Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Clara Tang Clara Tang's Smith Barney Experience June 2004 - April 2009
Job Eastwest Bank
Industry Financial Services
Experience
EastWest Bank August 2014 - Present
Cathay Bank August 2012 - Present
Merrill Edge January 2012 - August 2012
Smith Barney June 2004 - April 2009
Pacific Global Bank Chicago January 2003 - June 2004
Skills
Finance, Banking, Financial Services, Sales, Series 7, Investments, Strategic Financial..., Asset Management, Insurance, Customer Service, Retirement Planning, Wealth Management, Mutual Funds, Asset Allocation, Retirement, Investment Advisory, Securities, Investment Strategies, Portfolio Management, Series 65, Fixed Annuities, Fixed Income, Wealth Management...
Education
Kansas State University 1999 — 2002
M.S, Literature & Linquistics
Beijing International Studies University 1995 — 1999
Bachelor's degree, Spanish
Kansas State University
Master's degree, Linguistics/Spanish
UESTC
EastWest Bank August 2014 - Present
Cathay Bank August 2012 - Present
Merrill Edge January 2012 - August 2012
Smith Barney June 2004 - April 2009
Pacific Global Bank Chicago January 2003 - June 2004
Skills
Finance, Banking, Financial Services, Sales, Series 7, Investments, Strategic Financial..., Asset Management, Insurance, Customer Service, Retirement Planning, Wealth Management, Mutual Funds, Asset Allocation, Retirement, Investment Advisory, Securities, Investment Strategies, Portfolio Management, Series 65, Fixed Annuities, Fixed Income, Wealth Management...
Education
Kansas State University 1999 — 2002
M.S, Literature & Linquistics
Beijing International Studies University 1995 — 1999
Bachelor's degree, Spanish
Kansas State University
Master's degree, Linguistics/Spanish
UESTC
Leonard Sherman's Smith Barney Experience 2002 - 2003
Job COO & CFO Evergreen Health Cooperative
Industry Hospital & Health Care
Experience
Evergreeen Health Cooperative February 2015 - Present
Kentucky Health Cooperative January 2013 - December 2014
Universal American Corp January 2005 - June 2011
Universal American January 2005 - June 2011
LAFAYETTE LIFE INSURANCE COMPANY 2003 - 2004
Smith Barney 2002 - 2003
Allstate June 1985 - January 2002
Deloitte June 1975 - June 1985
Skills
Insurance, Health Insurance, Process Improvement, Strategic Planning, Medicare, Executive Management, Financial Analysis, Mergers, Enterprise Risk..., Business Process..., Sarbanes-Oxley Act, Vendor Management, Sarbanes-Oxley, Strategic Financial..., Change Management, Financial Services, Budgets
Education
Indiana University Bloomington 1971 — 1975
B.S., Accounting
Evergreeen Health Cooperative February 2015 - Present
Kentucky Health Cooperative January 2013 - December 2014
Universal American Corp January 2005 - June 2011
Universal American January 2005 - June 2011
LAFAYETTE LIFE INSURANCE COMPANY 2003 - 2004
Smith Barney 2002 - 2003
Allstate June 1985 - January 2002
Deloitte June 1975 - June 1985
Skills
Insurance, Health Insurance, Process Improvement, Strategic Planning, Medicare, Executive Management, Financial Analysis, Mergers, Enterprise Risk..., Business Process..., Sarbanes-Oxley Act, Vendor Management, Sarbanes-Oxley, Strategic Financial..., Change Management, Financial Services, Budgets
Education
Indiana University Bloomington 1971 — 1975
B.S., Accounting
Michael S. Stagnitta Michael S. Stagnitta's Smith Barney Experience December 2000 - April 2007
Job President at Michael S. Stagnitta Agency Inc./State Farm
Industry Insurance
Experience
Michael S. Stagnitta Agency Inc./State Farm April 2007 - Present
Smith Barney December 2000 - April 2007
Education
Hofstra University 1995 — 1999
BBA, Marketing
Farmingdale High School 1991 — 1995
Regents Diploma
Michael S. Stagnitta Agency Inc./State Farm April 2007 - Present
Smith Barney December 2000 - April 2007
Education
Hofstra University 1995 — 1999
BBA, Marketing
Farmingdale High School 1991 — 1995
Regents Diploma
Tom Brooke Tom Brooke's Smith Barney Experience 2005 - 2008
Job Financial Associate
Industry Financial Services
Experience
Thrivent Financial January 2010 - Present
Clear Channel Radio May 2008 - December 2009
Smith Barney 2005 - 2008
Panera Bread August 1998 - May 2005
Skills
Public Speaking, Investments
Education
Illinois Wesleyan University 1990 — 1994
Thrivent Financial January 2010 - Present
Clear Channel Radio May 2008 - December 2009
Smith Barney 2005 - 2008
Panera Bread August 1998 - May 2005
Skills
Public Speaking, Investments
Education
Illinois Wesleyan University 1990 — 1994
Albert Braun, CFP®, MBA Albert Braun, CFP®, MBA's Smith Barney Experience April 1988 - August 2000
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. August 2006 - Present
UBS Wealth Management August 2000 - August 2006
Smith Barney April 1988 - August 2000
Skills
Finance, Retirement Planning, Wealth Management, Investments, Mutual Funds, Series 7, Financial Planning, Retirement, Asset Allocation, Investment Advisory
Education
MBA - Finance, University of Chicago, 1973-1976
Master of Business Administration (M.B.A.), Finance
Bachelor of Science - Chemical Engineering, Illinois Institute of Technology, 1965-1968
Bachelor of Science (B.S.), Chemical Engineering
Ameriprise Financial Services, Inc. August 2006 - Present
UBS Wealth Management August 2000 - August 2006
Smith Barney April 1988 - August 2000
Skills
Finance, Retirement Planning, Wealth Management, Investments, Mutual Funds, Series 7, Financial Planning, Retirement, Asset Allocation, Investment Advisory
Education
MBA - Finance, University of Chicago, 1973-1976
Master of Business Administration (M.B.A.), Finance
Bachelor of Science - Chemical Engineering, Illinois Institute of Technology, 1965-1968
Bachelor of Science (B.S.), Chemical Engineering
Leonard Barbe Leonard Barbe's Smith Barney Experience January 1991 - August 2004
Job Senior Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch August 2004 - Present
Smith Barney January 1991 - August 2004
Skills
Certified Financial..., Investment Strategies, Series 63, Estate Planning, Retirement Planning, Investments, Portfolio Management, Strategic Financial..., Series 7, Wealth Management, Term Life Insurance, Uniform Combined State..., Mutual Funds, Investment Advisory, Trusts, Financial Advisory, Estate Tax Planning, Retirement, Asset Allocation, IRAs, Wealth Management..., Mortgage Lending, 401k Rollovers, Wealth Accumulation, Financial Planning
Education
The Ohio State University 1977 — 1979
Master of Business Administration (MBA)
John Carroll University 1973 — 1977
Bachelor of Science (B.S.)
Merrill Lynch August 2004 - Present
Smith Barney January 1991 - August 2004
Skills
Certified Financial..., Investment Strategies, Series 63, Estate Planning, Retirement Planning, Investments, Portfolio Management, Strategic Financial..., Series 7, Wealth Management, Term Life Insurance, Uniform Combined State..., Mutual Funds, Investment Advisory, Trusts, Financial Advisory, Estate Tax Planning, Retirement, Asset Allocation, IRAs, Wealth Management..., Mortgage Lending, 401k Rollovers, Wealth Accumulation, Financial Planning
Education
The Ohio State University 1977 — 1979
Master of Business Administration (MBA)
John Carroll University 1973 — 1977
Bachelor of Science (B.S.)
Crystal McClenthen, CFA's Smith Barney Experience April 2003 - January 2005
Job Senior Product Manager at Principal Funds
Industry Financial Services
Experience
Principal Funds November 2013 - Present
Principal Global Investors March 2012 - November 2013
Aviva Investors January 2011 - March 2012
Aviva Investors January 2009 - January 2011
McKinley Capital Management August 2006 - September 2008
McKinley Capital Management January 2005 - August 2006
Smith Barney April 2003 - January 2005
Skills
Portfolio Management, Equities, Asset Management, Alternative Investments, Asset Managment, Asset Allocation, Investments, Derivatives, Mutual Funds, Fixed Income, Investment Strategies, Bloomberg, Bonds, Series 7, Series 24
Education
University of Alaska Anchorage 2002 — 2004
BA, Management and Marketing
Illinois State University 2000 — 2002
Principal Funds November 2013 - Present
Principal Global Investors March 2012 - November 2013
Aviva Investors January 2011 - March 2012
Aviva Investors January 2009 - January 2011
McKinley Capital Management August 2006 - September 2008
McKinley Capital Management January 2005 - August 2006
Smith Barney April 2003 - January 2005
Skills
Portfolio Management, Equities, Asset Management, Alternative Investments, Asset Managment, Asset Allocation, Investments, Derivatives, Mutual Funds, Fixed Income, Investment Strategies, Bloomberg, Bonds, Series 7, Series 24
Education
University of Alaska Anchorage 2002 — 2004
BA, Management and Marketing
Illinois State University 2000 — 2002
Brad Murrill Brad Murrill's Smith Barney Experience 1994 - 2005
Job President at Redfish Capital Management LLC
Industry Financial Services
Experience
Redfish Capital Management LLC September 2010 - Present
Redfish Capital Management 2010 - 2014
Redfish Capital Management 2010 - 2014
Wells Fargo 2005 - 2010
Smith Barney 1994 - 2005
Skills
401k, Retirement Planning, Series 7, Wealth Management, Investments, Series 63, Financial Services, Mutual Funds, Asset Allocation, Portfolio Management, Asset Management, Customer Service, Securities, Insurance, Life Insurance, Disability Insurance, Employee Benefits, Investment Advisory, Underwriting, Fixed Annuities, IRAs, Alternative Investments, Banking
Education
Houston Baptist University
BA, Psychology
Memorial High School
Redfish Capital Management LLC September 2010 - Present
Redfish Capital Management 2010 - 2014
Redfish Capital Management 2010 - 2014
Wells Fargo 2005 - 2010
Smith Barney 1994 - 2005
Skills
401k, Retirement Planning, Series 7, Wealth Management, Investments, Series 63, Financial Services, Mutual Funds, Asset Allocation, Portfolio Management, Asset Management, Customer Service, Securities, Insurance, Life Insurance, Disability Insurance, Employee Benefits, Investment Advisory, Underwriting, Fixed Annuities, IRAs, Alternative Investments, Banking
Education
Houston Baptist University
BA, Psychology
Memorial High School
Guna Maniam's Smith Barney Experience 1996 - 2000
Job VP Institutional Clients Group Client Analytics at Citi
Industry Investment Management
Experience
Citi July 2013 - Present
Citi June 2012 - July 2013
Citi August 2008 - June 2012
Citi June 2006 - August 2008
Sage Hill Technologies, LLC June 2000 - January 2006
Infosys 2006 - 2006
Smith Barney 1996 - 2000
Merrill Lynch 1992 - 1996
Royal Insurance, RICOH, Herman's World of Sporting Goods, City of NY, Mutual of America, American 1982 - 1992
Skills
Capital Markets, Outsourcing, Business Strategy, Program Management, Process Improvement, Vendor Management, Software Development, Business Analysis, Compliance, SQL, Investment Management, Trading Systems, SDLC, Financial Services, Management, Strategy, Leadership, Portfolio Management, Relationship Management, Fixed Income, Banking, Investments, Equities, Product Management, Risk Management, Business Development, Finance, Trading, Executive Management, Asset Management, Cross-functional Team..., Back Office, Middle Office, Derivatives, Private Equity, Investment Banking, FX Options, Hedge Funds, Wealth Management, Analytics, Mergers & Acquisitions, IT Strategy, Project Portfolio..., Electronic Trading
Education
Indian Institute of Technology, Madras 1977 — 1982
B.Tech, Chemical Engineering
Citi July 2013 - Present
Citi June 2012 - July 2013
Citi August 2008 - June 2012
Citi June 2006 - August 2008
Sage Hill Technologies, LLC June 2000 - January 2006
Infosys 2006 - 2006
Smith Barney 1996 - 2000
Merrill Lynch 1992 - 1996
Royal Insurance, RICOH, Herman's World of Sporting Goods, City of NY, Mutual of America, American 1982 - 1992
Skills
Capital Markets, Outsourcing, Business Strategy, Program Management, Process Improvement, Vendor Management, Software Development, Business Analysis, Compliance, SQL, Investment Management, Trading Systems, SDLC, Financial Services, Management, Strategy, Leadership, Portfolio Management, Relationship Management, Fixed Income, Banking, Investments, Equities, Product Management, Risk Management, Business Development, Finance, Trading, Executive Management, Asset Management, Cross-functional Team..., Back Office, Middle Office, Derivatives, Private Equity, Investment Banking, FX Options, Hedge Funds, Wealth Management, Analytics, Mergers & Acquisitions, IT Strategy, Project Portfolio..., Electronic Trading
Education
Indian Institute of Technology, Madras 1977 — 1982
B.Tech, Chemical Engineering
Joseph A. Warren Joseph A. Warren's Smith Barney Experience September 2003 - June 2007
Job First Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors June 2007 - Present
Smith Barney September 2003 - June 2007
Morgan Stanley Wealth Management December 1983 - September 2003
Binghamton University September 1978 - December 1983
Skills
401(k) Rollovers, Tactical Asset..., Fixed Income Strategies, Stock Analysis, Estate Planning..., Annuities/Life Insurance, Tactical Asset, Fixed Income, Retirement Planning
Education
Ithaca College 1974 — 1976
Master of Science (M.S.), Speech-Language Pathology/Pathologist
SUNY Cortland 1970 — 1973
Bachelor of Arts (B.A.), Speech-Language Pathology/Pathologist
Chenango Forks Central Schools 1965 — 1969
NYS Regents Diploma
Wells Fargo Advisors June 2007 - Present
Smith Barney September 2003 - June 2007
Morgan Stanley Wealth Management December 1983 - September 2003
Binghamton University September 1978 - December 1983
Skills
401(k) Rollovers, Tactical Asset..., Fixed Income Strategies, Stock Analysis, Estate Planning..., Annuities/Life Insurance, Tactical Asset, Fixed Income, Retirement Planning
Education
Ithaca College 1974 — 1976
Master of Science (M.S.), Speech-Language Pathology/Pathologist
SUNY Cortland 1970 — 1973
Bachelor of Arts (B.A.), Speech-Language Pathology/Pathologist
Chenango Forks Central Schools 1965 — 1969
NYS Regents Diploma
David Garman's Smith Barney Experience January 1995 - January 2002
Job Registered Representative at TCM Securities, Inc
Industry Financial Services
Experience
TCM Securities, Inc October 2013 - Present
Garman Investmant Group LLC January 2002 - Present
Smith Barney January 1995 - January 2002
Skills
Securities, FINRA, Entrepreneurship, Marketing, Retirement Planning, Small Business, Fixed Annuities, New Business Development, Marketing Strategy, Retirement, Insurance, Sales Management, Team Building, Coaching, Life Insurance, Social Media Marketing, Strategic Financial..., Long-term Care, Estate Planning, Social Networking
Education
Indiana University 1980 — 1984
Business, Management, Marketing, and Related Support Services
Indiana University Bloomington
TCM Securities, Inc October 2013 - Present
Garman Investmant Group LLC January 2002 - Present
Smith Barney January 1995 - January 2002
Skills
Securities, FINRA, Entrepreneurship, Marketing, Retirement Planning, Small Business, Fixed Annuities, New Business Development, Marketing Strategy, Retirement, Insurance, Sales Management, Team Building, Coaching, Life Insurance, Social Media Marketing, Strategic Financial..., Long-term Care, Estate Planning, Social Networking
Education
Indiana University 1980 — 1984
Business, Management, Marketing, and Related Support Services
Indiana University Bloomington
Dan Mendelson's Smith Barney Experience October 1997 - July 2008
Job Senior Vice President at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch July 2008 - Present
Smith Barney October 1997 - July 2008
Skills
Strategic Financial..., Retirement Planning, Series 7, Portfolio Management, Series 63, Investments, Wealth Management, Alternative Investments, Strategy, Management, Investment Advisory, Securities, Mutual Funds, Investment Strategies, Asset Allocation, Financial Planning
Education
Indiana University Bloomington 1987 — 1990
BS, Business Finance
Merrill Lynch July 2008 - Present
Smith Barney October 1997 - July 2008
Skills
Strategic Financial..., Retirement Planning, Series 7, Portfolio Management, Series 63, Investments, Wealth Management, Alternative Investments, Strategy, Management, Investment Advisory, Securities, Mutual Funds, Investment Strategies, Asset Allocation, Financial Planning
Education
Indiana University Bloomington 1987 — 1990
BS, Business Finance
Roseann Palmieri Roseann Palmieri's Smith Barney Experience 1988 - 1989
Job Information Management Executive
Industry Financial Services
Experience
Bloomberg June 2011 - September 2013
Thomson Reuters May 2010 - June 2011
element22 October 2009 - May 2010
Merrill Lynch 2007 - October 2009
Bank of America 2003 - 2007
Deutsche Bank Securities 1999 - 2003
Morgan Stanley 1989 - 1999
Smith Barney 1988 - 1989
Education
Hofstra University 1983 — 1986
BBA, Information Systems
Bloomberg June 2011 - September 2013
Thomson Reuters May 2010 - June 2011
element22 October 2009 - May 2010
Merrill Lynch 2007 - October 2009
Bank of America 2003 - 2007
Deutsche Bank Securities 1999 - 2003
Morgan Stanley 1989 - 1999
Smith Barney 1988 - 1989
Education
Hofstra University 1983 — 1986
BBA, Information Systems
Wayne Gabari, CHHP Wayne Gabari, CHHP's Smith Barney Experience 1997 - 1998
Job Wall Street Executive with Citigroup & AADP Board Certified Holistic Health Practitioner/Transformational Energy Healer
Industry Financial Services
Experience
Citigroup 1998 - Present
ASEA 2012 - 2012
Smith Barney 1997 - 1998
Salomon Brothers 1976 - 1997
Skills
Business Planning, Asset Management, Capital Markets, Leadership Development, Financial Services, Strategic Partnerships, Investment Banking, Strategy, Equities, Entrepreneurship, Sales, Marketing, Management Consulting, Management, Series 7, Team Building, Analytics, Coaching, Hedge Funds, Derivatives, Business Development, Marketing Strategy, Fixed Income, Executive Management, Analysis, Leadership, Corporate Finance, Program Management, Competitive Analysis, Due Diligence
Education
Transformational Energy Healing Two Year Program - Torrington, CT 2006 — 2008
AADP Board Certified Holistic Health Practitioner, Transformational Energy Healing
Iona College 1962 — 1966
Bachelor of Business Administration (BBA), Finance/Economics
Cardinal Hayes High School
St. Margaret's of Cortona Grammar School
Citigroup 1998 - Present
ASEA 2012 - 2012
Smith Barney 1997 - 1998
Salomon Brothers 1976 - 1997
Skills
Business Planning, Asset Management, Capital Markets, Leadership Development, Financial Services, Strategic Partnerships, Investment Banking, Strategy, Equities, Entrepreneurship, Sales, Marketing, Management Consulting, Management, Series 7, Team Building, Analytics, Coaching, Hedge Funds, Derivatives, Business Development, Marketing Strategy, Fixed Income, Executive Management, Analysis, Leadership, Corporate Finance, Program Management, Competitive Analysis, Due Diligence
Education
Transformational Energy Healing Two Year Program - Torrington, CT 2006 — 2008
AADP Board Certified Holistic Health Practitioner, Transformational Energy Healing
Iona College 1962 — 1966
Bachelor of Business Administration (BBA), Finance/Economics
Cardinal Hayes High School
St. Margaret's of Cortona Grammar School
Jeff S. Vollmer Jeff S. Vollmer's Smith Barney Experience 2000 - 2009
Job Hyde Park Wealth Management LLC
Industry Financial Services
Experience
Hyde Park Wealth Management LLC February 2009 - Present
Smith Barney 2000 - 2009
Skills
Financial Planning, Asset Management, Structured Settlements, Retirement Planning, Investments, Wealth Management, Estate Planning, Insurance, Financial Analysis, Risk Management, Asset Managment, Strategic Financial..., Financial Advisory, Financial Services, Strategy, Finance, Pensions, Asset Allocation, Retirement, Investment Management, Portfolio Management, Small Business, Investment Advisory, 401k, Wealth, Alternative Investments, Mutual Funds, Investment Strategies, High Net Worth..., Series 7, Series 63, IRAs
Education
Xavier University 2002 — 2003
Financial Planning Program
Indiana University Bloomington 1988 — 1992
Moeller High School
Hyde Park Wealth Management LLC February 2009 - Present
Smith Barney 2000 - 2009
Skills
Financial Planning, Asset Management, Structured Settlements, Retirement Planning, Investments, Wealth Management, Estate Planning, Insurance, Financial Analysis, Risk Management, Asset Managment, Strategic Financial..., Financial Advisory, Financial Services, Strategy, Finance, Pensions, Asset Allocation, Retirement, Investment Management, Portfolio Management, Small Business, Investment Advisory, 401k, Wealth, Alternative Investments, Mutual Funds, Investment Strategies, High Net Worth..., Series 7, Series 63, IRAs
Education
Xavier University 2002 — 2003
Financial Planning Program
Indiana University Bloomington 1988 — 1992
Moeller High School
Jerome Caulk Jerome Caulk's Smith Barney Experience January 1999 - August 2007
Job Financial Advisor / Associate Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. January 2012 - Present
Merrill Lynch August 2007 - January 2012
Smith Barney January 1999 - August 2007
Merrill Lynch December 1992 - January 1999
Dean Witter Reynolds Inc. August 1986 - December 1992
Education
Howard University 1966 — 1970
Bachelor's Degree, Sociology
Ameriprise Financial Services, Inc. January 2012 - Present
Merrill Lynch August 2007 - January 2012
Smith Barney January 1999 - August 2007
Merrill Lynch December 1992 - January 1999
Dean Witter Reynolds Inc. August 1986 - December 1992
Education
Howard University 1966 — 1970
Bachelor's Degree, Sociology
Beverly (Smith) Gandy Beverly (Smith) Gandy's Smith Barney Experience 1999 - 1999
Job Registered Support Assistant at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. January 2014 - Present
Advocate Wealth Management LLC November 2007 - January 2014
Giddens Financial Services February 2006 - November 2007
Smith Barney 1999 - 1999
Shearson Lehman Brothers 1989 - 1991
Skills
Series 7, Series 63, FINRA, Finance, Financial Services, Financial Planning, Insurance, Retirement Planning, Financial Analysis, Securities, Asset Allocation, Wealth Management, Retirement
Education
Kaplan University 2010 — 2011
Financial Planning, Certificate
Purdue University
BSIE, Operations Research
Ameriprise Financial Services, Inc. January 2014 - Present
Advocate Wealth Management LLC November 2007 - January 2014
Giddens Financial Services February 2006 - November 2007
Smith Barney 1999 - 1999
Shearson Lehman Brothers 1989 - 1991
Skills
Series 7, Series 63, FINRA, Finance, Financial Services, Financial Planning, Insurance, Retirement Planning, Financial Analysis, Securities, Asset Allocation, Wealth Management, Retirement
Education
Kaplan University 2010 — 2011
Financial Planning, Certificate
Purdue University
BSIE, Operations Research
Chelsea Barkema Chelsea Barkema's Smith Barney Experience June 2006 - December 2007
Job Project Manager, Transformation at Evolent Health
Industry Hospital & Health Care
Experience
Evolent Health January 2013 - Present
Evolent Health April 2012 - Present
Georgetown University Hospital September 2011 - April 2012
Georgetown University Hospital October 2009 - September 2011
James Madison University August 2008 - May 2009
Smith Barney June 2006 - December 2007
Skills
Event Planning
Education
James Madison University 2005 — 2009
Bachelor of Sciences, Communication Studies, Public Relations
Evolent Health January 2013 - Present
Evolent Health April 2012 - Present
Georgetown University Hospital September 2011 - April 2012
Georgetown University Hospital October 2009 - September 2011
James Madison University August 2008 - May 2009
Smith Barney June 2006 - December 2007
Skills
Event Planning
Education
James Madison University 2005 — 2009
Bachelor of Sciences, Communication Studies, Public Relations
Vanessa Trutt Vanessa Trutt's Smith Barney Experience July 2004 - July 2006
Job Executive Director Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Smith Barney October 2011 - Present
Morgan Stanley Smith Barney June 2009 - October 2011
Citi Smith Barney September 2007 - May 2009
Citi July 2006 - September 2007
Smith Barney July 2004 - July 2006
The Bank of New York November 2000 - July 2004
Graham-Field Health Products, Inc January 1995 - September 2000
Education
Hofstra University
Bachelor, Business Administration; Business Computer Information Systems; Quantitative Methods
Morgan Stanley Smith Barney October 2011 - Present
Morgan Stanley Smith Barney June 2009 - October 2011
Citi Smith Barney September 2007 - May 2009
Citi July 2006 - September 2007
Smith Barney July 2004 - July 2006
The Bank of New York November 2000 - July 2004
Graham-Field Health Products, Inc January 1995 - September 2000
Education
Hofstra University
Bachelor, Business Administration; Business Computer Information Systems; Quantitative Methods
Robin W. Riendl, MBA Robin W. Riendl, MBA's Smith Barney Experience November 2002 - April 2009
Job Wealth Advisor / Owner of Provisio
Industry Financial Services
Experience
Provisio April 2009 - Present
Shoshin Ryu Martial Arts - Anchorage Dojo 2006 - Present
Smith Barney November 2002 - April 2009
Morgan Stanley (Dean Witter) July 1996 - November 2002
State of Alaska DOT June 1991 - July 1996
Education
Kaplan University 2009 — 2009
Certificate, Financial Planning
University of Alaska Fairbanks 1988 — 1991
Masters, Business Administration, cum laude
University of Alaska Fairbanks 1983 — 1988
Bachelors, Natural Resource Management, cum laude
Wasilla High School 1979 — 1983
Diploma, University Emphasis, summa cum laude
Provisio April 2009 - Present
Shoshin Ryu Martial Arts - Anchorage Dojo 2006 - Present
Smith Barney November 2002 - April 2009
Morgan Stanley (Dean Witter) July 1996 - November 2002
State of Alaska DOT June 1991 - July 1996
Education
Kaplan University 2009 — 2009
Certificate, Financial Planning
University of Alaska Fairbanks 1988 — 1991
Masters, Business Administration, cum laude
University of Alaska Fairbanks 1983 — 1988
Bachelors, Natural Resource Management, cum laude
Wasilla High School 1979 — 1983
Diploma, University Emphasis, summa cum laude
Byron Braun's Smith Barney Experience August 1988 - August 1998
Job President...Braun Wealth Management Group, llc.
