Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Fiona French Fiona French's Smith Barney Experience 2000 - 2002
Job AVP, Compliance at Oaktree Capital
Industry Financial Services
Experience
Oaktree Capital Management January 2015 - Present
First Pacific Advisors July 2012 - January 2015
Nuveen Investments February 2007 - July 2012
Western Asset Management 2004 - 2007
Smith Barney 2000 - 2002
Skills
Mutual Funds, Securities, Fixed Income, Alternative Investments, Hedge Funds, Investments, Equities, Asset Management, Series 7, Bloomberg, Due Diligence, Asset Allocation, Portfolio Management, Bonds, Investment Management, Derivatives, Capital Markets, FINRA, Financial Analysis, Investment Advisory, Compliance Management
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2006 — 2008
Master of Business Administration (MBA), Finance, General
University of California, Irvine 1998 — 2002
BA, Economics
Oaktree Capital Management January 2015 - Present
First Pacific Advisors July 2012 - January 2015
Nuveen Investments February 2007 - July 2012
Western Asset Management 2004 - 2007
Smith Barney 2000 - 2002
Skills
Mutual Funds, Securities, Fixed Income, Alternative Investments, Hedge Funds, Investments, Equities, Asset Management, Series 7, Bloomberg, Due Diligence, Asset Allocation, Portfolio Management, Bonds, Investment Management, Derivatives, Capital Markets, FINRA, Financial Analysis, Investment Advisory, Compliance Management
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2006 — 2008
Master of Business Administration (MBA), Finance, General
University of California, Irvine 1998 — 2002
BA, Economics
Robert Lane Robert Lane's Smith Barney Experience 1994 - 1997
Job Chief Financial Officer
Industry Oil & Energy
Experience
Emerge Energy Services LP November 2012 - June 2015
Global Hunter Securities December 2011 - November 2012
Madison Williams and Company December 2009 - December 2011
Sanders Morris Harris November 2004 - December 2009
Unico Corporation August 2003 - September 2004
Vulcan Capital Management April 1998 - April 2003
Smith Barney 1994 - 1997
Skills
Financial Modeling, Private Equity, Mergers, Corporate Finance, Investment Banking, Treasury, Capital Markets, Corporate Development, Accounting, Valuation, Mergers & Acquisitions, Investments, Equity Research, Business Strategy, Equities, Finance, IPO
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Accounting, Finance, Management, Marketing, Operations
Princeton University 1990 — 1994
AB, Politics, Economics, Psychology
University of Houston, C.T. Bauer College of Business 2009 — 2010
Certificate in Accounting, Accounting
Emerge Energy Services LP November 2012 - June 2015
Global Hunter Securities December 2011 - November 2012
Madison Williams and Company December 2009 - December 2011
Sanders Morris Harris November 2004 - December 2009
Unico Corporation August 2003 - September 2004
Vulcan Capital Management April 1998 - April 2003
Smith Barney 1994 - 1997
Skills
Financial Modeling, Private Equity, Mergers, Corporate Finance, Investment Banking, Treasury, Capital Markets, Corporate Development, Accounting, Valuation, Mergers & Acquisitions, Investments, Equity Research, Business Strategy, Equities, Finance, IPO
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Accounting, Finance, Management, Marketing, Operations
Princeton University 1990 — 1994
AB, Politics, Economics, Psychology
University of Houston, C.T. Bauer College of Business 2009 — 2010
Certificate in Accounting, Accounting
Ramy El-Meligy Ramy El-Meligy's Smith Barney Experience September 2006 - November 2006
Job J.D. Candidate at University of California, Berkeley School of Law
Industry Law Practice
Experience
United States Attorney's Office May 2013 - August 2013
Chambers of the Honorable Ernest M. Robles, U.S. Bankruptcy Court, Central District of California June 2011 - August 2011
The Princeton Review December 2009 - August 2010
Spencer Stuart June 2007 - August 2007
EFG Hermes December 2006 - January 2007
Eureka One-on-One Review August 2004 - December 2006
Smith Barney September 2006 - November 2006
Environment California 2006 - 2006
Skills
Legal Research, Legal Writing, Litigation, Oral & Written..., Oral Arguments, Civil Litigation, Bankruptcy, Westlaw, Lexis, Courts, Motions, Administrative Law, Competition Law, Trial Practice, Legal Issues, Research, Public Speaking, Public Policy, Antitrust Law, American Foreign Policy, American Politics, Constitutional Law, Environmental Law
Education
University of California, Berkeley - School of Law 2010 — 2014
Juris Doctor (J.D.), Law
Pomona College 2004 — 2008
BA, Philosophy, Politics, Economics
University of Cambridge 2007 — 2007
Development Economics, International Law, Geopolitics
United States Attorney's Office May 2013 - August 2013
Chambers of the Honorable Ernest M. Robles, U.S. Bankruptcy Court, Central District of California June 2011 - August 2011
The Princeton Review December 2009 - August 2010
Spencer Stuart June 2007 - August 2007
EFG Hermes December 2006 - January 2007
Eureka One-on-One Review August 2004 - December 2006
Smith Barney September 2006 - November 2006
Environment California 2006 - 2006
Skills
Legal Research, Legal Writing, Litigation, Oral & Written..., Oral Arguments, Civil Litigation, Bankruptcy, Westlaw, Lexis, Courts, Motions, Administrative Law, Competition Law, Trial Practice, Legal Issues, Research, Public Speaking, Public Policy, Antitrust Law, American Foreign Policy, American Politics, Constitutional Law, Environmental Law
Education
University of California, Berkeley - School of Law 2010 — 2014
Juris Doctor (J.D.), Law
Pomona College 2004 — 2008
BA, Philosophy, Politics, Economics
University of Cambridge 2007 — 2007
Development Economics, International Law, Geopolitics
Christian Abadiotakis (CPA) Christian Abadiotakis (CPA)'s Smith Barney Experience 2001 - 2003
Job Chief Financial Officer at Dreman Value Management, LLC
Industry Investment Management
Experience
Dreman Value Management, LLC June 2014 - June 2015
Arden Asset Management July 2006 - December 2013
Bear Stearns 2003 - 2006
Smith Barney 2001 - 2003
PwC 1997 - 2001
Skills
Hedge Funds, Financial Reporting, Fund Of Funds, Alternative Investments, Investor Relations, Private Equity, Equities, SEC filings, Asset Management, Accounting, Due Diligence, Valuation, Derivatives, Asset Managment, Financial Modeling, Investments, Hedging, Risk Management, Securities, Capital Markets, Financial Services, Portfolio Management, Family Office, SEC Filings
Education
State University of New York College at Oneonta 1991 — 1994
Bachelor of Science (BS), Accounting
Pace University 1990 — 1991
Dreman Value Management, LLC June 2014 - June 2015
Arden Asset Management July 2006 - December 2013
Bear Stearns 2003 - 2006
Smith Barney 2001 - 2003
PwC 1997 - 2001
Skills
Hedge Funds, Financial Reporting, Fund Of Funds, Alternative Investments, Investor Relations, Private Equity, Equities, SEC filings, Asset Management, Accounting, Due Diligence, Valuation, Derivatives, Asset Managment, Financial Modeling, Investments, Hedging, Risk Management, Securities, Capital Markets, Financial Services, Portfolio Management, Family Office, SEC Filings
Education
State University of New York College at Oneonta 1991 — 1994
Bachelor of Science (BS), Accounting
Pace University 1990 — 1991
Travis Hardison Travis Hardison's Smith Barney Experience September 1989 - October 1998
Job Operations Analyst at New York & Company
Industry Retail
Experience
New York & Company February 2006 - Present
Limited Brands October 1998 - 2003
Credit Suisse December 1999 - April 2001
Smith Barney September 1989 - October 1998
Skills
Customer Service, Microsoft Excel, Retail, PowerPoint, Microsoft Word, Microsoft Office, Event Planning, MHC(Ducument express), RAS, Control-M/Enterprise..., BRMS, HMC, MPLUS, AS400 Administration, Visual Merchandising, Social Media, Fashion, Inventory Management
Education
SUNY Purchase 1987 — 1991
SBS Computer/Technical School
New York & Company February 2006 - Present
Limited Brands October 1998 - 2003
Credit Suisse December 1999 - April 2001
Smith Barney September 1989 - October 1998
Skills
Customer Service, Microsoft Excel, Retail, PowerPoint, Microsoft Word, Microsoft Office, Event Planning, MHC(Ducument express), RAS, Control-M/Enterprise..., BRMS, HMC, MPLUS, AS400 Administration, Visual Merchandising, Social Media, Fashion, Inventory Management
Education
SUNY Purchase 1987 — 1991
SBS Computer/Technical School
Blaine Ford Blaine Ford's Smith Barney Experience August 2006 - May 2008
Job Community Manager at WeWork
Industry Internet
Experience
WeWork May 2014 - Present
Trivial Hirsute July 2011 - Present
Batali & Bastianich Hospitality Group February 2010 - April 2014
Mercer Kitchen January 2011 - January 2012
Pittsburgh Playhouse September 2006 - May 2010
Smith Barney August 2006 - May 2008
Skills
Hospitality Industry, Pop Culture, Bartending, Theatre, Fine Dining, Sales, Improvisation, Stage Combat, Trivia, Camping, History, YouTube, Italian cuisine, Craft Beer, Social Media, Hiking, Seafood, Ancient History, Roman history, Comic Books, Real Estate, Team Management, Coworking, Event Planning, Public Speaking, Property Management, Beer, Wine, Salesforce.com
Education
Point Park University 2006 — 2010
Bachelor of Arts (B.A.), Acting
WeWork May 2014 - Present
Trivial Hirsute July 2011 - Present
Batali & Bastianich Hospitality Group February 2010 - April 2014
Mercer Kitchen January 2011 - January 2012
Pittsburgh Playhouse September 2006 - May 2010
Smith Barney August 2006 - May 2008
Skills
Hospitality Industry, Pop Culture, Bartending, Theatre, Fine Dining, Sales, Improvisation, Stage Combat, Trivia, Camping, History, YouTube, Italian cuisine, Craft Beer, Social Media, Hiking, Seafood, Ancient History, Roman history, Comic Books, Real Estate, Team Management, Coworking, Event Planning, Public Speaking, Property Management, Beer, Wine, Salesforce.com
Education
Point Park University 2006 — 2010
Bachelor of Arts (B.A.), Acting
Ryan P. Woodring, CFP®, CRPC®, CDFA Ryan P. Woodring, CFP®, CRPC®, CDFA's Smith Barney Experience 2003 - 2008
Job Managing Partner at Heritage Investment Partners, LLP
Industry Financial Services
Experience
Heritage Investment Partners, LLP July 2008 - Present
Smith Barney 2003 - 2008
Merrill Lynch 2001 - 2003
SYCOM Enterprises 1995 - 2002
Skills
Succession Planning, Life Insurance, Mutual Funds, Mortgage Lending, Fixed Income, Trading, Retirement Planning, Fixed Annuities, Valuation, Mergers & Acquisitions, 401k, Risk Management, Wealth, Strategic Financial..., Investment Management, Training, Strategic Planning, Investment Advisory, Business Planning, Wealth Management, Series 7, Economics, Estate Planning, Alternative Investments, Insurance, Due Diligence, Securities, Equities, Banking, FINRA, Investment Strategies, Employee Benefits, Loans, Asset Allocation, Finance, Series 63, Investments, Retirement, Portfolio Management, Real Estate, Hedge Funds, Credit, Business Strategy, Business Development, Private Equity, Financial Analysis, Asset Management, Financial Modeling, Long-term Care
Education
Penn State University 1990 — 1994
Bachelor of Science, Business Administration
Heritage Investment Partners, LLP July 2008 - Present
Smith Barney 2003 - 2008
Merrill Lynch 2001 - 2003
SYCOM Enterprises 1995 - 2002
Skills
Succession Planning, Life Insurance, Mutual Funds, Mortgage Lending, Fixed Income, Trading, Retirement Planning, Fixed Annuities, Valuation, Mergers & Acquisitions, 401k, Risk Management, Wealth, Strategic Financial..., Investment Management, Training, Strategic Planning, Investment Advisory, Business Planning, Wealth Management, Series 7, Economics, Estate Planning, Alternative Investments, Insurance, Due Diligence, Securities, Equities, Banking, FINRA, Investment Strategies, Employee Benefits, Loans, Asset Allocation, Finance, Series 63, Investments, Retirement, Portfolio Management, Real Estate, Hedge Funds, Credit, Business Strategy, Business Development, Private Equity, Financial Analysis, Asset Management, Financial Modeling, Long-term Care
Education
Penn State University 1990 — 1994
Bachelor of Science, Business Administration
Elizabeth Gleason Elizabeth Gleason's Smith Barney Experience 1982 - 2006
Job Legal Assistant at Sidley Austin
Industry Law Practice
Edward W. Daly Edward W. Daly's Smith Barney Experience 1990 - 1995
Job CHHA @ HACNY
Industry Hospital & Health Care
Experience
Home Aides of CNY June 2013 - Present
Target August 2007 - May 2013
Frag Force Gaming December 2008 - December 2011
Reactor-Forge Gaming &MultiMedia Website June 2007 - December 2008
Independent Commodity Trader Comex June 2006 - July 2007
York Commodities July 1997 - January 2007
Self Employed Broker September 1996 - June 1997
Atlantic Commodities November 1995 - October 1996
