Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Vincent Prins Vincent Prins's Smith Barney Experience 2005 - 2006
Job Commercial Relationship Associate, BBVA Compass Bank
Industry Financial Services
Experience
BBVA Compass 2015 - Present
JPMorgan Chase September 2007 - July 2015
Wachovia Securities Financial Network 2006 - 2007
Smith Barney 2005 - 2006
Skills
Relationship Management, Building Relationships, Banking, Commercial Banking, Branch Banking, Retail Banking, Internet Banking, Finance, Corporate Finance, Personal Finance, Financial Analysis, Financial Reporting, Investment Banking, Investment Strategies, Investment Advisory, Commercial Lending, Small Business Lending, Asset Based Lending, Cash Flow Lending, Consumer Lending, Loans, Loan Origination, Government Loans, Cash Management, Cash Flow, Credit, Credit Analysis, Customer Service, Financial Services, Strategic Planning, Credit Risk
Education
The University of Texas at San Antonio 2000 — 2005
Bachelor of Science (B.S.), Finance, General
Pine Tree ISD
Pine Tree ISD
Pine Tree ISD
BBVA Compass 2015 - Present
JPMorgan Chase September 2007 - July 2015
Wachovia Securities Financial Network 2006 - 2007
Smith Barney 2005 - 2006
Skills
Relationship Management, Building Relationships, Banking, Commercial Banking, Branch Banking, Retail Banking, Internet Banking, Finance, Corporate Finance, Personal Finance, Financial Analysis, Financial Reporting, Investment Banking, Investment Strategies, Investment Advisory, Commercial Lending, Small Business Lending, Asset Based Lending, Cash Flow Lending, Consumer Lending, Loans, Loan Origination, Government Loans, Cash Management, Cash Flow, Credit, Credit Analysis, Customer Service, Financial Services, Strategic Planning, Credit Risk
Education
The University of Texas at San Antonio 2000 — 2005
Bachelor of Science (B.S.), Finance, General
Pine Tree ISD
Pine Tree ISD
Pine Tree ISD
Buck Eaton Buck Eaton's Smith Barney Experience September 1987 - September 1989
Job Founding Pastor, Catch the Fire Houston
Industry Religious Institutions
Experience
Catch the Fire Houston June 2015 - Present
Catch the Fire Houston September 2010 - May 2015
Skye Petroleum, Inc. December 2009 - May 2015
Sweetwater Christian Fellowship February 2004 - September 2010
Merrill Lynch September 1989 - December 2003
Smith Barney September 1987 - September 1989
Skills
Business Strategy, Strategic Planning, Energy, Operations Management, Preaching, Theology, Leadership Development, Nonprofits, Public Speaking, Community Outreach, Leadership, Event Planning, Coaching, Fundraising, Team Building, Youth Ministry, Teaching, Pastoral Care
Education
University of Houston 1989 — 1993
Bachelor of Science (B.S.), Economics
The University of Texas at Austin 1982 — 1986
Business Management
Catch the Fire Houston June 2015 - Present
Catch the Fire Houston September 2010 - May 2015
Skye Petroleum, Inc. December 2009 - May 2015
Sweetwater Christian Fellowship February 2004 - September 2010
Merrill Lynch September 1989 - December 2003
Smith Barney September 1987 - September 1989
Skills
Business Strategy, Strategic Planning, Energy, Operations Management, Preaching, Theology, Leadership Development, Nonprofits, Public Speaking, Community Outreach, Leadership, Event Planning, Coaching, Fundraising, Team Building, Youth Ministry, Teaching, Pastoral Care
Education
University of Houston 1989 — 1993
Bachelor of Science (B.S.), Economics
The University of Texas at Austin 1982 — 1986
Business Management
David Wainwright David Wainwright's Smith Barney Experience June 2001 - June 2009
Job Preferred Member at Lyoness Americas, Inc.
Industry Consumer Services
Experience
Lyoness Management Americas, Inc. October 2012 - Present
Smith Barney June 2001 - June 2009
Merrill Lynch June 1962 - June 2001
Skills
Small Business, Series 7, Public Speaking, Leadership, Insurance, Strategic Planning, Coaching, Customer Service, Retirement Planning, Sales, Marketing, Business Planning, New Business Development, Team Building, Direct Sales, Entrepreneurship, Long-term Care, Social Media, Sales Management, Training, Management, Recruiting, Team leadership, Networking, Time Management, Real Estate, Marketing Strategy, Leadership Development, Finance, Social Networking, Business Development, Budgets, Selling, Strategy, Social Media Marketing, Fundraising, Team Leadership
Education
Union College 1954 — 1958
AB, Economics History
Lyoness Management Americas, Inc. October 2012 - Present
Smith Barney June 2001 - June 2009
Merrill Lynch June 1962 - June 2001
Skills
Small Business, Series 7, Public Speaking, Leadership, Insurance, Strategic Planning, Coaching, Customer Service, Retirement Planning, Sales, Marketing, Business Planning, New Business Development, Team Building, Direct Sales, Entrepreneurship, Long-term Care, Social Media, Sales Management, Training, Management, Recruiting, Team leadership, Networking, Time Management, Real Estate, Marketing Strategy, Leadership Development, Finance, Social Networking, Business Development, Budgets, Selling, Strategy, Social Media Marketing, Fundraising, Team Leadership
Education
Union College 1954 — 1958
AB, Economics History
Laura Anderson Frazier Laura Anderson Frazier's Smith Barney Experience 2000 - 2001
Job CEO/Owner
Industry Investment Management
Experience
Frazier Group Enterprises, LLC 2011 - Present
Wells Fargo Advisors 2001 - 2011
Smith Barney 2000 - 2001
Lincoln Financial Group March 1998 - 2001
Education
The University of Texas at Austin 1994 — 1997
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Frazier Group Enterprises, LLC 2011 - Present
Wells Fargo Advisors 2001 - 2011
Smith Barney 2000 - 2001
Lincoln Financial Group March 1998 - 2001
Education
The University of Texas at Austin 1994 — 1997
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Paul Champagne Paul Champagne's Smith Barney Experience 1989 - 1990
Job SVP, Texas Capital Bank
Industry Financial Services
Experience
Texas Capital Bank September 2014 - Present
Bank of America May 2013 - September 2014
Great Western Financial Services, Inc. June 2011 - May 2013
Bank of America April 2006 - June 2011
Countrywide Home Loans April 2006 - June 2011
RBMG/NetBank 1995 - 2006
Key Bank 1991 - 1995
Smith Barney 1989 - 1990
Skills
Mortgage Lending, Loan Origination, Loans, FHA, Refinance, Underwriting, Residential Mortgages, USDA, Banking, VA loans, Credit, Mortgage Servicing, Mortgage Banking, Real Estate Economics, Commercial Mortgages, Finance, Mortgage Underwriting, Capital Markets, Risk Management, Real Estate, Credit Analysis, Cross Selling, Investments, FHA financing, Consumer Lending, Loss Mitigation, Reverse Mortgages, Commercial Lending, Financial Risk, Construction Loans, Portfolio Management, Loan Servicing, Investment Properties, Credit Risk, Lines Of Credit, Financial Analysis, Financial Structuring, Financial Services, Funding, Retail Banking, Real Estate Financing, Government Loans, Certified Mortgage..., Executive Management, Small Business Lending, Commercial Banking
Education
University at Albany, SUNY 1987 — 1989
Bachelors, Economics
Texas Capital Bank September 2014 - Present
Bank of America May 2013 - September 2014
Great Western Financial Services, Inc. June 2011 - May 2013
Bank of America April 2006 - June 2011
Countrywide Home Loans April 2006 - June 2011
RBMG/NetBank 1995 - 2006
Key Bank 1991 - 1995
Smith Barney 1989 - 1990
Skills
Mortgage Lending, Loan Origination, Loans, FHA, Refinance, Underwriting, Residential Mortgages, USDA, Banking, VA loans, Credit, Mortgage Servicing, Mortgage Banking, Real Estate Economics, Commercial Mortgages, Finance, Mortgage Underwriting, Capital Markets, Risk Management, Real Estate, Credit Analysis, Cross Selling, Investments, FHA financing, Consumer Lending, Loss Mitigation, Reverse Mortgages, Commercial Lending, Financial Risk, Construction Loans, Portfolio Management, Loan Servicing, Investment Properties, Credit Risk, Lines Of Credit, Financial Analysis, Financial Structuring, Financial Services, Funding, Retail Banking, Real Estate Financing, Government Loans, Certified Mortgage..., Executive Management, Small Business Lending, Commercial Banking
Education
University at Albany, SUNY 1987 — 1989
Bachelors, Economics
Ishani Baxi Ishani Baxi's Smith Barney Experience January 2008 - April 2008
Job Senior Auditor at Texas State Auditor's Office
Industry Government Administration
Experience
Texas State Auditor's Office January 2012 - Present
Texas State Auditor's Office June 2008 - December 2011
Smith Barney January 2008 - April 2008
Skills
Internal Controls, Auditing, Internal Audit, GAAP, Financial Reporting, Accounting, Sarbanes-Oxley Act, Financial Analysis, External Audit, Financial Accounting, Financial Audits, Enterprise Risk..., US GAAP, Financial Statements, Due Diligence
Education
The University of Texas at San Antonio 2006 — 2008
Bachelor of Business Administration (BBA), Finance, General
Texas State Auditor's Office January 2012 - Present
Texas State Auditor's Office June 2008 - December 2011
Smith Barney January 2008 - April 2008
Skills
Internal Controls, Auditing, Internal Audit, GAAP, Financial Reporting, Accounting, Sarbanes-Oxley Act, Financial Analysis, External Audit, Financial Accounting, Financial Audits, Enterprise Risk..., US GAAP, Financial Statements, Due Diligence
Education
The University of Texas at San Antonio 2006 — 2008
Bachelor of Business Administration (BBA), Finance, General
Joe Stassi Joe Stassi's Smith Barney Experience August 1997 - January 2005
Job Financial Advisor at Upstream Investment Partners LLC /Sigma Financial Corporation
Industry Financial Services
Experience
Upstream Investment Partners LLC /Sigma Financial Corporation September 2012 - Present
Williams Financial Group September 2010 - September 2012
Amerprise Financial August 2007 - September 2010
Morgan Stanley January 2005 - August 2007
Smith Barney August 1997 - January 2005
Texas Commerce Bank/Chase Bank of Texas December 1996 - August 1997
Education
University of Houston 1991 — 1993
Master of Business Administration (MBA), Finance, General
The University of Texas at Austin 1984 — 1986
BS, Communications
Upstream Investment Partners LLC /Sigma Financial Corporation September 2012 - Present
Williams Financial Group September 2010 - September 2012
Amerprise Financial August 2007 - September 2010
Morgan Stanley January 2005 - August 2007
Smith Barney August 1997 - January 2005
Texas Commerce Bank/Chase Bank of Texas December 1996 - August 1997
Education
University of Houston 1991 — 1993
Master of Business Administration (MBA), Finance, General
The University of Texas at Austin 1984 — 1986
BS, Communications
Tanya (Bovetsky) Barrera Tanya (Bovetsky) Barrera's Smith Barney Experience 2005 - 2008
Job VP Strategic Accounts at Loomis
Industry Executive Office
Experience
Loomis 2014 - Present
Geami 2012 - 2014
The West Point Society of the Research Triangle 2007 - 2014
Diebold 2008 - 2012
Smith Barney 2005 - 2008
Diebold, Inc. 2000 - 2005
US Army 1995 - 2000
Skills
Cross-functional Team..., Strategy, Management, Sales, Strategic Partnerships, Strategic Planning, Sales Operations, Team Building, Solution Selling, Building Relationships, New Business Development, Enterprise Software, Business Strategy, Executive Management, Training, Integration, Project Planning, Start-ups, Networking, Security, Sales Management, Risk Management, Account Management, Account Planning, Strategic Selling, Budgets, CRM, SaaS, Visionary Thinking, Marketing Strategy, Professional Services, P&L Management, Logistics, Sales Presentations, Product Marketing, Product Development, Product Management, Selling, Entrepreneurship, Direct Sales, Managed Services, Competitive Analysis, Business Process..., Business Planning, Leadership, Negotiation, Banking, Financial Services, Business Development, Analysis
Education
United States Military Academy at West Point 1991 — 1995
BS Environmental Engineering, Civil Engineering
Dover High School 1987 — 1991
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Loomis 2014 - Present
Geami 2012 - 2014
The West Point Society of the Research Triangle 2007 - 2014
Diebold 2008 - 2012
Smith Barney 2005 - 2008
Diebold, Inc. 2000 - 2005
US Army 1995 - 2000
Skills
Cross-functional Team..., Strategy, Management, Sales, Strategic Partnerships, Strategic Planning, Sales Operations, Team Building, Solution Selling, Building Relationships, New Business Development, Enterprise Software, Business Strategy, Executive Management, Training, Integration, Project Planning, Start-ups, Networking, Security, Sales Management, Risk Management, Account Management, Account Planning, Strategic Selling, Budgets, CRM, SaaS, Visionary Thinking, Marketing Strategy, Professional Services, P&L Management, Logistics, Sales Presentations, Product Marketing, Product Development, Product Management, Selling, Entrepreneurship, Direct Sales, Managed Services, Competitive Analysis, Business Process..., Business Planning, Leadership, Negotiation, Banking, Financial Services, Business Development, Analysis
Education
United States Military Academy at West Point 1991 — 1995
BS Environmental Engineering, Civil Engineering
Dover High School 1987 — 1991
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Christopher Gargano Christopher Gargano's Smith Barney Experience November 2005 - June 2009
Job Vice President Compliance Testing
Industry Financial Services
Experience
Morgan Stanley February 2015 - Present
Citi October 2013 - February 2015
Citigroup April 2011 - September 2013
New York Life Insurance Company November 2010 - April 2011
Morgan Stanley Smith Barney June 2009 - November 2010
Smith Barney November 2005 - June 2009
JPMorgan Chase January 2005 - November 2005
Smith Barney June 2002 - December 2004
Skills
Securities, Mutual Funds, Trading, Investments, Insurance, Investment Advisory, Portfolio Management, Banking, Investment Management, FINRA, Wealth Management, Series 7, AML, Financial Advisory, Fixed Annuities, Risk Management, Equities, Hedge Funds
Education
SUNY Albany 1998 — 2002
Bachelor's of Science, Economics / Business
Morgan Stanley February 2015 - Present
Citi October 2013 - February 2015
Citigroup April 2011 - September 2013
New York Life Insurance Company November 2010 - April 2011
Morgan Stanley Smith Barney June 2009 - November 2010
Smith Barney November 2005 - June 2009
JPMorgan Chase January 2005 - November 2005
Smith Barney June 2002 - December 2004
Skills
Securities, Mutual Funds, Trading, Investments, Insurance, Investment Advisory, Portfolio Management, Banking, Investment Management, FINRA, Wealth Management, Series 7, AML, Financial Advisory, Fixed Annuities, Risk Management, Equities, Hedge Funds
Education
SUNY Albany 1998 — 2002
Bachelor's of Science, Economics / Business
Gregory Vallejo Gregory Vallejo's Smith Barney Experience June 2005 - July 2009
Job Co Founder at The Internettes
Industry Computer Software
Experience
Web Developer May 2014 - Present
Geeks Who Drink 2011 - Present
The Internettes September 2014 - November 2014
KENS-TV May 2012 - April 2014
Chase March 2011 - July 2012
McCollum High School August 2009 - June 2010
Smith Barney June 2005 - July 2009
News 9 San Antonio February 2003 - July 2004
Skills
Public Speaking, Teaching, News Writing, Editing, Public Relations, Social Networking, Event Planning, Creative Writing, Video Production, Social Media, Press Releases, Television, Social Media Marketing, Broadcast
Education
Codeup 2014 — 2014
Web Development
The University of Texas at Austin 1996 — 2002
BA, American Studies
Web Developer May 2014 - Present
Geeks Who Drink 2011 - Present
The Internettes September 2014 - November 2014
KENS-TV May 2012 - April 2014
Chase March 2011 - July 2012
McCollum High School August 2009 - June 2010
Smith Barney June 2005 - July 2009
News 9 San Antonio February 2003 - July 2004
Skills
Public Speaking, Teaching, News Writing, Editing, Public Relations, Social Networking, Event Planning, Creative Writing, Video Production, Social Media, Press Releases, Television, Social Media Marketing, Broadcast
Education
Codeup 2014 — 2014
Web Development
The University of Texas at Austin 1996 — 2002
BA, American Studies
Taylor Burks Taylor Burks's Smith Barney Experience May 2007 - August 2007
Job Portfolio Data Analyst at CBRE
Industry Real Estate
Experience
CBRE July 2015 - Present
CBRE August 2013 - July 2015
Uplift Education February 2011 - August 2013
Transwestern February 2009 - March 2011
Allied Metals May 2008 - November 2008
Smith Barney May 2007 - August 2007
Barclay Commercial Group May 2005 - August 2005
Skills
Financial Analysis, Excel, Performance Analysis, Budgeting, Microsoft Excel, PowerPoint, Microsoft Office, Strategic Planning, Real Estate, Tableau, New Business Development, Warehousing, Warehouse Management, Budgets, Forecasting, Financial Modeling, Investments, Due Diligence, Corporate Finance, Valuation, Finance, Mergers & Acquisitions, Market Research, Leadership
Education
University of South Carolina - The Moore School of Business 2003 — 2007
Bachelor of Science, Finance and Marketing
Université Stendhal (Grenoble III) 2007 — 2007
International Business, French
Greenhill School 1993 — 2003
CBRE July 2015 - Present
CBRE August 2013 - July 2015
Uplift Education February 2011 - August 2013
Transwestern February 2009 - March 2011
Allied Metals May 2008 - November 2008
Smith Barney May 2007 - August 2007
Barclay Commercial Group May 2005 - August 2005
Skills
Financial Analysis, Excel, Performance Analysis, Budgeting, Microsoft Excel, PowerPoint, Microsoft Office, Strategic Planning, Real Estate, Tableau, New Business Development, Warehousing, Warehouse Management, Budgets, Forecasting, Financial Modeling, Investments, Due Diligence, Corporate Finance, Valuation, Finance, Mergers & Acquisitions, Market Research, Leadership
Education
University of South Carolina - The Moore School of Business 2003 — 2007
Bachelor of Science, Finance and Marketing
Université Stendhal (Grenoble III) 2007 — 2007
International Business, French
Greenhill School 1993 — 2003
Buffy Leonard Buffy Leonard's Smith Barney Experience August 2002 - December 2003
Job Senior Registered Private Client Assistant at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott January 2004 - Present
Smith Barney August 2002 - December 2003
Lehman Brothers October 2000 - August 2002
SG Cowen January 1999 - October 2000
Skills
Series 7, Mutual Funds, Series 63, Equities, Investments, Fixed Income, Bonds
Education
University at Albany 1996 — 2000
Bachelor of Arts (BA), Political Science and Government
Janney Montgomery Scott January 2004 - Present
Smith Barney August 2002 - December 2003
Lehman Brothers October 2000 - August 2002
SG Cowen January 1999 - October 2000
Skills
Series 7, Mutual Funds, Series 63, Equities, Investments, Fixed Income, Bonds
Education
University at Albany 1996 — 2000
Bachelor of Arts (BA), Political Science and Government
Daniel E Maldonado Daniel E Maldonado's Smith Barney Experience January 1997 - January 2003
Job Vice President Investments / Senior Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch July 2011 - Present
Wells Fargo Advisors April 2009 - July 2011
UBS Wealth Management January 2003 - April 2009
Smith Barney January 1997 - January 2003
Skills
Strategic Financial..., Series 7, Wealth Management, Series 63, Series 65, Asset Allocation, Investment Advisory, Alternative Investments, Investments, Finance, Retirement Planning, Mutual Funds, Wealth Management..., Investment Strategies, Financial Advisory, Portfolio Management, Financial Planning
Education
University of Puerto Rico
Merrill Lynch July 2011 - Present
Wells Fargo Advisors April 2009 - July 2011
UBS Wealth Management January 2003 - April 2009
Smith Barney January 1997 - January 2003
Skills
Strategic Financial..., Series 7, Wealth Management, Series 63, Series 65, Asset Allocation, Investment Advisory, Alternative Investments, Investments, Finance, Retirement Planning, Mutual Funds, Wealth Management..., Investment Strategies, Financial Advisory, Portfolio Management, Financial Planning
Education
University of Puerto Rico
Doug Brandon Doug Brandon's Smith Barney Experience January 2004 - May 2006
Job Market Leader at Cushman & Wakefield
Industry Commercial Real Estate
Experience
Cushman & Wakefield September 2015 - Present
DTZ May 2009 - August 2015
CTMT 2006 - 2009
Smith Barney January 2004 - May 2006
Skills
Disposition, Brokerage, Real Estate Development, Corporate Real Estate, Real Estate Economics, Management, Tenant, Portfolio Management, Location Intelligence, Real Estate, Leases, Lease Negotiations, Community Development, Contract Negotiation, Property Management, Negotiation, Asset Management, Landlords, Commercial Real Estate, Lease Administration, Leadership, Investment Properties, Valuation, Loans, Budgets, Financial Analysis, Strategic Planning, Investors, Land Acquisition, Real Estate Transactions, Property, Acquisitions, Tenant Representation, Investments, Due Diligence, Dispositions
Education
The University of Tennessee at Chattanooga 1974 — 1978
BS, Business/Finance
Tyner High School 1970 — 1974
Cushman & Wakefield September 2015 - Present
DTZ May 2009 - August 2015
CTMT 2006 - 2009
Smith Barney January 2004 - May 2006
Skills
Disposition, Brokerage, Real Estate Development, Corporate Real Estate, Real Estate Economics, Management, Tenant, Portfolio Management, Location Intelligence, Real Estate, Leases, Lease Negotiations, Community Development, Contract Negotiation, Property Management, Negotiation, Asset Management, Landlords, Commercial Real Estate, Lease Administration, Leadership, Investment Properties, Valuation, Loans, Budgets, Financial Analysis, Strategic Planning, Investors, Land Acquisition, Real Estate Transactions, Property, Acquisitions, Tenant Representation, Investments, Due Diligence, Dispositions
Education
The University of Tennessee at Chattanooga 1974 — 1978
BS, Business/Finance
Tyner High School 1970 — 1974
Alison K Muller Alison K Muller's Smith Barney Experience January 2006 - May 2006
Job Major Account Manager, CFO at Island Seafood Transportation, Inc.
Industry Financial Services
Experience
Island Seafood Transportation, Inc. July 2011 - Present
Merrill Lynch May 2006 - July 2011
Smith Barney January 2006 - May 2006
Morgan Stanley 2003 - 2005
Skills
Series 7, Retirement Planning, Financial Advisory, Mutual Funds, Wealth Management, Series 6, Investment Advisory, 401k, Asset Allocation, Fixed Annuities
Education
Towson University 2002 — 2006
Business, Marketing
College of Financial Planning 2010 — 2010
Chartered Retirement Planning Counselor
Dale Carnegie 2007 — 2008
Effective Communications and Human Relations
Personal Training Institute 2003 — 2003
Certified Personal Trainer
Island Seafood Transportation, Inc. July 2011 - Present
Merrill Lynch May 2006 - July 2011
Smith Barney January 2006 - May 2006
Morgan Stanley 2003 - 2005
Skills
Series 7, Retirement Planning, Financial Advisory, Mutual Funds, Wealth Management, Series 6, Investment Advisory, 401k, Asset Allocation, Fixed Annuities
Education
Towson University 2002 — 2006
Business, Marketing
College of Financial Planning 2010 — 2010
Chartered Retirement Planning Counselor
Dale Carnegie 2007 — 2008
Effective Communications and Human Relations
Personal Training Institute 2003 — 2003
Certified Personal Trainer
Kirk D. Bell Kirk D. Bell's Smith Barney Experience November 1983 - January 2008
Job Financial Advisor at Raymond James
Industry Financial Services
Experience
Bell & Valente, LLC - An Independent Firm, Raymond James Financial Services January 2008 - Present
Raymond James January 2008 - Present
Smith Barney November 1983 - January 2008
United States Air Force June 1976 - November 1983
Skills
Investments, Management, Finance, Nonprofits, Securities, Financial Advisory, Series 7, Wealth Management, Retirement Planning, Alternative Investments
Education
United States Air Force Academy 1972 — 1976
Bachelor's Degree, History
Gary Wirt High School
Bell & Valente, LLC - An Independent Firm, Raymond James Financial Services January 2008 - Present
Raymond James January 2008 - Present
Smith Barney November 1983 - January 2008
United States Air Force June 1976 - November 1983
Skills
Investments, Management, Finance, Nonprofits, Securities, Financial Advisory, Series 7, Wealth Management, Retirement Planning, Alternative Investments
Education
United States Air Force Academy 1972 — 1976
Bachelor's Degree, History
Gary Wirt High School
Phil Blevins Phil Blevins's Smith Barney Experience November 1988 - March 2009
Job Senior Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney November 1988 - March 2009
Bear Stearns & Co. October 1984 - November 1988
Bateman Eichler, Hill Richards February 1982 - September 1984
Skills
Asset allocation,...
Education
The University of Texas at Arlington 1977 — 1981
Business Administration and Management, General
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney November 1988 - March 2009
Bear Stearns & Co. October 1984 - November 1988
Bateman Eichler, Hill Richards February 1982 - September 1984
Skills
Asset allocation,...
Education
The University of Texas at Arlington 1977 — 1981
Business Administration and Management, General
Bob Regent Bob Regent's Smith Barney Experience July 1992 - April 2008
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. April 2008 - Present
Smith Barney July 1992 - April 2008
Education
Tulane University 1979 — 1983
BA, Business
Tulane University 1979 — 1983
Ameriprise Financial Services, Inc. April 2008 - Present
Smith Barney July 1992 - April 2008
Education
Tulane University 1979 — 1983
BA, Business
Tulane University 1979 — 1983
Daniel Justin Eng's Smith Barney Experience June 2008 - August 2008
Job Experienced, educated, and ambitious.