Industry Financial Services
Experience
Braun Wealth Management Group, LLC. August 1998 - Present
Smith Barney August 1988 - August 1998
Paine Webber Jackson and Curtis 1978 - 1988
Skills
Wealth Management, Asset Allocation, 401k Rollovers, Fixed Income Strategies, Risk Management, Retirement Planning, Insurance, Financial Advisory, Wealth Preservation...
Education
Indiana University Bloomington 1973 — 1977
Bachelor's degree, Biological Science and Political Science
Bishop Dwenger High School 1969 — 1973
Braun Wealth Management Group, LLC. August 1998 - Present
Smith Barney August 1988 - August 1998
Paine Webber Jackson and Curtis 1978 - 1988
Skills
Wealth Management, Asset Allocation, 401k Rollovers, Fixed Income Strategies, Risk Management, Retirement Planning, Insurance, Financial Advisory, Wealth Preservation...
Education
Indiana University Bloomington 1973 — 1977
Bachelor's degree, Biological Science and Political Science
Bishop Dwenger High School 1969 — 1973
Justin Skarbnik Justin Skarbnik's Smith Barney Experience August 2005 - March 2009
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney August 2005 - March 2009
Morgan Stanley July 2004 - August 2005
Skills
Retirement Planning, Mutual Funds, Retirement, Investments, Alternative Investments, Finance, Financial Advisory, Investment Strategies, Asset Allocation, Wealth, Bonds, 401k, Retirement Income..., Pensions, 401k Rollovers, Stocks
Education
Kaplan University 2010 — 2011
Financial Planning Certificate
University of Pittsburgh 1999 — 2003
B.A., Economics
West Orange High School 1995 — 1999
High School Diploma
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney August 2005 - March 2009
Morgan Stanley July 2004 - August 2005
Skills
Retirement Planning, Mutual Funds, Retirement, Investments, Alternative Investments, Finance, Financial Advisory, Investment Strategies, Asset Allocation, Wealth, Bonds, 401k, Retirement Income..., Pensions, 401k Rollovers, Stocks
Education
Kaplan University 2010 — 2011
Financial Planning Certificate
University of Pittsburgh 1999 — 2003
B.A., Economics
West Orange High School 1995 — 1999
High School Diploma
Derrick Clark Derrick Clark's Smith Barney Experience 2000 - 2004
Job Principal at Heritage Investment Partners, LLP
Industry Financial Services
Experience
Heritage Investment Partners, LLP December 2011 - Present
Wells Fargo Advisors August 2004 - December 2011
Smith Barney 2000 - 2004
Merrill Lynch 1995 - 2000
Merrill Lynch Global Private Client Group 1995 - 2000
Skills
Wealth Management, Asset Allocation, Retirement Planning, Investment Advisory, Investments, Securities, Mutual Funds, Strategic Financial..., Estate Planning, Credit, Series 63, Life Insurance, Series 7, Banking, Alternative Investments, Series 65
Education
Iona College 1990 — 1994
Bachelor of Business Administration (BBA), Finance, General
Miller Place High School 1987 — 1990
Heritage Investment Partners, LLP December 2011 - Present
Wells Fargo Advisors August 2004 - December 2011
Smith Barney 2000 - 2004
Merrill Lynch 1995 - 2000
Merrill Lynch Global Private Client Group 1995 - 2000
Skills
Wealth Management, Asset Allocation, Retirement Planning, Investment Advisory, Investments, Securities, Mutual Funds, Strategic Financial..., Estate Planning, Credit, Series 63, Life Insurance, Series 7, Banking, Alternative Investments, Series 65
Education
Iona College 1990 — 1994
Bachelor of Business Administration (BBA), Finance, General
Miller Place High School 1987 — 1990
Vanessa (Langholz) Goncalves Vanessa (Langholz) Goncalves's Smith Barney Experience 2007 - June 2009
Job Senior Manager, Marketing at Pricewaterhouse Coopers
Industry Accounting
Experience
PricewaterhouseCoopers April 2015 - Present
JP Morgan March 2011 - April 2015
Morgan Stanley Smith Barney June 2009 - June 2011
Smith Barney 2007 - June 2009
Citibank 2004 - 2007
Skills
Financial Services, Segmentation, Analytics, Banking, CRM
Education
James Madison University 2000 — 2004
Bachelor of Business Administration (B.B.A.)
James Madison University - College of Business 2000 — 2004
Bachelor of Business Administration (BBA)
PricewaterhouseCoopers April 2015 - Present
JP Morgan March 2011 - April 2015
Morgan Stanley Smith Barney June 2009 - June 2011
Smith Barney 2007 - June 2009
Citibank 2004 - 2007
Skills
Financial Services, Segmentation, Analytics, Banking, CRM
Education
James Madison University 2000 — 2004
Bachelor of Business Administration (B.B.A.)
James Madison University - College of Business 2000 — 2004
Bachelor of Business Administration (BBA)
Mark Fenton Mark Fenton's Smith Barney Experience 1997 - 2002
Job Vice President, Global Channels & Alliances salesforce.com at S&P Capital IQ
Industry Capital Markets
Experience
S&P Capital IQ 2014 - Present
S&P Capital IQ 2010 - 2014
Argus Research 2007 - 2010
Citi 2004 - 2007
Citigroup 2002 - 2004
Smith Barney 1997 - 2002
Skills
Equities, Capital Markets, Equity Research, Portfolio Management, Bloomberg, Financial Modeling, Alternative Investments, Investment Banking, Investments, Fixed Income, Options, Hedge Funds, Valuation, Competitive Analysis, Securities, Trading, Asset Management, Financial Markets, Financial Analysis, Series 63, Business Development, Series 7, Equity Trading
Education
Iona College
Master of Business Administration (MBA) - Honors, International Business
Iona College
Bachelor of Business Administration (B.B.A.), Marketing
University of Michigan - Stephen M. Ross School of Business
Sales Leadership Program, Leading High-Performing Teams
S&P Capital IQ 2014 - Present
S&P Capital IQ 2010 - 2014
Argus Research 2007 - 2010
Citi 2004 - 2007
Citigroup 2002 - 2004
Smith Barney 1997 - 2002
Skills
Equities, Capital Markets, Equity Research, Portfolio Management, Bloomberg, Financial Modeling, Alternative Investments, Investment Banking, Investments, Fixed Income, Options, Hedge Funds, Valuation, Competitive Analysis, Securities, Trading, Asset Management, Financial Markets, Financial Analysis, Series 63, Business Development, Series 7, Equity Trading
Education
Iona College
Master of Business Administration (MBA) - Honors, International Business
Iona College
Bachelor of Business Administration (B.B.A.), Marketing
University of Michigan - Stephen M. Ross School of Business
Sales Leadership Program, Leading High-Performing Teams
Sandra Aponte Sandra Aponte's Smith Barney Experience March 1999 - March 2007
Job Business Administrator Assistant at CIT Group
Industry Banking
Experience
CIT Group March 2015 - Present
Great West Financial September 2014 - December 2014
JPMorgan Chase & Co. May 2014 - August 2014
Morgan Stanley March 2007 - September 2013
Smith Barney March 1999 - March 2007
GIBRALTAR SECURTIES April 1998 - March 1999
PaineWebber November 1988 - March 1998
Skills
Accounts Payable, Accounts Receivable, Data Entry, Typing 65 wpm, Job Scanning, Uniform Combined State..., Microsoft Office, Filing, 12,000 kph, Bookkeeping, General Office Skills, Multi Tasking, Payroll, Time Management, Spreadsheets, Lotus Notes, Internal Audit, Credit, Finance, Strategic Communications, Portfolio Management, High Level Of Accuracy, Microsoft Excel, Account Management, Sales, Organizational..., Accounting, Microsoft Word, Equities
Education
Global Academy of America 2014 — 2014
Certificate in Bookkeeping, Bookkeeping/Quickbooks
Kaplan University 2009 — 2012
Bachelor's Degree, Accounting, GPA 2.79
CIT Group March 2015 - Present
Great West Financial September 2014 - December 2014
JPMorgan Chase & Co. May 2014 - August 2014
Morgan Stanley March 2007 - September 2013
Smith Barney March 1999 - March 2007
GIBRALTAR SECURTIES April 1998 - March 1999
PaineWebber November 1988 - March 1998
Skills
Accounts Payable, Accounts Receivable, Data Entry, Typing 65 wpm, Job Scanning, Uniform Combined State..., Microsoft Office, Filing, 12,000 kph, Bookkeeping, General Office Skills, Multi Tasking, Payroll, Time Management, Spreadsheets, Lotus Notes, Internal Audit, Credit, Finance, Strategic Communications, Portfolio Management, High Level Of Accuracy, Microsoft Excel, Account Management, Sales, Organizational..., Accounting, Microsoft Word, Equities
Education
Global Academy of America 2014 — 2014
Certificate in Bookkeeping, Bookkeeping/Quickbooks
Kaplan University 2009 — 2012
Bachelor's Degree, Accounting, GPA 2.79
Susan Parrella Susan Parrella's Smith Barney Experience August 2003 - March 2006
Job Team Administrator at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. August 2010 - Present
UBS Financial Services, Inc April 2006 - July 2010
Smith Barney August 2003 - March 2006
WT Communications 2002 - 2006
MeadWestvaco 1999 - 2002
Oxford Specialty Papers 1996 - 1999
Boise Cascade 1989 - 1999
Education
Springfield College 1992 — 1994
BS, Human Services and Community Psychology
Husson University 1986 — 1988
Accounting
Merrimack College
Financial Planning
UBS Financial Services, Inc. August 2010 - Present
UBS Financial Services, Inc April 2006 - July 2010
Smith Barney August 2003 - March 2006
WT Communications 2002 - 2006
MeadWestvaco 1999 - 2002
Oxford Specialty Papers 1996 - 1999
Boise Cascade 1989 - 1999
Education
Springfield College 1992 — 1994
BS, Human Services and Community Psychology
Husson University 1986 — 1988
Accounting
Merrimack College
Financial Planning
Dan Knudsen Dan Knudsen's Smith Barney Experience 1986 - 1988
Job Financial Advisor at American National Bank/Securities America
Industry Financial Services
Experience
American National Bank/Securities America June 2010 - Present
BancWest Investment Services November 2007 - July 2010
CitiStreet October 2000 - 2003
Dean Witter 1988 - 1990
Smith Barney 1986 - 1988
Education
Iowa State University - College of Business 1976 — 1980
BS, Business
American National Bank/Securities America June 2010 - Present
BancWest Investment Services November 2007 - July 2010
CitiStreet October 2000 - 2003
Dean Witter 1988 - 1990
Smith Barney 1986 - 1988
Education
Iowa State University - College of Business 1976 — 1980
BS, Business
Brett Lauinger Brett Lauinger's Smith Barney Experience October 1997 - September 2003
Job Wealth Management Advisor at Northwestern Mutual Financial Network
Industry Financial Services
Experience
Northwestern Mutual Financial Network October 2003 - Present
Smith Barney October 1997 - September 2003
Education
Iowa State University 1991 — 1992
MS, Engineering
South Dakota State University 1987 — 1991
BS, Engineering
Aberdeen Central 1984 — 1987
High School
Northwestern Mutual Financial Network October 2003 - Present
Smith Barney October 1997 - September 2003
Education
Iowa State University 1991 — 1992
MS, Engineering
South Dakota State University 1987 — 1991
BS, Engineering
Aberdeen Central 1984 — 1987
High School
Lizz VanTornhout's Smith Barney Experience September 2006 - December 2006
Job Realtor at Cressy & Everett Real Estate
Industry Real Estate
Experience
Cressy & Everett Real Estate March 2007 - Present
Smith Barney September 2006 - December 2006
Teachers Credit Union May 2005 - March 2006
Education
Indiana University South Bend
BS, Finance and Banking
Cressy & Everett Real Estate March 2007 - Present
Smith Barney September 2006 - December 2006
Teachers Credit Union May 2005 - March 2006
Education
Indiana University South Bend
BS, Finance and Banking
Kim Klinger Clark Kim Klinger Clark's Smith Barney Experience 1991 - 1993
Job Juris Doctor Candidate at Stetson University College of Law
Industry Marketing and Advertising
Experience
Stetson University College of Law August 2009 - Present
Signs Plus July 2006 - December 2012
Manatee Glens August 2002 - May 2004
Signs Plus October 1993 - March 2000
Smith Barney 1991 - 1993
AT&T Universal Card Services 1990 - 1991
Skills
Public Speaking, Non-profits, Microsoft Office, Research, Social Media
Education
Stetson University College of Law 2009 — 2013
JD Candidate, Law
University of South Florida 2000 — 2002
MA, Counselor Education
Jacksonville University 1986 — 1990
BS, Political Science
Sarasota High School 1984 — 1986
Stetson University College of Law August 2009 - Present
Signs Plus July 2006 - December 2012
Manatee Glens August 2002 - May 2004
Signs Plus October 1993 - March 2000
Smith Barney 1991 - 1993
AT&T Universal Card Services 1990 - 1991
Skills
Public Speaking, Non-profits, Microsoft Office, Research, Social Media
Education
Stetson University College of Law 2009 — 2013
JD Candidate, Law
University of South Florida 2000 — 2002
MA, Counselor Education
Jacksonville University 1986 — 1990
BS, Political Science
Sarasota High School 1984 — 1986
Jeff Gantz, CFP®, CLU®'s Smith Barney Experience February 2001 - October 2008
Job Financial Advisor at Raymond James Financial Services, Inc.
Industry Financial Services
Experience
BSH Financial Services, LLC October 2008 - Present
Raymond James Financial Services, Inc. October 2008 - Present
Smith Barney February 2001 - October 2008
Olde Discount Stockbrokers January 1993 - February 2001
Skills
Estate Planning, Fixed Annuities, Portfolio Management, Retirement Planning, Financial Planning, Life Insurance, Long Term Care Insurance, 529 Plans, Variable Annuities, 401k Plans, Disability Insurance
Education
Indiana University-Purdue University at Indianapolis 1990 — 1992
B.S. Business, Finance
Indiana University Bloomington 1987 — 1989
Business
BSH Financial Services, LLC October 2008 - Present
Raymond James Financial Services, Inc. October 2008 - Present
Smith Barney February 2001 - October 2008
Olde Discount Stockbrokers January 1993 - February 2001
Skills
Estate Planning, Fixed Annuities, Portfolio Management, Retirement Planning, Financial Planning, Life Insurance, Long Term Care Insurance, 529 Plans, Variable Annuities, 401k Plans, Disability Insurance
Education
Indiana University-Purdue University at Indianapolis 1990 — 1992
B.S. Business, Finance
Indiana University Bloomington 1987 — 1989
Business
Jack Poland Jack Poland's Smith Barney Experience 2000 - 2008
Job Investment Executive at Davenport & Company LLC
Industry Financial Services
Experience
Davenport & Company LLC July 2011 - Present
Smith Barney 2000 - 2008
UNC Greensboro 1987 - 2000
Greensboro College 1983 - 1987
Skills
IRAs, Asset Managment, Variable Annuities, Fixed Annuities, 401k, Investment Strategies, Bonds, Equities, Financial Advisory, Personal Financial...
Education
Indiana University Bloomington 1978 — 1980
Masters of Science, Physical Education Teaching and Coaching
Messiah College 1975 — 1978
Bachelor of Science (B.S.), Physical Education Teaching and Coaching
Davenport & Company LLC July 2011 - Present
Smith Barney 2000 - 2008
UNC Greensboro 1987 - 2000
Greensboro College 1983 - 1987
Skills
IRAs, Asset Managment, Variable Annuities, Fixed Annuities, 401k, Investment Strategies, Bonds, Equities, Financial Advisory, Personal Financial...
