurance Institute (CII) 1997 — 1998
Financial Planning Certificate (F.P.C.)
University of Newcastle-upon-Tyne 1995 — 1996
MBA, Business Administration
Newcastle University 1992 — 1995
Ba (hons), Business Management
Hugh Moore Hugh Moore's Smith Barney Experience February 1982 - March 2012
Job CoCaptain of Wild Goose with Linda Moore
Industry Financial Services
Experience
Wild Goose April 2012 - Present
Smith Barney February 1982 - March 2012
OMS Records January 1995 - 2010
Skills
Series 7, Wealth Management, Retirement Planning, Investments, Strategic Financial..., Asset Allocation, Investment Strategies, Investment Advisory, Alternative Investments, Fixed Income, Equities, Portfolio Management, Mutual Funds, Securities, Asset Managment, Private Equity, Estate Planning, Emerging Markets, Capital Markets, Venture Capital
Education
Stanford University Graduate School of Business 2009 — 2009
Stanford Executive Education
North Carolina State University - College of Management 1977 — 1981
BS, Economics, Business Administration
Wild Goose April 2012 - Present
Smith Barney February 1982 - March 2012
OMS Records January 1995 - 2010
Skills
Series 7, Wealth Management, Retirement Planning, Investments, Strategic Financial..., Asset Allocation, Investment Strategies, Investment Advisory, Alternative Investments, Fixed Income, Equities, Portfolio Management, Mutual Funds, Securities, Asset Managment, Private Equity, Estate Planning, Emerging Markets, Capital Markets, Venture Capital
Education
Stanford University Graduate School of Business 2009 — 2009
Stanford Executive Education
North Carolina State University - College of Management 1977 — 1981
BS, Economics, Business Administration
Patrick Holland Patrick Holland's Smith Barney Experience 2006 - January 2009
Job Financial Advisor
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney 2006 - January 2009
Legg Mason January 1999 - 2006
Morgan Stanley Dean Witter 1989 - 1999
Skills
Investment Strategies, Financial Advisory, Asset Allocation, Retirement Planning, 401k Rollovers, Fixed Income Strategies, Tax-advantaged..., Business Owner Planning, Succession Planning, Concentrated Stock, Multi-generational..., Wealth Preservation..., Estate Planning..., Risk Management, Stock Market Analysis, Insurance
Education
University of Pennsylvania - The Wharton School 2006 — 2006
CIMA®, Certified Investment Management Analyst Education Program
Nichols College 1984 — 1988
Bachelor's Degree, Business
Saint John's High School, Shrewsbury, MA 1980 — 1984
High School
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney 2006 - January 2009
Legg Mason January 1999 - 2006
Morgan Stanley Dean Witter 1989 - 1999
Skills
Investment Strategies, Financial Advisory, Asset Allocation, Retirement Planning, 401k Rollovers, Fixed Income Strategies, Tax-advantaged..., Business Owner Planning, Succession Planning, Concentrated Stock, Multi-generational..., Wealth Preservation..., Estate Planning..., Risk Management, Stock Market Analysis, Insurance
Education
University of Pennsylvania - The Wharton School 2006 — 2006
CIMA®, Certified Investment Management Analyst Education Program
Nichols College 1984 — 1988
Bachelor's Degree, Business
Saint John's High School, Shrewsbury, MA 1980 — 1984
High School
Sean Flaherty Sean Flaherty's Smith Barney Experience November 1995 - November 2005
Job Partner at Chestnut Hill Wealth Management Group
Industry Financial Services
Experience
Chestnut Hill Wealth Management Group 2014 - Present
LPL Financial November 2005 - 2013
Smith Barney November 1995 - November 2005
Morgan Stanley Dean Witter April 1994 - November 1995
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Financial Advisory, Pensions, Securities, IRAs, Education Funding, Estate Planning, Series 7, Investment Advisory, Investment Strategies, 401k Rollovers, Wealth, Long-term Care, Series 65, Retirement, Financial Services
Education
Northeastern University 1984 — 1989
Bachelor of Science Business, Marketing / International Business
Boston College High School 1980 — 1984
Chestnut Hill Wealth Management Group 2014 - Present
LPL Financial November 2005 - 2013
Smith Barney November 1995 - November 2005
Morgan Stanley Dean Witter April 1994 - November 1995
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Financial Advisory, Pensions, Securities, IRAs, Education Funding, Estate Planning, Series 7, Investment Advisory, Investment Strategies, 401k Rollovers, Wealth, Long-term Care, Series 65, Retirement, Financial Services
Education
Northeastern University 1984 — 1989
Bachelor of Science Business, Marketing / International Business
Boston College High School 1980 — 1984
Laura Kelleher's Smith Barney Experience January 1995 - February 2001
Job Real Estate Agent at William Raveis Hingham, MA Owner/Founder LMPP
Industry Events Services
Experience
William Raveis Real Estate Hingham May 2015 - Present
LMPP ~ Little Miss Princess Parties April 2007 - Present
William Raveis Real Estate April 2013 - Present
LMPP character visits April 2007 - Present
Smith Barney January 1995 - February 2001
Skills
Entrepreneurship, Sales, Marketing, Social Media, Customer Service, Event Planning, Event Management, Public Speaking, Marketing Communications, Marketing Strategy, Facebook, Organizational..., detail oriented
Education
Northeastern University
BS, Business/Corporate Communications
Simsbury High School
William Raveis Real Estate Hingham May 2015 - Present
LMPP ~ Little Miss Princess Parties April 2007 - Present
William Raveis Real Estate April 2013 - Present
LMPP character visits April 2007 - Present
Smith Barney January 1995 - February 2001
Skills
Entrepreneurship, Sales, Marketing, Social Media, Customer Service, Event Planning, Event Management, Public Speaking, Marketing Communications, Marketing Strategy, Facebook, Organizational..., detail oriented
Education
Northeastern University
BS, Business/Corporate Communications
Simsbury High School
Melissa Smith Melissa Smith's Smith Barney Experience 2001 - 2005
Job First Vice President Field Leadership Growth & Development, Private Client Group at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors April 2015 - Present
Wells Fargo June 2011 - March 2015
Wells Fargo Advisors, LLC 1993 - July 2011
Wachovia Securities, LLC 2005 - 2006
Smith Barney 2001 - 2005
Prudential Securities 1996 - 2001
Skills
Client Experience, Women and Retirement..., Public Speaker, Qualitative Researcher, Investments, Retirement, Public Speaking, Retail, Leadership, Series 7, Mutual Funds, Analysis, Financial Analysis, Finance, Strategic Planning, Financial Services, Recruiting, Strategy, Wealth Management, Management
Education
The University of Akron 1990 — 1992
MA, Non-profit Adminidstration
Ohio Northern University 1986 — 1990
Bachelor of Music Education, Music Ed K - 12
Wells Fargo Advisors April 2015 - Present
Wells Fargo June 2011 - March 2015
Wells Fargo Advisors, LLC 1993 - July 2011
Wachovia Securities, LLC 2005 - 2006
Smith Barney 2001 - 2005
Prudential Securities 1996 - 2001
Skills
Client Experience, Women and Retirement..., Public Speaker, Qualitative Researcher, Investments, Retirement, Public Speaking, Retail, Leadership, Series 7, Mutual Funds, Analysis, Financial Analysis, Finance, Strategic Planning, Financial Services, Recruiting, Strategy, Wealth Management, Management
Education
The University of Akron 1990 — 1992
MA, Non-profit Adminidstration
Ohio Northern University 1986 — 1990
Bachelor of Music Education, Music Ed K - 12
Ned Van Riper Ned Van Riper's Smith Barney Experience 2003 - 2007
Job Director of Recruiting at Independent Financial Partners (IFP)
Industry Financial Services
Experience
Independent Financial Partners (IFP) May 2015 - Present
Join A Firm July 2011 - Present
Finetooth Consulting March 2009 - May 2015
LPL Financial Services April 2007 - January 2009
Smith Barney 2003 - 2007
Morgan Stanley 1999 - 2003
Skills
Recruiting, Financial Advisory, Wealth Management, Investments, Small Business, Social Media Marketing, Brokers, Start-ups, Mutual Funds, Financial Services, Transition Planning, Business Growth..., New Business Generation, Retirement Planning, Alternative Investments, Business Strategy, Strategic Financial..., Financial Planning, Asset Management, Financial Advisor & RIA..., Great Dad, Finance, Asset Allocation, Investment Advisory, Management Consulting, Series 7
Education
Ohio Wesleyan University 1991 — 1995
B.A., History
Friends Academy 1988 — 1991
Independent Financial Partners (IFP) May 2015 - Present
Join A Firm July 2011 - Present
Finetooth Consulting March 2009 - May 2015
LPL Financial Services April 2007 - January 2009
Smith Barney 2003 - 2007
Morgan Stanley 1999 - 2003
Skills
Recruiting, Financial Advisory, Wealth Management, Investments, Small Business, Social Media Marketing, Brokers, Start-ups, Mutual Funds, Financial Services, Transition Planning, Business Growth..., New Business Generation, Retirement Planning, Alternative Investments, Business Strategy, Strategic Financial..., Financial Planning, Asset Management, Financial Advisor & RIA..., Great Dad, Finance, Asset Allocation, Investment Advisory, Management Consulting, Series 7
Education
Ohio Wesleyan University 1991 — 1995
B.A., History
Friends Academy 1988 — 1991
Nate Whitaker Nate Whitaker's Smith Barney Experience 2001 - 2002
Job Regional Vice President at Nationwide Financial
Industry Financial Services
Experience
Nationwide Financial August 2013 - Present
Fidelity Investments March 2008 - August 2013
J.P. Morgan November 2006 - March 2008
J.P. Morgan November 2004 - November 2006
UBS Wealth Management 2002 - 2004
Smith Barney 2001 - 2002
Skills
Mutual Funds, Medicare, Retirement Income..., Public Speaking, Variable Annuities, Retirement Planning, Financial Advisory
Education
Otterbein University 1999 — 2003
Bachelor of Arts (B.A.), Economics
Nationwide Financial August 2013 - Present
Fidelity Investments March 2008 - August 2013
J.P. Morgan November 2006 - March 2008
J.P. Morgan November 2004 - November 2006
UBS Wealth Management 2002 - 2004
Smith Barney 2001 - 2002
Skills
Mutual Funds, Medicare, Retirement Income..., Public Speaking, Variable Annuities, Retirement Planning, Financial Advisory
Education
Otterbein University 1999 — 2003
Bachelor of Arts (B.A.), Economics
Linda Marie Linda Marie's Smith Barney Experience June 1997 - August 2008
Job Financial Advisor at Raymond James Financial Services Inc., Member FINRA/SIPC
Industry Financial Services
Experience
Raymond James Financial Services August 2008 - Present
Smith Barney June 1997 - August 2008
AT&T Wireless May 1989 - January 1997
Skills
Retirement Planning, Financial Consulting, Lifetime Income, Financial Advisory, Investments, Asset Allocation, Securities, Finance, Series 7, Mutual Funds, Customer Service, Small Business, Tax, Retirement, Investment Advisory, Wealth Management
Education
University of Oregon - Charles H. Lundquist College of Business 1974 — 1975
Oregon State University
BS, Home Economics / Business Admin
Raymond James Financial Services August 2008 - Present
Smith Barney June 1997 - August 2008
AT&T Wireless May 1989 - January 1997
Skills
Retirement Planning, Financial Consulting, Lifetime Income, Financial Advisory, Investments, Asset Allocation, Securities, Finance, Series 7, Mutual Funds, Customer Service, Small Business, Tax, Retirement, Investment Advisory, Wealth Management
Education
University of Oregon - Charles H. Lundquist College of Business 1974 — 1975
Oregon State University
BS, Home Economics / Business Admin
Ned Tyree's Smith Barney Experience November 2001 - December 2008
Job Vice President – Financial Advisor at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management January 2009 - Present
Smith Barney November 2001 - December 2008
Interstate/ Johnson Lane January 1993 - November 2001
Education
North Carolina State University
Virgina Episcopal School
RBC Wealth Management January 2009 - Present
Smith Barney November 2001 - December 2008
Interstate/ Johnson Lane January 1993 - November 2001
Education
North Carolina State University
Virgina Episcopal School
Caleb Ginsberg Caleb Ginsberg's Smith Barney Experience June 2005 - December 2005
Job Associate Attorney at DLA Piper LLP (US)
Industry Law Practice
Experience
DLA Piper October 2013 - Present
Motivating Miles Foundation, Inc. April 2008 - Present
New Hampshire Circuit Court, 7th Circuit May 2011 - September 2011
Babson College January 2010 - June 2010
NFL Players Association June 2009 - September 2009
Northeastern University February 2009 - May 2009
New York Yankees June 2007 - January 2009
USA Baseball May 2006 - September 2006
Tampa Bay Devil Rays March 2006 - July 2006
Smith Barney June 2005 - December 2005
Skills
Sports, Legal Research, Public Speaking, Legal Writing, Sports Management, Social Media, Sports Marketing, Event Planning, Research, Microsoft Office, Fundraising, Non-profits, Event Management, PowerPoint, Westlaw, Microsoft Excel, Public Relations, Contract Negotiation, Customer Service, Facebook, Baseball, Social Media Marketing, Editing, Nonprofits
Education
New England Law Boston 2010 — 2013
JD, Law
Northeastern University 2004 — 2007
BS in Business Administration, Management and Entrepreneurship
University of Phoenix 2008 — 2009
Masters in Business Administration, Management
West Virginia University
Souhegan High School
DLA Piper October 2013 - Present
Motivating Miles Foundation, Inc. April 2008 - Present
New Hampshire Circuit Court, 7th Circuit May 2011 - September 2011
Babson College January 2010 - June 2010
NFL Players Association June 2009 - September 2009
Northeastern University February 2009 - May 2009
New York Yankees June 2007 - January 2009
USA Baseball May 2006 - September 2006