Industry Financial Services
Experience
PNC Bank November 2013 - Present
Frost Bank 2008 - 2013
Smith Barney June 2008 - August 2008
Skills
Banking, Portfolio Management, Loans, Credit, Financial Services, Credit Analysis, Loan Origination, Credit Cards, Sales, Customer Service, Microsoft Excel, Branch Banking, Financial Analysis, Retail Banking, Finance, Credit Risk, Microsoft Word, Treasury Management, Corporate Finance, Risk Management, Valuation, Cross Selling, Relationship Management, IRAs, Consumer Lending
Education
The University of Texas at San Antonio 2011 — 2013
Master of Business Administration (MBA), Finance
The University of Texas at San Antonio 2004 — 2008
Bachelor of Business Administration (BBA), Finance
Kaplan new york
Kaplan new york
PNC Bank November 2013 - Present
Frost Bank 2008 - 2013
Smith Barney June 2008 - August 2008
Skills
Banking, Portfolio Management, Loans, Credit, Financial Services, Credit Analysis, Loan Origination, Credit Cards, Sales, Customer Service, Microsoft Excel, Branch Banking, Financial Analysis, Retail Banking, Finance, Credit Risk, Microsoft Word, Treasury Management, Corporate Finance, Risk Management, Valuation, Cross Selling, Relationship Management, IRAs, Consumer Lending
Education
The University of Texas at San Antonio 2011 — 2013
Master of Business Administration (MBA), Finance
The University of Texas at San Antonio 2004 — 2008
Bachelor of Business Administration (BBA), Finance
Kaplan new york
Kaplan new york
Beth J Levine Beth J Levine's Smith Barney Experience 1994 - 2009
Job Senior Vice President Wealth Management at Lara, May & Associates LLC
Industry Financial Services
Experience
Lara, May & Associates LLC 2009 - Present
Smith Barney 1994 - 2009
Education
Towson University
Lara, May & Associates LLC 2009 - Present
Smith Barney 1994 - 2009
Education
Towson University
Patrick Sleem Patrick Sleem's Smith Barney Experience August 2006 - October 2008
Job at
Industry Military
Experience
Snyder's-Lance, Inc. December 2012 - Present
All American Firearms March 2009 - Present
Snyder's-Lance, Inc. December 2012 - August 2015
Snyders Lance July 2011 - December 2012
Bacik Group March 2010 - July 2011
Snyders Lance 2011 - 2011
United States Army Reserve August 2009 - March 2010
United States Army Reserve October 2008 - August 2009
Smith Barney August 2006 - October 2008
US Army June 2001 - August 2006
Skills
Leadership, Military, Command, Operational Planning, Military Experience, Intelligence Analysis, Team Building, Army, Security Clearance, Military Operations, National Security, Leadership Development, Marksmanship, DoD, Information Assurance, Government, Web Design, Expert Marksman, Trained Instructor, Gunsmithing, SharePoint Designer, Baking, Logistics, Management, Project Planning, Security, Six Sigma, Training
Education
United States Military Academy at West Point 1997 — 2001
BS, Systems Engineering / International and Strategic History
Terry Sanford 1994 — 1997
High School Diploma
Snyder's-Lance, Inc. December 2012 - Present
All American Firearms March 2009 - Present
Snyder's-Lance, Inc. December 2012 - August 2015
Snyders Lance July 2011 - December 2012
Bacik Group March 2010 - July 2011
Snyders Lance 2011 - 2011
United States Army Reserve August 2009 - March 2010
United States Army Reserve October 2008 - August 2009
Smith Barney August 2006 - October 2008
US Army June 2001 - August 2006
Skills
Leadership, Military, Command, Operational Planning, Military Experience, Intelligence Analysis, Team Building, Army, Security Clearance, Military Operations, National Security, Leadership Development, Marksmanship, DoD, Information Assurance, Government, Web Design, Expert Marksman, Trained Instructor, Gunsmithing, SharePoint Designer, Baking, Logistics, Management, Project Planning, Security, Six Sigma, Training
Education
United States Military Academy at West Point 1997 — 2001
BS, Systems Engineering / International and Strategic History
Terry Sanford 1994 — 1997
High School Diploma
Alex Reed's Smith Barney Experience May 2008 - August 2008
Job Cofounder, CEO at APMT
Industry Chemicals
Experience
Advanced Polymer Monitoring Technologies, Inc. March 2012 - Present
Tulane University-PolyRMC September 2014 - Present
PolyRMC-Tulane University January 2009 - August 2014
Tulane University June 2003 - December 2008
Smith Barney May 2008 - August 2008
Skills
Research, Polymers, Start-ups, Entrepreneurship, Business Strategy, Operations Management, Financial Modeling, Financial Analysis, Market Research, Technology Management, Analysis, Manufacturing, Characterization, Business Development, Management, Commercialization, Marketing, Process Optimization, Product Development, R&D, Laboratory, Cross-functional Team..., Polymer Characterization, Program Management, Strategic Planning, Leadership, Strategy, Data Analysis
Education
Tulane University 2004 — 2008
B.A., Economics, Latin American Studies, Minor in Business
Advanced Polymer Monitoring Technologies, Inc. March 2012 - Present
Tulane University-PolyRMC September 2014 - Present
PolyRMC-Tulane University January 2009 - August 2014
Tulane University June 2003 - December 2008
Smith Barney May 2008 - August 2008
Skills
Research, Polymers, Start-ups, Entrepreneurship, Business Strategy, Operations Management, Financial Modeling, Financial Analysis, Market Research, Technology Management, Analysis, Manufacturing, Characterization, Business Development, Management, Commercialization, Marketing, Process Optimization, Product Development, R&D, Laboratory, Cross-functional Team..., Polymer Characterization, Program Management, Strategic Planning, Leadership, Strategy, Data Analysis
Education
Tulane University 2004 — 2008
B.A., Economics, Latin American Studies, Minor in Business
Mandy Savage Mandy Savage's Smith Barney Experience May 1998 - April 2004
Job Manager, Investments & Cash Management at BlueCross BlueShield of Tennessee
Industry
Experience
BlueCross BlueShield of Tennessee May 2004 - Present
Smith Barney May 1998 - April 2004
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, People Development, Exceptional People..., Financial Reporting, Investments, Investment Strategies, Banking, Health Insurance, Cash Management, Due Diligence, Budgets, Team Leadership, Team Building, Portfolio Management
Education
The University of Tennessee at Chattanooga 1999 — 2000
Master of Business Administration (M.B.A.), Finance, General
The University of Tennessee at Chattanooga 1993 — 1998
Bachelor of Science, Business Administration: Finance, Finance
BlueCross BlueShield of Tennessee May 2004 - Present
Smith Barney May 1998 - April 2004
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, People Development, Exceptional People..., Financial Reporting, Investments, Investment Strategies, Banking, Health Insurance, Cash Management, Due Diligence, Budgets, Team Leadership, Team Building, Portfolio Management
Education
The University of Tennessee at Chattanooga 1999 — 2000
Master of Business Administration (M.B.A.), Finance, General
The University of Tennessee at Chattanooga 1993 — 1998
Bachelor of Science, Business Administration: Finance, Finance
Oren F. Kugler III Oren F. Kugler III's Smith Barney Experience December 2000 - December 2002
Job Financial Advisor at Peoples Securities
Industry Financial Services
Experience
Peoples Securities January 2013 - Present
Waddell & Reed Financial Advisors October 2011 - December 2012
Merrill Lynch January 2009 - October 2011
Bank of America December 2002 - January 2009
Smith Barney December 2000 - December 2002
Merrill Lynch June 1998 - December 2000
Skills
Financial Advisory, Estate Planning, Investment Strategies, Corporate Lending, 401k Rollovers, Life Insurance, Health Insurance, Variable Annuities, Fixed Annuities, Retirement Plan..., Public Speaking, Event Planning, Event Management, Team Building, Team Management, Client Development, Client Education, Marketing Strategy, Strategic Planning, Financial Markets
Education
Trinity College-Hartford 1994 — 1998
Bachelor of Arts, Economics
Wethersfield High Scool 1991 — 1994
Peoples Securities January 2013 - Present
Waddell & Reed Financial Advisors October 2011 - December 2012
Merrill Lynch January 2009 - October 2011
Bank of America December 2002 - January 2009
Smith Barney December 2000 - December 2002
Merrill Lynch June 1998 - December 2000
Skills
Financial Advisory, Estate Planning, Investment Strategies, Corporate Lending, 401k Rollovers, Life Insurance, Health Insurance, Variable Annuities, Fixed Annuities, Retirement Plan..., Public Speaking, Event Planning, Event Management, Team Building, Team Management, Client Development, Client Education, Marketing Strategy, Strategic Planning, Financial Markets
Education
Trinity College-Hartford 1994 — 1998
Bachelor of Arts, Economics
Wethersfield High Scool 1991 — 1994
William R Peelle Jr William R Peelle Jr's Smith Barney Experience 1984 - 2010
Job Principal at Bradley, Foster & Sargent, Inc.
Industry Investment Management
Experience
Bradley, Foster & Sargent, Inc. 2010 - Present
Smith Barney 1984 - 2010
Skills
Alternative Investments, Hedge Funds, Equities, Portfolio Management, Financial Analysis, Investments, Asset Management, Fixed Income, Financial Modeling, Investment Management, Securities
Education
Trinity College-Hartford 1982 — 1985
Economics, BA, MA Public Policy
Trinity College-Hartford 1966 — 1970
Economics, BA, Economics
Bradley, Foster & Sargent, Inc. 2010 - Present
Smith Barney 1984 - 2010
Skills
Alternative Investments, Hedge Funds, Equities, Portfolio Management, Financial Analysis, Investments, Asset Management, Fixed Income, Financial Modeling, Investment Management, Securities
Education
Trinity College-Hartford 1982 — 1985
Economics, BA, MA Public Policy
Trinity College-Hartford 1966 — 1970
Economics, BA, Economics
Rob Hanckel Rob Hanckel's Smith Barney Experience June 1988 - July 1997
Job OwnerThe UPS Store #5522 by Chesapeake Square Mall | Small Business Services | Shipping | Packing | Printing | Freight
Industry Retail
Experience
The UPS Store #5522 August 2014 - Present
Consolidated Planning, Inc. September 2012 - March 2014
NC Employment Commission July 2011 - September 2012
ProNet Charlotte January 2011 - August 2012
Wells Fargo Asset Management January 2009 - May 2011
Evergreen Investments November 2007 - December 2008
Wachovia Capital Markets July 1997 - October 2007
Smith Barney June 1988 - July 1997
Skills
Bloomberg Terminal, Proposal Writing
Education
University of Virginia - Darden Graduate School of Business Administration 1986 — 1988
MBA, Management, FInance
U.S. Navy Nuclear Power School 1978 — 1979
Nonaccredited Masters of Nuclear Engineering, Nuclear Engineering
United States Naval Academy 1974 — 1978
Bachelor of Science, Engineering
The UPS Store #5522 August 2014 - Present
Consolidated Planning, Inc. September 2012 - March 2014
NC Employment Commission July 2011 - September 2012
ProNet Charlotte January 2011 - August 2012
Wells Fargo Asset Management January 2009 - May 2011
Evergreen Investments November 2007 - December 2008
Wachovia Capital Markets July 1997 - October 2007
Smith Barney June 1988 - July 1997
Skills
Bloomberg Terminal, Proposal Writing
Education
University of Virginia - Darden Graduate School of Business Administration 1986 — 1988
MBA, Management, FInance
U.S. Navy Nuclear Power School 1978 — 1979
Nonaccredited Masters of Nuclear Engineering, Nuclear Engineering
United States Naval Academy 1974 — 1978
Bachelor of Science, Engineering
Robert Moreland Robert Moreland's Smith Barney Experience October 2006 - June 2008
Job Financial Advisor, Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors May 2012 - Present
Merrill Lynch Global Wealth Management June 2008 - June 2012
Smith Barney October 2006 - June 2008
Education
Towson University 1996 — 2000
Business Finance
Wells Fargo Advisors May 2012 - Present
Merrill Lynch Global Wealth Management June 2008 - June 2012
Smith Barney October 2006 - June 2008
Education
Towson University 1996 — 2000
Business Finance
Joseph Rak Joseph Rak's Smith Barney Experience September 2005 - December 2006
Job Compliance Supervisor at PIMCO
Industry Financial Services
Experience
PIMCO January 2011 - Present
Allianz Global Investors December 2006 - December 2010
Smith Barney September 2005 - December 2006
FINRA August 2004 - September 2005
Tyco Fire & Building Products January 2004 - April 2004
NH Bureau of Securities Regulaion May 2002 - September 2003
Fidelity Investments June 1998 - January 2002
Skills
Legal Research, Mutual Funds, Management, Securities, Series 7, Series 24, FINRA, Marketing, Series 63
Education
UNH School of Law 2001 — 2004
JD, Law
The University of Texas at Arlington 1990 — 1998
BA, Political Science
PIMCO January 2011 - Present
Allianz Global Investors December 2006 - December 2010
Smith Barney September 2005 - December 2006
FINRA August 2004 - September 2005
Tyco Fire & Building Products January 2004 - April 2004
NH Bureau of Securities Regulaion May 2002 - September 2003
Fidelity Investments June 1998 - January 2002
Skills
Legal Research, Mutual Funds, Management, Securities, Series 7, Series 24, FINRA, Marketing, Series 63
Education
UNH School of Law 2001 — 2004
JD, Law
The University of Texas at Arlington 1990 — 1998
BA, Political Science
Clifford Wiese Clifford Wiese's Smith Barney Experience September 1999 - September 2009
Job Managing Partner
Industry Financial Services
Experience
Wolff Wiese Magana, LLC July 2011 - Present
Morgan Stanly Smith Barney September 2009 - July 2011
Smith Barney September 1999 - September 2009
Skills
Leadership, Security Clearance, Project Planning, Government, Cross-functional Team..., Defense, Risk Management, Systems Engineering, Business Development, Program Management, DoD, Analysis, Military, Navy, Process Improvement, Strategy, Strategic Planning, Enterprise Architecture, Management, Team Building, Operational Planning, Organizational..., Management Consulting, Government Contracting, Executive Management, Information Assurance, Integration, Project Management, Change Management, Team Leadership, National Security, Operations Management, Command, Security, Proposal Writing, Military Experience, Military Operations, Financial Planning
Education
United States Naval Academy 1962 — 1966
Bachelor of Science, Mathematics
New Haven High School 1958 — 1962
High School
Wolff Wiese Magana, LLC July 2011 - Present
Morgan Stanly Smith Barney September 2009 - July 2011
Smith Barney September 1999 - September 2009
Skills
Leadership, Security Clearance, Project Planning, Government, Cross-functional Team..., Defense, Risk Management, Systems Engineering, Business Development, Program Management, DoD, Analysis, Military, Navy, Process Improvement, Strategy, Strategic Planning, Enterprise Architecture, Management, Team Building, Operational Planning, Organizational..., Management Consulting, Government Contracting, Executive Management, Information Assurance, Integration, Project Management, Change Management, Team Leadership, National Security, Operations Management, Command, Security, Proposal Writing, Military Experience, Military Operations, Financial Planning
Education
United States Naval Academy 1962 — 1966
Bachelor of Science, Mathematics
New Haven High School 1958 — 1962
High School
Daniel Latham, CFP®, CRPS® Daniel Latham, CFP®, CRPS®'s Smith Barney Experience September 1993 - March 2008
Job Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. March 2008 - Present
Smith Barney September 1993 - March 2008
Education
Trinity College-Hartford 1990 — 1994
B.S.
Lake Ridge Academy 1984 — 1990
Berea - Riveredge
UBS Financial Services Inc. March 2008 - Present
Smith Barney September 1993 - March 2008
Education
Trinity College-Hartford 1990 — 1994
B.S.
Lake Ridge Academy 1984 — 1990
Berea - Riveredge
George F. (Rick) Verdone, Jr. George F. (Rick) Verdone, Jr.'s Smith Barney Experience 1982 - 2009
Job Senior Vice President, Senior Portfolio Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2009 - Present
Smith Barney 1982 - 2009
Wheat, First Securities 1978 - 1982
Education
Tulane University - A.B. Freeman School of Business 1976 — 1978
Masters In Business Administration, Finance and Accounting
UNC Chapel Hill 1971 — 1975
Bachelor of Science, Industrial Relations
Charlotte Country Day School 1966 — 1971
UBS Financial Services, Inc. April 2009 - Present
Smith Barney 1982 - 2009
Wheat, First Securities 1978 - 1982
Education
Tulane University - A.B. Freeman School of Business 1976 — 1978
Masters In Business Administration, Finance and Accounting
UNC Chapel Hill 1971 — 1975
Bachelor of Science, Industrial Relations
Charlotte Country Day School 1966 — 1971
David Schulman, CFP® David Schulman, CFP®'s Smith Barney Experience August 2000 - November 2008
Job Managing Director Investments, Senior PIM Portfolio Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 2008 - Present
Smith Barney August 2000 - November 2008
Morgan Stanley November 1996 - August 2000
Skills
Investments, Finance, Capital Markets, Multigerational Wealth..., Financial Analysis, Wealth Preservation...
Education
New York University 2003 — 2003
Certificate in Financial Planning, School of Continuing and Professional Studies
University at Albany 1992 — 1996
BS, Business Administration
Wells Fargo Advisors, LLC November 2008 - Present
Smith Barney August 2000 - November 2008
Morgan Stanley November 1996 - August 2000
Skills
Investments, Finance, Capital Markets, Multigerational Wealth..., Financial Analysis, Wealth Preservation...
Education
New York University 2003 — 2003
Certificate in Financial Planning, School of Continuing and Professional Studies
University at Albany 1992 — 1996
BS, Business Administration
Catherine E Symanek Catherine E Symanek's Smith Barney Experience 2004 - 2006
Job Assistant Vice President Business Service Manager at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley March 2015 - Present
Morgan Stanley Private Wealth Management 2006 - March 2015
Smith Barney 2004 - 2006
Legg Mason 1999 - 2004
Skills
Series 7, Series 9, Series 10, Series 31, Series 63, Financial Planning..., Management, Investments, Mutual Funds, Wealth Management, Marketing, Securities, Sales, Strategic Planning, Estate Planning, Equities, Series 65, Alternative Investments, Asset Allocation, Retirement Planning, 401k, Retirement, FINRA, Portfolio Management, Investment Advisory, Financial Services, Uniform Combined State..., Strategic Financial..., Asset Management
Education
Towson University 1994 — 1997
Bachelor of Science, Biology
Morgan Stanley March 2015 - Present
Morgan Stanley Private Wealth Management 2006 - March 2015
Smith Barney 2004 - 2006
Legg Mason 1999 - 2004
Skills
Series 7, Series 9, Series 10, Series 31, Series 63, Financial Planning..., Management, Investments, Mutual Funds, Wealth Management, Marketing, Securities, Sales, Strategic Planning, Estate Planning, Equities, Series 65, Alternative Investments, Asset Allocation, Retirement Planning, 401k, Retirement, FINRA, Portfolio Management, Investment Advisory, Financial Services, Uniform Combined State..., Strategic Financial..., Asset Management
Education
Towson University 1994 — 1997
Bachelor of Science, Biology
Randall LaGrange Randall LaGrange's Smith Barney Experience 2005 - 2007
Job Managing Partner, Energy & Utilities Practice Verizon Enterprise Solutions
Industry Telecommunications
Experience
Verizon Enterprise Solutions Group April 2013 - Present
Verizon Enterprise Solutions Group January 2011 - April 2013
Verizon Business January 2008 - January 2011
Spring Branch Memorial Sports Assoc. January 2004 - June 2008
Smith Barney 2005 - 2007
AT&T 2002 - 2005
WorldCom 1999 - 2002
Tex-Trude, Inc. 1996 - 2000
Skills
Solution Selling
Education
Villanova University 2010 — 2011
MCPM, Masters Certificate Project Management
The University of Texas-Pan American 1990 — 1995
BA, European History
Westlake 1983 — 1987
Immaculate Conception School
University of Notre Dame - Mendoza College of Business
Executive Certificate in Leadership & Management
Verizon Enterprise Solutions Group April 2013 - Present
Verizon Enterprise Solutions Group January 2011 - April 2013
Verizon Business January 2008 - January 2011
Spring Branch Memorial Sports Assoc. January 2004 - June 2008
Smith Barney 2005 - 2007
AT&T 2002 - 2005
WorldCom 1999 - 2002
Tex-Trude, Inc. 1996 - 2000
Skills
Solution Selling
Education
Villanova University 2010 — 2011
MCPM, Masters Certificate Project Management
The University of Texas-Pan American 1990 — 1995
BA, European History
Westlake 1983 — 1987
Immaculate Conception School
University of Notre Dame - Mendoza College of Business
Executive Certificate in Leadership & Management
Monica Yoo Monica Yoo's Smith Barney Experience May 2005 - October 2005
Job Product Marketing Manager at Alert Logic | Marketing Technologist
Industry Computer Software
Experience
Alert Logic February 2015 - Present
Verdande Technology March 2014 - November 2014
PAS November 2011 - March 2014
First Financial Group of America March 2009 - November 2011
Appetite for Good 2010 - 2011
Kirtsy.com 2008 - 2009
Self 2008 - 2009
US Oncology 2007 - 2008
Smith Barney May 2005 - October 2005
Skills
Online Marketing, Email Marketing, Digital Strategy, Digital Marketing, Social Media Marketing, Marketing Communications, Online Advertising, Management, Marketing, Lead Generation, Integrated Marketing, Analytics, User Experience, Social Media, Start-ups, CRM, Mobile Applications, Corporate Branding, Marketing Strategy, Community Engagement, E-commerce, Blogging, Web Marketing, Web Strategy, New Media, Online Branding, Press Management, Brand Development, Advertising, SEO, Interactive Marketing, Brand Management, Content Management, Leadership, Sales, Microsoft Office, Adobe Creative Suite, Marketing Management, Public Relations, Event Management, Product Marketing, Storytelling, Demand Generation, Content Strategy
Education
Trinity University 2003 — 2007
Bachelor's Degree, Business Administration - Concentration in Marketing
Trinity University 2003 — 2007
Bachelor's Degree, Psychology
Alert Logic February 2015 - Present
Verdande Technology March 2014 - November 2014
PAS November 2011 - March 2014
First Financial Group of America March 2009 - November 2011
Appetite for Good 2010 - 2011
Kirtsy.com 2008 - 2009
Self 2008 - 2009
US Oncology 2007 - 2008
Smith Barney May 2005 - October 2005
Skills
Online Marketing, Email Marketing, Digital Strategy, Digital Marketing, Social Media Marketing, Marketing Communications, Online Advertising, Management, Marketing, Lead Generation, Integrated Marketing, Analytics, User Experience, Social Media, Start-ups, CRM, Mobile Applications, Corporate Branding, Marketing Strategy, Community Engagement, E-commerce, Blogging, Web Marketing, Web Strategy, New Media, Online Branding, Press Management, Brand Development, Advertising, SEO, Interactive Marketing, Brand Management, Content Management, Leadership, Sales, Microsoft Office, Adobe Creative Suite, Marketing Management, Public Relations, Event Management, Product Marketing, Storytelling, Demand Generation, Content Strategy
Education
Trinity University 2003 — 2007
Bachelor's Degree, Business Administration - Concentration in Marketing
Trinity University 2003 — 2007
Bachelor's Degree, Psychology
Diana Winoker Diana Winoker's Smith Barney Experience 1983 - 2008
Job Volunteer at Plant Museum
Industry Financial Services
Experience
Dress for Success -Tampa May 2012 - Present
Plant Museum May 2012 - Present
Wells Fargo Advisors, LLC May 2008 - July 2012
Smith Barney 1983 - 2008
Dean Witter October 1979 - August 1982
Merrill Lynch December 1976 - October 1979
Skills
Volunteer Organization, St., St.Joseph's Womens ..., Financial Planning, Estate Planning, Retirement Planning, Funding, Asset Management, Asset Managment, Strategic Financial..., Investment Management, Wealth Management, Volunteering, Investments, Investment Advisory, Series 65, Mutual Funds, Asset Allocation, Loans, Insurance, Series 63, Series 7, Financial Analysis, Wealth Management..., Fixed Annuities, Financial Advisory, Retirement, Investment Strategies, Alternative Investments, Hedge Funds, Separately Managed..., ETFs, Life Insurance, Relationship Management, Financial Services, Small Business Lending, 401k, Personal Finance, FINRA, Bonds, Private Equity, Due Diligence, IRAs, Long-term Care, High Net Worth..., Finance, Wealth, Banking, Series 24, Financial Planners
Education
leadership Tampa 1979 — 1980
University of Tampa 1976 — 1979
MBA, Business
Newcomb College-Tulane University 1970 — 1974
BS, Psychology
Tulane University 1970 — 1974
BS, Psychology
H.B.Plant High School 1968 — 1970
Dress for Success -Tampa May 2012 - Present
Plant Museum May 2012 - Present
Wells Fargo Advisors, LLC May 2008 - July 2012
Smith Barney 1983 - 2008
Dean Witter October 1979 - August 1982
Merrill Lynch December 1976 - October 1979
Skills