Smith Barney 1990 - 1995
Van Tongeren Trading 1985 - 1990
Skills
Microsoft Excel, Customer Service, Team Building, Project Management, Budgets, Project Planning, Microsoft Office, Research, Inventorying, Planograms, Merchandising, Recieving, Computer-savvy, PDA, English, Microsoft Word, Accounting, Logistics, Reverse Logistics, Options, Commodity Markets, Financial Markets, Trading, Trading Systems, Outlook, Leadership, Sales, Data Entry, Teamwork, Process Scheduler, Supervisory Skills, Critical Thinking, Public Relations, Publishing, Small Business, Brand Development, Health, Range of Motion, Software Documentation, Administrative..., Healthcare, Telephone Skills, Cpr Certified, Vital Signs, Hospice, Spreadsheets, Direct Patient Care, Time Management, Medication..., Appointment Scheduling
Education
Alzheimer's Association, Central New York Chapter 2014 — 2014
CHHA Specialty Training, Alzheimer's and Dementia
Hospice of CNY 2014 — 2014
Hospice Speciality Certification, Hospice and Palliative CHHA Training
New York State Approved HHACNY 2013 — 2013
HHA Certification, Home Health Aide/Home Attendant, Highly Satisfactory
Series 7 -- Cftc License 1989 Nfa.org 1990 — 1991
CFTC Comodities License
NYU Stern School of Business 1988 — 1991
Institute of Finance NYC 1986 — 1988
Various Option Trading Classes
College of Insurance 1980 — 1981
Property Insurance -- Inland Marine
Pace University-New York 1978 — 1980
Orginally Biology -- Then General Studies
Home Aides of CNY June 2013 - Present
Target August 2007 - May 2013
Frag Force Gaming December 2008 - December 2011
Reactor-Forge Gaming &MultiMedia Website June 2007 - December 2008
Independent Commodity Trader Comex June 2006 - July 2007
York Commodities July 1997 - January 2007
Self Employed Broker September 1996 - June 1997
Atlantic Commodities November 1995 - October 1996
Smith Barney 1990 - 1995
Van Tongeren Trading 1985 - 1990
Skills
Microsoft Excel, Customer Service, Team Building, Project Management, Budgets, Project Planning, Microsoft Office, Research, Inventorying, Planograms, Merchandising, Recieving, Computer-savvy, PDA, English, Microsoft Word, Accounting, Logistics, Reverse Logistics, Options, Commodity Markets, Financial Markets, Trading, Trading Systems, Outlook, Leadership, Sales, Data Entry, Teamwork, Process Scheduler, Supervisory Skills, Critical Thinking, Public Relations, Publishing, Small Business, Brand Development, Health, Range of Motion, Software Documentation, Administrative..., Healthcare, Telephone Skills, Cpr Certified, Vital Signs, Hospice, Spreadsheets, Direct Patient Care, Time Management, Medication..., Appointment Scheduling
Education
Alzheimer's Association, Central New York Chapter 2014 — 2014
CHHA Specialty Training, Alzheimer's and Dementia
Hospice of CNY 2014 — 2014
Hospice Speciality Certification, Hospice and Palliative CHHA Training
New York State Approved HHACNY 2013 — 2013
HHA Certification, Home Health Aide/Home Attendant, Highly Satisfactory
Series 7 -- Cftc License 1989 Nfa.org 1990 — 1991
CFTC Comodities License
NYU Stern School of Business 1988 — 1991
Institute of Finance NYC 1986 — 1988
Various Option Trading Classes
College of Insurance 1980 — 1981
Property Insurance -- Inland Marine
Pace University-New York 1978 — 1980
Orginally Biology -- Then General Studies
Andy Rieger Andy Rieger's Smith Barney Experience July 1995 - January 2009
Job Senior Vice President
Industry Financial Services
Experience
Morgan Stanley Wealth Management May 2012 - Present
Morgan Stanley Smith Barney January 2009 - May 2012
Smith Barney July 1995 - January 2009
Hecht's Department Stores September 1994 - July 1995
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, English, Windows, Research, Outlook, Financial Analysis, Leadership, Portfolio Management, Process Improvement, Risk Management, Sales, Strategic Planning
Education
Penn State University 1990 — 1994
Bachelor of Science (B.Sc.), Marketing
Semester at Sea 1993 — 1993
Spring 1993 trip
Walt Whitman High School 1986 — 1990
Morgan Stanley Wealth Management May 2012 - Present
Morgan Stanley Smith Barney January 2009 - May 2012
Smith Barney July 1995 - January 2009
Hecht's Department Stores September 1994 - July 1995
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, English, Windows, Research, Outlook, Financial Analysis, Leadership, Portfolio Management, Process Improvement, Risk Management, Sales, Strategic Planning
Education
Penn State University 1990 — 1994
Bachelor of Science (B.Sc.), Marketing
Semester at Sea 1993 — 1993
Spring 1993 trip
Walt Whitman High School 1986 — 1990
Jay Mahajan Jay Mahajan's Smith Barney Experience December 2000 - November 2005
Job Senior Vice President, Regional Brokerage Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC October 2005 - Present
Smith Barney December 2000 - November 2005
Prudential Securities September 1998 - December 2000
United States Air Force September 1994 - September 1998
Skills
Investment Advisory, Marketing Strategy, Mutual Funds, Insurance, Commercial Banking, Relationship Management, Financial Services, Financial Advisory, Alternative Investments, Credit Analysis, Investments, Corporate Finance, Equities, Recruiting, Small Business Lending, Hedge Funds, Investment Banking
Education
Pepperdine University, The George L. Graziadio School of Business and Management
B.S., Business Management
University of Southern California - Marshall School of Business
MBA, Business Management
Wells Fargo Advisors, LLC October 2005 - Present
Smith Barney December 2000 - November 2005
Prudential Securities September 1998 - December 2000
United States Air Force September 1994 - September 1998
Skills
Investment Advisory, Marketing Strategy, Mutual Funds, Insurance, Commercial Banking, Relationship Management, Financial Services, Financial Advisory, Alternative Investments, Credit Analysis, Investments, Corporate Finance, Equities, Recruiting, Small Business Lending, Hedge Funds, Investment Banking
Education
Pepperdine University, The George L. Graziadio School of Business and Management
B.S., Business Management
University of Southern California - Marshall School of Business
MBA, Business Management
Clayton Platt, RLP Clayton Platt, RLP's Smith Barney Experience June 1992 - June 2004
Job Principal at Clayton Platt Enterprises/Transforming Money Matters
Industry Professional Training & Coaching
Experience
Clayton Platt Enterprises/Transforming Money Matters Founder/PrincipalClayton Platt Enterprises/Transforming Money MattersSeptember 2011 - Present
The Community Partnership School July 2014 - June 2015
The NephCure Foundation April 2013 - June 2014
The Philadelphia Zoo June 2008 - September 2011
The Episcopal Academy August 2004 - June 2008
Smith Barney June 1992 - June 2004
Kinder Institute 2001 - 2004
Maritz Motivation Company February 1990 - November 1991
Bank of New England 1985 - 1990
Banque Worms 1983 - 1985
Skills
Fundraising, Planned Giving, Financial Life Planning, Team Building, Stewardship, Writing, Public Speaking, Non-profits, Wealth Management, Asset Allocation, Investment Policy, Workshop Facilitation, Financial Planners, Nonprofits, Annual Giving, Motivational Speaking, New Business Development, Social Media, Entrepreneurship, Community Development, Grants, Strategic Planning, Management Consulting, Grant Writing, Philanthropy, Fundraisers, Event Planning, Training, Marketing, Management, Volunteer Management, Board Development, Research, Community Outreach, Program Development, Event Management, Leadership Development, Public Relations, CRM, Prospect Research, Social Networking, Proposal Writing, Strategy, Organizational..., Sponsorship, Editing, Alumni Relations, Non-profit..., Media Relations, Newsletters
Education
Princeton University 1974 — 1978
AB, Economics
Wharton Business School 2003 — 2003
Certified Investment Management Analyst
Clayton Platt Enterprises/Transforming Money Matters Founder/PrincipalClayton Platt Enterprises/Transforming Money MattersSeptember 2011 - Present
The Community Partnership School July 2014 - June 2015
The NephCure Foundation April 2013 - June 2014
The Philadelphia Zoo June 2008 - September 2011
The Episcopal Academy August 2004 - June 2008
Smith Barney June 1992 - June 2004
Kinder Institute 2001 - 2004
Maritz Motivation Company February 1990 - November 1991
Bank of New England 1985 - 1990
Banque Worms 1983 - 1985
Skills
Fundraising, Planned Giving, Financial Life Planning, Team Building, Stewardship, Writing, Public Speaking, Non-profits, Wealth Management, Asset Allocation, Investment Policy, Workshop Facilitation, Financial Planners, Nonprofits, Annual Giving, Motivational Speaking, New Business Development, Social Media, Entrepreneurship, Community Development, Grants, Strategic Planning, Management Consulting, Grant Writing, Philanthropy, Fundraisers, Event Planning, Training, Marketing, Management, Volunteer Management, Board Development, Research, Community Outreach, Program Development, Event Management, Leadership Development, Public Relations, CRM, Prospect Research, Social Networking, Proposal Writing, Strategy, Organizational..., Sponsorship, Editing, Alumni Relations, Non-profit..., Media Relations, Newsletters
Education
Princeton University 1974 — 1978
AB, Economics
Wharton Business School 2003 — 2003
Certified Investment Management Analyst
Steve Marciniak CRPC® Steve Marciniak CRPC®'s Smith Barney Experience April 2000 - June 2002
Job Financial Advisor, Managing Director, MARCINIAK FINANCIAL GROUP
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. February 2013 - Present
Wells Fargo Advisors June 2002 - January 2013
Smith Barney April 2000 - June 2002
Education
Penn State University 1989 — 1993
Bachelor of Science (B.S.), Marketing
Emmaus High School 1985 — 1989
Ameriprise Financial Services, Inc. February 2013 - Present
Wells Fargo Advisors June 2002 - January 2013
Smith Barney April 2000 - June 2002
Education
Penn State University 1989 — 1993
Bachelor of Science (B.S.), Marketing
Emmaus High School 1985 — 1989
Allison Eistetter-Petrullo Allison Eistetter-Petrullo's Smith Barney Experience 1990 - 1999
Job Independent Financial Services Professional
Industry Financial Services
Experience
Travelers 1999 - 2001
Smith Barney 1990 - 1999
Skills
Fixed Annuities, Wealth Management, Series 7, Estate Planning, Retirement, Mutual Funds, Sales, Management, Retirement Planning
Education
Pasadena City College 1982 — 1984
AA
Travelers 1999 - 2001
Smith Barney 1990 - 1999
Skills
Fixed Annuities, Wealth Management, Series 7, Estate Planning, Retirement, Mutual Funds, Sales, Management, Retirement Planning
Education
Pasadena City College 1982 — 1984
AA
Brent Lockwood's Smith Barney Experience October 1983 - March 1992
Job Senior Vice President for Mortgage Lending at Lafayette Federal Credit Union
Industry Financial Services
Experience
Lafayette Federal Credit Union January 2015 - Present
Eden Community Ventures Corp February 2014 - Present
Independent Contractor October 2011 - January 2015
Havenwood Capital Markets, LLC November 1997 - October 2011
Baltimore American Savings Bank/FedMed Bank September 1999 - April 2001
Alex Brown & Sons July 1992 - April 1997
Smith Barney October 1983 - March 1992
Merrill Lynch 1976 - 1983
Skills
Capital Markets, Investments, Fixed Income, Investment Banking, Financial Services, Securities, Equities, Trading, Mergers & Acquisitions, Loans, Banking, MBS, Mortgage Lending, Valuation, Hedge Funds, Expert Witness, Entrepreneurship, Asset Management, Private Placements, Debt, ABS, Due Diligence, Securitization, Structured Finance, Leadership, Religion, Private Equity, Mortgage, Finance, Management, Portfolio Management
Education
Pace University - Lubin School of Business 1979 — 1983
MBA, Finance
S.U.N.Y at Brockport, NY 1974 — 1976
B.S., Finance
Lafayette Federal Credit Union January 2015 - Present
Eden Community Ventures Corp February 2014 - Present
Independent Contractor October 2011 - January 2015
Havenwood Capital Markets, LLC November 1997 - October 2011
Baltimore American Savings Bank/FedMed Bank September 1999 - April 2001
Alex Brown & Sons July 1992 - April 1997
Smith Barney October 1983 - March 1992
Merrill Lynch 1976 - 1983
Skills
Capital Markets, Investments, Fixed Income, Investment Banking, Financial Services, Securities, Equities, Trading, Mergers & Acquisitions, Loans, Banking, MBS, Mortgage Lending, Valuation, Hedge Funds, Expert Witness, Entrepreneurship, Asset Management, Private Placements, Debt, ABS, Due Diligence, Securitization, Structured Finance, Leadership, Religion, Private Equity, Mortgage, Finance, Management, Portfolio Management
Education
Pace University - Lubin School of Business 1979 — 1983
MBA, Finance
S.U.N.Y at Brockport, NY 1974 — 1976
B.S., Finance
Nancy Bowes Nancy Bowes's Smith Barney Experience September 1999 - November 2003
Job M.S.W.