Education
Indiana University Bloomington 1978 — 1980
Masters of Science, Physical Education Teaching and Coaching
Messiah College 1975 — 1978
Bachelor of Science (B.S.), Physical Education Teaching and Coaching
Bruce Greenwald's Smith Barney Experience February 1999 - November 2004
Job First Vice President at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney November 2008 - Present
Merrill Lynch November 2004 - November 2008
Smith Barney February 1999 - November 2004
Republic National Bank August 1996 - February 1999
BP March 1992 - June 1994
BP December 1987 - March 1992
Education
Case Western Reserve University - Weatherhead School of Management 1980 — 1983
MBA, Finance
Ithaca College 1976 — 1980
BS, Economics
Morgan Stanley Smith Barney November 2008 - Present
Merrill Lynch November 2004 - November 2008
Smith Barney February 1999 - November 2004
Republic National Bank August 1996 - February 1999
BP March 1992 - June 1994
BP December 1987 - March 1992
Education
Case Western Reserve University - Weatherhead School of Management 1980 — 1983
MBA, Finance
Ithaca College 1976 — 1980
BS, Economics
Ramon Posada Ramon Posada's Smith Barney Experience May 2007 - August 2007
Job Key Account Manager at Bimbo Bakeries USA
Industry Food & Beverages
Experience
Bimbo Bakeries USA December 2013 - Present
Bimbo Bakeries USA November 2012 - December 2013
Bimbo Bakeries USA November 2010 - November 2012
Bimbo Bakeries USA December 2009 - November 2010
Bimbo Bakeries USA February 2009 - December 2009
MDS Contracting June 2008 - February 2009
Ithaca College May 2007 - December 2007
Smith Barney May 2007 - August 2007
Skills
Marketing Strategy, Microsoft Office, Marketing, Competitive Analysis, Sales Management, Sales Operations, Management, Key Account Development, Forecasting, Retail, Selling, Sales, Consumer Products, Team Building, Sales Presentations, Pricing, Merchandising, Account Management
Education
Ithaca College 2005 — 2008
B.S. in Business Administration, Finance/ Marketing
Shenendehowa
Bimbo Bakeries USA December 2013 - Present
Bimbo Bakeries USA November 2012 - December 2013
Bimbo Bakeries USA November 2010 - November 2012
Bimbo Bakeries USA December 2009 - November 2010
Bimbo Bakeries USA February 2009 - December 2009
MDS Contracting June 2008 - February 2009
Ithaca College May 2007 - December 2007
Smith Barney May 2007 - August 2007
Skills
Marketing Strategy, Microsoft Office, Marketing, Competitive Analysis, Sales Management, Sales Operations, Management, Key Account Development, Forecasting, Retail, Selling, Sales, Consumer Products, Team Building, Sales Presentations, Pricing, Merchandising, Account Management
Education
Ithaca College 2005 — 2008
B.S. in Business Administration, Finance/ Marketing
Shenendehowa
Mike Birnbrey's Smith Barney Experience June 2008 - August 2008
Job Acquisitions Manager at Salomon Real Estate Group
Industry Real Estate
Experience
Salomon Real Estate Group March 2014 - Present
Halpern Enterprises, Inc. July 2012 - February 2014
Insite Real Estate October 2010 - June 2012
Mid-America Real Estate Group June 2010 - September 2010
Smith Barney June 2008 - August 2008
Skills
Real Estate
Education
Indiana University Bloomington 2006 — 2010
Sports Marketing
College of Arts and Sciences, Indiana University
Bachelor of Science, Kinesiology
Wells College
Salomon Real Estate Group March 2014 - Present
Halpern Enterprises, Inc. July 2012 - February 2014
Insite Real Estate October 2010 - June 2012
Mid-America Real Estate Group June 2010 - September 2010
Smith Barney June 2008 - August 2008
Skills
Real Estate
Education
Indiana University Bloomington 2006 — 2010
Sports Marketing
College of Arts and Sciences, Indiana University
Bachelor of Science, Kinesiology
Wells College
Jennifer Gabriele Miller Jennifer Gabriele Miller's Smith Barney Experience 2004 - 2005
Job CFP, Global Head of Learning and Development, Citi Markets
Industry Financial Services
Experience
Citibank August 2015 - Present
Citi Private Bank July 2010 - Present
Morgan Stanley Smith Barney 2005 - 2010
Smith Barney 2004 - 2005
Smith Barney 2001 - 2004
Smith Barney 1998 - 2001
Smith Barney 1996 - 1998
Skills
Learning and Development, Curriculum Design, Competency Based..., Competency Analysis, Talent Management, Vendor Management, Global Strategy, Change Management, Staff Development, Project Management, Financial Planning, Coaching, Workshop Facilitation, Social Influence, Mentoring, Training, Series 63, Development Coaching, Series 7, Financial Services, Training Leadership, Wealth Management, Business Development, Portfolio Management, Investments, Mutual Funds, Leadership, Securities, Relationship Management, Financial Advisory, Finance, Asset Management, Alternative Investments, Strategic Planning, Fixed Income, FINRA, Equities, Investment Advisory, Wealth
Education
The George Washington University - School of Business 1994 — 1998
BA, International Business
Kaplan University
Certificate in Financial Planning - 2008
Citibank August 2015 - Present
Citi Private Bank July 2010 - Present
Morgan Stanley Smith Barney 2005 - 2010
Smith Barney 2004 - 2005
Smith Barney 2001 - 2004
Smith Barney 1998 - 2001
Smith Barney 1996 - 1998
Skills
Learning and Development, Curriculum Design, Competency Based..., Competency Analysis, Talent Management, Vendor Management, Global Strategy, Change Management, Staff Development, Project Management, Financial Planning, Coaching, Workshop Facilitation, Social Influence, Mentoring, Training, Series 63, Development Coaching, Series 7, Financial Services, Training Leadership, Wealth Management, Business Development, Portfolio Management, Investments, Mutual Funds, Leadership, Securities, Relationship Management, Financial Advisory, Finance, Asset Management, Alternative Investments, Strategic Planning, Fixed Income, FINRA, Equities, Investment Advisory, Wealth
Education
The George Washington University - School of Business 1994 — 1998
BA, International Business
Kaplan University
Certificate in Financial Planning - 2008
Curtis terKuile Curtis terKuile's Smith Barney Experience 1998 - 2008
Job Managing Director Investments at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors, LLC December 2008 - Present
SMITH BARNEY 1998 - 2008
Merrill Lynch 1993 - 2000
amex publishing 1998 - 1999
amex publishing 1998 - 1999
amex publishing 1998 - 1999
Skills
Investments, Alternative Investments, Asset Allocation, Sales, Equities, Fixed Income, Hedge Funds, Retirement Planning, Mutual Funds, Series 63, Loans, Real Estate, Series 7, Strategic Financial..., Financial Analysis, Estate Planning..., Financial Planning, Financial Services, Management
Education
Ithaca College 1980 — 1984
BS, BUS ADMIN
litchfield high
Wells Fargo Advisors, LLC December 2008 - Present
SMITH BARNEY 1998 - 2008
Merrill Lynch 1993 - 2000
amex publishing 1998 - 1999
amex publishing 1998 - 1999
amex publishing 1998 - 1999
Skills
Investments, Alternative Investments, Asset Allocation, Sales, Equities, Fixed Income, Hedge Funds, Retirement Planning, Mutual Funds, Series 63, Loans, Real Estate, Series 7, Strategic Financial..., Financial Analysis, Estate Planning..., Financial Planning, Financial Services, Management
Education
Ithaca College 1980 — 1984
BS, BUS ADMIN
litchfield high
Raymond Judge Raymond Judge's Smith Barney Experience August 1992 - May 1997
Job Regional Sales Director at Diligent
Industry Information Technology and Services
Experience
Diligent June 2011 - Present
Royal Oak Capital Management October 2009 - December 2010
Nunami Services, LLC October 2008 - June 2009
Ampere Capital February 2002 - December 2008
Westway Capital July 2000 - December 2001
Keefe Managers, Inc March 1999 - July 2000
Credit Suisse First Boston June 1997 - February 1999
Smith Barney August 1992 - May 1997
Skills
Electronic Trading, Equities, Equity Trading, Series 7, Hedge Funds, Foreign Exchange, Global Macro, Capital Markets, Financial Markets, Options, Asset Management, Financial Services, Fixed Income, Bloomberg, Trading, Securities, Trading Systems, Market Data, Sales
Education
New York University - Leonard N. Stern School of Business 1990 — 1992
Master of Business Administration (MBA), Finance, General
Iona College 1983 — 1987
BS, Chemistry
Diligent June 2011 - Present
Royal Oak Capital Management October 2009 - December 2010
Nunami Services, LLC October 2008 - June 2009
Ampere Capital February 2002 - December 2008
Westway Capital July 2000 - December 2001
Keefe Managers, Inc March 1999 - July 2000
Credit Suisse First Boston June 1997 - February 1999
Smith Barney August 1992 - May 1997
Skills
Electronic Trading, Equities, Equity Trading, Series 7, Hedge Funds, Foreign Exchange, Global Macro, Capital Markets, Financial Markets, Options, Asset Management, Financial Services, Fixed Income, Bloomberg, Trading, Securities, Trading Systems, Market Data, Sales
Education
New York University - Leonard N. Stern School of Business 1990 — 1992
Master of Business Administration (MBA), Finance, General
Iona College 1983 — 1987
BS, Chemistry
Todd A. Cowan, CFP®, CIMA®, CPWA®'s Smith Barney Experience January 2000 - March 2004
Job Senior Director Oppenheimer Asset Management
Industry Financial Services
Experience
UBS Wealth Management November 2011 - August 2014
UBS Wealth Management October 2009 - November 2011
UBS Wealth Management February 2007 - October 2009
UBS Wealth Management October 2004 - February 2007
Smith Barney January 2000 - March 2004
Indiana Blast April 1998 - January 2000
Skills
Series 7, Series 8, Series 63, Series 65, Series 3, Certified Financial..., Financial Planning, Wealth Management, Certified Private..., High Net Worth..., Life & Health Insurance..., Retirement Planning, Investment Management, Estate Planning, Life Insurance, College Education..., Asset Protection, Certified Investment..., Asset Allocation, Investment Advisory, Investments, Mutual Funds, Alternative Investments, Portfolio Management, Securities, Equities, Asset Management, Finance, Sales Management, Financial Services, Financial Advisory, Wealth Management..., Zephyr Style Advisor, PSN Analytics, Analytics, MPI Stylus Analytics, Bloomberg, Strategy, Insurance, Retirement, Sales, Relationship Management, Leadership, Management, Business Development, Business Planning, Coaching, Marketing Strategy
Education
Indiana University-Purdue University at Indianapolis 1996 — 1997
Bachelor of General Studies, Secondary Education and Teaching
Indiana University Bloomington 1993 — 1996
Secondary Education and Teaching
UBS Wealth Management November 2011 - August 2014
UBS Wealth Management October 2009 - November 2011
UBS Wealth Management February 2007 - October 2009
UBS Wealth Management October 2004 - February 2007
Smith Barney January 2000 - March 2004
Indiana Blast April 1998 - January 2000
Skills
Series 7, Series 8, Series 63, Series 65, Series 3, Certified Financial..., Financial Planning, Wealth Management, Certified Private..., High Net Worth..., Life & Health Insurance..., Retirement Planning, Investment Management, Estate Planning, Life Insurance, College Education..., Asset Protection, Certified Investment..., Asset Allocation, Investment Advisory, Investments, Mutual Funds, Alternative Investments, Portfolio Management, Securities, Equities, Asset Management, Finance, Sales Management, Financial Services, Financial Advisory, Wealth Management..., Zephyr Style Advisor, PSN Analytics, Analytics, MPI Stylus Analytics, Bloomberg, Strategy, Insurance, Retirement, Sales, Relationship Management, Leadership, Management, Business Development, Business Planning, Coaching, Marketing Strategy
Education
Indiana University-Purdue University at Indianapolis 1996 — 1997
Bachelor of General Studies, Secondary Education and Teaching
Indiana University Bloomington 1993 — 1996
Secondary Education and Teaching
Connie Sincaglia Connie Sincaglia's Smith Barney Experience 1995 - 1996
Job Efficiency and Productivity Consultant
Industry Professional Training & Coaching
Experience
The Organized Soul July 2014 - Present
Hughes Associates, Inc. 2007 - 2011
Firesafety Solutions, Inc. 1999 - 2007
Dollar Bank, FSB 1994 - 1999
Smith Barney 1995 - 1996
Beneficial of Ohio 1991 - 1994
Skills
Business Organizing, Coaching, Training, Small Business, Paper Management, Customer Service, Time Management, Sales, Leadership, Ergonomics, Management, Strategic Planning, Green Organizing, Public Speaking, Human Resources, Writing
Education
John Carroll University 2009 — 2013
Master of Arts (MA), History
Otterbein College 1987 — 1991
Bachelor of Arts (BA), Business Organizational/Communication
The Organized Soul July 2014 - Present
Hughes Associates, Inc. 2007 - 2011
Firesafety Solutions, Inc. 1999 - 2007
Dollar Bank, FSB 1994 - 1999
Smith Barney 1995 - 1996
Beneficial of Ohio 1991 - 1994
Skills
Business Organizing, Coaching, Training, Small Business, Paper Management, Customer Service, Time Management, Sales, Leadership, Ergonomics, Management, Strategic Planning, Green Organizing, Public Speaking, Human Resources, Writing
Education
John Carroll University 2009 — 2013
Master of Arts (MA), History
Otterbein College 1987 — 1991
Bachelor of Arts (BA), Business Organizational/Communication
Jason Magalhaes, CPA Jason Magalhaes, CPA's Smith Barney Experience June 2008 - August 2008
Job Manager at CFGI
Industry Accounting
Experience
CFGI January 2015 - Present
CFGI July 2013 - December 2014
Liberty Mutual Group October 2011 - July 2013
Ernst & Young September 2009 - October 2011
Smith Barney June 2008 - August 2008
Skills
Internal Controls, Finance, Internal Audit, Risk Analysis, SEC filings, Financial Statements, Corporate Finance, SOX, Account Reconciliation, Technical Accounting...
Education
Isenberg School of Management, UMass Amherst 2009 — 2010
Master of Science, Accounting
University of Massachusetts at Amherst - Isenberg School of Management 2005 — 2009
Bachelor of Business Administration, Accounting
CFGI January 2015 - Present
CFGI July 2013 - December 2014
Liberty Mutual Group October 2011 - July 2013
Ernst & Young September 2009 - October 2011
Smith Barney June 2008 - August 2008
Skills
Internal Controls, Finance, Internal Audit, Risk Analysis, SEC filings, Financial Statements, Corporate Finance, SOX, Account Reconciliation, Technical Accounting...
Education
Isenberg School of Management, UMass Amherst 2009 — 2010
Master of Science, Accounting
University of Massachusetts at Amherst - Isenberg School of Management 2005 — 2009
Bachelor of Business Administration, Accounting
John Ruggiero John Ruggiero's Smith Barney Experience 1992 - 1993
Job Financial Services Industry Executive Chief Compliance Officer BD & IA Compliance, Management & Operations Expertise
Industry Financial Services
Experience
HSBC August 2015 - Present
New York Baseball Network October 2010 - Present
Euro Pacific Capital March 2012 - July 2015
JR Group LLC January 2008 - July 2015
Euro Pacific Capital July 2011 - March 2012
Stewardship Investment Advisors 2005 - June 2011
Ladenburg Thalmann & Co. Inc. 1993 - 2005
Trautman Wasserman & Co. Inc. 2000 - 2001
Kirlin Securities 2000 - 2000
Smith Barney 1992 - 1993
Skills
Start-ups, Insurance, Retirement Planning, Research, Strategic Planning, Mergers & Acquisitions, Marketing, Financial Analysis, Asset Allocation, Corporate Governance, Entrepreneurship, Venture Capital, AML, Due Diligence, Trading, Anti Money Laundering, Investment Banking, Valuation, Equities, Securities, Corporate Finance, Asset Management, Hedge Funds, Private Placements, Series 63, Fundraising, Wealth Management, Microsoft Office, Fixed Income, Financial Services, Investments, Portfolio Management, Banking, Finance, Risk Management, Alternative Investments, Capital Markets, Private Equity, Executive Management, Management Consulting, Options, Investment Advisory, FINRA, Management, Mutual Funds, Mergers, Broker-Dealer Compliance, Investment Advisor...
Education
Ithaca College 1985 — 1989
Bachelor of Science (BS), Economics/Business Management
Mamaroneck High School 1982 — 1985
General
HSBC August 2015 - Present
New York Baseball Network October 2010 - Present
Euro Pacific Capital March 2012 - July 2015
JR Group LLC January 2008 - July 2015
Euro Pacific Capital July 2011 - March 2012
Stewardship Investment Advisors 2005 - June 2011
Ladenburg Thalmann & Co. Inc. 1993 - 2005
Trautman Wasserman & Co. Inc. 2000 - 2001
Kirlin Securities 2000 - 2000
Smith Barney 1992 - 1993
Skills
Start-ups, Insurance, Retirement Planning, Research, Strategic Planning, Mergers & Acquisitions, Marketing, Financial Analysis, Asset Allocation, Corporate Governance, Entrepreneurship, Venture Capital, AML, Due Diligence, Trading, Anti Money Laundering, Investment Banking, Valuation, Equities, Securities, Corporate Finance, Asset Management, Hedge Funds, Private Placements, Series 63, Fundraising, Wealth Management, Microsoft Office, Fixed Income, Financial Services, Investments, Portfolio Management, Banking, Finance, Risk Management, Alternative Investments, Capital Markets, Private Equity, Executive Management, Management Consulting, Options, Investment Advisory, FINRA, Management, Mutual Funds, Mergers, Broker-Dealer Compliance, Investment Advisor...
Education
Ithaca College 1985 — 1989
Bachelor of Science (BS), Economics/Business Management
Mamaroneck High School 1982 — 1985
General
Curtis ter Kuile Curtis ter Kuile's Smith Barney Experience November 1998 - December 2008
Job Managing Director Investments
Industry Investment Management
Experience
Wells Fargo Advisors LLC December 2008 - Present
Smith Barney November 1998 - December 2008
Merrill Lynch August 1993 - December 1998
Skills
Investments, Retirement, Salesforce.com, Sales, Advertising, Prime Brokerage, Alternative Investments, Asset Allocation, Securities, Investment Advisory, Investment Management, Investment Strategies, Bonds, Wealth Management, Leveraged Finance, Equity Trading, Financial Advisory, Estate Planning, Finance
Education
Ithaca College 1980 — 1984
Bachelor of Science
Litchfield High School 1976 — 1980
Wells Fargo Advisors LLC December 2008 - Present
Smith Barney November 1998 - December 2008
Merrill Lynch August 1993 - December 1998
Skills
Investments, Retirement, Salesforce.com, Sales, Advertising, Prime Brokerage, Alternative Investments, Asset Allocation, Securities, Investment Advisory, Investment Management, Investment Strategies, Bonds, Wealth Management, Leveraged Finance, Equity Trading, Financial Advisory, Estate Planning, Finance
Education
Ithaca College 1980 — 1984
Bachelor of Science
Litchfield High School 1976 — 1980
Dianne Greene's Smith Barney Experience May 1995 - June 2005
Job V.P., Tax Services at ADP
Industry Financial Services
Experience
ADP May 2014 - Present
Mountainside Hospital February 2014 - Present
ADP April 2013 - June 2014
ADP September 2009 - April 2013
Bank of America/ Merrill Lynch June 2007 - August 2009
ADP July 2005 - July 2007
Smith Barney May 1995 - June 2005
Skills
Account Management, BPO, Business Process..., Call Centers, Change Management, Customer Service, Leadership, Management, Outsourcing, CRM, Team Leadership, Strategy, Series 7, Project Planning, Human Resources, Payroll, Process Improvement, Equities, P&L Management, Team Building, Talent Acquisition, Recruiting, Risk Management, Telecommunications, Business Strategy, Product Development, Vendor Management, Mutual Funds, Talent Management, Time Management, Performance Management, Forecasting, HRIS, Financial Services, Training, Coaching, Customer Retention, Banking, Program Management, Insurance, New Business Development, Employee Relations, Relationship Management, Cross-functional Team...
Education
Howard University 1993 — 1995
MBA, Mangement
Fairleigh Dickinson University 1987 — 1991
B.S., Economics and Finance
ADP May 2014 - Present
Mountainside Hospital February 2014 - Present
ADP April 2013 - June 2014
ADP September 2009 - April 2013
Bank of America/ Merrill Lynch June 2007 - August 2009
ADP July 2005 - July 2007
Smith Barney May 1995 - June 2005
Skills
Account Management, BPO, Business Process..., Call Centers, Change Management, Customer Service, Leadership, Management, Outsourcing, CRM, Team Leadership, Strategy, Series 7, Project Planning, Human Resources, Payroll, Process Improvement, Equities, P&L Management, Team Building, Talent Acquisition, Recruiting, Risk Management, Telecommunications, Business Strategy, Product Development, Vendor Management, Mutual Funds, Talent Management, Time Management, Performance Management, Forecasting, HRIS, Financial Services, Training, Coaching, Customer Retention, Banking, Program Management, Insurance, New Business Development, Employee Relations, Relationship Management, Cross-functional Team...
Education
Howard University 1993 — 1995
MBA, Mangement
Fairleigh Dickinson University 1987 — 1991
B.S., Economics and Finance
Damon Bates, MBA's Smith Barney Experience 2002 - 2004
Job Investment Officer / Financial Advisor
Industry Financial Services
Experience
Wilson Bank & Trust May 2015 - Present
S&P Dow Jones Indices November 2013 - April 2015
Invacare 2008 - 2013
Wachovia Securities 2006 - 2008
General Electric 2004 - 2006
Smith Barney 2002 - 2004
AXA Advisors 1998 - 2002
Skills
New Business Development, Sales Management, Sales, Strategy, Sales Force Development, Leadership, Strategic Planning, Cold Calling, Financial Analysis, Relationship Management, Product Launch, Medical Devices, Management, Marketing, Market Research, Negotiation, Healthcare, B2B, Market Development, Direct Sales, Contract Negotiation, Team Building, Selling, Competitive Analysis, Account Management, Business Strategy, Capital Equipment, Cross-functional Team..., Business Development, Cardiology, Forecasting, Sales Process, Sales Presentations, Key Account Management, Durable Medical..., Operating Room, Marketing Strategy, Pharmaceutical Sales, Managed Care, Strategic Financial..., Medical Sales
Education
Vanderbilt University - Owen Graduate School of Management 2011 — 2013
Master of Business Administration (M.B.A.), Executive Program
Indiana University-Southeast 1994 — 1997
BS, Secondary Education - History/Psychology
Indiana University Bloomington 1993 — 1994
Business/Commerce, General
Wilson Bank & Trust May 2015 - Present
S&P Dow Jones Indices November 2013 - April 2015
Invacare 2008 - 2013
Wachovia Securities 2006 - 2008
General Electric 2004 - 2006
Smith Barney 2002 - 2004
AXA Advisors 1998 - 2002
Skills
New Business Development, Sales Management, Sales, Strategy, Sales Force Development, Leadership, Strategic Planning, Cold Calling, Financial Analysis, Relationship Management, Product Launch, Medical Devices, Management, Marketing, Market Research, Negotiation, Healthcare, B2B, Market Development, Direct Sales, Contract Negotiation, Team Building, Selling, Competitive Analysis, Account Management, Business Strategy, Capital Equipment, Cross-functional Team..., Business Development, Cardiology, Forecasting, Sales Process, Sales Presentations, Key Account Management, Durable Medical..., Operating Room, Marketing Strategy, Pharmaceutical Sales, Managed Care, Strategic Financial..., Medical Sales
Education
Vanderbilt University - Owen Graduate School of Management 2011 — 2013
Master of Business Administration (M.B.A.), Executive Program
Indiana University-Southeast 1994 — 1997
BS, Secondary Education - History/Psychology
Indiana University Bloomington 1993 — 1994
Business/Commerce, General
Arthur Flores, CFP® Arthur Flores, CFP®'s Smith Barney Experience April 2007 - August 2009
Job Financial Planner with Flores Wealth Planning, LLC.