Tampa Bay Devil Rays March 2006 - July 2006
Smith Barney June 2005 - December 2005
Skills
Sports, Legal Research, Public Speaking, Legal Writing, Sports Management, Social Media, Sports Marketing, Event Planning, Research, Microsoft Office, Fundraising, Non-profits, Event Management, PowerPoint, Westlaw, Microsoft Excel, Public Relations, Contract Negotiation, Customer Service, Facebook, Baseball, Social Media Marketing, Editing, Nonprofits
Education
New England Law Boston 2010 — 2013
JD, Law
Northeastern University 2004 — 2007
BS in Business Administration, Management and Entrepreneurship
University of Phoenix 2008 — 2009
Masters in Business Administration, Management
West Virginia University
Souhegan High School
Ron Browne AARE ATS CES's Smith Barney Experience November 1999 - June 2003
Job CEO at Browne Auction Specialists LLC
Industry Think Tanks
Experience
McGraw Realtors 2013 - Present
Browne Auction Specialists LLC July 1979 - Present
Auto Werks 1996 - 2012
Smith Barney November 1999 - June 2003
Aristocrat Motors January 1994 - April 1996
Skills
Microsoft Office, Negotiation, Microsoft Excel, Real Estate, Business Planning, Business Strategy, Strategic Planning, Aircraft, Appraisals, Auctioneering, Auctions, Automotive Sales..., Aviation Sales, Antiques & Collectables, Automotive Restoration, Classic Cars, Finance, Leasing, Online Auctions, Sales, Sales Management, New Business Development, Contract Negotiation, Operations Management, Business Development, Marketing, Team Building, Management Consulting, Selling, Investments, Investment Properties, Leadership, Investors, Marketing Strategy, Aviation, Marketing Management, Property Auctions, Auction Management, Auctioneers, Real Estate Marketing, Remarketing
Education
Missouri Auction School 1979 — 1979
Auctioneering
Northwest Missouri State University 1974 — 1979
Bachelor's degree, Finance, General
Raytown High School 1971 — 1974
Diploma
Thorpe J Gordon 1962 — 1967
Certificate Jefferson City MO
McGraw Realtors 2013 - Present
Browne Auction Specialists LLC July 1979 - Present
Auto Werks 1996 - 2012
Smith Barney November 1999 - June 2003
Aristocrat Motors January 1994 - April 1996
Skills
Microsoft Office, Negotiation, Microsoft Excel, Real Estate, Business Planning, Business Strategy, Strategic Planning, Aircraft, Appraisals, Auctioneering, Auctions, Automotive Sales..., Aviation Sales, Antiques & Collectables, Automotive Restoration, Classic Cars, Finance, Leasing, Online Auctions, Sales, Sales Management, New Business Development, Contract Negotiation, Operations Management, Business Development, Marketing, Team Building, Management Consulting, Selling, Investments, Investment Properties, Leadership, Investors, Marketing Strategy, Aviation, Marketing Management, Property Auctions, Auction Management, Auctioneers, Real Estate Marketing, Remarketing
Education
Missouri Auction School 1979 — 1979
Auctioneering
Northwest Missouri State University 1974 — 1979
Bachelor's degree, Finance, General
Raytown High School 1971 — 1974
Diploma
Thorpe J Gordon 1962 — 1967
Certificate Jefferson City MO
Melissa Giovagnoli's Smith Barney Experience September 2005 - December 2009
Job Senior Registered Client Associate at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC December 2009 - Present
Smith Barney September 2005 - December 2009
UBS Financial Services July 1986 - July 2005
Skills
Managed Futures
Education
Northwestern University 1988 — 1989
Evening College
University of Missouri-Columbia 1974 — 1976
Social Work
Taylorville Senior High School 1971 — 1974
High School Diploma
Wells Fargo Advisors, LLC December 2009 - Present
Smith Barney September 2005 - December 2009
UBS Financial Services July 1986 - July 2005
Skills
Managed Futures
Education
Northwestern University 1988 — 1989
Evening College
University of Missouri-Columbia 1974 — 1976
Social Work
Taylorville Senior High School 1971 — 1974
High School Diploma
Jamie Wlodyka's Smith Barney Experience April 2002 - May 2007
Job Realtor at Realty Executives Decision
Industry Real Estate
Experience
Realty Executives Decision May 2007 - Present
Smith Barney April 2002 - May 2007
Skills
Sellers, Buyers, Property, REO, Foreclosures, Real Estate, Real Estate Transactions, Residential Homes, Investment Properties, Relocation, Sales, Short Sales, HUD, Negotiation, First Time Home Buyers, Single Family Homes
Education
Otterbein University 1999 — 2003
Bachelor's degree, Finance/Economics, Suma Cum Laude
Realty Executives Decision May 2007 - Present
Smith Barney April 2002 - May 2007
Skills
Sellers, Buyers, Property, REO, Foreclosures, Real Estate, Real Estate Transactions, Residential Homes, Investment Properties, Relocation, Sales, Short Sales, HUD, Negotiation, First Time Home Buyers, Single Family Homes
Education
Otterbein University 1999 — 2003
Bachelor's degree, Finance/Economics, Suma Cum Laude
Derrick Oldensmith Derrick Oldensmith's Smith Barney Experience May 2007 - August 2007
Job Senior Trader & Registered Principal at T3 Trading Group, LLC
Industry Financial Services
Experience
T3 Trading Group, LLC August 2010 - Present
US Karate Academy January 2004 - Present
SecondMarket, Inc. July 2009 - November 2009
SecondMarket, Inc. November 2008 - July 2009
SecondMarket, Inc. July 2008 - November 2008
SecondMarket, Inc. January 2008 - June 2008
Smith Barney May 2007 - August 2007
Skills
Series 24, Series 7, Equities, Trading, Equity Trading, Capital Markets, Leadership, Mentoring, Series 63, Securities, Bloomberg, Hedge Funds, Electronic Trading, Financial Analysis, Technical Analysis, Alternative Investments, Finance, Options, Traders, Proprietary Trading
Education
New York University 2004 — 2008
BA, Economics, Business, Philosophy
Chaminade
T3 Trading Group, LLC August 2010 - Present
US Karate Academy January 2004 - Present
SecondMarket, Inc. July 2009 - November 2009
SecondMarket, Inc. November 2008 - July 2009
SecondMarket, Inc. July 2008 - November 2008
SecondMarket, Inc. January 2008 - June 2008
Smith Barney May 2007 - August 2007
Skills
Series 24, Series 7, Equities, Trading, Equity Trading, Capital Markets, Leadership, Mentoring, Series 63, Securities, Bloomberg, Hedge Funds, Electronic Trading, Financial Analysis, Technical Analysis, Alternative Investments, Finance, Options, Traders, Proprietary Trading
Education
New York University 2004 — 2008
BA, Economics, Business, Philosophy
Chaminade
Wes Sutton Wes Sutton's Smith Barney Experience May 1992 - July 1995
Job President, Medicus Resource Group, Inc.
Industry Hospital & Health Care
Experience
Medicus Resource Group, Inc. May 1996 - Present
Valet Resource Group, Inc. August 2014 - Present
Scottie Pippen Foundation March 1992 - Present
Morgan Keegan August 1995 - April 1996
Smith Barney May 1992 - July 1995
Prudential Bache Securities September 1985 - April 1992
Skills
Hospitals, PowerPoint, Physicians, Pediatrics, Healthcare, Healthcare Information..., Public Speaking, Emergency Medicine, Medicine, Healthcare Management, Clinical Research, Recruiting, Contract Negotiation, Nonprofits, EMR, EHR, Customer Service, Surgery, Team Building, Community Outreach, Strategic Planning, Healthcare Consulting, Public Health, Physician Relations, HIPAA, Medicare, Quality Improvement, Managed Care, Revenue Cycle
Education
Ouachita Baptist University 1981 — 1985
BS, Sociology
Pulaski Academy
Medicus Resource Group, Inc. May 1996 - Present
Valet Resource Group, Inc. August 2014 - Present
Scottie Pippen Foundation March 1992 - Present
Morgan Keegan August 1995 - April 1996
Smith Barney May 1992 - July 1995
Prudential Bache Securities September 1985 - April 1992
Skills
Hospitals, PowerPoint, Physicians, Pediatrics, Healthcare, Healthcare Information..., Public Speaking, Emergency Medicine, Medicine, Healthcare Management, Clinical Research, Recruiting, Contract Negotiation, Nonprofits, EMR, EHR, Customer Service, Surgery, Team Building, Community Outreach, Strategic Planning, Healthcare Consulting, Public Health, Physician Relations, HIPAA, Medicare, Quality Improvement, Managed Care, Revenue Cycle
Education
Ouachita Baptist University 1981 — 1985
BS, Sociology
Pulaski Academy
Erlend Bo's Smith Barney Experience May 1997 - June 1998
Job Managing Director at Angel Oak Capital Advisors, LLC
Industry Investment Management
Experience
Angel Oak Capital Advisors, LLC February 2014 - Present
Trust Company of the West June 1998 - December 2012
Smith Barney May 1997 - June 1998
Prudential Securities 1992 - 1997
Skills
Mutual Funds, Asset Management, Institutional, Series 7, Alternative Investments, Series 24, Series 65, RIA, Brokerage, National Accounts, Sales Management, Salesforce.com, Web Development, Separately Managed..., Foundations, Defined Benefit, Retirement, Asset Managment, Defined Contribution, Marketing Communications, Marketing Strategy, Digital Marketing, Sales Presentations, Risk Management, Negotiation, Asset Allocation, Series 63, Investments, ETFs, Strategy, Business Planning, Hedge Funds, Investment Advisory, Financial Advisory, Equities, Investment Strategies, Investment Management, Fixed Income, Fund Of Funds, Securities, Retirement Planning, Portfolio Management, Bonds, FINRA, Capital Markets, Financial Services, Bloomberg, Emerging Markets, Structured Products, Integrity
Education
University of Surrey 1985 — 1988
B.Eng, Electronic and Electrical Engineering, Honors Degree
UMIST 1984 — 1985
Engineering
Norwegian University of Science and Technology (NTNU) 1984 — 1984
Norwegian Royal Palace Guard 1983 — 1984
Valler High School, Oslo 1980 — 1983
Physical Sciences
Angel Oak Capital Advisors, LLC February 2014 - Present
Trust Company of the West June 1998 - December 2012
Smith Barney May 1997 - June 1998
Prudential Securities 1992 - 1997
Skills
Mutual Funds, Asset Management, Institutional, Series 7, Alternative Investments, Series 24, Series 65, RIA, Brokerage, National Accounts, Sales Management, Salesforce.com, Web Development, Separately Managed..., Foundations, Defined Benefit, Retirement, Asset Managment, Defined Contribution, Marketing Communications, Marketing Strategy, Digital Marketing, Sales Presentations, Risk Management, Negotiation, Asset Allocation, Series 63, Investments, ETFs, Strategy, Business Planning, Hedge Funds, Investment Advisory, Financial Advisory, Equities, Investment Strategies, Investment Management, Fixed Income, Fund Of Funds, Securities, Retirement Planning, Portfolio Management, Bonds, FINRA, Capital Markets, Financial Services, Bloomberg, Emerging Markets, Structured Products, Integrity
Education
University of Surrey 1985 — 1988
B.Eng, Electronic and Electrical Engineering, Honors Degree
UMIST 1984 — 1985
Engineering
Norwegian University of Science and Technology (NTNU) 1984 — 1984
Norwegian Royal Palace Guard 1983 — 1984
Valler High School, Oslo 1980 — 1983
Physical Sciences
Dominic Rocco Dominic Rocco's Smith Barney Experience October 2006 - April 2007
Job Financial & Business Analysis, MBA
Industry Electrical/Electronic Manufacturing
Experience
Eaton June 2014 - Present
Century Federal Credit Union March 2012 - June 2014
Hansa Projekt Qatar September 2009 - November 2011
Hansa Projekt GmbH September 2008 - November 2011
Smith Barney October 2006 - April 2007
Skills
Strategic Planning, Excel, PowerPoint, Word, Analysis, Budgeting, Business Strategy, Economics, Accounting, Forecasting, Microsoft Excel, Financial Analysis, Financial Modeling, Budgets, Project Management, Banking, Finance
Education
DeVos Graduate School of Management, Montreux, Switzerland 2007 — 2008
Masters of Business Administration, Strategic Management
Northwood University-Florida 2003 — 2007
Bachelor of Business Administration, Banking & Finance/Management
Eaton June 2014 - Present
Century Federal Credit Union March 2012 - June 2014
Hansa Projekt Qatar September 2009 - November 2011
Hansa Projekt GmbH September 2008 - November 2011
Smith Barney October 2006 - April 2007
Skills
Strategic Planning, Excel, PowerPoint, Word, Analysis, Budgeting, Business Strategy, Economics, Accounting, Forecasting, Microsoft Excel, Financial Analysis, Financial Modeling, Budgets, Project Management, Banking, Finance
Education
DeVos Graduate School of Management, Montreux, Switzerland 2007 — 2008
Masters of Business Administration, Strategic Management
Northwood University-Florida 2003 — 2007
Bachelor of Business Administration, Banking & Finance/Management
Hillary Britt's Smith Barney Experience June 2007 - December 2007
Job Technical Interface Analyst at Wellcentive
Industry Hospital & Health Care
Experience
Wellcentive May 2014 - Present
CareLogistics (A Jackson Healthcare Company) January 2013 - May 2014
CareLogistics (A Jackson Healthcare Company) April 2012 - January 2013
McKesson February 2011 - April 2012
McKesson March 2010 - February 2011
Inovis January 2009 - March 2010
Smith Barney June 2007 - December 2007
Legacy Design Group June 2006 - December 2006
Skills
Analysis, Customer Service, Databases, Management, Operations Management, Testing, Software Documentation, Process Improvement, Healthcare Information..., Business Analysis, Enterprise Software, Six Sigma
Education
Oglethorpe University 2005 — 2008
Bachelor of Science: Business Administration
University of Mississippi - School of Business Administration 2003 — 2005
University of Guadalajara, Mexico 2003 — 2003
Study Abroad- Spanish Program
Holy Innocents
Wellcentive May 2014 - Present
CareLogistics (A Jackson Healthcare Company) January 2013 - May 2014
CareLogistics (A Jackson Healthcare Company) April 2012 - January 2013
McKesson February 2011 - April 2012
McKesson March 2010 - February 2011
Inovis January 2009 - March 2010
Smith Barney June 2007 - December 2007
Legacy Design Group June 2006 - December 2006
Skills