Volunteer Organization, St., St.Joseph's Womens ..., Financial Planning, Estate Planning, Retirement Planning, Funding, Asset Management, Asset Managment, Strategic Financial..., Investment Management, Wealth Management, Volunteering, Investments, Investment Advisory, Series 65, Mutual Funds, Asset Allocation, Loans, Insurance, Series 63, Series 7, Financial Analysis, Wealth Management..., Fixed Annuities, Financial Advisory, Retirement, Investment Strategies, Alternative Investments, Hedge Funds, Separately Managed..., ETFs, Life Insurance, Relationship Management, Financial Services, Small Business Lending, 401k, Personal Finance, FINRA, Bonds, Private Equity, Due Diligence, IRAs, Long-term Care, High Net Worth..., Finance, Wealth, Banking, Series 24, Financial Planners
Education
leadership Tampa 1979 — 1980
University of Tampa 1976 — 1979
MBA, Business
Newcomb College-Tulane University 1970 — 1974
BS, Psychology
Tulane University 1970 — 1974
BS, Psychology
H.B.Plant High School 1968 — 1970
Brian Cody Brian Cody's Smith Barney Experience October 2000 - November 2008
Job CFP® with LPL Financial
Industry Financial Services
Experience
LPL Financial November 2008 - Present
Fairleigh Dickinson University October 2007 - Present
Smith Barney October 2000 - November 2008
Skills
Retirement, Retirement Planning, Small Business, Strategic Financial..., Investments, Finance, Leadership, Investment Advisory, Human Resources, Personal Finance, Public Speaking, Wealth Management, Estate Planning, Financial Services, Business Development, Employee Benefits, Executive Management, Asset Allocation, Networking, 401k
Education
College for Financial Planning 2005 — 2006
CFP® Designation, Investment and Retirement Planning
Union College 1993 — 1995
Master of Science, Mechanical Engineering
U.S. Navy Nuclear Power School 1989 — 1991
Nuclear Reactor License, U.S. Navy Nuclear Engineering
United States Merchant Marine Academy 1984 — 1988
B.S. Marine Engineering Systems Design, Marine Engineering Systems Design
Paw Paw High School
Paw Paw High School
LPL Financial November 2008 - Present
Fairleigh Dickinson University October 2007 - Present
Smith Barney October 2000 - November 2008
Skills
Retirement, Retirement Planning, Small Business, Strategic Financial..., Investments, Finance, Leadership, Investment Advisory, Human Resources, Personal Finance, Public Speaking, Wealth Management, Estate Planning, Financial Services, Business Development, Employee Benefits, Executive Management, Asset Allocation, Networking, 401k
Education
College for Financial Planning 2005 — 2006
CFP® Designation, Investment and Retirement Planning
Union College 1993 — 1995
Master of Science, Mechanical Engineering
U.S. Navy Nuclear Power School 1989 — 1991
Nuclear Reactor License, U.S. Navy Nuclear Engineering
United States Merchant Marine Academy 1984 — 1988
B.S. Marine Engineering Systems Design, Marine Engineering Systems Design
Paw Paw High School
Paw Paw High School
BJ Rick Bjorklund BJ Rick Bjorklund's Smith Barney Experience January 1985 - Present
Job Senior Portfolio Manager at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management 2008 - Present
Smith Barney January 1985 - Present
Smith Barney 1985 - Present
Merrill Lynch October 1975 - January 1985
Education
University of Southern California 1973 — 1975
Masters, Systems Management
United States Air Force Academy 1966 — 1970
BS, Engineering Management
RBC Wealth Management 2008 - Present
Smith Barney January 1985 - Present
Smith Barney 1985 - Present
Merrill Lynch October 1975 - January 1985
Education
University of Southern California 1973 — 1975
Masters, Systems Management
United States Air Force Academy 1966 — 1970
BS, Engineering Management
Henri Castro, Vice President - Investments Henri Castro, Vice President - Investments's Smith Barney Experience August 2004 - March 2009
Job Castro Kizis Financial Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Castro Kizis Financial Group of Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney August 2004 - March 2009
UBS April 1996 - August 2004
Oppenheimer & Co. April 1994 - April 1996
Skills
Investments, Mutual Funds, Securities, Portfolio Management, Wealth Management, Series 7, Strategic Financial..., Asset Allocation, Strategic Planning, Alternative Investments, Investment Strategies, Retirement Planning, Investment Advisory, Asset Management, Series 63, Fixed Income, Financial Planning
Education
University at Albany, SUNY 1987 — 1991
Economics, Economics and Finance
Castro Kizis Financial Group of Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney August 2004 - March 2009
UBS April 1996 - August 2004
Oppenheimer & Co. April 1994 - April 1996
Skills
Investments, Mutual Funds, Securities, Portfolio Management, Wealth Management, Series 7, Strategic Financial..., Asset Allocation, Strategic Planning, Alternative Investments, Investment Strategies, Retirement Planning, Investment Advisory, Asset Management, Series 63, Fixed Income, Financial Planning
Education
University at Albany, SUNY 1987 — 1991
Economics, Economics and Finance
Charles Shapiro Charles Shapiro's Smith Barney Experience October 1994 - September 2010
Job Founding and Managing Partner at Stratos Wealth Partners
Industry Financial Services
Experience
Stratos Wealth Partners August 2010 - Present
Smith Barney October 1994 - September 2010
Education
Tufts University
Stratos Wealth Partners August 2010 - Present
Smith Barney October 1994 - September 2010
Education
Tufts University
Tami Hutchinson Tami Hutchinson's Smith Barney Experience 1993 - 1997
Job Chief of Staff for President, Mergers and Acquisitions at Intel Corporation
Industry Semiconductors
Experience
Intel Corporation September 2014 - Present
Intel Corporation, Mobile and Wireless Sales 2012 - 2014
Intel Corporation 2010 - 2012
Intel Corporationu 2007 - 2010
Intel Capital 1997 - 2010
Smith Barney 1993 - 1997
Skills
Investments, International Business, Mobile Devices, Cross-functional Team..., Treasury Management, Semiconductor Industry, Program Management, Product Management, M&A experience, Corporate Venture..., IPO, Negotiation, Portfolio Management, Mergers & Acquisitions
Education
University of California, Los Angeles - The Anderson School of Management 1993 — 1996
Master of Business Administration (MBA), Business Administration and Management, General
University of California, Davis 1985 — 1989
Bachelor of Arts (BA), International Relations; French minor
Intel Corporation September 2014 - Present
Intel Corporation, Mobile and Wireless Sales 2012 - 2014
Intel Corporation 2010 - 2012
Intel Corporationu 2007 - 2010
Intel Capital 1997 - 2010
Smith Barney 1993 - 1997
Skills
Investments, International Business, Mobile Devices, Cross-functional Team..., Treasury Management, Semiconductor Industry, Program Management, Product Management, M&A experience, Corporate Venture..., IPO, Negotiation, Portfolio Management, Mergers & Acquisitions
Education
University of California, Los Angeles - The Anderson School of Management 1993 — 1996
Master of Business Administration (MBA), Business Administration and Management, General
University of California, Davis 1985 — 1989
Bachelor of Arts (BA), International Relations; French minor
Courtney Bradshaw Courtney Bradshaw's Smith Barney Experience 2005 - 2007
Job Deposit Services Officer at Spring Hill State Bank
Industry Financial Services
Experience
Spring Hill State Bank 2010 - Present
Spring Hill State Bank 2007 - 2010
Smith Barney 2005 - 2007
Spring Hill State Bank 2001 - 2005
Spring Hill State Bank 1999 - 2001
Skills
Customer Service, Banking, Operations Management, Team Building, Risk Management, Management, Budgets, Strategic Planning, Leadership
Education
Center For Financial Training
Operations Degree, Financial Services Diploma
Tyler Junior College
Spring Hill State Bank 2010 - Present
Spring Hill State Bank 2007 - 2010
Smith Barney 2005 - 2007
Spring Hill State Bank 2001 - 2005
Spring Hill State Bank 1999 - 2001
Skills
Customer Service, Banking, Operations Management, Team Building, Risk Management, Management, Budgets, Strategic Planning, Leadership
Education
Center For Financial Training
Operations Degree, Financial Services Diploma
Tyler Junior College
Joshua Frankel Joshua Frankel's Smith Barney Experience August 2003 - October 2008
Job Account Vice President Investments / CFP® at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. October 2008 - Present
Smith Barney August 2003 - October 2008
Morgan Stanley June 1994 - July 2003
Skills
Certified Financial...
Education
University at Albany, SUNY 1990 — 1994
BA, Economics
UBS Financial Services Inc. October 2008 - Present
Smith Barney August 2003 - October 2008
Morgan Stanley June 1994 - July 2003
Skills
Certified Financial...
Education
University at Albany, SUNY 1990 — 1994
BA, Economics
Charles Virden Charles Virden's Smith Barney Experience July 1993 - July 1994
Job Enterprise Software Sales Professional
Industry Computer Software
Experience
Software AG January 2015 - Present
Decisiv, Inc. June 2013 - August 2014
Roadnet Technologies Inc. (formerly UPS Logistics Technologies) January 2011 - December 2012
UPS Logistics Technologies, Inc January 2004 - December 2010
UPS Logistics Technologies, Inc. January 1999 - December 2002
UPS Logistics Technologies, Inc. July 1994 - December 1998
Smith Barney July 1993 - July 1994
Xerox January 1992 - July 1993
Xerox January 1991 - December 1991
Xerox June 1989 - December 1990
Skills
Sales Management, Sales, Negotiation, Recruiting, International Sales, Territory Management, Training, Solution Selling, Salesforce.com, SaaS, Business Alliances, Direct Sales, Sales Operations, Account Management, New Business Development, Sales Force Development, Lead Generation, Marketing Strategy, Sales Process, CRM, Logistics, Enterprise Software, Customer Retention, Mobile Devices, Cold Calling, Strategic Partnerships, Marketing, Selling, Management, Forecasting, Cross-functional Team..., Cloud Computing, Business Development, Software Industry, B2B, Supply Chain, Strategic Planning, Leadership, Operations Management, Contract Negotiation, P&L Management, Team Building, Product Marketing, Professional Services, Strategy, Product Management, Competitive Analysis, Key Account Management, Sales Presentations, Start-ups
Education
Towson University 1985 — 1989
Bachelor's degree, Business/Managerial Economics
Software AG January 2015 - Present
Decisiv, Inc. June 2013 - August 2014
Roadnet Technologies Inc. (formerly UPS Logistics Technologies) January 2011 - December 2012
UPS Logistics Technologies, Inc January 2004 - December 2010
UPS Logistics Technologies, Inc. January 1999 - December 2002
UPS Logistics Technologies, Inc. July 1994 - December 1998
Smith Barney July 1993 - July 1994
Xerox January 1992 - July 1993
Xerox January 1991 - December 1991
Xerox June 1989 - December 1990
Skills
Sales Management, Sales, Negotiation, Recruiting, International Sales, Territory Management, Training, Solution Selling, Salesforce.com, SaaS, Business Alliances, Direct Sales, Sales Operations, Account Management, New Business Development, Sales Force Development, Lead Generation, Marketing Strategy, Sales Process, CRM, Logistics, Enterprise Software, Customer Retention, Mobile Devices, Cold Calling, Strategic Partnerships, Marketing, Selling, Management, Forecasting, Cross-functional Team..., Cloud Computing, Business Development, Software Industry, B2B, Supply Chain, Strategic Planning, Leadership, Operations Management, Contract Negotiation, P&L Management, Team Building, Product Marketing, Professional Services, Strategy, Product Management, Competitive Analysis, Key Account Management, Sales Presentations, Start-ups
Education
Towson University 1985 — 1989
Bachelor's degree, Business/Managerial Economics
Natalie Green Natalie Green's Smith Barney Experience October 2002 - October 2004
Job Director of Strategic Partnership at Africa New Life
Industry Nonprofit Organization Management
Experience
Africa New Life November 2012 - Present
Africa New Life December 2009 - November 2012
MFI Austin August 2008 - September 2009
Red Lion LLC April 2007 - April 2008
Citi July 2006 - March 2007
Regents School of Austin August 2005 - May 2006
Citi October 2004 - May 2005
Smith Barney October 2002 - October 2004
Sanford C. Bernstein August 2002 - October 2002
Regents School of Austin August 2001 - July 2002
Skills
Event Planning, Non-profits, Public Speaking, Microsoft Office, Microsoft Excel, Social Media, Customer Service, Strategic Planning, PowerPoint, Teaching, Microsoft Word, Research, Fundraising, Project Management, Community Outreach, Nonprofits, Leadership Development, Event Management, Strategic Partnerships, Marketing
Education
The University of Texas at Austin 1996 — 2001
Bachelor of Science (B.S.), Human Development and Family Sciences
Africa New Life November 2012 - Present
Africa New Life December 2009 - November 2012
MFI Austin August 2008 - September 2009
Red Lion LLC April 2007 - April 2008
Citi July 2006 - March 2007
Regents School of Austin August 2005 - May 2006
Citi October 2004 - May 2005
Smith Barney October 2002 - October 2004
Sanford C. Bernstein August 2002 - October 2002
Regents School of Austin August 2001 - July 2002
Skills
Event Planning, Non-profits, Public Speaking, Microsoft Office, Microsoft Excel, Social Media, Customer Service, Strategic Planning, PowerPoint, Teaching, Microsoft Word, Research, Fundraising, Project Management, Community Outreach, Nonprofits, Leadership Development, Event Management, Strategic Partnerships, Marketing
Education
The University of Texas at Austin 1996 — 2001
Bachelor of Science (B.S.), Human Development and Family Sciences
Robert Carney Robert Carney's Smith Barney Experience 1997 - 2002
Job Senior Vice President, Investments, Branch Manager at Raymond James
Industry Financial Services
Experience
Morgan Keegan & Co Inc May 2007 - February 2013
UBS Financial Services Inc. October 2002 - May 2007
Smith Barney 1997 - 2002
Merrill Lynch 1993 - 1997
US Army 1984 - 1992
Skills
Series 7, Wealth Management, Investments, Asset Managment, Series 63, Equities, Portfolio Management, Asset Allocation, Financial Analysis, Fixed Income, Investment Strategies, Leadership, Risk Management, Finance, Securities, Management, Financial Advisory, Retirement, Program Management, Strategic Planning, Retirement Planning, Mutual Funds, Financial Planning
Education
United States Military Academy at West Point 1980 — 1984
Bachelor's of Science, Engineering
Morgan Keegan & Co Inc May 2007 - February 2013
UBS Financial Services Inc. October 2002 - May 2007
Smith Barney 1997 - 2002
Merrill Lynch 1993 - 1997
US Army 1984 - 1992
Skills
Series 7, Wealth Management, Investments, Asset Managment, Series 63, Equities, Portfolio Management, Asset Allocation, Financial Analysis, Fixed Income, Investment Strategies, Leadership, Risk Management, Finance, Securities, Management, Financial Advisory, Retirement, Program Management, Strategic Planning, Retirement Planning, Mutual Funds, Financial Planning
Education
United States Military Academy at West Point 1980 — 1984
Bachelor's of Science, Engineering
Elizabeth Jayes's Smith Barney Experience September 1999 - December 2008
Job Currently seeking a salaried financial services/client relationship management position.
Industry Financial Services
Experience
Buckhead Wealth Management 2011 - 2012
Ameriprise Financial Services, Inc. September 2010 - April 2011
Raymond James Financial Inc. January 2008 - April 2009
Smith Barney September 1999 - December 2008
Skills
Series 7, Wealth Management, Portfolio Management, Investments, Financial Analysis, Strategic Financial..., Securities, Asset Management, Equities, Series 63, Mutual Funds, Fixed Income, Financial Modeling, Finance, Investment Strategies
Education
Tulane University
B.A., English, Economics
Buckhead Wealth Management 2011 - 2012
Ameriprise Financial Services, Inc. September 2010 - April 2011
Raymond James Financial Inc. January 2008 - April 2009
Smith Barney September 1999 - December 2008
Skills
Series 7, Wealth Management, Portfolio Management, Investments, Financial Analysis, Strategic Financial..., Securities, Asset Management, Equities, Series 63, Mutual Funds, Fixed Income, Financial Modeling, Finance, Investment Strategies
Education
Tulane University
B.A., English, Economics
Jessica Maloy Jessica Maloy's Smith Barney Experience December 2005 - Present
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney December 2005 - Present
Wells Fargo December 2000 - December 2005
Education
The University of Texas at Arlington
BS, Accounting
Smith Barney December 2005 - Present
Wells Fargo December 2000 - December 2005
Education
The University of Texas at Arlington
BS, Accounting
Paul Hatch Paul Hatch's Smith Barney Experience 2003 - 2007
Job Head Advice and Solutions, Wealth Management America's at UBS
Industry Financial Services
Experience
UBS May 2014 - Present
Augusta Warrior Project January 2014 - Present
Wheelhouse Analytics September 2013 - May 2014
KNUU Investment Solutions April 2013 - May 2014
Morgan Stanley Smith Barney June 2012 - April 2013
Morgan Stanley Wealth Management April 2011 - June 2012
Morgan Stanley Smith Barney January 2010 - April 2011
Morgan Stanley Smith Barney June 2007 - June 2009
Smith Barney 2003 - 2007
Smith Barney December 2003 - December 2004
Skills
Alternative Investments, Asset Management, Equities, Financial Planning, Mutual Funds, Retirement Planning, Life Insurance, Annuity Sales, Asset Allocation, Training, Business Strategy, Strategic Financial..., Asset Managment, Hedge Funds, Portfolio Management, Investments, Estate Planning, Leadership, Investment Strategies, Investment Advisory, Fixed Income, Financial Services, Wealth Management..., Capital Markets, Retirement, Investment Management, Financial Advisory, Wealth Management, Securities, Risk Management, Insurance, Financial Markets, Private Equity, ETFs, Due Diligence, FINRA, Finance, Trading, Series 7, Strategy, Series 24, Series 63, Entrepreneurship, Fixed Annuities, Fund Of Funds, Options, Bonds, Management, Wealth, Funding
Education
United States Naval Academy 1975 — 1979
BS, General Engineering and Political Science
UBS May 2014 - Present
Augusta Warrior Project January 2014 - Present
Wheelhouse Analytics September 2013 - May 2014
KNUU Investment Solutions April 2013 - May 2014
Morgan Stanley Smith Barney June 2012 - April 2013
Morgan Stanley Wealth Management April 2011 - June 2012
Morgan Stanley Smith Barney January 2010 - April 2011
Morgan Stanley Smith Barney June 2007 - June 2009
Smith Barney 2003 - 2007
Smith Barney December 2003 - December 2004
Skills
Alternative Investments, Asset Management, Equities, Financial Planning, Mutual Funds, Retirement Planning, Life Insurance, Annuity Sales, Asset Allocation, Training, Business Strategy, Strategic Financial..., Asset Managment, Hedge Funds, Portfolio Management, Investments, Estate Planning, Leadership, Investment Strategies, Investment Advisory, Fixed Income, Financial Services, Wealth Management..., Capital Markets, Retirement, Investment Management, Financial Advisory, Wealth Management, Securities, Risk Management, Insurance, Financial Markets, Private Equity, ETFs, Due Diligence, FINRA, Finance, Trading, Series 7, Strategy, Series 24, Series 63, Entrepreneurship, Fixed Annuities, Fund Of Funds, Options, Bonds, Management, Wealth, Funding
Education
United States Naval Academy 1975 — 1979
BS, General Engineering and Political Science
Anne Kelligrew St.Clair, CIMA's Smith Barney Experience 1994 - 1995
Job Senior Vice President and Senior Private Banker at Wells Fargo
Industry Banking
Experience
Wells Fargo July 2013 - Present
Community Hope September 2010 - Present
US Trust, Bank of America Private Wealth Management February 2003 - June 2013
Banc of America Securities August 2001 - January 2003
NationsBanc Montgomery Securities (BofA) June 1998 - June 1999
Lehman Brothers April 1997 - June 1998
Mellon Private Asset Management 1996 - 1997
Smith Barney 1994 - 1995
Education
Tulane University 1999 — 2001
MBA, Finance and Management
University of Colorado Boulder 1990 — 1994
BS, Marketing
Summit High School
Wells Fargo July 2013 - Present
Community Hope September 2010 - Present
US Trust, Bank of America Private Wealth Management February 2003 - June 2013
Banc of America Securities August 2001 - January 2003
NationsBanc Montgomery Securities (BofA) June 1998 - June 1999
Lehman Brothers April 1997 - June 1998
Mellon Private Asset Management 1996 - 1997
Smith Barney 1994 - 1995
Education
Tulane University 1999 — 2001
MBA, Finance and Management
University of Colorado Boulder 1990 — 1994
BS, Marketing
Summit High School
Holly Roche, CPA Holly Roche, CPA's Smith Barney Experience January 2009 - May 2009
Job Operations Assistant at Ram Rock LLC, DBA Gabby's BarBQ & Spanky's Pizza
Industry Restaurants
Experience
Ram Rock LLC, DBA Gabby's Bar-B-Q & Spanky's Pizza February 2013 - Present
Plains All American July 2012 - February 2013
Deloitte January 2011 - March 2011
Smith Barney January 2009 - May 2009
Skills
Accounting, Financial Accounting, Internal Controls, Auditing, Microsoft Excel, Microsoft Office
Education
The University of Texas at Austin - The Red McCombs School of Business 2006 — 2011
Bachelor of Business Administration, Master in Professional Accounting, Minor in Finance
Ram Rock LLC, DBA Gabby's Bar-B-Q & Spanky's Pizza February 2013 - Present
Plains All American July 2012 - February 2013
Deloitte January 2011 - March 2011
Smith Barney January 2009 - May 2009
Skills
Accounting, Financial Accounting, Internal Controls, Auditing, Microsoft Excel, Microsoft Office
Education
The University of Texas at Austin - The Red McCombs School of Business 2006 — 2011
Bachelor of Business Administration, Master in Professional Accounting, Minor in Finance
Jake Smiles's Smith Barney Experience September 2007 - December 2007
Job Senior Associate at Strategy& (formerly Booz & Company)
Industry Management Consulting
Experience
Strategy&, part of the PwC network July 2015 - Present
Strategy& (Formerly Booz & Company) April 2014 - June 2015
Booz & Company February 2014 - March 2014
Renaissance Strategic Advisors January 2013 - February 2014
Renaissance Strategic Advisors February 2011 - January 2013
Charles River Associates August 2008 - February 2011
Smith Barney September 2007 - December 2007
Delta Dental of NJ June 2007 - August 2007
Washington University in St. Louis January 2006 - December 2006
Skills
Valuation, Strategy, Portfolio Management, Financial Modeling, Due Diligence, Mergers & Acquisitions, Business Strategy, Private Equity, Market Analysis, Corporate Development, Strategic Planning, Corporate Finance, Strategic Consulting, Management Consulting, Consulting, Finance, Analysis, Financial Analysis, Data Analysis, Management, Program Management, Leadership, Economics
Education
Washington University in St. Louis - Olin Business School 2004 — 2008
BSBA, Finance, Economics
University College London, U. of London 2007 — 2007
Economics
Strategy&, part of the PwC network July 2015 - Present
Strategy& (Formerly Booz & Company) April 2014 - June 2015
Booz & Company February 2014 - March 2014
Renaissance Strategic Advisors January 2013 - February 2014
Renaissance Strategic Advisors February 2011 - January 2013
Charles River Associates August 2008 - February 2011
Smith Barney September 2007 - December 2007
Delta Dental of NJ June 2007 - August 2007
Washington University in St. Louis January 2006 - December 2006
Skills
Valuation, Strategy, Portfolio Management, Financial Modeling, Due Diligence, Mergers & Acquisitions, Business Strategy, Private Equity, Market Analysis, Corporate Development, Strategic Planning, Corporate Finance, Strategic Consulting, Management Consulting, Consulting, Finance, Analysis, Financial Analysis, Data Analysis, Management, Program Management, Leadership, Economics
Education
Washington University in St. Louis - Olin Business School 2004 — 2008
BSBA, Finance, Economics
University College London, U. of London 2007 — 2007
Economics
Glen Hatch Glen Hatch's Smith Barney Experience May 2002 - July 2005
Job Senior Vice President Branch Director at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management April 2013 - Present
Morgan Stanley August 2005 - April 2013
Smith Barney May 2002 - July 2005
Robinson-Humphrey Smith Barney September 1998 - May 2002
US Navy July 1996 - July 1998
US Navy May 1994 - July 1996
Air University/ Maxwell Air Force Base July 1991 - June 1994
Attack Squadron 185/Naval Air Facility Atsugi, Japan April 1989 - July 1991
Education
The University of Texas at Austin 1972 — 1976
Bachelor of Business Administration (B.B.A.)
University of Alabama 1991 — 1993
MA
RBC Wealth Management April 2013 - Present
Morgan Stanley August 2005 - April 2013
Smith Barney May 2002 - July 2005
Robinson-Humphrey Smith Barney September 1998 - May 2002
US Navy July 1996 - July 1998
US Navy May 1994 - July 1996
Air University/ Maxwell Air Force Base July 1991 - June 1994
Attack Squadron 185/Naval Air Facility Atsugi, Japan April 1989 - July 1991
Education
The University of Texas at Austin 1972 — 1976
Bachelor of Business Administration (B.B.A.)