Industry Financial Services
Experience
Morgan Stanley Smith Barney August 2009 - July 2011
Smith Barney April 2007 - August 2009
Smith Barney January 1999 - January 2007
Skills
Wealth Preservation..., Retirement Income..., Protection..., Wealth Management, Product Management, Client Development, New Business Development, Strategic Planning, Training & Development, Sales Presentations, Sales Campaigns, Marketing Strategy, MoneyGuidePro, Series 7, Series 66, Certified Financial..., Naviplan, Investment Strategies, Investments, Uniform Combined State..., Financial Services, Strategic Financial..., Financial Advisory, Employee Training, Wealth, Retirement Planning, Sales, Investment Advisory, Securities, Mutual Funds, Retirement, Asset Allocation
Education
St. John's University, The Peter J. Tobin College of Business 1988 — 1993
BS, Finance
Kaplan University
Morgan Stanley Smith Barney August 2009 - July 2011
Smith Barney April 2007 - August 2009
Smith Barney January 1999 - January 2007
Skills
Wealth Preservation..., Retirement Income..., Protection..., Wealth Management, Product Management, Client Development, New Business Development, Strategic Planning, Training & Development, Sales Presentations, Sales Campaigns, Marketing Strategy, MoneyGuidePro, Series 7, Series 66, Certified Financial..., Naviplan, Investment Strategies, Investments, Uniform Combined State..., Financial Services, Strategic Financial..., Financial Advisory, Employee Training, Wealth, Retirement Planning, Sales, Investment Advisory, Securities, Mutual Funds, Retirement, Asset Allocation
Education
St. John's University, The Peter J. Tobin College of Business 1988 — 1993
BS, Finance
Kaplan University
Frank Fodero Frank Fodero's Smith Barney Experience 1988 - 1990
Job Head of Platform Services at Royal Bank of Scotland
Industry Financial Services
Experience
Royal Bank of Scotland May 2015 - Present
Millennium Partners April 2012 - March 2014
Alliance Bernstein May 2000 - September 2011
BSCH/Santander Investements April 1997 - May 2000
Morgan Stanley September 1994 - April 1997
Kidder Peabody 1991 - 1994
Smith Barney 1988 - 1990
Skills
Leadership, Vendor Management, ITIL, Infrastructure, Disaster Recovery, Information Technology, Asset Management, IT Management, Data Center, Budgets, Trading Systems, Business Analysis, IT Strategy, Business Continuity, Enterprise Architecture, Process Improvement, IT Infrastructure..., Strategic Roadmaps, Project Management, Market Data, Equities, Unix, Active Directory, Outsourcing, Governance, SDLC
Education
Iona College 1984 — 1988
BBA, Management Information Systems
Blessed Sacrament HS
Royal Bank of Scotland May 2015 - Present
Millennium Partners April 2012 - March 2014
Alliance Bernstein May 2000 - September 2011
BSCH/Santander Investements April 1997 - May 2000
Morgan Stanley September 1994 - April 1997
Kidder Peabody 1991 - 1994
Smith Barney 1988 - 1990
Skills
Leadership, Vendor Management, ITIL, Infrastructure, Disaster Recovery, Information Technology, Asset Management, IT Management, Data Center, Budgets, Trading Systems, Business Analysis, IT Strategy, Business Continuity, Enterprise Architecture, Process Improvement, IT Infrastructure..., Strategic Roadmaps, Project Management, Market Data, Equities, Unix, Active Directory, Outsourcing, Governance, SDLC
Education
Iona College 1984 — 1988
BBA, Management Information Systems
Blessed Sacrament HS
Christopher Geller Christopher Geller's Smith Barney Experience November 2003 - November 2005
Job Vice President, Lead Financial Officer at American Express
Industry Financial Services
Experience
American Express June 2013 - Present
American Express March 2011 - June 2013
American Express November 2005 - March 2011
Smith Barney November 2003 - November 2005
Warner Music Group October 2001 - November 2003
Techsmart February 2000 - October 2001
Skills
Cross-functional Team..., Analysis, Management, Business Planning, Budgets, Financial Analysis, Managerial Finance, Leadership, Forecasting, Business Strategy, Project Management, Business Development, Timely Decision Making, Strategy, Business Analysis, CRM, Financial Modeling, Product Marketing
Education
Isenberg School of Management, UMass Amherst 1996 — 2000
Bachelor of Business Administration in Finance, Minor in Economics
American Express June 2013 - Present
American Express March 2011 - June 2013
American Express November 2005 - March 2011
Smith Barney November 2003 - November 2005
Warner Music Group October 2001 - November 2003
Techsmart February 2000 - October 2001
Skills
Cross-functional Team..., Analysis, Management, Business Planning, Budgets, Financial Analysis, Managerial Finance, Leadership, Forecasting, Business Strategy, Project Management, Business Development, Timely Decision Making, Strategy, Business Analysis, CRM, Financial Modeling, Product Marketing
Education
Isenberg School of Management, UMass Amherst 1996 — 2000
Bachelor of Business Administration in Finance, Minor in Economics
Rodney Meyering's Smith Barney Experience November 2003 - June 2009
Job Financial Advisor at Ameriprise Financial Services, Inc. Associate Vice President
Industry Financial Services
Experience
Smith Barney November 2003 - June 2009
A.G. Edwards & Sons, Inc. May 2001 - November 2003
Education
Kaplan University 2005 — 2006
CFP®, Financial Planning
University of Central Florida 1986 — 1988
AA, Political Science
West Ottawa High School
Smith Barney November 2003 - June 2009
A.G. Edwards & Sons, Inc. May 2001 - November 2003
Education
Kaplan University 2005 — 2006
CFP®, Financial Planning
University of Central Florida 1986 — 1988
AA, Political Science
West Ottawa High School
G. Scott Hinton's Smith Barney Experience February 1982 - January 1984
Job Freelance writer/ Blogger
Industry Financial Services
Experience
Mizuho Securities USA June 2010 - October 2010
Merrill Lynch August 1999 - January 2009
Elders Futures New York, NY November 1987 - June 1990
E.F. Hutton & C0. February 1984 - November 1987
Smith Barney February 1982 - January 1984
Skills
Options, Commodity, Trading, FX Options, Traders, FINRA, Commodity Markets, Currency, Futures Trading, Arbitrage, Financial Services, Management, Derivatives, Trading Strategies
Education
Kansas State University 1976 — 1980
B.S., Agricultural Economics
Mizuho Securities USA June 2010 - October 2010
Merrill Lynch August 1999 - January 2009
Elders Futures New York, NY November 1987 - June 1990
E.F. Hutton & C0. February 1984 - November 1987
Smith Barney February 1982 - January 1984
Skills
Options, Commodity, Trading, FX Options, Traders, FINRA, Commodity Markets, Currency, Futures Trading, Arbitrage, Financial Services, Management, Derivatives, Trading Strategies
Education
Kansas State University 1976 — 1980
B.S., Agricultural Economics
Dan Wokoun Dan Wokoun's Smith Barney Experience May 2005 - August 2008
Job Experienced Account Manager
Industry Mining & Metals
Experience
Precious Metal Refining Services, Inc. January 2011 - March 2014
Smith Barney May 2005 - August 2008
Skills
New Business Development, Sales, Account Management, Sales Management, Direct Sales, Business Development, Marketing, Sales Operations, Marketing Strategy, Forecasting, Negotiation, Strategic Planning, Sales Process, Strategic Partnerships, Product Management, Cold Calling, Team Building, Start-ups
Education
Indiana University South Bend 2005 — 2009
Finance, General
Holy Cross College 2002 — 2004
Business
Barrington High School
Precious Metal Refining Services, Inc. January 2011 - March 2014
Smith Barney May 2005 - August 2008
Skills
New Business Development, Sales, Account Management, Sales Management, Direct Sales, Business Development, Marketing, Sales Operations, Marketing Strategy, Forecasting, Negotiation, Strategic Planning, Sales Process, Strategic Partnerships, Product Management, Cold Calling, Team Building, Start-ups
Education
Indiana University South Bend 2005 — 2009
Finance, General
Holy Cross College 2002 — 2004
Business
Barrington High School
BEN WELLS's Smith Barney Experience January 2006 - May 2007
Job President
Industry Real Estate
Experience
All American Assisted Living June 2012 - Present
Kaplan Development Group May 2007 - Present
Smith Barney January 2006 - May 2007
Pulver Media June 2004 - January 2006
Skills
Leadership, Portfolio Management, Management, Marketing, Residential Homes, Executive Management, Real Estate, Healthcare, Selling, Due Diligence, Investments, New Business Development, Real Estate Economics, Contract Negotiation
Education
Ithaca College 2001 — 2005
B.S Business Administration, Business Management
All American Assisted Living June 2012 - Present
Kaplan Development Group May 2007 - Present
Smith Barney January 2006 - May 2007
Pulver Media June 2004 - January 2006
Skills
Leadership, Portfolio Management, Management, Marketing, Residential Homes, Executive Management, Real Estate, Healthcare, Selling, Due Diligence, Investments, New Business Development, Real Estate Economics, Contract Negotiation
Education
Ithaca College 2001 — 2005
B.S Business Administration, Business Management
Neil Quinlan, CFP® Neil Quinlan, CFP®'s Smith Barney Experience September 2004 - May 2006
Job Partner and Certified Financial Planner TM at ARGI Financial Group
Industry Financial Services
Experience
ARGI Financial Group May 2006 - Present
Smith Barney September 2004 - May 2006
US Army May 1995 - September 2004
Skills
Financial Planning, Retirement Planning, Small Business, Wealth Management, Asset Management, Estate Planning, Executive benefits, Military Decision...
Education
James Madison University 1991 — 1995
BS
ARGI Financial Group May 2006 - Present
Smith Barney September 2004 - May 2006
US Army May 1995 - September 2004
Skills
Financial Planning, Retirement Planning, Small Business, Wealth Management, Asset Management, Estate Planning, Executive benefits, Military Decision...
Education
James Madison University 1991 — 1995
BS
Ariana Harris, CFP(R)'s Smith Barney Experience August 2000 - October 2002
Job Regional Vice President at Transamerica Capital, Inc.
Industry Financial Services
Experience
Transamerica June 2015 - Present
Goldman Sachs January 2013 - June 2015
Legg Mason December 2005 - December 2012
Legg Mason November 2002 - December 2005
Smith Barney August 2000 - October 2002
Skills
Mutual Funds, Financial Advisory, Retirement Planning, Sales, Finance, Separately Managed..., Series 7, Investments, 529 Plans, Variable Annuities, Alternative Investments, Series 63, Wealth Management, Asset Allocation, Asset Management, MLPs, Territory Management, Relationship Management, Certified Financial...
Education
James Madison University 1996 — 2000
B.B.A., Marketing
James Madison University 1996 — 2000
BBA, Marketing and Information Systems
Transamerica June 2015 - Present
Goldman Sachs January 2013 - June 2015
Legg Mason December 2005 - December 2012
Legg Mason November 2002 - December 2005
Smith Barney August 2000 - October 2002
Skills
Mutual Funds, Financial Advisory, Retirement Planning, Sales, Finance, Separately Managed..., Series 7, Investments, 529 Plans, Variable Annuities, Alternative Investments, Series 63, Wealth Management, Asset Allocation, Asset Management, MLPs, Territory Management, Relationship Management, Certified Financial...
Education
James Madison University 1996 — 2000
B.B.A., Marketing
James Madison University 1996 — 2000
BBA, Marketing and Information Systems
Travis Kahle's Smith Barney Experience May 2005 - August 2006
Job Director of Career Services at ITT Technical Institute
Industry Higher Education
Experience
ITT Technical Institute April 2014 - Present
ITT Technical Institute October 2012 - April 2014
JJ Knife and Hobby July 2013 - December 2013
Northwestern Mutual June 2008 - September 2012
Smith Barney May 2005 - August 2006
Skills
Financial Services, Insurance, Investments, Risk Management, Retirement Planning, Asset Allocation, Estate Planning, Long Term Care, Disability Insurance, Microsoft Excel, Small Business, Strategic Financial..., Access, College Savings Plans, Mutual Funds, Finance, Long-term Care, Life Insurance, Leadership, Public Speaking, Customer Service, Microsoft Office, Marketing, Strategic Planning, Training, Event Planning, Team Building
Education
University of Charleston 2015 — 2018
Doctor of Executive Leadership, Executive Leadership
University of Kentucky 2007 — 2008
MBA, Business Administration, GPA 3.82
Indiana University - Kelley School of Business 2003 — 2007
Bachelor of Science, Marketing, Ethnomusicology, GPA 3.79
ITT Technical Institute April 2014 - Present
ITT Technical Institute October 2012 - April 2014
JJ Knife and Hobby July 2013 - December 2013
Northwestern Mutual June 2008 - September 2012
Smith Barney May 2005 - August 2006
Skills
Financial Services, Insurance, Investments, Risk Management, Retirement Planning, Asset Allocation, Estate Planning, Long Term Care, Disability Insurance, Microsoft Excel, Small Business, Strategic Financial..., Access, College Savings Plans, Mutual Funds, Finance, Long-term Care, Life Insurance, Leadership, Public Speaking, Customer Service, Microsoft Office, Marketing, Strategic Planning, Training, Event Planning, Team Building
Education
University of Charleston 2015 — 2018
Doctor of Executive Leadership, Executive Leadership
University of Kentucky 2007 — 2008
MBA, Business Administration, GPA 3.82
Indiana University - Kelley School of Business 2003 — 2007
Bachelor of Science, Marketing, Ethnomusicology, GPA 3.79
Brett Fisher's Smith Barney Experience December 2005 - June 2008
Job Director Retail Brokerage at First Merchants Corporation
Industry Financial Services
Experience
First Merchants Corporation August 2015 - Present
Huntington National Bank March 2010 - Present
Huntington National Bank March 2010 - December 2013
Morgan Keegan June 2008 - March 2010
Smith Barney December 2005 - June 2008
Skills
Retirement Planning, Series 7, Mutual Funds, Wealth Management, Financial Advisory, Insurance, Investments, Finance, Retirement, Strategic Financial..., Series 65, Banking, Asset Allocation, Customer Service, Management, Financial Analysis, Equities
Education
Indiana State University 2000 — 2005
Business Marketing, Marketing, Finance, Economics
First Merchants Corporation August 2015 - Present
Huntington National Bank March 2010 - Present
Huntington National Bank March 2010 - December 2013
Morgan Keegan June 2008 - March 2010
Smith Barney December 2005 - June 2008
Skills
Retirement Planning, Series 7, Mutual Funds, Wealth Management, Financial Advisory, Insurance, Investments, Finance, Retirement, Strategic Financial..., Series 65, Banking, Asset Allocation, Customer Service, Management, Financial Analysis, Equities
Education
Indiana State University 2000 — 2005
Business Marketing, Marketing, Finance, Economics
Brad Lazarus Brad Lazarus's Smith Barney Experience 2007 - January 2009
Job Recruiting Expert
Industry Staffing and Recruiting
Experience
Tomesei November 2011 - Present
CPS, Inc August 2010 - November 2011
Omega Advisors LLC January 2009 - August 2010
Smith Barney 2007 - January 2009
DePaul University 2009 - 2009
Deloitte & Touche 2005 - 2007
eBuyBack 2004 - 2005
Skills
Technical Recruiting, Recruiting, Employee Relations, Management, Analytics, Vendor Management, Applicant Tracking..., Cold Calling, Internet Recruiting, Talent Acquisition, Business Analysis, Performance Management, SaaS, Human Resources, Social Media, Salesforce.com, Training, Onboarding, Strategy, Finance, Screening Resumes, Start-ups, Project Management, Sourcing, CRM, Leadership, Consulting, Executive Search, Account Management, Screening, Business Development, Hiring, SDLC, Networking, College Recruiting, Resume Writing, Process Improvement, SEO, Temporary Placement, Interviews, Benefits Negotiation, Talent Management, Sales
Education
Indiana University - Kelley School of Business 2001 — 2005
B.S. Accounting, Kelley School of Business
Universidad de Sevilla 2004 — 2004
Study Abroad Program, Business
Adlai E. Stevenson High School
Tomesei November 2011 - Present
CPS, Inc August 2010 - November 2011
Omega Advisors LLC January 2009 - August 2010
Smith Barney 2007 - January 2009
DePaul University 2009 - 2009
Deloitte & Touche 2005 - 2007
eBuyBack 2004 - 2005
Skills
Technical Recruiting, Recruiting, Employee Relations, Management, Analytics, Vendor Management, Applicant Tracking..., Cold Calling, Internet Recruiting, Talent Acquisition, Business Analysis, Performance Management, SaaS, Human Resources, Social Media, Salesforce.com, Training, Onboarding, Strategy, Finance, Screening Resumes, Start-ups, Project Management, Sourcing, CRM, Leadership, Consulting, Executive Search, Account Management, Screening, Business Development, Hiring, SDLC, Networking, College Recruiting, Resume Writing, Process Improvement, SEO, Temporary Placement, Interviews, Benefits Negotiation, Talent Management, Sales
Education
Indiana University - Kelley School of Business 2001 — 2005
B.S. Accounting, Kelley School of Business
Universidad de Sevilla 2004 — 2004
Study Abroad Program, Business
Adlai E. Stevenson High School
Simon Zhao's Smith Barney Experience July 2008 - January 2009
Job MBA Candidate Kelley School of Business Class of 2017
Industry Information Technology and Services
Experience
Photon Interactive March 2014 - July 2015
JPMorgan Chase & Co. March 2014 - February 2015
Liberty Mutual Insurance July 2009 - September 2013
Smith Barney July 2008 - January 2009
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, Analysis, Management, Business Analysis, Customer Service, Insurance, Access, Data Analysis, PowerPoint, Leadership, Agile Methodologies, Outlook, SharePoint, Strategic Planning, Research, Business Process..., Xactimate, Visio, Sales, Project Management
Education
Indiana University - Kelley School of Business 2015 — 2017
Master of Business Administration (MBA), Management, Business Analytics, Corporate Innovations
Rutgers, The State University of New Jersey - Rutgers Business School 2005 — 2009
BS, Finance
Brooklyn Technical High School
Photon Interactive March 2014 - July 2015
JPMorgan Chase & Co. March 2014 - February 2015
Liberty Mutual Insurance July 2009 - September 2013
Smith Barney July 2008 - January 2009
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, Analysis, Management, Business Analysis, Customer Service, Insurance, Access, Data Analysis, PowerPoint, Leadership, Agile Methodologies, Outlook, SharePoint, Strategic Planning, Research, Business Process..., Xactimate, Visio, Sales, Project Management
Education
Indiana University - Kelley School of Business 2015 — 2017
Master of Business Administration (MBA), Management, Business Analytics, Corporate Innovations
Rutgers, The State University of New Jersey - Rutgers Business School 2005 — 2009
BS, Finance
Brooklyn Technical High School
Chris DiGiacomo Chris DiGiacomo's Smith Barney Experience May 2007 - August 2007
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. March 2015 - Present
John Hancock Life Insurance Company (U.S.A.) August 2012 - February 2015
CareerBuilder.com November 2011 - August 2012
Paychex December 2009 - November 2011
Big Hearts Little Hands January 2009 - May 2009
Smith Barney May 2007 - August 2007
Education
Indiana University of Pennsylvania
BA, Economics
UBS Financial Services, Inc. March 2015 - Present
John Hancock Life Insurance Company (U.S.A.) August 2012 - February 2015
CareerBuilder.com November 2011 - August 2012
Paychex December 2009 - November 2011
Big Hearts Little Hands January 2009 - May 2009
Smith Barney May 2007 - August 2007
Education
Indiana University of Pennsylvania
BA, Economics
Brian Matlock Brian Matlock's Smith Barney Experience June 2004 - August 2005
Job Regional Director at Goldman Sachs Asset Management
Industry Financial Services
Experience
Goldman Sachs August 2011 - Present
3M October 2010 - July 2011
3M July 2007 - October 2010
Smith Barney June 2004 - August 2005
Skills
New Business Development
Education
Indiana University Bloomington 2003 — 2007
Business
The University of Western Australia 2005 — 2006
Business
Goldman Sachs August 2011 - Present
3M October 2010 - July 2011
3M July 2007 - October 2010
Smith Barney June 2004 - August 2005
Skills
New Business Development
Education
Indiana University Bloomington 2003 — 2007
Business
The University of Western Australia 2005 — 2006
Business
Garrett Pendleton's Smith Barney Experience May 2008 - August 2008
Job Western Region Sales Manager
Industry Wholesale
Experience
Dutch Farms June 2015 - Present
Dutch Farms March 2012 - Present
Dutch Farms May 2009 - March 2012
Emmis Corporation/WKQX & WLUP/Q101.1 & The Loop May 2008 - August 2008
Smith Barney May 2008 - August 2008
The Den/Campustown October 2005 - February 2008
Dutch Farms May 2000 - July 2005
Merchandiser May 2000 - July 2005
Skills
Networking, Email Marketing, Social Media, Social Networking, Microsoft Office, Marketing Communications, Data Analysis, Product Development, Microsoft Excel, Research, Lifesciences, PowerPoint, Sales, Advertising, Account Management
Education
Indiana University 2004 — 2009
Bachelor of Science, Telecommunications
Indiana University Bloomington 2004 — 2009
Bachelor of Business Administration (B.B.A.), Communication and Media Studies
Dutch Farms June 2015 - Present
Dutch Farms March 2012 - Present
Dutch Farms May 2009 - March 2012
Emmis Corporation/WKQX & WLUP/Q101.1 & The Loop May 2008 - August 2008
Smith Barney May 2008 - August 2008
The Den/Campustown October 2005 - February 2008
Dutch Farms May 2000 - July 2005
Merchandiser May 2000 - July 2005
Skills
Networking, Email Marketing, Social Media, Social Networking, Microsoft Office, Marketing Communications, Data Analysis, Product Development, Microsoft Excel, Research, Lifesciences, PowerPoint, Sales, Advertising, Account Management
Education
Indiana University 2004 — 2009
Bachelor of Science, Telecommunications
Indiana University Bloomington 2004 — 2009
Bachelor of Business Administration (B.B.A.), Communication and Media Studies
Matas Cyvas's Smith Barney Experience May 2008 - August 2008
Job Senior Associate Capital Markets at MB Financial Bank
Industry Banking
Experience
MB Financial Bank March 2015 - Present
MB Financial Bank July 2013 - March 2015
MB Financial Bank June 2012 - July 2013
MB Financial Bank January 2011 - December 2012
Loyola University Chicago Graduate School of Business Marketing Department October 2009 - November 2010
Lithuanian Catholic Youth Association "Ateitininkai" November 2007 - November 2008
Smith Barney May 2008 - August 2008
Illinois Wesleyan University January 2006 - May 2006
Skills
Financial Analysis, Financial Modeling, Financial Statement..., Credit Analysis, Valuation, Finance, Data Analysis, Microsoft Excel, Risk Management, Analysis, Credit, Banking, Investments, Corporate Finance, Leadership, Portfolio Management, Microsoft Office, PowerPoint, Capital Markets
Education
Quinlan School of Business, Loyola University Chicago 2009 — 2010
MBA, Finance
Illinois Wesleyan University 2005 — 2008
B.A., Psychology, Business Administration, Religion
Benet Academy High School 2001 — 2005
MB Financial Bank March 2015 - Present
MB Financial Bank July 2013 - March 2015