Analysis, Customer Service, Databases, Management, Operations Management, Testing, Software Documentation, Process Improvement, Healthcare Information..., Business Analysis, Enterprise Software, Six Sigma
Education
Oglethorpe University 2005 — 2008
Bachelor of Science: Business Administration
University of Mississippi - School of Business Administration 2003 — 2005
University of Guadalajara, Mexico 2003 — 2003
Study Abroad- Spanish Program
Holy Innocents
Pamela Mazarr Teska Pamela Mazarr Teska's Smith Barney Experience January 1992 - January 1995
Job Account Executive at RPh on the Go
Industry Staffing and Recruiting
Experience
RPh on the Go September 2011 - Present
American Girl Boutique January 2005 - December 2011
Coldwell Banker January 1998 - January 2005
CNA Insurance Co January 1995 - January 1998
Smith Barney January 1992 - January 1995
Morgan Stanley Smith Barney 1992 - 1995
Communispond January 1990 - January 1992
Carol Knott Interiors January 1986 - January 1990
Education
Northwestern University
Double Major; Business & Psychology
RPh on the Go September 2011 - Present
American Girl Boutique January 2005 - December 2011
Coldwell Banker January 1998 - January 2005
CNA Insurance Co January 1995 - January 1998
Smith Barney January 1992 - January 1995
Morgan Stanley Smith Barney 1992 - 1995
Communispond January 1990 - January 1992
Carol Knott Interiors January 1986 - January 1990
Education
Northwestern University
Double Major; Business & Psychology
Don Rafiean's Smith Barney Experience September 2007 - May 2008
Job Client Service Representative, Watson Wyatt
Industry Management Consulting
Experience
Watson Wyatt August 2008 - Present
Starry Eyed Music June 2008 - Present
Catalina Investment Partners January 2007 - Present
Smith Barney September 2007 - May 2008
Smith Barney May 2007 - September 2007
Merrill Lynch October 2005 - August 2006
Education
University of California, San Diego 2006 — 2009
BA, Economics
Orange Coast College 2004 — 2006
AA, Business
Watson Wyatt August 2008 - Present
Starry Eyed Music June 2008 - Present
Catalina Investment Partners January 2007 - Present
Smith Barney September 2007 - May 2008
Smith Barney May 2007 - September 2007
Merrill Lynch October 2005 - August 2006
Education
University of California, San Diego 2006 — 2009
BA, Economics
Orange Coast College 2004 — 2006
AA, Business
Steve Dellutri's Smith Barney Experience March 1994 - April 1995
Job Chief Technology Officer at CosmoCom, Inc.
Industry Computer Software
Experience
CosmoCom August 1996 - Present
Citicorp Global Information Network May 1995 - July 1996
Smith Barney March 1994 - April 1995
Merrill Lynch April 1993 - March 1994
Comverse Technology December 1991 - April 1993
Chadbourne & Park LLP 1987 - 1991
Skills
VoIP, Cloud Computing, Strategy, Business Process, Telecommunications, Mobile Devices, Management, SaaS, SIP, CRM, Leadership, Entrepreneurship, Managed Services, CTI, Professional Services, Business Development, Networking, IP, Call Center, Object Oriented Design, Sales Management, Unified Communications, Windows, ACD, Contact Centers, Go-to-market Strategy, .NET, TCP/IP, Call Centers, Linux, Sales, Integration, Executive Management, Pre-sales, Product Management, Software Engineering, Design Patterns, Telephony, Architecture, IVR, Project Management, Agile Methodologies, Distributed Systems, Software Development, System Architecture, Multithreading, Enterprise Software, H.323, Unified Messaging, Speech Recognition
Education
New York University - Polytechnic School of Engineering 1994 — 1998
MS
Stony Brook University 1986 — 1991
BE
CosmoCom August 1996 - Present
Citicorp Global Information Network May 1995 - July 1996
Smith Barney March 1994 - April 1995
Merrill Lynch April 1993 - March 1994
Comverse Technology December 1991 - April 1993
Chadbourne & Park LLP 1987 - 1991
Skills
VoIP, Cloud Computing, Strategy, Business Process, Telecommunications, Mobile Devices, Management, SaaS, SIP, CRM, Leadership, Entrepreneurship, Managed Services, CTI, Professional Services, Business Development, Networking, IP, Call Center, Object Oriented Design, Sales Management, Unified Communications, Windows, ACD, Contact Centers, Go-to-market Strategy, .NET, TCP/IP, Call Centers, Linux, Sales, Integration, Executive Management, Pre-sales, Product Management, Software Engineering, Design Patterns, Telephony, Architecture, IVR, Project Management, Agile Methodologies, Distributed Systems, Software Development, System Architecture, Multithreading, Enterprise Software, H.323, Unified Messaging, Speech Recognition
Education
New York University - Polytechnic School of Engineering 1994 — 1998
MS
Stony Brook University 1986 — 1991
BE
Paul Florentino Paul Florentino's Smith Barney Experience January 2004 - May 2007
Job Relationship Manager in Business Banking at JP Morgan Chase
Industry Banking
Experience
JP Morgan Chase May 2009 - Present
Professional Baseball Player May 2007 - May 2008
Smith Barney January 2004 - May 2007
Skills
High aptitude for..., Great Motivator, Great communications..., Determined to Succeed, Public Speaking, Written & Oral..., Finance, Financial Services, Baseball
Education
Northwood University-Florida
Dual Major - Banking Management & Finance Management, Accounting and Finance
JP Morgan Chase May 2009 - Present
Professional Baseball Player May 2007 - May 2008
Smith Barney January 2004 - May 2007
Skills
High aptitude for..., Great Motivator, Great communications..., Determined to Succeed, Public Speaking, Written & Oral..., Finance, Financial Services, Baseball
Education
Northwood University-Florida
Dual Major - Banking Management & Finance Management, Accounting and Finance
Courtney Moore Reich Courtney Moore Reich's Smith Barney Experience May 1999 - January 2003
Job Senior Manager, Annuity Marketing Strategy at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial 2010 - Present
Ameripirse 2008 - 2010
Ameriprise 2007 - 2008
Ameriprise Financial 2006 - 2007
SIRVA Relocation 2004 - 2006
The Voinovich Center August 2003 - April 2004
Smith Barney May 1999 - January 2003
Skills
Financial Analysis
Education
Ohio University 2003 — 2004
MBA, Finance
Ohio University 1999 — 2003
BA, Finance, Managment, International Business, Prelaw
Hawken School 1995 — 1999
The Andrews School 1993 — 1995
Ameriprise Financial 2010 - Present
Ameripirse 2008 - 2010
Ameriprise 2007 - 2008
Ameriprise Financial 2006 - 2007
SIRVA Relocation 2004 - 2006
The Voinovich Center August 2003 - April 2004
Smith Barney May 1999 - January 2003
Skills
Financial Analysis
Education
Ohio University 2003 — 2004
MBA, Finance
Ohio University 1999 — 2003
BA, Finance, Managment, International Business, Prelaw
Hawken School 1995 — 1999
The Andrews School 1993 — 1995
Nancy Sim Nancy Sim's Smith Barney Experience March 2008 - June 2008
Job Institutional Sales at FactSet
Industry Financial Services
Experience
FactSet September 2014 - Present
FactSet July 2013 - August 2014
FactSet Research Systems February 2011 - June 2013
DeMatteo Monness LLC April 2009 - July 2011
Smith Barney March 2008 - June 2008
Skills
Investments, Data Analysis, Valuation, Financial Modeling, Economics, Financial Analysis, Equities, Strategy, Competitive Analysis, Market Research, Analytics, Corporate Finance, Leadership, Management, Finance, Research, Portfolio Management, Forecasting, Emerging Markets, Asset Allocation, Start-ups, Financial Services, Risk Management
Education
Northwestern University 2007 — 2009
B.A., Economics
FactSet September 2014 - Present
FactSet July 2013 - August 2014
FactSet Research Systems February 2011 - June 2013
DeMatteo Monness LLC April 2009 - July 2011
Smith Barney March 2008 - June 2008
Skills
Investments, Data Analysis, Valuation, Financial Modeling, Economics, Financial Analysis, Equities, Strategy, Competitive Analysis, Market Research, Analytics, Corporate Finance, Leadership, Management, Finance, Research, Portfolio Management, Forecasting, Emerging Markets, Asset Allocation, Start-ups, Financial Services, Risk Management
Education
Northwestern University 2007 — 2009
B.A., Economics
Jim Duffie's Smith Barney Experience February 2004 - February 2010
Job
Industry Information Technology and Services
Experience
Cybermedia Marketing 2010 - Present
Smith Barney February 2004 - February 2010
Datacraft Solutions January 2002 - February 2004
MediaSpan February 2000 - February 2003
IBM 1995 - 1999
Skills
Marketing, Management, Marketing Strategy, Email Marketing, Online Advertising, Strategic Planning, SEO, Small Business, Project Planning, Business Strategy, Social Media, Online Marketing, Advertising, Digital Marketing, New Business Development, Social Networking, Project Management, Public Relations, Social Media Marketing, E-commerce, Public Speaking
Education
North Carolina State University 1990 — 1995
Bachelor of Arts, Web Design
University of Utah 1992 — 1993
Bachelor of Arts (B.A.), Design
Cybermedia Marketing 2010 - Present
Smith Barney February 2004 - February 2010
Datacraft Solutions January 2002 - February 2004
MediaSpan February 2000 - February 2003
IBM 1995 - 1999
Skills
Marketing, Management, Marketing Strategy, Email Marketing, Online Advertising, Strategic Planning, SEO, Small Business, Project Planning, Business Strategy, Social Media, Online Marketing, Advertising, Digital Marketing, New Business Development, Social Networking, Project Management, Public Relations, Social Media Marketing, E-commerce, Public Speaking
Education
North Carolina State University 1990 — 1995
Bachelor of Arts, Web Design
University of Utah 1992 — 1993
Bachelor of Arts (B.A.), Design
Tiffaney Cline's Smith Barney Experience April 2000 - March 2003
Job Sr. Sponsored Projects Specialist at Johns Hopkins Bloomberg School of Public Health, Office of Research Administration
Industry Financial Services
Experience
Johns Hopkins Bloomberg School of Public Health April 2012 - Present
Maxim Healthcare Services April 2011 - March 2012
BSC America February 2010 - April 2011
ING April 2008 - September 2008
ITT Educational Services, Inc. January 2006 - February 2007
Integrity Life Insurance November 2003 - November 2005
Smith Barney April 2000 - March 2003
RBC Dain Rauscher January 1999 - February 2000
Securities Compliance Advisors, LLC April 1996 - January 1999
Skills
Customer Service, Compliance Operations, Compliance Procedures, Compliance Support, Research Administration, Operations Coordination, Sponsored Projects, Administrative Work, COEUS, E-Commons, SAP, Microsoft Office, Microsoft Excel, HRIS, Access
Education
University of Central Oklahoma 1991 — 1998
Bachelor of Science (B.S.), Business Administration and Management, General
Oklahoma State University-Oklahoma City 1995 — 1997
Business Administration and Management, General
Johns Hopkins Bloomberg School of Public Health April 2012 - Present
Maxim Healthcare Services April 2011 - March 2012
BSC America February 2010 - April 2011
ING April 2008 - September 2008
ITT Educational Services, Inc. January 2006 - February 2007
Integrity Life Insurance November 2003 - November 2005
Smith Barney April 2000 - March 2003
RBC Dain Rauscher January 1999 - February 2000
Securities Compliance Advisors, LLC April 1996 - January 1999
Skills
Customer Service, Compliance Operations, Compliance Procedures, Compliance Support, Research Administration, Operations Coordination, Sponsored Projects, Administrative Work, COEUS, E-Commons, SAP, Microsoft Office, Microsoft Excel, HRIS, Access
Education
University of Central Oklahoma 1991 — 1998
Bachelor of Science (B.S.), Business Administration and Management, General
Oklahoma State University-Oklahoma City 1995 — 1997
Business Administration and Management, General
Kerry Wills's Smith Barney Experience PresidentWills Capital Management LLCNovember 2010 - Present
Job President Wills Capital Management LLC
Industry Financial Services
Experience
Smith Barney PresidentWills Capital Management LLCNovember 2010 - Present
Education
University of Oklahoma 1978 — 1979
Oklahoma State University
Smith Barney PresidentWills Capital Management LLCNovember 2010 - Present
Education
University of Oklahoma 1978 — 1979
Oklahoma State University
Jerry Pickar's Smith Barney Experience June 2000 - December 2005
Job JPICKAR Wealth Management
Industry Investment Management
Experience
Ice Hockey Goalie Coach & Scout August 2010 - Present
JPICKAR Wealth Management December 2005 - Present
UW-Superior Alumni & Foundation September 2002 - June 2008
Smith Barney June 2000 - December 2005
Seattle Mental Health 1998 - 2002
EVEREN Securities, Inc. 1994 - 2000
Merrill Lynch June 1990 - November 1994
LaBounty Manufacturing January 1989 - June 1990
Skills
Wealth Management, Investment Advisory, Strategic Financial..., Portfolio Management, Asset Managment, Retirement Planning, Estate Planning, Risk Management, Asset Allocation, Insurance, 401k Rollovers, 401k, Financial Planners, IRAs, Strategic Planning, Public Speaking, Leadership, Coaching, Team Leadership, Team Management, Team Building
Education
University of Wisconsin-Superior 1986 — 1989
BA, Marketing & Management
Northern Michigan University 1984 — 1986
General
The College of St. Scholastica 1983 — 1984
General
Duluth East High School 1981 — 1983
Duluth Cathedral High School
Ice Hockey Goalie Coach & Scout August 2010 - Present
JPICKAR Wealth Management December 2005 - Present
UW-Superior Alumni & Foundation September 2002 - June 2008
Smith Barney June 2000 - December 2005
Seattle Mental Health 1998 - 2002
EVEREN Securities, Inc. 1994 - 2000
Merrill Lynch June 1990 - November 1994
LaBounty Manufacturing January 1989 - June 1990
Skills