University of Alabama 1991 — 1993
MA
Dana Aultman-Bazinet Dana Aultman-Bazinet's Smith Barney Experience July 1996 - April 2001
Job Manager at Atomic Omelette & Grill
Industry Food & Beverages
Experience
Atomic Omelette & Grill October 2012 - Present
Twenty One Capital February 2011 - August 2012
Inglet Blair 2012 - 2012
Advanced Equities September 2006 - February 2010
Bear Stearns Global Clearing San Francisco 2001 - 2006
Smith Barney July 1996 - April 2001
Sutro 1996 - 1997
Skills
Trading, Securities, Venture Capital, Client Service, Capital, Compliance, Investments, Asset Management, Due Diligence, Private Equity, Hedge Funds, Investment Banking, Mergers, Risk Management, Management Consulting, Business Strategy, New Business Development, Investor Relations, Start-ups, Wealth Management, Alternative Investments, Operations Management, Customer Relations, Equities, Emerging Markets, Asset Managment, Mergers & Acquisitions, Financial Services, Portfolio Management, Capital Markets, Investment Strategies, Corporate Finance, Fixed Income, Customer Service, Funding, Series 7, Banking, Cash Management, Financial Advisory, Financial Risk, Leadership, Entrepreneurship, Strategic Financial..., Executive Management, Joint Ventures, Management, IPO, Finance, Options, Mutual Funds
Education
Luby's Cafeteria School of Management 1981 — 1981
The University of Texas at Austin
Atomic Omelette & Grill October 2012 - Present
Twenty One Capital February 2011 - August 2012
Inglet Blair 2012 - 2012
Advanced Equities September 2006 - February 2010
Bear Stearns Global Clearing San Francisco 2001 - 2006
Smith Barney July 1996 - April 2001
Sutro 1996 - 1997
Skills
Trading, Securities, Venture Capital, Client Service, Capital, Compliance, Investments, Asset Management, Due Diligence, Private Equity, Hedge Funds, Investment Banking, Mergers, Risk Management, Management Consulting, Business Strategy, New Business Development, Investor Relations, Start-ups, Wealth Management, Alternative Investments, Operations Management, Customer Relations, Equities, Emerging Markets, Asset Managment, Mergers & Acquisitions, Financial Services, Portfolio Management, Capital Markets, Investment Strategies, Corporate Finance, Fixed Income, Customer Service, Funding, Series 7, Banking, Cash Management, Financial Advisory, Financial Risk, Leadership, Entrepreneurship, Strategic Financial..., Executive Management, Joint Ventures, Management, IPO, Finance, Options, Mutual Funds
Education
Luby's Cafeteria School of Management 1981 — 1981
The University of Texas at Austin
John E. Barnes John E. Barnes's Smith Barney Experience February 1988 - July 2009
Job Senior Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James July 2009 - Present
Pulaski Technical College October 1991 - July 2012
Smith Barney February 1988 - July 2009
KATV January 1991 - October 1999
Merrill Lynch November 1982 - February 1988
Arkansas Sun October 1974 - November 1982
Skills
Portfolio Management, Investments, Securities, Retirement Planning, Financial Advisory, Higher Education, Finance, Public Speaking, Retirement, Business Journalism, Investment Advisory, Broadcast Television, Financial Planners, Nonprofits, Series 63, Series 7, Investment Management, Higher Education Policy, Alternative Investments, Wealth Management, Fundraising, Strategic Financial..., Mutual Funds, Small Business, Estate Planning, Fixed Annuities, FINRA, Wealth Management..., Asset Allocation, Investment Strategies, Asset Management, Life Insurance, Hedge Funds, college governance, Newspaper, Journalism, Long-term Care, weekly newspaper...
Education
Union University 1966 — 1970
BA, English and History
Raymond James July 2009 - Present
Pulaski Technical College October 1991 - July 2012
Smith Barney February 1988 - July 2009
KATV January 1991 - October 1999
Merrill Lynch November 1982 - February 1988
Arkansas Sun October 1974 - November 1982
Skills
Portfolio Management, Investments, Securities, Retirement Planning, Financial Advisory, Higher Education, Finance, Public Speaking, Retirement, Business Journalism, Investment Advisory, Broadcast Television, Financial Planners, Nonprofits, Series 63, Series 7, Investment Management, Higher Education Policy, Alternative Investments, Wealth Management, Fundraising, Strategic Financial..., Mutual Funds, Small Business, Estate Planning, Fixed Annuities, FINRA, Wealth Management..., Asset Allocation, Investment Strategies, Asset Management, Life Insurance, Hedge Funds, college governance, Newspaper, Journalism, Long-term Care, weekly newspaper...
Education
Union University 1966 — 1970
BA, English and History
Janice Paletz-Zislis Janice Paletz-Zislis's Smith Barney Experience 2007 - 2009
Job Director, Senior Relationship Manager at New York Life/Mainstay
Industry Financial Services
Experience
New York Life/Mainstay January 2012 - Present
Private Medical Practice August 2010 - December 2011
Morgan Stanley Smith Barney May 2009 - April 2010
Smith Barney 2007 - 2009
Smith Barney 2003 - 2007
Smith Barney 2001 - 2003
Skills
Strategy, Asset Managment, Business Planning, Mutual Funds, Management, Investments
Education
University at Albany, SUNY 1990 — 1994
New York Life/Mainstay January 2012 - Present
Private Medical Practice August 2010 - December 2011
Morgan Stanley Smith Barney May 2009 - April 2010
Smith Barney 2007 - 2009
Smith Barney 2003 - 2007
Smith Barney 2001 - 2003
Skills
Strategy, Asset Managment, Business Planning, Mutual Funds, Management, Investments
Education
University at Albany, SUNY 1990 — 1994
Troy Getz Fearnow's Smith Barney Experience 1994 - 1995
Job Founder at Cryptoart
Industry Internet
Experience
Cryptoart April 2014 - Present
Houston Geological Society October 2012 - November 2014
Accrue Search Concepts May 2009 - September 2012
Fine-Art.com February 1995 - May 2009
EDGARfilings, Ltd. 1995 - 1996
Smith Barney 1994 - 1995
Skills
Entrepreneurship, Strategic Partnerships, Start-ups, SaaS, Corporate Development, Venture Capital, Business Development, Mergers & Acquisitions, E-commerce, Strategy, Strategic Planning, Business Strategy, Marketing Strategy, Management
Education
The University of Texas at Austin 1990 — 1994
BBA, Finance
Cryptoart April 2014 - Present
Houston Geological Society October 2012 - November 2014
Accrue Search Concepts May 2009 - September 2012
Fine-Art.com February 1995 - May 2009
EDGARfilings, Ltd. 1995 - 1996
Smith Barney 1994 - 1995
Skills
Entrepreneurship, Strategic Partnerships, Start-ups, SaaS, Corporate Development, Venture Capital, Business Development, Mergers & Acquisitions, E-commerce, Strategy, Strategic Planning, Business Strategy, Marketing Strategy, Management
Education
The University of Texas at Austin 1990 — 1994
BBA, Finance
Jonathan Flitt Jonathan Flitt's Smith Barney Experience 1996 - 2000
Job Director at BNY Mellon
Industry Financial Services
Experience
BNY Mellon February 2015 - Present
KineticFolio July 2014 - February 2015
Citigroup May 2005 - July 2014
Citigroup Asset Management 2000 - 2004
Smith Barney 1996 - 2000
Smith Barney 1993 - 1996
Skills
Product Management, Leadership, Team Building, Fixed Income, Equities, Portfolio Management, Financial Services, Mutual Funds, Hedge Funds, Series 7, Wealth Management, Alternative Investments, Securities, Asset Management, Capital Markets, Asset Managment, Middle Office, Trading Systems, Investment Management, Asset Allocation, Relationship Management, Bonds, Investment Banking, Investment Strategies, SDLC, Banking, Trading, ETFs, Options, Investments, Back Office, Investment Advisory, Financial Markets, Electronic Trading, Strategy, Vendor Management
Education
New York University - Leonard N. Stern School of Business 1996 — 2000
MBA, Finance
State University of New York at Albany 1989 — 1993
Bachelor of Science (BS), Finance and Marketing
BNY Mellon February 2015 - Present
KineticFolio July 2014 - February 2015
Citigroup May 2005 - July 2014
Citigroup Asset Management 2000 - 2004
Smith Barney 1996 - 2000
Smith Barney 1993 - 1996
Skills
Product Management, Leadership, Team Building, Fixed Income, Equities, Portfolio Management, Financial Services, Mutual Funds, Hedge Funds, Series 7, Wealth Management, Alternative Investments, Securities, Asset Management, Capital Markets, Asset Managment, Middle Office, Trading Systems, Investment Management, Asset Allocation, Relationship Management, Bonds, Investment Banking, Investment Strategies, SDLC, Banking, Trading, ETFs, Options, Investments, Back Office, Investment Advisory, Financial Markets, Electronic Trading, Strategy, Vendor Management
Education
New York University - Leonard N. Stern School of Business 1996 — 2000
MBA, Finance
State University of New York at Albany 1989 — 1993
Bachelor of Science (BS), Finance and Marketing
Jacob VanTine Jacob VanTine's Smith Barney Experience IS2
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney IS2
Education
University at Albany, SUNY 2005 — 2007
Smith Barney IS2
Education
University at Albany, SUNY 2005 — 2007
Bill Paine Bill Paine's Smith Barney Experience April 1996 - February 1997
Job Owner, River Road Financial Management
Industry Individual & Family Services
Experience
River Road Financial Management September 2004 - Present
HSBC January 1999 - September 2004
Republic National Bank of New York February 1997 - January 1999
Smith Barney April 1996 - February 1997
Marine Midland Bank August 1989 - February 1996
US Navy June 1981 - October 1985
Skills
Budgeting, Audit Support, Bookkeeping, Non-profits, Financial Administration, Grant Writing, Grants Administration, Family Office Management, Budgets, Auditing, Nonprofits, Editing, Grants, Management, Leadership, Insurance, Financial Services, Family Office, Fundraising, Customer Service, Financial Analysis, Research, Strategic Planning
Education
Trinity College-Hartford 1977 — 1981
BA, English
St. Paul's School 1973 — 1977
River Road Financial Management September 2004 - Present
HSBC January 1999 - September 2004
Republic National Bank of New York February 1997 - January 1999
Smith Barney April 1996 - February 1997
Marine Midland Bank August 1989 - February 1996
US Navy June 1981 - October 1985
Skills
Budgeting, Audit Support, Bookkeeping, Non-profits, Financial Administration, Grant Writing, Grants Administration, Family Office Management, Budgets, Auditing, Nonprofits, Editing, Grants, Management, Leadership, Insurance, Financial Services, Family Office, Fundraising, Customer Service, Financial Analysis, Research, Strategic Planning
Education
Trinity College-Hartford 1977 — 1981
BA, English
St. Paul's School 1973 — 1977
Adrien Frank Adrien Frank's Smith Barney Experience November 2000 - November 2004
Job Presiendt & CEO The Executor's Helper
Industry Management Consulting
Experience
The Executor's Helper December 2000 - Present
Smith Barney November 2000 - November 2004
San Antonio Symphony September 1995 - November 2000
Education
The University of Texas at Austin 1963 — 1967
Microsoft School of clicks and double clicks
MS Office Suite certification
Xerox Sales and Management
The Executor's Helper December 2000 - Present
Smith Barney November 2000 - November 2004
San Antonio Symphony September 1995 - November 2000
Education
The University of Texas at Austin 1963 — 1967
Microsoft School of clicks and double clicks
MS Office Suite certification
Xerox Sales and Management
Ashley Cravens Ashley Cravens's Smith Barney Experience December 2000 - August 2006
Job Director of Operations
Industry Venture Capital & Private Equity
Experience
SoftTech VC January 2011 - Present
Rosenbaum Financial March 2007 - December 2010
M Benefit Solutions September 2006 - February 2007
Smith Barney December 2000 - August 2006
Skills
Marketing, Event Planning, CRM, Budgets, Social Media Marketing, Marketing Strategy, Product Marketing, Business Strategy, Entrepreneurship, Market Research, New Business Development, Social Networking, Start-ups, Product Management, B2B, Management, Business Development, Leadership
Education
University of Oregon 2000 — 2004
Business Administration, Business Marketing
Universidad de Granada 2002 — 2003
Certificate of Language and Arts
SoftTech VC January 2011 - Present
Rosenbaum Financial March 2007 - December 2010
M Benefit Solutions September 2006 - February 2007
Smith Barney December 2000 - August 2006
Skills
Marketing, Event Planning, CRM, Budgets, Social Media Marketing, Marketing Strategy, Product Marketing, Business Strategy, Entrepreneurship, Market Research, New Business Development, Social Networking, Start-ups, Product Management, B2B, Management, Business Development, Leadership
Education
University of Oregon 2000 — 2004
Business Administration, Business Marketing
Universidad de Granada 2002 — 2003
Certificate of Language and Arts
Deborah Bittan Deborah Bittan's Smith Barney Experience May 2007 - August 2007
Job Finance Professional
Industry Government Administration
Experience
Charter Schools USA August 2013 - July 2014
Sony Latina America (3 month contract) April 2013 - June 2013
Mayor's Office of Employment Development December 2010 - February 2013
The British Embassy March 2009 - October 2009
Smith Barney May 2007 - August 2007
CF Services Inc. November 2002 - January 2005
Skills
Forecasting, Budgets, Finance, Accounts Payable, Management, Microsoft Excel, Variance Analysis, MIS, Journal Entries, Insurance, Life Insurance, Property & Casualty..., SAP ERP, Project Management, Analysis
Education
Towson University 2005 — 2008
Bachelor of Science, Finance and Management
Towson University 2004 — 2008
Bachelor of Science (B.S.), Dual concentration in Finance and Management
Charter Schools USA August 2013 - July 2014
Sony Latina America (3 month contract) April 2013 - June 2013
Mayor's Office of Employment Development December 2010 - February 2013
The British Embassy March 2009 - October 2009
Smith Barney May 2007 - August 2007
CF Services Inc. November 2002 - January 2005
Skills
Forecasting, Budgets, Finance, Accounts Payable, Management, Microsoft Excel, Variance Analysis, MIS, Journal Entries, Insurance, Life Insurance, Property & Casualty..., SAP ERP, Project Management, Analysis
Education
Towson University 2005 — 2008
Bachelor of Science, Finance and Management
Towson University 2004 — 2008
Bachelor of Science (B.S.), Dual concentration in Finance and Management
John Ramzy, Ph.D., CFP® John Ramzy, Ph.D., CFP®'s Smith Barney Experience August 1995 - November 2005
Job Financial Advisor, Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. January 2012 - Present
Southwest Securities / Ramzy Financial Group November 2005 - January 2012
Smith Barney August 1995 - November 2005
Skills
Retirement Income..., Investments, Family Finances
Education
The University of Texas at Austin 2005 — 2010
Certified Financial Planner TM, Financial Planning
The University of Texas at Austin 1980 — 1984
Ph.D., Business
University of Wisconsin-Madison 1976 — 1977
M.S., Business - Real Estate
University of Alaska Anchorage 1973 — 1976
B.A., Business
Ameriprise Financial Services, Inc. January 2012 - Present
Southwest Securities / Ramzy Financial Group November 2005 - January 2012
Smith Barney August 1995 - November 2005
Skills
Retirement Income..., Investments, Family Finances
Education
The University of Texas at Austin 2005 — 2010
Certified Financial Planner TM, Financial Planning
The University of Texas at Austin 1980 — 1984
Ph.D., Business
University of Wisconsin-Madison 1976 — 1977
M.S., Business - Real Estate
University of Alaska Anchorage 1973 — 1976
B.A., Business
David Goins David Goins's Smith Barney Experience 2004 - 2009
Job Goins Wealth Strategies
Industry Financial Services
Experience
Goins Wealth Strategies March 2009 - Present
Smith Barney 2004 - 2009
Edward Jones 1995 - 2004
Prudential Securities 1993 - 1995
Education
United States Naval Academy 1980 — 1984
B.S.
Goins Wealth Strategies March 2009 - Present
Smith Barney 2004 - 2009
Edward Jones 1995 - 2004
Prudential Securities 1993 - 1995
Education
United States Naval Academy 1980 — 1984
B.S.
Jaclyn York's Smith Barney Experience August 2005 - April 2009
Job Career Services Internship Coordinator at University of Tennessee at Chattanooga
Industry Higher Education
Experience
University of Tennessee at Chattanooga August 2014 - Present
University of Tennessee at Chattanooga June 2013 - Present
The Hutton Company April 2010 - March 2011
Smith Barney August 2005 - April 2009
Skills
Management, Research, Budgets, Public Speaking, Leadership Development, Facebook, Human Resources, Microsoft Word, Microsoft Office, Microsoft Excel, Interviews, Career Counseling, Leadership, Training, Social Networking, Risk Management, Event Management, Customer Service, Event Planning, PowerPoint, University Teaching, Social Media, Mentoring, Career Development, Internship Coordination, Resume Writing, Interview Preparation
Education
The University of Tennessee at Chattanooga 2012 — 2014
Master of Education (M.Ed.), Secondary Education and Teaching
The University of Tennessee at Chattanooga 2000 — 2004
Bachelor of Science (BS), Political Science - Pre-Law
University of Tennessee at Chattanooga August 2014 - Present
University of Tennessee at Chattanooga June 2013 - Present
The Hutton Company April 2010 - March 2011
Smith Barney August 2005 - April 2009
Skills
Management, Research, Budgets, Public Speaking, Leadership Development, Facebook, Human Resources, Microsoft Word, Microsoft Office, Microsoft Excel, Interviews, Career Counseling, Leadership, Training, Social Networking, Risk Management, Event Management, Customer Service, Event Planning, PowerPoint, University Teaching, Social Media, Mentoring, Career Development, Internship Coordination, Resume Writing, Interview Preparation
Education
The University of Tennessee at Chattanooga 2012 — 2014
Master of Education (M.Ed.), Secondary Education and Teaching
The University of Tennessee at Chattanooga 2000 — 2004
Bachelor of Science (BS), Political Science - Pre-Law
Andrea Georgi Andrea Georgi's Smith Barney Experience June 2002 - August 2002
Job ECommerce Director at The Citizenry
Industry Marketing and Advertising
Experience
THE CITIZENRY July 2015 - Present
Zale July 2014 - July 2015
Zale December 2011 - July 2014
Wasp Barcode Technologies September 2010 - November 2011
Wasp Barcode Technologies January 2008 - September 2010
Informatics October 2006 - December 2008
Medieval Times August 2004 - October 2006
Smith Barney June 2002 - August 2002
Skills
Channel Marketing, Email Marketing, Online Marketing, Content Creation, Product Marketing, Multi-channel Marketing, CRM, Direct Marketing, E-commerce, Sales, Social Media, Social Media Marketing, Marketing Strategy, New Business Development, Strategy, Marketing, Content Strategy, Product Management, Sales Process, Management, Advertising, Channel Partners, Online Advertising, Marketing Management, B2B
Education
The University of Texas at Austin - The Red McCombs School of Business 2000 — 2004
Bachelor of Business Administration, Marketing
Stratford High School 1996 — 2000
THE CITIZENRY July 2015 - Present
Zale July 2014 - July 2015
Zale December 2011 - July 2014
Wasp Barcode Technologies September 2010 - November 2011
Wasp Barcode Technologies January 2008 - September 2010
Informatics October 2006 - December 2008
Medieval Times August 2004 - October 2006
Smith Barney June 2002 - August 2002
Skills
Channel Marketing, Email Marketing, Online Marketing, Content Creation, Product Marketing, Multi-channel Marketing, CRM, Direct Marketing, E-commerce, Sales, Social Media, Social Media Marketing, Marketing Strategy, New Business Development, Strategy, Marketing, Content Strategy, Product Management, Sales Process, Management, Advertising, Channel Partners, Online Advertising, Marketing Management, B2B
Education
The University of Texas at Austin - The Red McCombs School of Business 2000 — 2004
Bachelor of Business Administration, Marketing
Stratford High School 1996 — 2000
Phil Lockett Phil Lockett's Smith Barney Experience July 1992 - July 1997
Job Portfolio Manager/Trader at Merus Capital Partners, LLC
Industry Financial Services
Experience
Merus Capital Partners, LLC August 2013 - Present
Lockett Capital LLC February 2012 - August 2013
Colonial Funding Group, LLC October 2010 - December 2011
PWL Capital July 2004 - July 2010
Millenium Capital September 2004 - September 2005
Worldco July 1999 - July 2004
Utendahl Capital Partners July 1997 - July 1999
Smith Barney July 1992 - July 1997
United States Army May 1985 - May 1990
Education
University of Michigan 1990 — 1992
MBA, Finance
United States Military Academy at West Point 1981 — 1985
Bachelor of Science (B.S.), Engineering
Merus Capital Partners, LLC August 2013 - Present
Lockett Capital LLC February 2012 - August 2013
Colonial Funding Group, LLC October 2010 - December 2011
PWL Capital July 2004 - July 2010
Millenium Capital September 2004 - September 2005
Worldco July 1999 - July 2004
Utendahl Capital Partners July 1997 - July 1999
Smith Barney July 1992 - July 1997
United States Army May 1985 - May 1990
Education
University of Michigan 1990 — 1992
MBA, Finance
United States Military Academy at West Point 1981 — 1985
Bachelor of Science (B.S.), Engineering
Felipe Luna Felipe Luna's Smith Barney Experience June 1998 - December 2002
Job CEO, CONCERT Global Companies
Industry Financial Services
Experience
CONCERT Global September 2005 - Present
UBS December 2002 - September 2005
Smith Barney June 1998 - December 2002
Merrill Lynch 1994 - June 1998
Skills
Asset Managment, Corporate Development, Operations Management, Business Process..., Executive Pay, Managing Accounts, Wealth Management, Investment Advisory, Finance, Succession Planning, Investments, Asset Allocation, Asset Management, Executive Management, Wealth Management..., Financial Services, Mergers & Acquisitions, Portfolio Management, CRM, Alternative Investments, Investment Strategies, Financial Advisory, Leadership, Mutual Funds, Management, Strategic Financial..., Financial Analysis, Options, Retirement, Management Consulting, Business Planning, Mergers
Education
United States Naval Academy 1984 — 1989
B.S., Engineering
Catholic Highschool 1981 — 1984
CONCERT Global September 2005 - Present
UBS December 2002 - September 2005
Smith Barney June 1998 - December 2002
Merrill Lynch 1994 - June 1998
Skills
Asset Managment, Corporate Development, Operations Management, Business Process..., Executive Pay, Managing Accounts, Wealth Management, Investment Advisory, Finance, Succession Planning, Investments, Asset Allocation, Asset Management, Executive Management, Wealth Management..., Financial Services, Mergers & Acquisitions, Portfolio Management, CRM, Alternative Investments, Investment Strategies, Financial Advisory, Leadership, Mutual Funds, Management, Strategic Financial..., Financial Analysis, Options, Retirement, Management Consulting, Business Planning, Mergers
Education
United States Naval Academy 1984 — 1989
B.S., Engineering
Catholic Highschool 1981 — 1984
Keya Ghofrani Keya Ghofrani's Smith Barney Experience 2007 - 2008
Job Seeking New Opportunities
Industry Semiconductors
Experience
Quitbit July 2014 - Present
Capital Asset Exchange & Trading, LLC September 2013 - June 2014
Laurel Grove Capital, LLC July 2010 - December 2012
Smith Barney 2007 - 2008
Skills
Financial Modeling, Corporate Finance, Financial Analysis, Investments, Portfolio Management, Business Strategy, Equity Research, Economics, Asset Management, Data Analysis, Bloomberg, Semiconductors, Trading, Arbitrage, Contract Negotiation, Management, Sales
Education
University of California, Los Angeles 2006 — 2010
Bachelor’s Degree, Economics, Minor in Public Affairs, 3.5/4.0 GPA
Università Commerciale 'Luigi Bocconi'
Concentration, Finance, Portfolio Management, Intl Monetary Economics, 4.0/4.0 GPA
Quitbit July 2014 - Present
Capital Asset Exchange & Trading, LLC September 2013 - June 2014
Laurel Grove Capital, LLC July 2010 - December 2012
Smith Barney 2007 - 2008
Skills
Financial Modeling, Corporate Finance, Financial Analysis, Investments, Portfolio Management, Business Strategy, Equity Research, Economics, Asset Management, Data Analysis, Bloomberg, Semiconductors, Trading, Arbitrage, Contract Negotiation, Management, Sales
Education
University of California, Los Angeles 2006 — 2010
Bachelor’s Degree, Economics, Minor in Public Affairs, 3.5/4.0 GPA
Università Commerciale 'Luigi Bocconi'
Concentration, Finance, Portfolio Management, Intl Monetary Economics, 4.0/4.0 GPA
Buck Eaton's Smith Barney Experience September 1987 - September 1989
Job Consultant at Skye Petroleum, Inc.