MB Financial Bank June 2012 - July 2013
MB Financial Bank January 2011 - December 2012
Loyola University Chicago Graduate School of Business Marketing Department October 2009 - November 2010
Lithuanian Catholic Youth Association "Ateitininkai" November 2007 - November 2008
Smith Barney May 2008 - August 2008
Illinois Wesleyan University January 2006 - May 2006
Skills
Financial Analysis, Financial Modeling, Financial Statement..., Credit Analysis, Valuation, Finance, Data Analysis, Microsoft Excel, Risk Management, Analysis, Credit, Banking, Investments, Corporate Finance, Leadership, Portfolio Management, Microsoft Office, PowerPoint, Capital Markets
Education
Quinlan School of Business, Loyola University Chicago 2009 — 2010
MBA, Finance
Illinois Wesleyan University 2005 — 2008
B.A., Psychology, Business Administration, Religion
Benet Academy High School 2001 — 2005
Peggy Soucie Peggy Soucie's Smith Barney Experience June 2004 - March 2006
Job Associate Partner at Keller Williams Realty
Industry Investment Management
Experience
MassMutual Financial Group September 2013 - Present
Keller Williams Pioneer Valley Realty October 2012 - Present
MassMutual Financial Group 2007 - May 2014
MassMutual January 2007 - September 2013
TDBank Investment Group March 2005 - December 2006
Smith Barney June 2004 - March 2006
Smith Barney, Inc. June 1992 - June 2001
Skills
Investments, Retirement, 401k, Retirement Planning, Management, Employee Benefits, Finance, Time Management, Fixed Annuities, Insurance, Mutual Funds, Life Insurance, Series 6, Financial Advisory, Series 7
Education
Western New England College 2003 — 2011
Bachelors of Science in Business/Management Minor, Graduated Cum Laude
Holyoke Community College 1977 — 1980
Associates, Executive Secretarial
MassMutual Financial Group September 2013 - Present
Keller Williams Pioneer Valley Realty October 2012 - Present
MassMutual Financial Group 2007 - May 2014
MassMutual January 2007 - September 2013
TDBank Investment Group March 2005 - December 2006
Smith Barney June 2004 - March 2006
Smith Barney, Inc. June 1992 - June 2001
Skills
Investments, Retirement, 401k, Retirement Planning, Management, Employee Benefits, Finance, Time Management, Fixed Annuities, Insurance, Mutual Funds, Life Insurance, Series 6, Financial Advisory, Series 7
Education
Western New England College 2003 — 2011
Bachelors of Science in Business/Management Minor, Graduated Cum Laude
Holyoke Community College 1977 — 1980
Associates, Executive Secretarial
Jeff Mullen's Smith Barney Experience May 2008 - August 2008
Job
Industry Human Resources
Experience
Federal Reserve Board June 2013 - Present
Lockheed Martin October 2012 - May 2013
Lockheed Martin August 2009 - October 2012
JPMorgan Chase & Co. May 2009 - August 2009
Smith Barney May 2008 - August 2008
Heffler, Radetich & Saitta LLP May 2008 - July 2008
James Madison University September 2006 - May 2008
Skills
Forecasting, Data Analysis, Financial Analysis, Program Budgeting, Business Analysis, Executive Compensation..., Proxy Statements, Capital Market..., Equity Research Analysis, Green Belt, Six Sigma, MS Project, Microsoft Excel, Access, Economics, PeopleSoft, Financial Reporting, Financial Modeling, Project Management, Finance, Analysis, Leadership
Education
University of Massachusetts 2010 — 2012
Master's of Business Administration
James Madison University - College of Business 2005 — 2009
Finance
Federal Reserve Board June 2013 - Present
Lockheed Martin October 2012 - May 2013
Lockheed Martin August 2009 - October 2012
JPMorgan Chase & Co. May 2009 - August 2009
Smith Barney May 2008 - August 2008
Heffler, Radetich & Saitta LLP May 2008 - July 2008
James Madison University September 2006 - May 2008
Skills
Forecasting, Data Analysis, Financial Analysis, Program Budgeting, Business Analysis, Executive Compensation..., Proxy Statements, Capital Market..., Equity Research Analysis, Green Belt, Six Sigma, MS Project, Microsoft Excel, Access, Economics, PeopleSoft, Financial Reporting, Financial Modeling, Project Management, Finance, Analysis, Leadership
Education
University of Massachusetts 2010 — 2012
Master's of Business Administration
James Madison University - College of Business 2005 — 2009
Finance
Jason Levine, CFA Jason Levine, CFA's Smith Barney Experience May 2004 - August 2004
Job Portfolio Manager
Industry Investment Management
Experience
U.S. Trust / Bank of America April 2008 - Present
Analysis Group 2005 - 2006
Merrill Lynch January 2004 - May 2005
Smith Barney May 2004 - August 2004
Skills
Asset Allocation, Equities, Equity Research, Financial Analysis, Investments, Portfolio Management, Valuation
Education
Ithaca College
B.S., Applied Economics
U.S. Trust / Bank of America April 2008 - Present
Analysis Group 2005 - 2006
Merrill Lynch January 2004 - May 2005
Smith Barney May 2004 - August 2004
Skills
Asset Allocation, Equities, Equity Research, Financial Analysis, Investments, Portfolio Management, Valuation
Education
Ithaca College
B.S., Applied Economics
Sabrina Kanlic Sabrina Kanlic's Smith Barney Experience 2002 - 2005
Job Physician Recruiter at EmCare
Industry Hospital & Health Care
Experience
EmCare January 2009 - Present
Vaco Financial 2006 - 2008
Smith Barney 2002 - 2005
Arthur Andersen 1999 - 2002
Deloitte & Touche 1998 - 1999
Education
Iona College 1996 — 2000
EmCare January 2009 - Present
Vaco Financial 2006 - 2008
Smith Barney 2002 - 2005
Arthur Andersen 1999 - 2002
Deloitte & Touche 1998 - 1999
Education
Iona College 1996 — 2000
Karen McCullah Karen McCullah's Smith Barney Experience 1989 - 1991
Job screenwriter
Industry Writing and Editing
Experience
self employed 1998 - 2008
Ferris Baker Watts 1990 - 1992
Ferris Baker Watts 1990 - 1992
Smith Barney 1989 - 1991
Smith Barney 1989 - 1990
Education
James Madison University 1984 — 1988
self employed 1998 - 2008
Ferris Baker Watts 1990 - 1992
Ferris Baker Watts 1990 - 1992
Smith Barney 1989 - 1991
Smith Barney 1989 - 1990
Education
James Madison University 1984 — 1988
Craig Pfeiffer's Smith Barney Experience 1989 - 1993
Job President & CEO at Money Management Institute; Founder & Chairman, Advisors Ahead
Industry Financial Services
Experience
Money Management Institute April 2015 - Present
Advisors Ahead llc June 2012 - Present
Hohting Group llc October 2011 - April 2015
Morgan Stanley Smith Barney 1982 - September 2011
Morgan Stanley Smith Barney 2009 - March 2011
Citigroup Smith Barney 2003 - 2009
Citigroup Smith Barney 1997 - 2003
Travelers Group - Smith Barney 1993 - 1997
Smith Barney 1989 - 1993
Education
Indiana University - Kelley School of Business 1975 — 1978
BS, Finance
Money Management Institute April 2015 - Present
Advisors Ahead llc June 2012 - Present
Hohting Group llc October 2011 - April 2015
Morgan Stanley Smith Barney 1982 - September 2011
Morgan Stanley Smith Barney 2009 - March 2011
Citigroup Smith Barney 2003 - 2009
Citigroup Smith Barney 1997 - 2003
Travelers Group - Smith Barney 1993 - 1997
Smith Barney 1989 - 1993
Education
Indiana University - Kelley School of Business 1975 — 1978
BS, Finance
Kathleen (Mullane) Burke Kathleen (Mullane) Burke's Smith Barney Experience October 1997 - July 1998
Job Business Analyst at AVX
Industry Marketing and Advertising
Experience
AVX July 2010 - Present
Hubbell Lighting July 2006 - February 2009
Confluence Holding May 2005 - July 2006
Watermark Sports April 2002 - May 2005
Smith Barney October 1997 - July 1998
Johnson Matthey, CA 1994 - 1997
Skills
Access, Forecasting, Marketing, Management, Sales, Microsoft Excel, PowerPoint, Databases, Sales Management, Microsoft Word, Account Reconciliation, Sales Presentations, Administrative..., Product Marketing
Education
Iona College 1985 — 1989
BBA, Marketing
AVX July 2010 - Present
Hubbell Lighting July 2006 - February 2009
Confluence Holding May 2005 - July 2006
Watermark Sports April 2002 - May 2005
Smith Barney October 1997 - July 1998
Johnson Matthey, CA 1994 - 1997
Skills
Access, Forecasting, Marketing, Management, Sales, Microsoft Excel, PowerPoint, Databases, Sales Management, Microsoft Word, Account Reconciliation, Sales Presentations, Administrative..., Product Marketing
Education
Iona College 1985 — 1989
BBA, Marketing
Rodrigo de la Torre Rodrigo de la Torre's Smith Barney Experience October 2006 - June 2008
Job Sr. Trade Analyst
Industry Capital Markets
Experience
TradeForecaster 2009 - Present
Smith Barney October 2006 - June 2008
JPMorgan Chase 2005 - 2006
Skills
Futures Trading, Trading, Investments, Financial Analysis, Finance, New Business Development, Analytics, Entrepreneurship
Education
Illinois Institute of Technology 1997 — 1999
MS Finance, Financial Markets and Trading
The University of New Mexico - Robert O. Anderson School of Management 1992 — 1996
Bachelors of Business Administration, Finance
TradeForecaster 2009 - Present
Smith Barney October 2006 - June 2008
JPMorgan Chase 2005 - 2006
Skills
Futures Trading, Trading, Investments, Financial Analysis, Finance, New Business Development, Analytics, Entrepreneurship
Education
Illinois Institute of Technology 1997 — 1999
MS Finance, Financial Markets and Trading
The University of New Mexico - Robert O. Anderson School of Management 1992 — 1996
Bachelors of Business Administration, Finance
Brian Cargerman's Smith Barney Experience June 2001 - May 2005
Job Real Estate Broker at Redfin
Industry Real Estate
Experience
Redfin January 2014 - Present
Getty Images July 2011 - January 2015
Cargerman Associates January 2008 - July 2011
Morgan Street Properties February 2007 - November 2007
Newmark Knight Frank May 2005 - February 2007
Smith Barney June 2001 - May 2005
Skills
Sales, Marketing, Business Development, New Business Development, Real Estate, Strategic Planning, Account Management, Marketing Strategy, Advertising, Social Media Marketing, Salesforce.com, CRM, Direct Sales, B2B, Marketing Communications, Digital Marketing, Online Marketing, Lead Generation
Education
Indiana University - Kelley School of Business 1997 — 2001
Business, Bachelor of Science in Business-Marketing
Redfin January 2014 - Present
Getty Images July 2011 - January 2015
Cargerman Associates January 2008 - July 2011
Morgan Street Properties February 2007 - November 2007
Newmark Knight Frank May 2005 - February 2007
Smith Barney June 2001 - May 2005
Skills
Sales, Marketing, Business Development, New Business Development, Real Estate, Strategic Planning, Account Management, Marketing Strategy, Advertising, Social Media Marketing, Salesforce.com, CRM, Direct Sales, B2B, Marketing Communications, Digital Marketing, Online Marketing, Lead Generation
Education
Indiana University - Kelley School of Business 1997 — 2001
Business, Bachelor of Science in Business-Marketing
Jason Wass Jason Wass's Smith Barney Experience January 2005 - May 2006
Job Director of Tennis at Sportime Kings Park
Industry Health, Wellness and Fitness
Experience
Sportime Kings Park June 2014 - Present
Eastern Athletic Club March 2013 - June 2014
SportsPro Camps March 2013 - April 2014
Sportime June 2006 - February 2013
Smith Barney January 2005 - May 2006
IBM 2002 - 2003
Skills
Excellent Leadership..., Strong Work Ethic, USPTA P1 Certified..., Leadership, Coaching, Work Ethic, Event Planning, Training, Team Leadership, Fitness, Tennis, Teaching, Public Relations, Entrepreneurship, Sports, Sports Management, Sales, Time Management, Public Speaking, Fundraising, Social Networking
Education
Isenberg School of Management, UMass Amherst 1999 — 2003
BBS, Finance, Economics, Sports Medicine
Farmingdale High School 1996 — 1999
Sportime Kings Park June 2014 - Present
Eastern Athletic Club March 2013 - June 2014
SportsPro Camps March 2013 - April 2014
Sportime June 2006 - February 2013
Smith Barney January 2005 - May 2006
IBM 2002 - 2003
Skills
Excellent Leadership..., Strong Work Ethic, USPTA P1 Certified..., Leadership, Coaching, Work Ethic, Event Planning, Training, Team Leadership, Fitness, Tennis, Teaching, Public Relations, Entrepreneurship, Sports, Sports Management, Sales, Time Management, Public Speaking, Fundraising, Social Networking
Education
Isenberg School of Management, UMass Amherst 1999 — 2003
BBS, Finance, Economics, Sports Medicine
Farmingdale High School 1996 — 1999
Sarah Philabaum, CFP®, ARM's Smith Barney Experience August 2005 - April 2009
Job Risk Appraiser at Federated Insurance
Industry Insurance
Experience
Federated Insurance May 2013 - Present
Federated Insurance February 2010 - May 2013
Smith Barney August 2005 - April 2009
Brightpoint May 2005 - August 2005
Liberty Mutual Insurance March 2003 - January 2005
Skills
Risk Management, Financial Analysis, Auditing, Finance, Commercial Insurance, Insurance, Liability, Property, Risk Assessment, Underwriting, Workers Compensation, Analysis
Education
Indiana University - Kelley School of Business
Bachelor of Science, Finance
Federated Insurance May 2013 - Present
Federated Insurance February 2010 - May 2013
Smith Barney August 2005 - April 2009
Brightpoint May 2005 - August 2005
Liberty Mutual Insurance March 2003 - January 2005
Skills
Risk Management, Financial Analysis, Auditing, Finance, Commercial Insurance, Insurance, Liability, Property, Risk Assessment, Underwriting, Workers Compensation, Analysis
Education
Indiana University - Kelley School of Business
Bachelor of Science, Finance
Lauren Hudak Lauren Hudak's Smith Barney Experience June 2006 - August 2006
Job Financial Services Professional
Industry Financial Services
Experience
WB&A Market Research June 2007 - Present
Ithaca College January 2007 - May 2007
Smith Barney June 2006 - August 2006
Hudak's Transportation Services May 2005 - August 2005
Education
Ithaca College 2004 — 2007
Bachelor of Science, Applied Economics, Minor: Marketing, Conentration: Finance
WB&A Market Research June 2007 - Present
Ithaca College January 2007 - May 2007
Smith Barney June 2006 - August 2006
Hudak's Transportation Services May 2005 - August 2005
Education
Ithaca College 2004 — 2007
Bachelor of Science, Applied Economics, Minor: Marketing, Conentration: Finance
Kristina Setzekorn, Ph.D. Kristina Setzekorn, Ph.D.'s Smith Barney Experience May 2007 - March 2009
Job
Industry Higher Education
Experience
Kaplan University November 2011 - Present
KSetzekorn Consulting 2009 - June 2012
Smith Barney May 2007 - March 2009
University of Evansville August 2004 - July 2007
Oakland University August 1999 - July 2004
Southern Illinois University 1993 - 1999
Skills
Higher Education, Program Management, Strategy, E-Learning, Management, Analysis, Leadership, Research, Cross-functional Team..., Staff Development, Training, Project Planning, Project Management, Team Building, Leadership Development, Strategic Planning, Teaching, Data Analysis, Coaching, Business Planning, Teamwork, Operations Management, Business Analysis, Innovative Problem..., Team Leadership, Organizational..., Career Development, CRM
Education
Southern Illinois University, Carbondale 1993 — 2000
Ph.D., Management Information Systems/ Operations Management
Washington University in St. Louis - Olin Business School 1991 — 1992
Ph.D.studies, Marketing
Southern Illinois University, Edwardsville 1988 — 1991
M.B.A., Marketing
Iowa State University
B.S., Engineering, Business, Journalism
Kaplan University November 2011 - Present
KSetzekorn Consulting 2009 - June 2012
Smith Barney May 2007 - March 2009
University of Evansville August 2004 - July 2007
Oakland University August 1999 - July 2004
Southern Illinois University 1993 - 1999
Skills
Higher Education, Program Management, Strategy, E-Learning, Management, Analysis, Leadership, Research, Cross-functional Team..., Staff Development, Training, Project Planning, Project Management, Team Building, Leadership Development, Strategic Planning, Teaching, Data Analysis, Coaching, Business Planning, Teamwork, Operations Management, Business Analysis, Innovative Problem..., Team Leadership, Organizational..., Career Development, CRM
Education
Southern Illinois University, Carbondale 1993 — 2000
Ph.D., Management Information Systems/ Operations Management
Washington University in St. Louis - Olin Business School 1991 — 1992
Ph.D.studies, Marketing
Southern Illinois University, Edwardsville 1988 — 1991
M.B.A., Marketing
Iowa State University
B.S., Engineering, Business, Journalism
Lisa (Setrin) Nelson's Smith Barney Experience May 2007 - July 2009
Job Head of Travel Sales Southeast and Caribbean at Groupon Getaways
Industry Marketing and Advertising
Experience
Groupon April 2015 - Present
Groupon April 2014 - April 2015
Groupon February 2012 - March 2014
Groupon May 2011 - February 2012
Groupon November 2010 - May 2011
Jewish Federation of Metropolitan Chicago October 2009 - November 2010
Smith Barney May 2007 - July 2009
Skills
Salesforce.com, Social Media, Social Media Marketing, Facebook, Cold Calling, Online Advertising, Sales, Marketing, Marketing Strategy, Account Management, Advertising, Social Networking, Lead Generation, Fundraising, Email Marketing, Online Marketing, Sponsorship
Education
Indiana University Bloomington 2005 — 2009
Bachelor of Science, Public Affairs, Management
University of Sydney 2008 — 2008
Groupon April 2015 - Present
Groupon April 2014 - April 2015
Groupon February 2012 - March 2014
Groupon May 2011 - February 2012
Groupon November 2010 - May 2011
Jewish Federation of Metropolitan Chicago October 2009 - November 2010
Smith Barney May 2007 - July 2009
Skills
Salesforce.com, Social Media, Social Media Marketing, Facebook, Cold Calling, Online Advertising, Sales, Marketing, Marketing Strategy, Account Management, Advertising, Social Networking, Lead Generation, Fundraising, Email Marketing, Online Marketing, Sponsorship
Education
Indiana University Bloomington 2005 — 2009
Bachelor of Science, Public Affairs, Management
University of Sydney 2008 — 2008
John Euler's Smith Barney Experience June 1997 - February 2007
Job Vice President Financial Advisor at Merrill Lynch
Industry Investment Management
Experience
Merrill Lynch February 2007 - Present
Smith Barney June 1997 - February 2007
Smith Barney June 1997 - February 2007
Rolfe and Nolan / Brokerage Systems January 1980 - May 1994
Rolfe & Nolan 1992 - 1994
Baxter Healthcare October 1974 - December 1979
International Minerals & Chemical February 1972 - September 1974
IBM January 1969 - February 1972
Skills
Asset Allocation, Alternative Investments, Wealth Management, Retirement, Retirement Planning, Hedge Funds, Securities, Fixed Annuities, Fixed Income, Investments, Series 7, Equities
Education
Northwestern University - Kellogg School of Management 1969 — 1972
MBA, Finance
Illinois Institute of Technology 1967 — 1969
BSES, Engineering Science
United States Air Force Academy 1964 — 1967
Engineering Science
Merrill Lynch February 2007 - Present
Smith Barney June 1997 - February 2007
Smith Barney June 1997 - February 2007
Rolfe and Nolan / Brokerage Systems January 1980 - May 1994
Rolfe & Nolan 1992 - 1994
Baxter Healthcare October 1974 - December 1979
International Minerals & Chemical February 1972 - September 1974
IBM January 1969 - February 1972
Skills
Asset Allocation, Alternative Investments, Wealth Management, Retirement, Retirement Planning, Hedge Funds, Securities, Fixed Annuities, Fixed Income, Investments, Series 7, Equities
Education
Northwestern University - Kellogg School of Management 1969 — 1972
MBA, Finance
Illinois Institute of Technology 1967 — 1969
BSES, Engineering Science
United States Air Force Academy 1964 — 1967
Engineering Science
Vincent Luciani's Smith Barney Experience June 1987 - June 1992
Job Chief Information Officer at IAC
Industry Information Services
Experience
IAC January 2005 - Present
Koch Entertainment Distribution June 1999 - September 2004
Lifetime Television 1993 - 2000
Lifetime Entertainment Services June 1992 - June 1999
Smith Barney June 1987 - June 1992
Skills
Technical Architecture, Shared Services, IT Strategy, Vendor Management, IT Operations, Data Center, IT Management, Cloud Computing, E-commerce, Disaster Recovery, Infrastructure, Business Analysis, VMware, Management, SaaS, Databases, Information Technology, Leadership, Enterprise Architecture, IT Service Management, Integration, Virtualization, SDLC, Business Continuity, High Availability, Servers, Mobile Devices, Strategic Partnerships, Networking, Strategy, Telecommunications, VoIP, Business Intelligence, Security
Education
Iona College 1983 — 1987
BA MIS, Information Science
IAC January 2005 - Present
Koch Entertainment Distribution June 1999 - September 2004
Lifetime Television 1993 - 2000
Lifetime Entertainment Services June 1992 - June 1999
Smith Barney June 1987 - June 1992
Skills
Technical Architecture, Shared Services, IT Strategy, Vendor Management, IT Operations, Data Center, IT Management, Cloud Computing, E-commerce, Disaster Recovery, Infrastructure, Business Analysis, VMware, Management, SaaS, Databases, Information Technology, Leadership, Enterprise Architecture, IT Service Management, Integration, Virtualization, SDLC, Business Continuity, High Availability, Servers, Mobile Devices, Strategic Partnerships, Networking, Strategy, Telecommunications, VoIP, Business Intelligence, Security
Education
Iona College 1983 — 1987
BA MIS, Information Science
Lawrence Ford's Smith Barney Experience 1994 - June 2009
Job Commercial Lines Agent/Broker at George Petersen Insurance Agency
Industry Insurance
Experience
George Petersen Insurance Agency June 2009 - Present
Smith Barney 1994 - June 2009
Skills
Commercial Insurance, Insurance, Workers Compensation, Property, Professional Liability, Casualty, Life Insurance, Team Building, Captives, Commercial Lines, Liability, Casualty Insurance, Employment Practices..., Umbrella Insurance, Risk Management
Education
Humboldt State University 1991 — 1993
US Coast Guard Academy 1988 — 1991
Management
Aji Network
George Petersen Insurance Agency June 2009 - Present
Smith Barney 1994 - June 2009
Skills
Commercial Insurance, Insurance, Workers Compensation, Property, Professional Liability, Casualty, Life Insurance, Team Building, Captives, Commercial Lines, Liability, Casualty Insurance, Employment Practices..., Umbrella Insurance, Risk Management
Education
Humboldt State University 1991 — 1993
US Coast Guard Academy 1988 — 1991
Management
Aji Network
Brendhan Quinn's Smith Barney Experience April 2001 - December 2004
Job Owner at Village Toys LLC
Industry Retail
Experience
Village Toys LLC February 2013 - Present
QBF June 2008 - Present
Finnegan's Toys and Gifts / Finnegan's Village Toys 2010 - January 2013
Resnick and Associates July 2008 - May 2009
Merrill Lynch June 2006 - May 2008
Smith Barney Homeloan Program (Citimortgage) December 2004 - February 2006
Smith Barney April 2001 - December 2004
Humboldt State University Athletic Department August 1998 - December 2000
Solo Sports June 1992 - August 1997
Skills
Financial Planning, Asset Management, Insurance, Cash Management, Credit, Management Consulting, Consultative Selling, Business Management, Customer Service, Team Building, Contact Management, Investments, Series 7, Annuities, Mutual Funds, Portfolio Management, Wealth Management, Risk Management, Small Business, Securities, Business Strategy, Strategic Financial..., New Business Development, Asset Managment, Leadership, Management, Loans, Selling, Finance, Mortgage Lending, Coaching, Sales