Wealth Management, Investment Advisory, Strategic Financial..., Portfolio Management, Asset Managment, Retirement Planning, Estate Planning, Risk Management, Asset Allocation, Insurance, 401k Rollovers, 401k, Financial Planners, IRAs, Strategic Planning, Public Speaking, Leadership, Coaching, Team Leadership, Team Management, Team Building
Education
University of Wisconsin-Superior 1986 — 1989
BA, Marketing & Management
Northern Michigan University 1984 — 1986
General
The College of St. Scholastica 1983 — 1984
General
Duluth East High School 1981 — 1983
Duluth Cathedral High School
Robert Lee Hamburger's Smith Barney Experience January 1989 - July 1992
Job Chairman of an Investment Bank and an Author of Thrillers
Industry Investment Banking
Experience
AGI Corporate Finance January 1996 - Present
Lee Roberts, Inc. January 2010 - Present
The Abercorn Group Inc. January 1985 - Present
H&M Partners Limited January 1991 - December 1996
Smith Barney January 1989 - July 1992
Goldman Sachs International Corporation January 1979 - February 1988
Skills
Venture Capital, Private Equity, Entrepreneurship, Start-ups, Investments, Strategic Planning, Fundraising, Corporate Development, Business Strategy, Social Media, Corporate Finance, Public Speaking, Investment Banking, Research, Hotels, Mergers & Acquisitions, Hedge Funds, Asset Management, Management, Due Diligence, Strategy, Valuation, Equities
Education
Notre Dame 1961 — 1970
AB, MA, and PhD, International Studies
St. Ignatius High School 1957 — 1961
Political Science & French, French Scientific
AGI Corporate Finance January 1996 - Present
Lee Roberts, Inc. January 2010 - Present
The Abercorn Group Inc. January 1985 - Present
H&M Partners Limited January 1991 - December 1996
Smith Barney January 1989 - July 1992
Goldman Sachs International Corporation January 1979 - February 1988
Skills
Venture Capital, Private Equity, Entrepreneurship, Start-ups, Investments, Strategic Planning, Fundraising, Corporate Development, Business Strategy, Social Media, Corporate Finance, Public Speaking, Investment Banking, Research, Hotels, Mergers & Acquisitions, Hedge Funds, Asset Management, Management, Due Diligence, Strategy, Valuation, Equities
Education
Notre Dame 1961 — 1970
AB, MA, and PhD, International Studies
St. Ignatius High School 1957 — 1961
Political Science & French, French Scientific
Scott Bois's Smith Barney Experience 1993 - 1996
Job Vice President Sr. Relationship Manager at KeyBank Real Estate Capital
Industry Commercial Real Estate
Experience
KeyBank Real Estate Capital September 2013 - Present
Wells Fargo Bank 2003 - September 2013
Precept Corporation 2000 - 2003
Normura Asset Capital / Capital America 1996 - 2000
Smith Barney 1993 - 1996
Skills
CMBS, Real Estate Economics, Loans, Investment Properties, Commercial Mortgages, Investments, Commercial Real Estate, Underwriting, Mortgage Lending, Finance, Securitization, Financial Structuring, Loan Origination, Asset Management, Real Estate Financing, Structured Finance, Portfolio Management, Commercial Lending, Brokerage, Credit Analysis, Valuation, Mortgage Banking, Credit, Disposition
Education
Northeastern University 1985 — 1989
BA, Finance
KeyBank Real Estate Capital September 2013 - Present
Wells Fargo Bank 2003 - September 2013
Precept Corporation 2000 - 2003
Normura Asset Capital / Capital America 1996 - 2000
Smith Barney 1993 - 1996
Skills
CMBS, Real Estate Economics, Loans, Investment Properties, Commercial Mortgages, Investments, Commercial Real Estate, Underwriting, Mortgage Lending, Finance, Securitization, Financial Structuring, Loan Origination, Asset Management, Real Estate Financing, Structured Finance, Portfolio Management, Commercial Lending, Brokerage, Credit Analysis, Valuation, Mortgage Banking, Credit, Disposition
Education
Northeastern University 1985 — 1989
BA, Finance
Matt Thompson, CIMA's Smith Barney Experience August 2004 - Present
Job Second Vice President at Smith Barney
Industry Financial Services
Experience
Smith Barney August 2004 - Present
Smith Barney May 2000 - August 2004
Education
Occidental College 1993 — 1997
Advanced Bachelors, Economics, Geology
Smith Barney August 2004 - Present
Smith Barney May 2000 - August 2004
Education
Occidental College 1993 — 1997
Advanced Bachelors, Economics, Geology
Brian Olson's Smith Barney Experience January 1995 - September 1997
Job Director, Oncology Pipeline Marketing at Boehringer Ingelheim
Industry Pharmaceuticals
Experience
Boehringer Ingelheim December 2014 - Present
Boehringer Ingelheim March 2009 - December 2014
Eli Lilly and Company January 2002 - March 2009
Dell May 2000 - August 2000
Activated, Inc. / Javalobby April 1999 - August 1999
BDO Consulting September 1997 - April 1999
Smith Barney January 1995 - September 1997
Hull Trading July 1993 - December 1994
Education
University of Michigan - Stephen M. Ross School of Business 1999 — 2001
Northwestern University 1990 — 1993
BA, Economics, International Studies, History
Universidad de Sevilla 1991 — 1992
Economics, History
Wilton High School
Boehringer Ingelheim December 2014 - Present
Boehringer Ingelheim March 2009 - December 2014
Eli Lilly and Company January 2002 - March 2009
Dell May 2000 - August 2000
Activated, Inc. / Javalobby April 1999 - August 1999
BDO Consulting September 1997 - April 1999
Smith Barney January 1995 - September 1997
Hull Trading July 1993 - December 1994
Education
University of Michigan - Stephen M. Ross School of Business 1999 — 2001
Northwestern University 1990 — 1993
BA, Economics, International Studies, History
Universidad de Sevilla 1991 — 1992
Economics, History
Wilton High School
Andrew Mostello's Smith Barney Experience March 2006 - June 2006
Job CTO
Industry Computer Software
Experience
ExpertekMobile September 2014 - Present
Expertek Systems, Inc. February 2012 - September 2014
Raymond James Financial Inc. July 2011 - February 2012
Raymond James Financial Inc. September 2009 - June 2011
Raymond James Financial Inc. July 2007 - September 2009
Agilent Technologies June 2006 - September 2006
Smith Barney March 2006 - June 2006
HH Brown June 2004 - September 2004
Expertek Systems June 2000 - June 2003
Skills
Financial Modeling, Investment Banking, Valuation, Analytics, Bloomberg, Due Diligence, Corporate Finance, Venture Capital, Corporate Development, Capital Markets, Equities, Financial Analysis, Engineering
Education
Northwestern University 2003 — 2007
BS, Electrical Engineering
Tsinghua University 2005 — 2005
Study Abroad, Mandarin, Economics and Legal History
ExpertekMobile September 2014 - Present
Expertek Systems, Inc. February 2012 - September 2014
Raymond James Financial Inc. July 2011 - February 2012
Raymond James Financial Inc. September 2009 - June 2011
Raymond James Financial Inc. July 2007 - September 2009
Agilent Technologies June 2006 - September 2006
Smith Barney March 2006 - June 2006
HH Brown June 2004 - September 2004
Expertek Systems June 2000 - June 2003
Skills
Financial Modeling, Investment Banking, Valuation, Analytics, Bloomberg, Due Diligence, Corporate Finance, Venture Capital, Corporate Development, Capital Markets, Equities, Financial Analysis, Engineering
Education
Northwestern University 2003 — 2007
BS, Electrical Engineering
Tsinghua University 2005 — 2005
Study Abroad, Mandarin, Economics and Legal History
Jessica Chu's Smith Barney Experience June 2007 - September 2007
Job Vice President, Hedge Fund Investor Relations at Northern Trust
Industry Financial Services
Experience
Northern Trust June 2012 - Present
J.P. Morgan June 2009 - May 2012
J.P. Morgan June 2008 - September 2008
Smith Barney June 2007 - September 2007
Skills
Hedge Funds, Portfolio Management, Fixed Income, Stata, Alternative Investments, Valuation, Investor Relations, Retirement Planning, Investment Banking, Bloomberg, Investments, Analytics, Financial Analysis, Wealth Management, Equities, Financial Modeling, Finance, Asset Management, Series 7, Capital Markets
Education
Northwestern University 2005 — 2009
Bachelor of Arts (BA), International Studies and English Literature
The Hotchkiss School
Northern Trust June 2012 - Present
J.P. Morgan June 2009 - May 2012
J.P. Morgan June 2008 - September 2008
Smith Barney June 2007 - September 2007
Skills
Hedge Funds, Portfolio Management, Fixed Income, Stata, Alternative Investments, Valuation, Investor Relations, Retirement Planning, Investment Banking, Bloomberg, Investments, Analytics, Financial Analysis, Wealth Management, Equities, Financial Modeling, Finance, Asset Management, Series 7, Capital Markets
Education
Northwestern University 2005 — 2009
Bachelor of Arts (BA), International Studies and English Literature
The Hotchkiss School
Josh Dencausse's Smith Barney Experience March 2007 - August 2009
Job Corporate Controller at Providence
Industry Environmental Services
Experience
Providence March 2014 - Present
Providence June 2013 - March 2014
Faulk & Winkler, LLC September 2009 - June 2013
Smith Barney March 2007 - August 2009
Wells Fargo 2003 - 2007
Skills
Auditing, Financial Planning, Non-profits, Tax, Retirement Planning, Financial Analysis, Investments, Asset Management, Accounting, Financial Reporting, Banking, Wealth Management, Income Tax, Strategic Financial..., GAAP, Finance, CPA, General Ledger, Internal Controls, QuickBooks, Financial Statements, Fixed Assets, US GAAP, Tax Research, Tax Preparation, Financial Accounting, Corporate Tax, Accounts Payable, ProSystem fx Tax, Tax Accounting, Nonprofits, Financial Audits, Accounts Receivable
Education
Northwestern State University 1998 — 2003
Accounting
Providence March 2014 - Present
Providence June 2013 - March 2014
Faulk & Winkler, LLC September 2009 - June 2013
Smith Barney March 2007 - August 2009
Wells Fargo 2003 - 2007
Skills
Auditing, Financial Planning, Non-profits, Tax, Retirement Planning, Financial Analysis, Investments, Asset Management, Accounting, Financial Reporting, Banking, Wealth Management, Income Tax, Strategic Financial..., GAAP, Finance, CPA, General Ledger, Internal Controls, QuickBooks, Financial Statements, Fixed Assets, US GAAP, Tax Research, Tax Preparation, Financial Accounting, Corporate Tax, Accounts Payable, ProSystem fx Tax, Tax Accounting, Nonprofits, Financial Audits, Accounts Receivable
Education
Northwestern State University 1998 — 2003
Accounting
Travis Moss's Smith Barney Experience June 2006 - February 2009
Job Financial Advisor
Industry Financial Services
Experience
JP Morgan Securities March 2009 - Present
Smith Barney June 2006 - February 2009
Banc of America Securities, LLC 1998 - 2007
Bank of America 1998 - 2007
Skills
Series 7, Portfolio Management, Financial Modeling, Equities, Financial Analysis, Credit Analysis, Valuation, Investments, Corporate Finance, Asset Managment, Due Diligence, Mergers, Series 63, Strategic Financial..., Financial Reporting, Insurance, Leveraged Finance, Capital Markets, Investment Banking, Accounting, Alternative Investments, Asset Allocation, Asset Management, Finance
Education
Oklahoma State University 1994 — 1998
Bachelor of Science (BS), Finance, International Business & Commercial Bank Management
JP Morgan Securities March 2009 - Present
Smith Barney June 2006 - February 2009
Banc of America Securities, LLC 1998 - 2007
Bank of America 1998 - 2007
Skills
Series 7, Portfolio Management, Financial Modeling, Equities, Financial Analysis, Credit Analysis, Valuation, Investments, Corporate Finance, Asset Managment, Due Diligence, Mergers, Series 63, Strategic Financial..., Financial Reporting, Insurance, Leveraged Finance, Capital Markets, Investment Banking, Accounting, Alternative Investments, Asset Allocation, Asset Management, Finance
Education
Oklahoma State University 1994 — 1998
Bachelor of Science (BS), Finance, International Business & Commercial Bank Management
Aaron McCracken's Smith Barney Experience 2004 - 2004
Job Margin Manager at OptionsHouse
Industry Financial Services
Experience
OptionsHouse January 2015 - Present
tradeMONSTER July 2008 - Present
E*TRADE Financial February 2005 - June 2008
Harrisdirect, LLC February 2005 - January 2006
Smith Barney 2004 - 2004
Skills
Margin, Operations, Options, Risk Management, Series 24, Series 7, Series 66, Bloomberg, Brokerage, FINRA, Trading, Investments, Securities, Equities, Risk, Derivatives, Mutual Funds, Financial Markets, Capital Markets, Customer Relations, Retirement Planning, Stocks, Electronic Trading, Equity Derivatives, Back Office, Financial Risk
Education
Northwestern University 2000 — 2004
B.S. In Education and Social Policy, Learning and Organizational Change
Naperville Central High School 1996 — 2000
OptionsHouse January 2015 - Present
tradeMONSTER July 2008 - Present
E*TRADE Financial February 2005 - June 2008
Harrisdirect, LLC February 2005 - January 2006
Smith Barney 2004 - 2004
Skills
Margin, Operations, Options, Risk Management, Series 24, Series 7, Series 66, Bloomberg, Brokerage, FINRA, Trading, Investments, Securities, Equities, Risk, Derivatives, Mutual Funds, Financial Markets, Capital Markets, Customer Relations, Retirement Planning, Stocks, Electronic Trading, Equity Derivatives, Back Office, Financial Risk
Education
Northwestern University 2000 — 2004
B.S. In Education and Social Policy, Learning and Organizational Change
Naperville Central High School 1996 — 2000
Brenda Neal's Smith Barney Experience
Job sr. vice president, wealth management at smith barney
Industry Financial Services
Experience
smith barney
Skills
Series 7, Asset Allocation, Wealth Management, Series 63, Retirement Planning
Education
Oklahoma State University 1962 — 1965
smith barney
Skills
Series 7, Asset Allocation, Wealth Management, Series 63, Retirement Planning
Education
Oklahoma State University 1962 — 1965
Patrick L. Christ, CPA's Smith Barney Experience June 2005 - March 2006
Job Staff Accountant at Slupik & Associates, Ltd.