Industry Chemicals
Experience
Skye Petroleum, Inc May 2015 - Present
Skye Petroleum, Inc December 2009 - May 2015
CTF Houston February 2004 - May 2015
Merrill Lynch September 1989 - December 2003
Smith Barney September 1987 - September 1989
Skills
Operations Management, Business Strategy, Energy, Business Planning, Financial Analysis, Risk Management, Team Building, Entrepreneurship, Start-ups, Strategic Planning, Business Development, New Business Development, Mergers & Acquisitions, Public Speaking, Leadership, Leadership Development, Strategy, Marketing, Small Business, Process Improvement, Management, Budgets, Sales, Negotiation, Contract Negotiation, Marketing Strategy, Project Management, Investments, Due Diligence, Customer Service, Financial Modeling, PowerPoint, Data Analysis, Microsoft Office, Account Management, Fundraising, Strategic Partnerships, Product Development, Sales Management, Manufacturing, Microsoft Excel, Corporate Development, Microsoft Word, Private Equity, Research
Education
University of Houston 1989 — 1993
Bachelor of Science (B.S.), Economics
The University of Texas at Austin 1982 — 1986
Business Management
Skye Petroleum, Inc May 2015 - Present
Skye Petroleum, Inc December 2009 - May 2015
CTF Houston February 2004 - May 2015
Merrill Lynch September 1989 - December 2003
Smith Barney September 1987 - September 1989
Skills
Operations Management, Business Strategy, Energy, Business Planning, Financial Analysis, Risk Management, Team Building, Entrepreneurship, Start-ups, Strategic Planning, Business Development, New Business Development, Mergers & Acquisitions, Public Speaking, Leadership, Leadership Development, Strategy, Marketing, Small Business, Process Improvement, Management, Budgets, Sales, Negotiation, Contract Negotiation, Marketing Strategy, Project Management, Investments, Due Diligence, Customer Service, Financial Modeling, PowerPoint, Data Analysis, Microsoft Office, Account Management, Fundraising, Strategic Partnerships, Product Development, Sales Management, Manufacturing, Microsoft Excel, Corporate Development, Microsoft Word, Private Equity, Research
Education
University of Houston 1989 — 1993
Bachelor of Science (B.S.), Economics
The University of Texas at Austin 1982 — 1986
Business Management
Jose Rafi Rodriguez, Colonel (Retired), USAF's Smith Barney Experience December 2006 - February 2009
Job Retirement Income Certified Professional®
Industry Financial Services
Experience
Rodriguez Financial Strategies ,LLC April 2009 - Present
Center for Hispanic Leadership--Ohio November 2012 - Present
AUM Board of Directors 2013 - 2014
Ohio Hispanic Chambers of Commerce 2011 - 2012
Smith Barney December 2006 - February 2009
First Command Financial Services April 2004 - December 2006
United States Air Force May 1978 - April 2004
Skills
Retirement Planning, Financial Planning, Portfolio Management, Educational Seminars, 401k, Securities, Investments, Wealth Management, IRA's, Investment Advisory, Asset Management, Long Term Care, Annuities, Asset Allocation, Mutual Funds, Insurance Planning, Profit Sharing, Wealth, Wealth Accumulation, Disability Insurance, Roth IRA, Investment Strategies, Financial Advice, Equities, Defined Benefit, Retirement Income..., Insurance, Fixed Income, Employee Benefits, Deferred Compensation, Series 7, Rollovers, SEP, IRA Rollovers, Income Protection, Asset Protection, Bonds, 529 Plans, Long-term Care, Savings, Financial Services, Fixed Annuities, Strategic Financial..., IRAs, Financial Advisory, Retirement, Asset Managment, Small Business, Cultural Diversity, Life Insurance
Education
University of West Florida 1984 — 1987
MS, Systems Analysis
U.S. Air Force Institute of Technology 1982 — 1984
B.S., Aeronautical Engineering
University of Puerto Rico 1973 — 1978
B.S., Chemistry
Academia Santa Monica 1970 — 1973
H.S., General
Rodriguez Financial Strategies ,LLC April 2009 - Present
Center for Hispanic Leadership--Ohio November 2012 - Present
AUM Board of Directors 2013 - 2014
Ohio Hispanic Chambers of Commerce 2011 - 2012
Smith Barney December 2006 - February 2009
First Command Financial Services April 2004 - December 2006
United States Air Force May 1978 - April 2004
Skills
Retirement Planning, Financial Planning, Portfolio Management, Educational Seminars, 401k, Securities, Investments, Wealth Management, IRA's, Investment Advisory, Asset Management, Long Term Care, Annuities, Asset Allocation, Mutual Funds, Insurance Planning, Profit Sharing, Wealth, Wealth Accumulation, Disability Insurance, Roth IRA, Investment Strategies, Financial Advice, Equities, Defined Benefit, Retirement Income..., Insurance, Fixed Income, Employee Benefits, Deferred Compensation, Series 7, Rollovers, SEP, IRA Rollovers, Income Protection, Asset Protection, Bonds, 529 Plans, Long-term Care, Savings, Financial Services, Fixed Annuities, Strategic Financial..., IRAs, Financial Advisory, Retirement, Asset Managment, Small Business, Cultural Diversity, Life Insurance
Education
University of West Florida 1984 — 1987
MS, Systems Analysis
U.S. Air Force Institute of Technology 1982 — 1984
B.S., Aeronautical Engineering
University of Puerto Rico 1973 — 1978
B.S., Chemistry
Academia Santa Monica 1970 — 1973
H.S., General
Fabio Sunago Fabio Sunago's Smith Barney Experience October 1987 - February 1989
Job VP Sales and marketing at NPRI
Industry Food Production
Experience
NPRI October 2006 - Present
Tundra Capital Management Limited October 2001 - June 2006
SAS Technology Co., Ltd August 2000 - September 2001
Endeavor Asset Management June 1999 - July 2000
KSP Co., Ltd June 1996 - April 1999
Cantor Fitzgerald - Japan January 1989 - June 1997
Smith Barney October 1987 - February 1989
Skills
Formal Tennis..., Fluent in English,..., Nutraceuticals, Supplements, Sports Nutrition, Nutrition, Not a chef but a great..., Foody, One hole-in-one June..., New Business Development, Leadership, Project Management, Contract Negotiation, Cross-functional Team..., Business Development, Management, Product Development, Marketing Strategy, Marketing, Competitive Analysis, Key Account Management, Product Marketing, Customer Service, Sales Management, Strategic Planning, Strategy, Team Building, Food, Ingredients, International Business, Sales, Negotiation, Purchasing, Manufacturing, Supply Chain, Forecasting, Sales Operations, P&L Management, Food Industry, International Sales, Supply Chain Management, Pricing, Market Planning, FMCG, Marketing Management, Business Planning, Consumer Products, Market Research, Brand Management, Start-ups
Education
HBU 1983 — 1987
bachelor's degree, Marketing and Finance
Universidade Mackenzie 1980 — 1981
Bachelor of Science, Marketing
Yanagawa High School 1977 — 1979
Colegio Bandeirantes 1976 — 1977
Colégio Bandeirantes
Colégio Anglo Latino 1971 — 1975
NPRI October 2006 - Present
Tundra Capital Management Limited October 2001 - June 2006
SAS Technology Co., Ltd August 2000 - September 2001
Endeavor Asset Management June 1999 - July 2000
KSP Co., Ltd June 1996 - April 1999
Cantor Fitzgerald - Japan January 1989 - June 1997
Smith Barney October 1987 - February 1989
Skills
Formal Tennis..., Fluent in English,..., Nutraceuticals, Supplements, Sports Nutrition, Nutrition, Not a chef but a great..., Foody, One hole-in-one June..., New Business Development, Leadership, Project Management, Contract Negotiation, Cross-functional Team..., Business Development, Management, Product Development, Marketing Strategy, Marketing, Competitive Analysis, Key Account Management, Product Marketing, Customer Service, Sales Management, Strategic Planning, Strategy, Team Building, Food, Ingredients, International Business, Sales, Negotiation, Purchasing, Manufacturing, Supply Chain, Forecasting, Sales Operations, P&L Management, Food Industry, International Sales, Supply Chain Management, Pricing, Market Planning, FMCG, Marketing Management, Business Planning, Consumer Products, Market Research, Brand Management, Start-ups
Education
HBU 1983 — 1987
bachelor's degree, Marketing and Finance
Universidade Mackenzie 1980 — 1981
Bachelor of Science, Marketing
Yanagawa High School 1977 — 1979
Colegio Bandeirantes 1976 — 1977
Colégio Bandeirantes
Colégio Anglo Latino 1971 — 1975
Darren Stance Darren Stance's Smith Barney Experience 1996 - 1999
Job Financial services
Industry Financial Services
Experience
Charles Schwab April 2011 - Present
PLANCO May 2007 - December 2008
Wachovia Securities Financial Network 2003 - 2005
Dreyfus 2001 - 2003
Merrill Lynch Investment Managers 1999 - 2000
Smith Barney 1996 - 1999
Education
University of Miami 1988 — 2003
Bachelor of Science (BSc), Communications
Hollywood Hills High
The University of Texas at Austin
Bachelor of Science (BSc)
Charles Schwab April 2011 - Present
PLANCO May 2007 - December 2008
Wachovia Securities Financial Network 2003 - 2005
Dreyfus 2001 - 2003
Merrill Lynch Investment Managers 1999 - 2000
Smith Barney 1996 - 1999
Education
University of Miami 1988 — 2003
Bachelor of Science (BSc), Communications
Hollywood Hills High
The University of Texas at Austin
Bachelor of Science (BSc)
Lauren Coulston's Smith Barney Experience September 1995 - March 1997
Job Vice President Content Marketing at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase May 2013 - Present
Citi September 2012 - May 2013
Citi June 2011 - September 2012
Citi February 2010 - June 2011
Morgan Stanley Investment Management September 2009 - February 2010
OppenheimerFunds August 1999 - January 2009
Dreyfus March 1997 - July 1999
Smith Barney September 1995 - March 1997
Skills
Series 7, Series 63, Series 24, 529 Plans, Mutual Funds, Separately Managed..., Retail Banking, Personal Finance, Marketing, Marketing Strategy, Marketing Communications, Integrated Marketing, Digital Marketing, Marketing Research, Internal Marketing, Internal Communications, Strategic Communications, Brand Awareness, Brand Management, Digital Partnerships, Strategic Partnerships, Partner Relationship..., Consumer Insights, Thought Leadership, Social Media Marketing, Social Media, Community Management, Twitter, Facebook, LinkedIn, Blog Management, Blog Development, Professional Women, Women Owned Business, Moms, Gen X, Marketing to Women, Copy Editing, Editorial, Writing, Content Development, Content Marketing, Web Content, Content Creation, Pitching Stories, Event Management, Vendor Management, Public Speaking, Published Author, Project Management
Education
Richard Montgomery High School
Tulane University - A.B. Freeman School of Business
B.S., Finance
JPMorgan Chase May 2013 - Present
Citi September 2012 - May 2013
Citi June 2011 - September 2012
Citi February 2010 - June 2011
Morgan Stanley Investment Management September 2009 - February 2010
OppenheimerFunds August 1999 - January 2009
Dreyfus March 1997 - July 1999
Smith Barney September 1995 - March 1997
Skills
Series 7, Series 63, Series 24, 529 Plans, Mutual Funds, Separately Managed..., Retail Banking, Personal Finance, Marketing, Marketing Strategy, Marketing Communications, Integrated Marketing, Digital Marketing, Marketing Research, Internal Marketing, Internal Communications, Strategic Communications, Brand Awareness, Brand Management, Digital Partnerships, Strategic Partnerships, Partner Relationship..., Consumer Insights, Thought Leadership, Social Media Marketing, Social Media, Community Management, Twitter, Facebook, LinkedIn, Blog Management, Blog Development, Professional Women, Women Owned Business, Moms, Gen X, Marketing to Women, Copy Editing, Editorial, Writing, Content Development, Content Marketing, Web Content, Content Creation, Pitching Stories, Event Management, Vendor Management, Public Speaking, Published Author, Project Management
Education
Richard Montgomery High School
Tulane University - A.B. Freeman School of Business
B.S., Finance
Scott McCrossin Scott McCrossin's Smith Barney Experience September 1989 - December 2005
Job Retired
Industry Financial Services
Experience
Retired November 2014 - Present
SFM Financial Planning February 2007 - November 2014
Legg Mason 2005 - 2007
Smith Barney September 1989 - December 2005
Education
New York University - Leonard N. Stern School of Business 1991 — 1993
MBA, Finance / Business Administration
University at Albany, SUNY 1980 — 1985
BS BA, Accounting
Retired November 2014 - Present
SFM Financial Planning February 2007 - November 2014
Legg Mason 2005 - 2007
Smith Barney September 1989 - December 2005
Education
New York University - Leonard N. Stern School of Business 1991 — 1993
MBA, Finance / Business Administration
University at Albany, SUNY 1980 — 1985
BS BA, Accounting
Bobby Goldstein's Smith Barney Experience 1993 - 2001
Job The Goldstein Levi Group, UBS Financial Services, Sr. Vice President Wealth Management, Wealth Advisor
Industry Financial Services
Experience
UBS Financial Services October 2008 - Present
Merrill Lynch September 2001 - October 2008
Smith Barney 1993 - 2001
Prudential Securities December 1985 - 1993
Education
Tulane University 1979 — 1983
BA, Sociology
UBS Financial Services October 2008 - Present
Merrill Lynch September 2001 - October 2008
Smith Barney 1993 - 2001
Prudential Securities December 1985 - 1993
Education
Tulane University 1979 — 1983
BA, Sociology
Randy Valtierra Randy Valtierra's Smith Barney Experience 2000 - 2009
Job First Vice PresidentInvestments at Wells Fargo Advisors, LLC
Industry Investment Management
Experience
Wells Fargo Advisors, LLC 2009 - Present
Smith Barney 2000 - 2009
Education
The University of Texas at San Antonio
Bachelor's, Finance, Real Estate
Wells Fargo Advisors, LLC 2009 - Present
Smith Barney 2000 - 2009
Education
The University of Texas at San Antonio
Bachelor's, Finance, Real Estate
Elan Jacoby's Smith Barney Experience March 2006 - June 2008
Job Registered Senior Client Associate CRPC Strategic Partner & Team Lead
Industry Financial Services
Experience
Merrill Lynch June 2008 - Present
Merrill Lynch January 2013 - Present
The Jacoby Family Charitable Gift Trust June 2011 - Present
Confrérie de la Chaine des Rôtisseurs September 2009 - Present
The Pinnacle Condominium Association October 2008 - September 2012
Smith Barney March 2006 - June 2008
The Insurance Exchange, Inc June 2004 - January 2006
GreatSeatsUSA, Inc January 2004 - May 2004
Skills
CRM, Wealth Management, Retirement Planning, Series 7, Social Media Marketing, Leadership, Securities, Marketing Strategy, Marketing, Social Media, Business Development, Sales, SEO, FINRA, Lead Generation, Management, Uniform Combined State..., Public Speaking, Insurance, series 66, CRPC, Resourceful..., 401k, Alternative Investments, Asset Allocation, Coaching, Cold Calling, Consulting, Equities, Finance, Financial Services, Fixed Annuities, Fixed Income, Hedge Funds, Investments, Mergers, Mutual Funds, Private Equity, Relationship Management, Retirement, SEM, Series 63, Small Business, Solution Selling, Strategic Financial..., Strategy, Risk Management, Time Management, Training
Education
Tulane University 1999 — 2003
BA, Political Science
Regents College - Study Abroad 2002 — 2002
Walt Whitman High School 1995 — 1999
Merrill Lynch June 2008 - Present
Merrill Lynch January 2013 - Present
The Jacoby Family Charitable Gift Trust June 2011 - Present
Confrérie de la Chaine des Rôtisseurs September 2009 - Present
The Pinnacle Condominium Association October 2008 - September 2012
Smith Barney March 2006 - June 2008
The Insurance Exchange, Inc June 2004 - January 2006
GreatSeatsUSA, Inc January 2004 - May 2004
Skills
CRM, Wealth Management, Retirement Planning, Series 7, Social Media Marketing, Leadership, Securities, Marketing Strategy, Marketing, Social Media, Business Development, Sales, SEO, FINRA, Lead Generation, Management, Uniform Combined State..., Public Speaking, Insurance, series 66, CRPC, Resourceful..., 401k, Alternative Investments, Asset Allocation, Coaching, Cold Calling, Consulting, Equities, Finance, Financial Services, Fixed Annuities, Fixed Income, Hedge Funds, Investments, Mergers, Mutual Funds, Private Equity, Relationship Management, Retirement, SEM, Series 63, Small Business, Solution Selling, Strategic Financial..., Strategy, Risk Management, Time Management, Training
Education
Tulane University 1999 — 2003
BA, Political Science
Regents College - Study Abroad 2002 — 2002
Walt Whitman High School 1995 — 1999
Victor Castillo Victor Castillo's Smith Barney Experience 1994 - 1997
Job Trader at Sucafina USA
Industry Financial Services
Experience
Sucafina USA June 2006 - Present
Smith Barney 1994 - 1997
E.D. & F. Man, Inc. April 1989 - 1993
Cargill Coffee February 1987 - March 1989
Skills
Soft Commodities, Arbitrage, Hedging, Commodity, Trading Strategies, Trading
Education
American Graduate School of International Management (Thunderbird) 1982 — 1983
MBA, International Management
SUNY Albany 1978 — 1982
Bachelor's degree, Spanish Language and Literature
Sucafina USA June 2006 - Present
Smith Barney 1994 - 1997
E.D. & F. Man, Inc. April 1989 - 1993
Cargill Coffee February 1987 - March 1989
Skills
Soft Commodities, Arbitrage, Hedging, Commodity, Trading Strategies, Trading
Education
American Graduate School of International Management (Thunderbird) 1982 — 1983
MBA, International Management
SUNY Albany 1978 — 1982
Bachelor's degree, Spanish Language and Literature
Ken Maider Ken Maider's Smith Barney Experience July 2007 - February 2009
Job New Product Development
Industry Food & Beverages
Experience
Keurig Green Mountain, Inc. May 2013 - Present
Independent Consultant February 2009 - April 2013
Smith Barney July 2007 - February 2009
Procter & Gamble October 2005 - July 2007
Gillette Company 1982 - October 2005
Skills
Lean Manufacturing, Continuous Improvement, Manufacturing, Process Improvement, Product Development, Consumer Products, Leadership, Cross-functional Team..., Engineering Management, Six Sigma, Program Management, Project Management, Integration, Training, Strategic Sourcing, Product Design, Supply Chain Management, Outsourcing, Management, Change Management, Injection Molding, Strategy, Process Engineering, Quality System, Competitive Analysis, Customer Insight
Education
Babson College-Franklin W. Olin Graduate School of Business 1989 — 1992
MBA, Marketing/Finance
Tufts University-Graduate School of Engineering 1981 — 1982
New Product Innovation, Human Factors
Tufts University 1976 — 1980
BSME, Mechanical Engineering
Roxbury Latin School
Keurig Green Mountain, Inc. May 2013 - Present
Independent Consultant February 2009 - April 2013
Smith Barney July 2007 - February 2009
Procter & Gamble October 2005 - July 2007
Gillette Company 1982 - October 2005
Skills
Lean Manufacturing, Continuous Improvement, Manufacturing, Process Improvement, Product Development, Consumer Products, Leadership, Cross-functional Team..., Engineering Management, Six Sigma, Program Management, Project Management, Integration, Training, Strategic Sourcing, Product Design, Supply Chain Management, Outsourcing, Management, Change Management, Injection Molding, Strategy, Process Engineering, Quality System, Competitive Analysis, Customer Insight
Education
Babson College-Franklin W. Olin Graduate School of Business 1989 — 1992
MBA, Marketing/Finance
Tufts University-Graduate School of Engineering 1981 — 1982
New Product Innovation, Human Factors
Tufts University 1976 — 1980
BSME, Mechanical Engineering
Roxbury Latin School
Wendy Willard Wendy Willard's Smith Barney Experience 1990 - 1995
Job VP/Sr Compliance Testing Specialist
Industry Financial Services
Experience
Merrill Lynch June 2002 - Present
Banc of America Investments Services 2002 - December 2009
Quick & Reilly January 2004 - March 2006
Quick & Reilly June 2002 - January 2003
The Ayco Company August 1996 - May 2002
Smith Barney 1990 - 1995
EF Hutton 1981 - 1989
Skills
Series 7, Compliance, Series 24, Series 63, Annuities, Mutual Funds, Investments, Risk Management, Insurance, Wealth Management, Financial Planning, Asset Allocation, Retirement Planning, Estate Planning, Customer Relations, Problem Solving, Series 65, Financial Services, Fixed Annuities
Education
University at Albany, SUNY 1975 — 1981
BA, Liberal Arts
Merrill Lynch June 2002 - Present
Banc of America Investments Services 2002 - December 2009
Quick & Reilly January 2004 - March 2006
Quick & Reilly June 2002 - January 2003
The Ayco Company August 1996 - May 2002
Smith Barney 1990 - 1995
EF Hutton 1981 - 1989
Skills
Series 7, Compliance, Series 24, Series 63, Annuities, Mutual Funds, Investments, Risk Management, Insurance, Wealth Management, Financial Planning, Asset Allocation, Retirement Planning, Estate Planning, Customer Relations, Problem Solving, Series 65, Financial Services, Fixed Annuities
Education
University at Albany, SUNY 1975 — 1981
BA, Liberal Arts
Jessica Yorks Jessica Yorks's Smith Barney Experience June 2008 - August 2008
Job Senior Client Associate at J.P. Morgan
Industry Financial Services
Experience
Morgan Stanley April 2015 - Present
J.P. Morgan September 2014 - April 2015
Loomis, Sayles & Company July 2012 - August 2014
Northwestern Mutual Financial Network January 2010 - June 2012
Katz & Seligman September 2009 - December 2009
UBS Wealth Management June 2009 - August 2009
Smith Barney June 2008 - August 2008
Education
Trinity College-Hartford 2006 — 2010
Bachelor of Arts, Economics and American Studies; minor in Legal Studies
Morgan Stanley April 2015 - Present
J.P. Morgan September 2014 - April 2015
Loomis, Sayles & Company July 2012 - August 2014
Northwestern Mutual Financial Network January 2010 - June 2012
Katz & Seligman September 2009 - December 2009
UBS Wealth Management June 2009 - August 2009
Smith Barney June 2008 - August 2008
Education
Trinity College-Hartford 2006 — 2010
Bachelor of Arts, Economics and American Studies; minor in Legal Studies
Courtney Budd Courtney Budd's Smith Barney Experience 2002 - 2005
Job Senior Aftersales CRM Specialist at BMW of North America, LLC
Industry Marketing and Advertising
Experience
BMW of North America, LLC 2013 - Present
BMW Financial Services June 2010 - 2013
JUICE BOX JUNGLE May 2009 - March 2010
North Star Dressage, LLC 2006 - 2009
AdSci Engineering 2005 - 2009
WELCH CAPITAL PARTNERS 2008 - 2008
Wiley Rein, LLP 2006 - 2007
SMITH BARNEY 2002 - 2005
Skills
Integrated Marketing, Social Media Marketing, Marketing, Market Research, Marketing Strategy, Business Development, Management, Social Media, Cross-functional Team..., Direct Marketing, Press Releases, Entrepreneurship, Program Management, Training, Project Management, Analysis
Education
New York University - Leonard N. Stern School of Business 2008 — 2010
MBA, Marketing, Entrepreneurship & Innovation
Trinity College-Hartford 2002 — 2006
BA, English
Trinity College-Hartford 2002 — 2006
Bachelor of Arts, English Literature
BMW of North America, LLC 2013 - Present
BMW Financial Services June 2010 - 2013
JUICE BOX JUNGLE May 2009 - March 2010
North Star Dressage, LLC 2006 - 2009
AdSci Engineering 2005 - 2009
WELCH CAPITAL PARTNERS 2008 - 2008
Wiley Rein, LLP 2006 - 2007
SMITH BARNEY 2002 - 2005
Skills
Integrated Marketing, Social Media Marketing, Marketing, Market Research, Marketing Strategy, Business Development, Management, Social Media, Cross-functional Team..., Direct Marketing, Press Releases, Entrepreneurship, Program Management, Training, Project Management, Analysis
Education
New York University - Leonard N. Stern School of Business 2008 — 2010
MBA, Marketing, Entrepreneurship & Innovation
Trinity College-Hartford 2002 — 2006
BA, English
Trinity College-Hartford 2002 — 2006
Bachelor of Arts, English Literature
Franklin Allen, PMP CFA Franklin Allen, PMP CFA's Smith Barney Experience 2004 - 2005
Job Business Program Manager
Industry Medical Devices
Experience
FLA Resources January 2011 - Present
AVAIL MEDICAL PRODUCTS (subsidiary of Flextronics) January 2008 - July 2010
Avail Medical Products 2005 - 2008
SMITH BARNEY 2004 - 2005
HONEYWELL INTERNATIONAL INC January 2001 - January 2003
HONEYWELL INTERNATIONAL INC January 1998 - January 2001
HONEYWELL INTERNATIONAL INC 2001 - 2001
HONEYWELL INTERNATIONAL INC January 1997 - January 1998
HONEYWELL INTERNATIONAL INC 1995 - 1997
Skills
Program Management, Budget/Financial..., Technical Leadership, Cross-functional Team..., Leadership, Management, Process Improvement, Product Development, Product Management, Six Sigma, Strategy
Education
UCLA Anderson School of Management 2001 — 2003
MBA
United States Naval Academy 1986 — 1990
BS, Physics
FLA Resources January 2011 - Present
AVAIL MEDICAL PRODUCTS (subsidiary of Flextronics) January 2008 - July 2010
Avail Medical Products 2005 - 2008
SMITH BARNEY 2004 - 2005
HONEYWELL INTERNATIONAL INC January 2001 - January 2003
HONEYWELL INTERNATIONAL INC January 1998 - January 2001
HONEYWELL INTERNATIONAL INC 2001 - 2001
HONEYWELL INTERNATIONAL INC January 1997 - January 1998
HONEYWELL INTERNATIONAL INC 1995 - 1997
Skills
Program Management, Budget/Financial..., Technical Leadership, Cross-functional Team..., Leadership, Management, Process Improvement, Product Development, Product Management, Six Sigma, Strategy
Education
UCLA Anderson School of Management 2001 — 2003
MBA
United States Naval Academy 1986 — 1990
BS, Physics
Sean Fetcho's Smith Barney Experience December 2004 - January 2006
Job Head of Business Development & Strategy
Industry Marketing and Advertising
Experience
iFood Systems Corp. August 2011 - Present
Aventine Co./PAINWeek 2013 - Present
Pure Digital NYC January 2010 - Present
City Pudding, LLC December 2009 - 2012
Intellisphere Oncology Specialty Group January 2006 - August 2011
MJH & Associates, LLC 2008 - May 2010
Interglobal, LLC May 2005 - February 2006
Smith Barney December 2004 - January 2006
Red Bull March 2004 - August 2005
Skills
Master traveler, Drums/Music, Snowboarding, Healthcare, Online Advertising, Consulting, Agriculture, Account Management, Sales Management, New Business Development, Marketing, Sales, Social Media, Marketing Strategy, Business Development, Integrated Marketing, Pharmaceutical Industry, Digital Media, Direct Marketing, Advertising, Management, Business Strategy
Education
Towson University
BA/BS - Double Major, Economics, Psychology, Business Administration
University of Westminster
Marketing, Psychology
iFood Systems Corp. August 2011 - Present
Aventine Co./PAINWeek 2013 - Present
Pure Digital NYC January 2010 - Present
City Pudding, LLC December 2009 - 2012
Intellisphere Oncology Specialty Group January 2006 - August 2011
MJH & Associates, LLC 2008 - May 2010
Interglobal, LLC May 2005 - February 2006
Smith Barney December 2004 - January 2006
Red Bull March 2004 - August 2005
Skills
Master traveler, Drums/Music, Snowboarding, Healthcare, Online Advertising, Consulting, Agriculture, Account Management, Sales Management, New Business Development, Marketing, Sales, Social Media, Marketing Strategy, Business Development, Integrated Marketing, Pharmaceutical Industry, Digital Media, Direct Marketing, Advertising, Management, Business Strategy
Education
Towson University
BA/BS - Double Major, Economics, Psychology, Business Administration
University of Westminster
Marketing, Psychology
Nigel Bruce's Smith Barney Experience 2001 - 2002
Job Finance Professional
Industry Computer Software
Experience
Microsoft February 2013 - Present
Unilever July 2012 - January 2013
Unilever November 2011 - July 2012
Unilever May 2010 - November 2011
Avon July 2009 - May 2010
AVON September 2006 - July 2009
AVON June 2004 - August 2006
BASF SA January 2003 - June 2004
Smith Barney 2001 - 2002
Amcham-Brasil June 1999 - September 1999
Skills
Retail, Financial Reporting, FMCG, Supply Chain, Cost Reduction, Business Management, Multinational, Inventory Management, Strategic Sourcing, Project Management, Capital Assets, Hair Care, Skin Care, Beauty, Cosmetics, Fragrance, Personal Care, Sales Finance, Mergers, Return on Investment, Forecasting, Essbase, Hyperion Enterprise, SAP, Corporate Finance, Strategic Planning, Cross-functional Team...