Industry Hospital & Health Care
Experience
Walla Walla Community Hospice April 2015 - Present
Anderson Clinical Research August 2014 - January 2015
Walla Walla Community Hospice January 2013 - June 2014
Walla Walla University September 2012 - June 2014
Powell Ranch May 2008 - May 2012
Ryan Wealth Management May 2006 - May 2008
Smith Barney September 1999 - November 2003
Smith Barney March 1998 - September 1999
Bowes Interiors October 1989 - March 1998
Stanislaus County Mental Health Department 1984 - 1984
Skills
Event Planning, Public Speaking, Fundraising, Nonprofits, Microsoft Office, Customer Service, Microsoft Excel, Leadership, PowerPoint, Editing, Hospice, Healthcare, Program Development, Community Outreach, Social Media, Teaching, Research
Education
Walla Walla University 2012 — 2014
Master's Degree, Social Work
Pacific Union College 1973 — 1984
BS, Social Work
Walla Walla Community Hospice April 2015 - Present
Anderson Clinical Research August 2014 - January 2015
Walla Walla Community Hospice January 2013 - June 2014
Walla Walla University September 2012 - June 2014
Powell Ranch May 2008 - May 2012
Ryan Wealth Management May 2006 - May 2008
Smith Barney September 1999 - November 2003
Smith Barney March 1998 - September 1999
Bowes Interiors October 1989 - March 1998
Stanislaus County Mental Health Department 1984 - 1984
Skills
Event Planning, Public Speaking, Fundraising, Nonprofits, Microsoft Office, Customer Service, Microsoft Excel, Leadership, PowerPoint, Editing, Hospice, Healthcare, Program Development, Community Outreach, Social Media, Teaching, Research
Education
Walla Walla University 2012 — 2014
Master's Degree, Social Work
Pacific Union College 1973 — 1984
BS, Social Work
Dedra Wilkerson, MBA Dedra Wilkerson, MBA's Smith Barney Experience January 1996 - December 2004
Job Technical Service Advisor
Industry Banking
Experience
Bank of America July 2013 - Present
CITIGROUP January 2005 - December 2011
SMITH BARNEY January 1996 - December 2004
Skills
ITIL Overview, IBM Serena ChangeMan, IBM Virtual Change, TSO, ISPF, Microsoft Office, Microsoft Outlook, Microsoft Project, JCL, VSAM, Fileaid, MVS Utilities, COBOL II, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, MS Project, SDLC, COBOL, ITIL, SQL, MVS, Outlook, Business Analysis, Customer Service, Quality Assurance, Disaster Recovery, IT Management, Leadership, Management, Change Management
Education
Strayer University (DC) 2008 — 2011
Master of Business Administration (M.B.A.), Management Information Systems, MBA, Honors
Pace University - Lubin School of Business
Bachelor of Business Administration (B.B.A.), Management Information Systems, B.B.A
Bank of America July 2013 - Present
CITIGROUP January 2005 - December 2011
SMITH BARNEY January 1996 - December 2004
Skills
ITIL Overview, IBM Serena ChangeMan, IBM Virtual Change, TSO, ISPF, Microsoft Office, Microsoft Outlook, Microsoft Project, JCL, VSAM, Fileaid, MVS Utilities, COBOL II, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, MS Project, SDLC, COBOL, ITIL, SQL, MVS, Outlook, Business Analysis, Customer Service, Quality Assurance, Disaster Recovery, IT Management, Leadership, Management, Change Management
Education
Strayer University (DC) 2008 — 2011
Master of Business Administration (M.B.A.), Management Information Systems, MBA, Honors
Pace University - Lubin School of Business
Bachelor of Business Administration (B.B.A.), Management Information Systems, B.B.A
Keith Mauney Keith Mauney's Smith Barney Experience November 1974 - January 1979
Job Senior Vice President at Academy Securities
Industry Financial Services
Experience
Academy Securities July 2014 - Present
CCM 2004 - Present
First Union/ Wachovia March 1998 - February 2004
Nationsbank January 1995 - March 1998
Goldman Sachs February 1979 - October 1994
Smith Barney November 1974 - January 1979
Skills
Strategic Planning, Investments, Customer Relations, Series 7, Coaching, Personality, Series 63, Series 24, Trading
Education
NYU Stern School of Business 1974 — 1978
MBA, Finance
Princeton University 1966 — 1970
ab, sociology
Academy Securities July 2014 - Present
CCM 2004 - Present
First Union/ Wachovia March 1998 - February 2004
Nationsbank January 1995 - March 1998
Goldman Sachs February 1979 - October 1994
Smith Barney November 1974 - January 1979
Skills
Strategic Planning, Investments, Customer Relations, Series 7, Coaching, Personality, Series 63, Series 24, Trading
Education
NYU Stern School of Business 1974 — 1978
MBA, Finance
Princeton University 1966 — 1970
ab, sociology
Mark Dakhis's Smith Barney Experience January 2006 - May 2006
Job Business Specialist at Nationwide Investment Management
Industry Financial Services
Experience
Nationwide Investment Management April 2013 - Present
Vanguard October 2012 - April 2013
Vanguard September 2011 - October 2012
J.P. Morgan Securities March 2009 - July 2011
Philadelphia Stock Exchange July 2006 - August 2008
Smith Barney January 2006 - May 2006
Brandywine Global Asset Management May 2005 - August 2005
Skills
Spreadsheets, Access, MS Query, Macro, Bloomberg Terminal, Financial Analysis, Variance Analysis, Monthly Reporting, Monthly Close, Accruals, Fixed Assets, Year End Close, Financial Reporting, Fixed Income Products, Financial Control, Capital Markets, Stock Exchange, Business Strategy, Business Analysis, Use Case Analysis, Market Analysis, Product Development, Forecasting, TLM, SAP, Essbase, Hyperion, Fixed Income, Financial Modeling, Income Statement, Balance Sheet, Business Process..., Financial Services, Strategy, Equities, Accounting, Leadership, Finance, Investments, Analysis, Mutual Funds
Education
Penn State University 2002 — 2006
Finance, Finance and Legal Environment of Business
Nationwide Investment Management April 2013 - Present
Vanguard October 2012 - April 2013
Vanguard September 2011 - October 2012
J.P. Morgan Securities March 2009 - July 2011
Philadelphia Stock Exchange July 2006 - August 2008
Smith Barney January 2006 - May 2006
Brandywine Global Asset Management May 2005 - August 2005
Skills
Spreadsheets, Access, MS Query, Macro, Bloomberg Terminal, Financial Analysis, Variance Analysis, Monthly Reporting, Monthly Close, Accruals, Fixed Assets, Year End Close, Financial Reporting, Fixed Income Products, Financial Control, Capital Markets, Stock Exchange, Business Strategy, Business Analysis, Use Case Analysis, Market Analysis, Product Development, Forecasting, TLM, SAP, Essbase, Hyperion, Fixed Income, Financial Modeling, Income Statement, Balance Sheet, Business Process..., Financial Services, Strategy, Equities, Accounting, Leadership, Finance, Investments, Analysis, Mutual Funds
Education
Penn State University 2002 — 2006
Finance, Finance and Legal Environment of Business
Erin (Winter) Delman Erin (Winter) Delman's Smith Barney Experience June 2007 - August 2007
Job Business Development Manager at SumAll
Industry Internet
Experience
SumAll February 2015 - Present
Fahrenheit 212 January 2014 - February 2015
Fahrenheit 212 March 2013 - January 2014
Nomura Securities June 2010 - March 2013
David Burke June 2009 - August 2009
CITIGROUP GTS EMEA February 2009 - May 2009
BLOOMBERG L.P June 2008 - August 2008
SMITH BARNEY June 2007 - August 2007
Teens United for the Cure October 2004 - May 2006
Skills
Business Development, Marketing, Marketing Strategy, Management, Equities, Bloomberg, Strategy, Social Media, Market Research, Fixed Income, Capital Markets, Business Analysis, Business Strategy, Analysis, Social Media Marketing, Microsoft Office, Graphic Design, Series 7, Series 63, Online Marketing, Vendor Management, Salesforce.com, Finance, Problem Solving, Copy Editing, Writing, Marketing Management, New Business Development, Business Management, Adobe Creative Suite, Product Marketing, Recruiting, Illustration, Marketo, WordPress, Analytics, Sales Process, Project Management, Book Promotion, Event Planning, Event Management, Events Coordination, Content Management, Content Strategy, SumAll, SumAll Certified
Education
Washington University in St. Louis - Olin Business School
BSBA, Finance, Marketing, Writing
Parsons School of Design
Illustration, Graphic Design, Typography, Print Process
SumAll February 2015 - Present
Fahrenheit 212 January 2014 - February 2015
Fahrenheit 212 March 2013 - January 2014
Nomura Securities June 2010 - March 2013
David Burke June 2009 - August 2009
CITIGROUP GTS EMEA February 2009 - May 2009
BLOOMBERG L.P June 2008 - August 2008
SMITH BARNEY June 2007 - August 2007
Teens United for the Cure October 2004 - May 2006
Skills
Business Development, Marketing, Marketing Strategy, Management, Equities, Bloomberg, Strategy, Social Media, Market Research, Fixed Income, Capital Markets, Business Analysis, Business Strategy, Analysis, Social Media Marketing, Microsoft Office, Graphic Design, Series 7, Series 63, Online Marketing, Vendor Management, Salesforce.com, Finance, Problem Solving, Copy Editing, Writing, Marketing Management, New Business Development, Business Management, Adobe Creative Suite, Product Marketing, Recruiting, Illustration, Marketo, WordPress, Analytics, Sales Process, Project Management, Book Promotion, Event Planning, Event Management, Events Coordination, Content Management, Content Strategy, SumAll, SumAll Certified
Education
Washington University in St. Louis - Olin Business School
BSBA, Finance, Marketing, Writing
Parsons School of Design
Illustration, Graphic Design, Typography, Print Process
Wrenn Wynkoop Wrenn Wynkoop's Smith Barney Experience January 1995 - January 1996
Job Territory Representative/Entrepreneur
Industry International Trade and Development
Experience
Wynkoop Enterprises January 2014 - Present
Wynkoop Scuba 2012 - Present
Kona Honu Divers, Inc. April 2013 - October 2013
Lahaina Divers August 2012 - January 2013
Wynkoop Associates 1999 - 2008
The Society of Automotive Engineers (SAE) 1999 - 2007
Findlay Publications 1999 - 2007
United Productions, LLC January 1999 - January 2001
Sprint PCS January 1998 - January 1999
Smith Barney January 1995 - January 1996
Education
Dale Carnegie Training 1999 — 1999
Certificate of Completion, Effective Communication & Interpersonal Skills, Top in Class
Pepperdine University 1996 — 1998
B.S. International Business, Marketing/Business/Management/International Relations & Cultures, Dean's List (3.85)
Cranbrook Schools 1989 — 1993
High School
Wynkoop Enterprises January 2014 - Present
Wynkoop Scuba 2012 - Present
Kona Honu Divers, Inc. April 2013 - October 2013
Lahaina Divers August 2012 - January 2013
Wynkoop Associates 1999 - 2008
The Society of Automotive Engineers (SAE) 1999 - 2007
Findlay Publications 1999 - 2007
United Productions, LLC January 1999 - January 2001
Sprint PCS January 1998 - January 1999
Smith Barney January 1995 - January 1996
Education
Dale Carnegie Training 1999 — 1999
Certificate of Completion, Effective Communication & Interpersonal Skills, Top in Class
Pepperdine University 1996 — 1998
B.S. International Business, Marketing/Business/Management/International Relations & Cultures, Dean's List (3.85)
Cranbrook Schools 1989 — 1993
High School
Philip Brice, AIF® Philip Brice, AIF®'s Smith Barney Experience January 1990 - January 2002
Job Partner at FinTrust Investment Advisors, LLC
Industry Financial Services
Experience
FinTrust Investment Advisors, LLC March 2013 - Present
Elliott Davis Investment Advisors, LLC January 2008 - March 2013
Hamilton Joesph January 2002 - January 2008
Smith Barney January 1990 - January 2002
Skills
Investment Consulting, Asset & Wealth..., Investment Advisory..., Wealth Management, Financial Advisory, Wealth Management..., High Net Worth..., Pensions, Financial Services, Retirement, Retirement Planning, Investments, 401k, Estate Planning, Asset Allocation, Retirement Plan..., Mutual Funds, Profit Sharing, Investment Advisory, Asset Management, Securities, Private Equity, Financial Planners, Defined Benefit, Strategic Financial...
Education
Presbyterian College
B.S., Business Administration
FinTrust Investment Advisors, LLC March 2013 - Present
Elliott Davis Investment Advisors, LLC January 2008 - March 2013
Hamilton Joesph January 2002 - January 2008
Smith Barney January 1990 - January 2002
Skills
Investment Consulting, Asset & Wealth..., Investment Advisory..., Wealth Management, Financial Advisory, Wealth Management..., High Net Worth..., Pensions, Financial Services, Retirement, Retirement Planning, Investments, 401k, Estate Planning, Asset Allocation, Retirement Plan..., Mutual Funds, Profit Sharing, Investment Advisory, Asset Management, Securities, Private Equity, Financial Planners, Defined Benefit, Strategic Financial...
Education
Presbyterian College
B.S., Business Administration
Patty Marrero Patty Marrero's Smith Barney Experience August 1989 - August 1994
Job Successful Senior Sales Leader with Expertise in Media, Marketing and Hispanic Marketing
Industry Broadcast Media
Experience
Telemundo Media, a division of NBCUniversal September 2012 - June 2014
VMe TV December 2010 - April 2012
Univision Communications February 2008 - December 2010
Univision March 2001 - February 2008
Galavision December 1996 - March 2001
NatWest Bank November 1994 - December 1995
Smith Barney August 1989 - August 1994
CBS Corporation November 1988 - August 1989
MTV Networks May 1987 - August 1987
Skills
Television, Negotiation, New Business Development, Account Management, Consultative Selling, Team Building, P&L Management, Budgeting, Problem Solving, Advertising Sales, Sales Management, Integrated Marketing, Forecasting, Budget Management, Sports, Strategy, Strategic Partnerships, Social Media, Selling, Sales, Radio, Online Advertising, Media Buying, Media Planning, Marketing, Digital Media, Digital Marketing, Business Development, Budgets, Advertising
Education
Penn State University 1984 — 1988
BS, Marketing
Telemundo Media, a division of NBCUniversal September 2012 - June 2014
VMe TV December 2010 - April 2012
Univision Communications February 2008 - December 2010
Univision March 2001 - February 2008
Galavision December 1996 - March 2001
NatWest Bank November 1994 - December 1995
Smith Barney August 1989 - August 1994
CBS Corporation November 1988 - August 1989
MTV Networks May 1987 - August 1987
Skills
Television, Negotiation, New Business Development, Account Management, Consultative Selling, Team Building, P&L Management, Budgeting, Problem Solving, Advertising Sales, Sales Management, Integrated Marketing, Forecasting, Budget Management, Sports, Strategy, Strategic Partnerships, Social Media, Selling, Sales, Radio, Online Advertising, Media Buying, Media Planning, Marketing, Digital Media, Digital Marketing, Business Development, Budgets, Advertising
Education
Penn State University 1984 — 1988
BS, Marketing
Peter Anastasian Peter Anastasian's Smith Barney Experience March 2000 - September 2004
Job Managing Director at CJM Wealth Management
Industry Financial Services
Experience
CJM Wealth Management September 2005 - Present
Smith Barney March 2000 - September 2004
Skills
Retirement Planning, Wealth Management, Investment Advisory, Estate Planning, Financial Planning, Retirement Income..., High Net Worth..., Wealth Transfer, Asset Protection, Strategic Financial..., Small Business, Tax, Risk Management, Portfolio Management, Wealth Management..., Wealth, Retirement, Investments, Asset Allocation, Mutual Funds, Financial Advisory, Investment Strategies
Education
Pace University 1996 — 2000
Bachelors, Finance
CJM Wealth Management September 2005 - Present
Smith Barney March 2000 - September 2004
Skills
Retirement Planning, Wealth Management, Investment Advisory, Estate Planning, Financial Planning, Retirement Income..., High Net Worth..., Wealth Transfer, Asset Protection, Strategic Financial..., Small Business, Tax, Risk Management, Portfolio Management, Wealth Management..., Wealth, Retirement, Investments, Asset Allocation, Mutual Funds, Financial Advisory, Investment Strategies
Education
Pace University 1996 — 2000
Bachelors, Finance
Carolyn Rhodes Carolyn Rhodes's Smith Barney Experience 2000 - 2006
Job RHODES COACHING
Industry Professional Training & Coaching
Experience
Rhodes Coaching July 2015 - Present
Southern Coalition for Social Justice July 2010 - March 2015
Southern Coalition for Social Justice July 2010 - March 2015
Overcoming Obstacles October 2006 - 2012
The Volunteer Center 2005 - 2008
Durham Crisis Response Center 2006 - 2007
Smith Barney 2000 - 2006
Skills
Life Coaching, Human Resources, Office Management, Team Building, Leadership, Training, Nonprofits, Community Outreach, Program Development, Public Speaking, Community Organizing, Organizational..., Management, Policy Analysis, Strategic Planning, Fundraising, Grants, Grant Writing, Non-profits, Event Planning, Program Management, Project Management
Education
Peace College 2013 — 2015
Bachelor’s Degree, Psychology
Duke University Non Profit Management Program 2005 — 2006
Non Profit Management Certificate, Non-Profit Management Certification
Rhodes Coaching July 2015 - Present
Southern Coalition for Social Justice July 2010 - March 2015
Southern Coalition for Social Justice July 2010 - March 2015
Overcoming Obstacles October 2006 - 2012
The Volunteer Center 2005 - 2008
Durham Crisis Response Center 2006 - 2007
Smith Barney 2000 - 2006
Skills
Life Coaching, Human Resources, Office Management, Team Building, Leadership, Training, Nonprofits, Community Outreach, Program Development, Public Speaking, Community Organizing, Organizational..., Management, Policy Analysis, Strategic Planning, Fundraising, Grants, Grant Writing, Non-profits, Event Planning, Program Management, Project Management
Education
Peace College 2013 — 2015
Bachelor’s Degree, Psychology
Duke University Non Profit Management Program 2005 — 2006
Non Profit Management Certificate, Non-Profit Management Certification
Chris Lindon Chris Lindon's Smith Barney Experience November 1982 - November 1988
Job Executive Director at Morgan Stanley Wealth Management, Regional Business Service Officer
Industry Financial Services
Experience
Morgan Stanley November 1988 - Present
Smith Barney November 1982 - November 1988
Education
Providence College 1977 — 1981
Bachelor of Science (B.S.), Accounting
Morgan Stanley November 1988 - Present
Smith Barney November 1982 - November 1988
Education
Providence College 1977 — 1981
Bachelor of Science (B.S.), Accounting
Albert Masood Albert Masood's Smith Barney Experience April 2003 - November 2007
Job First Vice PresidentComplex Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 2007 - Present
Smith Barney April 2003 - November 2007
Merrill Lynch February 1998 - April 2003
EDS Group 1996 - 1998
Skills
Investments, Retirement Planning, Finance, Asset Allocation, Mutual Funds, Financial Advisory, Management, Securities, Alternative Investments, Customer Service, Public Speaking, Team Building, Strategic Planning, Portfolio Management, Microsoft Office, Social Media, Leadership
Education
Penn State University 1991 — 1994
B.S., Finance
Wells Fargo Advisors, LLC November 2007 - Present
Smith Barney April 2003 - November 2007
Merrill Lynch February 1998 - April 2003
EDS Group 1996 - 1998
Skills
Investments, Retirement Planning, Finance, Asset Allocation, Mutual Funds, Financial Advisory, Management, Securities, Alternative Investments, Customer Service, Public Speaking, Team Building, Strategic Planning, Portfolio Management, Microsoft Office, Social Media, Leadership
Education
Penn State University 1991 — 1994
B.S., Finance
Laszlo Szabo Laszlo Szabo's Smith Barney Experience 1996 - 2006
Job Project Quality Manager at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney June 2006 - January 2012
Morgan Stanley Smith Barney June 2006 - January 2012
Citi November 1996 - June 2006
Smith Barney 1996 - 2006
JPMorgan Chase June 1994 - November 1996
JPMorgan Chase November 1986 - June 1994
Manufacturers Hanover Trust Co. September 1984 - October 1986
Data Exchange, Inc. June 1983 - September 1984
Skills
SDLC, COBOL, Process Improvement, PMO, Risk Management, JCL, VSAM, Project Portfolio..., Planview, Training Skills, Systems Analysis, CICS, FileA, TSO, ISPF, PLC, Fileaid, Abend-Aid, DFSORT, Jobscan, Waterfall, Agile & Waterfall..., Full project lifecycle..., Planview Enterprise, Agile Methodologies, Program Analysis, IBM Mainframe
Education
Pace University 1979 — 1983
BBA, M.I.S.