Education
Humboldt State University
a Bachelor of Arts, Journalism
Dana Hills High School 1984 — 1988
Village Toys LLC February 2013 - Present
QBF June 2008 - Present
Finnegan's Toys and Gifts / Finnegan's Village Toys 2010 - January 2013
Resnick and Associates July 2008 - May 2009
Merrill Lynch June 2006 - May 2008
Smith Barney Homeloan Program (Citimortgage) December 2004 - February 2006
Smith Barney April 2001 - December 2004
Humboldt State University Athletic Department August 1998 - December 2000
Solo Sports June 1992 - August 1997
Skills
Financial Planning, Asset Management, Insurance, Cash Management, Credit, Management Consulting, Consultative Selling, Business Management, Customer Service, Team Building, Contact Management, Investments, Series 7, Annuities, Mutual Funds, Portfolio Management, Wealth Management, Risk Management, Small Business, Securities, Business Strategy, Strategic Financial..., New Business Development, Asset Managment, Leadership, Management, Loans, Selling, Finance, Mortgage Lending, Coaching, Sales
Education
Humboldt State University
a Bachelor of Arts, Journalism
Dana Hills High School 1984 — 1988
Randy Vargas's Smith Barney Experience September 1989 - February 1995
Job Sr. Business Analyst/Consultant
Industry Financial Services
Experience
CJKR Consulting June 2010 - Present
BROADRIDGE FINANCIAL SOLUTIONS January 2009 - December 2009
BROWN BROTHERS July 2007 - November 2008
Citibank January 2006 - July 2007
Edgewood Asset Management June 2000 - January 2006
SPEARS, BENZAK, SALOMON AND September 1999 - June 2000
Lazard Asset Management February 1995 - April 1999
SMITH BARNEY September 1989 - February 1995
Skills
Equities, Securities, Process Improvement, Portfolio Management, Investments, Trading
Education
Iona College 1985 — 1989
Iona College 1985 — 1989
B.B.A, Finance
West Islip High School 1982 — 1985
CJKR Consulting June 2010 - Present
BROADRIDGE FINANCIAL SOLUTIONS January 2009 - December 2009
BROWN BROTHERS July 2007 - November 2008
Citibank January 2006 - July 2007
Edgewood Asset Management June 2000 - January 2006
SPEARS, BENZAK, SALOMON AND September 1999 - June 2000
Lazard Asset Management February 1995 - April 1999
SMITH BARNEY September 1989 - February 1995
Skills
Equities, Securities, Process Improvement, Portfolio Management, Investments, Trading
Education
Iona College 1985 — 1989
Iona College 1985 — 1989
B.B.A, Finance
West Islip High School 1982 — 1985
Shannon DeGiulio's Smith Barney Experience November 2004 - March 2008
Job Baby Wrangler at DeGiulio House
Industry Events Services
Experience
DeGiulio House July 2012 - Present
RBC Wealth Management March 2008 - April 2012
Smith Barney November 2004 - March 2008
Education
Illinois State University 1996 — 2001
B.S., Marketing
DeGiulio House July 2012 - Present
RBC Wealth Management March 2008 - April 2012
Smith Barney November 2004 - March 2008
Education
Illinois State University 1996 — 2001
B.S., Marketing
Nick Marble's Smith Barney Experience 1997 - 2000
Job Vice President at Pershing, LLC
Industry Financial Services
Experience
Pershing, LLC October 2010 - Present
Federated Investors September 2005 - February 2009
Seneca Capital/Phoenix Invstmt Ptrnrs February 2003 - August 2005
Phoenix Investment Partners 2000 - 2003
Smith Barney 1997 - 2000
The New York Times June 1989 - August 1994
Skills
Product Management, Portfolio Management, Mutual Funds, Finance, Sales, Marketing, Separately Managed..., Securities, Series 7, Risk Management, Series 63, Investments, Strategy, Mergers & Acquisitions, Qualifying Prospects, Management
Education
University of California, Los Angeles - School of Law 1994 — 1997
JD, Law
Howard University 1985 — 1989
BBA, Marketing
Bishop John McNamara High School
HS Diploma
Pershing, LLC October 2010 - Present
Federated Investors September 2005 - February 2009
Seneca Capital/Phoenix Invstmt Ptrnrs February 2003 - August 2005
Phoenix Investment Partners 2000 - 2003
Smith Barney 1997 - 2000
The New York Times June 1989 - August 1994
Skills
Product Management, Portfolio Management, Mutual Funds, Finance, Sales, Marketing, Separately Managed..., Securities, Series 7, Risk Management, Series 63, Investments, Strategy, Mergers & Acquisitions, Qualifying Prospects, Management
Education
University of California, Los Angeles - School of Law 1994 — 1997
JD, Law
Howard University 1985 — 1989
BBA, Marketing
Bishop John McNamara High School
HS Diploma
Ron Werner's Smith Barney Experience August 1986 - July 1998
Job President at HW Home and Owner, HW Home
Industry Furniture
Experience
HW Home 1999 - Present
Smith Barney August 1986 - July 1998
Skills
Furniture, Furnishings, Sales Management, New Business Development, Marketing Strategy, Strategic Planning, Interior Design, Custom Furniture, Merchandising, Product Development, Negotiation, Retail, Team Building, Marketing, Sales, Visual Merchandising, Space planning, Social Media Marketing, Purchasing
Education
Indiana University Bloomington 1982 — 1986
BA, Economics
HW Home 1999 - Present
Smith Barney August 1986 - July 1998
Skills
Furniture, Furnishings, Sales Management, New Business Development, Marketing Strategy, Strategic Planning, Interior Design, Custom Furniture, Merchandising, Product Development, Negotiation, Retail, Team Building, Marketing, Sales, Visual Merchandising, Space planning, Social Media Marketing, Purchasing
Education
Indiana University Bloomington 1982 — 1986
BA, Economics
Will Neff's Smith Barney Experience
Job Office Services Professional at Kanaly Trust, LTA
Industry Investment Banking
Experience
Kanaly Trust, LTA 2007 - Present
Smith Barney
Skills
Equities
Education
Houston Baptist University 1982 — 1983
Kanaly Trust, LTA 2007 - Present
Smith Barney
Skills
Equities
Education
Houston Baptist University 1982 — 1983
Vincent Cirulli, CFA, FRM's Smith Barney Experience October 1993 - May 1994
Job SVP, VA Hedging, Derivatives and Market Risk
Industry Insurance
Experience
Protective Life Corporation January 2010 - Present
Personal - booking 2012 - 2012
MetLife October 2000 - January 2010
Citibank June 1998 - October 2000
Princeton Global Capital Management, LLC June 1996 - June 1998
Deutsche Bank June 1994 - June 1996
Smith Barney October 1993 - May 1994
Sakura Global Capital January 1992 - June 1993
Citibank January 1990 - January 1992
Citibank June 1987 - January 1990
Skills
Market Risk, Derivatives, Hedging, Risk Management, Structured Products, Equity Derivatives, Trading, ALM, Fixed Income, Equities, Risk, FX, Capital Markets, Series 7, Credit Derivatives, Portfolio Management, Securities, Asset Management, Investment Strategies, Bloomberg, Counterparty Risk, Investments, Structured, Financial Markets, Investment Advisory, Banking, Asset, Options, Structuring, Proprietary Trading, Interest Rate..., Currency, Bonds, VAR, Interest Rate Risk..., Financial Engineering, Technical Analysis, FX trading, Interest Rate Swaps, CDS, FX Options, Rates, Swaps, Investment Management, Hedge Funds, Financial Risk, Market Making, Asset Allocation, Financial Structuring, Alternative Investments
Education
Iona College 1979 — 1981
BBA
Manhattan College 1974 — 1976
Bachelor's degree
Protective Life Corporation January 2010 - Present
Personal - booking 2012 - 2012
MetLife October 2000 - January 2010
Citibank June 1998 - October 2000
Princeton Global Capital Management, LLC June 1996 - June 1998
Deutsche Bank June 1994 - June 1996
Smith Barney October 1993 - May 1994
Sakura Global Capital January 1992 - June 1993
Citibank January 1990 - January 1992
Citibank June 1987 - January 1990
Skills
Market Risk, Derivatives, Hedging, Risk Management, Structured Products, Equity Derivatives, Trading, ALM, Fixed Income, Equities, Risk, FX, Capital Markets, Series 7, Credit Derivatives, Portfolio Management, Securities, Asset Management, Investment Strategies, Bloomberg, Counterparty Risk, Investments, Structured, Financial Markets, Investment Advisory, Banking, Asset, Options, Structuring, Proprietary Trading, Interest Rate..., Currency, Bonds, VAR, Interest Rate Risk..., Financial Engineering, Technical Analysis, FX trading, Interest Rate Swaps, CDS, FX Options, Rates, Swaps, Investment Management, Hedge Funds, Financial Risk, Market Making, Asset Allocation, Financial Structuring, Alternative Investments
Education
Iona College 1979 — 1981
BBA
Manhattan College 1974 — 1976
Bachelor's degree
Maria Pasev's Smith Barney Experience August 1994 - August 1996
Job Vice President, Solutions Engineer at Morgan Stanley
Industry Information Technology and Services
Experience
Morgan Stanley June 2010 - Present
JPMorgan Chase November 2006 - July 2010
JPMorgan Chase August 1997 - November 2006
Chase August 1996 - August 1997
Smith Barney August 1994 - August 1996
Ciba-Geigy 1990 - 1993
Skills
Storage, Storage Area Networks, Team Building, ITIL, Data Center, Leadership, Troubleshooting, Enterprise Architecture, Disaster Recovery, VMware, SDLC, Equities, IT Management, IT Strategy, Vendor Management, System Deployment, Investment Banking, Cisco Technologies, Integration, Business Continuity, Risk Management, Security, Microsoft Certified..., Hardware, Infrastructure, Virtualization, Windows, IT Service Management, Technical Support, Cloud Computing, IT Operations, Information Technology, Incident Management
Education
Iona College 1989 — 1993
Morgan Stanley June 2010 - Present
JPMorgan Chase November 2006 - July 2010
JPMorgan Chase August 1997 - November 2006
Chase August 1996 - August 1997
Smith Barney August 1994 - August 1996
Ciba-Geigy 1990 - 1993
Skills
Storage, Storage Area Networks, Team Building, ITIL, Data Center, Leadership, Troubleshooting, Enterprise Architecture, Disaster Recovery, VMware, SDLC, Equities, IT Management, IT Strategy, Vendor Management, System Deployment, Investment Banking, Cisco Technologies, Integration, Business Continuity, Risk Management, Security, Microsoft Certified..., Hardware, Infrastructure, Virtualization, Windows, IT Service Management, Technical Support, Cloud Computing, IT Operations, Information Technology, Incident Management
Education
Iona College 1989 — 1993
Benjamin Bayly's Smith Barney Experience January 2000 - January 2009
Job Paton Bayly Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney January 2000 - January 2009
Skills
Relationship Management, Retirement, Estate Investment..., Asset Allocation, Investment Advisory..., Financial Services, Fixed Income Strategies, Stock Anaylsis, Tax-Effcient Strategies
Education
Siena College 1999 — 2001
B.S., Finance
Hudson Valley Community College 1997 — 1999
AS, Business
Troy High 1994 — 1997
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney January 2000 - January 2009
Skills
Relationship Management, Retirement, Estate Investment..., Asset Allocation, Investment Advisory..., Financial Services, Fixed Income Strategies, Stock Anaylsis, Tax-Effcient Strategies
Education
Siena College 1999 — 2001
B.S., Finance
Hudson Valley Community College 1997 — 1999
AS, Business
Troy High 1994 — 1997
Carrie Bean's Smith Barney Experience June 2005 - August 2005
Job Communications Consultant & Contract Writer and Social Media Consultant
Industry Management Consulting
Experience
Impressa Solutions June 2014 - Present
SRA International April 2011 - Present
SRA International April 2009 - April 2011
The Corporate Executive Board July 2007 - February 2009
Vector Marketing Corporation December 2006 - December 2006
Verizon Communications, Inc. June 2006 - August 2006
Smith Barney June 2005 - August 2005
Skills
Strategic Communications, Marketing Strategy, Public Outreach, Stakeholder Management, Manage Client..., Outstanding..., Internal & External..., Consulting, Marketing, Social Networking, Social Media Marketing, Competitive Analysis, Sales, Team Leadership, Event Planning, PowerPoint, Strategic Planning, SharePoint, Sales Process, Direct Sales, Business Development, Marketing Communications, Management
Education
New York University 2011 — 2013
Digital Media Marketing Certificate, Digital Marketing
James Madison University 2003 — 2007
BBA, Marketing
Impressa Solutions June 2014 - Present
SRA International April 2011 - Present
SRA International April 2009 - April 2011
The Corporate Executive Board July 2007 - February 2009
Vector Marketing Corporation December 2006 - December 2006
Verizon Communications, Inc. June 2006 - August 2006
Smith Barney June 2005 - August 2005
Skills
Strategic Communications, Marketing Strategy, Public Outreach, Stakeholder Management, Manage Client..., Outstanding..., Internal & External..., Consulting, Marketing, Social Networking, Social Media Marketing, Competitive Analysis, Sales, Team Leadership, Event Planning, PowerPoint, Strategic Planning, SharePoint, Sales Process, Direct Sales, Business Development, Marketing Communications, Management
Education
New York University 2011 — 2013
Digital Media Marketing Certificate, Digital Marketing
James Madison University 2003 — 2007
BBA, Marketing
Aaron Case's Smith Barney Experience March 2005 - March 2007
Job Manager Home Office Supervision at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2014 - Present
discovery place childcare 2009 - Present
LPL March 2008 - November 2014
LPL FIS March 2007 - March 2008
Smith Barney March 2005 - March 2007
Domestiks Inc June 1999 - March 2005
Skills
Securities, Mutual Funds, Investment Advisory, Alternative Investments, Compliance, Training, Equities, Analysis, Financial Risk, Fixed Annuities, Financial Advisory, Series 24, FINRA, Investments, Series 63, Series 7
Education
Husson College 2005 — 2006
MBA, Business
University of New England 1999 — 2003
B.S., Business Management
LPL Financial November 2014 - Present
discovery place childcare 2009 - Present
LPL March 2008 - November 2014
LPL FIS March 2007 - March 2008
Smith Barney March 2005 - March 2007
Domestiks Inc June 1999 - March 2005
Skills
Securities, Mutual Funds, Investment Advisory, Alternative Investments, Compliance, Training, Equities, Analysis, Financial Risk, Fixed Annuities, Financial Advisory, Series 24, FINRA, Investments, Series 63, Series 7
Education
Husson College 2005 — 2006
MBA, Business
University of New England 1999 — 2003
B.S., Business Management
Chad Hiatt's Smith Barney Experience July 2006 - January 2009
Job General Laborer for Burns Builders
Industry Construction
Experience
Burns Distributing Inc. November 2011 - Present
Smith Barney July 2006 - January 2009
Fire Police City County Federal Credit Union 2000 - 2006
Skills
Series 7, Retirement Planning, 401k Rollovers, Wealth Management, Alternative Investments, 529 Plans, Mutual Funds, Series 65, Investment Strategies, Series 63
Education
Indiana University-Purdue University at Fort Wayne 1994 — 2005
Bachelor of Science (BS), Economics and Public Policy
Burns Distributing Inc. November 2011 - Present
Smith Barney July 2006 - January 2009
Fire Police City County Federal Credit Union 2000 - 2006
Skills
Series 7, Retirement Planning, 401k Rollovers, Wealth Management, Alternative Investments, 529 Plans, Mutual Funds, Series 65, Investment Strategies, Series 63
Education
Indiana University-Purdue University at Fort Wayne 1994 — 2005
Bachelor of Science (BS), Economics and Public Policy
Jamie Constantine's Smith Barney Experience Senior Vice PresidentCitigroup1984 - Present
Job Executive VP at Smith Barney
Industry Financial Services
Experience
Smith Barney Senior Vice PresidentCitigroup1984 - Present
Education
Iowa State University - College of Business 1971 — 1981
Smith Barney Senior Vice PresidentCitigroup1984 - Present
Education
Iowa State University - College of Business 1971 — 1981
Raymond Lafontant's Smith Barney Experience 1997 - 1997
Job Senior Trader Agency CMBS
Industry Investment Banking
Experience
Mizuho Securities USA Inc. March 2012 - November 2014
J.P. Morgan Securities Inc. May 2001 - October 2011
Société Générale 1998 - 1999
Smith Barney 1997 - 1997
Nomura Securities 1996 - 1997
DLJ 1994 - 1996
Skills
Fixed Income, Capital Markets, Structured Products, Derivatives, Securitization, Structured Finance, Equities, Credit Derivatives, Hedge Funds, Investment Banking, Bloomberg, Bonds
Education
Howard University 1987 — 1991
Bachelor's Degree, Actuarial Science
Mizuho Securities USA Inc. March 2012 - November 2014
J.P. Morgan Securities Inc. May 2001 - October 2011
Société Générale 1998 - 1999
Smith Barney 1997 - 1997
Nomura Securities 1996 - 1997
DLJ 1994 - 1996
Skills
Fixed Income, Capital Markets, Structured Products, Derivatives, Securitization, Structured Finance, Equities, Credit Derivatives, Hedge Funds, Investment Banking, Bloomberg, Bonds
Education
Howard University 1987 — 1991
Bachelor's Degree, Actuarial Science
R. Paul Childress III, CPA's Smith Barney Experience May 2006 - June 2007
Job CPA at Atkinson, Harris & Hart
Industry Financial Services
Experience
Atkinson, Harris & Hart February 2014 - Present
Yount, Hyde & Barbour, PC September 2012 - September 2013
McGladrey February 2010 - September 2012
SunTrust Investment Services October 2008 - May 2009
UBS June 2007 - October 2008
Smith Barney May 2006 - June 2007
Financial Services of Virginia June 2004 - May 2006
Skills
Investments, Finance, Tax, Wealth Management
Education
Virginia Commonwealth University 2009 — 2010
Post Bachelorette Certificate, Accounting
James Madison University 2001 — 2004
BS, Economics
Atkinson, Harris & Hart February 2014 - Present
Yount, Hyde & Barbour, PC September 2012 - September 2013
McGladrey February 2010 - September 2012
SunTrust Investment Services October 2008 - May 2009
UBS June 2007 - October 2008
Smith Barney May 2006 - June 2007
Financial Services of Virginia June 2004 - May 2006
Skills
Investments, Finance, Tax, Wealth Management
Education
Virginia Commonwealth University 2009 — 2010
Post Bachelorette Certificate, Accounting
James Madison University 2001 — 2004
BS, Economics
James J. Pomfret's Smith Barney Experience 1986 - 1991
Job Managing DirectorInvestment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors March 2013 - Present
Wells Fargo Advisors, LLC November 2006 - March 2013
Morgan Stanley 1991 - November 2006
Smith Barney 1986 - 1991
Merrill Lynch 1983 - 1986
Skills
Fixed Income, 401k, Asset Allocation, Strategic Planning, Investments, Insurance, Mutual Funds, Financial Analysis, Financial Services, Retirement Planning, Risk Management
Education
University of Massachusetts at Amherst - Isenberg School of Management 1967 — 1971
Wells Fargo Advisors March 2013 - Present
Wells Fargo Advisors, LLC November 2006 - March 2013
Morgan Stanley 1991 - November 2006
Smith Barney 1986 - 1991
Merrill Lynch 1983 - 1986
Skills
Fixed Income, 401k, Asset Allocation, Strategic Planning, Investments, Insurance, Mutual Funds, Financial Analysis, Financial Services, Retirement Planning, Risk Management
Education
University of Massachusetts at Amherst - Isenberg School of Management 1967 — 1971
Vincent Lopes's Smith Barney Experience March 2000 - Present
Job Financial Planning Specialist at Smith Barney
Industry Financial Services
Experience
Smith Barney March 2000 - Present
Education
Hofstra University 1997 — 2001
Smith Barney March 2000 - Present
Education
Hofstra University 1997 — 2001
Joseph Bove, CFA's Smith Barney Experience June 2007 - August 2007
Job Portfolio Management Associate at City National Rochdale
Industry Financial Services
Experience
City National Rochdale November 2012 - Present
JP Morgan Chase March 2011 - November 2012
Citigroup December 2009 - March 2011
Citigroup July 2009 - September 2009
Citigroup May 2008 - August 2008
Smith Barney June 2007 - August 2007
Education
James Madison University 2005 — 2009
Finance
James Madison University 2005 — 2009
BBA, Finance
City National Rochdale November 2012 - Present
JP Morgan Chase March 2011 - November 2012
Citigroup December 2009 - March 2011
Citigroup July 2009 - September 2009
Citigroup May 2008 - August 2008
Smith Barney June 2007 - August 2007
Education
James Madison University 2005 — 2009
Finance
James Madison University 2005 — 2009
BBA, Finance
Elizabeth (Corneliuson) McCaffrey's Smith Barney Experience October 2005 - June 2007
Job Vice President Administration at McCaffrey Homes
Industry Real Estate
Experience
McCaffrey Homes June 2007 - Present
Smith Barney October 2005 - June 2007
Nissan North America 2004 - 2005
FCA Corp May 2003 - June 2004
Skills
Financial Analysis, Financial Modeling, Due Diligence, Mergers & Acquisitions, Investments, Finance, Real Estate, Risk Management, Valuation, Private Equity, Start-ups, Forecasting, Portfolio Management, Strategy, Management, Business Strategy, Strategic Planning
Education
Jones Graduate School of Business, Rice University 2002 — 2004
MBA, Finance
Rice University 1996 — 2000
Bachelor of Arts (BA), Economics/ Managerial Studies
McCaffrey Homes June 2007 - Present
Smith Barney October 2005 - June 2007
Nissan North America 2004 - 2005
FCA Corp May 2003 - June 2004
Skills
Financial Analysis, Financial Modeling, Due Diligence, Mergers & Acquisitions, Investments, Finance, Real Estate, Risk Management, Valuation, Private Equity, Start-ups, Forecasting, Portfolio Management, Strategy, Management, Business Strategy, Strategic Planning
Education
Jones Graduate School of Business, Rice University 2002 — 2004
MBA, Finance
Rice University 1996 — 2000
Bachelor of Arts (BA), Economics/ Managerial Studies
Philip Fraser's Smith Barney Experience June 2006 - February 2010
Job at Bank of America
Industry Financial Services
Experience
Bank of America March 2010 - Present
Smith Barney June 2006 - February 2010
Citigroup June 2003 - August 2006
Soundview Financial Group October 2002 - June 2003
UUNET February 1998 - September 2002
IPC Systems, Inc. October 1987 - February 1998
MITRE June 1985 - October 1987
Singer Link Flight Simulation June 1984 - June 1985
Skills
Unified Communications, Trading Systems, Project Management, Integration, Enterprise Architecture, Cross-functional Team..., Software Development, Vendor Management, Data Warehousing, VoIP, Data Mining, Service Delivery, Telecommunications..., Cloud Computing, Product Management, Equities, IP, SDLC, Disaster Recovery, Program Management, Data Center, Market Data, Managed Services, Business Analysis, Risk Management, PMO, Investment Banking, Process Improvement, Portfolio Management, Telecommunications, Unix, Derivatives, Financial Services, Management, Troubleshooting, Fixed Income, IT Strategy, Series 7, Cisco Technologies, ITIL
Education
Howard University 1980 — 1984
BS Electrical Engineering
Bank of America March 2010 - Present
Smith Barney June 2006 - February 2010
Citigroup June 2003 - August 2006
Soundview Financial Group October 2002 - June 2003
UUNET February 1998 - September 2002
IPC Systems, Inc. October 1987 - February 1998
MITRE June 1985 - October 1987
Singer Link Flight Simulation June 1984 - June 1985
Skills