Industry Accounting
Experience
Slupik & Associates, Ltd. August 2008 - Present
CNA Financial Corporation June 2007 - July 2008
Slupik & Associates, Ltd. June 2006 - June 2007
Smith Barney June 2005 - March 2006
Education
North Central College 2003 — 2007
B.S., Accounting
Slupik & Associates, Ltd. August 2008 - Present
CNA Financial Corporation June 2007 - July 2008
Slupik & Associates, Ltd. June 2006 - June 2007
Smith Barney June 2005 - March 2006
Education
North Central College 2003 — 2007
B.S., Accounting
Lorenz, John's Smith Barney Experience Financial AdvisorMorgan Stanley Smith Barney1986 - Present
Job Branch Manager/Fin Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney Financial AdvisorMorgan Stanley Smith Barney1986 - Present
Education
Oregon State University 1977 — 1982
Smith Barney Financial AdvisorMorgan Stanley Smith Barney1986 - Present
Education
Oregon State University 1977 — 1982
Steve Ringquist, CFP®'s Smith Barney Experience December 1998 - April 2012
Job Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James April 2012 - Present
Smith Barney December 1998 - April 2012
Skills
Series 7, Wealth Management, Retirement Planning, Asset Allocation, Investment Advisory, Mutual Funds, Strategic Financial..., Series 63, Investments, Alternative Investments, Portfolio Management, Retirement
Education
Oregon State University 1981 — 1986
Finance & International Business
Raymond James April 2012 - Present
Smith Barney December 1998 - April 2012
Skills
Series 7, Wealth Management, Retirement Planning, Asset Allocation, Investment Advisory, Mutual Funds, Strategic Financial..., Series 63, Investments, Alternative Investments, Portfolio Management, Retirement
Education
Oregon State University 1981 — 1986
Finance & International Business
Debra Staton's Smith Barney Experience July 1977 - September 2010
Job First Vice PresidentInvestments
Industry Financial Services
Experience
Merrill Lynch September 2010 - Present
Smith Barney July 1977 - September 2010
Education
Ohio University 1972 — 1976
Merrill Lynch September 2010 - Present
Smith Barney July 1977 - September 2010
Education
Ohio University 1972 — 1976
Robert Fedder's Smith Barney Experience 1986 - 1993
Job Vice President at Morgan Stanley Operational Risk Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management September 2013 - Present
Citibank January 2004 - May 2013
JPMorgan Chase 1994 - 2003
Smith Barney 1986 - 1993
Skills
SDLC, Team Leadership, Production Support, PMP, Program Management, Risk Management, Trading Systems, Disaster Recovery, Electronic Trading, Business Continuity, Requirements Gathering, New Business Development, Vendor Management, Banking, Financial Services, PMO, Process Improvement, Strategic Planning, Business Analysis, Data Modeling, Fixed Income, IT Strategy, Financial Statements, Management, Business Requirements, Cross-functional Team..., Software Project...
Education
NYU
Certificate in Computer Programming
Queens College
Morgan Stanley Wealth Management September 2013 - Present
Citibank January 2004 - May 2013
JPMorgan Chase 1994 - 2003
Smith Barney 1986 - 1993
Skills
SDLC, Team Leadership, Production Support, PMP, Program Management, Risk Management, Trading Systems, Disaster Recovery, Electronic Trading, Business Continuity, Requirements Gathering, New Business Development, Vendor Management, Banking, Financial Services, PMO, Process Improvement, Strategic Planning, Business Analysis, Data Modeling, Fixed Income, IT Strategy, Financial Statements, Management, Business Requirements, Cross-functional Team..., Software Project...
Education
NYU
Certificate in Computer Programming
Queens College
Brad Phillips's Smith Barney Experience April 2009 - August 2009
Job Associate at LaSalle Capital
Industry Financial Services
Experience
LaSalle Capital July 2012 - Present
William Blair & Company June 2010 - June 2012
Northwestern University June 2006 - March 2010
Smith Barney April 2009 - August 2009
TC Boost June 2008 - August 2008
Education
The University of Chicago Booth School of Business 2014 — 2017
Master of Business Administration (MBA)
Northwestern University 2006 — 2010
BA, Psychology, Business Institutions Program
LaSalle Capital July 2012 - Present
William Blair & Company June 2010 - June 2012
Northwestern University June 2006 - March 2010
Smith Barney April 2009 - August 2009
TC Boost June 2008 - August 2008
Education
The University of Chicago Booth School of Business 2014 — 2017
Master of Business Administration (MBA)
Northwestern University 2006 — 2010
BA, Psychology, Business Institutions Program
Lauren Isom's Smith Barney Experience June 2005 - September 2005
Job Retail Buying Professional
Industry Apparel & Fashion
Experience
Macy's February 2015 - Present
Macy's April 2013 - January 2015
Macy's October 2011 - April 2013
Macy's February 2010 - September 2011
Catherine Malandrino February 2009 - April 2009
Smith Barney June 2005 - September 2005
Education
Northwestern University 2004 — 2008
Bachelor of Science, Learning & Organizational Change
Macy's February 2015 - Present
Macy's April 2013 - January 2015
Macy's October 2011 - April 2013
Macy's February 2010 - September 2011
Catherine Malandrino February 2009 - April 2009
Smith Barney June 2005 - September 2005
Education
Northwestern University 2004 — 2008
Bachelor of Science, Learning & Organizational Change
Kelli B. Peele's Smith Barney Experience September 1994 - October 1995
Job Private Client Group Senior Relationship Manager at PNC
Industry Banking
Experience
PNC February 2013 - Present
Bank of America January 2012 - February 2013
SunTrust Bank January 1999 - December 2011
National Bank of Commerce/CCB October 1995 - December 2004
Smith Barney September 1994 - October 1995
State Employee's Credit Union May 1991 - September 1994
Skills
Leadership, Business Development, Management, Team Building, Coaching, Small Business, Training, Branch Management, Marketing Strategy, Networking, Team Leadership, Recruiting, Interviews, Process Improvement, Time Management
Education
North Carolina State University 1989 — 1993
BA, Business Administration
PNC February 2013 - Present
Bank of America January 2012 - February 2013
SunTrust Bank January 1999 - December 2011
National Bank of Commerce/CCB October 1995 - December 2004
Smith Barney September 1994 - October 1995
State Employee's Credit Union May 1991 - September 1994
Skills
Leadership, Business Development, Management, Team Building, Coaching, Small Business, Training, Branch Management, Marketing Strategy, Networking, Team Leadership, Recruiting, Interviews, Process Improvement, Time Management
Education
North Carolina State University 1989 — 1993
BA, Business Administration
Stuart Schwam, MS MgtBA OBOD's Smith Barney Experience 1995 - 1999
Job IT Specializing in Security and Social Media, Images
Industry Information Technology and Services
Experience
Leave the Light On Foundation August 2011 - Present
Elite September 2008 - Present
IMS HealthIT Consulting March 1985 - Present
White Plains Hospital Center 2008 - May 2012
White Plains Hospital Center 2009 - 2010
NYU-Poly 2006 - 2010
Informatica March 2007 - August 2008
Sikorsky Aircraft/UTC March 1998 - March 2007
Smith Barney 1995 - 1999
Smith Barney 1995 - 1999
Skills
EHR, EMR, Team Building, Integration, Networking, Healthcare, Healthcare Information..., Cloud Computing, IT Strategy, Strategy, Leadership, Consulting, Troubleshooting, Software Documentation, Program Management, Vendor Management, Training, Public Relations, Project Planning, Process Improvement, Information Technology, Change Management, Analysis, SQL, System Administration, Budgets, Team Leadership, Human Resources, Data Analysis, Unix, Strategic Planning, Policy, Analytics, Visio, Project Management, Security, Business Process, Oracle, Business Development
Education
Polytechnic University 1978 — 1982
MS Mgt & BA, IT - OB/OD Org Beh/Org Dev
University of Vermont 1963 — 1970
BA Psyc/Econ, Psyc, Ecomonics
Strayer University
Westchester Community College
Leave the Light On Foundation August 2011 - Present
Elite September 2008 - Present
IMS HealthIT Consulting March 1985 - Present
White Plains Hospital Center 2008 - May 2012
White Plains Hospital Center 2009 - 2010
NYU-Poly 2006 - 2010
Informatica March 2007 - August 2008
Sikorsky Aircraft/UTC March 1998 - March 2007
Smith Barney 1995 - 1999
Smith Barney 1995 - 1999
Skills
EHR, EMR, Team Building, Integration, Networking, Healthcare, Healthcare Information..., Cloud Computing, IT Strategy, Strategy, Leadership, Consulting, Troubleshooting, Software Documentation, Program Management, Vendor Management, Training, Public Relations, Project Planning, Process Improvement, Information Technology, Change Management, Analysis, SQL, System Administration, Budgets, Team Leadership, Human Resources, Data Analysis, Unix, Strategic Planning, Policy, Analytics, Visio, Project Management, Security, Business Process, Oracle, Business Development
Education
Polytechnic University 1978 — 1982
MS Mgt & BA, IT - OB/OD Org Beh/Org Dev
University of Vermont 1963 — 1970
BA Psyc/Econ, Psyc, Ecomonics
Strayer University
Westchester Community College
Al Hammond's Smith Barney Experience May 2009 - Present
Job Institutional Consulting Director at Smith Barney
Industry Financial Services
Experience
Smith Barney May 2009 - Present
UBS Financial Services 1991 - Present
Merrill Lynch April 1991 - April 1996
Education
Northeastern University 1984 — 1989
B.S, Finance
Smith Barney May 2009 - Present
UBS Financial Services 1991 - Present
Merrill Lynch April 1991 - April 1996
Education
Northeastern University 1984 — 1989
B.S, Finance
Kenneth Alan Gass's Smith Barney Experience September 2003 - February 2009
Job Vice President at Wunderlich Securities. Inc.