Hillcrest High School 1976 — 1979
Morgan Stanley Smith Barney June 2006 - January 2012
Morgan Stanley Smith Barney June 2006 - January 2012
Citi November 1996 - June 2006
Smith Barney 1996 - 2006
JPMorgan Chase June 1994 - November 1996
JPMorgan Chase November 1986 - June 1994
Manufacturers Hanover Trust Co. September 1984 - October 1986
Data Exchange, Inc. June 1983 - September 1984
Skills
SDLC, COBOL, Process Improvement, PMO, Risk Management, JCL, VSAM, Project Portfolio..., Planview, Training Skills, Systems Analysis, CICS, FileA, TSO, ISPF, PLC, Fileaid, Abend-Aid, DFSORT, Jobscan, Waterfall, Agile & Waterfall..., Full project lifecycle..., Planview Enterprise, Agile Methodologies, Program Analysis, IBM Mainframe
Education
Pace University 1979 — 1983
BBA, M.I.S.
Hillcrest High School 1976 — 1979
Konstantinos Zamfotis's Smith Barney Experience June 1999 - October 2002
Job CFO at S.T. Management Group, Inc.
Industry Hospitality
Experience
S.T. Management Group, Inc. October 2002 - Present
Smith Barney June 1999 - October 2002
Skills
Financial Analysis, New Business Development, Valuation, Portfolio Management, Financial Modeling, Customer Service, Sales, Strategic Planning, Microsoft Office, Start-ups, Marketing Strategy
Education
Providence College 2005 — 2009
BA, Management, Finance
S.T. Management Group, Inc. October 2002 - Present
Smith Barney June 1999 - October 2002
Skills
Financial Analysis, New Business Development, Valuation, Portfolio Management, Financial Modeling, Customer Service, Sales, Strategic Planning, Microsoft Office, Start-ups, Marketing Strategy
Education
Providence College 2005 — 2009
BA, Management, Finance
Judith J. Opperman (Judy) Judith J. Opperman (Judy)'s Smith Barney Experience February 1987 - September 1993
Job Director, Human Resources Operations at Aptuit
Industry Hospital & Health Care
Experience
Memorial Sloan-Kettering Cancer Center October 2011 - December 2013
Analytic Partners, Inc. June 2011 - October 2011
Career Techniques, Inc. March 2011 - October 2011
Simon & Schuster, Division of CBS June 1996 - December 2010
Salomon Brothers August 1994 - July 1996
Lehman Brothers 1993 - 1994
Smith Barney February 1987 - September 1993
Booz Allen Hamilton June 1975 - September 1987
Skills
Leadership, Deferred Compensation, Employee Benefits, Management, Program Management, Management Consulting, Strategic Planning, HR Consulting, Digital Media, Forecasting, Budgets, Payroll, Employee Relations, Succession Planning, Talent Management, Performance Management, Organizational..., Recruiting, Vendor Management, PeopleSoft, Strategy, Human Resources, Benefits Administration, Strategic Partnerships, HRIS, Process Improvement, Personnel Management, Account Management, Training, Mergers & Acquisitions, Temporary Placement, Onboarding, Talent Acquisition, Employee Engagement, Applicant Tracking..., College Recruiting, Interviews, Project Management, Organizational..., Organizational Design, Workforce Planning, Consulting, HR Policies, Leadership Development, Sourcing, Executive Search, Career Development, Employee Training, Hiring, Technical Recruiting
Education
Pace University - Lubin School of Business 1997 — 2000
Masters, Management Information Systems
Pace University - Lubin School of Business 1990 — 1995
Bachelor's Degree, Business Management -- Information Systems Concentration
Memorial Sloan-Kettering Cancer Center October 2011 - December 2013
Analytic Partners, Inc. June 2011 - October 2011
Career Techniques, Inc. March 2011 - October 2011
Simon & Schuster, Division of CBS June 1996 - December 2010
Salomon Brothers August 1994 - July 1996
Lehman Brothers 1993 - 1994
Smith Barney February 1987 - September 1993
Booz Allen Hamilton June 1975 - September 1987
Skills
Leadership, Deferred Compensation, Employee Benefits, Management, Program Management, Management Consulting, Strategic Planning, HR Consulting, Digital Media, Forecasting, Budgets, Payroll, Employee Relations, Succession Planning, Talent Management, Performance Management, Organizational..., Recruiting, Vendor Management, PeopleSoft, Strategy, Human Resources, Benefits Administration, Strategic Partnerships, HRIS, Process Improvement, Personnel Management, Account Management, Training, Mergers & Acquisitions, Temporary Placement, Onboarding, Talent Acquisition, Employee Engagement, Applicant Tracking..., College Recruiting, Interviews, Project Management, Organizational..., Organizational Design, Workforce Planning, Consulting, HR Policies, Leadership Development, Sourcing, Executive Search, Career Development, Employee Training, Hiring, Technical Recruiting
Education
Pace University - Lubin School of Business 1997 — 2000
Masters, Management Information Systems
Pace University - Lubin School of Business 1990 — 1995
Bachelor's Degree, Business Management -- Information Systems Concentration
Nick Brock, CFP® Nick Brock, CFP®'s Smith Barney Experience January 2005 - March 2005
Job Sr. Client Solutions Specialist at Edward Jones
Industry Financial Services
Experience
Edward Jones January 2013 - Present
Edward Jones June 2008 - December 2012
Edward Jones June 2007 - May 2008
Smith Barney January 2005 - March 2005
Skills
Series 66, Series 7, FINRA, Equities, PowerPoint, Financial Planning, Economics, Coaching, Retirement Planning, Financial Analysis, Uniform Combined State..., Strategic Financial..., Investments
Education
Principia College 2003 — 2007
BA-Business Administration, Economics, History
Edward Jones January 2013 - Present
Edward Jones June 2008 - December 2012
Edward Jones June 2007 - May 2008
Smith Barney January 2005 - March 2005
Skills
Series 66, Series 7, FINRA, Equities, PowerPoint, Financial Planning, Economics, Coaching, Retirement Planning, Financial Analysis, Uniform Combined State..., Strategic Financial..., Investments
Education
Principia College 2003 — 2007
BA-Business Administration, Economics, History
David Dresnick David Dresnick's Smith Barney Experience May 1996 - September 1998
Job Exploring new opportunities!!!
Industry Real Estate
Experience
GMAC / Century 21 / ReMax January 1999 - May 2014
Talend April 2008 - June 2009
Smith Barney May 1996 - September 1998
Roberts Pharmaceuticals July 1991 - April 1996
Duckett-Wilson January 1989 - June 1991
Skills
Sales, Sales Management, New Business Development, Sales Skills Training, Territory Planning, Territory Management, Project Coordination, Customer Relations, Client Retention, Client Relationship..., Leasing, Account Management, Market Planning, Product Marketing, Educational Seminars, Contract Negotiation, Property Management, CRM, Business Development, Sales Operations, Real Estate, Cold Calling, Management, Sales Presentations
Education
University of Southern California - Marshall School of Business 1986 — 1988
B.S, Business Administration/Finance/Real Estate
Pepperdine University, The George L. Graziadio School of Business and Management
MBA, In Progress
GMAC / Century 21 / ReMax January 1999 - May 2014
Talend April 2008 - June 2009
Smith Barney May 1996 - September 1998
Roberts Pharmaceuticals July 1991 - April 1996
Duckett-Wilson January 1989 - June 1991
Skills
Sales, Sales Management, New Business Development, Sales Skills Training, Territory Planning, Territory Management, Project Coordination, Customer Relations, Client Retention, Client Relationship..., Leasing, Account Management, Market Planning, Product Marketing, Educational Seminars, Contract Negotiation, Property Management, CRM, Business Development, Sales Operations, Real Estate, Cold Calling, Management, Sales Presentations
Education
University of Southern California - Marshall School of Business 1986 — 1988
B.S, Business Administration/Finance/Real Estate
Pepperdine University, The George L. Graziadio School of Business and Management
MBA, In Progress
Eric Wagensonner Eric Wagensonner's Smith Barney Experience October 1993 - October 1998
Job Vice President of Finance & Administration at Patten University
Industry Education Management
Experience
Patten University June 2013 - Present
Room to Read April 2010 - May 2013
www.border-crossings.com February 2006 - April 2009
Christie's November 1998 - January 2006
Smith Barney October 1993 - October 1998
Skills
Financial Analysis, Financial Reporting, Forecasting, Variance Analysis, Managerial Finance, Financial Modeling, Accounting, Non-profits, Financial Accounting, Budget, Fundraising, Strategic Planning, Grant Writing, Analysis, Business Strategy, International..., Change Management, Business Analysis, Management, Research
Education
Patten University 2015 — 2016
Master of Business Administration (MBA), expected 2016, Business Administration and Management, General
University at Buffalo 1990 — 1993
Bachelors of Arts, Economics with Minor in Mathematics
Worcester Polytechnic Institute 1988 — 1990
Physics and Electrical Engineering
Patten University June 2013 - Present
Room to Read April 2010 - May 2013
www.border-crossings.com February 2006 - April 2009
Christie's November 1998 - January 2006
Smith Barney October 1993 - October 1998
Skills
Financial Analysis, Financial Reporting, Forecasting, Variance Analysis, Managerial Finance, Financial Modeling, Accounting, Non-profits, Financial Accounting, Budget, Fundraising, Strategic Planning, Grant Writing, Analysis, Business Strategy, International..., Change Management, Business Analysis, Management, Research
Education
Patten University 2015 — 2016
Master of Business Administration (MBA), expected 2016, Business Administration and Management, General
University at Buffalo 1990 — 1993
Bachelors of Arts, Economics with Minor in Mathematics
Worcester Polytechnic Institute 1988 — 1990
Physics and Electrical Engineering
John Gawlinski John Gawlinski's Smith Barney Experience December 1989 - December 1996
Job IT Executive Development, Technology Support and Enterprise PMO
Industry Information Technology and Services
Experience
Linwood Joseph, LLC 2012 - Present
Citi November 2010 - March 2012
JM Family Enterprises, Inc. December 1996 - March 2009
SMITH BARNEY December 1989 - December 1996
Skills
SDLC, Program Management, Process Improvement, Change Management, Project Portfolio..., Project Management, Strategy, Team Leadership, PMO, IT Service Management, Management, Disaster Recovery, Leadership, Microsoft SQL Server, Waterfall, ITIL, Vendor Relationships, Onshore, IT Financial Management, Vendor Management, Service Level Agreements, Data Warehousing, IT Strategy, Business Intelligence, Enterprise Software, Governance, Information Technology, CRM, IT Management, SharePoint, Software Development, Software Documentation, Enterprise Architecture, Analysis, PMP, Databases, Business Process, Software Project..., Project Planning
Education
Pace University
BBA, Management Information Systems
Linwood Joseph, LLC 2012 - Present
Citi November 2010 - March 2012
JM Family Enterprises, Inc. December 1996 - March 2009
SMITH BARNEY December 1989 - December 1996
Skills
SDLC, Program Management, Process Improvement, Change Management, Project Portfolio..., Project Management, Strategy, Team Leadership, PMO, IT Service Management, Management, Disaster Recovery, Leadership, Microsoft SQL Server, Waterfall, ITIL, Vendor Relationships, Onshore, IT Financial Management, Vendor Management, Service Level Agreements, Data Warehousing, IT Strategy, Business Intelligence, Enterprise Software, Governance, Information Technology, CRM, IT Management, SharePoint, Software Development, Software Documentation, Enterprise Architecture, Analysis, PMP, Databases, Business Process, Software Project..., Project Planning
Education
Pace University
BBA, Management Information Systems
Bryan Vandergriff's Smith Barney Experience December 2000 - January 2008
Job Senior Wealth Strategy Associate
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2008 - Present
Smith Barney December 2000 - January 2008
Smith Barney March 1998 - December 2000
Copeland's Sports 1995 - 1998
Kootenai Medical Center 1994 - 1995
Education
Portland State University - School of Business 1997 — 1999
Bachelor of Science (B.S.), Business Administration: Finance
Coeur d' Alene High School 1990 — 1994
UBS Financial Services, Inc. January 2008 - Present
Smith Barney December 2000 - January 2008
Smith Barney March 1998 - December 2000
Copeland's Sports 1995 - 1998
Kootenai Medical Center 1994 - 1995
Education
Portland State University - School of Business 1997 — 1999
Bachelor of Science (B.S.), Business Administration: Finance
Coeur d' Alene High School 1990 — 1994
Mike Veneck Mike Veneck's Smith Barney Experience 1994 - 1996
Job Sr. Manager Retail Networks at Coach Inc
Industry Computer Networking
Experience
Coach Inc April 2005 - Present
Bellsouth, Cingular Wireless, Velocita Wireless December 2000 - April 2005
Arnhold & S, Bleichroeder, Inc April 1997 - December 2000
Smith Barney 1994 - 1996
Group Health, Inc 1990 - 1994
Skills
WiFi as a business..., Transition Planning, Networking, Wireless Networking, Transitioning networks..., Project Management, Change Management, Team Management
Education
Pace University 1995 — 1999
MS, Telecommunications
State University of New York at New Paltz 1987 — 1990
BS, Computer Science
Coach Inc April 2005 - Present
Bellsouth, Cingular Wireless, Velocita Wireless December 2000 - April 2005
Arnhold & S, Bleichroeder, Inc April 1997 - December 2000
Smith Barney 1994 - 1996
Group Health, Inc 1990 - 1994
Skills
WiFi as a business..., Transition Planning, Networking, Wireless Networking, Transitioning networks..., Project Management, Change Management, Team Management
Education
Pace University 1995 — 1999
MS, Telecommunications
State University of New York at New Paltz 1987 — 1990
BS, Computer Science
Paula Gruber Paula Gruber's Smith Barney Experience August 2000 - May 2009
Job Registered Client Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. May 2009 - Present
Smith Barney August 2000 - May 2009
Education
Pace University - Lubin School of Business 1999 — 2001
Bachelor of Business Administration (B.B.A.), Marketing/Marketing Management, General
Stony Brook University 1997 — 1999
UBS Financial Services, Inc. May 2009 - Present
Smith Barney August 2000 - May 2009
Education
Pace University - Lubin School of Business 1999 — 2001
Bachelor of Business Administration (B.B.A.), Marketing/Marketing Management, General
Stony Brook University 1997 — 1999
matthew johnson matthew johnson's Smith Barney Experience January 1993 - June 1994
Job Senior Managing Director at Guggenheim Partners
Industry Financial Services
Experience
Guggenheim Partners September 2014 - Present
Barclays Investment Bank June 2012 - September 2013
Barclays Investment Bank September 2008 - June 2012
Lehman Brothers January 2006 - September 2008
Lehman Brothers January 2002 - December 2005
Lehman Brothers January 2000 - January 2002
Lehman Brothers September 1994 - January 2000
Smith Barney January 1993 - June 1994
Smith Barney January 1992 - January 1993
Morgan Stanley January 1991 - January 1992
Skills
Equities, Capital Markets, Investment Banking, Management, Hedge Funds, Fixed Income, Derivatives, Portfolio Management, Structured Products, Equity Derivatives, Trading Systems, Electronic Trading, Bloomberg, FX Options, Options, Trading, Risk Management, Equity Trading, Prime Brokerage, Alternative Investments
Education
Penn State University 1983 — 1989
Bachelor of Arts (BA), MBA
Guggenheim Partners September 2014 - Present
Barclays Investment Bank June 2012 - September 2013
Barclays Investment Bank September 2008 - June 2012
Lehman Brothers January 2006 - September 2008
Lehman Brothers January 2002 - December 2005
Lehman Brothers January 2000 - January 2002
Lehman Brothers September 1994 - January 2000
Smith Barney January 1993 - June 1994
Smith Barney January 1992 - January 1993
Morgan Stanley January 1991 - January 1992
Skills
Equities, Capital Markets, Investment Banking, Management, Hedge Funds, Fixed Income, Derivatives, Portfolio Management, Structured Products, Equity Derivatives, Trading Systems, Electronic Trading, Bloomberg, FX Options, Options, Trading, Risk Management, Equity Trading, Prime Brokerage, Alternative Investments
Education
Penn State University 1983 — 1989
Bachelor of Arts (BA), MBA
Steven Lehman, CFP® Steven Lehman, CFP®'s Smith Barney Experience 2005 - 2009
Job Financial Advisor, First Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, 2009 - Present
Smith Barney 2005 - 2009
Legg Mason 1998 - 2005
Skills
Mutual Funds, Investment Strategies, Retirement Planning, 401k, Securities, Financial Services, 401k Rollovers, Tax - Efficient..., Bonds, Annuities
Education
Penn State University 1992 — 1995
Bachelor of Science (B.S.), Smeal College of Business
Conestoga High School 1988 — 1991
Wells Fargo Advisors, 2009 - Present
Smith Barney 2005 - 2009
Legg Mason 1998 - 2005
Skills
Mutual Funds, Investment Strategies, Retirement Planning, 401k, Securities, Financial Services, 401k Rollovers, Tax - Efficient..., Bonds, Annuities
Education
Penn State University 1992 — 1995
Bachelor of Science (B.S.), Smeal College of Business
Conestoga High School 1988 — 1991
Rich McGaughey Rich McGaughey's Smith Barney Experience November 1975 - April 1996
Job Vice PresidentInvestments at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc 2005 - Present
Piper Jaffray April 1996 - October 2003
Smith Barney November 1975 - April 1996
Skills
Series 63, Asset Allocation, Investment Advisory, Risk Management, Financial Services, Mutual Funds, Series 65, Long-term Care, Banking, Uniform Combined State..., Strategic Planning, Credit, Securities, Wealth Management..., Mortgage Lending, Finance, 401k Rollovers, Public Speaking, Disability Insurance, Leadership
Education
Park University 1969 — 1973
Bachelor of Arts (BA), Sociology
Nutley Senior High School 1965 — 1969
College Prep
UBS Financial Services Inc 2005 - Present
Piper Jaffray April 1996 - October 2003
Smith Barney November 1975 - April 1996
Skills
Series 63, Asset Allocation, Investment Advisory, Risk Management, Financial Services, Mutual Funds, Series 65, Long-term Care, Banking, Uniform Combined State..., Strategic Planning, Credit, Securities, Wealth Management..., Mortgage Lending, Finance, 401k Rollovers, Public Speaking, Disability Insurance, Leadership
Education
Park University 1969 — 1973
Bachelor of Arts (BA), Sociology
Nutley Senior High School 1965 — 1969
College Prep
Jen (Stoner) Lane, CEBS Jen (Stoner) Lane, CEBS's Smith Barney Experience December 2006 - February 2011
Job Retirement & Compensation Administrator at Gannett Fleming
Industry Human Resources
Experience
Gannett Fleming February 2011 - Present
Smith Barney December 2006 - February 2011
Skills
Employee Benefits, Retirement, 401k, Strategic Planning, Investments, Risk Management, Customer Service, Microsoft Office, Retirement Planning, Financial Analysis, Management, Marketing, Finance, Budgets, Leadership, Strategic Financial..., Business Planning, Insurance, Financial Services, Mutual Funds, Business Development, Wealth Management, Analysis, Fixed Annuities, Team Building, Sales, Disability Insurance, Small Business, Training, Asset Management, Life Insurance, Organizational..., Portfolio Management, Banking, Financial Planners, Series 7, Time Management, Human Resources, Coaching, Business Strategy, Succession Planning, Payroll, 403 b, New Business Development, Strategy, Estate Planning, Retirement Plan..., Asset Allocation
Education
University of Pennsylvania - The Wharton School 2012 — 2014
Certified Employee Benefits Specialist
University of Pittsburgh 2002 — 2006
Bachelors, Business and Spanish
Penn State University 2010 — 2011
Certificate, Human Resource Management
Gannett Fleming February 2011 - Present
Smith Barney December 2006 - February 2011
Skills
Employee Benefits, Retirement, 401k, Strategic Planning, Investments, Risk Management, Customer Service, Microsoft Office, Retirement Planning, Financial Analysis, Management, Marketing, Finance, Budgets, Leadership, Strategic Financial..., Business Planning, Insurance, Financial Services, Mutual Funds, Business Development, Wealth Management, Analysis, Fixed Annuities, Team Building, Sales, Disability Insurance, Small Business, Training, Asset Management, Life Insurance, Organizational..., Portfolio Management, Banking, Financial Planners, Series 7, Time Management, Human Resources, Coaching, Business Strategy, Succession Planning, Payroll, 403 b, New Business Development, Strategy, Estate Planning, Retirement Plan..., Asset Allocation
Education
University of Pennsylvania - The Wharton School 2012 — 2014
Certified Employee Benefits Specialist
University of Pittsburgh 2002 — 2006
Bachelors, Business and Spanish
Penn State University 2010 — 2011
Certificate, Human Resource Management
Anna Cuneo Anna Cuneo's Smith Barney Experience September 1991 - October 1996
Job Owner at Eventastic Parties LLC.
Industry Events Services
Experience
Eventastic Parties LLC. June 2010 - Present
French American International School February 2009 - June 2010
Harrison Central School District September 2007 - June 2009
Smith Barney September 1991 - October 1996
Shearson Lehman Bros 1989 - 1991
Skills
Event Planning, Parties, Corporate Events, Public Relations, Event Management
Education
Pace University - Lubin School of Business 1984 — 1988
BBA, Human Resources
Eventastic Parties LLC. June 2010 - Present
French American International School February 2009 - June 2010
Harrison Central School District September 2007 - June 2009
Smith Barney September 1991 - October 1996
Shearson Lehman Bros 1989 - 1991
Skills
Event Planning, Parties, Corporate Events, Public Relations, Event Management
Education
Pace University - Lubin School of Business 1984 — 1988
BBA, Human Resources
Jeffrey Strauss Jeffrey Strauss's Smith Barney Experience February 1995 - June 1998
Job Consultant at Retired
Industry Financial Services
Experience
Retired August 2015 - Present
Mitsubishi UFJ Fund Services October 2013 - Present
Butterfield Fulcrum July 2011 - Present
HedgeServ August 2009 - July 2011
Butterfield Fulcrum Group Limited January 2008 - July 2009
Goldman Sachs & Co. 1998 - 2006
Smith Barney February 1995 - June 1998
Skills
Alternative Investments, Hedge Funds, Investments, Fund Of Funds, Family Office, Funding, Prime Brokerage, High Net Worth..., Tax, Accounting, Equities, CRM, Fixed Income, Derivatives, Private Equity, Capital Markets, Fund Administration
Education
Pace University - Lubin School of Business 1981 — 1985
MBA, Accounting
State University of New York College at Oneonta 1968 — 1971
BA, Liberal Arts-History
Retired August 2015 - Present
Mitsubishi UFJ Fund Services October 2013 - Present
Butterfield Fulcrum July 2011 - Present
HedgeServ August 2009 - July 2011
Butterfield Fulcrum Group Limited January 2008 - July 2009
Goldman Sachs & Co. 1998 - 2006
Smith Barney February 1995 - June 1998
Skills
Alternative Investments, Hedge Funds, Investments, Fund Of Funds, Family Office, Funding, Prime Brokerage, High Net Worth..., Tax, Accounting, Equities, CRM, Fixed Income, Derivatives, Private Equity, Capital Markets, Fund Administration
Education
Pace University - Lubin School of Business 1981 — 1985
MBA, Accounting
State University of New York College at Oneonta 1968 — 1971
BA, Liberal Arts-History
Bernard Manchester's Smith Barney Experience September 2007 - March 2009
Job Financial Advisor with Merrill Lynch, CRPC
Industry Investment Management
Experience
Merrill Lynch March 2009 - Present
Smith Barney September 2007 - March 2009
Wilmington Finance 2004 - 2007
Skills
Investments, Strategic Financial..., Finance, Retirement Planning, Alternative Investments, Investment Advisory, Estate Planning, Portfolio Management, Wealth Management, Securities, Series 63, Asset Management, Equities, Mutual Funds, Hedge Funds, Financial Services, Series 7, 401k, Retirement, Fixed Income
Education
Providence College 2000 — 2004
BA, Marketing and Finance
Barrington High School 1997 — 2000
GE
Merrill Lynch March 2009 - Present
Smith Barney September 2007 - March 2009
Wilmington Finance 2004 - 2007
Skills
Investments, Strategic Financial..., Finance, Retirement Planning, Alternative Investments, Investment Advisory, Estate Planning, Portfolio Management, Wealth Management, Securities, Series 63, Asset Management, Equities, Mutual Funds, Hedge Funds, Financial Services, Series 7, 401k, Retirement, Fixed Income
Education
Providence College 2000 — 2004
BA, Marketing and Finance
Barrington High School 1997 — 2000
GE
Greg Marchese, Foreclosures Short Sales Short Sale REO Greg Marchese, Foreclosures Short Sales Short Sale REO's Smith Barney Experience February 2006 - March 2008
Job Investor of Foreclosures, Short Sales, Short Sale Expert, REOs
Industry Real Estate
Experience
Prestige Real Estate Investing February 2010 - Present
Prestige Real Estate Investing February 2010 - Present
Smith Barney February 2006 - March 2008
Skills
Short Sales, REO, Foreclosures, Investment Properties, Real Estate, Real Estate Economics, Property, Condos, Real Estate Transactions, Investors, Real Property, Finance, Brokerage, Income Properties, HUD, FHA, Single Family Homes, Luxury, Rentals
Education
Penn State University 2001 — 2005
Bachelors of Sciens, Economics
Prestige Real Estate Investing February 2010 - Present
Prestige Real Estate Investing February 2010 - Present
Smith Barney February 2006 - March 2008
Skills
Short Sales, REO, Foreclosures, Investment Properties, Real Estate, Real Estate Economics, Property, Condos, Real Estate Transactions, Investors, Real Property, Finance, Brokerage, Income Properties, HUD, FHA, Single Family Homes, Luxury, Rentals
Education
Penn State University 2001 — 2005
Bachelors of Sciens, Economics
Andy Waldbaum, CFP®, CRPS® Andy Waldbaum, CFP®, CRPS®'s Smith Barney Experience May 2006 - November 2007
Job Branch Manager at Raymond James in Beverly Hills
Industry Financial Services
Experience
Raymond James July 2014 - Present
Merrill Lynch Wealth Management May 2012 - June 2014
Morgan Stanley Smith Barney June 2011 - May 2012
Morgan Stanley Smith Barney November 2007 - June 2011
Smith Barney May 2006 - November 2007
Smith Barney Citigroup April 2003 - May 2006
Merrill Lynch May 1998 - April 2003
Salish Trust January 1996 - May 1998
Skills
Wealth Management, Series 7, Asset Allocation, Investment Advisory, Mutual Funds, Investments, Investment Strategies, Relationship Management, Series 63, Retirement, Securities, Portfolio Management, Bonds, Retirement Planning, Strategic Financial..., Fixed Income, Financial Services, Alternative Investments, Financial Advisory, Financial Planners, Series 65, FINRA, IRAs, Options, Hedge Funds, Equities, Series 24, Strategic Communications, Wealth Management..., Banking, ETFs, Asset Management, Uniform Combined State..., Fixed Annuities, Separately Managed..., Wealth, Private Banking, Asset Managment, Estate Planning, 401k, Finance, Investment Management, High Net Worth..., Series 6, Capital Markets, Financial Markets
Education
Seattle University 1992 — 1995
MBA, Marketing and International Business
Oriel College, University of Oxford 1986 — 1988
MA, English Literature
Pomona College 1982 — 1986
BA, History and English Literature
Manual High School: Denver, Colorado 1978 — 1982
Raymond James July 2014 - Present
Merrill Lynch Wealth Management May 2012 - June 2014
Morgan Stanley Smith Barney June 2011 - May 2012
Morgan Stanley Smith Barney November 2007 - June 2011
Smith Barney May 2006 - November 2007
Smith Barney Citigroup April 2003 - May 2006
Merrill Lynch May 1998 - April 2003
Salish Trust January 1996 - May 1998
Skills
Wealth Management, Series 7, Asset Allocation, Investment Advisory, Mutual Funds, Investments, Investment Strategies, Relationship Management, Series 63, Retirement, Securities, Portfolio Management, Bonds, Retirement Planning, Strategic Financial..., Fixed Income, Financial Services, Alternative Investments, Financial Advisory, Financial Planners, Series 65, FINRA, IRAs, Options, Hedge Funds, Equities, Series 24, Strategic Communications, Wealth Management..., Banking, ETFs, Asset Management, Uniform Combined State..., Fixed Annuities, Separately Managed..., Wealth, Private Banking, Asset Managment, Estate Planning, 401k, Finance, Investment Management, High Net Worth..., Series 6, Capital Markets, Financial Markets
Education
Seattle University 1992 — 1995
MBA, Marketing and International Business
Oriel College, University of Oxford 1986 — 1988
MA, English Literature
Pomona College 1982 — 1986
BA, History and English Literature
Manual High School: Denver, Colorado 1978 — 1982
Rosa Dalia Hernandez Rosa Dalia Hernandez's Smith Barney Experience February 2000 - 2002
Job Bilingual Professional
Industry Professional Training & Coaching
Experience
MIND Research Institute January 2014 - Present
Orange County/Inland Empire SBDC Network February 2014 - December 2014
EUREKA, the California Career Information System March 2013 - September 2014
Coastline Institute for Economic Development April 2012 - February 2013
RH Strategies May 2008 - March 2012
MGIC September 2004 - March 2008
Smith Barney February 2000 - 2002
International Mortgage Resources Corporation June 1996 - June 1998
Skills
Investments, Mortgage Lending, Insurance, Strategic Financial..., Financial Analysis, Financial Services, Banking, Loans, Risk Management, Underwriting, Credit, Mortgage Marketing, Series 7, Retirement Planning, Series 63, Asset Managment, Wealth Management, Relationship Management, Uniform Combined State..., Global Business..., Public Speaking, Community Outreach, Spanish-English, Translation, Loss Mitigation, Negotiation, Business Development, Real Estate, CRM, Spanish to English
Education
Webster University 2003 — 2004
MBA, Business
Pepperdine University, The George L. Graziadio School of Business and Management 1992 — 1993
BSM, Business Management
MIND Research Institute January 2014 - Present
Orange County/Inland Empire SBDC Network February 2014 - December 2014
EUREKA, the California Career Information System March 2013 - September 2014
Coastline Institute for Economic Development April 2012 - February 2013
RH Strategies May 2008 - March 2012
MGIC September 2004 - March 2008
Smith Barney February 2000 - 2002
International Mortgage Resources Corporation June 1996 - June 1998
Skills
Investments, Mortgage Lending, Insurance, Strategic Financial..., Financial Analysis, Financial Services, Banking, Loans, Risk Management, Underwriting, Credit, Mortgage Marketing, Series 7, Retirement Planning, Series 63, Asset Managment, Wealth Management, Relationship Management, Uniform Combined State..., Global Business..., Public Speaking, Community Outreach, Spanish-English, Translation, Loss Mitigation, Negotiation, Business Development, Real Estate, CRM, Spanish to English
Education
Webster University 2003 — 2004
MBA, Business
Pepperdine University, The George L. Graziadio School of Business and Management 1992 — 1993
BSM, Business Management
Steve Graziano Steve Graziano's Smith Barney Experience January 1993 - September 1995
Job Vice President, Finance & Operations
Industry Nonprofit Organization Management
Experience
National Kitchen and Bath Association December 2010 - Present
Tiger Sample Group, LLC 2008 - 2010
Bear Stearns January 2000 - November 2008
Bear Stearns October 1995 - December 1999
Smith Barney January 1993 - September 1995
Education
Pace University - Lubin School of Business
MBA, Finance
Saint Bonaventure University
BBA, Accounting
National Kitchen and Bath Association December 2010 - Present
Tiger Sample Group, LLC 2008 - 2010
Bear Stearns January 2000 - November 2008
Bear Stearns October 1995 - December 1999
Smith Barney January 1993 - September 1995
Education
Pace University - Lubin School of Business
MBA, Finance
Saint Bonaventure University
BBA, Accounting
Angel Almendarez's Smith Barney Experience February 2001 - April 2004
Job Budget Analyst at Portland Public Schools
Industry Banking
Experience
Portland Public Schools February 2013 - Present
US Bank December 2009 - February 2013
US Bank August 2008 - November 2009
US Bank May 2005 - August 2008
Target May 2004 - May 2005
Smith Barney February 2001 - April 2004
Portland State University September 2001 - June 2002
Skills
Customer Service, Leadership, Training, Team Leadership, Account Management, Management, Microsoft Excel, Leadership Development, Payroll, Lotus Notes, Policy, Project Planning, Analysis, Budgets, Compliance, Recruiting, Finance, Accounting, Employee Benefits, Sales, Program Management, Performance Management, Time Management, Interviews, Marketing, Employee Relations, Bilingual-Spanish, Supervisory Experience, Hiring Practices, Microsoft Office, Electronic Funds..., Administration, Human Resources, Planning, Excel, Money Transfer, Payroll Processing, Interpreter, SEI, Advantage Fee, PeopleSoft, PeopleSoft Financial, Avaya Communication..., Public Speaking
Education
Portland State University 1999 — 2004
BA, Business Finance and Management
Portland Public Schools February 2013 - Present
US Bank December 2009 - February 2013
US Bank August 2008 - November 2009
US Bank May 2005 - August 2008
Target May 2004 - May 2005
Smith Barney February 2001 - April 2004
Portland State University September 2001 - June 2002
Skills
Customer Service, Leadership, Training, Team Leadership, Account Management, Management, Microsoft Excel, Leadership Development, Payroll, Lotus Notes, Policy, Project Planning, Analysis, Budgets, Compliance, Recruiting, Finance, Accounting, Employee Benefits, Sales, Program Management, Performance Management, Time Management, Interviews, Marketing, Employee Relations, Bilingual-Spanish, Supervisory Experience, Hiring Practices, Microsoft Office, Electronic Funds..., Administration, Human Resources, Planning, Excel, Money Transfer, Payroll Processing, Interpreter, SEI, Advantage Fee, PeopleSoft, PeopleSoft Financial, Avaya Communication..., Public Speaking
Education
Portland State University 1999 — 2004
BA, Business Finance and Management
Andrew Lerner Andrew Lerner's Smith Barney Experience August 1987 - January 1995
Job Managing Partner, IA Capital Group
Industry Investment Management
Experience
IA Capital Group January 1995 - Present
Guggenheim Partners January 1995 - January 2003
Smith Barney August 1987 - January 1995
Education
University of Pennsylvania - The Wharton School 1989 — 1991
MBA, Finance
Princeton University 1983 — 1987
BSE, Computer Science
IA Capital Group January 1995 - Present
Guggenheim Partners January 1995 - January 2003
Smith Barney August 1987 - January 1995
Education
University of Pennsylvania - The Wharton School 1989 — 1991
MBA, Finance
Princeton University 1983 — 1987
BSE, Computer Science
Mara Simoneau Mara Simoneau's Smith Barney Experience 2004 - 2005
Job International Speaker | Bestselling Author | Entrepreneur | Recruiter Women in Financial Services
Industry Financial Services
Experience
Five Rings Financial, LLC May 2011 - Present
FemmePowerU July 2013 - December 2014
My Grumpy Husband January 2011 - December 2014
Good Ol' Gals 2009 - 2014
BellaMar Concierge, Inc. January 2009 - May 2011
In Biz Latino 2009 - 2011
B.A. Worthing, Inc. January 2005 - January 2010
Pepperdine University September 2004 - May 2005
Smith Barney 2004 - 2005
Skills
Public Speaking, Event Planning, Business Networking, Spanish, Wordpress, 401k Rollovers, IRA Rollovers, Tax Free Retirement, Women's Financial..., Writing, Visionary, Entrepreneurship, Fixed Indexed Annuities, Universal Life, IRAs, Retirement, Financial Education, Indexed Annuities, Insurance, Small Business, Marketing Strategy, Budgets, Coaching, Strategic Planning, Team Building, Real Estate, Fundraising, Fixed Annuities, Strategic Financial..., Term Life Insurance, Financial Services, Customer Service, Social Networking, Life Insurance, Long-term Care, Marketing, Employee Benefits, Sales, Investments, Social Media Marketing, Business Planning, Retirement Planning, Leadership, Financial Advisory, Estate Planning, Risk Management, Wealth, 401k, Leadership Development, Disability Insurance
Education
Pepperdine University 2002 — 2006
Speech Communication, Public Speaking and Rhetoric
Five Rings Financial, LLC May 2011 - Present
FemmePowerU July 2013 - December 2014
My Grumpy Husband January 2011 - December 2014
Good Ol' Gals 2009 - 2014
BellaMar Concierge, Inc. January 2009 - May 2011
In Biz Latino 2009 - 2011
B.A. Worthing, Inc. January 2005 - January 2010
Pepperdine University September 2004 - May 2005
Smith Barney 2004 - 2005
Skills
Public Speaking, Event Planning, Business Networking, Spanish, Wordpress, 401k Rollovers, IRA Rollovers, Tax Free Retirement, Women's Financial..., Writing, Visionary, Entrepreneurship, Fixed Indexed Annuities, Universal Life, IRAs, Retirement, Financial Education, Indexed Annuities, Insurance, Small Business, Marketing Strategy, Budgets, Coaching, Strategic Planning, Team Building, Real Estate, Fundraising, Fixed Annuities, Strategic Financial..., Term Life Insurance, Financial Services, Customer Service, Social Networking, Life Insurance, Long-term Care, Marketing, Employee Benefits, Sales, Investments, Social Media Marketing, Business Planning, Retirement Planning, Leadership, Financial Advisory, Estate Planning, Risk Management, Wealth, 401k, Leadership Development, Disability Insurance
Education
Pepperdine University 2002 — 2006
Speech Communication, Public Speaking and Rhetoric
Dennis Harrold Dennis Harrold's Smith Barney Experience 1999 - 2010
Job Complex Business Service Manager
Industry Financial Services
Experience
Morgan Stanley July 2012 - Present
Smith Barney/Morgan Stanley Smith Barney 2011 - 2012
Smith Barney/ Morgan Stanley Smith Barney 2010 - 2011
Smith Barney 1999 - 2010
Salomon Smith Barney 1998 - 1999
Skills
Business Operations &..., Regulatory Compliance, Regulatory Evaluations,..., Investigating/Resolving..., Effectively Manage..., Multiple/Complex..., Financial..., Research and Analysis, Time Management, Sound and Independent..., Relationship..., Client Relations..., Human Resources..., Laws, Regulations, and..., Budget Management and..., Consulting and Advising..., Risk Management and..., Cross-Functional..., Multi-Site Operations, Quality Improvements &..., Change Management and..., Productivity and..., Broker, Dealer, and..., Strategic Planning and...
Education
Portland State University
Bachelor's Degree, Business Administration/Concentration on Financial Law
Morgan Stanley July 2012 - Present
Smith Barney/Morgan Stanley Smith Barney 2011 - 2012
Smith Barney/ Morgan Stanley Smith Barney 2010 - 2011
Smith Barney 1999 - 2010
Salomon Smith Barney 1998 - 1999
Skills
Business Operations &..., Regulatory Compliance, Regulatory Evaluations,..., Investigating/Resolving..., Effectively Manage..., Multiple/Complex..., Financial..., Research and Analysis, Time Management, Sound and Independent..., Relationship..., Client Relations..., Human Resources..., Laws, Regulations, and..., Budget Management and..., Consulting and Advising..., Risk Management and..., Cross-Functional..., Multi-Site Operations, Quality Improvements &..., Change Management and..., Productivity and..., Broker, Dealer, and..., Strategic Planning and...
Education
Portland State University
Bachelor's Degree, Business Administration/Concentration on Financial Law
Michael J. Howley's Smith Barney Experience September 1993 - April 1995
Job FeeOnly Financial Advisor helping individuals, small businesses and nonprofits with asset management and planning.
Industry Investment Management
Experience
Meyer Capital Group April 2002 - Present
Charles Schwab & Company December 1997 - April 2002
Brown & Company August 1995 - December 1997
Smith Barney September 1993 - April 1995
Education
Fairleigh Dickinson University-Florham Campus 2006 — 2008
Financial Planning Certification Program
Rutgers University – Camden 1990 — 1992
BS, Mgmt/Finance
Peirce College 1988 — 1990
AS, Management
Meyer Capital Group April 2002 - Present
Charles Schwab & Company December 1997 - April 2002
Brown & Company August 1995 - December 1997
Smith Barney September 1993 - April 1995
Education
Fairleigh Dickinson University-Florham Campus 2006 — 2008
Financial Planning Certification Program
Rutgers University – Camden 1990 — 1992
BS, Mgmt/Finance
Peirce College 1988 — 1990
AS, Management
Joseph S. Fichera Joseph S. Fichera's Smith Barney Experience February 1984 - February 1989
Job Financial Services Professional Chief Executive Officer
Industry Investment Banking
Experience
Saber Partners, LLC August 2000 - Present
Williams Capital Group December 2010 - Present
Princeton University July 2011 - January 2012
Princeton University January 2008 - July 2008
Prudential Securities June 1997 - July 2000
Bear Stearns September 1989 - May 1995
Smith Barney February 1984 - February 1989
Skills
Investments, Corporate Governance, Regulations, Energy Policy, Capital Markets, Investment Banking, Fixed Income, Valuation, Hedge Funds, Equities, Asset Managment, FINRA, Series 24, Series 7, Business Strategy, Mergers & Acquisitions, Entrepreneurship, Asset Management, Credit, Strategy, Corporate Finance, Emerging Markets, Finance, Securities, Bonds, Restructuring, Financial Services, Financial Markets, Financial Risk, Financial Advisory, Structured Finance, Leveraged Finance, Alternative Investments, Securitization, Financial Structuring, Trading, Bloomberg, Due Diligence, Corporate Development, Derivatives, Investor Relations, Management, Analysis, Business Development, Strategic Planning
Education
Yale University - Yale School of Management 1980 — 1982
MBA, Business Administration and Management, General
Princeton University 1972 — 1976
BA, Public & International Affairs
Saber Partners, LLC August 2000 - Present
Williams Capital Group December 2010 - Present
Princeton University July 2011 - January 2012
Princeton University January 2008 - July 2008
Prudential Securities June 1997 - July 2000
Bear Stearns September 1989 - May 1995
Smith Barney February 1984 - February 1989
Skills
Investments, Corporate Governance, Regulations, Energy Policy, Capital Markets, Investment Banking, Fixed Income, Valuation, Hedge Funds, Equities, Asset Managment, FINRA, Series 24, Series 7, Business Strategy, Mergers & Acquisitions, Entrepreneurship, Asset Management, Credit, Strategy, Corporate Finance, Emerging Markets, Finance, Securities, Bonds, Restructuring, Financial Services, Financial Markets, Financial Risk, Financial Advisory, Structured Finance, Leveraged Finance, Alternative Investments, Securitization, Financial Structuring, Trading, Bloomberg, Due Diligence, Corporate Development, Derivatives, Investor Relations, Management, Analysis, Business Development, Strategic Planning
Education
Yale University - Yale School of Management 1980 — 1982
MBA, Business Administration and Management, General
Princeton University 1972 — 1976
BA, Public & International Affairs
John Rogers, CFP® John Rogers, CFP®'s Smith Barney Experience November 2005 - June 2009
Job Financial Advisor Vice President
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. June 2013 - Present
Morgan Stanley Smith Barney June 2009 - July 2013
Smith Barney November 2005 - June 2009
Morgan Stanley June 1996 - November 2005
Education
Providence College 1992 — 1996
Bachelor of Science, Finance
Ameriprise Financial Services, Inc. June 2013 - Present
Morgan Stanley Smith Barney June 2009 - July 2013
Smith Barney November 2005 - June 2009
Morgan Stanley June 1996 - November 2005
Education
Providence College 1992 — 1996
Bachelor of Science, Finance
Laura Harryman Laura Harryman's Smith Barney Experience 1991 - 1998
Job Accredited Buyers Representative, Real Estate Agent, BPOR at Roxann Taylor & Associates Realtors
Industry Real Estate
Experience
Roxann Taylor & Associates, Realtors 2009 - November 2014
Coldwell Banker 2002 - 2008
Smith Barney 1991 - 1998
Skills
Relocation, Seller Representation, Buyer Representation, First Time Home Buyers, Listing Homes, Problem Solving, Customer Service, Negotiation, Training, Foreclosures, Short Sales, REO, Condos, Luxury Homes
Education
Pepperdine University 1984 — 1987
Bachelor of Arts (B.A.), Theater
Roxann Taylor & Associates, Realtors 2009 - November 2014
Coldwell Banker 2002 - 2008
Smith Barney 1991 - 1998
Skills
Relocation, Seller Representation, Buyer Representation, First Time Home Buyers, Listing Homes, Problem Solving, Customer Service, Negotiation, Training, Foreclosures, Short Sales, REO, Condos, Luxury Homes
Education
Pepperdine University 1984 — 1987
Bachelor of Arts (B.A.), Theater
Thelma Melendez, PHR's Smith Barney Experience May 2008 - November 2008
Job Director, Human Resources at Morgan Stanley
Industry Human Resources
Experience
Morgan Stanley July 2010 - Present
Capital One November 2008 - July 2010
Smith Barney May 2008 - November 2008
Citigroup May 2006 - May 2008
Skills
Employee Relations, Deferred Compensation, Succession Planning, Talent Management, Performance Management, Human Resources, PeopleSoft, Taleo, Workforce Planning, Executive Pay, Organizational..., Program Management, PowerPoint, Needs Analysis, Team Leadership, Staff Development
Education
Pace University - Lubin School of Business 2006 — 2008
MBA, Human Resources Management
Morgan Stanley July 2010 - Present
Capital One November 2008 - July 2010
Smith Barney May 2008 - November 2008
Citigroup May 2006 - May 2008
Skills
Employee Relations, Deferred Compensation, Succession Planning, Talent Management, Performance Management, Human Resources, PeopleSoft, Taleo, Workforce Planning, Executive Pay, Organizational..., Program Management, PowerPoint, Needs Analysis, Team Leadership, Staff Development
Education
Pace University - Lubin School of Business 2006 — 2008
MBA, Human Resources Management
Colin Tigh's Smith Barney Experience June 2006 - August 2006
Job New Business Development at SimCorp
Industry Banking
Experience
SimCorp March 2015 - Present
Permal Group July 2012 - October 2014
Société Générale May 2011 - July 2012
Jefferies & Company October 2010 - April 2011
Sidoti & Company July 2009 - August 2009
Blue Point Securities June 2009 - July 2009
Morgan Stanley June 2008 - August 2008
Smith Barney June 2006 - August 2006
Skills
Hedge Funds, Bloomberg, Investor Relations, Equities, Alternative Investments, Fixed Income, Series 63, Asset Management
Education
Providence College 2006 — 2010
Bachelor of Science, Finance
Chaminade High School 2002 — 2006
SimCorp March 2015 - Present
Permal Group July 2012 - October 2014
Société Générale May 2011 - July 2012
Jefferies & Company October 2010 - April 2011
Sidoti & Company July 2009 - August 2009
Blue Point Securities June 2009 - July 2009
Morgan Stanley June 2008 - August 2008
Smith Barney June 2006 - August 2006
Skills
Hedge Funds, Bloomberg, Investor Relations, Equities, Alternative Investments, Fixed Income, Series 63, Asset Management
Education
Providence College 2006 — 2010
Bachelor of Science, Finance
Chaminade High School 2002 — 2006
Sergio Valderrama's Smith Barney Experience August 2004 - April 2005
Job Associate Brand Manager at POM Wonderful
Industry Consumer Goods
Experience
POM Wonderful March 2015 - Present
Pharmavite (Makers of Nature Made Vitamins) June 2013 - December 2014
USC Marshall School of Business August 2010 - May 2013
KOR Water May 2012 - August 2012
Carpenter & Company January 2010 - September 2011
Carpenter & Company June 2005 - January 2010
Smith Barney August 2004 - April 2005
Bank of America June 2004 - August 2004
Weber Shandwick May 2003 - August 2003
Skills
Competitive Analysis, Marketing, Market Research, Marketing Strategy, Market Analysis, Forecasting, Financial Modeling, Financial Analysis, Marketing Communications, Public Speaking, Presentation Development, Crystal Ball, Cross-functional..., Investor Relations, Brand Architecture
Education
University of Southern California - Marshall School of Business 2010 — 2013
Master of Business Administration, Business Administration and Management, General
Pepperdine University 2001 — 2005
Bachelor of Arts, Organizational Communication
POM Wonderful March 2015 - Present
Pharmavite (Makers of Nature Made Vitamins) June 2013 - December 2014
USC Marshall School of Business August 2010 - May 2013
KOR Water May 2012 - August 2012
Carpenter & Company January 2010 - September 2011
Carpenter & Company June 2005 - January 2010
Smith Barney August 2004 - April 2005
Bank of America June 2004 - August 2004
Weber Shandwick May 2003 - August 2003
Skills
Competitive Analysis, Marketing, Market Research, Marketing Strategy, Market Analysis, Forecasting, Financial Modeling, Financial Analysis, Marketing Communications, Public Speaking, Presentation Development, Crystal Ball, Cross-functional..., Investor Relations, Brand Architecture
Education
University of Southern California - Marshall School of Business 2010 — 2013
Master of Business Administration, Business Administration and Management, General
Pepperdine University 2001 — 2005
Bachelor of Arts, Organizational Communication
Matthew Sommer CFA, CFP®, CPWA® Matthew Sommer CFA, CFP®, CPWA®'s Smith Barney Experience April 2000 - March 2007
Job Vice President and Director, Janus Capital Group
Industry Investment Management
Experience
Janus Capital Group May 2010 - Present
Citi Global Wealth Management April 2007 - April 2010
New York University January 2004 - May 2008
Smith Barney April 2000 - March 2007
Smith Barney October 1993 - April 2000
Skills
Series 7, Series 63, Series 24
Education
University of Rhode Island 1988 — 1992
Bachelor's degree, Finance, General
Pace University - Lubin School of Business 1995 — 1997
Master of Business Administration (M.B.A.), Finance, General
Janus Capital Group May 2010 - Present
Citi Global Wealth Management April 2007 - April 2010
New York University January 2004 - May 2008
Smith Barney April 2000 - March 2007
Smith Barney October 1993 - April 2000
Skills
Series 7, Series 63, Series 24
Education
University of Rhode Island 1988 — 1992
Bachelor's degree, Finance, General
Pace University - Lubin School of Business 1995 — 1997
Master of Business Administration (M.B.A.), Finance, General
Adam Doren Adam Doren's Smith Barney Experience September 2008 - January 2009
Job Commodities Middle Office (consultant) at Goldman Sachs
Industry Investment Banking
Experience
Goldman Sachs May 2015 - Present
Arab Banking Corporation October 2014 - January 2015
Morgan Stanley December 2013 - October 2014
Morgan Stanley June 2011 - December 2013
Oppenheimer & Co. August 2009 - June 2011
Smith Barney September 2008 - January 2009
AXA Advisors January 2008 - May 2008
National Securities June 2007 - September 2007
Skills
Fixed Income, Financial Analysis, Investments, Finance, Equities, Analysis, Portfolio Management, Banking, Bloomberg, Economics, Hedge Funds, Valuation, Investment Banking, Capital Markets, Financial Modeling, Corporate Finance
Education
Pace University - Lubin School of Business 2006 — 2009
BBA, Finance, Economics
Holmdel High School 2000 — 2004
Goldman Sachs May 2015 - Present
Arab Banking Corporation October 2014 - January 2015
Morgan Stanley December 2013 - October 2014
Morgan Stanley June 2011 - December 2013
Oppenheimer & Co. August 2009 - June 2011
Smith Barney September 2008 - January 2009
AXA Advisors January 2008 - May 2008
National Securities June 2007 - September 2007
Skills
Fixed Income, Financial Analysis, Investments, Finance, Equities, Analysis, Portfolio Management, Banking, Bloomberg, Economics, Hedge Funds, Valuation, Investment Banking, Capital Markets, Financial Modeling, Corporate Finance
Education
Pace University - Lubin School of Business 2006 — 2009
BBA, Finance, Economics
Holmdel High School 2000 — 2004
Celestina Lucero's Smith Barney Experience 2004 - 2006
Job
Industry Marketing and Advertising
Experience
Wieden + Kennedy 2008 - Present
Metro Gymnastics Center 2003 - 2011
Smith Barney 2004 - 2006
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
Portland Community College 2011 — 2013
Associate of Science (AS), Physical Therapy/Therapist
University of Portland 2011 — 2013
Master of Business Administration (MBA), Business Administration and Management, General
University of Portland 2002 — 2006
Bachelor of Business Administration (BBA), International Business
Wieden + Kennedy 2008 - Present
Metro Gymnastics Center 2003 - 2011
Smith Barney 2004 - 2006
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
Portland Community College 2011 — 2013
Associate of Science (AS), Physical Therapy/Therapist
University of Portland 2011 — 2013
Master of Business Administration (MBA), Business Administration and Management, General
University of Portland 2002 — 2006
Bachelor of Business Administration (BBA), International Business
Courtney Prince's Smith Barney Experience September 1999 - March 2008
Job Client Relations Specialist at First Pacific Associates
Industry Financial Services
Experience
First Pacific Financial/KMS Financial Services March 2012 - Present
Investment Management Consultants March 2008 - March 2012
Smith Barney September 1999 - March 2008
Skills
Asset Management, Compliance, Trading, Administrative Support, Retirement Planning
Education
Portland State University - School of Business 1999 — 2002
Bachelor, Business Management
First Pacific Financial/KMS Financial Services March 2012 - Present
Investment Management Consultants March 2008 - March 2012
Smith Barney September 1999 - March 2008
Skills
Asset Management, Compliance, Trading, Administrative Support, Retirement Planning
Education
Portland State University - School of Business 1999 — 2002
Bachelor, Business Management
Mike De Paola Mike De Paola's Smith Barney Experience 1994 - 1998
Job MIKEDP Ventures, LLC, President & CEO
Industry Venture Capital & Private Equity
Experience
MIKEDP Ventures, LLC 2001 - Present
J.P. Morgan 1999 - 2001
ING Investment Banking 1998 - 1999
Smith Barney 1994 - 1998
J.P. Morgan 1989 - 1992
Salomon Brothers 1986 - 1989
Skills
Business Strategy, Equity Derivatives, Mergers, Valuation, Strategic Planning, Venture Capital, Private Equity, Equities, Start-ups, New Business Development, Due Diligence, Mergers & Acquisitions, Investments, Entrepreneurship, Contemporary Art, Art History, Trading, Strategy, Fine Art, Corporate Development, Management
Education
University of California, Los Angeles - The Anderson School of Management 1992 — 1994
Master of Business Administration (M.B.A.)
Pace University 1983 — 1987
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Moore Catholic High School 1979 — 1983
MIKEDP Ventures, LLC 2001 - Present
J.P. Morgan 1999 - 2001
ING Investment Banking 1998 - 1999
Smith Barney 1994 - 1998
J.P. Morgan 1989 - 1992
Salomon Brothers 1986 - 1989
Skills
Business Strategy, Equity Derivatives, Mergers, Valuation, Strategic Planning, Venture Capital, Private Equity, Equities, Start-ups, New Business Development, Due Diligence, Mergers & Acquisitions, Investments, Entrepreneurship, Contemporary Art, Art History, Trading, Strategy, Fine Art, Corporate Development, Management
Education
University of California, Los Angeles - The Anderson School of Management 1992 — 1994
Master of Business Administration (M.B.A.)
Pace University 1983 — 1987
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Moore Catholic High School 1979 — 1983
Nicholas L. Cremonese Jr. Nicholas L. Cremonese Jr.'s Smith Barney Experience June 2003 - February 2006
Job Assistant Vice President at Credit Suisse Liquidity Program
Industry Financial Services
Experience
Credit Suisse August 2014 - Present
Credit Suisse January 2014 - August 2014
Virtusa Corp. May 2011 - January 2014
Credit Suisse September 2007 - May 2011
Bank of America February 2006 - September 2007
Smith Barney June 2003 - February 2006
Skills
Mutual Funds, Financial Services, Investment Banking, Asset Management, Finance, Strategic Financial..., Bonds, Capital Markets, Equities, Financial Analysis, Fixed Income, Securities, Portfolio Management, Risk Management, Derivatives
Education
Pace University - Lubin School of Business 1999 — 2003
Bachelor of Business Administration (BBA), Finance
Credit Suisse August 2014 - Present
Credit Suisse January 2014 - August 2014
Virtusa Corp. May 2011 - January 2014
Credit Suisse September 2007 - May 2011
Bank of America February 2006 - September 2007
Smith Barney June 2003 - February 2006
Skills
Mutual Funds, Financial Services, Investment Banking, Asset Management, Finance, Strategic Financial..., Bonds, Capital Markets, Equities, Financial Analysis, Fixed Income, Securities, Portfolio Management, Risk Management, Derivatives
Education
Pace University - Lubin School of Business 1999 — 2003
Bachelor of Business Administration (BBA), Finance
Eileen Perez's Smith Barney Experience April 2008 - August 2008
Job Assistant Media Planner at Initiative
Industry Marketing and Advertising
Experience
Initiative May 2010 - Present
Little Airplane Productions January 2009 - May 2009
The Pace Press September 2008 - May 2009
Pace Advertising Club September 2008 - May 2009
Smith Barney April 2008 - August 2008
Skills
Advertising
Education
Pace University - Lubin School of Business 2007 — 2009
Bachelor of Business Administration, Marketing; Advertising and Promotion
Initiative May 2010 - Present
Little Airplane Productions January 2009 - May 2009
The Pace Press September 2008 - May 2009
Pace Advertising Club September 2008 - May 2009
Smith Barney April 2008 - August 2008
Skills
Advertising
Education
Pace University - Lubin School of Business 2007 — 2009
Bachelor of Business Administration, Marketing; Advertising and Promotion
Rich Camba Rich Camba's Smith Barney Experience 1990 - 1998
Job IT Governance at MTA
Industry Computer Software
Experience
MTA 2007 - Present
JPMorgan Chase 2006 - 2007
Deustche Bank 2004 - 2006
M-Logic 2000 - 2004
UBS 1999 - 2000
Deutsche Bank 1998 - 1999
Smith Barney 1990 - 1998
JP Morgan Chase 1980 - 1990
Paramount Pictures 1975 - 1982
Skills
Budgets, Vendor Management, Recruiting, Management, Project Management, Talent Acquisition, Financial Services
Education
Pace University 1979 — 1987
BA, Finance
Grumman Data Systems Institute 1982 — 1982
MTA 2007 - Present
JPMorgan Chase 2006 - 2007
Deustche Bank 2004 - 2006
M-Logic 2000 - 2004
UBS 1999 - 2000
Deutsche Bank 1998 - 1999
Smith Barney 1990 - 1998
JP Morgan Chase 1980 - 1990
Paramount Pictures 1975 - 1982
Skills
Budgets, Vendor Management, Recruiting, Management, Project Management, Talent Acquisition, Financial Services
Education
Pace University 1979 — 1987
BA, Finance
Grumman Data Systems Institute 1982 — 1982
W David Buss W David Buss's Smith Barney Experience April 2003 - January 2006
Job President, He'e Nalu Investing, Inc. & DavesFavs.com, Inc.
Industry Financial Services
Experience
He'e Nalu Investing, Inc. January 2006 - Present
DavesFavs.com, Inc. January 2006 - Present
Gramercy Housing Group 1998 - 2010
Smith Barney April 2003 - January 2006
Morgan Stanley November 1993 - April 2003
SunAmerica August 1989 - November 1993
U.S. Army 1978 - 1988
Skills
Portfolio Management, Investments, Investment Advisory, Financial Planning, Financial Analysis, Strategic Planning, Valuation, Competitive Analysis, Asset Allocation, Asset Management, Securities, Equities, Investment Strategies, Wealth Management, Bonds, Fixed Income, Private Wealth..., Alternative Investments, Mutual Funds, Retirement, 401k, Retirement Planning, Financial Advisory, Private Equity, Insurance, Due Diligence, Wealth, Portfolios, Equity Research, Financial Modeling, Insurance Planning, Financial Markets, Annuities, ETFs, Personal Finance, Industry Analysis, Stocks, IRA's, Wealth Preservation, Asset, Derivatives, Risk Management, Debt, Retirement Income..., Cash Flow Management, Equity Valuation, High Net Worth..., Series 65, Asset Managment, Accounting
Education
Pepperdine University 2012 — 2015
Executive Certificate in Financial Planning, Financial Planning and Services
University of California, Los Angeles - The Anderson School of Management 1991 — 1993
Master of Business Administration (M.B.A.), Business Administration and Management, General
Rider University 1975 — 1978
B.A., Political Science
He'e Nalu Investing, Inc. January 2006 - Present
DavesFavs.com, Inc. January 2006 - Present
Gramercy Housing Group 1998 - 2010
Smith Barney April 2003 - January 2006
Morgan Stanley November 1993 - April 2003
SunAmerica August 1989 - November 1993
U.S. Army 1978 - 1988
Skills
Portfolio Management, Investments, Investment Advisory, Financial Planning, Financial Analysis, Strategic Planning, Valuation, Competitive Analysis, Asset Allocation, Asset Management, Securities, Equities, Investment Strategies, Wealth Management, Bonds, Fixed Income, Private Wealth..., Alternative Investments, Mutual Funds, Retirement, 401k, Retirement Planning, Financial Advisory, Private Equity, Insurance, Due Diligence, Wealth, Portfolios, Equity Research, Financial Modeling, Insurance Planning, Financial Markets, Annuities, ETFs, Personal Finance, Industry Analysis, Stocks, IRA's, Wealth Preservation, Asset, Derivatives, Risk Management, Debt, Retirement Income..., Cash Flow Management, Equity Valuation, High Net Worth..., Series 65, Asset Managment, Accounting
Education
Pepperdine University 2012 — 2015
Executive Certificate in Financial Planning, Financial Planning and Services
University of California, Los Angeles - The Anderson School of Management 1991 — 1993
Master of Business Administration (M.B.A.), Business Administration and Management, General
Rider University 1975 — 1978
B.A., Political Science
Elizabeth Yee Elizabeth Yee's Smith Barney Experience January 2004 - May 2006
Job General Manager at 3DY LLC
Industry Real Estate
Experience
3DY LLC October 2009 - Present
West Coast Investment Services September 2006 - October 2009
Smith Barney January 2004 - May 2006
Skills
Investment Strategies, Series 7, series 66, Separately Managed..., Annuity Sales, Fixed Annuities, Estate Planning, Mutual Funds, Strategic Financial..., Health Insurance, Life Insurance, Payroll Taxes, Payroll, Bookkeeping, QuickBooks, Accounts Payable, Leadership
Education
Portland State University - School of Business 2002 — 2005
Bachelor of Business Administration (B.B.A.), Marketing/Marketing Management, General, advertising
3DY LLC October 2009 - Present
West Coast Investment Services September 2006 - October 2009
Smith Barney January 2004 - May 2006
Skills
Investment Strategies, Series 7, series 66, Separately Managed..., Annuity Sales, Fixed Annuities, Estate Planning, Mutual Funds, Strategic Financial..., Health Insurance, Life Insurance, Payroll Taxes, Payroll, Bookkeeping, QuickBooks, Accounts Payable, Leadership
Education
Portland State University - School of Business 2002 — 2005
Bachelor of Business Administration (B.B.A.), Marketing/Marketing Management, General, advertising
Bob Mellon's Smith Barney Experience October 1994 - March 1999
Job Partner
Industry Investment Management
Experience
Freestone Capital Management March 1999 - Present
Fortune Bank October 2005 - December 2013
New Futures August 2006 - October 2013
Invest In Youth 1999 - 2011
Smith Barney October 1994 - March 1999
Skills
Wealth Management, Strategic Financial..., Asset Management, Alternative Investments, Private Equity, Investment Management, Investment Advisory, Investments, Hedge Funds, Asset Managment, Asset Allocation, Wealth Management..., Portfolio Management, Investment Strategies, Series 7
Education
Portland State University - School of Business
BA, Finance & Law
Freestone Capital Management March 1999 - Present
Fortune Bank October 2005 - December 2013
New Futures August 2006 - October 2013
Invest In Youth 1999 - 2011
Smith Barney October 1994 - March 1999
Skills
Wealth Management, Strategic Financial..., Asset Management, Alternative Investments, Private Equity, Investment Management, Investment Advisory, Investments, Hedge Funds, Asset Managment, Asset Allocation, Wealth Management..., Portfolio Management, Investment Strategies, Series 7
Education
Portland State University - School of Business
BA, Finance & Law
Stephen Cusic's Smith Barney Experience September 1997 - February 2006
Job Financial Services Professional
Industry Financial Services
Experience
Smith Barney September 1997 - February 2006
Schroders 1997 - 2001
Merrill Lynch 1995 - 1997
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2003 — 2005
MBA, Finance
Union College 1990 — 1994
BA, Economics
Smith Barney September 1997 - February 2006
Schroders 1997 - 2001
Merrill Lynch 1995 - 1997
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2003 — 2005
MBA, Finance
Union College 1990 — 1994
BA, Economics
Barry Bosak's Smith Barney Experience March 1989 - January 1998
Job Independent Financial Services Professional
Industry Financial Services
Experience
Retired January 1998 - 2009
Smith Barney March 1989 - January 1998
Morgan Stanley Smith Barney 1989 - 1998
F Eberstadt February 1978 - January 1989
Education
Princeton University 1958 — 1962
AB, French Literature
Retired January 1998 - 2009
Smith Barney March 1989 - January 1998
Morgan Stanley Smith Barney 1989 - 1998
F Eberstadt February 1978 - January 1989
Education
Princeton University 1958 — 1962
AB, French Literature
Tony Bucci's Smith Barney Experience 1990 - 1992
Job Facilities, Real Estate & Property Management Professional
Industry Facilities Services
Experience
Onyx Equities June 2014 - Present
Grubb & Ellis October 2012 - June 2014
AJB Consulting Solutions 2009 - 2012
Jones Lang LaSalle 2007 - 2008
Oracle (formerly Hyperion Solutions Corporation) 1995 - 2007
Cushman & Wakefield 1993 - 1995
Smith Barney 1990 - 1992
Primerica Corporation formerly American Can Company 1978 - 1990
Skills
Facilities Management, Property Management, Strategic Planning, Real Estate, Capital Budgeting, Vendor Management, Contract Management, Management, Operations Management, Project Management, Real Estate Development, Contract Negotiation, Sales Management, Construction, Budgets, Mergers & Acquisitions, Project Planning, Risk Management, Team Building, Portfolio Management, Business Planning, Negotiation, Business Development, Procurement, Corporate Real Estate, Purchasing, Lease Administration, Leadership, Due Diligence, Lease Negotiations, Property, Location Intelligence, Commercial Real Estate, Disposition, Tenant, Selling, Landlords, Real Estate Transactions, Leases, Asset Management, Shopping Centers, Apartments, Real Estate Economics, Brokerage, Move Management, Tenant Representation, Feasibility Studies, Acquisitions, Investment Properties
Education
Pace University 1979 — 1984
BBA, Marketing
Westchester Community College 1974 — 1976
AAS, Marketing
Onyx Equities June 2014 - Present
Grubb & Ellis October 2012 - June 2014
AJB Consulting Solutions 2009 - 2012
Jones Lang LaSalle 2007 - 2008
Oracle (formerly Hyperion Solutions Corporation) 1995 - 2007
Cushman & Wakefield 1993 - 1995
Smith Barney 1990 - 1992
Primerica Corporation formerly American Can Company 1978 - 1990
Skills
Facilities Management, Property Management, Strategic Planning, Real Estate, Capital Budgeting, Vendor Management, Contract Management, Management, Operations Management, Project Management, Real Estate Development, Contract Negotiation, Sales Management, Construction, Budgets, Mergers & Acquisitions, Project Planning, Risk Management, Team Building, Portfolio Management, Business Planning, Negotiation, Business Development, Procurement, Corporate Real Estate, Purchasing, Lease Administration, Leadership, Due Diligence, Lease Negotiations, Property, Location Intelligence, Commercial Real Estate, Disposition, Tenant, Selling, Landlords, Real Estate Transactions, Leases, Asset Management, Shopping Centers, Apartments, Real Estate Economics, Brokerage, Move Management, Tenant Representation, Feasibility Studies, Acquisitions, Investment Properties
Education
Pace University 1979 — 1984
BBA, Marketing
Westchester Community College 1974 — 1976
AAS, Marketing
Ellen Bolin's Smith Barney Experience 1994 - 1998
Job Assistant Director, Finance at North Shore Long Island Jewish Health System
Industry Hospital & Health Care
Experience
North Shore Long Island Jewish Health System January 2010 - Present
North Shore Long Island Jewish Health System November 2004 - December 2009
Southside Hospital 2000 - 2004
VP International Accounting 1994 - 1998
Salomon Smith Barney 1994 - 1998
Smith Barney 1994 - 1998
Salomon Smith Barney 1994 - 1998
Prudential Securities 1991 - 1994
Drexel Burnham Lambert 1988 - 1991
Skills
Accounting, Financial Analysis, Forecasting, Budgets, Microsoft Excel, PeopleSoft
Education
Pace University - Lubin School of Business 1990 — 1995
Master of Business Administration (M.B.A.), Accounting
Saint John's University 1984 — 1988
BS, Finance
North Shore Long Island Jewish Health System January 2010 - Present
North Shore Long Island Jewish Health System November 2004 - December 2009
Southside Hospital 2000 - 2004
VP International Accounting 1994 - 1998
Salomon Smith Barney 1994 - 1998
Smith Barney 1994 - 1998
Salomon Smith Barney 1994 - 1998
Prudential Securities 1991 - 1994
Drexel Burnham Lambert 1988 - 1991
Skills
Accounting, Financial Analysis, Forecasting, