Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
Smith Barney List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Smith Barney. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Smith Barney Salaries. You can even request information on how much does Smith Barney pay if you want to. Learn about salaries, pros and cons of working for Smith Barney directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
4,117 Smith Barney employees in database. Find out everything there's to know about Smith Barney employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Smith Barney Employees
Employee
Years
Job
Industry
Bradley D. Jacob Bradley D. Jacob's Smith Barney Experience November 2003 - June 2008
Job Director of Marketing & Client Services at Ryan Labs
Industry Investment Management
Experience
Ryan Labs February 2014 - Present
Ryan Labs July 2008 - Present
Smith Barney November 2003 - June 2008
Skills
Business Development, Fixed Income, Pension Funds, Endowments, Marketing, Investment Strategies, Asset Allocation, Investment Management, Asset Managment, Investments, Defined Benefit, Institutional..., Bonds
Education
DePaul University 2001 — 2003
B.S., Commerce
Iowa State University
Ryan Labs February 2014 - Present
Ryan Labs July 2008 - Present
Smith Barney November 2003 - June 2008
Skills
Business Development, Fixed Income, Pension Funds, Endowments, Marketing, Investment Strategies, Asset Allocation, Investment Management, Asset Managment, Investments, Defined Benefit, Institutional..., Bonds
Education
DePaul University 2001 — 2003
B.S., Commerce
Iowa State University
Doug Kentfield Doug Kentfield's Smith Barney Experience April 2004 - April 2009
Job Managing Director Divisional Director Western Division at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley (Smith Barney & Predecessor Firms) April 2009 - Present
Smith Barney April 2004 - April 2009
Smith Barney April 1997 - April 2004
Smith Barney 1988 - 1997
EF Hutton 1986 - 1988
Skills
Series 7, Series 63, Wealth Management, Asset Allocation, Mutual Funds, Alternative Investments, Retirement Planning, Investment Advisory, Securities, Investments, Asset Management, FINRA, Portfolio Management, Investment Strategies, Strategic Financial...
Education
Drexel University 1980 — 1985
MBA, Marketing/Finance
Wittenberg University 1974 — 1978
BA, Business/Economics
Morgan Stanley (Smith Barney & Predecessor Firms) April 2009 - Present
Smith Barney April 2004 - April 2009
Smith Barney April 1997 - April 2004
Smith Barney 1988 - 1997
EF Hutton 1986 - 1988
Skills
Series 7, Series 63, Wealth Management, Asset Allocation, Mutual Funds, Alternative Investments, Retirement Planning, Investment Advisory, Securities, Investments, Asset Management, FINRA, Portfolio Management, Investment Strategies, Strategic Financial...
Education
Drexel University 1980 — 1985
MBA, Marketing/Finance
Wittenberg University 1974 — 1978
BA, Business/Economics
Syed Vakeel Syed Vakeel's Smith Barney Experience March 2007 - December 2007
Job Commercial Loan Officer at Inland Bank and Trust
Industry Banking
Experience
Inland Bank and Trust November 2014 - Present
Inland Bank & Trust July 2013 - October 2014
Inland Bank & Trust February 2012 - June 2013
First Chicago Bank & Trust (Branch of Northbrook Bank & Trust) April 2011 - February 2012
First Chicago Bank & Trust August 2008 - March 2011
Proactive Worldwide January 2008 - May 2008
Smith Barney March 2007 - December 2007
Skills
Commercial Lending, Credit, Loans, Credit Analysis, Commercial Banking, Banking, Research, Direct Marketing, Small Business Lending, Financial Analysis, Portfolio Management
Education
DePaul University 2003 — 2007
Bachelor of Science, Finance
Inland Bank and Trust November 2014 - Present
Inland Bank & Trust July 2013 - October 2014
Inland Bank & Trust February 2012 - June 2013
First Chicago Bank & Trust (Branch of Northbrook Bank & Trust) April 2011 - February 2012
First Chicago Bank & Trust August 2008 - March 2011
Proactive Worldwide January 2008 - May 2008
Smith Barney March 2007 - December 2007
Skills
Commercial Lending, Credit, Loans, Credit Analysis, Commercial Banking, Banking, Research, Direct Marketing, Small Business Lending, Financial Analysis, Portfolio Management
Education
DePaul University 2003 — 2007
Bachelor of Science, Finance
Katharine Massey Katharine Massey's Smith Barney Experience March 2004 - December 2007
Job Regional Risk and Control Officer at Citi Personal Wealth Management
Industry Financial Services
Experience
Citi May 2013 - Present
JPMorgan Chase January 2013 - May 2013
Rothschild Wealth Management January 2012 - January 2013
MASECO Private Wealth March 2010 - January 2012
CITI PRIVATE BANK December 2007 - March 2010
SMITH BARNEY March 2004 - December 2007
Skills
PRINCE2 – Practitioner..., FSA – Financial..., Series 7 – General..., Series 63 – Uniform..., Series 66 – Uniform..., Series 9 and 10 –..., Series 63, FSA, Series 7, Financial Regulation, Uniform Combined State..., Wealth Management, Business Development, AML, Equities, Fixed Income, Financial Risk, Asset Management, Investments, Financial Services, KYC, Risk Management, Project Management, Due Diligence, Business Process, Wealth Management..., Business Strategy, Back Office, Operational Risk, FINRA, Middle Office, Investment Management, Series 65, Portfolio Management, Management, Banking, Alternative Investments
Education
Drew University 1999 — 2003
Bachelor of Arts (B.A.), Political Science; Economics and Business Management, Cum Laude
Citi May 2013 - Present
JPMorgan Chase January 2013 - May 2013
Rothschild Wealth Management January 2012 - January 2013
MASECO Private Wealth March 2010 - January 2012
CITI PRIVATE BANK December 2007 - March 2010
SMITH BARNEY March 2004 - December 2007
Skills
PRINCE2 – Practitioner..., FSA – Financial..., Series 7 – General..., Series 63 – Uniform..., Series 66 – Uniform..., Series 9 and 10 –..., Series 63, FSA, Series 7, Financial Regulation, Uniform Combined State..., Wealth Management, Business Development, AML, Equities, Fixed Income, Financial Risk, Asset Management, Investments, Financial Services, KYC, Risk Management, Project Management, Due Diligence, Business Process, Wealth Management..., Business Strategy, Back Office, Operational Risk, FINRA, Middle Office, Investment Management, Series 65, Portfolio Management, Management, Banking, Alternative Investments
Education
Drew University 1999 — 2003
Bachelor of Arts (B.A.), Political Science; Economics and Business Management, Cum Laude
Karen T. McCanless MBA Karen T. McCanless MBA's Smith Barney Experience July 2004 - May 2009
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. June 2009 - Present
Smith Barney July 2004 - May 2009
Merrill Lynch February 1992 - July 2004
Skills
Strategic Financial..., Financial Advisory, Financial Services, Finance, Uniform Combined State..., Fixed Annuities, Financial Analysis, Wealth Management, Retirement Planning
Education
Duke University - Fuqua School of Business 1985 — 1987
Master of Business Administration (MBA), Finance, General
Ameriprise Financial Services, Inc. June 2009 - Present
Smith Barney July 2004 - May 2009
Merrill Lynch February 1992 - July 2004
Skills
Strategic Financial..., Financial Advisory, Financial Services, Finance, Uniform Combined State..., Fixed Annuities, Financial Analysis, Wealth Management, Retirement Planning
Education
Duke University - Fuqua School of Business 1985 — 1987
Master of Business Administration (MBA), Finance, General
Donna Cheswick Donna Cheswick's Smith Barney Experience September 1992 - March 2003
Job Financial Advisor Shareholder Certified Divorce Financial Analyst at Medallion Wealth Management Inc.
Industry Financial Services
Experience
Medallion Wealth Management Inc. April 2013 - Present
Women's Business Network Inc. December 2005 - Present
BPU Investment Management Inc. March 2003 - April 2013
Examiner.com March 2009 - March 2012
Smith Barney September 1992 - March 2003
Parker Hunter Inc. May 1989 - August 1992
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Public Speaking, Financial Services, Budgets, Marketing, Financial Analysis, Social Media, Public Relations, Insurance, Estate Planning, Small Business, Leadership, Customer Service, Management, Retirement, Event Planning, Finance, Portfolio Management, Strategic Planning, Social Networking
Education
Duquesne University 1983 — 1987
BS/BA, Management/Marketing
Quigley Catholic High School 1980 — 1983
Medallion Wealth Management Inc. April 2013 - Present
Women's Business Network Inc. December 2005 - Present
BPU Investment Management Inc. March 2003 - April 2013
Examiner.com March 2009 - March 2012
Smith Barney September 1992 - March 2003
Parker Hunter Inc. May 1989 - August 1992
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Public Speaking, Financial Services, Budgets, Marketing, Financial Analysis, Social Media, Public Relations, Insurance, Estate Planning, Small Business, Leadership, Customer Service, Management, Retirement, Event Planning, Finance, Portfolio Management, Strategic Planning, Social Networking
Education
Duquesne University 1983 — 1987
BS/BA, Management/Marketing
Quigley Catholic High School 1980 — 1983
Dale Horn, CFP®, CIMA® Dale Horn, CFP®, CIMA®'s Smith Barney Experience 2006 - 2008
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS January 2009 - Present
Smith Barney 2006 - 2008
Legg Mason March 2003 - 2006
Education
Loyola University Maryland 1997 — 1999
MBA, Finance
Dickinson College 1991 — 1995
BS, Biology
Lower Merion
UBS January 2009 - Present
Smith Barney 2006 - 2008
Legg Mason March 2003 - 2006
Education
Loyola University Maryland 1997 — 1999
MBA, Finance
Dickinson College 1991 — 1995
BS, Biology
Lower Merion
Megan Jayaraj Megan Jayaraj's Smith Barney Experience July 2009 - September 2009
Job MBA Candidate at Fuqua School of Business
Industry Online Media
Experience
Fuqua School of Business May 2014 - Present
TiE South Coast September 2012 - Present
Underground Elephant February 2012 - Present
Adconion Direct May 2011 - January 2012
Emerald Marketing Solutions May 2009 - May 2011
Smith Barney July 2009 - September 2009
Morgan Stanley Smith Barney March 2008 - December 2008
Oppenheimer Funds July 2008 - September 2008
Daily Bruin, UCLA February 2008 - June 2008
UCLA Athletics September 2006 - December 2007
Skills
Account Management, Contract Negotiation, New Business Development, Marketing Strategy, Lead Generation, Management, Online Advertising, Online Marketing, Marketing, Start-ups, Strategic Partnerships, Business Development, Strategic Planning, Sales, Project Management, Entrepreneurship, Digital Marketing, Social Media Marketing
Education
University of California, San Diego 2010 — 2010
Marketing, UCSD Extension
University of California, Los Angeles 2005 — 2009
Bachelors of Arts, Economics
University of California, Los Angeles (UCLA) 2005 — 2009
BA, Business Economics and Global Studies
La Jolla Country Day School 2001 — 2005
Duke University - The Fuqua School of Business
Duke University - The Fuqua School of Business
Duke University - The Fuqua School of Business
Fuqua School of Business May 2014 - Present
TiE South Coast September 2012 - Present
Underground Elephant February 2012 - Present
Adconion Direct May 2011 - January 2012
Emerald Marketing Solutions May 2009 - May 2011
Smith Barney July 2009 - September 2009
Morgan Stanley Smith Barney March 2008 - December 2008
Oppenheimer Funds July 2008 - September 2008
Daily Bruin, UCLA February 2008 - June 2008
UCLA Athletics September 2006 - December 2007
Skills
Account Management, Contract Negotiation, New Business Development, Marketing Strategy, Lead Generation, Management, Online Advertising, Online Marketing, Marketing, Start-ups, Strategic Partnerships, Business Development, Strategic Planning, Sales, Project Management, Entrepreneurship, Digital Marketing, Social Media Marketing
Education
University of California, San Diego 2010 — 2010
Marketing, UCSD Extension
University of California, Los Angeles 2005 — 2009
Bachelors of Arts, Economics
University of California, Los Angeles (UCLA) 2005 — 2009
BA, Business Economics and Global Studies
La Jolla Country Day School 2001 — 2005
Duke University - The Fuqua School of Business
Duke University - The Fuqua School of Business
Duke University - The Fuqua School of Business
Michael Lewis, CFP®, CRPC® Michael Lewis, CFP®, CRPC®'s Smith Barney Experience September 2003 - March 2004
Job Manager PRS at Transamerica Retirement Solutions
Industry Financial Services
Experience
Transamerica Retirement Solutions January 2015 - Present
Ameriprise Financial Services, Inc. December 2007 - January 2015
Ameriprise Financial Services, Inc. January 2006 - December 2007
Edward Jones May 2005 - December 2005
Securian Financial Group May 2004 - August 2004
Smith Barney September 2003 - March 2004
Dairy Queen 1998 - 2003
Education
University of Minnesota, Carlson School of Management 2013 — 2017
Master of Business Administration (MBA)
Minnesota State University, Mankato 2009 — 2011
Certificate, Financial Planning
Drake University 2001 — 2005
Bachelors, Management/Marketing
Hopkins High School
Transamerica Retirement Solutions January 2015 - Present
Ameriprise Financial Services, Inc. December 2007 - January 2015
Ameriprise Financial Services, Inc. January 2006 - December 2007
Edward Jones May 2005 - December 2005
Securian Financial Group May 2004 - August 2004
Smith Barney September 2003 - March 2004
Dairy Queen 1998 - 2003
Education
University of Minnesota, Carlson School of Management 2013 — 2017
Master of Business Administration (MBA)
Minnesota State University, Mankato 2009 — 2011
Certificate, Financial Planning
Drake University 2001 — 2005
Bachelors, Management/Marketing
Hopkins High School
Patricia Hawkins Patricia Hawkins's Smith Barney Experience July 1991 - August 1992
Job Director, Fixed Income Sales, Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities July 1997 - Present
Nomura Securities August 1994 - July 1997
Smith Barney July 1991 - August 1992
Morgan Stanley June 1990 - July 1991
Skills
Fixed Income, Sales, Fixed Income Portfolio..., Financial Services, Financial Markets, Series 7, Bloomberg, Asset Allocation, Securities, Capital Markets, Series 63, Series 65, Equities, Investment Management, Bonds
Education
Duke University - The Fuqua School of Business
Master of Business Administration (MBA), Finance, General
Manhattanville College
Bachelor of Arts (B.A.), Economics
The London School of Economics and Political Science (LSE)
International Business/Trade/Commerce
Wells Fargo Securities July 1997 - Present
Nomura Securities August 1994 - July 1997
Smith Barney July 1991 - August 1992
Morgan Stanley June 1990 - July 1991
Skills
Fixed Income, Sales, Fixed Income Portfolio..., Financial Services, Financial Markets, Series 7, Bloomberg, Asset Allocation, Securities, Capital Markets, Series 63, Series 65, Equities, Investment Management, Bonds
Education
Duke University - The Fuqua School of Business
Master of Business Administration (MBA), Finance, General
Manhattanville College
Bachelor of Arts (B.A.), Economics
The London School of Economics and Political Science (LSE)
International Business/Trade/Commerce
Bill Colwyn Bill Colwyn's Smith Barney Experience 1998 - 2008
Job Senior Vice President Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch July 2008 - Present
Smith Barney 1998 - 2008
Lowis & Gellen 1995 - 1998
Skills
Mergers & Acquisitions, Investments, Portfolio Management, Wealth Management, Investment Advisory, Estate Planning, Strategic Financial..., Equities, Finance, Asset Management, Retirement Planning, Alternative Investments, Series 7, Securities, Series 63, Hedge Funds, Mutual Funds, Investment Management, Asset Allocation, Investment Strategies
Education
DePaul University College of Law 1992 — 1995
JD, Law
University of Illinois at Urbana-Champaign 1988 — 1992
BA with Distinction, Political Science and Speech Communication
Glenbrook South High School 1984 — 1988
Merrill Lynch July 2008 - Present
Smith Barney 1998 - 2008
Lowis & Gellen 1995 - 1998
Skills
Mergers & Acquisitions, Investments, Portfolio Management, Wealth Management, Investment Advisory, Estate Planning, Strategic Financial..., Equities, Finance, Asset Management, Retirement Planning, Alternative Investments, Series 7, Securities, Series 63, Hedge Funds, Mutual Funds, Investment Management, Asset Allocation, Investment Strategies
Education
DePaul University College of Law 1992 — 1995
JD, Law
University of Illinois at Urbana-Champaign 1988 — 1992
BA with Distinction, Political Science and Speech Communication
Glenbrook South High School 1984 — 1988
Rex Rust Rex Rust's Smith Barney Experience 1992 - 1994
Job Copresident at Rust Communications
Industry Newspapers
Experience
Rust Communications 2000 - Present
Colonnade Capital 1997 - 2000
Code, Hennessy & Simmons 1994 - 1997
Smith Barney 1992 - 1994
Skills
Newspaper, Advertising, Online Advertising, Publishing, Newspapers, Advertising Sales, Publications, Journalism, Magazines, Digital Media, AP Style, New Media, Editorial, Public Speaking, Public Relations, Media Relations, Press Releases, Blogging, Copy Editing, Newsletters
Education
Harvard University 1988 — 1992
Bachelor's Degree, Economics, Cum laude
The London School of Economics and Political Science (LSE) 1990 — 1990
Deerfield Academy 1985 — 1988
Rust Communications 2000 - Present
Colonnade Capital 1997 - 2000
Code, Hennessy & Simmons 1994 - 1997
Smith Barney 1992 - 1994
Skills
Newspaper, Advertising, Online Advertising, Publishing, Newspapers, Advertising Sales, Publications, Journalism, Magazines, Digital Media, AP Style, New Media, Editorial, Public Speaking, Public Relations, Media Relations, Press Releases, Blogging, Copy Editing, Newsletters
Education
Harvard University 1988 — 1992
Bachelor's Degree, Economics, Cum laude
The London School of Economics and Political Science (LSE) 1990 — 1990
Deerfield Academy 1985 — 1988
Kevin Gannon Kevin Gannon's Smith Barney Experience June 2008 - August 2008
Job MBA Candidate at Duke University The Fuqua School of Business
Industry Retail
Experience
Target December 2012 - May 2015
Target September 2010 - December 2012
Target June 2009 - August 2009
Smith Barney June 2008 - August 2008
Skills
Merchandising, Retail, Inventory Management, Financial Analysis, Recruiting, Budget Management, Personnel Development, Problem Solving, Personal Development, Training, Strategy, Analysis, Sales, Time Management
Education
Duke University - The Fuqua School of Business 2015 — 2017
Master of Business Administration (M.B.A.)
University of Notre Dame 2006 — 2010
Bachelor's Degree, Marketing
Brother Rice High School 2002 — 2006
Target December 2012 - May 2015
Target September 2010 - December 2012
Target June 2009 - August 2009
Smith Barney June 2008 - August 2008
Skills
Merchandising, Retail, Inventory Management, Financial Analysis, Recruiting, Budget Management, Personnel Development, Problem Solving, Personal Development, Training, Strategy, Analysis, Sales, Time Management
Education
Duke University - The Fuqua School of Business 2015 — 2017
Master of Business Administration (M.B.A.)
University of Notre Dame 2006 — 2010
Bachelor's Degree, Marketing
Brother Rice High School 2002 — 2006
Ann Rieder CFP®'s Smith Barney Experience October 2006 - October 2009
Job President & Founder, Regatta Wealth Management, LLC
Industry Financial Services
Experience
VennWell LLC January 2014 - August 2015
HighTower October 2011 - December 2013
Morgan Stanley Smith Barney October 2009 - October 2011
Smith Barney October 2006 - October 2009
Smith Barney May 2004 - October 2006
Smith Barney May 2002 - May 2004
Smith Barney October 1996 - May 2002
Skills
Financial Advisory, Portfolio Management, New Business Development, Executive Management, Intergenerational..., Corporate Communications, Community Outreach, Financial Management
Education
Drake University 1992 — 1996
Bachelor's degree, Economics and Political Science
VennWell LLC January 2014 - August 2015
HighTower October 2011 - December 2013
Morgan Stanley Smith Barney October 2009 - October 2011
Smith Barney October 2006 - October 2009
Smith Barney May 2004 - October 2006
Smith Barney May 2002 - May 2004
Smith Barney October 1996 - May 2002
Skills
Financial Advisory, Portfolio Management, New Business Development, Executive Management, Intergenerational..., Corporate Communications, Community Outreach, Financial Management
Education
Drake University 1992 — 1996
Bachelor's degree, Economics and Political Science
Paul Neville's Smith Barney Experience January 2006 - May 2006
Job Senior Manager of International Sales at DHL Express
Industry Logistics and Supply Chain
Experience
DHL Express January 2015 - Present
DHL Express US February 2013 - December 2014
ADP August 2010 - February 2013
Sprint December 2007 - September 2010
Staples October 2006 - December 2007
AT&T Wireless / Cingular Wireless January 2000 - October 2006
Smith Barney January 2006 - May 2006
Skills
Direct Sales, Account Management, Operations Management, International Sales, International Business, Logistics, Transportation, International Trade, Sales
Education
Southern Connecticut State University 2007 — 2009
MBA, Management
Eastern Connecticut State University 2004 — 2006
BS Business, Marketing, Finance
Trumbull High School
DHL Express January 2015 - Present
DHL Express US February 2013 - December 2014
ADP August 2010 - February 2013
Sprint December 2007 - September 2010
Staples October 2006 - December 2007
AT&T Wireless / Cingular Wireless January 2000 - October 2006
Smith Barney January 2006 - May 2006
Skills
Direct Sales, Account Management, Operations Management, International Sales, International Business, Logistics, Transportation, International Trade, Sales
Education
Southern Connecticut State University 2007 — 2009
MBA, Management
Eastern Connecticut State University 2004 — 2006
BS Business, Marketing, Finance
Trumbull High School
Eric Dutram's Smith Barney Experience April 2007 - June 2007
Job Editor in Chief & ETF Product Manager
Industry Financial Services
Experience
Zacks Investment Research September 2014 - Present
Zacks Investment Research May 2013 - Present
Zacks Investment Research November 2011 - Present
ETF Database July 2009 - October 2011
Cambridge Realty Capital December 2007 - July 2009
DePaul Investment Club September 2007 - December 2008
Forecast Market Research June 2008 - August 2008
Smith Barney April 2007 - June 2007
Sears Holdings Corporation July 2005 - December 2006
Skills
ETFs, Stock Market, Portfolio Strategy, Equities, Finance, Portfolio Management
Education
DePaul University 2005 — 2010
Bachelor's of Science, Accounting and Finance with a minor in history
AIFS-Richmond University
Zacks Investment Research September 2014 - Present
Zacks Investment Research May 2013 - Present
Zacks Investment Research November 2011 - Present
ETF Database July 2009 - October 2011
Cambridge Realty Capital December 2007 - July 2009
DePaul Investment Club September 2007 - December 2008
Forecast Market Research June 2008 - August 2008
Smith Barney April 2007 - June 2007
Sears Holdings Corporation July 2005 - December 2006
Skills
ETFs, Stock Market, Portfolio Strategy, Equities, Finance, Portfolio Management
Education
DePaul University 2005 — 2010
Bachelor's of Science, Accounting and Finance with a minor in history
AIFS-Richmond University
Bob Chleborad, CFA Bob Chleborad, CFA's Smith Barney Experience February 1997 - March 2008
Job Financial Advisor @ UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2011 - Present
Morgan Stanley Smith Barney March 2008 - November 2011
Smith Barney February 1997 - March 2008
Skills
Series 7, Series 63, Series 65
Education
CFA Institute
CFA Charter
Drake University 1992 — 1994
MBA, International Business
Iowa State University - College of Business 1988 — 1992
BBA, Finance
UBS Financial Services November 2011 - Present
Morgan Stanley Smith Barney March 2008 - November 2011
Smith Barney February 1997 - March 2008
Skills
Series 7, Series 63, Series 65
Education
CFA Institute
CFA Charter
Drake University 1992 — 1994
MBA, International Business
Iowa State University - College of Business 1988 — 1992
BBA, Finance
Gary Hoenig Gary Hoenig's Smith Barney Experience October 2006 - January 2008
Job Regional Marketing Director
Industry Financial Services
Experience
Putnam Investments January 2008 - Present
Smith Barney October 2006 - January 2008
Wells Fargo Home Mortgage 2006 - 2007
Delta Airlines January 2000 - February 2002
Grove Associates June 1994 - December 1994
US Army 1989 - 1991
Skills
Investments, Mutual Funds, Cold Calling, Series 7, Salesforce.com, Sales Management
Education
Northeastern University 1992 — 1996
Bachelors, Business Administration
Dutchess Community College 1991 — 1993
Business
Putnam Investments January 2008 - Present
Smith Barney October 2006 - January 2008
Wells Fargo Home Mortgage 2006 - 2007
Delta Airlines January 2000 - February 2002
Grove Associates June 1994 - December 1994
US Army 1989 - 1991
Skills
Investments, Mutual Funds, Cold Calling, Series 7, Salesforce.com, Sales Management
Education
Northeastern University 1992 — 1996
Bachelors, Business Administration
Dutchess Community College 1991 — 1993
Business
Josh Terzo Josh Terzo's Smith Barney Experience March 2006 - June 2006
Job Management Consultant at Alvarez & Marsal
Industry Hospital & Health Care
Experience
Alvarez & Marsal July 2014 - Present
D6 Advisors January 2014 - Present
Huron Consulting Group October 2012 - January 2014
Baxter Healthcare January 2010 - October 2012
Baxter Healthcare March 2009 - January 2010
Baxter Healthcare June 2008 - March 2009
Northern Trust May 2007 - June 2008
MedCare International January 2007 - May 2007
Smith Barney March 2006 - June 2006
CBIZ 2003 - 2003
Skills
Financial Analysis, Forecasting, Financial Modeling, Sarbanes-Oxley Act, Financial Reporting, Project Management, Management Consulting, Change Management, Revenue Cycle, Revenue Enhancement, Healthcare Management, Process Improvement, Accounting, Business Process, Finance, Leadership, Management, Analysis, Business Process..., Internal Controls, Cross-functional Team..., Auditing, Competitive Analysis, Due Diligence, Six Sigma, CRM, Sarbanes-Oxley, Strategy, Start-ups, Analytics, Training, Project Planning
Education
DePaul University 2003 — 2007
BS, Finance
Barrington High School
Alvarez & Marsal July 2014 - Present
D6 Advisors January 2014 - Present
Huron Consulting Group October 2012 - January 2014
Baxter Healthcare January 2010 - October 2012
Baxter Healthcare March 2009 - January 2010
Baxter Healthcare June 2008 - March 2009
Northern Trust May 2007 - June 2008
MedCare International January 2007 - May 2007
Smith Barney March 2006 - June 2006
CBIZ 2003 - 2003
Skills
Financial Analysis, Forecasting, Financial Modeling, Sarbanes-Oxley Act, Financial Reporting, Project Management, Management Consulting, Change Management, Revenue Cycle, Revenue Enhancement, Healthcare Management, Process Improvement, Accounting, Business Process, Finance, Leadership, Management, Analysis, Business Process..., Internal Controls, Cross-functional Team..., Auditing, Competitive Analysis, Due Diligence, Six Sigma, CRM, Sarbanes-Oxley, Strategy, Start-ups, Analytics, Training, Project Planning
Education
DePaul University 2003 — 2007
BS, Finance
Barrington High School
David Penn David Penn's Smith Barney Experience December 2005 - April 2007
Job Senior Vice President/ Wealth Management at Janney Montgomery Scott LLC
Industry Investment Management
Experience
Janney Montgomery Scott LLC September 2014 - Present
Janney Montgomery Scott May 2009 - August 2014
Legg Mason May 2007 - May 2009
Smith Barney December 2005 - April 2007
Skills
Investments, Wealth Management, Series 7, Alternative Investments, Asset Allocation, Mutual Funds, Investment Advisory, Series 63, Investment Strategies, Asset Management, Equities, Securities, Retirement, Retirement Planning, Investment Management, Estate Planning, ETFs, Strategic Financial..., Hedge Funds, Portfolio Management, Insurance, Financial Planners, Financial Services, Financial Advisory
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Drexel University 1977 — 1982
BS, Accounting
Janney Montgomery Scott LLC September 2014 - Present
Janney Montgomery Scott May 2009 - August 2014
Legg Mason May 2007 - May 2009
Smith Barney December 2005 - April 2007
Skills
Investments, Wealth Management, Series 7, Alternative Investments, Asset Allocation, Mutual Funds, Investment Advisory, Series 63, Investment Strategies, Asset Management, Equities, Securities, Retirement, Retirement Planning, Investment Management, Estate Planning, ETFs, Strategic Financial..., Hedge Funds, Portfolio Management, Insurance, Financial Planners, Financial Services, Financial Advisory
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Drexel University 1977 — 1982
BS, Accounting
Carlos Luis Obando Carlos Luis Obando's Smith Barney Experience July 1999 - March 2007
Job Partner and Senior Portfolio Manager at Northwest Asset Management
Industry Financial Services
Experience
Northwest Asset Management March 2014 - Present
UBS Financial Services, Inc. July 2007 - December 2013
Smith Barney July 1999 - March 2007
Oppenheimer and Company January 1996 - July 1999
Shinsei Bank May 1992 - January 1995
Citi January 1991 - May 1992
Education
Harvard Business School 1981 — 1983
Masters in Business Administration, Finance and Strategy
Duke University 1975 — 1979
Bachelor of Science in Engineering (Cum Laude), Control Systems
Stuyvesant High School, New York 1971 — 1975
High School, Mathematics and Computer Science
Stanford Graduate School of Business 1999 — 1999
Executive Education, Negotiation
Northwest Asset Management March 2014 - Present
UBS Financial Services, Inc. July 2007 - December 2013
Smith Barney July 1999 - March 2007
Oppenheimer and Company January 1996 - July 1999
Shinsei Bank May 1992 - January 1995
Citi January 1991 - May 1992
Education
Harvard Business School 1981 — 1983
Masters in Business Administration, Finance and Strategy
Duke University 1975 — 1979
Bachelor of Science in Engineering (Cum Laude), Control Systems
Stuyvesant High School, New York 1971 — 1975
High School, Mathematics and Computer Science
Stanford Graduate School of Business 1999 — 1999
Executive Education, Negotiation
Linda Schmitt Linda Schmitt's Smith Barney Experience September 2008 - January 2010
Job Senior Registered Client AssociateWells Fargo LLC
Industry Financial Services
Experience
Wells Fargo Advisors April 2014 - Present
Oppenheimer & Co. January 2010 - April 2014
Oppenheimer & Co. 2010 - 2012
Smith Barney September 2008 - January 2010
Citi May 1989 - September 2008
Skills
Trading, Wealth Management, Finance, Investments, Portfolio Management, Due Diligence, Management, Equities
Education
Dowling College 1987 — 1991
Management
Wells Fargo Advisors April 2014 - Present
Oppenheimer & Co. January 2010 - April 2014
Oppenheimer & Co. 2010 - 2012
Smith Barney September 2008 - January 2010
Citi May 1989 - September 2008
Skills
Trading, Wealth Management, Finance, Investments, Portfolio Management, Due Diligence, Management, Equities
Education
Dowling College 1987 — 1991
Management
Jeff Sipe's Smith Barney Experience July 1998 - August 2000
Job Director Sales & Marketing at Montana Rifle Company
Industry Sporting Goods
Experience
Montana Rifle Company July 2003 - January 2013
Kimber MFG, Inc. October 2005 - January 2008
Mortgage Consulting July 2000 - July 2003
Mortgage Consulting July 2000 - July 2003
Smith Barney July 1998 - August 2000
US Army ISR Institute of Sugical Research 1994 - 1997
Skills
Sales&Marketing, Wrestling, Hunting, Fishing, Firearms, Rifle, Pistol, Manufacturing, Brand Management, Outdoors, Sporting Goods, Outdoor Recreation, Supply Chain, Product Development, National Accounts, Operations Management, Inventory Management, Logistics, Supply Chain Management, Sales Promotion, Key Account Development, Weapons, Market Planning, Hiking, Trade Shows, Fly Fishing, Camping, Sales, Training, Marketing Strategy, Team Building, Marketing Management, Marketing, Sales Management, Social Media Marketing, Advertising, Tactics, Brand Development, Outdoor Industry, Machining, Retail, New Business Development, Pricing, Brand Awareness, Customer Service, B2B
Education
Dickinson State University 1992 — 1994
Bachelor of Science (BS), Biology, General
The University of Montana 1991 — 1992
Montana Rifle Company July 2003 - January 2013
Kimber MFG, Inc. October 2005 - January 2008
Mortgage Consulting July 2000 - July 2003
Mortgage Consulting July 2000 - July 2003
Smith Barney July 1998 - August 2000
US Army ISR Institute of Sugical Research 1994 - 1997
Skills
Sales&Marketing, Wrestling, Hunting, Fishing, Firearms, Rifle, Pistol, Manufacturing, Brand Management, Outdoors, Sporting Goods, Outdoor Recreation, Supply Chain, Product Development, National Accounts, Operations Management, Inventory Management, Logistics, Supply Chain Management, Sales Promotion, Key Account Development, Weapons, Market Planning, Hiking, Trade Shows, Fly Fishing, Camping, Sales, Training, Marketing Strategy, Team Building, Marketing Management, Marketing, Sales Management, Social Media Marketing, Advertising, Tactics, Brand Development, Outdoor Industry, Machining, Retail, New Business Development, Pricing, Brand Awareness, Customer Service, B2B
Education
Dickinson State University 1992 — 1994
Bachelor of Science (BS), Biology, General
The University of Montana 1991 — 1992
Tracy Clifford Tracy Clifford's Smith Barney Experience April 1992 - March 2004
Job RSI Background Check Services
Industry Staffing and Recruiting
Experience
Reference Services, Inc November 2008 - Present
Clifford Enterprises September 2008 - November 2008
Raymond James Financial March 2004 - September 2008
Smith Barney April 1992 - March 2004
Skills
Recruiting, New Business Development, Investments, 401k, Strategic Planning, Employee Relations, Employee Benefits, Applicant Tracking..., Background Checks, Customer Service, Executive Management, Hiring, Human Resources, Insurance, Management, Organizational..., Process Improvement, Real Estate, Sales, Sales Management, Small Business, Talent Acquisition, Time Management
Education
DePauw University 1979 — 1983
BA, Business Communications
Reference Services, Inc November 2008 - Present
Clifford Enterprises September 2008 - November 2008
Raymond James Financial March 2004 - September 2008
Smith Barney April 1992 - March 2004
Skills
Recruiting, New Business Development, Investments, 401k, Strategic Planning, Employee Relations, Employee Benefits, Applicant Tracking..., Background Checks, Customer Service, Executive Management, Hiring, Human Resources, Insurance, Management, Organizational..., Process Improvement, Real Estate, Sales, Sales Management, Small Business, Talent Acquisition, Time Management
Education
DePauw University 1979 — 1983
BA, Business Communications
Jeremy De Falco AWMA®, CRPC® Jeremy De Falco AWMA®, CRPC®'s Smith Barney Experience August 2005 - April 2009
Job Associate Vice President / Wealth Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott April 2009 - Present
Smith Barney August 2005 - April 2009
Morgan Stanley July 2001 - August 2005
Skills
Retirement Planning, Wealth Management, Estate Planning, Strategic Financial..., Insurance, Investment Strategies, Pensions, Series 7, Securities, Asset Allocation, Series 63, Financial Planning, 401k, Mutual Funds, Alternative Investments, Investment Advisory, Series 65, Wealth Management..., Retirement, FINRA, ETFs, Uniform Combined State..., IRAs, Equities, Variable Annuities, Money Management, Fixed Annuities, Series 66
Education
East Carolina University 1993 — 1997
Bachelor's Degree, Finance and Financial Management Services
Janney Montgomery Scott April 2009 - Present
Smith Barney August 2005 - April 2009
Morgan Stanley July 2001 - August 2005
Skills
Retirement Planning, Wealth Management, Estate Planning, Strategic Financial..., Insurance, Investment Strategies, Pensions, Series 7, Securities, Asset Allocation, Series 63, Financial Planning, 401k, Mutual Funds, Alternative Investments, Investment Advisory, Series 65, Wealth Management..., Retirement, FINRA, ETFs, Uniform Combined State..., IRAs, Equities, Variable Annuities, Money Management, Fixed Annuities, Series 66
Education
East Carolina University 1993 — 1997
Bachelor's Degree, Finance and Financial Management Services
Diane Symons Diane Symons's Smith Barney Experience July 2000 - November 2004
Job Pet Placement Center of Bucks County
Industry Online Media
Experience
Pet Placement Center of Bucks County July 1970 - Present
Pet Placement Center of Bucks County July 1970 - Present
Pet Placement Center of Bucks County May 1970 - Present
my own business July 1969 - Present
Smith Barney July 2000 - November 2004
Ashwood fire wood company March 1976 - March 1989
WTTM March 1960 - November 1963
Skills
Medical skills with..., Aniimals, Animal Welfare, Pets, Fundraising, Administration, Public Speaking, PowerPoint, Excel, Microsoft Office, Non-profits, Negotiation, Problem Solving, Event Planning, Facebook, Dog Training, System Administration, Dogs, Microsoft Excel, Customer Service, Public Relations, Animal Work, Social Networking, Research, Marketing, Marketing Strategy, Animal Behavior, Event Management, Microsoft Word, Creative Writing, Teaching, Small Business, Blogging, Team Building, Horses, Training, Press Releases, Retail, Community Outreach, Coaching, Policy, Advertising, Sales, Online Advertising, Nonprofits, Social Media, Management, Leadership, Equestrian, Time Management
Education
Through 4 H I took courses at Del Vel also Penn State. On my own I went to BCCC. 1979 — 1983
AASD and Animal Husbandity, Animal Science, Animal care and vet needs, Animal Science
Penn State University 1975 — 1979
Bachelor of Applied Science (B.A.Sc.), Large Animal/Food Animal and Equine Surgery and Medicine
Delaware Valley College 1971 — 1974
Animal Science, Animal Science
Pet Placement Center of Bucks County July 1970 - Present
Pet Placement Center of Bucks County July 1970 - Present
Pet Placement Center of Bucks County May 1970 - Present
my own business July 1969 - Present
Smith Barney July 2000 - November 2004
Ashwood fire wood company March 1976 - March 1989
WTTM March 1960 - November 1963
Skills
Medical skills with..., Aniimals, Animal Welfare, Pets, Fundraising, Administration, Public Speaking, PowerPoint, Excel, Microsoft Office, Non-profits, Negotiation, Problem Solving, Event Planning, Facebook, Dog Training, System Administration, Dogs, Microsoft Excel, Customer Service, Public Relations, Animal Work, Social Networking, Research, Marketing, Marketing Strategy, Animal Behavior, Event Management, Microsoft Word, Creative Writing, Teaching, Small Business, Blogging, Team Building, Horses, Training, Press Releases, Retail, Community Outreach, Coaching, Policy, Advertising, Sales, Online Advertising, Nonprofits, Social Media, Management, Leadership, Equestrian, Time Management
Education
Through 4 H I took courses at Del Vel also Penn State. On my own I went to BCCC. 1979 — 1983
AASD and Animal Husbandity, Animal Science, Animal care and vet needs, Animal Science
Penn State University 1975 — 1979
Bachelor of Applied Science (B.A.Sc.), Large Animal/Food Animal and Equine Surgery and Medicine
Delaware Valley College 1971 — 1974
Animal Science, Animal Science
Sean Tibbs Sean Tibbs's Smith Barney Experience March 2004 - April 2012
Job Director, Product Management at TIAACREF
Industry Financial Services
Experience
TIAA-CREF March 2012 - Present
Smith Barney March 2004 - April 2012
DeLeeuw Associates Inc. February 1998 - February 2004
Chubb Professional Resources May 1997 - February 1998
UAM Retirement Plan Services January 1997 - September 1997
Abar Pension Services, Inc September 1995 - January 1997
General Business Services June 1994 - September 1995
Skills
Program Management, SDLC, Agile & Waterfall..., Annuity Order Entry, Banking, Managing Project Budgets, Business Analysis, Business Case, Business Process Design, Business Requirements, Business Intelligence, Business Strategy, Capital Budgeting, Change Management, Competitive Analysis, Compliance, Cross-functional Team..., Data Integration, Financial Analysis, Financial Forecasting, IT Financial Management, Financial Modeling, Financial Risk, Financial Services, IT Operations, IT Strategy, Life Insurance, Management, Management Consulting, Managerial Finance, Mutual Funds, PMO, PMP, Portfolio Management, Project Portfolio..., Relationship Management, Risk Management, SaaS, Six Sigma, Software Project..., Solution Implementation, Staff Management, Strategic Partnerships, Strategic Planning, Team Building, Technology Management, Vendor Management, Process Improvement, Mergers & Acquisitions, Project Management
Education
Duke University 1990 — 1994
BA, Double Major Mathematics, Economics
TIAA-CREF March 2012 - Present
Smith Barney March 2004 - April 2012
DeLeeuw Associates Inc. February 1998 - February 2004
Chubb Professional Resources May 1997 - February 1998
UAM Retirement Plan Services January 1997 - September 1997
Abar Pension Services, Inc September 1995 - January 1997
General Business Services June 1994 - September 1995
Skills
Program Management, SDLC, Agile & Waterfall..., Annuity Order Entry, Banking, Managing Project Budgets, Business Analysis, Business Case, Business Process Design, Business Requirements, Business Intelligence, Business Strategy, Capital Budgeting, Change Management, Competitive Analysis, Compliance, Cross-functional Team..., Data Integration, Financial Analysis, Financial Forecasting, IT Financial Management, Financial Modeling, Financial Risk, Financial Services, IT Operations, IT Strategy, Life Insurance, Management, Management Consulting, Managerial Finance, Mutual Funds, PMO, PMP, Portfolio Management, Project Portfolio..., Relationship Management, Risk Management, SaaS, Six Sigma, Software Project..., Solution Implementation, Staff Management, Strategic Partnerships, Strategic Planning, Team Building, Technology Management, Vendor Management, Process Improvement, Mergers & Acquisitions, Project Management
Education
Duke University 1990 — 1994
BA, Double Major Mathematics, Economics
Christopher Dyrhaug Christopher Dyrhaug's Smith Barney Experience March 2006 - February 2009
Job Managing Director Individual Markets
Industry Financial Services
Experience
Guardian Life December 2013 - Present
Morgan Stanley October 2012 - December 2013
Morgan Stanley Smith Barney February 2009 - October 2012
Smith Barney March 2006 - February 2009
Education
Eastern Illinois University 1988 — 1992
Bachelor of Science, Finance
Guardian Life December 2013 - Present
Morgan Stanley October 2012 - December 2013
Morgan Stanley Smith Barney February 2009 - October 2012
Smith Barney March 2006 - February 2009
Education
Eastern Illinois University 1988 — 1992
Bachelor of Science, Finance
Vince Davis's Smith Barney Experience 1986 - 1995
Job VP, Sales at SF Group Ltd
Industry Financial Services
Experience
Student Funding Group, LLC / StuFund Marketing, LLC / SF Staffing Solutions January 2008 - Present
SF Group Ltd. January 2008 - Present
Weichert, Realtors 2013 - 2014
Sallie Mae 2004 - 2007
Wachovia Education Finance 2001 - 2003
The Vanguard Group 2000 - 2001
Merrill Lynch 1999 - 2000
Merrill Lynch 1997 - 1998
Bankers Trust 1995 - 1996
Smith Barney 1986 - 1995
Skills
Relationship Management
Education
Earlham College 1981 — 1985
BA, Economics/ Business Management
Brooklyn Friends School
Student Funding Group, LLC / StuFund Marketing, LLC / SF Staffing Solutions January 2008 - Present
SF Group Ltd. January 2008 - Present
Weichert, Realtors 2013 - 2014
Sallie Mae 2004 - 2007
Wachovia Education Finance 2001 - 2003
The Vanguard Group 2000 - 2001
Merrill Lynch 1999 - 2000
Merrill Lynch 1997 - 1998
Bankers Trust 1995 - 1996
Smith Barney 1986 - 1995
Skills
Relationship Management
Education
Earlham College 1981 — 1985
BA, Economics/ Business Management
Brooklyn Friends School
John Gammons, CFP® John Gammons, CFP®'s Smith Barney Experience October 2006 - April 2010
Job Financial Advisor Delivering Personalized Financial Planning and Advice
Industry Financial Services
Experience
SunTrust Investment Services, Inc. April 2010 - Present
Smith Barney October 2006 - April 2010
Wells Fargo Advisors September 2005 - October 2006
Morgan Stanley July 2004 - September 2005
Education
East Carolina University 2002 — 2003
Master's degree, Business Administration and Management, General
East Carolina University 1998 — 2002
Bachelor's degree, Business Administration and Management, General
SunTrust Investment Services, Inc. April 2010 - Present
Smith Barney October 2006 - April 2010
Wells Fargo Advisors September 2005 - October 2006
Morgan Stanley July 2004 - September 2005
Education
East Carolina University 2002 — 2003
Master's degree, Business Administration and Management, General
East Carolina University 1998 — 2002
Bachelor's degree, Business Administration and Management, General
Nicholas Sherwin Nicholas Sherwin's Smith Barney Experience January 2009 - April 2009
Job Account Supervisor at CAHG
Industry Marketing and Advertising
Experience
CAHG March 2014 - Present
CAHG June 2012 - March 2014
Otsuka Pharmaceutical Companies (U.S.) December 2012 - April 2013
Bristol-Myers Squibb March 2012 - July 2012
CAHG February 2011 - May 2012
CAHG May 2010 - February 2011
Total Attorneys February 2008 - January 2010
Smith Barney January 2009 - April 2009
Chicago Bears July 2008 - September 2008
Skills
Marketing Communications, Market Research, Brand Development, Online Marketing, CRM, Copywriting, B2B, Digital Media, Interactive Marketing, Creative Strategy, Google Analytics
Education
DePaul University 2005 — 2009
BSC, Marketing
CAHG March 2014 - Present
CAHG June 2012 - March 2014
Otsuka Pharmaceutical Companies (U.S.) December 2012 - April 2013
Bristol-Myers Squibb March 2012 - July 2012
CAHG February 2011 - May 2012
CAHG May 2010 - February 2011
Total Attorneys February 2008 - January 2010
Smith Barney January 2009 - April 2009
Chicago Bears July 2008 - September 2008
Skills
Marketing Communications, Market Research, Brand Development, Online Marketing, CRM, Copywriting, B2B, Digital Media, Interactive Marketing, Creative Strategy, Google Analytics
Education
DePaul University 2005 — 2009
BSC, Marketing
Yoav Lurie Yoav Lurie's Smith Barney Experience May 2002 - August 2002
Job CEO and Founder at Simple Energy
Industry Utilities
Experience
Simple Energy June 2010 - Present
Synteractive, Inc. September 2008 - January 2010
Teach For America September 2007 - July 2008
Camp Kesem October 2002 - September 2007
The Redwoods Group April 2004 - August 2007
Egg Factory 2003 - 2003
Smith Barney May 2002 - August 2002
Skills
Market Analysis, Enterprise Architecture, Customer Engagement, Start-ups, Incubators, Business Strategy, Gamification, Energy Efficiency, Entrepreneurship, Cleantech, Strategy, Mergers & Acquisitions, Fundraising, Business Development, Leadership, Social Media Marketing, Strategic Partnerships, Program Management, Energy, Renewable Energy, Venture Capital, Nonprofits, Management, Policy, Analysis, New Business Development, Public Speaking, SaaS, Digital Marketing, Demand Response, Sustainability, Strategic Planning, Product Management
Education
Duke University 2001 — 2005
BA
Beverly Hills High School
Simple Energy June 2010 - Present
Synteractive, Inc. September 2008 - January 2010
Teach For America September 2007 - July 2008
Camp Kesem October 2002 - September 2007
The Redwoods Group April 2004 - August 2007
Egg Factory 2003 - 2003
Smith Barney May 2002 - August 2002
Skills
Market Analysis, Enterprise Architecture, Customer Engagement, Start-ups, Incubators, Business Strategy, Gamification, Energy Efficiency, Entrepreneurship, Cleantech, Strategy, Mergers & Acquisitions, Fundraising, Business Development, Leadership, Social Media Marketing, Strategic Partnerships, Program Management, Energy, Renewable Energy, Venture Capital, Nonprofits, Management, Policy, Analysis, New Business Development, Public Speaking, SaaS, Digital Marketing, Demand Response, Sustainability, Strategic Planning, Product Management
Education
Duke University 2001 — 2005
BA
Beverly Hills High School
Louis Gilman, J.D., AIF's Smith Barney Experience January 2007 - October 2010
Job Principal at Evolution Private Wealth Mgmt., Inc.
Industry Financial Services
Experience
Evolution Private Wealth Management, Inc. October 2010 - Present
Smith Barney January 2007 - October 2010
Ameriprise 2004 - 2007
Crave Entertainment 1999 - 2001
Skills
Series 7, Estate Planning, Retirement Planning, Wealth Management, Investment Advisory, Investments, Mutual Funds, Asset Allocation, Alternative Investments, Strategic Financial..., Financial Advisory, Uniform Combined State..., Wealth, Financial Planners, Investment Strategies, Asset Managment, ETFs, 401k, Bonds, Equities, Asset Management, Finance, Securities, Financial Services
Education
DePaul University College of Law 1995 — 1998
J.D., Law
Evolution Private Wealth Management, Inc. October 2010 - Present
Smith Barney January 2007 - October 2010
Ameriprise 2004 - 2007
Crave Entertainment 1999 - 2001
Skills
Series 7, Estate Planning, Retirement Planning, Wealth Management, Investment Advisory, Investments, Mutual Funds, Asset Allocation, Alternative Investments, Strategic Financial..., Financial Advisory, Uniform Combined State..., Wealth, Financial Planners, Investment Strategies, Asset Managment, ETFs, 401k, Bonds, Equities, Asset Management, Finance, Securities, Financial Services
Education
DePaul University College of Law 1995 — 1998
J.D., Law
Michael Johnson, CFA Michael Johnson, CFA's Smith Barney Experience January 1997 - January 2007
Job Hightower I The Sarian Group
Industry Financial Services
Experience
The Sarian Group at Hightower Advisors May 2014 - Present
Wells Fargo Advisors I The Barnes & Beck Group I Financial Advisor January 2010 - May 2014
Wisdomtree March 2006 - May 2008
Smith Barney January 1997 - January 2007
Skills
Asset Allocation, Portfolio Management, Mutual Funds, Securities, Alternative Investments, Financial Advisory, Investments, Asset Management, ETFs, Program Management, Equities, Wealth Management, Financial Modeling, Financial Services, Investment Advisory, Investment Strategies, Retirement Planning
Education
Drexel University 1980 — 1982
MS, MBA, Investment Management
Shippensburg University of Pennsylvania 1974 — 1978
Bachelor of Science in Business Administration, Business Managment
The Sarian Group at Hightower Advisors May 2014 - Present
Wells Fargo Advisors I The Barnes & Beck Group I Financial Advisor January 2010 - May 2014
Wisdomtree March 2006 - May 2008
Smith Barney January 1997 - January 2007
Skills
Asset Allocation, Portfolio Management, Mutual Funds, Securities, Alternative Investments, Financial Advisory, Investments, Asset Management, ETFs, Program Management, Equities, Wealth Management, Financial Modeling, Financial Services, Investment Advisory, Investment Strategies, Retirement Planning
Education
Drexel University 1980 — 1982
MS, MBA, Investment Management
Shippensburg University of Pennsylvania 1974 — 1978
Bachelor of Science in Business Administration, Business Managment
George Salter II, CFP® George Salter II, CFP®'s Smith Barney Experience April 2006 - June 2009
Job Partner at Blossom Ventures
Industry Investment Management
Experience
Blossom Ventures December 2011 - Present
Blossom Wealth Management June 2009 - Present
Capistrano Global Advisory Services May 2009 - Present
Dominican University of California January 2009 - Present
Mustang Soccer July 2009 - October 2009
Smith Barney April 2006 - June 2009
International Business Advisory Council 2008 - 2009
Merrill Lynch September 2003 - August 2005
Ameriprise Financial Advisors January 2002 - September 2003
Skills
Strategic Financial..., Estate Planning, Investment Strategies, Private Equity, Asset Managment, Finance, Investments, Insurance, Retirement, Wealth Management, Management, Wealth, Strategic Partnerships, Leadership, Marketing, Due Diligence, Business Development, Non-profits, Entrepreneurship, Small Business, Strategy, Real Estate, Portfolio Management, Public Speaking, Business Strategy, Financial Modeling, Project Planning, Social Media, Fundraising, Venture Capital, Start-ups, Mergers, Succession Planning, Financial Analysis, Financial Advisory, Strategic Planning, Marketing Strategy, Research, Mergers & Acquisitions, Analysis, Business Planning, Market Research, Executive Management, International Business
Education
American College for Financial Planning 2005 — 2005
CFP® Designation, CERTIFIED FINANCIAL PLANNER™, CFP®
University of San Diego School of Law 1999 — 2002
Juris Doctor, Law
Dominican University of California 1997 — 1999
MBA, Pacific Basin Studies
Dominican University of California 1995 — 1997
BA, Political Science
Palomar College 1993 — 1995
AA, Liberal Studies
Escondido High School 1989 — 1993
GE
Blossom Ventures December 2011 - Present
Blossom Wealth Management June 2009 - Present
Capistrano Global Advisory Services May 2009 - Present
Dominican University of California January 2009 - Present
Mustang Soccer July 2009 - October 2009
Smith Barney April 2006 - June 2009
International Business Advisory Council 2008 - 2009
Merrill Lynch September 2003 - August 2005
Ameriprise Financial Advisors January 2002 - September 2003
Skills
Strategic Financial..., Estate Planning, Investment Strategies, Private Equity, Asset Managment, Finance, Investments, Insurance, Retirement, Wealth Management, Management, Wealth, Strategic Partnerships, Leadership, Marketing, Due Diligence, Business Development, Non-profits, Entrepreneurship, Small Business, Strategy, Real Estate, Portfolio Management, Public Speaking, Business Strategy, Financial Modeling, Project Planning, Social Media, Fundraising, Venture Capital, Start-ups, Mergers, Succession Planning, Financial Analysis, Financial Advisory, Strategic Planning, Marketing Strategy, Research, Mergers & Acquisitions, Analysis, Business Planning, Market Research, Executive Management, International Business
Education
American College for Financial Planning 2005 — 2005
CFP® Designation, CERTIFIED FINANCIAL PLANNER™, CFP®
University of San Diego School of Law 1999 — 2002
Juris Doctor, Law
Dominican University of California 1997 — 1999
MBA, Pacific Basin Studies
Dominican University of California 1995 — 1997
BA, Political Science
Palomar College 1993 — 1995
AA, Liberal Studies
Escondido High School 1989 — 1993
GE
Bruce Goodman Bruce Goodman's Smith Barney Experience 1988 - 1998
Job Private Investor
Industry Financial Services
Experience
Merrill Lynch 2012 - 2013
TIAA-CREF 2007 - 2010
Janney Montgomery Scott 1998 - 2003
Smith Barney 1988 - 1998
Hay Group 1984 - 1988
Federal Reserve System 1983 - 1983
Skills
Wealth Management, Investment Advisory, Asset Allocation, Investment Strategies, Annuities, Financial Advisory, Securities, Retirement, Investments, Investment Management, Wealth Management..., Finance, Asset Management, Strategic Financial..., Hedge Funds, Portfolio Management, Financial Planners
Education
Drexel University
MBA
Saint Joseph's University
Bachelor of Science (BS), Accounting
Merrill Lynch 2012 - 2013
TIAA-CREF 2007 - 2010
Janney Montgomery Scott 1998 - 2003
Smith Barney 1988 - 1998
Hay Group 1984 - 1988
Federal Reserve System 1983 - 1983
Skills
Wealth Management, Investment Advisory, Asset Allocation, Investment Strategies, Annuities, Financial Advisory, Securities, Retirement, Investments, Investment Management, Wealth Management..., Finance, Asset Management, Strategic Financial..., Hedge Funds, Portfolio Management, Financial Planners
Education
Drexel University
MBA
Saint Joseph's University
Bachelor of Science (BS), Accounting
John Zangari's Smith Barney Experience 1988 - 1992
Job Financial Advisor, Managing Director at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. 2013 - Present
Ameriprise Financial Services, Inc. November 2012 - Present
Morgan Stanley Wealth Management July 2002 - December 2012
Bank of America, Merrill Lynch December 1991 - July 2002
Smith Barney 1988 - 1992
Deloitte 1983 - 1988
Education
Drexel University 1979 — 1984
Bachelor of Applied Science (BASc), Accounting and Finance
Ameriprise Financial Services, Inc. 2013 - Present
Ameriprise Financial Services, Inc. November 2012 - Present
Morgan Stanley Wealth Management July 2002 - December 2012
Bank of America, Merrill Lynch December 1991 - July 2002
Smith Barney 1988 - 1992
Deloitte 1983 - 1988
Education
Drexel University 1979 — 1984
Bachelor of Applied Science (BASc), Accounting and Finance
Robert Seward Robert Seward's Smith Barney Experience July 1959 - June 1994
Job Financial Engineering
Industry Capital Markets
Experience
SSI Corporate Consulting August 1974 - Present
Smith Barney July 1959 - June 1994
Skills
Financial Engineering, Mergers & Acquisitions, Portfolio Management, Risk Management, Financial Analysis, Managerial Finance, Alternative Investments, Finance, Wealth Management, Hedge Funds, Valuation, Investment Banking, Economics, Asset Allocation, Investments, Financial Modeling, Capital Markets, Derivatives, Management Consulting, Equities, Fixed Income, Business Analysis, Corporate Finance, Financial Markets, Entrepreneurship, Securities, Analysis
Education
U Of Chicago 1958 — 1963
Master of Business Administration, Economics, Honor Scholor
DePauw University 1954 — 1958
Bachelor's Degree, Money And Banking
SSI Corporate Consulting August 1974 - Present
Smith Barney July 1959 - June 1994
Skills
Financial Engineering, Mergers & Acquisitions, Portfolio Management, Risk Management, Financial Analysis, Managerial Finance, Alternative Investments, Finance, Wealth Management, Hedge Funds, Valuation, Investment Banking, Economics, Asset Allocation, Investments, Financial Modeling, Capital Markets, Derivatives, Management Consulting, Equities, Fixed Income, Business Analysis, Corporate Finance, Financial Markets, Entrepreneurship, Securities, Analysis
Education
U Of Chicago 1958 — 1963
Master of Business Administration, Economics, Honor Scholor
DePauw University 1954 — 1958
Bachelor's Degree, Money And Banking
Stephen Cannon Stephen Cannon's Smith Barney Experience May 2001 - May 2003
Job Co President at HeritageBank Mortgage
Industry Financial Services
Experience
HeritageBank Mortgage August 2012 - Present
LoanSouth Mortgage March 2011 - August 2012
Meridian Mortgage Partners, LLC February 2009 - March 2011
SunTrust Mortgage May 2003 - February 2009
Banc Mortgage 2003 - 2005
Smith Barney May 2001 - May 2003
Smith Barney May 1998 - May 2001
Skills
Mortgage, Residential Mortgages, Investment Properties, Refinance, FHA, Mortgage Banking, Loans, USDA, Loan Origination, VA loans, FHA financing, Credit, Construction Loans, Banking, Underwriting, Certified Mortgage..., Credit Analysis, Reverse Mortgages, Real Estate, Finance, Mortgage Lending, Real Estate Financing
Education
Duke 1994 — 1998
BA, Economics
Duke University 1994 — 1998
BA, Economics
HeritageBank Mortgage August 2012 - Present
LoanSouth Mortgage March 2011 - August 2012
Meridian Mortgage Partners, LLC February 2009 - March 2011
SunTrust Mortgage May 2003 - February 2009
Banc Mortgage 2003 - 2005
Smith Barney May 2001 - May 2003
Smith Barney May 1998 - May 2001
Skills
Mortgage, Residential Mortgages, Investment Properties, Refinance, FHA, Mortgage Banking, Loans, USDA, Loan Origination, VA loans, FHA financing, Credit, Construction Loans, Banking, Underwriting, Certified Mortgage..., Credit Analysis, Reverse Mortgages, Real Estate, Finance, Mortgage Lending, Real Estate Financing
Education
Duke 1994 — 1998
BA, Economics
Duke University 1994 — 1998
BA, Economics
David Milavickas David Milavickas's Smith Barney Experience April 1998 - November 2000
Job Geometry Teacher at Mount Carmel High School
Industry Education Management
Experience
Mount Carmel High School June 2015 - Present
St. Malachy Elementary School January 2015 - June 2015
Land of the Free, Home of the Brave June 2014 - January 2015
PepsiCo - Frito Lay August 2013 - June 2014
PepsiCo - Frito Lay February 2013 - August 2013
NBS Financial Services July 2003 - May 2011
LaSalle Financial Services December 2000 - July 2003
Smith Barney April 1998 - November 2000
Paris Cooperative High School August 1993 - April 1998
Lewistown High School August 1991 - August 1993
Skills
Investments, Asset Allocation, Financial Analysis, Strategic Planning, Insurance, Coaching, Banking, Mutual Funds, Strategic Financial..., Accounting, Teaching, Microsoft Word, Business Development, Finance, Financial Modeling, Investment Advisory, Investment Strategies, Alternative Investments, Investment Management, Problem Solving, PowerPoint, Microsoft Excel, Microsoft Publisher, Education, Tax Accounting, Program Budgeting, Coaching Football, Coaching Baseball, Entrepreneurship, Economics, Secondary Education, Motivation, Motivational Speaking, Strategy, Portfolio Management, Management, Sales, Sales Presentations, Sales Process, Direct Sales, Manage Client..., Client Presentation, Account Management, New Business Development
Education
Eastern Illinois University 1994 — 1997
Studied Ed. Admin., Education Administration
Eastern Michigan University 1985 — 1988
Bachelors, Business Education
Mount Carmel High School June 2015 - Present
St. Malachy Elementary School January 2015 - June 2015
Land of the Free, Home of the Brave June 2014 - January 2015
PepsiCo - Frito Lay August 2013 - June 2014
PepsiCo - Frito Lay February 2013 - August 2013
NBS Financial Services July 2003 - May 2011
LaSalle Financial Services December 2000 - July 2003
Smith Barney April 1998 - November 2000
Paris Cooperative High School August 1993 - April 1998
Lewistown High School August 1991 - August 1993
Skills
Investments, Asset Allocation, Financial Analysis, Strategic Planning, Insurance, Coaching, Banking, Mutual Funds, Strategic Financial..., Accounting, Teaching, Microsoft Word, Business Development, Finance, Financial Modeling, Investment Advisory, Investment Strategies, Alternative Investments, Investment Management, Problem Solving, PowerPoint, Microsoft Excel, Microsoft Publisher, Education, Tax Accounting, Program Budgeting, Coaching Football, Coaching Baseball, Entrepreneurship, Economics, Secondary Education, Motivation, Motivational Speaking, Strategy, Portfolio Management, Management, Sales, Sales Presentations, Sales Process, Direct Sales, Manage Client..., Client Presentation, Account Management, New Business Development
Education
Eastern Illinois University 1994 — 1997
Studied Ed. Admin., Education Administration
Eastern Michigan University 1985 — 1988
Bachelors, Business Education
Abhishek (Abhi) Kedia Abhishek (Abhi) Kedia's Smith Barney Experience July 2006 - May 2007
Job Vice President, TMT Investment Banking at Wells Fargo
Industry Banking
Experience
Wells Fargo Securities February 2014 - Present
Wells Fargo Securities June 2012 - February 2014
Jefferies & Company February 2011 - May 2012
Wells Fargo Securities, Technology, Media & Telecom, Investment Banking July 2010 - February 2011
Wells Fargo Securities 2007 - 2010
Smith Barney July 2006 - May 2007
Merrill Lynch January 2006 - May 2006
Klingler & Associates September 2005 - December 2005
Skills
Investment Banking, Sales, Team Management, Valuation, Mergers & Acquisitions, Debt Capital Markets, Equity Capital Markets, Equities, Financial Modeling, Finance, Investments, Business Valuation, LBO, Capital Markets, Private Equity
Education
Goldey Beacom College 2008 — 2011
Masters in Management
Dickinson College 2003 — 2007
Bachelor of Arts, International Business & Management
St. James 1989 — 2003
Wells Fargo Securities February 2014 - Present
Wells Fargo Securities June 2012 - February 2014
Jefferies & Company February 2011 - May 2012
Wells Fargo Securities, Technology, Media & Telecom, Investment Banking July 2010 - February 2011
Wells Fargo Securities 2007 - 2010
Smith Barney July 2006 - May 2007
Merrill Lynch January 2006 - May 2006
Klingler & Associates September 2005 - December 2005
Skills
Investment Banking, Sales, Team Management, Valuation, Mergers & Acquisitions, Debt Capital Markets, Equity Capital Markets, Equities, Financial Modeling, Finance, Investments, Business Valuation, LBO, Capital Markets, Private Equity
Education
Goldey Beacom College 2008 — 2011
Masters in Management
Dickinson College 2003 — 2007
Bachelor of Arts, International Business & Management
St. James 1989 — 2003
Stu Story Stu Story's Smith Barney Experience October 2007 - July 2008
Job Regional Director of Sales at OpenSymmetry
Industry Management Consulting
Experience
OpenSymmetry September 2015 - Present
Insperity July 2008 - September 2015
Smith Barney October 2007 - July 2008
Skills
P&L Accountability, Sales Management..., Consultative Sales..., Team Leadership, Leadership Development, Employee Benefits Design, New Business Development, Sales Management, Team Building, Forecasting, Performance Management, Performance Improvement, Management Consulting, HR Consulting, Strategic HR, Account Management, Marketing, Employee Benefits, Leadership, Management, P, Sales, Recruiting, Selling, Small Business, Strategic Planning, Strategy, Human Resources
Education
East Carolina University 1990 — 1995
Bachelor of Arts (BA), Economics
OpenSymmetry September 2015 - Present
Insperity July 2008 - September 2015
Smith Barney October 2007 - July 2008
Skills
P&L Accountability, Sales Management..., Consultative Sales..., Team Leadership, Leadership Development, Employee Benefits Design, New Business Development, Sales Management, Team Building, Forecasting, Performance Management, Performance Improvement, Management Consulting, HR Consulting, Strategic HR, Account Management, Marketing, Employee Benefits, Leadership, Management, P, Sales, Recruiting, Selling, Small Business, Strategic Planning, Strategy, Human Resources
Education
East Carolina University 1990 — 1995
Bachelor of Arts (BA), Economics
Rebecca Perryman Rebecca Perryman's Smith Barney Experience March 2006 - March 2008
Job Manager at True Partners Consulting
Industry Accounting
Experience
True Partners Consulting January 2012 - Present
True Partners Consulting June 2008 - Present
Smith Barney March 2006 - March 2008
Skills
Tax, Tax Accounting, Sales & Use Tax, Tax Research, Income Tax, Tax Law, Finance, Sarbanes-Oxley Act
Education
DePaul University 2004 — 2008
Finance, Economics
True Partners Consulting January 2012 - Present
True Partners Consulting June 2008 - Present
Smith Barney March 2006 - March 2008
Skills
Tax, Tax Accounting, Sales & Use Tax, Tax Research, Income Tax, Tax Law, Finance, Sarbanes-Oxley Act
Education
DePaul University 2004 — 2008
Finance, Economics
Laura Gage, CFA Laura Gage, CFA's Smith Barney Experience May 2005 - January 2007
Job Research Analyst at Principal Financial Group
Industry Financial Services
Experience
Principal Financial Group January 2011 - Present
Holmes Murphy Financial Services January 2007 - January 2011
Smith Barney May 2005 - January 2007
Skills
Asset Allocation, Portfolio Management, Investments, Wealth Management, Series 7, Mutual Funds, Asset Management, Securities, Financial Analysis, Equities, Fixed Income, Financial Modeling
Education
Drake University 2001 — 2005
BSBA, Finance
Carmel High School 1997 — 2001
High School Diploma
Principal Financial Group January 2011 - Present
Holmes Murphy Financial Services January 2007 - January 2011
Smith Barney May 2005 - January 2007
Skills
Asset Allocation, Portfolio Management, Investments, Wealth Management, Series 7, Mutual Funds, Asset Management, Securities, Financial Analysis, Equities, Fixed Income, Financial Modeling
Education
Drake University 2001 — 2005
BSBA, Finance
Carmel High School 1997 — 2001
High School Diploma
Frank Weber Jr. Frank Weber Jr.'s Smith Barney Experience July 1993 - September 1994
Job President at FX Group Inc
Industry Financial Services
Experience
FX Group 2006 - 2015
FX Group 2006 - 2012
AMF CAPITAL August 2005 - January 2007
Camelot Advisors,LLC June 2002 - July 2005
Salomon Smith Barney Inc. September 1999 - June 2002
Prudential Financial November 1994 - September 1999
Smith Barney July 1993 - September 1994
Skills
Venture Capital, New Business Development, Business Strategy, Strategic Planning, Alternative Investments, Investment Banking, Wealth Management, Small Business, Asset Managment, Entrepreneurship, Portfolio Management, Business Development, Trading, Insurance, Strategic Financial..., Private Equity, Marketing Strategy, Business Planning, Corporate Finance, IPO, Asset Management, Financial Planning
Education
Virginia Commonwealth University - School of Business 1988 — 1991
BS, Corporate Real estate
Dean College 1986 — 1988
asscociate, business
Pines
FX Group 2006 - 2015
FX Group 2006 - 2012
AMF CAPITAL August 2005 - January 2007
Camelot Advisors,LLC June 2002 - July 2005
Salomon Smith Barney Inc. September 1999 - June 2002
Prudential Financial November 1994 - September 1999
Smith Barney July 1993 - September 1994
Skills
Venture Capital, New Business Development, Business Strategy, Strategic Planning, Alternative Investments, Investment Banking, Wealth Management, Small Business, Asset Managment, Entrepreneurship, Portfolio Management, Business Development, Trading, Insurance, Strategic Financial..., Private Equity, Marketing Strategy, Business Planning, Corporate Finance, IPO, Asset Management, Financial Planning
Education
Virginia Commonwealth University - School of Business 1988 — 1991
BS, Corporate Real estate
Dean College 1986 — 1988
asscociate, business
Pines
Violet Kosinski Violet Kosinski's Smith Barney Experience November 2006 - October 2007
Job Strategy Manager at GE Capital
Industry Financial Services
Experience
GE Capital December 2013 - Present
Gannett Digital Marketing Services December 2012 - November 2013
Sears Holdings Corporation June 2011 - November 2012
Sears Holdings Corporation July 2008 - August 2010
JP Morgan Chase October 2007 - June 2008
Smith Barney November 2006 - October 2007
Bank of Tokyo-Mitsubishi June 2007 - August 2007
TCF Bank August 2006 - December 2006
Skills
Essbase, Microsoft Excel, Financial Analysis, Account Reconciliation, PowerPoint, Omniture, Fast Learner, Highly personable, Business Objects, PeopleSoft, PwC TeamMate, Financial Forecasting, Annual Planning, Monthly Close Process, Financial Reporting, Project Analysis, Expense Budget..., Internal Audit, Financial Modeling, Strategy, Analytics, Auditing, Hyperion Enterprise, Process Improvement, Variance Analysis, Sarbanes-Oxley, Accounting, Forecasting, Financial Risk, Salesforce.com
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2010 — 2011
Master of Business Administration (MBA), Accounting and Finance
DePaul University 2004 — 2008
Bachelor of Commerce (BCom), Finance and Marketing
GE Capital December 2013 - Present
Gannett Digital Marketing Services December 2012 - November 2013
Sears Holdings Corporation June 2011 - November 2012
Sears Holdings Corporation July 2008 - August 2010
JP Morgan Chase October 2007 - June 2008
Smith Barney November 2006 - October 2007
Bank of Tokyo-Mitsubishi June 2007 - August 2007
TCF Bank August 2006 - December 2006
Skills
Essbase, Microsoft Excel, Financial Analysis, Account Reconciliation, PowerPoint, Omniture, Fast Learner, Highly personable, Business Objects, PeopleSoft, PwC TeamMate, Financial Forecasting, Annual Planning, Monthly Close Process, Financial Reporting, Project Analysis, Expense Budget..., Internal Audit, Financial Modeling, Strategy, Analytics, Auditing, Hyperion Enterprise, Process Improvement, Variance Analysis, Sarbanes-Oxley, Accounting, Forecasting, Financial Risk, Salesforce.com
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2010 — 2011
Master of Business Administration (MBA), Accounting and Finance
DePaul University 2004 — 2008
Bachelor of Commerce (BCom), Finance and Marketing
Michele Arbogast Michele Arbogast's Smith Barney Experience March 1995 - January 2001
Job Vice President at Barclays Wealth & Investment Management in the Americas
Industry Financial Services
Experience
Barclays Wealth and Investment Management in the Americas July 2013 - Present
USAA April 2011 - May 2013
Women & Co./Citi January 2007 - April 2011
Citi Smith Barney January 2001 - December 2006
Smith Barney March 1995 - January 2001
Smith Barney June 1994 - March 1995
Merrill Lynch October 1989 - June 1994
Shearson American Express June 1985 - October 1989
Education
Dutchess Community College
Barclays Wealth and Investment Management in the Americas July 2013 - Present
USAA April 2011 - May 2013
Women & Co./Citi January 2007 - April 2011
Citi Smith Barney January 2001 - December 2006
Smith Barney March 1995 - January 2001
Smith Barney June 1994 - March 1995
Merrill Lynch October 1989 - June 1994
Shearson American Express June 1985 - October 1989
Education
Dutchess Community College
Tim Rolfs, CIMA®, AIF®'s Smith Barney Experience March 2006 - February 2008
Job Director, Head of Advisory Platforms at MetLife Securities, Inc.
Industry Financial Services
Experience
MetLife October 2014 - Present
MetLife April 2014 - October 2014
LPL Financial September 2011 - April 2014
Goldman Sachs March 2008 - March 2011
Smith Barney March 2006 - February 2008
Charles Schwab February 2004 - March 2006
Skills
Investments, Portfolio Management, Asset Allocation, Series 7, Sales, Business Development, Financial Services, Trading Strategies, Client Presentation, Asset Management, Hedge Funds, Risk Reduction, Alternative Investments, Fixed Income, High Net Worth..., Series 24
Education
DePauw University 1998 — 2002
BA, Economics
MetLife October 2014 - Present
MetLife April 2014 - October 2014
LPL Financial September 2011 - April 2014
Goldman Sachs March 2008 - March 2011
Smith Barney March 2006 - February 2008
Charles Schwab February 2004 - March 2006
Skills
Investments, Portfolio Management, Asset Allocation, Series 7, Sales, Business Development, Financial Services, Trading Strategies, Client Presentation, Asset Management, Hedge Funds, Risk Reduction, Alternative Investments, Fixed Income, High Net Worth..., Series 24
Education
DePauw University 1998 — 2002
BA, Economics
Ken Gilson's Smith Barney Experience 2007 - 2007
Job Senior Cost Accountant at Victaulic
Industry Financial Services
Experience
Victaulic February 2014 - Present
Victaulic January 2013 - February 2014
Victaulic August 2011 - December 2012
Leiby's Dairy, Inc. March 2008 - August 2011
The Arc of Lehigh and Northampton Counties June 2005 - July 2007
Smith Barney 2007 - 2007
Skills
Accounting, Financial Forecasting, Microsoft Excel, PowerPoint, Account Reconciliation, Cost Accounting, Financial Analysis, Financial Reporting, Hyperion Enterprise, Process Improvement, Cross-functional Team..., Lotus Notes, Continuous Improvement, Forecasting, Manufacturing, General Ledger, Managerial Finance, Auditing, Finance, Financial Accounting, Hyperion
Education
DeSales University 2005 — 2009
MBA, Finance
Pennsylvania State University - Lehigh Valley 2000 — 2001
B.S.B.A., Accounting and Finance
Geneva College 1997 — 2000
Victaulic February 2014 - Present
Victaulic January 2013 - February 2014
Victaulic August 2011 - December 2012
Leiby's Dairy, Inc. March 2008 - August 2011
The Arc of Lehigh and Northampton Counties June 2005 - July 2007
Smith Barney 2007 - 2007
Skills
Accounting, Financial Forecasting, Microsoft Excel, PowerPoint, Account Reconciliation, Cost Accounting, Financial Analysis, Financial Reporting, Hyperion Enterprise, Process Improvement, Cross-functional Team..., Lotus Notes, Continuous Improvement, Forecasting, Manufacturing, General Ledger, Managerial Finance, Auditing, Finance, Financial Accounting, Hyperion
Education
DeSales University 2005 — 2009
MBA, Finance
Pennsylvania State University - Lehigh Valley 2000 — 2001
B.S.B.A., Accounting and Finance
Geneva College 1997 — 2000
Edward Samson Edward Samson's Smith Barney Experience 1999 - 2011
Job CEO at Basic6
Industry Computer Software
Experience
Basic6, Inc. May 2012 - Present
Weston Software June 2011 - December 2012
Morgan Stanley Smith Barney November 1999 - March 2011
Smith Barney 1999 - 2011
Prudential Securities January 1990 - November 1999
Philadelphia District Attorney's Office August 1985 - August 1989
Skills
Financial Advisory, Business Development, Investments, New Business Development, Leadership, Business Strategy, Financial Services, Strategic Planning, Equities, Start-ups, Portfolio Management, SaaS, Asset Management, Entrepreneurship, Venture Capital, Executive Management, Series 7, Strategic Partnerships
Education
The Dickinson School of Law
JD, Law
University of California, Santa Barbara
BA, Political Science
Berkshire School
Basic6, Inc. May 2012 - Present
Weston Software June 2011 - December 2012
Morgan Stanley Smith Barney November 1999 - March 2011
Smith Barney 1999 - 2011
Prudential Securities January 1990 - November 1999
Philadelphia District Attorney's Office August 1985 - August 1989
Skills
Financial Advisory, Business Development, Investments, New Business Development, Leadership, Business Strategy, Financial Services, Strategic Planning, Equities, Start-ups, Portfolio Management, SaaS, Asset Management, Entrepreneurship, Venture Capital, Executive Management, Series 7, Strategic Partnerships
Education
The Dickinson School of Law
JD, Law
University of California, Santa Barbara
BA, Political Science
Berkshire School
Robert Seward Robert Seward's Smith Barney Experience June 1959 - March 1994
Job Owner at SSI Financial Consulting
Industry Financial Services
Experience
SSI Financial Consulting August 2003 - Present
Seward Securities August 1974 - Present
Smith Barney June 1959 - March 1994
Smith Barney April 1985 - August 1987
Skills
Financial Advisory, Securities, Financial Services, Corporate Law, Risk Assessment, Investments, Wealth, Small Business, Due Diligence, Retirement Planning, Financial Analysis, Strategic Planning, Wealth Management, Strategic Financial..., Investment Advisory, Retirement, Mutual Funds, Estate Planning, Fixed Annuities, Business Planning, Capital Markets, Risk Management, Investment Strategies, Alternative Investments, Mergers & Acquisitions, Finance, Series 7, Corporate Governance
Education
The University of Chicago Booth School of Business 1958 — 1964
MBA, Economics
U of Chicago MBA 1959 — 1963
Master of Business Administration (MBA), Honor Scholar
DePauw University 1958 — 1958
BA, Finance
U of Chicago MBA
MBA, Honor Scholar
SSI Financial Consulting August 2003 - Present
Seward Securities August 1974 - Present
Smith Barney June 1959 - March 1994
Smith Barney April 1985 - August 1987
Skills
Financial Advisory, Securities, Financial Services, Corporate Law, Risk Assessment, Investments, Wealth, Small Business, Due Diligence, Retirement Planning, Financial Analysis, Strategic Planning, Wealth Management, Strategic Financial..., Investment Advisory, Retirement, Mutual Funds, Estate Planning, Fixed Annuities, Business Planning, Capital Markets, Risk Management, Investment Strategies, Alternative Investments, Mergers & Acquisitions, Finance, Series 7, Corporate Governance
Education
The University of Chicago Booth School of Business 1958 — 1964
MBA, Economics
U of Chicago MBA 1959 — 1963
Master of Business Administration (MBA), Honor Scholar
DePauw University 1958 — 1958
BA, Finance
U of Chicago MBA
MBA, Honor Scholar
Jon Acklen's Smith Barney Experience June 2006 - May 2007
Job Litigation Attorney at Stutman Law
Industry Law Practice
Experience
Stutman Law May 2014 - Present
Fine and Staud LLP June 2013 - May 2014
Cohen & Feeley May 2007 - May 2013
Smith Barney June 2006 - May 2007
Law Offices of Thomas J Wagner 2006 - 2006
Lavin O'Neil Ricci Cedrone & DiSipio 2004 - 2006
Skills
Personal Injury, Product Liability, Trials, Medical Malpractice, Civil Litigation, Litigation, Automobile Accidents, Commercial Litigation, Appeals, Personal Injury..., Wrongful Death, Torts, Trial Practice, Public Liability, Arbitration
Education
Temple University - James E. Beasley School of Law 2001 — 2004
Dickinson College 1997 — 2001
BA, Political Science & Religion
Stutman Law May 2014 - Present
Fine and Staud LLP June 2013 - May 2014
Cohen & Feeley May 2007 - May 2013
Smith Barney June 2006 - May 2007
Law Offices of Thomas J Wagner 2006 - 2006
Lavin O'Neil Ricci Cedrone & DiSipio 2004 - 2006
Skills
Personal Injury, Product Liability, Trials, Medical Malpractice, Civil Litigation, Litigation, Automobile Accidents, Commercial Litigation, Appeals, Personal Injury..., Wrongful Death, Torts, Trial Practice, Public Liability, Arbitration
Education
Temple University - James E. Beasley School of Law 2001 — 2004
Dickinson College 1997 — 2001
BA, Political Science & Religion
Lisa Mehmet, CFA Lisa Mehmet, CFA's Smith Barney Experience May 2006 - August 2006
Job Manager, High Net Worth Client Management at Harding Loevner LP
Industry Financial Services
Experience
Harding Loevner LP June 2013 - Present
Harding Loevner LP April 2012 - June 2013
SEI October 2010 - April 2012
SEI June 2007 - October 2010
Donnelly Steen & Co. January 2007 - May 2007
Smith Barney May 2006 - August 2006
Education
Saint Joseph's University - Erivan K. Haub School of Business 2008 — 2011
MBA
Dickinson College 2003 — 2006
BA
Harding Loevner LP June 2013 - Present
Harding Loevner LP April 2012 - June 2013
SEI October 2010 - April 2012
SEI June 2007 - October 2010
Donnelly Steen & Co. January 2007 - May 2007
Smith Barney May 2006 - August 2006
Education
Saint Joseph's University - Erivan K. Haub School of Business 2008 — 2011
MBA
Dickinson College 2003 — 2006
BA
Roger B. Hall Roger B. Hall's Smith Barney Experience November 1991 - July 2003
Job Senior Vice President at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC July 2003 - Present
Smith Barney November 1991 - July 2003
Skills
Series 7, Series 63, Ivestment Advisory,..., Wealth Management, Asset Allocation, Mutual Funds, Alternative Investments, Equities, Portfolio Management, Asset Management, Securities, Fixed Income, Retirement Planning, Strategic Planning
Education
Denison University 1982 — 1986
Chestnut Hill Academy 1979 — 1982
St.Bernard's School 1970 — 1978
Wells Fargo Advisors, LLC July 2003 - Present
Smith Barney November 1991 - July 2003
Skills
Series 7, Series 63, Ivestment Advisory,..., Wealth Management, Asset Allocation, Mutual Funds, Alternative Investments, Equities, Portfolio Management, Asset Management, Securities, Fixed Income, Retirement Planning, Strategic Planning
Education
Denison University 1982 — 1986
Chestnut Hill Academy 1979 — 1982
St.Bernard's School 1970 — 1978
Min Alexander's Smith Barney Experience 1999 - 2000
Job SVP, Real Estate Services
Industry Investment Management
Experience
Altisource March 2015 - Present
Altisource March 2013 - March 2015
Altisource October 2012 - March 2013
MLA Capital Partners LLC October 2010 - October 2012
Cambridge Equity Management LLC 2002 - 2010
Accenture 2000 - 2002
Smith Barney 1999 - 2000
Various Organizations 1995 - 1999
Education
Massachusetts Institute of Technology - Sloan School of Management
Master of Business Administration (MBA)
Duke University
Bachelor of Arts (BA)
Altisource March 2015 - Present
Altisource March 2013 - March 2015
Altisource October 2012 - March 2013
MLA Capital Partners LLC October 2010 - October 2012
Cambridge Equity Management LLC 2002 - 2010
Accenture 2000 - 2002
Smith Barney 1999 - 2000
Various Organizations 1995 - 1999
Education
Massachusetts Institute of Technology - Sloan School of Management
Master of Business Administration (MBA)
Duke University
Bachelor of Arts (BA)
Lonnie Evans Lonnie Evans's Smith Barney Experience March 1984 - April 2009
Job RETIRED in AUSTIN
Industry Financial Services
Experience
Austin Texas April 2009 - Present
Smith Barney March 1984 - April 2009
Motorola 1974 - 1986
Education
St. Edward's University 1977 — 1980
MBA, Business
Texas State University 1971 — 1974
BBA, Business
Del Mar College 1969 — 1971
Business
Austin Texas April 2009 - Present
Smith Barney March 1984 - April 2009
Motorola 1974 - 1986
Education
St. Edward's University 1977 — 1980
MBA, Business
Texas State University 1971 — 1974
BBA, Business
Del Mar College 1969 — 1971
Business
Matthew Kuo Matthew Kuo's Smith Barney Experience November 2003 - March 2004
Job Business Consultant at ZS Associates
Industry Management Consulting
Experience
ZS Associates September 2013 - Present
ZS Associates June 2012 - September 2012
Extend Health March 2009 - August 2011
National Association of Asian American Professionals - San Francisco August 2010 - July 2011
Deloitte Consulting July 2006 - February 2009
IBM June 2005 - August 2005
Microsoft June 2004 - September 2004
Smith Barney November 2003 - March 2004
Safeco Insurance June 2002 - September 2002
Volt June 2000 - September 2000
Skills
Excel, PowerPoint, Crystal Xcelsius, Access, Financial Modeling, Financial Analysis, Data Analysis, Forecasting, Financial Reporting, Market Research, Business Strategy, Strategic Planning, Budgeting, Management Consulting, Microsoft Office, Microsoft Excel, Cross-functional Team...
Education
UCLA Anderson School of Management 2011 — 2013
MBA, Strategy & Marketing, 3.95
University of Washington 2002 — 2006
BA, Finance, 3.86
East China Normal University 2006 — 2006
Certificate, Business Chinese
ZS Associates September 2013 - Present
ZS Associates June 2012 - September 2012
Extend Health March 2009 - August 2011
National Association of Asian American Professionals - San Francisco August 2010 - July 2011
Deloitte Consulting July 2006 - February 2009
IBM June 2005 - August 2005
Microsoft June 2004 - September 2004
Smith Barney November 2003 - March 2004
Safeco Insurance June 2002 - September 2002
Volt June 2000 - September 2000
Skills
Excel, PowerPoint, Crystal Xcelsius, Access, Financial Modeling, Financial Analysis, Data Analysis, Forecasting, Financial Reporting, Market Research, Business Strategy, Strategic Planning, Budgeting, Management Consulting, Microsoft Office, Microsoft Excel, Cross-functional Team...