Unified Communications, Trading Systems, Project Management, Integration, Enterprise Architecture, Cross-functional Team..., Software Development, Vendor Management, Data Warehousing, VoIP, Data Mining, Service Delivery, Telecommunications..., Cloud Computing, Product Management, Equities, IP, SDLC, Disaster Recovery, Program Management, Data Center, Market Data, Managed Services, Business Analysis, Risk Management, PMO, Investment Banking, Process Improvement, Portfolio Management, Telecommunications, Unix, Derivatives, Financial Services, Management, Troubleshooting, Fixed Income, IT Strategy, Series 7, Cisco Technologies, ITIL
Education
Howard University 1980 — 1984
BS Electrical Engineering
Gannon, Eileen's Smith Barney Experience August 1998 - Present
Job Vice President, Wealth Management at Smith Barney
Industry Financial Services
Experience
Smith Barney August 1998 - Present
Morgan Stanley Smith Barney 1998 - Present
Skills
Investments, Wealth Management, Portfolio Management
Education
Iowa State University - College of Business 1989 — 1991
MBA, International Finance
Iowa State University 1983 — 1986
Bachelor of Science, Journalism
Smith Barney August 1998 - Present
Morgan Stanley Smith Barney 1998 - Present
Skills
Investments, Wealth Management, Portfolio Management
Education
Iowa State University - College of Business 1989 — 1991
MBA, International Finance
Iowa State University 1983 — 1986
Bachelor of Science, Journalism
Brad Rippelmeyer's Smith Barney Experience Minor League Baseball CoachTampa Bay Devil RaysMarch 1997 - December 1999
Job Financial Planning Specialist at Smith Barney
Industry Financial Services
Experience
Smith Barney Minor League Baseball CoachTampa Bay Devil RaysMarch 1997 - December 1999
Atlanta Braves June 1991 - May 1996
Education
Kansas State University 1988 — 1991
Smith Barney Minor League Baseball CoachTampa Bay Devil RaysMarch 1997 - December 1999
Atlanta Braves June 1991 - May 1996
Education
Kansas State University 1988 — 1991
Patricia Batesole's Smith Barney Experience October 1984 - January 1988
Job Chief Marketing and Business Development Officer
Industry Law Practice
Experience
Ice Miller LLP June 2007 - Present
House Investments March 1991 - June 2007
The Ohio Company June 1990 - February 1991
Furman, Selz (Division of Xerox Financial Services) February 1988 - August 1989
Smith Barney October 1984 - January 1988
Central Soya June 1978 - June 1983
Skills
Strategic Planning, Business Development, Research, Marketing, Event Planning, Request for Proposals..., Program Management, Investments, New Business Development, Banking, Business Strategy, Contract Negotiation, Public Relations, Leadership
Education
Indiana University-Purdue University at Indianapolis
MBA
Purdue University - Krannert School of Management
Bachelor of Science (B.S.), Management
Ice Miller LLP June 2007 - Present
House Investments March 1991 - June 2007
The Ohio Company June 1990 - February 1991
Furman, Selz (Division of Xerox Financial Services) February 1988 - August 1989
Smith Barney October 1984 - January 1988
Central Soya June 1978 - June 1983
Skills
Strategic Planning, Business Development, Research, Marketing, Event Planning, Request for Proposals..., Program Management, Investments, New Business Development, Banking, Business Strategy, Contract Negotiation, Public Relations, Leadership
Education
Indiana University-Purdue University at Indianapolis
MBA
Purdue University - Krannert School of Management
Bachelor of Science (B.S.), Management
Carol Gagliano's Smith Barney Experience January 2004 - July 2006
Job Associate Portfolio Manager at Webster Private Bank
Industry Banking
Experience
Webster Private Bank July 2014 - Present
Citi Private Bank February 2007 - June 2014
Citicorp Investment Services July 2006 - February 2007
Smith Barney January 2004 - July 2006
Citigroup Private Bank November 2000 - January 2004
Consulting Group - Smith Barney April 1998 - November 2000
Consulting Group - Smith Barney May 1997 - March 1998
Smith Barney January 1993 - January 1997
Skills
Microsoft Excel, Access, PowerPoint, Private Banking, Series 7, Microsoft Word, Banking, Finance, Investments, Portfolio Management, Bloomberg, Fixed Income, Securities, Mutual Funds, Alternative Investments, Asset Allocation, Financial Services
Education
Iona College 1993 — 1997
B.B.A., Bachelor, Business Administration; Finance
Webster Private Bank July 2014 - Present
Citi Private Bank February 2007 - June 2014
Citicorp Investment Services July 2006 - February 2007
Smith Barney January 2004 - July 2006
Citigroup Private Bank November 2000 - January 2004
Consulting Group - Smith Barney April 1998 - November 2000
Consulting Group - Smith Barney May 1997 - March 1998
Smith Barney January 1993 - January 1997
Skills
Microsoft Excel, Access, PowerPoint, Private Banking, Series 7, Microsoft Word, Banking, Finance, Investments, Portfolio Management, Bloomberg, Fixed Income, Securities, Mutual Funds, Alternative Investments, Asset Allocation, Financial Services
Education
Iona College 1993 — 1997
B.B.A., Bachelor, Business Administration; Finance
David Elwood, CFP®, CRPC®'s Smith Barney Experience May 1998 - April 2009
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC April 2009 - Present
Smith Barney May 1998 - April 2009
Paine Webber May 1995 - May 1998
Skills
Wealth Management, Retirement Planning, Investments, Financial Advisory, Retirement Income..., Asset Management, Portfolio Management, Liability Management, Estate Investment..., Insurance, Variable Annuities, 401k Rollovers, Lending Solutions, Lifestyle Planning, Asset Managment, Financial Services, Retirement, Mutual Funds, Wealth, Financial Planners, Employee Benefits, Fixed Annuities, Asset Allocation, Series 7, Finance
Education
Syracuse University - Martin J. Whitman School of Management 1988 — 1992
Bachelor of Science
Kaplan University 2006 — 2007
Financial Planning Certificate, Financial Planning Certificate
Wells Fargo Advisors, LLC April 2009 - Present
Smith Barney May 1998 - April 2009
Paine Webber May 1995 - May 1998
Skills
Wealth Management, Retirement Planning, Investments, Financial Advisory, Retirement Income..., Asset Management, Portfolio Management, Liability Management, Estate Investment..., Insurance, Variable Annuities, 401k Rollovers, Lending Solutions, Lifestyle Planning, Asset Managment, Financial Services, Retirement, Mutual Funds, Wealth, Financial Planners, Employee Benefits, Fixed Annuities, Asset Allocation, Series 7, Finance
Education
Syracuse University - Martin J. Whitman School of Management 1988 — 1992
Bachelor of Science
Kaplan University 2006 — 2007
Financial Planning Certificate, Financial Planning Certificate
Heather Hackett, CFA, CAIA's Smith Barney Experience January 1998 - July 2005
Job VP, Asset Allocation at Voya Investment Management
Industry Investment Management
Experience
Voya Investment Management August 2013 - October 2014
ING Investment Management Americas 2005 - October 2014
ING Investment Management July 2005 - August 2013
Smith Barney January 1998 - July 2005
Schroders July 1996 - January 1998
Skills
Portfolio Management, Asset Management, Fixed Income, Asset Allocation, Alternative Investments, Equities, Hedge Funds, Investment Management, Bloomberg, Mutual Funds, Investment Strategies, Investments
Education
IE Business School 2014 — 2015
Global Masters in Finance, Finance
State University of New York
BS, Business Economics
Voya Investment Management August 2013 - October 2014
ING Investment Management Americas 2005 - October 2014
ING Investment Management July 2005 - August 2013
Smith Barney January 1998 - July 2005
Schroders July 1996 - January 1998
Skills
Portfolio Management, Asset Management, Fixed Income, Asset Allocation, Alternative Investments, Equities, Hedge Funds, Investment Management, Bloomberg, Mutual Funds, Investment Strategies, Investments
Education
IE Business School 2014 — 2015
Global Masters in Finance, Finance
State University of New York
BS, Business Economics
Fredric Weiner's Smith Barney Experience November 2006 - April 2008
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. April 2009 - Present
Smith Barney November 2006 - April 2008
Skills
Retirement Planning, Series 7, Wealth Management, Uniform Combined State..., 401k Rollovers, Investment Advisory, Asset Allocation, Series 63, Series 65, Saving for Education, Mutual Funds, Strategic Financial...
Education
Jefferson Medical College of Thomas Jefferson University 1968 — 1972
Doctor of Medicine (M.D.), Medicine
Lehigh University 1962 — 1966
Bachelor of Arts (B.A.), Chemistry
Ameriprise Financial Services, Inc. April 2009 - Present
Smith Barney November 2006 - April 2008
Skills
Retirement Planning, Series 7, Wealth Management, Uniform Combined State..., 401k Rollovers, Investment Advisory, Asset Allocation, Series 63, Series 65, Saving for Education, Mutual Funds, Strategic Financial...
Education
Jefferson Medical College of Thomas Jefferson University 1968 — 1972
Doctor of Medicine (M.D.), Medicine
Lehigh University 1962 — 1966
Bachelor of Arts (B.A.), Chemistry
Amie Kennedy's Smith Barney Experience 1994 - 1999
Job Independent Individual & Family Services Professional
Industry Individual & Family Services
Experience
Smith Barney 1994 - 1999
Education
Mary Baldwin College 1984 — 1988
ba, Economics
Kansai University 1986 — 1986
Smith Barney 1994 - 1999
Education
Mary Baldwin College 1984 — 1988
ba, Economics
Kansai University 1986 — 1986
Joscelynn Tomaw's Smith Barney Experience January 2007 - April 2007
Job Financial Services Professional
Industry Financial Services
Experience
Morningstar June 2007 - October 2007
Smith Barney January 2007 - April 2007
Hub International May 2005 - December 2006
Willkie Residence Center 2002 - 2003
Education
Quinlan School of Business, Loyola University Chicago 2005 — 2008
MBA, Finance, Economics
Indiana University Bloomington 1999 — 2004
BA, Economics, Political Science
Morningstar June 2007 - October 2007
Smith Barney January 2007 - April 2007
Hub International May 2005 - December 2006
Willkie Residence Center 2002 - 2003
Education
Quinlan School of Business, Loyola University Chicago 2005 — 2008
MBA, Finance, Economics
Indiana University Bloomington 1999 — 2004
BA, Economics, Political Science
Kenya King's Smith Barney Experience March 2005 - March 2006
Job Compliance Analyst at LPL Financial Services
Industry Financial Services
Experience
LPL Financial Services March 2006 - Present
Smith Barney March 2005 - March 2006
Banc of America Investments July 1999 - March 2005
Skills
FINRA, Event Planning, Mutual Funds
Education
Johnson C. Smith University - JCSU
Bachelor of Science in Business Administration
Kaplan College
LPL Financial Services March 2006 - Present
Smith Barney March 2005 - March 2006
Banc of America Investments July 1999 - March 2005
Skills
FINRA, Event Planning, Mutual Funds
Education
Johnson C. Smith University - JCSU
Bachelor of Science in Business Administration
Kaplan College
Carmie Summers's Smith Barney Experience 1985 - 1987
Job Naperville Independent Film Festival
Industry Motion Pictures and Film
Experience
Naperville Independent Film Festival November 2007 - 2009
Smith Barney 1985 - 1987
WPIX TV 1983 - 1985
Skills
Film, Video Production
Education
Iona College 1970 — 1974
Naperville Independent Film Festival November 2007 - 2009
Smith Barney 1985 - 1987
WPIX TV 1983 - 1985
Skills
Film, Video Production
Education
Iona College 1970 — 1974
Kaushik Gohil's Smith Barney Experience September 2003 - June 2005
Job contractor at TIAACREF
Industry Information Technology and Services
Experience
TIAA-CREF January 2009 - Present
UBS Investment Bank July 2005 - September 2006
Smith Barney September 2003 - June 2005
Banc of America Securities March 2003 - August 2003
JPMorgan Chase April 2001 - December 2002
Goldman Sachs June 1997 - March 2001
Education
New Jersey Institute of Technology 1994 — 1996
M.S., Computer Science
Indian Institute of Technology, Bombay 1978 — 1984
B. Tech, Mechanical Engineer
TIAA-CREF January 2009 - Present
UBS Investment Bank July 2005 - September 2006
Smith Barney September 2003 - June 2005
Banc of America Securities March 2003 - August 2003
JPMorgan Chase April 2001 - December 2002
Goldman Sachs June 1997 - March 2001
Education
New Jersey Institute of Technology 1994 — 1996
M.S., Computer Science
Indian Institute of Technology, Bombay 1978 — 1984
B. Tech, Mechanical Engineer
Natalie Roehling's Smith Barney Experience September 2000 - May 2005
Job Senior Consultant at ThirtyOne Gifts
Industry Human Resources
Experience
Thirty-One Gifts December 2009 - Present
Emmis Communications May 2005 - February 2007
Smith Barney September 2000 - May 2005
Mills Land Title May 1994 - September 2000
Skills
Microsoft Office, Excel, Word, PowerPoint, Customer Service, Customer Relations, English, Teamwork
Education
Indiana University - Kelley School of Business 2003 — 2008
Bachelor of Science (BS), Human Resources Management
University of Southern Indiana 1990 — 1994
Thirty-One Gifts December 2009 - Present
Emmis Communications May 2005 - February 2007
Smith Barney September 2000 - May 2005
Mills Land Title May 1994 - September 2000
Skills
Microsoft Office, Excel, Word, PowerPoint, Customer Service, Customer Relations, English, Teamwork
Education
Indiana University - Kelley School of Business 2003 — 2008
Bachelor of Science (BS), Human Resources Management
University of Southern Indiana 1990 — 1994
Peter Massari's Smith Barney Experience September 2002 - May 2011
Job Sr V.P. at Axiom Capital Management
Industry Financial Services
Experience
Axiom Capital Management May 2011 - Present
Smith Barney September 2002 - May 2011
Merrill Lynch January 1977 - September 2002
Education
Iona College 1973 — 1976
Master of Business Administration (MBA), Finance, General
State University of New York College at Geneseo 1967 — 1971
Bachelor's degree, Economics
Pelham Memorial High School
Axiom Capital Management May 2011 - Present
Smith Barney September 2002 - May 2011
Merrill Lynch January 1977 - September 2002
Education
Iona College 1973 — 1976
Master of Business Administration (MBA), Finance, General
State University of New York College at Geneseo 1967 — 1971
Bachelor's degree, Economics
Pelham Memorial High School
Greg Johns's Smith Barney Experience July 1997 - April 2000
Job Finance Manager at Code for America
Industry Nonprofit Organization Management
Experience
Code for America September 2013 - Present
Room to Read January 2011 - September 2013
Sonoma Ecology Center July 2009 - January 2011
Small Business Development Center @ Santa Rosa Jr College June 2008 - January 2011
Trojan Horse Inn March 2004 - November 2009
City of Sonoma March 2005 - July 2009
Moody's Investors Service April 2001 - June 2003
Wall Street Strategies April 2000 - December 2000
Smith Barney July 1997 - April 2000
Pershing August 1993 - July 1995
Skills
Strategy, Financial Modeling, Forecasting, Financial Analysis, Competitive Analysis, Nonprofits, Financial Reporting, Leadership, Analysis, Finance, Management, Valuation, Strategic Planning, Business Strategy, Budgets, Corporate Finance, Cross-functional Team..., Entrepreneurship
Education
University of Michigan - Stephen M. Ross School of Business 1995 — 1997
MBA, Business Finance
Howard University 1989 — 1993
BBA, Business Finance
DeMatha Catholic High School
Code for America September 2013 - Present
Room to Read January 2011 - September 2013
Sonoma Ecology Center July 2009 - January 2011
Small Business Development Center @ Santa Rosa Jr College June 2008 - January 2011
Trojan Horse Inn March 2004 - November 2009
City of Sonoma March 2005 - July 2009
Moody's Investors Service April 2001 - June 2003
Wall Street Strategies April 2000 - December 2000
Smith Barney July 1997 - April 2000
Pershing August 1993 - July 1995
Skills
Strategy, Financial Modeling, Forecasting, Financial Analysis, Competitive Analysis, Nonprofits, Financial Reporting, Leadership, Analysis, Finance, Management, Valuation, Strategic Planning, Business Strategy, Budgets, Corporate Finance, Cross-functional Team..., Entrepreneurship
Education
University of Michigan - Stephen M. Ross School of Business 1995 — 1997
MBA, Business Finance
Howard University 1989 — 1993
BBA, Business Finance
DeMatha Catholic High School
Kandy Quigg's Smith Barney Experience December 2008 - Present
Job Retired
Industry Financial Services
Experience
Smith Barney December 2008 - Present
Smith Barney May 1987 - December 2008
Skills
Series 7, Wealth Management, Mutual Funds
Education
Indiana University - Kelley School of Business 1976 — 1978
MBA, Finance
Wichita State University 1970 — 1975
BA, General Studies
Smith Barney December 2008 - Present
Smith Barney May 1987 - December 2008
Skills
Series 7, Wealth Management, Mutual Funds
Education
Indiana University - Kelley School of Business 1976 — 1978
MBA, Finance
Wichita State University 1970 — 1975
BA, General Studies
Joseph Razza's Smith Barney Experience May 1994 - May 1997
Job VP PMO Services at Credit Suisse
Industry Information Technology and Services
Experience
Credit Suisse December 2014 - July 2015
TTI of USA December 2014 - July 2015
Deutsche Bank May 1997 - February 2014
Smith Barney May 1994 - May 1997
NYSE Euronext September 1988 - May 1994
Skills
Windows Server, Citrix, Infrastructure, Solution Architecture, Program Management, System Administration, Vendor Management, IT Strategy, Disaster Recovery, Project Management, Virtualization, Data Center, Product Management, ITIL, VMware ESX, Management, IT Management, IT Service Management, Databases, Firewalls, Windows 7, Terminal Server, Budgets, Team Management, XenApp, SharePoint, Microsoft Office 2007, Budget Management, Process Optimization, Virtual Desktop..., Application Packaging, Windows, Business Continuity, Enterprise Software, XenDesktop, Application..., IT Operations, Enterprise Architecture, System Deployment, CA Clarity
Education
Iona College 1990 — 1994
Master of Business Administration (M.B.A.), Management Information Systems
Iona College 1984 — 1988
Bachelor's Degree, Computer Science
Credit Suisse December 2014 - July 2015
TTI of USA December 2014 - July 2015
Deutsche Bank May 1997 - February 2014
Smith Barney May 1994 - May 1997
NYSE Euronext September 1988 - May 1994
Skills
Windows Server, Citrix, Infrastructure, Solution Architecture, Program Management, System Administration, Vendor Management, IT Strategy, Disaster Recovery, Project Management, Virtualization, Data Center, Product Management, ITIL, VMware ESX, Management, IT Management, IT Service Management, Databases, Firewalls, Windows 7, Terminal Server, Budgets, Team Management, XenApp, SharePoint, Microsoft Office 2007, Budget Management, Process Optimization, Virtual Desktop..., Application Packaging, Windows, Business Continuity, Enterprise Software, XenDesktop, Application..., IT Operations, Enterprise Architecture, System Deployment, CA Clarity
Education
Iona College 1990 — 1994
Master of Business Administration (M.B.A.), Management Information Systems
Iona College 1984 — 1988
Bachelor's Degree, Computer Science
Rupal Doshi's Smith Barney Experience March 1994 - June 1998
Job Principal at Primerica Financial Services
Industry Financial Services
Experience
Doshi Capital Partners November 2008 - Present
Primerica March 2006 - Present
George S. May International March 2005 - October 2008
Brown Brothers Harriman July 1999 - January 2005
Nikko Global Asset Management July 1998 - July 1999
Smith Barney March 1994 - June 1998
Skills
Process Engineering, Process Improvement, Change Management, Management Consulting, Project Management, Financial Modeing, Business Strategy, Operations Management, Strategic Planning, Strategy, Cross-functional Team..., Program Management, Analysis, Quality Management, Six Sigma, Business Analysis
Education
Villanova University 2011 — 2011
Project Management
Rutgers University – Camden 2006 — 2008
Project Management; Lean Six Sigma Green Belt
American Management Association 2005 — 2006
Project Management; Strategic Planning
New York University, Stern School of Business 2005 — 2005
Executive Master Certificate Training, Business Strategy
Hofstra University 1989 — 1993
Bachelor of Business Administration (BBA), International Business, 3.0
Doshi Capital Partners November 2008 - Present
Primerica March 2006 - Present
George S. May International March 2005 - October 2008
Brown Brothers Harriman July 1999 - January 2005
Nikko Global Asset Management July 1998 - July 1999
Smith Barney March 1994 - June 1998
Skills
Process Engineering, Process Improvement, Change Management, Management Consulting, Project Management, Financial Modeing, Business Strategy, Operations Management, Strategic Planning, Strategy, Cross-functional Team..., Program Management, Analysis, Quality Management, Six Sigma, Business Analysis
Education
Villanova University 2011 — 2011
Project Management
Rutgers University – Camden 2006 — 2008
Project Management; Lean Six Sigma Green Belt
American Management Association 2005 — 2006
Project Management; Strategic Planning
New York University, Stern School of Business 2005 — 2005
Executive Master Certificate Training, Business Strategy
Hofstra University 1989 — 1993
Bachelor of Business Administration (BBA), International Business, 3.0
janine klein's Smith Barney Experience August 2000 - Present
Job Senior registered associate at smith barney
Industry Financial Services
Experience
Smith Barney August 2000 - Present
Skills
Series 7, Series 63, Wealth Management, Retirement Planning, Uniform Combined State..., Asset Allocation, Mutual Funds, Investments, Equities, Investment Advisory, Securities, Strategic Financial..., Portfolio Management, Fixed Income, Alternative Investments, FINRA, Series 65, Asset Management, Retirement, Investment Strategies
Education
Ithaca College 1983 — 1987
Bachelor of Science (BS), Finance, General
Smith Barney August 2000 - Present
Skills
Series 7, Series 63, Wealth Management, Retirement Planning, Uniform Combined State..., Asset Allocation, Mutual Funds, Investments, Equities, Investment Advisory, Securities, Strategic Financial..., Portfolio Management, Fixed Income, Alternative Investments, FINRA, Series 65, Asset Management, Retirement, Investment Strategies
Education
Ithaca College 1983 — 1987
Bachelor of Science (BS), Finance, General
Robert Mandel's Smith Barney Experience August 2008 - May 2009
Job Director, Graystone Consulting
Industry Financial Services
Experience
Morgan Stanley Smith Barney April 2011 - Present
Smith Barney August 2008 - May 2009
Smith Barney July 2000 - June 2005
Neal, Gerber & Eisenberg LLP October 1989 - June 2000
Skills
Series 7, Financial Services
Education
Maurice A. Deane School of Law at Hofstra University 1979 — 1981
Hofstra University
BBA
Morgan Stanley Smith Barney April 2011 - Present
Smith Barney August 2008 - May 2009
Smith Barney July 2000 - June 2005
Neal, Gerber & Eisenberg LLP October 1989 - June 2000
Skills
Series 7, Financial Services
Education
Maurice A. Deane School of Law at Hofstra University 1979 — 1981
Hofstra University
BBA
Jessica Polo Basha's Smith Barney Experience 2002 - 2004
Job Compliance Officer at Flow Traders
Industry Financial Services
Experience
Flow Traders February 2013 - Present
Flow Traders October 2009 - January 2013
Goldman Sachs July 2006 - December 2008
JP Morgan 2004 - 2006