Education
New York University - Leonard N. Stern School of Business 2008 — 2010
Master, Business (MBA)
Tufts University 1998 — 2002
BA, Economics and IR
Escola Graduada de São Paulo 1985 — 1998
Brazilian, American and IB High School Diplomas
Microsoft February 2013 - Present
Unilever July 2012 - January 2013
Unilever November 2011 - July 2012
Unilever May 2010 - November 2011
Avon July 2009 - May 2010
AVON September 2006 - July 2009
AVON June 2004 - August 2006
BASF SA January 2003 - June 2004
Smith Barney 2001 - 2002
Amcham-Brasil June 1999 - September 1999
Skills
Retail, Financial Reporting, FMCG, Supply Chain, Cost Reduction, Business Management, Multinational, Inventory Management, Strategic Sourcing, Project Management, Capital Assets, Hair Care, Skin Care, Beauty, Cosmetics, Fragrance, Personal Care, Sales Finance, Mergers, Return on Investment, Forecasting, Essbase, Hyperion Enterprise, SAP, Corporate Finance, Strategic Planning, Cross-functional Team...
Education
New York University - Leonard N. Stern School of Business 2008 — 2010
Master, Business (MBA)
Tufts University 1998 — 2002
BA, Economics and IR
Escola Graduada de São Paulo 1985 — 1998
Brazilian, American and IB High School Diplomas
David Hu's Smith Barney Experience April 1993 - August 1994
Job Managing Partner at IIG
Industry Financial Services
Experience
IIG Bank (Malta) Ltd. March 2010 - Present
The International Investment Group LLC September 1994 - Present
Smith Barney April 1993 - August 1994
Nomura Securities May 1990 - April 1993
American Express Bank May 1987 - May 1990
Mellon Bank June 1982 - May 1987
Skills
Emerging Markets, Trade Finance, Banking, Commodity, Hedge Funds, Structured Finance, Financial Structuring, Private Equity, Alternative Investments, Trading, Asset Managment, Soft Commodities, Corporate Finance, Investment Banking, Fixed Income, Capital Markets, Project Finance, Portfolio Management
Education
Thunderbird School of Global Management 1981 — 1982
MBA, International Management
Universidad de San Carlos de Guatemala 1976 — 1980
BS, Civil Engineering
IIG Bank (Malta) Ltd. March 2010 - Present
The International Investment Group LLC September 1994 - Present
Smith Barney April 1993 - August 1994
Nomura Securities May 1990 - April 1993
American Express Bank May 1987 - May 1990
Mellon Bank June 1982 - May 1987
Skills
Emerging Markets, Trade Finance, Banking, Commodity, Hedge Funds, Structured Finance, Financial Structuring, Private Equity, Alternative Investments, Trading, Asset Managment, Soft Commodities, Corporate Finance, Investment Banking, Fixed Income, Capital Markets, Project Finance, Portfolio Management
Education
Thunderbird School of Global Management 1981 — 1982
MBA, International Management
Universidad de San Carlos de Guatemala 1976 — 1980
BS, Civil Engineering
Robert H. Mooney, III's Smith Barney Experience September 1994 - March 2009
Job Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS March 2009 - Present
The Omega Group at UBS March 2009 - Present
Smith Barney September 1994 - March 2009
Yale Alumni Fund March 1992 - September 1994
U.S. Navy 1990 - 1992
Skills
Risk Management, Asset Managment, Equities, Investments, Asset Allocation, Alternative Investments, Mutual Funds, Strategic Financial..., Due Diligence, Series 7, Capital Markets, Portfolio Management, Valuation, Fixed Income, Financial Markets, Wealth Management, Securities, Asset Management, Investment Advisory, Private Equity, Series 63, Retirement Planning, Investment Strategies, Separately Managed..., Estate Planning, Financial Planning
Education
Tulane University
UBS March 2009 - Present
The Omega Group at UBS March 2009 - Present
Smith Barney September 1994 - March 2009
Yale Alumni Fund March 1992 - September 1994
U.S. Navy 1990 - 1992
Skills
Risk Management, Asset Managment, Equities, Investments, Asset Allocation, Alternative Investments, Mutual Funds, Strategic Financial..., Due Diligence, Series 7, Capital Markets, Portfolio Management, Valuation, Fixed Income, Financial Markets, Wealth Management, Securities, Asset Management, Investment Advisory, Private Equity, Series 63, Retirement Planning, Investment Strategies, Separately Managed..., Estate Planning, Financial Planning
Education
Tulane University
Maya Reda's Smith Barney Experience
Job Financial Advisor at Smith Barney
Industry Investment Management
Experience
Smith Barney
Education
UC San Diego School of Global Policy and Strategy (GPS) 2003 — 2005
Smith Barney
Education
UC San Diego School of Global Policy and Strategy (GPS) 2003 — 2005
Marc Karetsky's Smith Barney Experience May 1989 - February 1996
Job Managing Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Private Wealth Management July 2015 - Present
Barclays September 2008 - July 2015
Lehman Brothers August 2003 - September 2008
Montgomery Securities February 1996 - July 2003
Smith Barney May 1989 - February 1996
Drexel Burnham Lambert May 1983 - May 1989
Education
Tulane University 1979 — 1983
BA, History
Morgan Stanley Private Wealth Management July 2015 - Present
Barclays September 2008 - July 2015
Lehman Brothers August 2003 - September 2008
Montgomery Securities February 1996 - July 2003
Smith Barney May 1989 - February 1996
Drexel Burnham Lambert May 1983 - May 1989
Education
Tulane University 1979 — 1983
BA, History
Sarha Mavrakis's Smith Barney Experience July 2006 - June 2007
Job Senior Manager, Supply Chain Planning at Pourshins
Industry Logistics and Supply Chain
Experience
Pourshins September 2013 - Present
Pourshins August 2011 - Present
Pourshins March 2009 - August 2011
Urban Outfitters February 2008 - March 2009
Anthropologie October 2008 - February 2009
Williams-Sonoma, Inc. October 2002 - December 2007
Smith Barney July 2006 - June 2007
Skills
Supply Chain, Forecasting, Inventory Management, Logistics Management, Supply Chain Management, Analysis, Management, Customer Service, Purchasing, Procurement, Process Improvement, Demand Planning, Warehousing, Microsoft Excel, Operations Management, Materials Management, International Logistics, Supply Management, Continuous Improvement, Excel, Project Planning, Logistics, Supply Chain Operations, Forecasting Models, MRP, Business Process..., ERP, Data Analysis, Statistical Data..., Warehouse Management, Strategic Planning, Strategic Sourcing, RFP, Negotiation, Purchasing Processes, Inventory Control, Freight Transportation, Air Freight, Ocean Freight, Demand Forecasting, Demand Supply Planning, Demand Management, Leadership, Strategy, Training, Budgets, Change Management, Contractual Agreements, Cross-functional Team..., Operational Excellence
Education
The University of Texas at Dallas 2004 — 2007
Bachelor of Science, Business Administration and Biology
The University of Texas at Dallas 2004 — 2007
Bachelor of Science (B.S.), Business Administration and Biology
Pourshins September 2013 - Present
Pourshins August 2011 - Present
Pourshins March 2009 - August 2011
Urban Outfitters February 2008 - March 2009
Anthropologie October 2008 - February 2009
Williams-Sonoma, Inc. October 2002 - December 2007
Smith Barney July 2006 - June 2007
Skills
Supply Chain, Forecasting, Inventory Management, Logistics Management, Supply Chain Management, Analysis, Management, Customer Service, Purchasing, Procurement, Process Improvement, Demand Planning, Warehousing, Microsoft Excel, Operations Management, Materials Management, International Logistics, Supply Management, Continuous Improvement, Excel, Project Planning, Logistics, Supply Chain Operations, Forecasting Models, MRP, Business Process..., ERP, Data Analysis, Statistical Data..., Warehouse Management, Strategic Planning, Strategic Sourcing, RFP, Negotiation, Purchasing Processes, Inventory Control, Freight Transportation, Air Freight, Ocean Freight, Demand Forecasting, Demand Supply Planning, Demand Management, Leadership, Strategy, Training, Budgets, Change Management, Contractual Agreements, Cross-functional Team..., Operational Excellence
Education
The University of Texas at Dallas 2004 — 2007
Bachelor of Science, Business Administration and Biology
The University of Texas at Dallas 2004 — 2007
Bachelor of Science (B.S.), Business Administration and Biology
Bernard H. Robertson III's Smith Barney Experience January 2006 - August 2008
Job President and CEO at Robertson Wealth Advisors, LLC
Industry Financial Services
Experience
Robertson Wealth Advisors, LLC January 2014 - Present
FFC Capital Advisors, LLC January 2013 - December 2013
Merrill Lynch August 2008 - January 2013
Smith Barney January 2006 - August 2008
Legg Mason January 2005 - January 2006
National Football League 2001 - 2005
Skills
Investments, Wealth Management, Portfolio Management, Retirement Planning, Insurance, Series 7, Finance, Financial Services, Retirement, Asset Allocation, Mutual Funds, Disability Insurance, Investment Management, Life Insurance, Strategic Financial..., Series 63, IRAs, Hedge Funds, Management, Alternative Investments, Equities, Fixed Income, Series 6, 401k, Entrepreneurship, Securities, Small Business, Estate Planning, Asset Management, Banking, Financial Analysis, Fixed Annuities, Investment Advisory, Investment Strategies, Financial Advisory
Education
Tulane University - A.B. Freeman School of Business 2015 — 2016
Master of Business Administration (M.B.A.), International Business; Finance
College for Financial Planning 2012 — 2012
Certified Retirement Planning Counselor, Financial Planning and Services
College for Financial Planning 2007 — 2007
Accredited Asset Management Specialist, Finance and Financial Management Services
Wharton Business School 2007 — 2007
Executive Business Program, Business Administration and Management, General
Tulane University 1996 — 2001
Bachelor of Science (BS) & BA Dual, Sports Medicine Program & Sociology
Robertson Wealth Advisors, LLC January 2014 - Present
FFC Capital Advisors, LLC January 2013 - December 2013
Merrill Lynch August 2008 - January 2013
Smith Barney January 2006 - August 2008
Legg Mason January 2005 - January 2006
National Football League 2001 - 2005
Skills
Investments, Wealth Management, Portfolio Management, Retirement Planning, Insurance, Series 7, Finance, Financial Services, Retirement, Asset Allocation, Mutual Funds, Disability Insurance, Investment Management, Life Insurance, Strategic Financial..., Series 63, IRAs, Hedge Funds, Management, Alternative Investments, Equities, Fixed Income, Series 6, 401k, Entrepreneurship, Securities, Small Business, Estate Planning, Asset Management, Banking, Financial Analysis, Fixed Annuities, Investment Advisory, Investment Strategies, Financial Advisory
Education
Tulane University - A.B. Freeman School of Business 2015 — 2016
Master of Business Administration (M.B.A.), International Business; Finance
College for Financial Planning 2012 — 2012
Certified Retirement Planning Counselor, Financial Planning and Services
College for Financial Planning 2007 — 2007
Accredited Asset Management Specialist, Finance and Financial Management Services
Wharton Business School 2007 — 2007
Executive Business Program, Business Administration and Management, General
Tulane University 1996 — 2001
Bachelor of Science (BS) & BA Dual, Sports Medicine Program & Sociology
Geoff Berlin, CFP®'s Smith Barney Experience June 2003 - September 2004
Job Vice President J.P. Morgan Private Bank
Industry Financial Services
Experience
J.P. Morgan March 2011 - Present
Comerica Incorporated March 2009 - March 2011
Bank of America February 2008 - February 2009
Bank of America January 2005 - February 2008
Smith Barney June 2003 - September 2004
Skills
Wealth Management, Holistic Financial..., Investments, Series 7, Private Banking, Hedge Funds, Private Equity, Derivatives, Lending Solutions, Mortgage Lending, Trust Services, Estate Planning, Retirement Planning, Personal Tax Planning, Wealth Management..., Banking, Investment Banking, Equities, Asset Management, Valuation, Portfolio Management, Finance, Financial Advisory, Credit, High Net Worth..., Wealth
Education
UCLA 2012 — 2013
PFP, Certificate in Personal Financial Planning (with distinction)
University of California, Los Angeles 2000 — 2004
Bachelor of Arts (B.A.), International Economics, Spanish
Universidad de Sevilla 2003 — 2003
Economics, Spanish Language/History
J.P. Morgan March 2011 - Present
Comerica Incorporated March 2009 - March 2011
Bank of America February 2008 - February 2009
Bank of America January 2005 - February 2008
Smith Barney June 2003 - September 2004
Skills
Wealth Management, Holistic Financial..., Investments, Series 7, Private Banking, Hedge Funds, Private Equity, Derivatives, Lending Solutions, Mortgage Lending, Trust Services, Estate Planning, Retirement Planning, Personal Tax Planning, Wealth Management..., Banking, Investment Banking, Equities, Asset Management, Valuation, Portfolio Management, Finance, Financial Advisory, Credit, High Net Worth..., Wealth
Education
UCLA 2012 — 2013
PFP, Certificate in Personal Financial Planning (with distinction)
University of California, Los Angeles 2000 — 2004
Bachelor of Arts (B.A.), International Economics, Spanish
Universidad de Sevilla 2003 — 2003
Economics, Spanish Language/History
Howard Stein's Smith Barney Experience July 1992 - November 1995
Job Chief Financial Officer at InterContinental Capital Group, Inc.
Industry Financial Services
Experience
InterContinental Capital Group, Inc. February 2015 - Present
Undisclosed Mortgage Company September 2012 - Present
Broker Dealer March 2010 - September 2012
Eisner LLP January 2009 - October 2009
Deloitte & Touche LLP March 2004 - January 2009
Direct Response Advertising, Inc. 2002 - 2004
Schonfeld Securities 1997 - 2002
The Bank of New York 1995 - 1997
Smith Barney July 1992 - November 1995
First Boston 1989 - 1991
Skills
Financial Accounting, Financial Modeling, Internal Controls, SEC filings, Financial Analysis, IFRS, Financial Audits, Hedge Funds, US GAAP, Financial Reporting, Cash Management, GAAP, Strategic Financial..., Valuation, Auditing, Cash Flow, Fund Accounting, Sarbanes-Oxley Act, Corporate Finance, IPO, Alternative Investments, External Audit, Accounting, QuickBooks, Accounts Receivable, Accounts Payable, Finance, Consolidation, CPA, Financial Statements, Internal Audit, Tax, Due Diligence, Managerial Finance, Revenue Recognition, Business Valuation, Variance Analysis, Enterprise Risk..., General Ledger, Account Reconciliation, Private Equity, Sarbanes-Oxley, Big 4, Fixed Assets, Management, Risk Management, SEC Filings
Education
New York University - Leonard N. Stern School of Business 1988 — 1991
MBA, Finance, Real Estate
University at Albany, SUNY 1983 — 1987
BS, Accounting
InterContinental Capital Group, Inc. February 2015 - Present
Undisclosed Mortgage Company September 2012 - Present
Broker Dealer March 2010 - September 2012
Eisner LLP January 2009 - October 2009
Deloitte & Touche LLP March 2004 - January 2009
Direct Response Advertising, Inc. 2002 - 2004
Schonfeld Securities 1997 - 2002
The Bank of New York 1995 - 1997
Smith Barney July 1992 - November 1995
First Boston 1989 - 1991
Skills
Financial Accounting, Financial Modeling, Internal Controls, SEC filings, Financial Analysis, IFRS, Financial Audits, Hedge Funds, US GAAP, Financial Reporting, Cash Management, GAAP, Strategic Financial..., Valuation, Auditing, Cash Flow, Fund Accounting, Sarbanes-Oxley Act, Corporate Finance, IPO, Alternative Investments, External Audit, Accounting, QuickBooks, Accounts Receivable, Accounts Payable, Finance, Consolidation, CPA, Financial Statements, Internal Audit, Tax, Due Diligence, Managerial Finance, Revenue Recognition, Business Valuation, Variance Analysis, Enterprise Risk..., General Ledger, Account Reconciliation, Private Equity, Sarbanes-Oxley, Big 4, Fixed Assets, Management, Risk Management, SEC Filings
Education
New York University - Leonard N. Stern School of Business 1988 — 1991
MBA, Finance, Real Estate
University at Albany, SUNY 1983 — 1987
BS, Accounting
Steve Heller's Smith Barney Experience May 1996 - April 1997
Job Operations Management at CSC/MacGray
Industry Facilities Services
Experience
CSC ServiceWorks January 2014 - Present
Mac-Gray October 2011 - January 2014
SKE / Building Services October 2005 - October 2011
Cardinal Health March 2004 - March 2006
Horizon National Contract Management February 1998 - March 2004
Pershing Financial Services April 1997 - February 1998
Smith Barney May 1996 - April 1997
US Army May 1993 - May 1996
Skills
Expense Management, Project Management, Operations Management, Management, Program Management, Team Leadership, Budgets, Sales Operations, New Business Development, Cross-functional Team..., CRM, Training, Financial Analysis, Sales, Military, Process Improvement, Continuous Improvement, Contract Negotiation, Customer Service, Strategy, Manufacturing, Leadership, Logistics, P&L Management
Education
United States Military Academy at West Point 1989 — 1993
BS, American Legal System
Malvern Prep 1985 — 1988
CSC ServiceWorks January 2014 - Present
Mac-Gray October 2011 - January 2014
SKE / Building Services October 2005 - October 2011
Cardinal Health March 2004 - March 2006
Horizon National Contract Management February 1998 - March 2004
Pershing Financial Services April 1997 - February 1998
Smith Barney May 1996 - April 1997
US Army May 1993 - May 1996
Skills
Expense Management, Project Management, Operations Management, Management, Program Management, Team Leadership, Budgets, Sales Operations, New Business Development, Cross-functional Team..., CRM, Training, Financial Analysis, Sales, Military, Process Improvement, Continuous Improvement, Contract Negotiation, Customer Service, Strategy, Manufacturing, Leadership, Logistics, P&L Management
Education
United States Military Academy at West Point 1989 — 1993
BS, American Legal System
Malvern Prep 1985 — 1988
Doug Stella's Smith Barney Experience August 2001 - December 2003
Job Director Wholesaler at Legg Mason
Industry Financial Services
Experience
Legg Mason November 2011 - Present
Legg Mason June 2008 - October 2011
Legg Mason December 2005 - May 2008
Citi January 2004 - December 2005
Smith Barney August 2001 - December 2003
Citi August 2000 - August 2001
Ameriprise (formerly American Express Financial Advisors) October 1999 - July 2000
Skills
Series 7, Series 63, Series 65, Series 24
Education
The University of Texas at Austin 1996 — 1999
Bachelor of Business Administration, Finance
Texas A&M University 1994 — 1996
Business Administration - Finance
Legg Mason November 2011 - Present
Legg Mason June 2008 - October 2011
Legg Mason December 2005 - May 2008
Citi January 2004 - December 2005
Smith Barney August 2001 - December 2003
Citi August 2000 - August 2001
Ameriprise (formerly American Express Financial Advisors) October 1999 - July 2000
Skills
Series 7, Series 63, Series 65, Series 24
Education
The University of Texas at Austin 1996 — 1999
Bachelor of Business Administration, Finance
Texas A&M University 1994 — 1996
Business Administration - Finance
Tabetha Buchanan's Smith Barney Experience April 2007 - October 2009
Job Office Manager at HVAC Concepts, LLC
Industry Executive Office
Experience
HVAC Concepts, LLC April 2010 - Present
Smith Barney April 2007 - October 2009
Peacock Hislop 2001 - 2007
Education
Towson University
HVAC Concepts, LLC April 2010 - Present
Smith Barney April 2007 - October 2009
Peacock Hislop 2001 - 2007
Education
Towson University
Jason Begley's Smith Barney Experience July 2005 - March 2008
Job Associate Investment Consultant
Industry Financial Services
Experience
Northern Trust Securities Inc 2010 - Present
Citi Smith Barney July 2005 - March 2008
Smith Barney July 2005 - March 2008
Education
The University of Texas at Austin - The Red McCombs School of Business 1993 — 1995
Master of Business Administration (MBA)
Manchester Business School 1994 — 1994
Master of Business Administration (MBA), International Business
University of California, Santa Barbara 1986 — 1990
Bachelor's degree, English Literature (British and Commonwealth)
Northern Trust Securities Inc 2010 - Present
Citi Smith Barney July 2005 - March 2008
Smith Barney July 2005 - March 2008
Education
The University of Texas at Austin - The Red McCombs School of Business 1993 — 1995
Master of Business Administration (MBA)
Manchester Business School 1994 — 1994
Master of Business Administration (MBA), International Business
University of California, Santa Barbara 1986 — 1990
Bachelor's degree, English Literature (British and Commonwealth)
Michael Mink's Smith Barney Experience August 2001 - March 2006
Job Director of Operations & Compliance/CoFounder, Meritas Advisors
Industry Financial Services
Experience
Meritas Advisors June 2011 - Present
Marin Capital Management, LLC March 2006 - June 2011
Smith Barney August 2001 - March 2006
Education
Tulane University 1990 — 1994
B.A., History
Meritas Advisors June 2011 - Present
Marin Capital Management, LLC March 2006 - June 2011
Smith Barney August 2001 - March 2006
Education
Tulane University 1990 — 1994
B.A., History
Chris Musquiz's Smith Barney Experience May 2005 - July 2007
Job Associate at UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank July 2015 - Present
UBS Investment Bank June 2014 - August 2014
Neuberger Berman January 2011 - July 2013
Neuberger Berman January 2008 - December 2010
Countrywide August 2007 - December 2007
Smith Barney May 2005 - July 2007
Skills
Financial Analysis, Financial Statement..., Private Equity, Alternative Investments, Financial Reporting, US GAAP, Investments, Accounting, Valuation, Finance, Analysis, Financial Modeling, Bloomberg, Venture Capital, Financial Statements, Leadership, Microsoft Office, Microsoft Excel, Corporate Finance
Education
Southern Methodist University 2013 — 2015
Master of Business Administration (MBA)
The University of Texas at Dallas 2012 — 2013
Master of Science, Finance
The University of Texas at Dallas 2003 — 2007
Bachelor of Science, Finance, Economics
UBS Investment Bank July 2015 - Present
UBS Investment Bank June 2014 - August 2014
Neuberger Berman January 2011 - July 2013
Neuberger Berman January 2008 - December 2010
Countrywide August 2007 - December 2007
Smith Barney May 2005 - July 2007
Skills
Financial Analysis, Financial Statement..., Private Equity, Alternative Investments, Financial Reporting, US GAAP, Investments, Accounting, Valuation, Finance, Analysis, Financial Modeling, Bloomberg, Venture Capital, Financial Statements, Leadership, Microsoft Office, Microsoft Excel, Corporate Finance
Education
Southern Methodist University 2013 — 2015
Master of Business Administration (MBA)
The University of Texas at Dallas 2012 — 2013
Master of Science, Finance
The University of Texas at Dallas 2003 — 2007
Bachelor of Science, Finance, Economics
Tag Jacklin's Smith Barney Experience May 2006 - August 2006
Job Northwest Regional Financial Manager at USI Kibble & Prentice
Industry Insurance
Experience
USI Kibble & Prentice July 2015 - Present
Kibble & Prentice March 2015 - July 2015
Kibble & Prentice April 2013 - March 2015
Kibble & Prentice January 2012 - April 2013
Kibble & Prentice June 2008 - December 2011
Kibble & Prentice June 2007 - August 2007
Smith Barney May 2006 - August 2006
Skills
Investments, Financial Analysis, Finance, Financial Modeling, Equity Research, Asset Managment, Valuation, Accounting, Equities, Risk Management, Corporate Finance, Competitive Analysis, Microsoft Excel, Retirement Planning, Leadership
Education
Washington State University 2013 — 2014
Master of Business Administration (MBA), Finance
Tulane University 2004 — 2008
BSM, Finance & Economics
USI Kibble & Prentice July 2015 - Present
Kibble & Prentice March 2015 - July 2015
Kibble & Prentice April 2013 - March 2015
Kibble & Prentice January 2012 - April 2013
Kibble & Prentice June 2008 - December 2011
Kibble & Prentice June 2007 - August 2007
Smith Barney May 2006 - August 2006
Skills
Investments, Financial Analysis, Finance, Financial Modeling, Equity Research, Asset Managment, Valuation, Accounting, Equities, Risk Management, Corporate Finance, Competitive Analysis, Microsoft Excel, Retirement Planning, Leadership
Education
Washington State University 2013 — 2014
Master of Business Administration (MBA), Finance
Tulane University 2004 — 2008
BSM, Finance & Economics
Barbara Cranner's Smith Barney Experience October 2002 - July 2005
Job Owner, Dr. Holmquist Healthcare
Industry Cosmetics
Experience
Dr. Holmquist Healthcare Investment AdvisorMorgan StanleyJuly 2005 - December 2007
Smith Barney October 2002 - July 2005
Bank One September 1997 - September 2002
Hibernia National Bank March 1995 - September 1997
Southcoast Capital April 1992 - January 1993
Howard Weil July 1985 - January 1992
Dean Witter August 1983 - June 1985
EF Hutton November 1982 - August 1983
Education
Tulane University 1977 — 1980
Dr. Holmquist Healthcare Investment AdvisorMorgan StanleyJuly 2005 - December 2007
Smith Barney October 2002 - July 2005
Bank One September 1997 - September 2002
Hibernia National Bank March 1995 - September 1997
Southcoast Capital April 1992 - January 1993
Howard Weil July 1985 - January 1992
Dean Witter August 1983 - June 1985
EF Hutton November 1982 - August 1983
Education
Tulane University 1977 — 1980
Jess Haberman's Smith Barney Experience January 1997 - June 1998
Job Director of Compliance at Fidessa Corp.