Industry Financial Services
Experience
Wunderlich Securities, Inc. March 2009 - Present
Smith Barney September 2003 - February 2009
Quick & Reilly November 2002 - September 2004
Morgan Stanley May 1999 - November 2002
ACI-Carron October 1997 - May 1999
Education
Northwestern University - Kellogg School of Management 1986 — 1991
MBA, Marketing & Accounting
University of Wisconsin-Madison 1969 — 1972
BA, Political Science
Wunderlich Securities, Inc. March 2009 - Present
Smith Barney September 2003 - February 2009
Quick & Reilly November 2002 - September 2004
Morgan Stanley May 1999 - November 2002
ACI-Carron October 1997 - May 1999
Education
Northwestern University - Kellogg School of Management 1986 — 1991
MBA, Marketing & Accounting
University of Wisconsin-Madison 1969 — 1972
BA, Political Science
Esfandiar Zartoshty's Smith Barney Experience January 1990 - January 2003
Job Chief Investment Officer at MediaHub.me
Industry Media Production
Experience
MediaHub January 2015 - Present
Vector Wealth Management January 2009 - December 2014
Smith Barney January 1990 - January 2003
Skills
Retirement Planning, Fixed Annuities, Investments, Estate Planning, Wealth Management, Employee Stock Options, Options Strategies, Multi-generational..., Intergenerational..., Wealth Accumulation, Wealth Management..., Wealth Preservation..., Employee Benefits, Risk Management, Mutual Funds, Investment Advisory, Business Strategy, Customer Service, Entrepreneurship, Finance, Leadership, Management, Marketing, Retirement, Sales, Series 7, Start-ups, Strategic Financial..., Financial Planning, Strategic Planning
Education
Northeastern University
Bachelor of Science (BS)
MediaHub January 2015 - Present
Vector Wealth Management January 2009 - December 2014
Smith Barney January 1990 - January 2003
Skills
Retirement Planning, Fixed Annuities, Investments, Estate Planning, Wealth Management, Employee Stock Options, Options Strategies, Multi-generational..., Intergenerational..., Wealth Accumulation, Wealth Management..., Wealth Preservation..., Employee Benefits, Risk Management, Mutual Funds, Investment Advisory, Business Strategy, Customer Service, Entrepreneurship, Finance, Leadership, Management, Marketing, Retirement, Sales, Series 7, Start-ups, Strategic Financial..., Financial Planning, Strategic Planning
Education
Northeastern University
Bachelor of Science (BS)
Andrew Merickel's Smith Barney Experience June 2002 - November 2002
Job Senior Manager at Deloitte Financial Advisory Services LLP
Industry Financial Services
Experience
Deloitte Financial Advisory Services LLP August 2014 - Present
Deloitte Financial Advisory Services LLP August 2010 - July 2014
Deloitte Financial Advisory Services LLP November 2008 - July 2010
Deloitte September 2005 - June 2007
Deloitte April 2003 - August 2005
Smith Barney June 2002 - November 2002
Skills
Economics, Data Mining, SAS, Financial Modeling, Financial Analysis, Valuation, Econometrics, Stata, Data Analysis, Analytics, Risk Management, Business Valuation, Quantitative Analytics, Capital Markets, Statistical Modeling, Data Science, Predictive Analytics
Education
The Johns Hopkins University 2007 — 2009
MA, Economics
Northwestern University 1999 — 2003
BA, Economics
The London School of Economics and Political Science (LSE) 2001 — 2002
General Course, Economics and Economic History
Deloitte Financial Advisory Services LLP August 2014 - Present
Deloitte Financial Advisory Services LLP August 2010 - July 2014
Deloitte Financial Advisory Services LLP November 2008 - July 2010
Deloitte September 2005 - June 2007
Deloitte April 2003 - August 2005
Smith Barney June 2002 - November 2002
Skills
Economics, Data Mining, SAS, Financial Modeling, Financial Analysis, Valuation, Econometrics, Stata, Data Analysis, Analytics, Risk Management, Business Valuation, Quantitative Analytics, Capital Markets, Statistical Modeling, Data Science, Predictive Analytics
Education
The Johns Hopkins University 2007 — 2009
MA, Economics
Northwestern University 1999 — 2003
BA, Economics
The London School of Economics and Political Science (LSE) 2001 — 2002
General Course, Economics and Economic History
Tzveti Rainer's Smith Barney Experience February 1995 - February 1996
Job Manager of CPG/Retail Industry Support at Datalliance
Industry Logistics and Supply Chain
Experience
Datalliance March 2002 - Present
GBC-Bulgaria March 2000 - November 2001
International Paper August 1998 - September 1999
International Paper April 1997 - August 1998
Northern Kentucky University May 1995 - April 1997
Smith Barney February 1995 - February 1996
Skills
Process Improvement, Change Management, Business Analysis, ITIL, Vendor Management, Cross-functional Team..., SaaS, Troubleshooting, Customer Service, Sales, Databases, Supply Chain Management
Education
Northern Kentucky University 1995 — 1997
MBA, Information Systems
Northern Kentucky University 1993 — 1995
BS, Marketing
University of National and World Economy 1990 — 1993
Corporation Management
Datalliance March 2002 - Present
GBC-Bulgaria March 2000 - November 2001
International Paper August 1998 - September 1999
International Paper April 1997 - August 1998
Northern Kentucky University May 1995 - April 1997
Smith Barney February 1995 - February 1996
Skills
Process Improvement, Change Management, Business Analysis, ITIL, Vendor Management, Cross-functional Team..., SaaS, Troubleshooting, Customer Service, Sales, Databases, Supply Chain Management
Education
Northern Kentucky University 1995 — 1997
MBA, Information Systems
Northern Kentucky University 1993 — 1995
BS, Marketing
University of National and World Economy 1990 — 1993
Corporation Management
Oleh Dutkewych's Smith Barney Experience 2001 - 2007
Job Assistant Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley 2007 - Present
Smith Barney 2001 - 2007
Merrill Lynch 1993 - 2001
Education
Norwich University 1985 — 1989
Morgan Stanley 2007 - Present
Smith Barney 2001 - 2007
Merrill Lynch 1993 - 2001
Education
Norwich University 1985 — 1989
Al Clemens's Smith Barney Experience August 1986 - October 2008
Job Senior Portfolio Manager at UBS Finanacial Services
Industry Financial Services
Experience
UBS Financial Services October 2008 - Present
Smith Barney August 1986 - October 2008
Education
Northeastern University
UBS Financial Services October 2008 - Present
Smith Barney August 1986 - October 2008
Education
Northeastern University
Adam Hahn's Smith Barney Experience January 2009 - April 2009
Job Hahn Ace Hardware
Industry Retail
Experience
Hahn Ace Hardware August 2013 - Present
Target July 2012 - July 2013
Target December 2011 - June 2012
Target Corporation August 2010 - December 2011
Smith Barney January 2009 - April 2009
John Hancock Life Insurance Company (U.S.A.) June 2008 - August 2008
Education
Northwestern University 2009 — 2010
Master of Arts, Sports Administration
Northwestern University 2005 — 2009
Bachelor of Arts, Economics
Hahn Ace Hardware August 2013 - Present
Target July 2012 - July 2013
Target December 2011 - June 2012
Target Corporation August 2010 - December 2011
Smith Barney January 2009 - April 2009
John Hancock Life Insurance Company (U.S.A.) June 2008 - August 2008
Education
Northwestern University 2009 — 2010
Master of Arts, Sports Administration
Northwestern University 2005 — 2009
Bachelor of Arts, Economics
Svetlana (Dvinyaninova) Nagirner, CFA's Smith Barney Experience September 2002 - August 2003
Job Cross Asset Marketing Vice President at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase January 2013 - Present
JPMorgan Chase March 2010 - January 2013
JPMorgan Chase April 2009 - March 2010
JPMorgan Chase July 2007 - November 2008
JPMorgan Chase December 2006 - July 2007
UBS Wealth Management February 2006 - May 2006
Park Avenue Financial Advisors 2005 - 2006
BNP Paribas June 2004 - January 2005
Morgan Stanley Investment Management 2005 - 2005
Smith Barney September 2002 - August 2003
Skills
Fixed Income, Derivatives, Structured Products, Equity Derivatives
Education
New York University 2003 — 2007
B.S., Finance
JPMorgan Chase January 2013 - Present
JPMorgan Chase March 2010 - January 2013
JPMorgan Chase April 2009 - March 2010
JPMorgan Chase July 2007 - November 2008
JPMorgan Chase December 2006 - July 2007
UBS Wealth Management February 2006 - May 2006
Park Avenue Financial Advisors 2005 - 2006
BNP Paribas June 2004 - January 2005
Morgan Stanley Investment Management 2005 - 2005
Smith Barney September 2002 - August 2003
Skills
Fixed Income, Derivatives, Structured Products, Equity Derivatives
Education
New York University 2003 — 2007
B.S., Finance
Bibek Ghosh's Smith Barney Experience May 1995 - December 1995
Job Director at Deutsche Bank Securities
Industry Financial Services
Experience
Deutsche Bank February 2012 - Present
Deutsche Bank April 2005 - February 2012
Deutsche Bank September 2004 - June 2005
Deutsche Bank April 1997 - September 2004
Credit Suisse January 1996 - April 1997
Smith Barney May 1995 - December 1995
Fleet Securities June 1992 - May 1995
Skills
Low Latency, Series 7, Trading Systems, Market Data, Electronic Trading, Options, Series 63, Derivatives, Equities, Securities, Equity Derivatives, FINRA, Prime Brokerage, Investment Banking, Fixed Income
Education
Pace University 1998 — 2000
Masters, Computer Science
University of Connecticut 1988 — 1992
Bachelors, Economics
Deutsche Bank February 2012 - Present
Deutsche Bank April 2005 - February 2012
Deutsche Bank September 2004 - June 2005
Deutsche Bank April 1997 - September 2004
Credit Suisse January 1996 - April 1997
Smith Barney May 1995 - December 1995
Fleet Securities June 1992 - May 1995
Skills
Low Latency, Series 7, Trading Systems, Market Data, Electronic Trading, Options, Series 63, Derivatives, Equities, Securities, Equity Derivatives, FINRA, Prime Brokerage, Investment Banking, Fixed Income
Education
Pace University 1998 — 2000
Masters, Computer Science
University of Connecticut 1988 — 1992
Bachelors, Economics
Steve Stroker's Smith Barney Experience March 2001 - October 2008
Job Regional Director at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. May 2013 - Present
MorganStanleySmithBarney 2009 - 2011
Smith Barney March 2001 - October 2008
EF Hutton April 1983 - November 1989
Skills
Series 63, Series 7, Alternative Investments, Wealth Management, Retirement Planning, FINRA, Wealth Management..., Mutual Funds, Asset Allocation, Investments, Investment Advisory, Investment Strategies, Series 65, Series 24, Securities, Financial Advisory, ETFs, Uniform Combined State..., Asset Management, Investment Management, Equities, Strategic Financial..., Portfolio Management, 401k, Financial Services, Estate Planning, Retirement
Education
Northwestern University - Kellogg School of Management 1983 — 1986
Masters, Business
University of Illinois at Urbana-Champaign - College of Business 1977 — 1981
BS, Finance, Economics
Guildford High School 1974 — 1977
Rockford Guilford 1974 — 1977
High School
Robert W. Baird & Co. May 2013 - Present
MorganStanleySmithBarney 2009 - 2011
Smith Barney March 2001 - October 2008
EF Hutton April 1983 - November 1989
Skills
Series 63, Series 7, Alternative Investments, Wealth Management, Retirement Planning, FINRA, Wealth Management..., Mutual Funds, Asset Allocation, Investments, Investment Advisory, Investment Strategies, Series 65, Series 24, Securities, Financial Advisory, ETFs, Uniform Combined State..., Asset Management, Investment Management, Equities, Strategic Financial..., Portfolio Management, 401k, Financial Services, Estate Planning, Retirement
Education
Northwestern University - Kellogg School of Management 1983 — 1986
Masters, Business
University of Illinois at Urbana-Champaign - College of Business 1977 — 1981
BS, Finance, Economics
Guildford High School 1974 — 1977
Rockford Guilford 1974 — 1977
High School
Stacy Sizemore's Smith Barney Experience April 1999 - May 2007
Job Associate Vice President, Compliance Officer at D. A. Davidson & Co.
Industry Financial Services
Experience
D. A. Davidson & Co. October 2007 - Present
Smith Barney April 1999 - May 2007
Skills
Complaince, Series 65, Equity Capital Markets, Series 7, Series 63, Series 24, Series 9, Series 10, Series 79
Education
Oregon State University 1986 — 1990
BS, Sociology, Journalism
D. A. Davidson & Co. October 2007 - Present
Smith Barney April 1999 - May 2007
Skills
Complaince, Series 65, Equity Capital Markets, Series 7, Series 63, Series 24, Series 9, Series 10, Series 79
Education
Oregon State University 1986 — 1990
BS, Sociology, Journalism
Wei-Chin Shin's Smith Barney Experience December 2004 - Present
Job Technical Specilist at Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney 2009 - Present
Smith Barney December 2004 - Present
Morgan Stanley Smith Barney 2005 - 2012
Skills
Data Analysis, SDLC, Software Project...
Education
New York University - Polytechnic School of Engineering 1997 — 1999
Master, Computer science
Morgan Stanley Smith Barney 2009 - Present
Smith Barney December 2004 - Present
Morgan Stanley Smith Barney 2005 - 2012
Skills
Data Analysis, SDLC, Software Project...
Education
New York University - Polytechnic School of Engineering 1997 — 1999
Master, Computer science
Edward D. Williams's Smith Barney Experience September 2005 - October 2009
Job President & Managing Partner DEW Financial Management Group Inc.
Industry Investment Management
Experience
Northern Virginia Black Chamber of Commerce, Inc. January 2014 - Present
South Carolina State Univ Foundation December 2011 - Present
DEW Financial Management Group September 2010 - Present
Kappa Alpha Psi Fraternity April 1974 - Present
Association of African American Financial Advisors January 2013 - January 2014
Northern Virginia Black Chamber of Commerce, Inc. November 2013 - November 2013
Morgan Stanley Smith Barney June 2009 - June 2010
Morgan Stanley Smith Barney April 2007 - October 2009
Smith Barney September 2005 - October 2009
Smith Barney September 2005 - March 2007
Skills
Investments, Strategic Financial..., Leadership, Finance, Management, Wealth Management, Financial Advisory, Securities, Business Development, Investment Management, Strategic Planning, Retirement Planning, Public Speaking, Series 7, Financial Planning, Program Management, Asset Allocation, Financial Services, Series 63, Investment Strategies, Retirement, Portfolio Management, Risk Management, FINRA, Entrepreneurship, Fixed Annuities, Insurance, Asset Managment, Personal Finance, Mutual Funds, Nonprofits, 401k, Alternative Investments, Investment Advisory, IRAs, Life Insurance, Mentoring, Business Strategy, Equities, Estate Planning, Analysis, Asset Management, Budgets, Coaching, Fundraising, Leadership Development, Microsoft Excel, Process Improvement, Project Management, Small Business
Education
North Carolina Agricultural and Technical State University 1971 — 1975
BS, Mathematics
Camden High School
Northern Virginia Black Chamber of Commerce, Inc. January 2014 - Present
South Carolina State Univ Foundation December 2011 - Present
DEW Financial Management Group September 2010 - Present
Kappa Alpha Psi Fraternity April 1974 - Present
Association of African American Financial Advisors January 2013 - January 2014
Northern Virginia Black Chamber of Commerce, Inc. November 2013 - November 2013
Morgan Stanley Smith Barney June 2009 - June 2010
Morgan Stanley Smith Barney April 2007 - October 2009
Smith Barney September 2005 - October 2009
Smith Barney September 2005 - March 2007
Skills
Investments, Strategic Financial..., Leadership, Finance, Management, Wealth Management, Financial Advisory, Securities, Business Development, Investment Management, Strategic Planning, Retirement Planning, Public Speaking, Series 7, Financial Planning, Program Management, Asset Allocation, Financial Services, Series 63, Investment Strategies, Retirement, Portfolio Management, Risk Management, FINRA, Entrepreneurship, Fixed Annuities, Insurance, Asset Managment, Personal Finance, Mutual Funds, Nonprofits, 401k, Alternative Investments, Investment Advisory, IRAs, Life Insurance, Mentoring, Business Strategy, Equities, Estate Planning, Analysis, Asset Management, Budgets, Coaching, Fundraising, Leadership Development, Microsoft Excel, Process Improvement, Project Management, Small Business
Education
North Carolina Agricultural and Technical State University 1971 — 1975
BS, Mathematics
Camden High School
Kelly Reisenauer's Smith Barney Experience 2007 - 2009
Job Registered Financial Services Professional
Industry Financial Services
Experience
Smith Barney 2007 - 2009
TRUST ADMINISTRATION SERVICES 2005 - 2006
TD Waterhouse 2003 - 2005
Buffini and Company 2002 - 2003
Linsco/Private Ledger 1999 - 2002
Smith Barney 1996 - 1999
Skills
Series 7, Operations Management, Financial Services, Auditing, Training, Mutual Funds, Employee Benefits
Education
North Dakota State University 1983 — 1985
Bachelor of Science, Hotel/Motel Restaurant Management
Smith Barney 2007 - 2009
TRUST ADMINISTRATION SERVICES 2005 - 2006
TD Waterhouse 2003 - 2005
Buffini and Company 2002 - 2003
Linsco/Private Ledger 1999 - 2002
Smith Barney 1996 - 1999
Skills
Series 7, Operations Management, Financial Services, Auditing, Training, Mutual Funds, Employee Benefits
Education
North Dakota State University 1983 — 1985
Bachelor of Science, Hotel/Motel Restaurant Management
Kathy Christian's Smith Barney Experience June 2000 - July 2005
Job Managing Associate
Industry Financial Services
Experience
Wealth Development Strategies, LLC September 2013 - Present
BBVA Compass Investment Solutions January 2011 - February 2013
Legacy Financial Partners September 2009 - January 2011
The Guardian Life Insurance Company of America September 2009 - January 2011
BBVA Compass August 2005 - September 2009
Smith Barney June 2000 - July 2005
Wells Fargo Investments 1995 - 2001
Skills
Series 7, Series 24, Series 63
Education
Oklahoma State University 1981 — 1983
BA, Management Science and Computer Programming
Syracuse University
Wealth Development Strategies, LLC September 2013 - Present
BBVA Compass Investment Solutions January 2011 - February 2013
Legacy Financial Partners September 2009 - January 2011
The Guardian Life Insurance Company of America September 2009 - January 2011
BBVA Compass August 2005 - September 2009
Smith Barney June 2000 - July 2005
Wells Fargo Investments 1995 - 2001
Skills
Series 7, Series 24, Series 63
Education
Oklahoma State University 1981 — 1983
BA, Management Science and Computer Programming
Syracuse University
Samuel J. Bennett, CFP®'s Smith Barney Experience February 2002 - October 2003
Job First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors May 2009 - Present
Wachovia Secutities October 2007 - May 2009
AG Edwards November 2003 - October 2008
Smith Barney February 2002 - October 2003
Skills
Retirement Planning, Investments, Investment Strategies, Finance, Customer Service, Public Speaking, Management, Strategic Planning, Mutual Funds, Series 7
Education
Northern Michigan University 1996 — 2000
BS Social Science History, Political Science
Wells Fargo Advisors May 2009 - Present
Wachovia Secutities October 2007 - May 2009
AG Edwards November 2003 - October 2008
Smith Barney February 2002 - October 2003
Skills
Retirement Planning, Investments, Investment Strategies, Finance, Customer Service, Public Speaking, Management, Strategic Planning, Mutual Funds, Series 7
Education
Northern Michigan University 1996 — 2000
BS Social Science History, Political Science
Kelby Brown's Smith Barney Experience January 2004 - September 2007
Job Senior Vice President, Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors September 2007 - Present
Smith Barney January 2004 - September 2007
Legg Mason September 2004 - December 2005
Merrill Lynch September 2001 - December 2003
Yale Securities 1998 - 1999
Education
The Ohio State University 1982 — 1984
Masters, Administration
Northwestern University 1978 — 1982
Bachelor of Arts (BA), Economics
Wells Fargo Advisors September 2007 - Present
Smith Barney January 2004 - September 2007
Legg Mason September 2004 - December 2005
Merrill Lynch September 2001 - December 2003
Yale Securities 1998 - 1999
Education
The Ohio State University 1982 — 1984
Masters, Administration
Northwestern University 1978 — 1982
Bachelor of Arts (BA), Economics
Kurt Lin's Smith Barney Experience January 1994 - November 1997
Job Managing Director at CUNA Mutual Group
Industry Insurance
Experience
CUNA Mutual Group April 2006 - Present
Citibank Asset Management May 2003 - April 2006
Citigroup Investments - Travelers Insurance November 1997 - May 2003
Smith Barney January 1994 - November 1997
Bank of Montreal January 1991 - June 1993
Education
New York University - Leonard N. Stern School of Business 1990 — 1994
MBA, Finance
New York University 1982 — 1986
BS, Economics
CUNA Mutual Group April 2006 - Present
Citibank Asset Management May 2003 - April 2006
Citigroup Investments - Travelers Insurance November 1997 - May 2003
Smith Barney January 1994 - November 1997
Bank of Montreal January 1991 - June 1993
Education
New York University - Leonard N. Stern School of Business 1990 — 1994
MBA, Finance
New York University 1982 — 1986
BS, Economics
Mike Kirwan's Smith Barney Experience 2003 - 2007
Job FVP/Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch 2007 - Present
Smith Barney 2003 - 2007
Education
Northwestern University - Kellogg School of Management 1983 — 1984
Business
University of Arizona 1976 — 1980
B.S., Accounting
Merrill Lynch 2007 - Present
Smith Barney 2003 - 2007
Education
Northwestern University - Kellogg School of Management 1983 — 1984
Business
University of Arizona 1976 — 1980
B.S., Accounting
Amanda Jassin's Smith Barney Experience 2001 - 2003
Job Director of Sales and Marketing at The Altman Building
Industry Hospitality
Experience
The Altman Building 2006 - 2012
PricewaterhouseCoopers/CIBC 2003 - 2006
Bloomberg LP 2003 - 2003
Smith Barney 2001 - 2003
Skills
Event Planning, Catering, Food & Beverage, Event Management, Banquets, Hospitality, Meeting Planning, Menu Development, Hospitality Management, Hospitality Industry, Hotels, Corporate Events, Restaurants, Wedding Planning, Budgets
Education
University of Massachusetts, Amherst 1997 — 2001
Bachelor of Science, Hospitality and Tourism Management
Oxford Brookes University 2000 — 2000
Hospitality
The Altman Building 2006 - 2012
PricewaterhouseCoopers/CIBC 2003 - 2006
Bloomberg LP 2003 - 2003
Smith Barney 2001 - 2003
Skills
Event Planning, Catering, Food & Beverage, Event Management, Banquets, Hospitality, Meeting Planning, Menu Development, Hospitality Management, Hospitality Industry, Hotels, Corporate Events, Restaurants, Wedding Planning, Budgets
Education
University of Massachusetts, Amherst 1997 — 2001
Bachelor of Science, Hospitality and Tourism Management
Oxford Brookes University 2000 — 2000
Hospitality
Eric T. Masters, CFA, CIPM, CAIA's Smith Barney Experience April 2008 - June 2008
Job Senior Consulting Analyst at Fund Evaluation Group helping clients meet their investment objectives
Industry Financial Services
Experience
Fund Evaluation Group February 2011 - Present
Becker Professional Review September 2009 - June 2010
The Finance Club June 2009 - June 2010
CincyTech USA January 2010 - March 2010
General Electric June 2008 - September 2009
Smith Barney April 2008 - June 2008
Skills
Performance Analysis, Financial Analysis, Financial Reporting, Financial Modeling, Statistical Modeling, Quantitative Analysis, Research, Asset Management, Organizing, Data Analysis, Microsoft Excel
Education
Northwestern University - Kellogg School of Management 2015 — 2017
Master of Business Administration (M.B.A.), Innovation & Entrepreneurship; Finance; Marketing
University of Cincinnati College of Business 2006 — 2010
BBA, Finance, 3.8
CAIA Association
Charted Alternative Investment Analyst, Alternative Investments
CFA Institute
CFA Charterholder; CIPM Certificant, Investments; Performance Measurement
Fund Evaluation Group February 2011 - Present
Becker Professional Review September 2009 - June 2010
The Finance Club June 2009 - June 2010
CincyTech USA January 2010 - March 2010
General Electric June 2008 - September 2009
Smith Barney April 2008 - June 2008
Skills
Performance Analysis, Financial Analysis, Financial Reporting, Financial Modeling, Statistical Modeling, Quantitative Analysis, Research, Asset Management, Organizing, Data Analysis, Microsoft Excel
Education
Northwestern University - Kellogg School of Management 2015 — 2017
Master of Business Administration (M.B.A.), Innovation & Entrepreneurship; Finance; Marketing
University of Cincinnati College of Business 2006 — 2010
BBA, Finance, 3.8
CAIA Association
Charted Alternative Investment Analyst, Alternative Investments
CFA Institute
CFA Charterholder; CIPM Certificant, Investments; Performance Measurement
Lisa Margolis, CIMA's Smith Barney Experience February 2001 - June 2009
Job Consulting Group Regional Director at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney June 2009 - Present
Smith Barney February 2001 - June 2009
Smith Barney June 1996 - February 2001
Salomon Smith Barney April 1994 - June 1996
Skills
Series 7, Asset Allocation, Series 63, Investment Advisory, Mutual Funds, Asset Managment, Series 65, Separately Managed..., ETFs, Investment Management, Alternative Investments, Investments, Asset Management, Fixed Annuities, Investment Strategies, Securities, Uniform Combined State..., Wealth Management
Education
Walsh College 1989 — 1991
Master of Science, Finance & Investment Management
Oakland University 1984 — 1987
BS, Finance & Economics
Morgan Stanley Smith Barney June 2009 - Present
Smith Barney February 2001 - June 2009
Smith Barney June 1996 - February 2001
Salomon Smith Barney April 1994 - June 1996
Skills
Series 7, Asset Allocation, Series 63, Investment Advisory, Mutual Funds, Asset Managment, Series 65, Separately Managed..., ETFs, Investment Management, Alternative Investments, Investments, Asset Management, Fixed Annuities, Investment Strategies, Securities, Uniform Combined State..., Wealth Management
Education
Walsh College 1989 — 1991
Master of Science, Finance & Investment Management
Oakland University 1984 — 1987
BS, Finance & Economics
Jeffrey Angeles's Smith Barney Experience May 2004 - August 2004
Job Assistant Institutional Research Analyst at Macaulay Honors College
Industry Higher Education
Experience
Macaulay Honors College February 2013 - Present
Verisk Analytics November 2012 - February 2013
PulsePoint February 2011 - December 2011
Verisk Analytics September 2008 - December 2009
T3 Capital June 2005 - December 2007
Morgan Stanley October 2004 - December 2004
Smith Barney May 2004 - August 2004
Skills
Excel, Data Mining, PowerPoint, SAS, Research, Marketing, Social Media
Education
New York University 2010 — 2010
Data Mining for Marketers
New York University 2001 — 2005
BA, Economics
Seton Hall Preparatory School 1997 — 2001
Macaulay Honors College February 2013 - Present
Verisk Analytics November 2012 - February 2013
PulsePoint February 2011 - December 2011
Verisk Analytics September 2008 - December 2009
T3 Capital June 2005 - December 2007
Morgan Stanley October 2004 - December 2004
Smith Barney May 2004 - August 2004
Skills
Excel, Data Mining, PowerPoint, SAS, Research, Marketing, Social Media
Education
New York University 2010 — 2010
Data Mining for Marketers
New York University 2001 — 2005
BA, Economics
Seton Hall Preparatory School 1997 — 2001
bernie fortgang's Smith Barney Experience April 1976 - November 1984
Job Independent Investment Management Professional
Industry Investment Management
Experience
Sylvan Learning Centers Of South Florida April 1991 - November 1999
prudntial securities April 1989 - November 1990
prudential securities June 1986 - April 1989
prudential securities November 1984 - June 1986
smith barney April 1976 - November 1984
shearson hayden stone April 1973 - April 1976
shearson hammill February 1970 - April 1973
shearson hammill January 1970 - April 1973
lybrand ross brothers and montgomery June 1965 - January 1969
lybrand ross brothers and montgomery June 1965 - November 1968
Skills
Risk Management, Investments, Portfolio Management, Microsoft Office, Management, Asset Managment, Microsoft Excel, Private Equity, Contract Negotiation, Team Building, Project Management, Financial Modeling, Coaching, Equities, Hedge Funds, Marketing, New Business Development, Business Strategy, Estate Planning, Finance
Education
New York University School of Law 1961 — 1965
lld, law and tax law, cum laude
New York University - Leonard N. Stern School of Business 1956 — 1959
Bachelor of Science (BS), Accounting and Finance, magna cum laude
Sylvan Learning Centers Of South Florida April 1991 - November 1999
prudntial securities April 1989 - November 1990
prudential securities June 1986 - April 1989
prudential securities November 1984 - June 1986
smith barney April 1976 - November 1984
shearson hayden stone April 1973 - April 1976
shearson hammill February 1970 - April 1973
shearson hammill January 1970 - April 1973
lybrand ross brothers and montgomery June 1965 - January 1969
lybrand ross brothers and montgomery June 1965 - November 1968
Skills
Risk Management, Investments, Portfolio Management, Microsoft Office, Management, Asset Managment, Microsoft Excel, Private Equity, Contract Negotiation, Team Building, Project Management, Financial Modeling, Coaching, Equities, Hedge Funds, Marketing, New Business Development, Business Strategy, Estate Planning, Finance
Education
New York University School of Law 1961 — 1965
lld, law and tax law, cum laude
New York University - Leonard N. Stern School of Business 1956 — 1959
Bachelor of Science (BS), Accounting and Finance, magna cum laude
Pamela Reynolds's Smith Barney Experience June 2006 - July 2008
Job
Industry Business Supplies and Equipment
Experience
PESG October 2014 - February 2015
Haworth February 2013 - May 2014
GFT Markets November 2011 - September 2012
GFT Spot Forex CFDs Spread Bets October 2008 - November 2011
Smith Barney June 2006 - July 2008
LaSalle Bank June 2001 - July 2006
Palace Sports & Entertainment 1998 - 2001
Skills
Investments, Relationship Management, Financial Services, Trading, Salesforce.com, Banking, Customer Service, Account Management, Customer Retention, Sales, Risk Management, Training, Mentoring, Problem Solving, New Business Development, Advertising, Event Management, Leadership, Sales Management, Marketing, Strategic Planning, Negotiation, Microsoft Office, Outlook, Retail, Time Management, Project Planning, Teamwork, Analysis, Management, Business Development, Team Leadership, Market Research, Sales Operations, Customer Satisfaction, Team Building, Recruiting, Strategy, Sales Process, Team Management, Lead Generation
Education
Central Michigan University 2013 — 2013
Human Resources Professional Certificate
Northwood University 1997 — 1999
Dual BBA, Marketing/Managment, Cum Laude
Northwood University 1997 — 1999
Associate of Arts (AA), Advertising, Cum Laude
GLHS
PESG October 2014 - February 2015
Haworth February 2013 - May 2014
GFT Markets November 2011 - September 2012
GFT Spot Forex CFDs Spread Bets October 2008 - November 2011
Smith Barney June 2006 - July 2008
LaSalle Bank June 2001 - July 2006
Palace Sports & Entertainment 1998 - 2001
Skills
Investments, Relationship Management, Financial Services, Trading, Salesforce.com, Banking, Customer Service, Account Management, Customer Retention, Sales, Risk Management, Training, Mentoring, Problem Solving, New Business Development, Advertising, Event Management, Leadership, Sales Management, Marketing, Strategic Planning, Negotiation, Microsoft Office, Outlook, Retail, Time Management, Project Planning, Teamwork, Analysis, Management, Business Development, Team Leadership, Market Research, Sales Operations, Customer Satisfaction, Team Building, Recruiting, Strategy, Sales Process, Team Management, Lead Generation
Education
Central Michigan University 2013 — 2013
Human Resources Professional Certificate
Northwood University 1997 — 1999
Dual BBA, Marketing/Managment, Cum Laude
Northwood University 1997 — 1999
Associate of Arts (AA), Advertising, Cum Laude
GLHS
Andrew Chou's Smith Barney Experience December 2005 - April 2006
Job Global Account Manager at EY
Industry Financial Services
Experience
EY February 2015 - Present
PIMCO January 2014 - February 2015
Grace-In-Motion Inc. April 2012 - March 2014
PIMCO September 2010 - December 2013
Merrill Lynch March 2008 - September 2010
Inquisitive Research Corp. June 1998 - February 2008
Smith Barney December 2005 - April 2006
Skills
Investments, Series 7, Fixed Income, Management, Equities, Uniform Combined State..., Sales, Mutual Funds, Risk Management, Series 66, Microsoft Office, Account Management, Bloomberg Terminal, ETFs, Team Leadership, Team Management, Sales Management, ExactTarget, Key Account Management, Cross-functional Team..., Salespage, Cross Selling, Siebel, WebTrends Analytics, Google Analytics, Google Trends, Tableau, Marketing Analytics, HootSuite, MicroStrategy Reporting, MicroStrategy, Asset Management, Microsoft Excel, Data Analysis, B2B Marketing, B2B, B2B Marketing Strategy
Education
Rutgers UniversityNew 2003 — 2007
a Bachelor of Arts Degree, Economics
Pace University 2002 — 2003
EY February 2015 - Present
PIMCO January 2014 - February 2015
Grace-In-Motion Inc. April 2012 - March 2014
PIMCO September 2010 - December 2013
Merrill Lynch March 2008 - September 2010
Inquisitive Research Corp. June 1998 - February 2008
Smith Barney December 2005 - April 2006
Skills
Investments, Series 7, Fixed Income, Management, Equities, Uniform Combined State..., Sales, Mutual Funds, Risk Management, Series 66, Microsoft Office, Account Management, Bloomberg Terminal, ETFs, Team Leadership, Team Management, Sales Management, ExactTarget, Key Account Management, Cross-functional Team..., Salespage, Cross Selling, Siebel, WebTrends Analytics, Google Analytics, Google Trends, Tableau, Marketing Analytics, HootSuite, MicroStrategy Reporting, MicroStrategy, Asset Management, Microsoft Excel, Data Analysis, B2B Marketing, B2B, B2B Marketing Strategy
Education
Rutgers UniversityNew 2003 — 2007
a Bachelor of Arts Degree, Economics
Pace University 2002 — 2003
Ron Boyles's Smith Barney Experience 2006 - 2010
Job Senior Complex Service Manager, First Vice President
Industry Financial Services
Experience
Morgan Stanley Wealth Management 2010 - Present
Smith Barney 2006 - 2010
RBC Dain Rauscher 2004 - 2006
Education
Oregon State University
Master of Business Administration (M.B.A.), Business Administration and Management, General
Oregon State University
Bachelor's degree, Kinesiology and Exercise Science
Morgan Stanley Wealth Management 2010 - Present
Smith Barney 2006 - 2010
RBC Dain Rauscher 2004 - 2006
Education
Oregon State University
Master of Business Administration (M.B.A.), Business Administration and Management, General
Oregon State University
Bachelor's degree, Kinesiology and Exercise Science
Robin Blair Schaefer's Smith Barney Experience 1986 - 1994
Job REALTOR® Coldwell Banker Residential Mortgage
Industry Real Estate
Experience
Coldwell Banker Residential Brokerage 2014 - Present
Direct Sales Southern Living at HOME 2003 - 2008
Smith Barney 1986 - 1994
Chisholm High School 1983 - 1985
Education
Oral Roberts University
Bachelor's of Science, Secondary Education and Teaching
University of Central Oklahoma
Master's Degree Coursework, Science
Coldwell Banker Residential Brokerage 2014 - Present
Direct Sales Southern Living at HOME 2003 - 2008
Smith Barney 1986 - 1994
Chisholm High School 1983 - 1985
Education
Oral Roberts University
Bachelor's of Science, Secondary Education and Teaching
University of Central Oklahoma
Master's Degree Coursework, Science
Anne Josephson's Smith Barney Experience January 1998 - August 2006
Job Financial Services Professional
Industry Financial Services
Experience
Smith Barney January 1998 - August 2006
Education
Northern Kentucky University 2006 — 2010
Entrepreneurship, Business start-up, marketing, business management
Smith Barney January 1998 - August 2006
Education
Northern Kentucky University 2006 — 2010
Entrepreneurship, Business start-up, marketing, business management
Linda Hayes, JD, LL.M.'s Smith Barney Experience April 2004 - April 2007
Job Attorney
Industry Financial Services
Experience
Financial Services August 2013 - Present
Merrill Lynch Private Bank and Investment Group July 2012 - July 2013
Morgan Stanley Smith Barney LLC June 2010 - March 2012
Citigroup Wealth Advisory Services April 2007 - June 2010
Smith Barney April 2004 - April 2007
Credit Suisse August 2000 - April 2004
Gray Cary Ware and Freidenrich LLP (now DLA Piper) May 1995 - August 2000
San Mateo Superior Court, Probate Division April 1993 - May 1995
Skills
Retirement Planning, Strategic Financial..., Estate Planning, Asset Managment, Mutual Funds, Series 63, Hedge Funds, Finance, Financial Advisory, Asset Management, ETFs, Trading, Fixed Annuities, Uniform Combined State..., Loans, Employee Benefits, Series 6, Personal Finance, Financial Modeling, Bloomberg, Valuation, Derivatives, Financial Markets, Options, FINRA, Risk Management, Financial Planning
Education
New York University School of Law 1978 — 1979
Master of Laws (LL.M.), Taxation
Santa Clara University School of Law 1973 — 1976
Doctor of Law (J.D.), Taxation
University of California - Berkeley 1966 — 1969
Bachelor of Arts (B.A.), International Relations; French and Spanish
Financial Services August 2013 - Present
Merrill Lynch Private Bank and Investment Group July 2012 - July 2013
Morgan Stanley Smith Barney LLC June 2010 - March 2012
Citigroup Wealth Advisory Services April 2007 - June 2010
Smith Barney April 2004 - April 2007
Credit Suisse August 2000 - April 2004
Gray Cary Ware and Freidenrich LLP (now DLA Piper) May 1995 - August 2000
San Mateo Superior Court, Probate Division April 1993 - May 1995
Skills
Retirement Planning, Strategic Financial..., Estate Planning, Asset Managment, Mutual Funds, Series 63, Hedge Funds, Finance, Financial Advisory, Asset Management, ETFs, Trading, Fixed Annuities, Uniform Combined State..., Loans, Employee Benefits, Series 6, Personal Finance, Financial Modeling, Bloomberg, Valuation, Derivatives, Financial Markets, Options, FINRA, Risk Management, Financial Planning
Education
New York University School of Law 1978 — 1979
Master of Laws (LL.M.), Taxation
Santa Clara University School of Law 1973 — 1976
Doctor of Law (J.D.), Taxation
University of California - Berkeley 1966 — 1969
Bachelor of Arts (B.A.), International Relations; French and Spanish
Bonnie Griswold's Smith Barney Experience February 1994 - August 2001
Job Event Assistant at Kitchen Window
Industry Food & Beverages
Experience
Dunn Bros Coffee May 2013 - Present
Kitchen Window January 2013 - Present
Maynards April 2009 - Present
Smith Barney February 1994 - August 2001
Skills
Customer Service, Customer Satisfaction, Cashiering, Food & Beverage, Food Service, Food Preparation, Client Liaison, Client/server, Preparation, Customer Engagement
Education
North Hennepin Community College 1988 — 1990
Classes towards A.A. Degree, Education
Dunn Bros Coffee May 2013 - Present
Kitchen Window January 2013 - Present
Maynards April 2009 - Present
Smith Barney February 1994 - August 2001
Skills
Customer Service, Customer Satisfaction, Cashiering, Food & Beverage, Food Service, Food Preparation, Client Liaison, Client/server, Preparation, Customer Engagement
Education
North Hennepin Community College 1988 — 1990
Classes towards A.A. Degree, Education
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.