Smith Barney 2002 - 2004
Skills
Back Office, Series 7, Proprietary Trading, Series 63, Middle Office, Securities, Equities, Derivatives
Education
Immaculata University 1997 — 2001
International Business with a Forein Language (French) with Finance as a Minor, International Business/ Economics
English College
Flow Traders February 2013 - Present
Flow Traders October 2009 - January 2013
Goldman Sachs July 2006 - December 2008
JP Morgan 2004 - 2006
Smith Barney 2002 - 2004
Skills
Back Office, Series 7, Proprietary Trading, Series 63, Middle Office, Securities, Equities, Derivatives
Education
Immaculata University 1997 — 2001
International Business with a Forein Language (French) with Finance as a Minor, International Business/ Economics
English College
Yvonne Koziol's Smith Barney Experience September 1999 - June 2007
Job Assistant Vice President at Deutsche Bank Securities
Industry Financial Services
Experience
Deutsche Bank Securities June 2007 - Present
Smith Barney September 1999 - June 2007
Skills
Investment Management, Securities, Series 7, Strategic Planning, Social Media, Financial Services, Leadership, High Net Worth..., Financial Advisory, Capital Markets, Investments, Alternative Investments, Asset Management, Equities, Finance, Financial Analysis, Financial Modeling, Fixed Income, Emerging Markets
Education
Simmons College 1998 — 1999
BA, Management
Uniwersytet Jagielloński w Krakowie / Jagiellonian University 1983 — 1986
candidate for MA, Romance Philology, French
V Liceum Ogólnokształcące im. Augusta Witkowskiego (The August Witkowski 5th High School) 1979 — 1983
Baccalauréat, French
Deutsche Bank Securities June 2007 - Present
Smith Barney September 1999 - June 2007
Skills
Investment Management, Securities, Series 7, Strategic Planning, Social Media, Financial Services, Leadership, High Net Worth..., Financial Advisory, Capital Markets, Investments, Alternative Investments, Asset Management, Equities, Finance, Financial Analysis, Financial Modeling, Fixed Income, Emerging Markets
Education
Simmons College 1998 — 1999
BA, Management
Uniwersytet Jagielloński w Krakowie / Jagiellonian University 1983 — 1986
candidate for MA, Romance Philology, French
V Liceum Ogólnokształcące im. Augusta Witkowskiego (The August Witkowski 5th High School) 1979 — 1983
Baccalauréat, French
Gregory Crump's Smith Barney Experience January 2000 - August 2002
Job Relationship Management Professional
Industry Marketing and Advertising
Experience
Eaton June 2014 - Present
JPMorgan Chase & Co. November 2010 - May 2014
Continuum Geriatric Services March 2009 - June 2010
TIAA-CREF September 2002 - February 2009
Smith Barney January 2000 - August 2002
Cargill August 1993 - January 2000
Skills
Customer Service, Negotiation, Marketing Strategy, Public Speaking, Relationship Management, Problem Solving, Oral & Written..., Team Building, Building Relationships, Account Management, Marketing Communications, Marketing
Education
Spring Arbor University 2012 — 2013
Master of Business Administration (MBA), Business Administration and Management, General
Indiana University of Pennsylvania 1989 — 1993
Bachelor of Science, Business Administration
University of Oxford 1992 — 1992
British Management, British Economic History
Eaton June 2014 - Present
JPMorgan Chase & Co. November 2010 - May 2014
Continuum Geriatric Services March 2009 - June 2010
TIAA-CREF September 2002 - February 2009
Smith Barney January 2000 - August 2002
Cargill August 1993 - January 2000
Skills
Customer Service, Negotiation, Marketing Strategy, Public Speaking, Relationship Management, Problem Solving, Oral & Written..., Team Building, Building Relationships, Account Management, Marketing Communications, Marketing
Education
Spring Arbor University 2012 — 2013
Master of Business Administration (MBA), Business Administration and Management, General
Indiana University of Pennsylvania 1989 — 1993
Bachelor of Science, Business Administration
University of Oxford 1992 — 1992
British Management, British Economic History
Brian Kernaghan's Smith Barney Experience 2003 - 2006
Job National Director, Senior Vice President of Sales at LaSalle Investment Management
Industry Financial Services
Experience
LaSalle Investment Management October 2012 - Present
Managers Investment Group February 2006 - October 2012
Smith Barney 2003 - 2006
Skills
Series 7, Asset Allocation, Mutual Funds, Series 63, Alternative Investments, Separately Managed..., Investments, Investment Strategies, Wealth Management, ETFs, Asset Managment, Uniform Combined State..., Investment Advisory, Equities, Fixed Income, Asset Management, Securities, Investment Management, Series 65
Education
Illinois State University 1995 — 1999
BS, Finance
LaSalle Investment Management October 2012 - Present
Managers Investment Group February 2006 - October 2012
Smith Barney 2003 - 2006
Skills
Series 7, Asset Allocation, Mutual Funds, Series 63, Alternative Investments, Separately Managed..., Investments, Investment Strategies, Wealth Management, ETFs, Asset Managment, Uniform Combined State..., Investment Advisory, Equities, Fixed Income, Asset Management, Securities, Investment Management, Series 65
Education
Illinois State University 1995 — 1999
BS, Finance
Sandra Jessup's Smith Barney Experience February 1995 - March 2009
Job Professional
Industry Financial Services
Experience
Smith Barney February 1995 - March 2009
Education
Indiana University—Purdue University Fort Wayne 1965 — 1966
Elementary Education
Smith Barney February 1995 - March 2009
Education
Indiana University—Purdue University Fort Wayne 1965 — 1966
Elementary Education
Pam Doyle, PMP's Smith Barney Experience 1994 - 2000
Job Senior Project Manager at Jones Lang LaSalle
Industry Construction
Experience
Jones Lang LaSalle June 2007 - Present
Citigroup June 2000 - June 2007
Smith Barney 1994 - 2000
Skills
Financial Systems, Financial Analysis, Appraisals, SDLC, Sustainability, Corporate Real Estate, Construction, Value Engineering, Real Estate Development, Renovation, Green Building, LEED, Project Management, Contract Negotiation, Mixed-use, Budgets, Construction Management, LEED AP, Feasibility Studies, Project Planning, MS Project, Contract Management, Commercial Real Estate, Microsoft Project
Education
Indiana University of Pennsylvania
Bachelor's degree
Jones Lang LaSalle June 2007 - Present
Citigroup June 2000 - June 2007
Smith Barney 1994 - 2000
Skills
Financial Systems, Financial Analysis, Appraisals, SDLC, Sustainability, Corporate Real Estate, Construction, Value Engineering, Real Estate Development, Renovation, Green Building, LEED, Project Management, Contract Negotiation, Mixed-use, Budgets, Construction Management, LEED AP, Feasibility Studies, Project Planning, MS Project, Contract Management, Commercial Real Estate, Microsoft Project
Education
Indiana University of Pennsylvania
Bachelor's degree
Amita Schultes, Ph.D.'s Smith Barney Experience 1996 - 2000
Job Managing Director, Senior Consultant at Colonial Consulting LLC
Industry Financial Services
Experience
Colonial Consulting LLC 2002 - Present
Ibbotson Associates 2000 - 2002
Ibbotson Associates 2000 - 2002
Smith Barney 1996 - 2000
Education
Walden University 2005 — 2011
Ph.D., Finance/Applied Management and Decision Sciences
University of Illinois at Chicago 1998 — 2000
MA, Economics
Illinois Institute of Technology 1996 — 1998
MS, Financial Markets and Trading
University of Illinois at Chicago 1992 — 1996
BA, Economics
Colonial Consulting LLC 2002 - Present
Ibbotson Associates 2000 - 2002
Ibbotson Associates 2000 - 2002
Smith Barney 1996 - 2000
Education
Walden University 2005 — 2011
Ph.D., Finance/Applied Management and Decision Sciences
University of Illinois at Chicago 1998 — 2000
MA, Economics
Illinois Institute of Technology 1996 — 1998
MS, Financial Markets and Trading
University of Illinois at Chicago 1992 — 1996
BA, Economics
Trenise Lewis, MBA's Smith Barney Experience March 2000 - November 2001
Job Benefits Analyst
Industry Human Resources
Experience
Texas Children's Hospital July 2015 - Present
AIG December 2014 - July 2015
BP North America (Collabera) November 2013 - October 2014
CITGO / First Call September 2013 - November 2013
Consulting Firm July 2013 - September 2013
HR March 2013 - June 2013
Waste Management January 2008 - February 2013
Aegis Mortgage Corporation January 2003 - January 2006
Ocean Energy Inc January 2001 - January 2003
Smith Barney March 2000 - November 2001
Skills
PeopleSoft, Analysis, Human Resources, Employee Benefits, Microsoft Excel, Training, Access, Outlook, Payroll, New Hire Orientations, PowerPoint, Employee Relations, Government, Advertising, ADP Payroll, MS Excel, MS Word, MS PowerPoint, Health Insurance, Account Reconciliation, Public Relations, Conditional Formatting..., Pivot Tables/Pivot..., Global Human Resources..., Salesforce.com...
Education
Texas Woman's University 2010 — 2011
MBA, Business
University of Houston-Downtown 2005 — 2007
BBA, Management
Houston Community College 2001 — 2004
Associates, Business / Transfer Degree
Texas Children's Hospital July 2015 - Present
AIG December 2014 - July 2015
BP North America (Collabera) November 2013 - October 2014
CITGO / First Call September 2013 - November 2013
Consulting Firm July 2013 - September 2013
HR March 2013 - June 2013
Waste Management January 2008 - February 2013
Aegis Mortgage Corporation January 2003 - January 2006
Ocean Energy Inc January 2001 - January 2003
Smith Barney March 2000 - November 2001
Skills
PeopleSoft, Analysis, Human Resources, Employee Benefits, Microsoft Excel, Training, Access, Outlook, Payroll, New Hire Orientations, PowerPoint, Employee Relations, Government, Advertising, ADP Payroll, MS Excel, MS Word, MS PowerPoint, Health Insurance, Account Reconciliation, Public Relations, Conditional Formatting..., Pivot Tables/Pivot..., Global Human Resources..., Salesforce.com...
Education
Texas Woman's University 2010 — 2011
MBA, Business
University of Houston-Downtown 2005 — 2007
BBA, Management
Houston Community College 2001 — 2004
Associates, Business / Transfer Degree
David A. Jaicomo's Smith Barney Experience July 1993 - September 1999
Job Wealth Manager at Wolfram Capital Management Group
Industry Investment Management
Experience
Wolfrum Capital Management Group April 2014 - Present
RBC Wealth Management, Inc. January 2008 - April 2014
UBS September 1999 - September 2003
Smith Barney July 1993 - September 1999
Merrill Lynch January 1987 - July 1993
Skills
Investments, Retirement Planning, Portfolio Management, Investment Strategies, Equities, Investment Management, Finance, Wealth, Management, ETFs, Bonds, Small Business, Series 7, Wealth Management, Mutual Funds, Series 63, Financial Planning, Personal Finance, Financial Analysis, Strategic Planning
Education
Indiana University Bloomington 1979 — 1983
B.S, School of Public & Environmental Affairs
John Adams High School 1975 — 1979
High School Degree
Wolfrum Capital Management Group April 2014 - Present
RBC Wealth Management, Inc. January 2008 - April 2014
UBS September 1999 - September 2003
Smith Barney July 1993 - September 1999
Merrill Lynch January 1987 - July 1993
Skills
Investments, Retirement Planning, Portfolio Management, Investment Strategies, Equities, Investment Management, Finance, Wealth, Management, ETFs, Bonds, Small Business, Series 7, Wealth Management, Mutual Funds, Series 63, Financial Planning, Personal Finance, Financial Analysis, Strategic Planning
Education
Indiana University Bloomington 1979 — 1983
B.S, School of Public & Environmental Affairs
John Adams High School 1975 — 1979
High School Degree
Alex V. Goffin's Smith Barney Experience 2005 - 2010
Job Real Estate Finance
Industry Real Estate
Experience
Fannie Mae 2012 - 2013
Fannie Mae 2010 - 2012
Smith Barney 2005 - 2010
Education
Howard University
BBA, Finance
University of Baltimore School of Law
Fannie Mae 2012 - 2013
Fannie Mae 2010 - 2012
Smith Barney 2005 - 2010
Education
Howard University
BBA, Finance
University of Baltimore School of Law
Christopher Marzec's Smith Barney Experience September 1999 - March 2009
Job First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors March 2009 - Present
Smith Barney September 1999 - March 2009
Merrill Lynch June 1990 - September 1999
Education
Indiana University Bloomington 1986 — 1990
BA, Economics, History
Wells Fargo Advisors March 2009 - Present
Smith Barney September 1999 - March 2009
Merrill Lynch June 1990 - September 1999
Education
Indiana University Bloomington 1986 — 1990
BA, Economics, History
Howard Collins's Smith Barney Experience 1996 - 1996
Job Quality Control, Technical Writer, Audio Specialist
Industry Consumer Electronics
Experience
Best Buy April 2004 - May 2013
Carpenters and Joiners Union Local 322 2004 - 2004
Regions Hospital 2004 - 2004
American Composers Forum 1999 - 2004
Warner-Lambert 1996 - 1999
Freelance Musician/Composer 1987 - 1998
Smith Barney 1996 - 1996
Almagest Services, Inc. 1993 - 1996
Crossroads Recording Studio 1993 - 1995
Barradale Group, Inc. 1987 - 1991
Skills
Consumer Electronics, Testing, Professional Audio, Linux, Computer Hardware, Electronics, Sound, Retail, Product Development, Technical Writing, User Acceptance Testing, Android, Home Theater, Audio Analysis, Audio Precision, Open Source Software, Technical Editing, Test Planning, Regression Testing, Computers, Colorimetry, Human Factors, PC building, Music Production, Quality Control, Mobile Devices, Audio Engineering, Windows, Media Center, FFT, Non-linear Editing, Recording, Hardware, Game Design, Computer Games, Creative Writing
Education
Inver Hills Community College 2015 — 2016
AA/AAS, Network Security
Manhattan School of Music
Jazz/Commercial Music
Best Buy April 2004 - May 2013
Carpenters and Joiners Union Local 322 2004 - 2004
Regions Hospital 2004 - 2004
American Composers Forum 1999 - 2004
Warner-Lambert 1996 - 1999
Freelance Musician/Composer 1987 - 1998
Smith Barney 1996 - 1996
Almagest Services, Inc. 1993 - 1996
Crossroads Recording Studio 1993 - 1995
Barradale Group, Inc. 1987 - 1991
Skills
Consumer Electronics, Testing, Professional Audio, Linux, Computer Hardware, Electronics, Sound, Retail, Product Development, Technical Writing, User Acceptance Testing, Android, Home Theater, Audio Analysis, Audio Precision, Open Source Software, Technical Editing, Test Planning, Regression Testing, Computers, Colorimetry, Human Factors, PC building, Music Production, Quality Control, Mobile Devices, Audio Engineering, Windows, Media Center, FFT, Non-linear Editing, Recording, Hardware, Game Design, Computer Games, Creative Writing
Education
Inver Hills Community College 2015 — 2016
AA/AAS, Network Security
Manhattan School of Music
Jazz/Commercial Music
Jack Poland's Smith Barney Experience December 2000 - May 2008
Job Director of Sales & Development at Fredericksburg Area Soccer Association
Industry Nonprofit Organization Management
Experience
Fredericksburg Area Soccer Association October 2010 - Present
Merrill Lynch May 2008 - October 2010
Smith Barney December 2000 - May 2008
UNC Greensboro January 1983 - January 2000
Education
Indiana University Bloomington 1978 — 1981
MS, Physical Education
Messiah College 1975 — 1978
BS, Physical Education
Fredericksburg Area Soccer Association October 2010 - Present
Merrill Lynch May 2008 - October 2010
Smith Barney December 2000 - May 2008
UNC Greensboro January 1983 - January 2000
Education
Indiana University Bloomington 1978 — 1981
MS, Physical Education
Messiah College 1975 — 1978
BS, Physical Education
Deborah J. Dole's Smith Barney Experience May 1994 - February 2001
Job Coding Analyst at Mount Sinai Hospital
Industry Hospital & Health Care
Experience
Mount Sinai Hospital August 2013 - Present
Phoenix Physician Services - CBO September 2009 - Present
Temporary Agencies April 2006 - April 2007
City of Key West July 2004 - November 2005
RBC Dain Rauscher, Inc February 2001 - September 2003
Smith Barney May 1994 - February 2001
Skills
Medical Coding, Microsoft Word, CPT, Microsoft Excel, Microsoft Office, Outlook, Customer Service, ICD-9, Medical Terminology, PowerPoint, ICD-10, EMR, HIPAA, Health Information..., Healthcare Information..., Hospitals, Medicare, Physicians, Software Documentation, Medical Records
Education
Joliet Junior College ICD
Associate Applied Sciences, Health Information/Medical Records Technology/Technician
Joliet Junior College 2007 — 2009
Associate Applied Sciences (AAS), Registered Health Information Technology
Joliet Junior College
Mount Sinai Hospital August 2013 - Present
Phoenix Physician Services - CBO September 2009 - Present
Temporary Agencies April 2006 - April 2007
City of Key West July 2004 - November 2005
RBC Dain Rauscher, Inc February 2001 - September 2003
Smith Barney May 1994 - February 2001
Skills
Medical Coding, Microsoft Word, CPT, Microsoft Excel, Microsoft Office, Outlook, Customer Service, ICD-9, Medical Terminology, PowerPoint, ICD-10, EMR, HIPAA, Health Information..., Healthcare Information..., Hospitals, Medicare, Physicians, Software Documentation, Medical Records
Education
Joliet Junior College ICD
Associate Applied Sciences, Health Information/Medical Records Technology/Technician
Joliet Junior College 2007 — 2009
Associate Applied Sciences (AAS), Registered Health Information Technology
Joliet Junior College
Pat OConnor's Smith Barney Experience 1984 - 1994
Job GENERAL SALES MANAGER at PEPSICOLA BOTTLING CO. of NEW YORK
Industry Food & Beverages
Experience
PEPSI-COLA BOTTLING CO. of NEW YORK June 2013 - Present
Pepsi Bottling Ventures April 1994 - June 2013
Smith Barney 1984 - 1994
Skills
Key Account Development, Key Account Management, Trade Marketing, Forecasting, FMCG, Sales Management, Distributed Team..., Account Management, Distributors, P&L Management, Pricing, Grocery, Consumer Products, Sales Presentations, Direct Sales
Education
Hofstra University 1980 — 1986
BBA, Finance
PEPSI-COLA BOTTLING CO. of NEW YORK June 2013 - Present
Pepsi Bottling Ventures April 1994 - June 2013
Smith Barney 1984 - 1994
Skills
Key Account Development, Key Account Management, Trade Marketing, Forecasting, FMCG, Sales Management, Distributed Team..., Account Management, Distributors, P&L Management, Pricing, Grocery, Consumer Products, Sales Presentations, Direct Sales
Education
Hofstra University 1980 — 1986
BBA, Finance
Richard Mirenda's Smith Barney Experience May 2001 - October 2002
Job VP at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney June 2009 - Present
Global Corp Services June 2009 - Present
Morgan Stanley Smith Barney January 1994 - Present
Morgan Stanley 2009 - 2013
Citi December 2007 - June 2009
Citi January 1994 - June 2009
Citi October 2002 - December 2007
Smith Barney May 2001 - October 2002
Smith Barney March 1999 - May 2001
Smith Barney February 1997 - March 1999
Skills
Analysis, Financial Reporting, Management, Budgets, Operations Management, Staff Development, Financial Analysis, Corporate FP&A, KPI Reports, KPI Dashboards, Accounts Payable, Vendor Management
Education
Pace University 1995 — 1999
Master of Business Administration, Managerial Finance
Iona College 1988 — 1992
Bachelor of Business Administration, Finance, General
Morgan Stanley Smith Barney June 2009 - Present
Global Corp Services June 2009 - Present
Morgan Stanley Smith Barney January 1994 - Present
Morgan Stanley 2009 - 2013
Citi December 2007 - June 2009
Citi January 1994 - June 2009
Citi October 2002 - December 2007
Smith Barney May 2001 - October 2002
Smith Barney March 1999 - May 2001
Smith Barney February 1997 - March 1999
Skills
Analysis, Financial Reporting, Management, Budgets, Operations Management, Staff Development, Financial Analysis, Corporate FP&A, KPI Reports, KPI Dashboards, Accounts Payable, Vendor Management
Education
Pace University 1995 — 1999
Master of Business Administration, Managerial Finance
Iona College 1988 — 1992
Bachelor of Business Administration, Finance, General
craig worster's Smith Barney Experience December 2001 - September 2005
Job Subject Matter Expert Pointclickcare
Industry Accounting
Experience
PointClickCare August 2014 - Present
Alego Health September 2013 - July 2014
Nursing Home August 2009 - October 2012
MicroEdge December 2007 - April 2009
J.P. Morgan March 2006 - December 2007
Smith Barney December 2001 - September 2005
Skills
Financial Accounting, Account Reconciliation, Finance, Accounting, Forecasting, Internal Controls, Auditing, Financial Modeling, General Ledger, Accounts Payable, Analysis, Accounts Receivable, Budgets, Internal Audit, Cash Flow, Financial Statements, Management, Tax, Investments, Financial Risk, Microsoft Excel, Asset Management
Education
Husson College 1995 — 2000
Bachelor's degree, Business Administration; Financial Management
PointClickCare August 2014 - Present
Alego Health September 2013 - July 2014
Nursing Home August 2009 - October 2012
MicroEdge December 2007 - April 2009
J.P. Morgan March 2006 - December 2007
Smith Barney December 2001 - September 2005
Skills
Financial Accounting, Account Reconciliation, Finance, Accounting, Forecasting, Internal Controls, Auditing, Financial Modeling, General Ledger, Accounts Payable, Analysis, Accounts Receivable, Budgets, Internal Audit, Cash Flow, Financial Statements, Management, Tax, Investments, Financial Risk, Microsoft Excel, Asset Management
Education
Husson College 1995 — 2000
Bachelor's degree, Business Administration; Financial Management
Alison Toth's Smith Barney Experience June 2006 - March 2009
Job Student at Howard Community College
Industry
Experience
Janney Montgomery Scott June 2009 - August 2010
Smith Barney June 2006 - March 2009
Ferris, Baker, Watts, Inc. February 2002 - June 2006
Education
Howard Community College 2011 — 2015
Towson University 1999 — 2002
Bachelor of Science (B.S.), Business Administration and Management, General
Muhlenberg College 1996 — 1998
St. Paul's School for Girls
Janney Montgomery Scott June 2009 - August 2010
Smith Barney June 2006 - March 2009
Ferris, Baker, Watts, Inc. February 2002 - June 2006
Education
Howard Community College 2011 — 2015
Towson University 1999 — 2002
Bachelor of Science (B.S.), Business Administration and Management, General
Muhlenberg College 1996 — 1998
St. Paul's School for Girls
Norma Snapp's Smith Barney Experience April 2000 - May 2009
Job Senior Advisor at Blue Crab Partners
Industry Financial Services
Experience
Smith Barney April 2000 - May 2009
Smith Barney CitiGroup May 2000 - September 2008
Merrill Lynch June 1993 - January 2000
Skills
Risk Management, Strategic Planning, Management Consulting, Finance, Management, Retirement Planning, Nonprofits, Retirement, Fundraising, Process Improvement, Leadership, Customer Service, Project Management
Education
Indiana University Bloomington
Smith Barney April 2000 - May 2009
Smith Barney CitiGroup May 2000 - September 2008
Merrill Lynch June 1993 - January 2000
Skills
Risk Management, Strategic Planning, Management Consulting, Finance, Management, Retirement Planning, Nonprofits, Retirement, Fundraising, Process Improvement, Leadership, Customer Service, Project Management
Education
Indiana University Bloomington
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.