Industry Financial Services
Experience
Fidessa Corp. June 2001 - Present
Knight Securities 2000 - June 2001
Brut LLC June 1998 - June 2000
Smith Barney January 1997 - June 1998
National Association of Securities Dealers 1985 - 1997
FINRA January 1985 - December 1996
Skills
Securities, Equities, Electronic Trading, Trading Systems, Series 7, Equity Trading, Options, Hedge Funds, Prime Brokerage, Trading, Capital Markets, Derivatives, AML, FINRA, Financial Markets, Series 24, Financial Risk, Order Management, Series 63, SEC
Education
University of New Orleans 1981 — 1983
MBA, Finance
Tulane University 1970 — 1974
BS, Psychology
Fidessa Corp. June 2001 - Present
Knight Securities 2000 - June 2001
Brut LLC June 1998 - June 2000
Smith Barney January 1997 - June 1998
National Association of Securities Dealers 1985 - 1997
FINRA January 1985 - December 1996
Skills
Securities, Equities, Electronic Trading, Trading Systems, Series 7, Equity Trading, Options, Hedge Funds, Prime Brokerage, Trading, Capital Markets, Derivatives, AML, FINRA, Financial Markets, Series 24, Financial Risk, Order Management, Series 63, SEC
Education
University of New Orleans 1981 — 1983
MBA, Finance
Tulane University 1970 — 1974
BS, Psychology
Lisa-Marie Roberts's Smith Barney Experience March 2004 - January 2005
Job Cost Analyst at CIRCOR International, Inc.
Industry Industrial Automation
Experience
Circor Instrumentation Technologies March 2012 - Present
Carolina Manufacturing Company December 2006 - March 2012
Ceramtec February 2006 - November 2006
Smith Barney March 2004 - January 2005
Logic Technology, Inc. October 2000 - May 2002
Richmor Aviation October 1996 - July 2000
Skills
Microsoft Certified..., Inventory Management, Accounting, Cost Accounting, Process Improvement, Microsoft Excel, Financial Analysis, Variance Analysis, Budgets, Financial Reporting, General Ledger, Forecasting, Account Reconciliation, Management, Finance, Purchasing, Manufacturing, GAAP, Internal Controls, Sales, Sarbanes-Oxley Act, Fixed Assets, Six Sigma, SAP, Invoicing, Accruals, Journal Entries, Procurement, Managerial Finance, Data Analysis, Cross-functional Team..., Auditing, Financial Statements, Customer Service, Supply Chain, Bank Reconciliation, Analysis, Financial Accounting, Accounts Receivable
Education
University of Phoenix 2003 — 2005
Master of Business Administration, Accounting
University at Albany, SUNY 1996 — 1998
B.S., Economics
Schenectady County Community College 1994 — 1996
A.S., Business Administration
Circor Instrumentation Technologies March 2012 - Present
Carolina Manufacturing Company December 2006 - March 2012
Ceramtec February 2006 - November 2006
Smith Barney March 2004 - January 2005
Logic Technology, Inc. October 2000 - May 2002
Richmor Aviation October 1996 - July 2000
Skills
Microsoft Certified..., Inventory Management, Accounting, Cost Accounting, Process Improvement, Microsoft Excel, Financial Analysis, Variance Analysis, Budgets, Financial Reporting, General Ledger, Forecasting, Account Reconciliation, Management, Finance, Purchasing, Manufacturing, GAAP, Internal Controls, Sales, Sarbanes-Oxley Act, Fixed Assets, Six Sigma, SAP, Invoicing, Accruals, Journal Entries, Procurement, Managerial Finance, Data Analysis, Cross-functional Team..., Auditing, Financial Statements, Customer Service, Supply Chain, Bank Reconciliation, Analysis, Financial Accounting, Accounts Receivable
Education
University of Phoenix 2003 — 2005
Master of Business Administration, Accounting
University at Albany, SUNY 1996 — 1998
B.S., Economics
Schenectady County Community College 1994 — 1996
A.S., Business Administration
Andrew Cobb's Smith Barney Experience 2003 - 2004
Job Permaculture Apprentice at The Possibility Alliance
Industry Information Technology and Services
Experience
The Possibility Alliance February 2015 - Present
HioWeb September 2013 - Present
Bread and Water Consulting November 2011 - September 2013
Pariveda Solutions July 2008 - March 2012
AMD January 2007 - January 2008
Turn2Live 2008 - 2008
Advanced Momentum Computers September 2001 - August 2006
Smith Barney 2003 - 2004
Comptech 2003 - 2004
Skills
Microsoft SQL Server, Data Integration, C#, Java, MySQL, PHP, SQL, Business Intelligence, SSRS, SSIS, ASP.NET, .NET
Education
The University of Texas at Austin - Red McCombs School of Business 2006 — 2008
BBA, MIS
The University of Texas 2005 — 2008
Bachelor of Business Administration (BBA), BBA Management Information Systems; Information Technology
The Possibility Alliance February 2015 - Present
HioWeb September 2013 - Present
Bread and Water Consulting November 2011 - September 2013
Pariveda Solutions July 2008 - March 2012
AMD January 2007 - January 2008
Turn2Live 2008 - 2008
Advanced Momentum Computers September 2001 - August 2006
Smith Barney 2003 - 2004
Comptech 2003 - 2004
Skills
Microsoft SQL Server, Data Integration, C#, Java, MySQL, PHP, SQL, Business Intelligence, SSRS, SSIS, ASP.NET, .NET
Education
The University of Texas at Austin - Red McCombs School of Business 2006 — 2008
BBA, MIS
The University of Texas 2005 — 2008
Bachelor of Business Administration (BBA), BBA Management Information Systems; Information Technology
Sujal Bharucha's Smith Barney Experience September 1992 - March 1995
Job Principal @ Williams Capital Group
Industry Capital Markets
Experience
Williams Capital Group July 2015 - Present
EVERCORE ISI August 2010 - May 2015
ITG Inc. January 1996 - December 2009
Smith Barney September 1992 - March 1995
Skills
Hedge Funds, Equities, Capital Markets, Trading, Equity Trading, Electronic Trading, Derivatives, Fixed Income, Series 7, Bloomberg, Trading Systems, Options, Securities, Financial Markets, Series 63, Market Data
Education
University at Albany, SUNY 1988 — 1992
BA, Economics
Townsend Harris High School 1984 — 1988
Williams Capital Group July 2015 - Present
EVERCORE ISI August 2010 - May 2015
ITG Inc. January 1996 - December 2009
Smith Barney September 1992 - March 1995
Skills
Hedge Funds, Equities, Capital Markets, Trading, Equity Trading, Electronic Trading, Derivatives, Fixed Income, Series 7, Bloomberg, Trading Systems, Options, Securities, Financial Markets, Series 63, Market Data
Education
University at Albany, SUNY 1988 — 1992
BA, Economics
Townsend Harris High School 1984 — 1988
Lawrence Chow, CPA, CGMA's Smith Barney Experience March 2003 - June 2004
Job Senior Accountant at BakerCorp
Industry Accounting
Experience
BakerCorp January 2013 - Present
PwC October 2010 - October 2012
Law Office of J. Jay Chang June 2004 - July 2008
Smith Barney March 2003 - June 2004
Skills
Financial Reporting, Internal Controls, US GAAP, Financial Analysis, Auditing, QuickBooks, Finance, Sarbanes-Oxley Act, IFRS, Financial Accounting, Accounting, General Ledger, Variance Analysis, Account Reconciliation, Financial Statements
Education
The University of Texas at Austin - The Red McCombs School of Business
Master, Professional Accounting
University of California, Los Angeles
B.A., Business-Economics
BakerCorp January 2013 - Present
PwC October 2010 - October 2012
Law Office of J. Jay Chang June 2004 - July 2008
Smith Barney March 2003 - June 2004
Skills
Financial Reporting, Internal Controls, US GAAP, Financial Analysis, Auditing, QuickBooks, Finance, Sarbanes-Oxley Act, IFRS, Financial Accounting, Accounting, General Ledger, Variance Analysis, Account Reconciliation, Financial Statements
Education
The University of Texas at Austin - The Red McCombs School of Business
Master, Professional Accounting
University of California, Los Angeles
B.A., Business-Economics
Steven Eilat's Smith Barney Experience June 1996 - December 2002
Job Project Manager at Yardi Software
Industry Financial Services
Experience
Yardi Software India Pvt Ltd October 2008 - Present
Nadlan Realty Ventures October 2007 - October 2008
Brown Brothers Harriman April 2004 - October 2007
Smith Barney June 1996 - December 2002
Citigroup 1996 - 2001
Skills
Vendor Management, Management, Requirements Analysis, Real Estate Development, Analysis, Risk Management, CRM, Business Analysis, Project Management, Business Development, Executive Management, Business Process, Mergers & Acquisitions, SDLC, MS Project, Banking, Finance, Market Analysis, Team Leadership, Leadership, Mergers, Team Building, Market Research, Process Improvement, Consulting, Strategic Planning, Program Management
Education
University at Albany, SUNY 1993 — 1996
Yardi Software India Pvt Ltd October 2008 - Present
Nadlan Realty Ventures October 2007 - October 2008
Brown Brothers Harriman April 2004 - October 2007
Smith Barney June 1996 - December 2002
Citigroup 1996 - 2001
Skills
Vendor Management, Management, Requirements Analysis, Real Estate Development, Analysis, Risk Management, CRM, Business Analysis, Project Management, Business Development, Executive Management, Business Process, Mergers & Acquisitions, SDLC, MS Project, Banking, Finance, Market Analysis, Team Leadership, Leadership, Mergers, Team Building, Market Research, Process Improvement, Consulting, Strategic Planning, Program Management
Education
University at Albany, SUNY 1993 — 1996
Fazio, Frank's Smith Barney Experience July 2000 - April 2002
Job Chief Investment Officer at AJ Wealth
Industry Financial Services
Experience
AJ Wealth July 2014 - Present
The Ayco Company, L.P., a Goldman Sachs Company January 2010 - June 2014
The Ayco Company, L.P., a Goldman Sachs Company February 2007 - January 2010
The Ayco Company, L.P., a Goldman Sachs Company January 2006 - January 2007
The Ayco Company, L.P., a Goldman Sachs Company January 2004 - December 2005
The Ayco Company, L.P., a Goldman Sachs Company April 2002 - December 2003
Smith Barney July 2000 - April 2002
Skills
Asset Allocation, Investments, Wealth Management, Portfolio Management, Series 7, Investment Strategies, Mutual Funds, Series 63, Alternative Investments, Due Diligence, Economics, Options, Financial Analysis, Equities, Asset Management, Hedge Funds, Finance, Financial Modeling, Financial Planning, Retirement Planning, Securities, Analysis, Bloomberg
Education
Union College 1996 — 2000
"BA", Economics
AJ Wealth July 2014 - Present
The Ayco Company, L.P., a Goldman Sachs Company January 2010 - June 2014
The Ayco Company, L.P., a Goldman Sachs Company February 2007 - January 2010
The Ayco Company, L.P., a Goldman Sachs Company January 2006 - January 2007
The Ayco Company, L.P., a Goldman Sachs Company January 2004 - December 2005
The Ayco Company, L.P., a Goldman Sachs Company April 2002 - December 2003
Smith Barney July 2000 - April 2002
Skills
Asset Allocation, Investments, Wealth Management, Portfolio Management, Series 7, Investment Strategies, Mutual Funds, Series 63, Alternative Investments, Due Diligence, Economics, Options, Financial Analysis, Equities, Asset Management, Hedge Funds, Finance, Financial Modeling, Financial Planning, Retirement Planning, Securities, Analysis, Bloomberg
Education
Union College 1996 — 2000
"BA", Economics
Sheryl Denniston's Smith Barney Experience May 1993 - June 1995
Job Registered Associate
Industry Financial Services
Experience
Morgan Stanley June 2008 - Present
Bear Stearns September 2001 - May 2008
Bear Stearns September 1995 - August 2001
Wertheim Schroeder July 1995 - December 1995
Smith Barney May 1993 - June 1995
Bear Stearns & Co Inc. June 1990 - April 1993
Skills
Series 7, Leadership, Fixed Income, Securities, Financial Services, Trading, Finance
Education
Licenses
7,9,10,24,63, 65
State University of New York at Albany
Bachelor's degree
Morgan Stanley June 2008 - Present
Bear Stearns September 2001 - May 2008
Bear Stearns September 1995 - August 2001
Wertheim Schroeder July 1995 - December 1995
Smith Barney May 1993 - June 1995
Bear Stearns & Co Inc. June 1990 - April 1993
Skills
Series 7, Leadership, Fixed Income, Securities, Financial Services, Trading, Finance
Education
Licenses
7,9,10,24,63, 65
State University of New York at Albany
Bachelor's degree
Kate Hess Friedman's Smith Barney Experience 1989 - 1991
Job CFO, JumpStart Healthcare Communication Consultants, LLC
Industry Financial Services
Experience
JumpStart Healthcare Communication Consultants, LLC January 2006 - Present
Smith Barney 1989 - 1991
Drexel Burnham Lambert 1982 - 1989
Mercantile Safe Deposit & Trust Company 1980 - 1982
Skills
Private Equity, Investments, Mergers & Acquisitions, Public Speaking, Financial Modeling, Real Estate, Alternative Investments, Hedge Funds, Portfolio Management, Asset Management, Wealth Management, Strategy, Valuation, Mutual Funds
Education
New York University - Leonard N. Stern School of Business 1984 — 1987
MBA, Finance
Trinity College-Hartford 1976 — 1980
B.A., Economics
Friends School of Baltimore 1972 — 1976
JumpStart Healthcare Communication Consultants, LLC January 2006 - Present
Smith Barney 1989 - 1991
Drexel Burnham Lambert 1982 - 1989
Mercantile Safe Deposit & Trust Company 1980 - 1982
Skills
Private Equity, Investments, Mergers & Acquisitions, Public Speaking, Financial Modeling, Real Estate, Alternative Investments, Hedge Funds, Portfolio Management, Asset Management, Wealth Management, Strategy, Valuation, Mutual Funds
Education
New York University - Leonard N. Stern School of Business 1984 — 1987
MBA, Finance
Trinity College-Hartford 1976 — 1980
B.A., Economics
Friends School of Baltimore 1972 — 1976
Billy Bloom's Smith Barney Experience August 1995 - June 1999
Job Executive, Operational Planning Director at USAA
Industry Financial Services
Experience
USAA April 2013 - Present
USAA June 2009 - April 2013
USAA June 1999 - February 2008
Smith Barney August 1995 - June 1999
Skills
Strategy, Business Strategy, Series 7, Process Improvement, Wealth Management, Strategic Financial..., Portfolio Management, Strategic Planning, Risk Management, Investments, Business Analysis, Mutual Funds, Financial Analysis, Insurance, Vendor Management, Cross-functional Team..., Program Management, Securities, Business Process..., Analysis
Education
University of the Incarnate Word 2003 — 2005
MBA, eCommerce Law
The University of Texas at Austin 1996 — 1999
BBA, Finance
USAA April 2013 - Present
USAA June 2009 - April 2013
USAA June 1999 - February 2008
Smith Barney August 1995 - June 1999
Skills
Strategy, Business Strategy, Series 7, Process Improvement, Wealth Management, Strategic Financial..., Portfolio Management, Strategic Planning, Risk Management, Investments, Business Analysis, Mutual Funds, Financial Analysis, Insurance, Vendor Management, Cross-functional Team..., Program Management, Securities, Business Process..., Analysis
Education
University of the Incarnate Word 2003 — 2005
MBA, eCommerce Law
The University of Texas at Austin 1996 — 1999
BBA, Finance
Bret Whitney's Smith Barney Experience September 2001 - August 2002
Job Special Education Teacher
Industry Higher Education
Experience
Bd. Of Education April 2011 - Present
Sportime Inc April 2009 - August 2009
Robeco Investment Management December 2002 - June 2008
Robeco Investment Management (f/k/a Weiss, Peck & Greer) 2002 - 2008
Robeco 2002 - 2008
Robeco Asset Management 2002 - 2008
Progressive, LLC April 2000 - October 2002
Smith Barney September 2001 - August 2002
Citigroup 2000 - 2002
EAB Integration Team July 2001 - September 2001
Skills
Disaster Recovery, Windows Server, Windows XP
Education
Touro College 2013 — 2015
Master of Education (M.Ed.), Special Education and Teaching
City University of New York / York College
Bachelor of Science, Information Systems Management
City University of New York / Queensborough Community College
Associate, Applied Science. Computer Information Systems
Bd. Of Education April 2011 - Present
Sportime Inc April 2009 - August 2009
Robeco Investment Management December 2002 - June 2008
Robeco Investment Management (f/k/a Weiss, Peck & Greer) 2002 - 2008
Robeco 2002 - 2008
Robeco Asset Management 2002 - 2008
Progressive, LLC April 2000 - October 2002
Smith Barney September 2001 - August 2002
Citigroup 2000 - 2002
EAB Integration Team July 2001 - September 2001
Skills
Disaster Recovery, Windows Server, Windows XP
Education
Touro College 2013 — 2015
Master of Education (M.Ed.), Special Education and Teaching
City University of New York / York College
Bachelor of Science, Information Systems Management
City University of New York / Queensborough Community College
Associate, Applied Science. Computer Information Systems
Alina Brindusescu's Smith Barney Experience August 2000 - November 2005
Job Vice President, Financial Advisor at HSBC Securities
Industry Investment Management
Experience
HSBC Securities April 2009 - Present
HSBC Securities 2009 - Present
Merrill Lynch August 2006 - April 2009
Smith Barney August 2000 - November 2005
Education
1998 — 1999
Social, Political and Economic Policy in Post Communist Eastern Europe
University of California, San Diego 1994 — 1999
B.A., Socio-Economics
HSBC Securities April 2009 - Present
HSBC Securities 2009 - Present
Merrill Lynch August 2006 - April 2009
Smith Barney August 2000 - November 2005
Education
1998 — 1999
Social, Political and Economic Policy in Post Communist Eastern Europe
University of California, San Diego 1994 — 1999
B.A., Socio-Economics
Jacqui (Jackie Kim) Pedersen's Smith Barney Experience 1992 - 1997
Job Client Services and Audit at TIAACREF
Industry Financial Services
Experience
TIAA-CREF 1997 - Present
Smith Barney 1992 - 1997
Smith Barney Shearson 1992 - 1997
Smith Barney Shearson/Shearson Lehman Hutton 1984 - 1992
Education
Trinity College-Hartford 1980 — 1984
BS, Psychology
TIAA-CREF 1997 - Present
Smith Barney 1992 - 1997
Smith Barney Shearson 1992 - 1997
Smith Barney Shearson/Shearson Lehman Hutton 1984 - 1992
Education
Trinity College-Hartford 1980 — 1984
BS, Psychology
Gregory E. Hitt's Smith Barney Experience February 2009 - May 2009
Job Team Lead at Stone Street Capital
Industry Financial Services
Experience
Stone Street Capital June 2009 - Present
Smith Barney February 2009 - May 2009
USi (now AT&T Hosting and Application Services) June 2008 - August 2008
Skills
Salesforce.com, Marketing, Commodity, Account Management, Loans, Commodity Markets, Sales, Finance, Stocks, Options Strategies, CRM, Microsoft Office, TValue, Managing Database, Lead Generation
Education
Tulane University 2005 — 2009
BSM, Finance, Economics
Stone Street Capital June 2009 - Present
Smith Barney February 2009 - May 2009
USi (now AT&T Hosting and Application Services) June 2008 - August 2008
Skills
Salesforce.com, Marketing, Commodity, Account Management, Loans, Commodity Markets, Sales, Finance, Stocks, Options Strategies, CRM, Microsoft Office, TValue, Managing Database, Lead Generation
Education
Tulane University 2005 — 2009
BSM, Finance, Economics
Valli Kindred's Smith Barney Experience 1998 - Present
Job Vice PresidentWealth Management at Smith Barney
Industry Financial Services
Experience
Smith Barney 1998 - Present
Education
The University of Texas at Arlington 1976 — 1978
BS, Microbiology
Smith Barney 1998 - Present
Education
The University of Texas at Arlington 1976 — 1978
BS, Microbiology
Blaise Timco's Smith Barney Experience 1984 - 1986
Job Blaise Timco: CEO/Founder / School Estate, B2T2, ClickOSHA
Industry E-Learning
Experience
School Estate, Inc. & Austin Sharks Angel Investors September 2003 - Present
National Mortgage Consultants 1994 - 2003
Weyerhaeuser Mortgage Co 1988 - 1993
GMAC Mortgage 1986 - 1988
Smith Barney 1984 - 1986
Tom Thumb 1979 - 1981
Skills
Real Estate, Entrepreneurship, Selling, Social Media Marketing, Investment Properties, Marketing, Small Business, Contract Negotiation, Sales, Management, Start-ups, Negotiation, Online Marketing, Strategic Partnerships, Direct Sales, Marketing Strategy, Lead Generation, Online Advertising, Training, E-commerce, Strategy, Business Development, Social Networking, New Business Development, B2B, Email Marketing, Advertising, SaaS, Leadership, Product Marketing, Sales Process, Team Building, Sales Management, Strategic Planning, Customer Service, Investments, Finance
Education
The University of Texas at Austin 1982 — 1985
BS, Communications
School Estate, Inc. & Austin Sharks Angel Investors September 2003 - Present
National Mortgage Consultants 1994 - 2003
Weyerhaeuser Mortgage Co 1988 - 1993
GMAC Mortgage 1986 - 1988
Smith Barney 1984 - 1986
Tom Thumb 1979 - 1981
Skills
Real Estate, Entrepreneurship, Selling, Social Media Marketing, Investment Properties, Marketing, Small Business, Contract Negotiation, Sales, Management, Start-ups, Negotiation, Online Marketing, Strategic Partnerships, Direct Sales, Marketing Strategy, Lead Generation, Online Advertising, Training, E-commerce, Strategy, Business Development, Social Networking, New Business Development, B2B, Email Marketing, Advertising, SaaS, Leadership, Product Marketing, Sales Process, Team Building, Sales Management, Strategic Planning, Customer Service, Investments, Finance
Education
The University of Texas at Austin 1982 — 1985
BS, Communications
Edward Reyman's Smith Barney Experience January 1998 - January 2003
Job Vice President at York International Agency, LLC
Industry Insurance
Experience
York International Agency, LLC 2013 - Present
Capital Logistics, LLC 2011 - 2013
G CORE Capital Management January 2008 - December 2010
Oppenheimer & Co January 2006 - January 2007
Q Capital Management January 2003 - January 2006
Smith Barney January 1998 - January 2003
Skills
Equities, Hedge Funds, Director of Business..., Portfolio Management, Investments, Fixed Income, Asset Allocation, Financial Modeling, Mutual Funds, Trading, Options, Bonds, Financial Risk, Series 7, Hedging, Equity Research, Risk Management, Bloomberg, Series 63, Securities, Proprietary Trading, Credit, Alternative Investments, Equity Trading, Investment Strategies, Wealth Management, Investment Banking
Education
Towson University 1986 — 1990
Bachelor’s Degree, Business, Management, Marketing, and Related Support Services
York International Agency, LLC 2013 - Present
Capital Logistics, LLC 2011 - 2013
G CORE Capital Management January 2008 - December 2010
Oppenheimer & Co January 2006 - January 2007
Q Capital Management January 2003 - January 2006
Smith Barney January 1998 - January 2003
Skills
Equities, Hedge Funds, Director of Business..., Portfolio Management, Investments, Fixed Income, Asset Allocation, Financial Modeling, Mutual Funds, Trading, Options, Bonds, Financial Risk, Series 7, Hedging, Equity Research, Risk Management, Bloomberg, Series 63, Securities, Proprietary Trading, Credit, Alternative Investments, Equity Trading, Investment Strategies, Wealth Management, Investment Banking
Education
Towson University 1986 — 1990
Bachelor’s Degree, Business, Management, Marketing, and Related Support Services
Sid Kalmans's Smith Barney Experience June 1979 - June 1982
Job Hotel Management & Consulting
Industry Hospitality
Experience
Caribbean Resort Group June 1995 - Present
Caravelle, Lemon Tree Inn May 1983 - Present
Bravo Tours September 2011 - Present
PARK CENTRAL HOTEL August 2010 - Present
Smith Barney June 1979 - June 1982
Drexel Burnham Lambert October 1977 - June 1979
Bache Halsey Stuart June 1974 - October 1977
Cowen and Company April 1972 - June 1974
Skills
Hospitality, Hotel Management, Hospitality Industry, Revenue Analysis, Hotels, Customer Service, Management, Resorts, Event Management, Food & Beverage, Leisure, Tourism, Hospitality Management, Front Office, Leisure Travel, Restaurants, Hotel Booking, Pre-opening, Marketing Strategy, Marketing, Entrepreneurship, Tour Operators
Education
The University of Texas at Austin
University of Houston
University of St. Croix
Caribbean Resort Group June 1995 - Present
Caravelle, Lemon Tree Inn May 1983 - Present
Bravo Tours September 2011 - Present
PARK CENTRAL HOTEL August 2010 - Present
Smith Barney June 1979 - June 1982
Drexel Burnham Lambert October 1977 - June 1979
Bache Halsey Stuart June 1974 - October 1977
Cowen and Company April 1972 - June 1974
Skills
Hospitality, Hotel Management, Hospitality Industry, Revenue Analysis, Hotels, Customer Service, Management, Resorts, Event Management, Food & Beverage, Leisure, Tourism, Hospitality Management, Front Office, Leisure Travel, Restaurants, Hotel Booking, Pre-opening, Marketing Strategy, Marketing, Entrepreneurship, Tour Operators
Education
The University of Texas at Austin
University of Houston
University of St. Croix
Maritza Lopez-Portillo's Smith Barney Experience 1998 - 2005
Job PresidentOwner
Industry Accounting
Experience
AMLP Financial Group LLC May 2015 - Present
AFAIRCHILD PC February 2015 - April 2015
Alonso & Garcia PLLC August 2011 - February 2015
Acision 2009 - 2011
JP Morgan Chase Bank 2006 - 2006
Western Union February 2005 - November 2005
Smith Barney 1998 - 2005
Suntrust Bank December 1994 - May 1998
Skills
Tax, Strategic Planning, Forecasting
Education
The University of Texas at Dallas 2006 — 2008
Accounting, Accounting and Finance
The University of Texas at Dallas - School of Management 2006 — 2008
Bachelor's of Science, Accounting
AMLP Financial Group LLC May 2015 - Present
AFAIRCHILD PC February 2015 - April 2015
Alonso & Garcia PLLC August 2011 - February 2015
Acision 2009 - 2011
JP Morgan Chase Bank 2006 - 2006
Western Union February 2005 - November 2005
Smith Barney 1998 - 2005
Suntrust Bank December 1994 - May 1998
Skills
Tax, Strategic Planning, Forecasting
Education
The University of Texas at Dallas 2006 — 2008
Accounting, Accounting and Finance
The University of Texas at Dallas - School of Management 2006 — 2008
Bachelor's of Science, Accounting
Monk White's Smith Barney Experience 1966 - 2006
Job oil &gas at assurancelandandminerals.com
Industry Financial Services
Experience
assurancelandandminerals.com December 2011 - Present
smith,barney May 1966 - June 2006
Smith Barney 1966 - 2006
Skills
Natural Gas, Valuation, Due Diligence, Petroleum, Financial Modeling, Oil/Gas, Energy, Energy Industry, Mergers, Competitive Analysis, Market Analysis, Investments, Business Process..., Mergers & Acquisitions, Negotiation, Business Planning, Strategic Planning, Business Strategy, Corporate Finance, Asset Management, Private Equity, Joint Ventures, Financial Analysis, Finance, Start-ups, Venture Capital, Risk Management, Analysis, Strategy, Management Consulting, Investment Banking, Trading, Contract Negotiation, Executive Management, Divestitures, Portfolio Management, Emerging Markets, Acquisitions, Capital Markets, Alternative Investments, Equities, Derivatives, Bloomberg, Structured Finance
Education
University of Pennsylvania - The Wharton School 1964 — 1966
mba, Finance
The University of Texas at Austin 1960 — 1964
bba, finance
assurancelandandminerals.com December 2011 - Present
smith,barney May 1966 - June 2006
Smith Barney 1966 - 2006
Skills
Natural Gas, Valuation, Due Diligence, Petroleum, Financial Modeling, Oil/Gas, Energy, Energy Industry, Mergers, Competitive Analysis, Market Analysis, Investments, Business Process..., Mergers & Acquisitions, Negotiation, Business Planning, Strategic Planning, Business Strategy, Corporate Finance, Asset Management, Private Equity, Joint Ventures, Financial Analysis, Finance, Start-ups, Venture Capital, Risk Management, Analysis, Strategy, Management Consulting, Investment Banking, Trading, Contract Negotiation, Executive Management, Divestitures, Portfolio Management, Emerging Markets, Acquisitions, Capital Markets, Alternative Investments, Equities, Derivatives, Bloomberg, Structured Finance
Education
University of Pennsylvania - The Wharton School 1964 — 1966
mba, Finance
The University of Texas at Austin 1960 — 1964
bba, finance
Eden Tesfaye's Smith Barney Experience December 2007 - March 2009
Job Financial Services Professional
Industry Financial Services
Experience
Smith Barney December 2007 - March 2009
Brightwork Services March 2004 - July 2007
Education
The University of Texas at Arlington 2004 — 2006
BS, Biology
Smith Barney December 2007 - March 2009
Brightwork Services March 2004 - July 2007
Education
The University of Texas at Arlington 2004 — 2006
BS, Biology
Sheryl E Dial's Smith Barney Experience September 2002 - May 2007
Job Sales Assistant at KR Wealth Management, LLC
Industry Financial Services
Experience
First Southwest Company April 2011 - March 2015
DHKG, a 501(c)3 Craft Guild June 2009 - June 2011
1st Global March 2010 - February 2011
UBS Financial Services Inc May 2007 - March 2009
Smith Barney September 2002 - May 2007
Morgan Stanley March 2000 - September 2002
Merrill Lynch April 1994 - March 2000
Skills
Series 7, Asset Management, Budgets, CRM, Due Diligence, Equities, FINRA, Finance, Financial Modeling, Financial Services, Fixed Income, Investments, Marketing, Mergers, Microsoft Excel, Mutual Funds, Options, Program Management, Public Speaking, Retirement, Securities, Series 24, Series 63, Trading, Valuation, Wealth Management
Education
The University of Texas at Austin 1973 — 1977
Textiles
Skyline High School 1970 — 1973
General, General
First Southwest Company April 2011 - March 2015
DHKG, a 501(c)3 Craft Guild June 2009 - June 2011
1st Global March 2010 - February 2011
UBS Financial Services Inc May 2007 - March 2009
Smith Barney September 2002 - May 2007
Morgan Stanley March 2000 - September 2002
Merrill Lynch April 1994 - March 2000
Skills
Series 7, Asset Management, Budgets, CRM, Due Diligence, Equities, FINRA, Finance, Financial Modeling, Financial Services, Fixed Income, Investments, Marketing, Mergers, Microsoft Excel, Mutual Funds, Options, Program Management, Public Speaking, Retirement, Securities, Series 24, Series 63, Trading, Valuation, Wealth Management
Education
The University of Texas at Austin 1973 — 1977
Textiles
Skyline High School 1970 — 1973
General, General
Bruce Forrest's Smith Barney Experience January 1992 - January 2009
Job Registered Representative at Aurora Capital,LLC
Industry Financial Services
Experience
Aurora Capital,LLC February 2009 - Present
Smith Barney January 1992 - January 2009
Education
Tulane University 1981 — 1985
BS, Economics
Aurora Capital,LLC February 2009 - Present
Smith Barney January 1992 - January 2009
Education
Tulane University 1981 — 1985
BS, Economics
Peter Whitney's Smith Barney Experience June 2008 - August 2008
Job Analyst at Brown Advisory
Industry Financial Services
Experience
Brown Advisory December 2011 - Present
Brown Advisory October 2009 - December 2011
RBC Wealth Managment June 2009 - October 2009
Smith Barney June 2008 - August 2008
Skills
Equities, Asset Allocation
Education
Tufts University 2005 — 2009
BA, Economics, History
Friends School of Baltimore 2001 — 2005
Brown Advisory December 2011 - Present
Brown Advisory October 2009 - December 2011
RBC Wealth Managment June 2009 - October 2009
Smith Barney June 2008 - August 2008
Skills
Equities, Asset Allocation
Education
Tufts University 2005 — 2009
BA, Economics, History
Friends School of Baltimore 2001 — 2005
Melissa Dodson's Smith Barney Experience May 2005 - August 2005
Job Starts Coordinator at KB Home
Industry Construction
Experience
KB Home May 2013 - Present
KB Home August 2012 - May 2013
Frozen Ropes Katy May 2010 - August 2012
Melissa Johnson September 2008 - May 2010
Morgan Stanley May 2007 - September 2007
Smith Barney May 2005 - August 2005
Education
Trinity University 2003 — 2007
B.A, Communications
Trinity University
KB Home May 2013 - Present
KB Home August 2012 - May 2013
Frozen Ropes Katy May 2010 - August 2012
Melissa Johnson September 2008 - May 2010
Morgan Stanley May 2007 - September 2007
Smith Barney May 2005 - August 2005
Education
Trinity University 2003 — 2007
B.A, Communications
Trinity University
Ronald Thai's Smith Barney Experience August 2004 - August 2005
Job Business Analyst at Chevron
Industry Financial Services
Experience
Chevron May 2009 - Present
Chevron May 2008 - August 2008
Chevron May 2007 - August 2007
Freescale Semiconductor May 2006 - August 2006
Smith Barney August 2004 - August 2005
Skills
Financial Modeling, Financial Analysis, Forecasting, Microsoft Excel, Financial Reporting, Process Improvement, Finance, Data Analysis, Accounting, Analysis, Visio, Valuation, Project Management, Microsoft Office, SAP, Business Process..., Corporate Finance, Risk Management, PowerPoint, Operations Management, Upstream, Strategic Sourcing, Supply Chain Management, Procurement, Petroleum, Contract Negotiation, Contract Management, Internal Controls
Education
Tulane University - A.B. Freeman School of Business 2012 — 2014
Master of Business Administration (MBA)
University of Houston, C.T. Bauer College of Business 2005 — 2009
Major: Finance, Minor: Latin History
Chevron May 2009 - Present
Chevron May 2008 - August 2008
Chevron May 2007 - August 2007
Freescale Semiconductor May 2006 - August 2006
Smith Barney August 2004 - August 2005
Skills
Financial Modeling, Financial Analysis, Forecasting, Microsoft Excel, Financial Reporting, Process Improvement, Finance, Data Analysis, Accounting, Analysis, Visio, Valuation, Project Management, Microsoft Office, SAP, Business Process..., Corporate Finance, Risk Management, PowerPoint, Operations Management, Upstream, Strategic Sourcing, Supply Chain Management, Procurement, Petroleum, Contract Negotiation, Contract Management, Internal Controls
Education
Tulane University - A.B. Freeman School of Business 2012 — 2014
Master of Business Administration (MBA)
University of Houston, C.T. Bauer College of Business 2005 — 2009
Major: Finance, Minor: Latin History
David Klausner's Smith Barney Experience June 2008 - August 2008
Job Master in Public Policy (MPP) Candidate at Harvard Kennedy School of Government
Industry Financial Services
Experience
Harvard Kennedy School of Government August 2014 - Present
M.A.D. Investment Solutions August 2013 - July 2014
Prudential Financial July 2012 - July 2013
Prudential Real Estate Investors July 2011 - July 2012
Prudential Financial June 2010 - August 2010
American Jewish Committee June 2009 - August 2009
Smith Barney June 2008 - August 2008
Skills
Financial Reporting, Financial Analysis, Financial Modeling, Managerial Finance, Investments, Analysis
Education
Tufts University 2007 — 2011
BA, Economics; Political Science
Center for Economic Research in Graduate Economics - Prague, CZ 2010 — 2010
Growth & Development and Transition Economics in the Post-Soviet Bloc
Harvard Kennedy School of Government August 2014 - Present
M.A.D. Investment Solutions August 2013 - July 2014
Prudential Financial July 2012 - July 2013
Prudential Real Estate Investors July 2011 - July 2012
Prudential Financial June 2010 - August 2010
American Jewish Committee June 2009 - August 2009
Smith Barney June 2008 - August 2008
Skills
Financial Reporting, Financial Analysis, Financial Modeling, Managerial Finance, Investments, Analysis
Education
Tufts University 2007 — 2011
BA, Economics; Political Science
Center for Economic Research in Graduate Economics - Prague, CZ 2010 — 2010
Growth & Development and Transition Economics in the Post-Soviet Bloc
Hugh Asher; CIMA®'s Smith Barney Experience January 2003 - May 2005
Job Managing Director at Cedar Capital
Industry Financial Services
Experience
Cedar Capital May 2012 - Present
Morgan Stanley Smith Barney May 2005 - November 2011
Smith Barney January 2003 - May 2005
Capital Guardian Trust Company December 1998 - January 2003
Smith Barney October 1994 - December 1998
Chambers & Asher Speechworks 1990 - 1994
Skills
Series 7, Mutual Funds, Fixed Income, Investment Banking, Mergers & Acquisitions, Retirement, Investment Strategies, Equities, Alternative Investments, Relationship Management, Asset Allocation, Financial Advisory, High Net Worth..., Portfolio Management, Wealth Management, Retirement Planning, ETFs
Education
Tulane University 1985 — 1989
BA, History
Cedar Capital May 2012 - Present
Morgan Stanley Smith Barney May 2005 - November 2011
Smith Barney January 2003 - May 2005
Capital Guardian Trust Company December 1998 - January 2003
Smith Barney October 1994 - December 1998
Chambers & Asher Speechworks 1990 - 1994
Skills
Series 7, Mutual Funds, Fixed Income, Investment Banking, Mergers & Acquisitions, Retirement, Investment Strategies, Equities, Alternative Investments, Relationship Management, Asset Allocation, Financial Advisory, High Net Worth..., Portfolio Management, Wealth Management, Retirement Planning, ETFs
Education
Tulane University 1985 — 1989
BA, History
Amber Guenther, MBA's Smith Barney Experience January 2006 - May 2006
Job State & Local Tax Manager at Altus Group
Industry Management Consulting
Experience
Altus Group December 2014 - Present
SC&H Group December 2009 - November 2014
Wells Fargo Securities March 2007 - December 2009
U.S. Department of Commerce June 2006 - January 2007
Smith Barney January 2006 - May 2006
Skills
Finance, Valuation, Consulting, Portfolio Management, Securities, Wealth Management, Management Consulting, Accounting, Leadership, Management, Financial Analysis, Auditing, Tax
Education
Loyola University Maryland Sellinger School of Business and Management 2007 — 2010
MBA, Business Administration, Management and Operations
University of Maryland - Robert H. Smith School of Business 2005 — 2006
Bachelor's degree, Financial Economics
United States Military Academy at West Point 2003 — 2005
Systems Engineering
Altus Group December 2014 - Present
SC&H Group December 2009 - November 2014
Wells Fargo Securities March 2007 - December 2009
U.S. Department of Commerce June 2006 - January 2007
Smith Barney January 2006 - May 2006
Skills
Finance, Valuation, Consulting, Portfolio Management, Securities, Wealth Management, Management Consulting, Accounting, Leadership, Management, Financial Analysis, Auditing, Tax
Education
Loyola University Maryland Sellinger School of Business and Management 2007 — 2010
MBA, Business Administration, Management and Operations
University of Maryland - Robert H. Smith School of Business 2005 — 2006
Bachelor's degree, Financial Economics
United States Military Academy at West Point 2003 — 2005
Systems Engineering
Mark Choate's Smith Barney Experience 1976 - 2006
Job Malaga Cove Capital LLC
Industry Investment Management
Experience
Malaga Cove Capital LLC May 2008 - Present
Smith Barney 1976 - 2006
Skills
Alternative Investments, Wealth Management, Investments, Asset Managment, Equities, Mutual Funds, Strategic Financial..., Capital Markets, Portfolio Management, New Business Development, Financial Analysis, Hedge Funds
Education
The University of Texas at Austin 1962 — 1966
BBA, Accounting
Malaga Cove Capital LLC May 2008 - Present
Smith Barney 1976 - 2006
Skills
Alternative Investments, Wealth Management, Investments, Asset Managment, Equities, Mutual Funds, Strategic Financial..., Capital Markets, Portfolio Management, New Business Development, Financial Analysis, Hedge Funds
Education
The University of Texas at Austin 1962 — 1966
BBA, Accounting
Robert Meewes's Smith Barney Experience August 1981 - March 2001
Job Holiday Inn Conference Center
Industry Food & Beverages
Experience
Holiday Inn Conference Center September 2014 - Present
Carlson Company July 2009 - August 2014
Rand Financial Services March 2001 - March 2009
Smith Barney August 1981 - March 2001
Skills
Retirement, Retirement Planning, Strategic Financial..., Investments, Wealth Management, Cash Flow, Banquets, F, Financial Analysis, Fine Dining, Micros, Pre-opening, Restaurant Management, Menu Development, Food, Revenue Analysis, Bartending, Wine, P, Guest Service Management, Cost Control, Alcoholic Beverages, Food Safety, Revenue Forecasting, Meeting Planning, Profit Maximization, POS, ServSafe
Education
Triton College 1980 — 1982
Equivalent, Business/Managerial Economics
Holiday Inn Conference Center September 2014 - Present
Carlson Company July 2009 - August 2014
Rand Financial Services March 2001 - March 2009
Smith Barney August 1981 - March 2001
Skills
Retirement, Retirement Planning, Strategic Financial..., Investments, Wealth Management, Cash Flow, Banquets, F, Financial Analysis, Fine Dining, Micros, Pre-opening, Restaurant Management, Menu Development, Food, Revenue Analysis, Bartending, Wine, P, Guest Service Management, Cost Control, Alcoholic Beverages, Food Safety, Revenue Forecasting, Meeting Planning, Profit Maximization, POS, ServSafe
Education
Triton College 1980 — 1982
Equivalent, Business/Managerial Economics
Frank Iryami's Smith Barney Experience January 2001 - May 2009
Job Branch Manager/Financial Advisor at Raymond James
Industry Financial Services
Experience
Raymond James May 2009 - Present
Smith Barney January 2001 - May 2009
Merrill Lynch May 1995 - January 2001
Arthur Andersen 1991 - 1993
Skills
Portfolio Management, Investments, Risk Management, Mutual Funds
Education
SUNY Albany 1987 — 1991
BS, Accounting and Economics
SUNY Albany 1987 — 1991
Bachelor of Science (BS), Accounting
Raymond James May 2009 - Present
Smith Barney January 2001 - May 2009
Merrill Lynch May 1995 - January 2001
Arthur Andersen 1991 - 1993
Skills
Portfolio Management, Investments, Risk Management, Mutual Funds
Education
SUNY Albany 1987 — 1991
BS, Accounting and Economics
SUNY Albany 1987 — 1991
Bachelor of Science (BS), Accounting
Karen Lee's Smith Barney Experience June 1989 - March 1993
Job Part Time Sales at Pawleys Island Mercantile
Industry Retail
Experience
Pawleys Island Mercantile April 2010 - Present
Smith Barney June 1989 - March 1993
Drexel Burnham Lambert August 1983 - June 1989
Skills
Apparel, Retail Sales, Footwear, Visual Merchandising, Retail, Store Management, Customer Service, Loss Prevention, Inventory Management, Fashion, Sales Management, Customer Satisfaction
Education
Tulane University 1979 — 1983
BA, English/History
Girls Preparatory School 1973 — 1979
Diploma
Pawleys Island Mercantile April 2010 - Present
Smith Barney June 1989 - March 1993
Drexel Burnham Lambert August 1983 - June 1989
Skills
Apparel, Retail Sales, Footwear, Visual Merchandising, Retail, Store Management, Customer Service, Loss Prevention, Inventory Management, Fashion, Sales Management, Customer Satisfaction
Education
Tulane University 1979 — 1983
BA, English/History
Girls Preparatory School 1973 — 1979
Diploma
Douglas Haack's Smith Barney Experience 1997 - 2009
Job Chief Client Relationship Officer at Cornerstone Advisors, Inc.
Industry Financial Services
Experience
Cornerstone Advisors, Inc. (Bellevue, WA) 2010 - Present
Smith Barney 1997 - 2009
US Navy May 1985 - January 1994
Skills
Certified Financial..., Asset Management, Investments, Portfolio Management, Wealth Management, Asset Allocation, Alternative Investments, Equities, Hedge Funds, Strategic Financial..., Mutual Funds, Investment Strategies, Investment Advisory, Financial Services, Series 7, Estate Planning
Education
United States Naval Academy 1981 — 1985
BS, Marine Engineering
Cornerstone Advisors, Inc. (Bellevue, WA) 2010 - Present
Smith Barney 1997 - 2009
US Navy May 1985 - January 1994
Skills
Certified Financial..., Asset Management, Investments, Portfolio Management, Wealth Management, Asset Allocation, Alternative Investments, Equities, Hedge Funds, Strategic Financial..., Mutual Funds, Investment Strategies, Investment Advisory, Financial Services, Series 7, Estate Planning
Education
United States Naval Academy 1981 — 1985
BS, Marine Engineering
Anne Sheehan's Smith Barney Experience November 1990 - November 1998
Job Financial Foundations at USAA
Industry Financial Services
Experience
USAA February 2014 - Present
Medtronic September 2011 - December 2013
sanofi-aventis November 2008 - October 2010
Smith Barney November 1990 - November 1998
Skills
FDA, Oncology, Diabetes, Healthcare, Cross-functional Team..., Sop, Leadership, Regulatory Submissions, Customer Service, Pharmaceutical Industry, Product Launch, Sales, Sales Operations, Biotechnology
Education
University at Albany, SUNY 1986 — 1990
BA, Spanish, Business, Economics
USAA February 2014 - Present
Medtronic September 2011 - December 2013
sanofi-aventis November 2008 - October 2010
Smith Barney November 1990 - November 1998
Skills
FDA, Oncology, Diabetes, Healthcare, Cross-functional Team..., Sop, Leadership, Regulatory Submissions, Customer Service, Pharmaceutical Industry, Product Launch, Sales, Sales Operations, Biotechnology
Education
University at Albany, SUNY 1986 — 1990
BA, Spanish, Business, Economics
Timothy Kelbaugh's Smith Barney Experience February 1993 - February 2009
Job Financial Advisor, CFP® at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors February 2009 - Present
Smith Barney February 1993 - February 2009
Education
Towson University 1989 — 1993
BS, Business
Wells Fargo Advisors February 2009 - Present
Smith Barney February 1993 - February 2009
Education
Towson University 1989 — 1993
BS, Business
Jordan Grossman's Smith Barney Experience June 2007 - August 2007
Job Associate at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley August 2008 - Present
Smith Barney June 2007 - August 2007
Education
University of Maryland - Robert H. Smith School of Business 2004 — 2008
Bachelor of Science, Finance
Universidad Pablo de Olavide 2007 — 2007
Morgan Stanley August 2008 - Present
Smith Barney June 2007 - August 2007
Education
University of Maryland - Robert H. Smith School of Business 2004 — 2008
Bachelor of Science, Finance
Universidad Pablo de Olavide 2007 — 2007
Jacki Morris's Smith Barney Experience 1994 - 1996
Job Contracts Attorney at Towers Watson
Industry Legal Services
Experience
Towers Watson Assistant Vice PresidentSmith Barney1994 - 1996
Smith Barney 1994 - 1996
Smith Barney 1994 - 1996
Skills
Legal Writing, Copy Editing, Legal Research, Editing, Creative Writing, Legal Issues, Publishing
Education
Union College
Towers Watson Assistant Vice PresidentSmith Barney1994 - 1996
Smith Barney 1994 - 1996
Smith Barney 1994 - 1996
Skills
Legal Writing, Copy Editing, Legal Research, Editing, Creative Writing, Legal Issues, Publishing
Education
Union College
Pete Sclafani, MBA's Smith Barney Experience June 2006 - June 2008
Job Financial Planning Associate / Registered Client Service Associate at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management June 2008 - Present
Smith Barney June 2006 - June 2008
Skills
Series 7, Series 66, Series 31, Life & Health Insurance..., Financial Planning..., FINRA, Uniform Combined State..., Financial Analysis, Asset Allocation, Series 63, Mutual Funds, Strategic Financial..., Retirement Planning, Wealth Management, Securities, Series 65, Investment Strategies, Alternative Investments, ETFs, IRAs, Financial Advisory, 401k, Retirement, Fixed Income, Fixed Annuities, Equities, Variable Annuities, Financial Planners, Investments, Financial Planning
Education
Loyola University Maryland 2011 — 2013
Master of Business Administration (MBA), Finance
Towson University 2002 — 2006
BS, Business Administration, Finance, General
Dulaney High School 1997 — 2001
Morgan Stanley Wealth Management June 2008 - Present
Smith Barney June 2006 - June 2008
Skills
Series 7, Series 66, Series 31, Life & Health Insurance..., Financial Planning..., FINRA, Uniform Combined State..., Financial Analysis, Asset Allocation, Series 63, Mutual Funds, Strategic Financial..., Retirement Planning, Wealth Management, Securities, Series 65, Investment Strategies, Alternative Investments, ETFs, IRAs, Financial Advisory, 401k, Retirement, Fixed Income, Fixed Annuities, Equities, Variable Annuities, Financial Planners, Investments, Financial Planning
Education
Loyola University Maryland 2011 — 2013
Master of Business Administration (MBA), Finance
Towson University 2002 — 2006
BS, Business Administration, Finance, General
Dulaney High School 1997 — 2001
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.