Education
UCLA Anderson School of Management 2011 — 2013
MBA, Strategy & Marketing, 3.95
University of Washington 2002 — 2006
BA, Finance, 3.86
East China Normal University 2006 — 2006
Certificate, Business Chinese
John Pederson, CFA, CMT John Pederson, CFA, CMT's Smith Barney Experience 1993 - 2006
Job
Industry Investment Management
Experience
Institutional Investment Management Solutions, LLC January 2012 - Present
Credit Suisse Securities LLC July 2008 - November 2011
Merrill Lynch 2006 - 2008
Smith Barney 1993 - 2006
Education
Denison University Ohio, USA
Bachelor of Arts (BA), Economics
EDHEC Risk Institute London, UK
Global Markets Training London, UK
Institutional Investment Management Solutions, LLC January 2012 - Present
Credit Suisse Securities LLC July 2008 - November 2011
Merrill Lynch 2006 - 2008
Smith Barney 1993 - 2006
Education
Denison University Ohio, USA
Bachelor of Arts (BA), Economics
EDHEC Risk Institute London, UK
Global Markets Training London, UK
John Zanner John Zanner's Smith Barney Experience May 2008 - August 2008
Job Crude Oil Scheduler at Twin Eagle
Industry Oil & Energy
Experience
Twin Eagle August 2015 - Present
Twin Eagle May 2013 - Present
Defense Threat Reduction Agency July 2012 - April 2013
The Defense Threat Reduction Agency July 2010 - August 2012
Denison University January 2010 - July 2010
Smith Barney May 2008 - August 2008
Skills
Program Management, Research, Social Media, Public Speaking, Event Planning, Public Relations, Microsoft Office, Editing, PowerPoint, Microsoft Excel, Microsoft Word, Strategic Communications, Event Management, Strategic Planning, Policy Analysis, Data Analysis, Leadership
Education
Denison University 2006 — 2010
BA, Economics, Communication
Twin Eagle August 2015 - Present
Twin Eagle May 2013 - Present
Defense Threat Reduction Agency July 2012 - April 2013
The Defense Threat Reduction Agency July 2010 - August 2012
Denison University January 2010 - July 2010
Smith Barney May 2008 - August 2008
Skills
Program Management, Research, Social Media, Public Speaking, Event Planning, Public Relations, Microsoft Office, Editing, PowerPoint, Microsoft Excel, Microsoft Word, Strategic Communications, Event Management, Strategic Planning, Policy Analysis, Data Analysis, Leadership
Education
Denison University 2006 — 2010
BA, Economics, Communication
Jesús Repetto Jesús Repetto's Smith Barney Experience October 1999 - March 2000
Job Entrepreneur, Travel Apasionado, Marketing Enthusiast, and Techie
Industry Leisure, Travel & Tourism
Experience
Titanium Tours February 2011 - Present
NubiQ January 2013 - Present
Bebe Innova August 2005 - Present
Banco Santander April 2003 - April 2007
Credit Suisse First Boston 2000 - 2001
Smith Barney October 1999 - March 2000
Skills
Investments, Entrepreneurship, Wealth Management, Portfolio Management, Strategy, Tourism, Business Strategy, Marketing, Financial Modeling, Marketing Strategy, Customer Service, Management, Sales Management, Strategic Planning, Negotiation, Brand Management, Social Media Marketing, Advertising, Social Networking, Public Speaking, Social Media, Product Development, Business Planning, Start-ups, Online Marketing, E-commerce
Education
EAE Business School 2001 — 2002
MBA, MBA, MBA
University of San Francisco 1992 — 1995
BS, Business Administration
Colegio San Francisco de Paula, Sevilla 1978 — 1989
General Assembly
General Assembly
General Assembly
General Assembly
Titanium Tours February 2011 - Present
NubiQ January 2013 - Present
Bebe Innova August 2005 - Present
Banco Santander April 2003 - April 2007
Credit Suisse First Boston 2000 - 2001
Smith Barney October 1999 - March 2000
Skills
Investments, Entrepreneurship, Wealth Management, Portfolio Management, Strategy, Tourism, Business Strategy, Marketing, Financial Modeling, Marketing Strategy, Customer Service, Management, Sales Management, Strategic Planning, Negotiation, Brand Management, Social Media Marketing, Advertising, Social Networking, Public Speaking, Social Media, Product Development, Business Planning, Start-ups, Online Marketing, E-commerce
Education
EAE Business School 2001 — 2002
MBA, MBA, MBA
University of San Francisco 1992 — 1995
BS, Business Administration
Colegio San Francisco de Paula, Sevilla 1978 — 1989
General Assembly
General Assembly
General Assembly
General Assembly
Peter Ravoori's Smith Barney Experience June 2008 - September 2008
Job at
Industry Government Administration
Experience
The Clerk of the Circuit Court of Cook County April 2014 - Present
The Clerk of the Circuit Court of Cook County July 2012 - Present
The Clerk of the Circuit Court of Cook County July 2009 - July 2012
Smith Barney June 2008 - September 2008
Skills
Management, Customer Service, Problem Solving, Microsoft Office, PowerPoint, Process Improvement, Strategic Planning, Microsoft Word, Microsoft Excel
Education
DePaul University 2003 — 2008
B.S., Finance
The Clerk of the Circuit Court of Cook County April 2014 - Present
The Clerk of the Circuit Court of Cook County July 2012 - Present
The Clerk of the Circuit Court of Cook County July 2009 - July 2012
Smith Barney June 2008 - September 2008
Skills
Management, Customer Service, Problem Solving, Microsoft Office, PowerPoint, Process Improvement, Strategic Planning, Microsoft Word, Microsoft Excel
Education
DePaul University 2003 — 2008
B.S., Finance
Anjali Thakkar's Smith Barney Experience May 2005 - December 2005
Job Sr. Manager, Sales Operations at Mosaic Sales Solutions
Industry Marketing and Advertising
Experience
Mosaic Sales Solutions January 2014 - Present
Mosaic Sales Solutions April 2012 - December 2013
Sara Lee Corporation May 2010 - April 2012
Sara Lee Corporation July 2006 - May 2010
Smith Barney May 2005 - December 2005
Morgan Stanley January 2004 - January 2005
Skills
Cost Accounting, Forecasting, Financial Analysis, Customer Insight, Competitive Analysis, Market Analysis, Financial Modeling, Market Research, Finance, Data Analysis, Strategic Financial..., Corporate Finance, Business Analysis, Cross-functional Team..., Process Improvement, Pricing, Sales Operations, P&L, Strategy, Income Statement, Management
Education
DePaul University 2002 — 2006
Bachelor of Science, Finance and Real Estate Investment
Mosaic Sales Solutions January 2014 - Present
Mosaic Sales Solutions April 2012 - December 2013
Sara Lee Corporation May 2010 - April 2012
Sara Lee Corporation July 2006 - May 2010
Smith Barney May 2005 - December 2005
Morgan Stanley January 2004 - January 2005
Skills
Cost Accounting, Forecasting, Financial Analysis, Customer Insight, Competitive Analysis, Market Analysis, Financial Modeling, Market Research, Finance, Data Analysis, Strategic Financial..., Corporate Finance, Business Analysis, Cross-functional Team..., Process Improvement, Pricing, Sales Operations, P&L, Strategy, Income Statement, Management
Education
DePaul University 2002 — 2006
Bachelor of Science, Finance and Real Estate Investment
Heather (Malone) Bischoff's Smith Barney Experience March 2010 - August 2010
Job Senior Registered Associate at UBS
Industry Financial Services
Experience
UBS December 2014 - Present
Golden Heart Senior Care of Greater Chicago April 2013 - November 2014
Morgan Stanley Smith Barney August 2010 - April 2013
Smith Barney March 2010 - August 2010
JP Morgan Chase April 2009 - March 2010
Skills
Microsoft Excel, Research, Elder Care, Alzheimer's Care, Team Management, Entrepreneurship, New Business Development, Data Management, Marketing Strategy, Microsoft Office, Public Speaking, Team Building
Education
DePaul University
B.A., Psychology - Human Development
UBS December 2014 - Present
Golden Heart Senior Care of Greater Chicago April 2013 - November 2014
Morgan Stanley Smith Barney August 2010 - April 2013
Smith Barney March 2010 - August 2010
JP Morgan Chase April 2009 - March 2010
Skills
Microsoft Excel, Research, Elder Care, Alzheimer's Care, Team Management, Entrepreneurship, New Business Development, Data Management, Marketing Strategy, Microsoft Office, Public Speaking, Team Building
Education
DePaul University
B.A., Psychology - Human Development
Jack Brown, CFA Jack Brown, CFA's Smith Barney Experience 2000 - 2004
Job Partner, Managing Member at Aviance Capital Partners
Industry Financial Services
Experience
Aviance Capital Partners October 2011 - Present
Laureola Asset Management 2005 - December 2011
CFA Society of Naples September 2009 - September 2010
Prudential Financial 2004 - 2005
Smith Barney 2000 - 2004
UBS 1998 - 2000
Thomson Reuters (CDA/Wiesenberger) 1995 - 1998
Skills
Security Analysis, Business Strategy, Leadership Development, Growth Management, Client Counseling, Investments, Valuation, Portfolio Management, Asset Allocation, Value Investing, Growth Investing
Education
Drexel University 1995 — 1997
Master's degree, Business Administration and Management, General
Indiana University of Pennsylvania 1988 — 1993
BA, Economics
Governor Mifflin H.S., Shillington, PA 1985 — 1988
High School Diploma!
Aviance Capital Partners October 2011 - Present
Laureola Asset Management 2005 - December 2011
CFA Society of Naples September 2009 - September 2010
Prudential Financial 2004 - 2005
Smith Barney 2000 - 2004
UBS 1998 - 2000
Thomson Reuters (CDA/Wiesenberger) 1995 - 1998
Skills
Security Analysis, Business Strategy, Leadership Development, Growth Management, Client Counseling, Investments, Valuation, Portfolio Management, Asset Allocation, Value Investing, Growth Investing
Education
Drexel University 1995 — 1997
Master's degree, Business Administration and Management, General
Indiana University of Pennsylvania 1988 — 1993
BA, Economics
Governor Mifflin H.S., Shillington, PA 1985 — 1988
High School Diploma!
Alex Halimou's Smith Barney Experience December 1996 - April 1997
Job SpaceSheep Enterprises LLC, Owner
Industry Computer Software
Experience
SpaceSheep Enterprises LLC September 2012 - Present
S.A.C. Capital April 2009 - July 2012
Tykhe Capital April 2002 - May 2009
TechMerchants May 2000 - January 2002
Strike Technologies, LLC May 1999 - May 2000
Bear Stearns May 1997 - May 1999
Smith Barney December 1996 - April 1997
Gradient Inc January 1995 - December 1996
New York University January 1993 - January 1995
Skills
Java, Software Development, C++, Agile Methodologies, Matlab, Python, Unix, Distributed Systems, Linux, Perl, Mobile Devices, C#
Education
NYU 1992 — 1994
Master of Science (MS), Computer Science
Deree College 1986 — 1990
Bachelor of Science (BS), Computer Information Systems & Management
SpaceSheep Enterprises LLC September 2012 - Present
S.A.C. Capital April 2009 - July 2012
Tykhe Capital April 2002 - May 2009
TechMerchants May 2000 - January 2002
Strike Technologies, LLC May 1999 - May 2000
Bear Stearns May 1997 - May 1999
Smith Barney December 1996 - April 1997
Gradient Inc January 1995 - December 1996
New York University January 1993 - January 1995
Skills
Java, Software Development, C++, Agile Methodologies, Matlab, Python, Unix, Distributed Systems, Linux, Perl, Mobile Devices, C#
Education
NYU 1992 — 1994
Master of Science (MS), Computer Science
Deree College 1986 — 1990
Bachelor of Science (BS), Computer Information Systems & Management
Heather Marie Dolce, CRCP Heather Marie Dolce, CRCP's Smith Barney Experience August 2002 - March 2004
Job
Industry Financial Services
Experience
Wells Fargo Advisors August 2012 - Present
Morgan Stanley Smith Barney January 2010 - August 2012
Morgan Stanley Smith Barney February 2004 - January 2010
Smith Barney August 2002 - March 2004
Education
Drexel University
Thomas R. Kline School of Law
Drexel University 2007 — 2011
University of Pennsylvania - The Wharton School 2008 — 2010
CRCP
University of West Florida 1994 — 1998
Cum Laude
Wells Fargo Advisors August 2012 - Present
Morgan Stanley Smith Barney January 2010 - August 2012
Morgan Stanley Smith Barney February 2004 - January 2010
Smith Barney August 2002 - March 2004
Education
Drexel University
Thomas R. Kline School of Law
Drexel University 2007 — 2011
University of Pennsylvania - The Wharton School 2008 — 2010
CRCP
University of West Florida 1994 — 1998
Cum Laude
Scott Hamel Scott Hamel's Smith Barney Experience October 2006 - January 2008
Job Combine Scout at Chicago Bears
Industry Sports
Experience
Chicago Bears June 2015 - Present
Northwestern University Football February 2015 - June 2015
Northwestern University Football April 2013 - February 2015
Northwestern University Football February 2011 - April 2013
DWS Investments February 2008 - January 2011
Smith Barney October 2006 - January 2008
Skills
Series 7, Series 63, Excel, Coaching, Mutual Funds, Investments, Insurance, Financial Analysis, Asset Allocation, Alternative Investments, Wealth Management, Securities, Credit, Series 65, Series 6, Strategic Financial..., 401k, Marketing, Sales, Investment Strategies, Public Speaking, Leadership, Management, Microsoft Excel, Strategic Planning
Education
Northwestern University 2013 — 2014
Master of Arts (MA), Liberal Studies
DePaul University - Charles H. Kellstadt Graduate School of Business 2009 — 2011
MBA
University of Michigan 2003 — 2006
BS, Sports Management
Chicago Bears June 2015 - Present
Northwestern University Football February 2015 - June 2015
Northwestern University Football April 2013 - February 2015
Northwestern University Football February 2011 - April 2013
DWS Investments February 2008 - January 2011
Smith Barney October 2006 - January 2008
Skills
Series 7, Series 63, Excel, Coaching, Mutual Funds, Investments, Insurance, Financial Analysis, Asset Allocation, Alternative Investments, Wealth Management, Securities, Credit, Series 65, Series 6, Strategic Financial..., 401k, Marketing, Sales, Investment Strategies, Public Speaking, Leadership, Management, Microsoft Excel, Strategic Planning
Education
Northwestern University 2013 — 2014
Master of Arts (MA), Liberal Studies
DePaul University - Charles H. Kellstadt Graduate School of Business 2009 — 2011
MBA
University of Michigan 2003 — 2006
BS, Sports Management
Anthony Rios Anthony Rios's Smith Barney Experience January 1980 - March 1993
Job Staff at New York State Senate
Industry Financial Services
Experience
New York State Senate March 2013 - Present
JP Morgan Chase November 2011 - May 2012
Amalgamated Bank July 2006 - February 2011
Morgan Stanley February 2005 - July 2006
SIFMA January 2000 - February 2005
Nomura Securities March 1993 - January 2001
Smith Barney January 1980 - March 1993
Skills
Fixed Income, Securities, Finance, Risk Management, Operational Risk, Corporate Actions, Settlement, Management, Trading, Business Analysis, Process Improvement, Financial Reporting, Investment Banking, Leadership, Portfolio Management, Back Office, Operational Excellence, Loans, Dividends, Bloomberg, Trading Systems, Reconciliation Position, Innovative Problem..., Sungard, Fixed Assets, Technology Integration, Efficiency Improvement, Cost Saving Initiatives, Operational Streamlining, System Improvements, Operations Expertise, Regulatory Expertise, Settlements, Procedures/Methods, Internal Audit, Regulatory Requirements, Financial Regulation, STP, Real-time Control, Strategic Planning, Dividend Reinvestment, Protocols, Plain English, Gap Analysis, Operations Management, Bank Reconciliation, Plain English..., Scrip writing and..., Reconciliation Suspense..., Problem Solver
Education
Dowling College
BA, Business
Stony Brook University
New York State Senate March 2013 - Present
JP Morgan Chase November 2011 - May 2012
Amalgamated Bank July 2006 - February 2011
Morgan Stanley February 2005 - July 2006
SIFMA January 2000 - February 2005
Nomura Securities March 1993 - January 2001
Smith Barney January 1980 - March 1993
Skills
Fixed Income, Securities, Finance, Risk Management, Operational Risk, Corporate Actions, Settlement, Management, Trading, Business Analysis, Process Improvement, Financial Reporting, Investment Banking, Leadership, Portfolio Management, Back Office, Operational Excellence, Loans, Dividends, Bloomberg, Trading Systems, Reconciliation Position, Innovative Problem..., Sungard, Fixed Assets, Technology Integration, Efficiency Improvement, Cost Saving Initiatives, Operational Streamlining, System Improvements, Operations Expertise, Regulatory Expertise, Settlements, Procedures/Methods, Internal Audit, Regulatory Requirements, Financial Regulation, STP, Real-time Control, Strategic Planning, Dividend Reinvestment, Protocols, Plain English, Gap Analysis, Operations Management, Bank Reconciliation, Plain English..., Scrip writing and..., Reconciliation Suspense..., Problem Solver
Education
Dowling College
BA, Business
Stony Brook University
Liz Deveau, CFP® Liz Deveau, CFP®'s Smith Barney Experience January 2007 - August 2008
Job Vice President, BlackRock
Industry Financial Services
Experience
BlackRock January 2013 - Present
iShares October 2009 - Present
Nuveen Investments September 2008 - September 2009
Smith Barney January 2007 - August 2008
Marquette Partners September 2003 - December 2007
Skills
ETFs, Series 7, Mutual Funds, Asset Allocation, Investment Strategies, Separately Managed..., Asset Managment, Equities, Fixed Income, Series 63, Investment Management, Investments, Wealth Management, Asset Management
Education
Duke University 2000 — 2003
Public Policy; Markets and Management
BlackRock January 2013 - Present
iShares October 2009 - Present
Nuveen Investments September 2008 - September 2009
Smith Barney January 2007 - August 2008
Marquette Partners September 2003 - December 2007
Skills
ETFs, Series 7, Mutual Funds, Asset Allocation, Investment Strategies, Separately Managed..., Asset Managment, Equities, Fixed Income, Series 63, Investment Management, Investments, Wealth Management, Asset Management
Education
Duke University 2000 — 2003
Public Policy; Markets and Management
Maryann Zaleski's Smith Barney Experience June 2003 - December 2006
Job Executive Director at J.P. Morgan
Industry Banking
Experience
J.P. Morgan January 2007 - Present
Smith Barney June 2003 - December 2006
Skills
Series 7, Capital Markets, Equities, Asset Managment, Hedge Funds, Fixed Income, Asset Allocation, Private Banking, Investments, Alternative Investments
Education
Drew University 1999 — 2003
Bishop Ahr High School
J.P. Morgan January 2007 - Present
Smith Barney June 2003 - December 2006
Skills
Series 7, Capital Markets, Equities, Asset Managment, Hedge Funds, Fixed Income, Asset Allocation, Private Banking, Investments, Alternative Investments
Education
Drew University 1999 — 2003
Bishop Ahr High School
Byron Marsaw Byron Marsaw's Smith Barney Experience January 2009 - March 2009
Job Management Intern at Connecting Insights
Industry Management Consulting
Experience
Connecting Insights July 2009 - Present
American Reads Tutoring September 2007 - June 2009
Smith Barney January 2009 - March 2009
Education
DePaul University 2006 — 2010
Business Management
Connecting Insights July 2009 - Present
American Reads Tutoring September 2007 - June 2009
Smith Barney January 2009 - March 2009
Education
DePaul University 2006 — 2010
Business Management
Sally Black Sally Black's Smith Barney Experience June 1989 - April 1991
Job Assistant Director of Alumni Relations at UVA Law School
Industry Higher Education
Experience
University of Virginia Law School Foundation September 2014 - Present
Martha Jefferson Hospital January 2014 - December 2014
University of Virginia 1993 - 1996
Tiffany & Company April 1991 - July 1993
Smith Barney June 1989 - April 1991
Education
Duke University 1985 — 1989
Bachelor of Arts (B.A.), Mathematics
University of Virginia Law School Foundation September 2014 - Present
Martha Jefferson Hospital January 2014 - December 2014
University of Virginia 1993 - 1996
Tiffany & Company April 1991 - July 1993
Smith Barney June 1989 - April 1991
Education
Duke University 1985 — 1989
Bachelor of Arts (B.A.), Mathematics
Chris Collis's Smith Barney Experience 1990 - 1992
Job Commercial Director at Pactiv, LLC
Industry Packaging and Containers
Experience
Pactiv, LLC August 2014 - Present
Pactiv, LLC December 2008 - August 2014
Digi International August 2005 - December 2008
Expedition Wines LLC 2001 - 2005
Packaging Resources Inc. 1999 - 2001
Iomega 1997 - 1999
U.S. Robotics 1994 - 1997
Smith Barney 1990 - 1992
Skills
Marketing Strategy, Competitive Analysis, Product Management, Product Development, Packaging, Product Marketing, Marketing, Business Planning, Supply Chain, P&L Management, Pricing, Leadership, Key Account Management, Cross-functional Team..., Sales, Team Building
Education
The University of Chicago - Booth School of Business 1992 — 1994
MBA, Marketing and Business Economics
Tufts University 1988 — 1990
BA, Economics
Denison University 1986 — 1988
Economics
Pactiv, LLC August 2014 - Present
Pactiv, LLC December 2008 - August 2014
Digi International August 2005 - December 2008
Expedition Wines LLC 2001 - 2005
Packaging Resources Inc. 1999 - 2001
Iomega 1997 - 1999
U.S. Robotics 1994 - 1997
Smith Barney 1990 - 1992
Skills
Marketing Strategy, Competitive Analysis, Product Management, Product Development, Packaging, Product Marketing, Marketing, Business Planning, Supply Chain, P&L Management, Pricing, Leadership, Key Account Management, Cross-functional Team..., Sales, Team Building
Education
The University of Chicago - Booth School of Business 1992 — 1994
MBA, Marketing and Business Economics
Tufts University 1988 — 1990
BA, Economics
Denison University 1986 — 1988
Economics
Octavio Sacasa's Smith Barney Experience 2003 - 2006
Job Marketing Effectiveness at Verizon
Industry Marketing and Advertising
Experience
Verizon September 2015 - Present
MarketShare October 2013 - August 2015
MarketShare January 2013 - September 2013
MarketShare August 2011 - December 2012
CMG Partners 2010 - 2011
CMG Partners 2007 - 2010
DIRECTV 2006 - 2007
Smith Barney 2003 - 2006
Televicentro de Nicaragua July 1998 - July 2001
Televicentro de Nicaragua 1997 - 1998
Education
New York University - Leonard N. Stern School of Business 2001 — 2003
MBA, Marketing and Finance
Duke University 1991 — 1995
BA, Public Policy Studies
Verizon September 2015 - Present
MarketShare October 2013 - August 2015
MarketShare January 2013 - September 2013
MarketShare August 2011 - December 2012
CMG Partners 2010 - 2011
CMG Partners 2007 - 2010
DIRECTV 2006 - 2007
Smith Barney 2003 - 2006
Televicentro de Nicaragua July 1998 - July 2001
Televicentro de Nicaragua 1997 - 1998
Education
New York University - Leonard N. Stern School of Business 2001 — 2003
MBA, Marketing and Finance
Duke University 1991 — 1995
BA, Public Policy Studies
Jeff Blumenfeld's Smith Barney Experience 1987 - 1989
Job
Industry Financial Services
Experience
JPMorgan September 2010 - Present
American Express February 2008 - November 2010
AIG 2006 - 2008
Morgan Stanley 2005 - 2006
GE Capital 1998 - 2004
MasterCard International 1989 - 1998
Smith Barney 1987 - 1989
Education
Duke University 1983 — 1987
JPMorgan September 2010 - Present
American Express February 2008 - November 2010
AIG 2006 - 2008
Morgan Stanley 2005 - 2006
GE Capital 1998 - 2004
MasterCard International 1989 - 1998
Smith Barney 1987 - 1989
Education
Duke University 1983 — 1987
Stefan Hofer's Smith Barney Experience January 2006 - May 2006
Job
Industry Capital Markets
Experience
Northern Trust November 2007 - Present
Morgan Stanley June 2006 - August 2006
Smith Barney January 2006 - May 2006
Education
DePaul University 2004 — 2006
Finance, Copr. & Security Finance, Domestic/International Economics
Northern Trust November 2007 - Present
Morgan Stanley June 2006 - August 2006
Smith Barney January 2006 - May 2006
Education
DePaul University 2004 — 2006
Finance, Copr. & Security Finance, Domestic/International Economics
Troy Dye's Smith Barney Experience June 2003 - November 2004
Job Supervisor Global Research & Development Consolidations at Abbott Nutrition
Industry Consumer Goods
Experience
Abbott Nutrition November 2012 - Present
Abbott Nutrition May 2011 - November 2012
Abbott Nutrition July 2010 - May 2011
Abbott Nutrition September 2009 - July 2010
Cardinal Health August 2007 - September 2009
Cardinal Health February 2006 - August 2007
Smith Barney June 2003 - November 2004
Skills
Financial Forecasting, Financial Reporting, Sarbanes-Oxley Act, Finance, Process Improvement, Variance Analysis, Six Sigma, Accounting, Consolidation, Financial Analysis, Financial Modeling, Forecasting, SAP, Managerial Finance, Financial Accounting, General Ledger, Cash Flow, US GAAP, Financial Statements, Account Reconciliation, Sarbanes-Oxley, GAAP, Accounts Receivable, Accounts Payable, Strategy, Leadership, Budgets, Strategic Planning, Analysis, Cross-functional Team..., Management
Education
Duke University - The Fuqua School of Business 2014 — 2015
Master of Business Administration (MBA), MBA
The Ohio State University 2001 — 2005
BSBA, Finance, 3.50
The Ohio State University - The Max M. Fisher College of Business 2001 — 2005
Bachelor of Business Administration (B.B.A.), Finance, General, 3.50
Abbott Nutrition November 2012 - Present
Abbott Nutrition May 2011 - November 2012
Abbott Nutrition July 2010 - May 2011
Abbott Nutrition September 2009 - July 2010
Cardinal Health August 2007 - September 2009
Cardinal Health February 2006 - August 2007
Smith Barney June 2003 - November 2004
Skills
Financial Forecasting, Financial Reporting, Sarbanes-Oxley Act, Finance, Process Improvement, Variance Analysis, Six Sigma, Accounting, Consolidation, Financial Analysis, Financial Modeling, Forecasting, SAP, Managerial Finance, Financial Accounting, General Ledger, Cash Flow, US GAAP, Financial Statements, Account Reconciliation, Sarbanes-Oxley, GAAP, Accounts Receivable, Accounts Payable, Strategy, Leadership, Budgets, Strategic Planning, Analysis, Cross-functional Team..., Management
Education
Duke University - The Fuqua School of Business 2014 — 2015
Master of Business Administration (MBA), MBA
The Ohio State University 2001 — 2005
BSBA, Finance, 3.50
The Ohio State University - The Max M. Fisher College of Business 2001 — 2005
Bachelor of Business Administration (B.B.A.), Finance, General, 3.50
Dan Lipnick's Smith Barney Experience 1993 - 1996
Job Program Manager at John Wiley and Sons
Industry Information Technology and Services
Experience
John Wiley and Sons November 2014 - Present
Razorfish October 2012 - November 2014
Cambrian Consulting November 2010 - November 2012
HodesIQ July 2009 - November 2010
Schematic July 2008 - January 2009
CIT April 2007 - January 2008
Dell May 2003 - March 2007
Plural 2000 - 2003
Micro Modeling Associates May 1996 - 2000
Smith-Barney 1993 - 1996
Education
Rutgers, The State University of New Jersey-New Brunswick 1987 — 1989
BSEE, Electrical Engeneering
Dickinson College 1981 — 1985
BS, Chemistry
John Wiley and Sons November 2014 - Present
Razorfish October 2012 - November 2014
Cambrian Consulting November 2010 - November 2012
HodesIQ July 2009 - November 2010
Schematic July 2008 - January 2009
CIT April 2007 - January 2008
Dell May 2003 - March 2007
Plural 2000 - 2003
Micro Modeling Associates May 1996 - 2000
Smith-Barney 1993 - 1996
Education
Rutgers, The State University of New Jersey-New Brunswick 1987 — 1989
BSEE, Electrical Engeneering
Dickinson College 1981 — 1985
BS, Chemistry
James Ackerman's Smith Barney Experience 2003 - 2005
Job President & Chief Investment Officer, Ackerman Asset Management, LLC
Industry Investment Management
Experience
Ackerman Asset Management, LLC December 2005 - Present
Smith Barney 2003 - 2005
Punk, Ziegel & Company 2001 - 2002
FBR 1998 - 2001
Legg Mason 1996 - 1998
First Consulting Group 1995 - 1996
NYU Medical Center 1988 - 1994
Skills
Portfolio Management, Investments, Equities
Education
New York University - Leonard N. Stern School of Business 1990 — 1994
MBA, Finance
Duke University - The Fuqua School of Business 1986 — 1988
Master of Health Administration
Dickinson College 1982 — 1986
BS, Chemistry
Ackerman Asset Management, LLC December 2005 - Present
Smith Barney 2003 - 2005
Punk, Ziegel & Company 2001 - 2002
FBR 1998 - 2001
Legg Mason 1996 - 1998
First Consulting Group 1995 - 1996
NYU Medical Center 1988 - 1994
Skills
Portfolio Management, Investments, Equities
Education
New York University - Leonard N. Stern School of Business 1990 — 1994
MBA, Finance
Duke University - The Fuqua School of Business 1986 — 1988
Master of Health Administration
Dickinson College 1982 — 1986
BS, Chemistry
Judy Spalthoff's Smith Barney Experience April 2003 - July 2008
Job Executive Director, Deputy Head Family Services, UBS Financial Services Inc.
Industry Financial Services
Experience
UBS September 2015 - Present
UBS July 2008 - September 2015
Smith Barney April 2003 - July 2008
Accolade Partners June 2002 - April 2003
Skills
Wealth Management, Professional Women, Women Leaders, Mentoring, Sponsorship, Sommelier
Education
New York University - Leonard N. Stern School of Business 2009 — 2012
MBA, Marketing and Finance
Drexel University 1997 — 2002
B.S., Information Systems and Technology
Old Bridge High School 1993 — 1997
UBS September 2015 - Present
UBS July 2008 - September 2015
Smith Barney April 2003 - July 2008
Accolade Partners June 2002 - April 2003
Skills
Wealth Management, Professional Women, Women Leaders, Mentoring, Sponsorship, Sommelier
Education
New York University - Leonard N. Stern School of Business 2009 — 2012
MBA, Marketing and Finance
Drexel University 1997 — 2002
B.S., Information Systems and Technology
Old Bridge High School 1993 — 1997
Tiffany Divis's Smith Barney Experience May 2007 - June 2008
Job Project Manager at AbbVie
Industry Information Technology and Services
Experience
AbbVie February 2015 - Present
AbbVie June 2013 - January 2015
Abbott Labs July 2011 - June 2013
Abbott Laboratories June 2010 - July 2011
Abbott Laboratories June 2008 - June 2010
Smith Barney May 2007 - June 2008
Smith Barney December 2005 - May 2007
Smith Barney July 2005 - December 2005
Skills
Management, Project Planning, Strategy, Software Documentation, Business Development, Analysis, Business Analysis, Access, Testing, Training, Databases, Requirements Analysis, Process Improvement, Project Management, Inventory Management, Customer Service, Visio
Education
DePaul University 2005 — 2008
MS, Computer Information Network Security
Western Illinois University 2001 — 2005
Bachelor of Science (B.S.), Law Enforcement and Justice Administration
AbbVie February 2015 - Present
AbbVie June 2013 - January 2015
Abbott Labs July 2011 - June 2013
Abbott Laboratories June 2010 - July 2011
Abbott Laboratories June 2008 - June 2010
Smith Barney May 2007 - June 2008
Smith Barney December 2005 - May 2007
Smith Barney July 2005 - December 2005
Skills
Management, Project Planning, Strategy, Software Documentation, Business Development, Analysis, Business Analysis, Access, Testing, Training, Databases, Requirements Analysis, Process Improvement, Project Management, Inventory Management, Customer Service, Visio
Education
DePaul University 2005 — 2008
MS, Computer Information Network Security
Western Illinois University 2001 — 2005
Bachelor of Science (B.S.), Law Enforcement and Justice Administration
Tony Maltese's Smith Barney Experience August 1993 - March 1998
Job Senior Vice President at Neuberger Berman
Industry Investment Management
Experience
Neuberger Berman August 2000 - Present
Smith Barney August 1993 - March 1998
Lehman Brothers October 1989 - August 1993
Skills
Alternative Investments, Hedge Funds, Bloomberg, ETFs, Private Equity, Financial Services, Trading, Series 24, Derivatives, Financial Modeling, Financial Markets, FINRA, Emerging Markets, Investment Banking, Equity Trading, Separately Managed..., Series 7, Series 63
Education
Drew University 1979 — 1982
Bachelor of Arts (B.A.), Political Science and Government
Neuberger Berman August 2000 - Present
Smith Barney August 1993 - March 1998
Lehman Brothers October 1989 - August 1993
Skills
Alternative Investments, Hedge Funds, Bloomberg, ETFs, Private Equity, Financial Services, Trading, Series 24, Derivatives, Financial Modeling, Financial Markets, FINRA, Emerging Markets, Investment Banking, Equity Trading, Separately Managed..., Series 7, Series 63
Education
Drew University 1979 — 1982
Bachelor of Arts (B.A.), Political Science and Government
Stephanie Frang's Smith Barney Experience January 2005 - October 2005
Job at
Industry Financial Services
Experience
Fannie Mae November 2014 - Present
Deloitte Financial Advisory Services August 2010 - Present
Senator Tim Johnson April 2010 - August 2010
Morgan Stanley April 2009 - April 2010
Citadel Investment Group November 2005 - February 2008
Citadel Investment Group, LLC October 2005 - February 2008
Smith Barney January 2005 - October 2005
Skills
Analysis, Finance, Portfolio Management, Program Management, Policy, Management, Internal Controls, Public Policy, Recruiting, Economics, Research, Marketing
Education
DePaul University 2008 — 2010
Master’s, Business Administration, Economics and Policy Analysis
DePaul University - Charles H. Kellstadt Graduate School of Business 2007 — 2009
MBA, Economics
Syracuse University 1999 — 2003
Bachelor of Science, Finance
Syracuse University - Martin J. Whitman School of Management 1999 — 2003
BS, Finance, General
Fannie Mae November 2014 - Present
Deloitte Financial Advisory Services August 2010 - Present
Senator Tim Johnson April 2010 - August 2010
Morgan Stanley April 2009 - April 2010
Citadel Investment Group November 2005 - February 2008
Citadel Investment Group, LLC October 2005 - February 2008
Smith Barney January 2005 - October 2005
Skills
Analysis, Finance, Portfolio Management, Program Management, Policy, Management, Internal Controls, Public Policy, Recruiting, Economics, Research, Marketing
Education
DePaul University 2008 — 2010
Master’s, Business Administration, Economics and Policy Analysis
DePaul University - Charles H. Kellstadt Graduate School of Business 2007 — 2009
MBA, Economics
Syracuse University 1999 — 2003
Bachelor of Science, Finance
Syracuse University - Martin J. Whitman School of Management 1999 — 2003
BS, Finance, General
Jonathan Traub's Smith Barney Experience November 2004 - April 2009
Job Vice President Investments / Corporate Stock Benefit Consultant at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management 2012 - Present
UBS Wealth Management April 2009 - 2012
Smith Barney November 2004 - April 2009
Skills
Due Diligence, Asset Allocation, Forecasting, Loans, Mutual Funds, Relationship Management, Competitive Analysis, Analytics, Insurance, Alternative Investments, Equities, Consulting, Product Management, Executive Management, Securities, Investment Advisory, Contract Negotiation, Start-ups, Budgets, Mergers & Acquisitions
Education
Denison University 1994 — 1997
Bachelor of Arts (BA), Economics
UBS Wealth Management 2012 - Present
UBS Wealth Management April 2009 - 2012
Smith Barney November 2004 - April 2009
Skills
Due Diligence, Asset Allocation, Forecasting, Loans, Mutual Funds, Relationship Management, Competitive Analysis, Analytics, Insurance, Alternative Investments, Equities, Consulting, Product Management, Executive Management, Securities, Investment Advisory, Contract Negotiation, Start-ups, Budgets, Mergers & Acquisitions
Education
Denison University 1994 — 1997
Bachelor of Arts (BA), Economics
Brian Seeliger's Smith Barney Experience March 2003 - October 2005
Job D. E. Shaw & Co., L.P.
Industry Research
Experience
D. E. Shaw & Co., L.P. May 2009 - Present
SiteQuest USA November 2006 - May 2009
Standard & Poor's October 2005 - November 2006
Smith Barney March 2003 - October 2005
Smith Barney July 2001 - March 2003
Education
Dominican College of Blauvelt 1996 — 2000
BS
Don Bosco Preparatory 1992 — 1996
Montclair State University
D. E. Shaw & Co., L.P. May 2009 - Present
SiteQuest USA November 2006 - May 2009
Standard & Poor's October 2005 - November 2006
Smith Barney March 2003 - October 2005
Smith Barney July 2001 - March 2003
Education
Dominican College of Blauvelt 1996 — 2000
BS
Don Bosco Preparatory 1992 — 1996
Montclair State University
Peggy Skillicorn's Smith Barney Experience October 2007 - April 2008
Job Registered Senior Client Associate, Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch April 2008 - Present
Smith Barney October 2007 - April 2008
Smith Barney May 1999 - October 2007
Skills
Series 7, Series 63, Series 31, Series 65, Series 8, Financial Services, FINRA, Investment Strategies, Training, Capital Markets, Securities, Management, Mutual Funds, Investments
Education
De Anza College 1990 — 1992
certificate of achievement, Small Business Marketing/Promotion
San Jose State University 1984 — 1988
Bachelor of Arts, Humanities
Merrill Lynch April 2008 - Present
Smith Barney October 2007 - April 2008
Smith Barney May 1999 - October 2007
Skills
Series 7, Series 63, Series 31, Series 65, Series 8, Financial Services, FINRA, Investment Strategies, Training, Capital Markets, Securities, Management, Mutual Funds, Investments
Education
De Anza College 1990 — 1992
certificate of achievement, Small Business Marketing/Promotion
San Jose State University 1984 — 1988
Bachelor of Arts, Humanities
Laura Callard's Smith Barney Experience 2000 - 2009
Job Vice President, Smith Barney
Industry Financial Services
Experience
smith barney 2000 - 2009
Smith Barney March 1993 - March 2008
Morgan Stanley Smith Barney 2004 - 2008
Skills
Wealth Management, Securities, Training, Mutual Funds
Education
DePauw University
BA, Liberal Arts, Major: Psychology
smith barney 2000 - 2009
Smith Barney March 1993 - March 2008
Morgan Stanley Smith Barney 2004 - 2008
Skills
Wealth Management, Securities, Training, Mutual Funds
Education
DePauw University
BA, Liberal Arts, Major: Psychology
David Rosenberger's Smith Barney Experience 1998 - 2000
Job Douglas Elliman
Industry Real Estate
Experience
Douglas Elliman Real Estate 2001 - Present
Credit Suisse First Boston 2000 - 2001
Smith Barney 1998 - 2000
Salomon Brothers 1996 - 1998
Skills
Pricing, Consulting, Negotiation, Real Estate, Condos, Relocation, Investment Properties, Real Estate Transactions, Sellers, Luxury, Investors, Rentals, Residential Homes, Townhomes, Real Estate Development, Selling, Apartments, First Time Home Buyers, Property Management, Buyer Representation, Short Sales, Brokerage, Real Property, Buyers, Market Analysis, Contract Negotiation, Investments, Marketing, Mortgage Banking, Real Estate Economics, Leases, Property, Residential Mortgages, Loans, Loan Origination, FHA, Referrals, Sales
Education
Drew University 1989 — 1993
Political Science and Government
Friends 1985 — 1989
High School
Mt. Washington Elementary
Douglas Elliman Real Estate 2001 - Present
Credit Suisse First Boston 2000 - 2001
Smith Barney 1998 - 2000
Salomon Brothers 1996 - 1998
Skills
Pricing, Consulting, Negotiation, Real Estate, Condos, Relocation, Investment Properties, Real Estate Transactions, Sellers, Luxury, Investors, Rentals, Residential Homes, Townhomes, Real Estate Development, Selling, Apartments, First Time Home Buyers, Property Management, Buyer Representation, Short Sales, Brokerage, Real Property, Buyers, Market Analysis, Contract Negotiation, Investments, Marketing, Mortgage Banking, Real Estate Economics, Leases, Property, Residential Mortgages, Loans, Loan Origination, FHA, Referrals, Sales
Education
Drew University 1989 — 1993
Political Science and Government
Friends 1985 — 1989
High School
Mt. Washington Elementary
Malik Karadsheh's Smith Barney Experience March 2006 - August 2006
Job Mentor at Chicago Scholars Foundation
Industry Investment Management
Experience
Chicago Scholars Foundation May 2014 - Present
S&P Capital IQ June 2012 - September 2013
Bank of America November 2011 - June 2012
Northern Trust December 2007 - August 2011
Smith Barney March 2006 - August 2006
Skills
Equities, Bloomberg, Fixed Income, Hedge Funds, Financial Modeling
Education
DePaul University - Charles H. Kellstadt Graduate School of Business
Master of Business Administration (MBA), Corporate Finance
Iowa State University - College of Business 2003 — 2006
B.S., Finance
Chicago Scholars Foundation May 2014 - Present
S&P Capital IQ June 2012 - September 2013
Bank of America November 2011 - June 2012
Northern Trust December 2007 - August 2011
Smith Barney March 2006 - August 2006
Skills
Equities, Bloomberg, Fixed Income, Hedge Funds, Financial Modeling
Education
DePaul University - Charles H. Kellstadt Graduate School of Business
Master of Business Administration (MBA), Corporate Finance
Iowa State University - College of Business 2003 — 2006
B.S., Finance
Chris Makris's Smith Barney Experience August 2001 - August 2005
Job General Manager at Iowa Energy NBA DLeague
Industry Sports
Experience
Iowa Energy NBA D-League May 2008 - Present
Iowa Energy NBA D-League February 2007 - May 2008
Smith Barney August 2001 - August 2005
Education
San Diego State University-California State University 2006 — 2007
MBA, Sports Business
Drake University 1998 — 2002
Drake University 1997 — 2001
Bachelor of Science, Finance
Iowa Energy NBA D-League May 2008 - Present
Iowa Energy NBA D-League February 2007 - May 2008
Smith Barney August 2001 - August 2005
Education
San Diego State University-California State University 2006 — 2007
MBA, Sports Business
Drake University 1998 — 2002
Drake University 1997 — 2001
Bachelor of Science, Finance
Roderick Burch's Smith Barney Experience 1992 - 1994
Job Executive Director of West Central Association Chamber of Commerce
Industry Nonprofit Organization Management
Experience
West Central Association Chamber of Commerce May 2014 - Present
Greektown Special Service Area (SSA) #16 May 2014 - Present
RJB Capital 2001 - Present
Blitz Systems 1999 - 2001
Zacks Investment Research 1993 - 1999
Smith Barney 1992 - 1994
Skills
Asset Management, Management, Strategic Planning, Investments, Leadership, Hedge Funds, Portfolio Management, Equities, Strategy, Marketing, Valuation
Education
DePaul University
B.S.
West Central Association Chamber of Commerce May 2014 - Present
Greektown Special Service Area (SSA) #16 May 2014 - Present
RJB Capital 2001 - Present
Blitz Systems 1999 - 2001
Zacks Investment Research 1993 - 1999
Smith Barney 1992 - 1994
Skills
Asset Management, Management, Strategic Planning, Investments, Leadership, Hedge Funds, Portfolio Management, Equities, Strategy, Marketing, Valuation
Education
DePaul University
B.S.
Radu Fega's Smith Barney Experience August 2007 - October 2007
Job Financial Services Professional
Industry Financial Services
Experience
Smith Barney August 2007 - October 2007
Education
DePaul University 2004 — 2008
Smith Barney August 2007 - October 2007
Education
DePaul University 2004 — 2008
Shelvin Singh's Smith Barney Experience April 2007 - January 2008
Job Business Development Professional
Industry Management Consulting
Experience
FIRMCO Inc. July 2015 - Present
FIRMCO Inc. November 2013 - June 2015
Comfortel de Champ March 2011 - October 2013
Island Thrift January 2012 - April 2013
FIRM Consulting June 2010 - March 2011
Tutorpedia July 2009 - December 2010
AMR Ventures LLC January 2008 - June 2009
Smith Barney April 2007 - January 2008
Wells Fargo February 2007 - March 2007
Nick Sciabica & Sons, Inc. December 1999 - January 2005
Skills
Management, Strategy, Market Research, Start-ups, Budgets, Nonprofits, Management Consulting, Event Management, Customer Service, Business Development, Process Improvement, Business Planning, Team Management, Training, Marketing, Contract Negotiation, New Business Development, Sales, Marketing Strategy, Negotiation, Retail, Investments, Teamwork, Business Strategy, Leadership Development, Supply Chain Management, Organizational..., Strategic Planning, Recruiting, Change Management, Financial Analysis, Product Development, Event Planning, Competitive Analysis, Accounting, Forecasting, Leadership
Education
Dominican University of California 2002 — 2006
International Management, Finance
FIRMCO Inc. July 2015 - Present
FIRMCO Inc. November 2013 - June 2015
Comfortel de Champ March 2011 - October 2013
Island Thrift January 2012 - April 2013
FIRM Consulting June 2010 - March 2011
Tutorpedia July 2009 - December 2010
AMR Ventures LLC January 2008 - June 2009
Smith Barney April 2007 - January 2008
Wells Fargo February 2007 - March 2007
Nick Sciabica & Sons, Inc. December 1999 - January 2005
Skills
Management, Strategy, Market Research, Start-ups, Budgets, Nonprofits, Management Consulting, Event Management, Customer Service, Business Development, Process Improvement, Business Planning, Team Management, Training, Marketing, Contract Negotiation, New Business Development, Sales, Marketing Strategy, Negotiation, Retail, Investments, Teamwork, Business Strategy, Leadership Development, Supply Chain Management, Organizational..., Strategic Planning, Recruiting, Change Management, Financial Analysis, Product Development, Event Planning, Competitive Analysis, Accounting, Forecasting, Leadership
Education
Dominican University of California 2002 — 2006
International Management, Finance
Eric Hundley's Smith Barney Experience July 2002 - February 2006
Job Regional Director at MassMutual
Industry Investment Management
Experience
MassMutual February 2006 - Present
Smith Barney July 2002 - February 2006
Skills
Fixed Annuities, Investments, Mutual Funds, Series 7, Retirement Planning, Series 63, Retirement, 401k, Wealth Management, Series 6, Asset Allocation, Securities, Investment Advisory, Alternative Investments, Strategic Financial..., Financial Advisory, Life Insurance, Estate Planning
Education
Eastern Illinois University 1994 — 1995
MA
Southern Illinois University, Carbondale 1989 — 1994
BS
MassMutual February 2006 - Present
Smith Barney July 2002 - February 2006
Skills
Fixed Annuities, Investments, Mutual Funds, Series 7, Retirement Planning, Series 63, Retirement, 401k, Wealth Management, Series 6, Asset Allocation, Securities, Investment Advisory, Alternative Investments, Strategic Financial..., Financial Advisory, Life Insurance, Estate Planning
Education
Eastern Illinois University 1994 — 1995
MA
Southern Illinois University, Carbondale 1989 — 1994
BS
Jennifer McGlynn's Smith Barney Experience 2002 - 2007
Job Regional Business Service Officer
Industry Financial Services
Experience
Morgan Stanley Wealth Management Sr. Complex Risk OfficerMorgan Stanley Smith BarneySeptember 2007 - August 2011
Smith Barney 2002 - 2007
Skills
Securities, Series 63, Wealth Management, Series 7, Series 3, Series 65, Series 9, Series 10, Series 31
Education
Drexel University 1993 — 1998
Drexel University - LeBow College of Business 1993 — 1998
BS, Finance
Morgan Stanley Wealth Management Sr. Complex Risk OfficerMorgan Stanley Smith BarneySeptember 2007 - August 2011
Smith Barney 2002 - 2007
Skills
Securities, Series 63, Wealth Management, Series 7, Series 3, Series 65, Series 9, Series 10, Series 31
Education
Drexel University 1993 — 1998
Drexel University - LeBow College of Business 1993 — 1998
BS, Finance
Matt Bral, CFA's Smith Barney Experience 2002 - 2004
Job Senior Financial Services Representative | Princor Registered Representative | Investment Adviser Representative
Industry Financial Services
Experience
Principal Financial Group August 2010 - Present
Morgan Stanley Smith Barney 2004 - August 2010
William Blair and Company 2004 - 2004
Smith Barney 2002 - 2004
Skills
Asset Allocation, Deferred Compensation..., Estate Planning, Executive Benefits..., IRAs, Wealth Accumulation
Education
Drake University 2000 — 2004
BSBA, Finance
Principal Financial Group August 2010 - Present
Morgan Stanley Smith Barney 2004 - August 2010
William Blair and Company 2004 - 2004
Smith Barney 2002 - 2004
Skills
Asset Allocation, Deferred Compensation..., Estate Planning, Executive Benefits..., IRAs, Wealth Accumulation
Education
Drake University 2000 — 2004
BSBA, Finance
Ivon Williams's Smith Barney Experience October 1991 - December 1997
Job Middle Office Analyst / Branch Operations Manager
Industry Financial Services
Experience
EMERALD FINANCIAL RESOURCES / MASS MUTUAL, April 2013 - June 2014
CITIGROUP January 1998 - August 2011
SMITH BARNEY October 1991 - December 1997
Skills
Equities, Fixed Income, Capital Markets, AML, OFAC, Bank Secrecy Act, Securities, Middle Office, Investment Banking, Due Diligence, Settlement, Back Office, KYC, Risk Operations, Compliance Operations, Series 63, Prime Brokerage, Derivatives, Financial Services, Anti Money Laundering
Education
DePaul University 1999 — 2003
BA, Business Management
EMERALD FINANCIAL RESOURCES / MASS MUTUAL, April 2013 - June 2014
CITIGROUP January 1998 - August 2011
SMITH BARNEY October 1991 - December 1997
Skills
Equities, Fixed Income, Capital Markets, AML, OFAC, Bank Secrecy Act, Securities, Middle Office, Investment Banking, Due Diligence, Settlement, Back Office, KYC, Risk Operations, Compliance Operations, Series 63, Prime Brokerage, Derivatives, Financial Services, Anti Money Laundering
Education
DePaul University 1999 — 2003
BA, Business Management
Louis A. Montana, CFP ®'s Smith Barney Experience April 2000 - January 2009
Job Vice President Wealth Management at UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Wealth Management January 2009 - Present
Smith Barney April 2000 - January 2009
Education
Eastern Illinois University 1993 — 1997
Bachelor, Finance
UBS Wealth Management January 2009 - Present
Smith Barney April 2000 - January 2009
Education
Eastern Illinois University 1993 — 1997
Bachelor, Finance
Sharon Bernacki's Smith Barney Experience May 2005 - August 2006
Job Manager FAAS at EY
Industry Accounting
Experience
EY February 2014 - Present
Duke University July 2012 - December 2013
PwC June 2011 - June 2012
E & Y October 2008 - May 2011
Ernst & Young May 2007 - August 2007
Smith Barney May 2005 - August 2006
Skills
Accounting, Assurance, Alternative Investments, Financial Reporting, Strategic Financial..., US GAAP, SEC filings
Education
Duke University - Fuqua School of Business 2012 — 2013
Accounting
The College of William and Mary - The Mason School of Business 2004 — 2008
B.B.A., Accounting
EY February 2014 - Present
Duke University July 2012 - December 2013
PwC June 2011 - June 2012
E & Y October 2008 - May 2011
Ernst & Young May 2007 - August 2007
Smith Barney May 2005 - August 2006
Skills
Accounting, Assurance, Alternative Investments, Financial Reporting, Strategic Financial..., US GAAP, SEC filings
Education
Duke University - Fuqua School of Business 2012 — 2013
Accounting
The College of William and Mary - The Mason School of Business 2004 — 2008
B.B.A., Accounting
Diane Shulman Rabin's Smith Barney Experience September 1982 - September 1988
Job Owner, Jerry Shulman Produce Shipper, Inc.
Industry Wholesale
Experience
Jerry Shulman Produce Shipper, Inc. October 1988 - Present
Smith Barney September 1982 - September 1988
Skills
Vegetables, Negotiation
Education
Duke University 1978 — 1982
BS, Management Science and Psychology
Jerry Shulman Produce Shipper, Inc. October 1988 - Present
Smith Barney September 1982 - September 1988
Skills
Vegetables, Negotiation
Education
Duke University 1978 — 1982
BS, Management Science and Psychology
Paul Purwin, CFP®'s Smith Barney Experience November 2006 - March 2010
Job Financial Planning Associate at Life and Wealth Planning, LLC
Industry Financial Services
Experience
Life and Wealth Planning, LLC January 2014 - Present
Morgan Stanley July 2012 - December 2013
Morgan Stanley Smith Barney May 2011 - July 2012
Morgan Stanley Smith Barney March 2010 - April 2011
Smith Barney November 2006 - March 2010
UBS 2005 - 2005
Skills
Retirement Planning, Series 7, Asset Allocation, Series 63, Mutual Funds, Portfolio Management, Investments, Wealth Management, Personal Financial..., Uniform Combined State..., Equities, Fixed Income, Securities, Strategic Financial..., Series 66, Financial Planning
Education
Fordham University - Graduate School of Business Administration 2009 — 2009
Pre-MBA class, Mathematical Finance, A
Dickinson College 2002 — 2006
International Business and Management, Economics
University of Auckland 2004 — 2004
Certificate, International Business
Life and Wealth Planning, LLC January 2014 - Present
Morgan Stanley July 2012 - December 2013
Morgan Stanley Smith Barney May 2011 - July 2012
Morgan Stanley Smith Barney March 2010 - April 2011
Smith Barney November 2006 - March 2010
UBS 2005 - 2005
Skills
Retirement Planning, Series 7, Asset Allocation, Series 63, Mutual Funds, Portfolio Management, Investments, Wealth Management, Personal Financial..., Uniform Combined State..., Equities, Fixed Income, Securities, Strategic Financial..., Series 66, Financial Planning
Education
Fordham University - Graduate School of Business Administration 2009 — 2009
Pre-MBA class, Mathematical Finance, A
Dickinson College 2002 — 2006
International Business and Management, Economics
University of Auckland 2004 — 2004
Certificate, International Business
Edward Farmer's Smith Barney Experience June 2008 - August 2009
Job Senior at EY
Industry Financial Services
Experience
EY December 2014 - Present
Aon Benfield June 2010 - April 2013
Smith Barney June 2008 - August 2009
Chesley, Taft and Associates, LLC May 2008 - August 2008
Grenzebach Glier and Associates June 2004 - August 2007
Skills
Insurance, Reinsurance, Workers Compensation, Marketing, Financial Analysis, Microsoft Excel, Microsoft Office, Property & Casualty..., Underwriting, Strategic Planning, Account Management, Data Analysis, Salesforce.com, PowerPoint, Financial Modeling, Sales, Leadership, Portfolio Management, Customer Service, Management
Education
The University of Chicago Booth School of Business 2013 — 2014
Continuing Education for CPA, GPA: 3.7
DePaul University 2013 — 2013
Continuing education for CPA, GPA: 3.5
Richard T. Farmer School of Business, Miami University 2005 — 2009
Bachelor's Degree, Finance, General, Finance GPA: 3.7
EY December 2014 - Present
Aon Benfield June 2010 - April 2013
Smith Barney June 2008 - August 2009
Chesley, Taft and Associates, LLC May 2008 - August 2008
Grenzebach Glier and Associates June 2004 - August 2007
Skills
Insurance, Reinsurance, Workers Compensation, Marketing, Financial Analysis, Microsoft Excel, Microsoft Office, Property & Casualty..., Underwriting, Strategic Planning, Account Management, Data Analysis, Salesforce.com, PowerPoint, Financial Modeling, Sales, Leadership, Portfolio Management, Customer Service, Management
Education
The University of Chicago Booth School of Business 2013 — 2014
Continuing Education for CPA, GPA: 3.7
DePaul University 2013 — 2013
Continuing education for CPA, GPA: 3.5
Richard T. Farmer School of Business, Miami University 2005 — 2009
Bachelor's Degree, Finance, General, Finance GPA: 3.7
Dave Reese's Smith Barney Experience 2008 - 2009
Job Emigrant Capital
Industry Venture Capital & Private Equity
Experience
Emigrant Capital March 2011 - Present
Mission: Restore May 2012 - Present
Emigrant Corporate Lending June 2010 - February 2011
Smith Barney 2008 - 2009
CCS Moshi May 2008 - May 2008
Skills
Private Equity, Middle Market, Non-profits, LBO, Recapitalizations, Valuation, Financial Modeling, Investment Banking, Investments, Equities, Due Diligence, Capital Markets, Corporate Finance, Portfolio Management, Venture Capital
Education
Denison University 2006 — 2010
BA, Economics
Emigrant Capital March 2011 - Present
Mission: Restore May 2012 - Present
Emigrant Corporate Lending June 2010 - February 2011
Smith Barney 2008 - 2009
CCS Moshi May 2008 - May 2008
Skills
Private Equity, Middle Market, Non-profits, LBO, Recapitalizations, Valuation, Financial Modeling, Investment Banking, Investments, Equities, Due Diligence, Capital Markets, Corporate Finance, Portfolio Management, Venture Capital
Education
Denison University 2006 — 2010
BA, Economics
Peter Lally's Smith Barney Experience 1988 - 1998
Job Vice President at JP Morgan Securities
Industry Financial Services
Experience
JP Morgan Securities December 1998 - Present
Smith Barney 1988 - 1998
William Blair & Company 1985 - 1988
Skills
Series 7, Sell Side, Series 63, Fixed Income, Equities
Education
DePaul University - Charles H. Kellstadt Graduate School of Business
Master of Business Administration (MBA), Acc
John Cook School of Business at Saint Louis University
Bachelor of Science (BS), Accounting
Loyola Academy
JP Morgan Securities December 1998 - Present
Smith Barney 1988 - 1998
William Blair & Company 1985 - 1988
Skills
Series 7, Sell Side, Series 63, Fixed Income, Equities
Education
DePaul University - Charles H. Kellstadt Graduate School of Business
Master of Business Administration (MBA), Acc
John Cook School of Business at Saint Louis University
Bachelor of Science (BS), Accounting
Loyola Academy
Michelle Wei's Smith Barney Experience May 2007 - August 2007
Job Product Marketing Manager, Creative Cloud Photography at Adobe
Industry Computer Software
Experience
Adobe September 2014 - Present
Mondelēz International June 2013 - August 2013
Delta Air Lines July 2010 - July 2012
Delta Air Lines August 2008 - August 2010
Northwest Airlines August 2008 - June 2009
Smith Barney May 2007 - August 2007
McKinsey & Company May 2006 - July 2006
Skills
Product Marketing, Marketing Strategy, Go-to-market Strategy, Forecasting, Competitive Analysis, Data Analysis, Market Analysis, Analytics, Market Research, Strategy, Brand Management, Cross-functional Team..., Product Launch
Education
Duke Fuqua School of Business 2012 — 2014
Master of Business Administration (MBA)
University of Illinois at Urbana-Champaign - College of Business 2004 — 2008
B.S.
University of Illinois at Urbana-Champaign - College of Business 2004 — 2008
B.S.
Adobe September 2014 - Present
Mondelēz International June 2013 - August 2013
Delta Air Lines July 2010 - July 2012
Delta Air Lines August 2008 - August 2010
Northwest Airlines August 2008 - June 2009
Smith Barney May 2007 - August 2007
McKinsey & Company May 2006 - July 2006
Skills
Product Marketing, Marketing Strategy, Go-to-market Strategy, Forecasting, Competitive Analysis, Data Analysis, Market Analysis, Analytics, Market Research, Strategy, Brand Management, Cross-functional Team..., Product Launch
Education
Duke Fuqua School of Business 2012 — 2014
Master of Business Administration (MBA)
University of Illinois at Urbana-Champaign - College of Business 2004 — 2008
B.S.
University of Illinois at Urbana-Champaign - College of Business 2004 — 2008
B.S.
Aaron Kurasch's Smith Barney Experience April 2004 - May 2009
Job Financial Advisor at Ameriprise
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. May 2009 - Present
Smith Barney April 2004 - May 2009
UBS 2001 - 2004
Education
DePaul University College of Law 1994 — 1997
JD, Law
University of Missouri-Columbia 1990 — 1994
BA, Theater
Niles North 1987 — 1990
Diploma, High School
Ameriprise Financial Services, Inc. May 2009 - Present
Smith Barney April 2004 - May 2009
UBS 2001 - 2004
Education
DePaul University College of Law 1994 — 1997
JD, Law
University of Missouri-Columbia 1990 — 1994
BA, Theater
Niles North 1987 — 1990
Diploma, High School
Michael Wilt's Smith Barney Experience September 2006 - August 2010
Job Vice President at AMP Wealth Management
Industry Financial Services
Experience
AMP Wealth Management March 2012 - May 2015
Cedar Creek Securities August 2010 - December 2011
Smith Barney September 2006 - August 2010
JP Morgan (Banc Once) July 1995 - September 2006
Skills
Wealth Management, Retirement Planning, Derivatives, Investments, Portfolio Management, Analysis, Financial Risk, Asset Allocation
Education
DePaul University - Charles H. Kellstadt Graduate School of BusinessMS 1995 — 1998
MS Finance, Finance
DePaul University 1982 — 1987
BSc, Finance
AMP Wealth Management March 2012 - May 2015
Cedar Creek Securities August 2010 - December 2011
Smith Barney September 2006 - August 2010
JP Morgan (Banc Once) July 1995 - September 2006
Skills
Wealth Management, Retirement Planning, Derivatives, Investments, Portfolio Management, Analysis, Financial Risk, Asset Allocation
Education
DePaul University - Charles H. Kellstadt Graduate School of BusinessMS 1995 — 1998
MS Finance, Finance
DePaul University 1982 — 1987
BSc, Finance
William Hackett's Smith Barney Experience 1992 - 1995
Job
Industry Financial Services
Experience
Bank of America Merrill Lynch 2014 - Present
Bank of America Merrill Lynch 2012 - 2014
Bank of America Merrill Lynch 2009 - 2012
Merrill Lynch 1997 - 2008
Smith Barney 1992 - 1995
Education
Duke University - The Fuqua School of Business 1995 — 1997
MBA
Fairfield University 1987 — 1991
B.S., Marketing
Chaminade High School 1983 — 1987
Bank of America Merrill Lynch 2014 - Present
Bank of America Merrill Lynch 2012 - 2014
Bank of America Merrill Lynch 2009 - 2012
Merrill Lynch 1997 - 2008
Smith Barney 1992 - 1995
Education
Duke University - The Fuqua School of Business 1995 — 1997
MBA
Fairfield University 1987 — 1991
B.S., Marketing
Chaminade High School 1983 — 1987
Taylor Ingraham's Smith Barney Experience November 2006 - May 2008
Job Director at ASC Advisors
Industry Public Relations and Communications
Experience
ASC Advisors February 2014 - Present
Tightlined January 2012 - Present
Flycaster Charters January 2004 - Present
Joele Frank, Wilkinson Brimmer Katcher June 2008 - December 2013
Smith Barney November 2006 - May 2008
Skills
Public Relations, Marketing, Investor Relations, Social Media, Sales, Strategic Communications, Media Relations, Corporate Communications, Press Releases, Crisis Communications
Education
Davidson College 2002 — 2006
BA, English, Econ
Brunswick
ASC Advisors February 2014 - Present
Tightlined January 2012 - Present
Flycaster Charters January 2004 - Present
Joele Frank, Wilkinson Brimmer Katcher June 2008 - December 2013
Smith Barney November 2006 - May 2008
Skills
Public Relations, Marketing, Investor Relations, Social Media, Sales, Strategic Communications, Media Relations, Corporate Communications, Press Releases, Crisis Communications
Education
Davidson College 2002 — 2006
BA, English, Econ
Brunswick
Siddharth Patel's Smith Barney Experience December 2005 - March 2006
Job Project Manager Risk at Discover Financial Services
Industry Accounting
Experience
Discover Financial Services April 2013 - Present
Sears Holdings Corporation September 2012 - April 2013
Blaige & Company November 2011 - March 2012
Baxter Healthcare December 2010 - September 2011
CoreCentric Solutions October 2009 - December 2010
Abaris Capital Advisors, LLC February 2009 - June 2009
FreeElective March 2009 - May 2009
The LaSalle Network July 2007 - September 2007
Smith Barney December 2005 - March 2006
Skills
Forecasting, Financial Analysis, Financial Modeling, Corporate Finance, Variance Analysis, Due Diligence, Mergers, Investment Banking, Competitive Analysis, Valuation, Cash Flow, Budgets, Microsoft Excel, Financial Reporting, Financial Statements, Strategic Planning, Analysis, Finance, Accounting, General Ledger, M&A analysis, M&A Modeling, Valuation Modeling, DCF Valuation, Comparable Analysis, Precedent Transactions, Pitch Books, WACC, Free Cash Flow, Accretion/dilution, Cost Of Capital, Impairment Testing
Education
DePaul University 2004 — 2009
B.S.
Discover Financial Services April 2013 - Present
Sears Holdings Corporation September 2012 - April 2013
Blaige & Company November 2011 - March 2012
Baxter Healthcare December 2010 - September 2011
CoreCentric Solutions October 2009 - December 2010
Abaris Capital Advisors, LLC February 2009 - June 2009
FreeElective March 2009 - May 2009
The LaSalle Network July 2007 - September 2007
Smith Barney December 2005 - March 2006
Skills
Forecasting, Financial Analysis, Financial Modeling, Corporate Finance, Variance Analysis, Due Diligence, Mergers, Investment Banking, Competitive Analysis, Valuation, Cash Flow, Budgets, Microsoft Excel, Financial Reporting, Financial Statements, Strategic Planning, Analysis, Finance, Accounting, General Ledger, M&A analysis, M&A Modeling, Valuation Modeling, DCF Valuation, Comparable Analysis, Precedent Transactions, Pitch Books, WACC, Free Cash Flow, Accretion/dilution, Cost Of Capital, Impairment Testing
Education
DePaul University 2004 — 2009
B.S.
Ashley Albrecht's Smith Barney Experience September 2008 - March 2009
Job Assistant to Producer at Mike & Molly, Warner Brothers TV
Industry Entertainment
Experience
Mike & Molly, Warner Brothers TV July 2012 - Present
Warner Bros. Entertainment Group of Companies September 2009 - August 2012
Warner Brothers Television June 2009 - March 2010
Smith Barney September 2008 - March 2009
UnitedHealthcare September 2007 - August 2008
Skills
Film, Entertainment, Microsoft Excel, Microsoft Office, Film Production, Television, Social Media, Video Production
Education
DePaul University 2005 — 2009
BS, Accounting
Mike & Molly, Warner Brothers TV July 2012 - Present
Warner Bros. Entertainment Group of Companies September 2009 - August 2012
Warner Brothers Television June 2009 - March 2010
Smith Barney September 2008 - March 2009
UnitedHealthcare September 2007 - August 2008
Skills
Film, Entertainment, Microsoft Excel, Microsoft Office, Film Production, Television, Social Media, Video Production
Education
DePaul University 2005 — 2009
BS, Accounting
Penny Mandell's Smith Barney Experience 1987 - 2001
Job Independent Financial Services Professional
Industry Financial Services
Experience
Smith Barney 1987 - 2001
Education
University of South Carolina - Darla Moore School of Business 1981 — 1983
MIBS, International business
Davidson College 1977 — 1981
BA, Psycholinguistics
Smith Barney 1987 - 2001
Education
University of South Carolina - Darla Moore School of Business 1981 — 1983
MIBS, International business
Davidson College 1977 — 1981
BA, Psycholinguistics
Peter Neville's Smith Barney Experience May 2007 - August 2007
Job International Relations
Industry International Affairs
Experience
iJET Intelligent Risk Systems June 2011 - August 2011
The Foreign Policy Initiative January 2010 - September 2010
The Foreign Policy Initiative September 2009 - December 2009
The Heritage Foundation June 2009 - September 2009
Charles G. Koch Charitable Foundation January 2009 - May 2009
The Scowcroft Group September 2008 - December 2008
The Grameen Bank June 2008 - July 2008
Smith Barney May 2007 - August 2007
Skills
Economics, Research, Analysis, International Relations, International Economics
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 2010 — 2012
M.A. International Relations, International Economics, Strategic Studies
Sewanee-The University of the South 2004 — 2008
B.A., Economics
Deerfield Academy 2001 — 2004
Renbrook
iJET Intelligent Risk Systems June 2011 - August 2011
The Foreign Policy Initiative January 2010 - September 2010
The Foreign Policy Initiative September 2009 - December 2009
The Heritage Foundation June 2009 - September 2009
Charles G. Koch Charitable Foundation January 2009 - May 2009
The Scowcroft Group September 2008 - December 2008
The Grameen Bank June 2008 - July 2008
Smith Barney May 2007 - August 2007
Skills
Economics, Research, Analysis, International Relations, International Economics
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 2010 — 2012
M.A. International Relations, International Economics, Strategic Studies
Sewanee-The University of the South 2004 — 2008
B.A., Economics
Deerfield Academy 2001 — 2004
Renbrook
Scott Tagliareni's Smith Barney Experience April 2000 - May 2005
Job Wholesaler at New York Life
Industry Financial Services
Experience
New York Life May 2005 - Present
New York Life Insurance Company 2005 - 2013
New York Life Insurance Company 2005 - 2013
Travelers May 2004 - May 2005
Smith Barney April 2000 - May 2005
Skills
Wholesaling, Mutual Funds, Annuities, Fixed Annuities, Life Insurance, Series 7, Series 65, Series 63, Team Leadership, Cross Selling, Multi-channel Marketing, Retirement Planning, Finance, Financial Planning, Insurance, Investments, Retirement
Education
Duquesne University 1995 — 1999
Bachelor of Science (BS), Investments and Securities, Finance, Marketing
Pickerington 1993 — 1995
New York Life May 2005 - Present
New York Life Insurance Company 2005 - 2013
New York Life Insurance Company 2005 - 2013
Travelers May 2004 - May 2005
Smith Barney April 2000 - May 2005
Skills
Wholesaling, Mutual Funds, Annuities, Fixed Annuities, Life Insurance, Series 7, Series 65, Series 63, Team Leadership, Cross Selling, Multi-channel Marketing, Retirement Planning, Finance, Financial Planning, Insurance, Investments, Retirement
Education
Duquesne University 1995 — 1999
Bachelor of Science (BS), Investments and Securities, Finance, Marketing
Pickerington 1993 — 1995
Ray Starner's Smith Barney Experience March 1971 - January 2010
Job Commercial Real Estate Advisor
Industry Commercial Real Estate
Experience
Michael Baxter and Assoc. August 2010 - Present
Smith Barney March 1971 - January 2010
Skills
Finance, Real Estate, Investments, Asset Managment, Leadership, Commercial Real Estate, Asset Management, Investment Properties, Equities, Loans, Mortgage Lending, Marketing, Real Estate Transactions, Leases, Real Estate Economics, Property Management, Brokerage, Real Estate Development, Real Estate Financing, Sellers, Portfolio Management, Investors
Education
East Stroudsburg University of Pennsylvania 1965 — 1969
B.A., History, Political Science
Michael Baxter and Assoc. August 2010 - Present
Smith Barney March 1971 - January 2010
Skills
Finance, Real Estate, Investments, Asset Managment, Leadership, Commercial Real Estate, Asset Management, Investment Properties, Equities, Loans, Mortgage Lending, Marketing, Real Estate Transactions, Leases, Real Estate Economics, Property Management, Brokerage, Real Estate Development, Real Estate Financing, Sellers, Portfolio Management, Investors
Education
East Stroudsburg University of Pennsylvania 1965 — 1969
B.A., History, Political Science
Eugene Armieri's Smith Barney Experience January 1984 - Present
Job Senior Vice President Wealth Management Financial Planning Specialist (516) 2272825
Industry Financial Services
Experience
Smith Barney January 1984 - Present
Paine Webber March 1978 - January 1984
Loeb Rhoades January 1976 - January 1977
Education
Dowling College
MBA, Finance
Queensborough Community College
BA, Philosophy
Smith Barney January 1984 - Present
Paine Webber March 1978 - January 1984
Loeb Rhoades January 1976 - January 1977
Education
Dowling College
MBA, Finance
Queensborough Community College
BA, Philosophy
Leonard (Lenny) Schnall, MBA's Smith Barney Experience 1987 - 1991
Job Financial Analyst/ Consultant
Industry Financial Services
Experience
RoundPoint Mortgage Servicing Corporation July 2015 - September 2015
Wells Fargo June 2014 - December 2014
HF Financial March 2013 - June 2013
New York Life Insurance Company March 2012 - January 2013
Bank of America July 2004 - June 2011
Merrill Lynch February 1999 - November 2003
Lehman Brothers 1996 - 1998
Lehman Brothers 1991 - 1996
Smith Barney 1987 - 1991
Salomon Brothers 1986 - 1987
Skills
Fixed Income, Investment Banking, Securities, Capital Markets, Financial Analysis, Financial Reporting, Fixed Annuities, Retirement Planning, Syndications, Middle Office, IPO, Bonds, Municipal Bonds, Equity Capital Markets, TQM- Total Quality..., Process Improvement, Six Sigma, Excel, Personal Financial..., Term Life Insurance, Whole Life, Universal Life, Disability Insurance, Long Term Care Insurance, Health Insurance, Investments, Financial Services, Life Insurance, Long-term Care, Financial Markets, Product Control, Finance, Insurance, Mutual Funds, Strategic Financial..., Series 7
Education
Fordham University Graduate School of Business Administration 1988 — 1991
MBA, Finance
Dowling College 1981 — 1985
BBA, Accounting
RoundPoint Mortgage Servicing Corporation July 2015 - September 2015
Wells Fargo June 2014 - December 2014
HF Financial March 2013 - June 2013
New York Life Insurance Company March 2012 - January 2013
Bank of America July 2004 - June 2011
Merrill Lynch February 1999 - November 2003
Lehman Brothers 1996 - 1998
Lehman Brothers 1991 - 1996
Smith Barney 1987 - 1991
Salomon Brothers 1986 - 1987
Skills
Fixed Income, Investment Banking, Securities, Capital Markets, Financial Analysis, Financial Reporting, Fixed Annuities, Retirement Planning, Syndications, Middle Office, IPO, Bonds, Municipal Bonds, Equity Capital Markets, TQM- Total Quality..., Process Improvement, Six Sigma, Excel, Personal Financial..., Term Life Insurance, Whole Life, Universal Life, Disability Insurance, Long Term Care Insurance, Health Insurance, Investments, Financial Services, Life Insurance, Long-term Care, Financial Markets, Product Control, Finance, Insurance, Mutual Funds, Strategic Financial..., Series 7
Education
Fordham University Graduate School of Business Administration 1988 — 1991
MBA, Finance
Dowling College 1981 — 1985
BBA, Accounting
Brian Pelling, CFA's Smith Barney Experience June 2006 - June 2009
Job Eurodollar Options Trader at Consolidated Trading
Industry Financial Services
Experience
Consolidated Trading August 2013 - Present
TradeLink June 2009 - June 2013
Smith Barney June 2006 - June 2009
BMO Harris Bank March 2005 - June 2006
PNC (formerly National City Bank) January 2003 - March 2005
Education
DePaul University 2003 — 2005
Master of Business Administration (MBA), Finance and Economics
University of Illinois at Urbana-Champaign 1998 — 2002
Bachelor's degree, Finance, General
Consolidated Trading August 2013 - Present
TradeLink June 2009 - June 2013
Smith Barney June 2006 - June 2009
BMO Harris Bank March 2005 - June 2006
PNC (formerly National City Bank) January 2003 - March 2005
Education
DePaul University 2003 — 2005
Master of Business Administration (MBA), Finance and Economics
University of Illinois at Urbana-Champaign 1998 — 2002
Bachelor's degree, Finance, General
Joe Tracy's Smith Barney Experience 2005 - 2006
Job Partner at Lakeview Capital Management
Industry Investment Management
Experience
Lakeview Capital Management August 2011 - Present
Crestridge Capital Management January 2007 - August 2011
smith barney 2005 - 2006
Robinson Humphrey 1992 - 2005
Skills
Alternative Investments, Asset Allocation, Wealth Management, Investments, Securities, Equities, Asset Management, Investment Advisory, Hedge Funds, Portfolio Management, Investment Strategies, Series 7, Series 63, Investment Management, Trading
Education
Denison University 1988 — 1992
BA, Economics, French
lovett 1980 — 1988
Lakeview Capital Management August 2011 - Present
Crestridge Capital Management January 2007 - August 2011
smith barney 2005 - 2006
Robinson Humphrey 1992 - 2005
Skills
Alternative Investments, Asset Allocation, Wealth Management, Investments, Securities, Equities, Asset Management, Investment Advisory, Hedge Funds, Portfolio Management, Investment Strategies, Series 7, Series 63, Investment Management, Trading
Education
Denison University 1988 — 1992
BA, Economics, French
lovett 1980 — 1988
Volter Bagriy's Smith Barney Experience January 2009 - May 2009
Job Quantitative Equity Portfolio Manager at Northern Trust Asset Management
Industry Financial Services
Experience
Northern Trust Corporation June 2015 - Present
Northern Trust Corporation April 2014 - June 2015
Northern Trust August 2013 - April 2014
Northern Trust September 2012 - July 2013
Connected Property Management May 2011 - August 2012
Equal Partners May 2009 - August 2009
Smith Barney January 2009 - May 2009
Aflac May 2008 - August 2008
Skills
Microsoft Office, Financial Analysis, Accounting, Marketing, Budgets, Cash Flow, FX Spot, Forwards, SWIFT messaging, Collateral Management, ETFs, Eagle, Fund Of Funds, Custodians, Cost Reporting, Equities, Employee Training, Middle Office, Account Reconciliation, TLM, New Account Opening, Project Management, Claims Management, Accounts Payable, QuickBooks
Education
Georgetown University - The McDonough School of Business 2007 — 2010
Bachelor of Business Administration (B.B.A.), Finance and Management (concentration in Leadership and Change)
DePaul University 2006 — 2007
Finance
Northern Trust Corporation June 2015 - Present
Northern Trust Corporation April 2014 - June 2015
Northern Trust August 2013 - April 2014
Northern Trust September 2012 - July 2013
Connected Property Management May 2011 - August 2012
Equal Partners May 2009 - August 2009
Smith Barney January 2009 - May 2009
Aflac May 2008 - August 2008
Skills
Microsoft Office, Financial Analysis, Accounting, Marketing, Budgets, Cash Flow, FX Spot, Forwards, SWIFT messaging, Collateral Management, ETFs, Eagle, Fund Of Funds, Custodians, Cost Reporting, Equities, Employee Training, Middle Office, Account Reconciliation, TLM, New Account Opening, Project Management, Claims Management, Accounts Payable, QuickBooks
Education
Georgetown University - The McDonough School of Business 2007 — 2010
Bachelor of Business Administration (B.B.A.), Finance and Management (concentration in Leadership and Change)
DePaul University 2006 — 2007
Finance
Lanetta Fox Bazile's Smith Barney Experience August 1991 - July 1995
Job Manager at Interactive Brokers LLC
Industry Financial Services
Experience
Interactive Brokers March 2004 - Present
JPMorgan Chase September 1999 - March 2004
Morgan Stanley July 1995 - September 1999
Smith Barney August 1991 - July 1995
Skills
Securities License, Series 7, Series 24, Series 63, Electronic Trading, Financial Markets, Financial Analysis, Valuation, Commodity, Foreign Exchange, Investments, Uniform Combined State..., Financial Services, Equity Derivatives, Portfolio Management, Corporate Finance
Education
DePaul University
Bachelor of Arts (B.A.), Business Administration and Management, General
Moraine Valley Community College
Associate of Arts (A.A.), Business/Commerce, General
Interactive Brokers March 2004 - Present
JPMorgan Chase September 1999 - March 2004
Morgan Stanley July 1995 - September 1999
Smith Barney August 1991 - July 1995
Skills
Securities License, Series 7, Series 24, Series 63, Electronic Trading, Financial Markets, Financial Analysis, Valuation, Commodity, Foreign Exchange, Investments, Uniform Combined State..., Financial Services, Equity Derivatives, Portfolio Management, Corporate Finance
Education
DePaul University
Bachelor of Arts (B.A.), Business Administration and Management, General
Moraine Valley Community College
Associate of Arts (A.A.), Business/Commerce, General
Penny Mandell's Smith Barney Experience January 1987 - January 2002
Job Senior Investment Advisor, Evergreen Gavekal
Industry Investment Management
Experience
Evergreen GaveKal December 2014 - Present
RBC Wealth Management February 2012 - November 2014
Summit Creek Capital LLC July 2009 - December 2011
Smith Barney January 1987 - January 2002
Smith Barney 1987 - 2002
L.F. Rothschild,Unterberg & Towbin January 1984 - February 1987
Skills
Portfolio Management, Sales Management, Public Speaking, Development & delivery..., Asset Management, Marketing Communications, Product Marketing, Investments, Professional..., Equities, Financial Advisory, Investment Advisory, Management, Marketing, Mutual Funds, Series 63, Series 7, Start-ups, Valuation
Education
University of South Carolina - Darla Moore School of Business 1981 — 1983
MIBS, International Marketing
Davidson College
Bachelor of Arts, Psycholinguistics
Evergreen GaveKal December 2014 - Present
RBC Wealth Management February 2012 - November 2014
Summit Creek Capital LLC July 2009 - December 2011
Smith Barney January 1987 - January 2002
Smith Barney 1987 - 2002
L.F. Rothschild,Unterberg & Towbin January 1984 - February 1987
Skills
Portfolio Management, Sales Management, Public Speaking, Development & delivery..., Asset Management, Marketing Communications, Product Marketing, Investments, Professional..., Equities, Financial Advisory, Investment Advisory, Management, Marketing, Mutual Funds, Series 63, Series 7, Start-ups, Valuation
Education
University of South Carolina - Darla Moore School of Business 1981 — 1983
MIBS, International Marketing
Davidson College
Bachelor of Arts, Psycholinguistics
Charles McGee's Smith Barney Experience February 2006 - January 2009
Job Vice President Wealth Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott January 2009 - Present
Smith Barney February 2006 - January 2009
Legg Mason April 1996 - February 2006
Paine Webber October 1986 - April 1996
EF Hutton December 1984 - October 1986
Skills
Wealth Management, Retirement, Financial Analysis, Asset Allocation, Investment Management
Education
DeSales University 1968 — 1972
BA
Janney Montgomery Scott January 2009 - Present
Smith Barney February 2006 - January 2009
Legg Mason April 1996 - February 2006
Paine Webber October 1986 - April 1996
EF Hutton December 1984 - October 1986
Skills
Wealth Management, Retirement, Financial Analysis, Asset Allocation, Investment Management
Education
DeSales University 1968 — 1972
BA
Richard Zinman's Smith Barney Experience 1988 - 1991
Job Managing Director at Credit Suisse
Industry Investment Banking
Experience
Credit Suisse 2008 - Present
Citi 2001 - 2008
Credit Suisse 1991 - 1995
Smith Barney 1988 - 1991
Oppenheimer & Co. 1985 - 1988
Dean Witter Reynolds 1983 - 1985
Education
Duke University 1978 — 1982
Bachelor of Arts (B.A.), Political Science
Horace Mann School 1974 — 1978
Credit Suisse 2008 - Present
Citi 2001 - 2008
Credit Suisse 1991 - 1995
Smith Barney 1988 - 1991
Oppenheimer & Co. 1985 - 1988
Dean Witter Reynolds 1983 - 1985
Education
Duke University 1978 — 1982
Bachelor of Arts (B.A.), Political Science
Horace Mann School 1974 — 1978
Lyn Hensle-Hirsch's Smith Barney Experience April 1998 - February 2005
Job Managing Director, CAO of Wealth Management Operations at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management October 2011 - Present
Morgan Stanley Smith Barney 2010 - September 2011
Morgan Stanley Smith Barney June 2009 - January 2010
Citi Smith Barney March 2005 - May 2009
Smith Barney April 1998 - February 2005
Paine Webber January 1996 - March 1998
Paine Webber January 1995 - December 1995
Paine Webber January 1992 - December 1994
Paine Webber January 1988 - December 1991
Skills
Series 7, Wealth Management, Financial Services, Series 63, Mutual Funds, Securities, Business Development, Management, Mergers & Acquisitions, Program Management, Asset Allocation, FINRA, Alternative Investments, Series 24, Leadership
Education
Dickinson College
Bachelor of Science, Biology
University of Pennsylvania - The Wharton School
Securities Industry Institute
Morgan Stanley Wealth Management October 2011 - Present
Morgan Stanley Smith Barney 2010 - September 2011
Morgan Stanley Smith Barney June 2009 - January 2010
Citi Smith Barney March 2005 - May 2009
Smith Barney April 1998 - February 2005
Paine Webber January 1996 - March 1998
Paine Webber January 1995 - December 1995
Paine Webber January 1992 - December 1994
Paine Webber January 1988 - December 1991
Skills
Series 7, Wealth Management, Financial Services, Series 63, Mutual Funds, Securities, Business Development, Management, Mergers & Acquisitions, Program Management, Asset Allocation, FINRA, Alternative Investments, Series 24, Leadership
Education
Dickinson College
Bachelor of Science, Biology
University of Pennsylvania - The Wharton School
Securities Industry Institute
David Ellovich's Smith Barney Experience 1993 - 2009
Job Senior Vice President Wealth Management UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2009 - Present
Smith Barney 1993 - 2009
Kidder Peabody 1988 - 1993
Drexel Burnham Lambert 1983 - 1988
Skills
Equities, Financial Analysis, Fixed Income, Investments, Mutual Funds, Strategic Planning, Wealth Management
Education
Drew University 1975 — 1979
B.A., Political Science & History
Kingswood-Oxford School 1971 — 1975
UBS Financial Services, Inc. April 2009 - Present
Smith Barney 1993 - 2009
Kidder Peabody 1988 - 1993
Drexel Burnham Lambert 1983 - 1988
Skills
Equities, Financial Analysis, Fixed Income, Investments, Mutual Funds, Strategic Planning, Wealth Management
Education
Drew University 1975 — 1979
B.A., Political Science & History
Kingswood-Oxford School 1971 — 1975
Ralph Marzulla's Smith Barney Experience June 1998 - July 2003
Job Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management August 2003 - Present
Smith Barney June 1998 - July 2003
Various Casting Agencies May 1996 - December 1996
Boulder Station Hotel & Casino November 1995 - May 1996
National Funds January 1991 - October 1993
Round Hill Club July 1981 - December 1988
Skills
Investment Licensed..., Skip Barber Racing..., Series 63, Mutual Funds, Financial Advisory, Series 7, Trading
Education
DeSales University 1981 — 1985
BA, Business Management
Morgan Stanley Wealth Management August 2003 - Present
Smith Barney June 1998 - July 2003
Various Casting Agencies May 1996 - December 1996
Boulder Station Hotel & Casino November 1995 - May 1996
National Funds January 1991 - October 1993
Round Hill Club July 1981 - December 1988
Skills
Investment Licensed..., Skip Barber Racing..., Series 63, Mutual Funds, Financial Advisory, Series 7, Trading
Education
DeSales University 1981 — 1985
BA, Business Management
Laura Doran's Smith Barney Experience June 1992 - March 2009
Job Investment Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Service Inc. March 2009 - Present
Smith Barney June 1992 - March 2009
Shearson Lehman Hutton June 1989 - June 1992
Skills
Series 7, Portfolio Management, Equities, Mutual Funds, Asset Allocation, Wealth Management, Retirement Planning
Education
Eastern Illinois University
Bachelor of Science (BS), Finance
UBS Financial Service Inc. March 2009 - Present
Smith Barney June 1992 - March 2009
Shearson Lehman Hutton June 1989 - June 1992
Skills
Series 7, Portfolio Management, Equities, Mutual Funds, Asset Allocation, Wealth Management, Retirement Planning
Education
Eastern Illinois University
Bachelor of Science (BS), Finance
Robert G. Salisbury, Jr.'s Smith Barney Experience 2004 - 2009
Job Owner, GardnerNolan LLC
Industry Investment Management
Experience
Gardner-Nolan LLC 2011 - Present
Smith Barney 2004 - 2009
Smith Barney 1995 - 2004
Smith Barney Shearson 1987 - 1995
Shearson American Express 1983 - 1987
IBM 1980 - 1983
IBM 1976 - 1980
Skills
Leadership, Alternative Investments, Asset Allocation, Management, Training, Marketing, Wealth Management, Investments, Investment Advisory, Mutual Funds, Asset Management
Education
Duke Fuqua School of Business 1978 — 1981
MBA, Finance
Duke University 1970 — 1974
B.A., Comparative Literature
Harvard Business School
Executive Education
Wharton Business School 1990 — 1992
Executive Education, Finance
Gardner-Nolan LLC 2011 - Present
Smith Barney 2004 - 2009
Smith Barney 1995 - 2004
Smith Barney Shearson 1987 - 1995
Shearson American Express 1983 - 1987
IBM 1980 - 1983
IBM 1976 - 1980
Skills
Leadership, Alternative Investments, Asset Allocation, Management, Training, Marketing, Wealth Management, Investments, Investment Advisory, Mutual Funds, Asset Management
Education
Duke Fuqua School of Business 1978 — 1981
MBA, Finance
Duke University 1970 — 1974
B.A., Comparative Literature
Harvard Business School
Executive Education
Wharton Business School 1990 — 1992
Executive Education, Finance
Cathi Thomas's Smith Barney Experience January 2004 - April 2011
Job Owner at Cathi's Designs
Industry Furniture
Experience
The Midtowwn Group April 2011 - Present
Delancey Wealth Management, LLC January 2012 - March 2014
Smith Barney January 2004 - April 2011
Skills
Furniture, Interior Design, New Business Development, Furnishings, Marketing Strategy, Sales Management, Space planning, Entrepreneurship, Custom Furniture, Cabinetry, Small Business, Strategic Planning, Marketing, Business Strategy, Sales, Customer Service, Microsoft Office, Public Speaking, Event Planning, Management, Training
Education
Delaware Technical and Community College-Stanton-Wilmington 1990 — 1992
Business Administration and Management, General
The Midtowwn Group April 2011 - Present
Delancey Wealth Management, LLC January 2012 - March 2014
Smith Barney January 2004 - April 2011
Skills
Furniture, Interior Design, New Business Development, Furnishings, Marketing Strategy, Sales Management, Space planning, Entrepreneurship, Custom Furniture, Cabinetry, Small Business, Strategic Planning, Marketing, Business Strategy, Sales, Customer Service, Microsoft Office, Public Speaking, Event Planning, Management, Training
Education
Delaware Technical and Community College-Stanton-Wilmington 1990 — 1992
Business Administration and Management, General
Christina Crovetto's Smith Barney Experience 1991 - 1993
Job Director of Special Projects and Publications
Industry Higher Education
Experience
New Jersey Institute of Technology May 2015 - Present
New Jersey Institute of Technology May 2014 - May 2015
New Jersey Institute of Technology May 2004 - May 2014
Catholic Charities of the Archdiocese of Newark, New Jersey 2000 - 2004
Prudential Financial 1997 - 2000
Cathedral Healthcare System 1996 - 1997
Clara Maass Medical Center 1994 - 1996
Smith Barney 1991 - 1993
Ebasco Environmental 1989 - 1991
Theatre Communications Group 1986 - 1989
Skills
Editing, Copy Editing, News Writing, Magazine Writing, Technical Writing, Journalism, Press Releases, Higher Education, Public Relations, Strategic Public..., Print Publication Design, Strategic Communications, Marketing Communications, Special Events..., Internal Communications, Advertising, Communication Design, Company Newsletters, PowerPoint, Publication Planning, Publication Development, Web Content
Education
Drexel University 2013 — 2015
Master of Science, Higher Education/Higher Education Administration, GPA 3.9/4.0
New Jersey Institute of Technology 2001 — 2003
Master of Science (MSc), Professional and Technical Communication, GPA 4.0/4.0
Rutgers University-New Brunswick 1981 — 1985
Bachelor of Arts (B.A.), Journalism and Mass Media
New Jersey Institute of Technology May 2015 - Present
New Jersey Institute of Technology May 2014 - May 2015
New Jersey Institute of Technology May 2004 - May 2014
Catholic Charities of the Archdiocese of Newark, New Jersey 2000 - 2004
Prudential Financial 1997 - 2000
Cathedral Healthcare System 1996 - 1997
Clara Maass Medical Center 1994 - 1996
Smith Barney 1991 - 1993
Ebasco Environmental 1989 - 1991
Theatre Communications Group 1986 - 1989
Skills
Editing, Copy Editing, News Writing, Magazine Writing, Technical Writing, Journalism, Press Releases, Higher Education, Public Relations, Strategic Public..., Print Publication Design, Strategic Communications, Marketing Communications, Special Events..., Internal Communications, Advertising, Communication Design, Company Newsletters, PowerPoint, Publication Planning, Publication Development, Web Content
Education
Drexel University 2013 — 2015
Master of Science, Higher Education/Higher Education Administration, GPA 3.9/4.0
New Jersey Institute of Technology 2001 — 2003
Master of Science (MSc), Professional and Technical Communication, GPA 4.0/4.0
Rutgers University-New Brunswick 1981 — 1985
Bachelor of Arts (B.A.), Journalism and Mass Media
Jennifer Sneath, CFA's Smith Barney Experience June 1993 - August 1993
Job Vice President and Associate Director, Fixed Income at Wellington Management
Industry Investment Management
Experience
Wellington Management 2006 - Present
Greenwich Associates 2003 - 2006
Wellington Management 1995 - 2002
PaineWebber 1994 - 1995
Smith Barney June 1993 - August 1993
Martin Marietta 1989 - 1992
Education
Tuck School of Business at Dartmouth 1992 — 1994
Master of Business Administration (MBA)
Duke University 1985 — 1989
Bachelor of Arts (B.A.), Economics
Wellington Management 2006 - Present
Greenwich Associates 2003 - 2006
Wellington Management 1995 - 2002
PaineWebber 1994 - 1995
Smith Barney June 1993 - August 1993
Martin Marietta 1989 - 1992
Education
Tuck School of Business at Dartmouth 1992 — 1994
Master of Business Administration (MBA)
Duke University 1985 — 1989
Bachelor of Arts (B.A.), Economics
frances dimartino's Smith Barney Experience September 1988 - July 2005
Job baker at shop rite
Industry Consumer Goods
Experience
shop rite March 2011 - Present
smith barney September 1988 - July 2005
Education
Dover Business College 1984 — 1986
high point high school 1980 — 1984
shop rite March 2011 - Present
smith barney September 1988 - July 2005
Education
Dover Business College 1984 — 1986
high point high school 1980 — 1984
Bob Fahrbach's Smith Barney Experience July 1995 - July 1996
Job RBS, Managing Director and Head of Financial Institutions DCM, Coverage, and Structuring
Industry Financial Services
Experience
RBS May 2004 - Present
Credit Suisse August 1996 - May 2004
Smith Barney July 1995 - July 1996
Kidder Peabody July 1992 - July 1995
Education
Duke University 1988 — 1992
Economics and Psychology, Bachelor of Arts
RBS May 2004 - Present
Credit Suisse August 1996 - May 2004
Smith Barney July 1995 - July 1996
Kidder Peabody July 1992 - July 1995
Education
Duke University 1988 — 1992
Economics and Psychology, Bachelor of Arts
Tia May's Smith Barney Experience February 2006 - November 2006
Job Recruiting Coordinator at CMF Associates
Industry Financial Services
Experience
CMF Associates Executive AssistantAccentureJanuary 2007 - August 2013
SMITH BARNEY February 2006 - November 2006
Skills
Executive..., Executive Office..., Customer Service, Outlook, PeopleSoft, Time Management, Microsoft Excel
Education
Drexel University
Accounting and Finance
CMF Associates Executive AssistantAccentureJanuary 2007 - August 2013
SMITH BARNEY February 2006 - November 2006
Skills
Executive..., Executive Office..., Customer Service, Outlook, PeopleSoft, Time Management, Microsoft Excel
Education
Drexel University
Accounting and Finance
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.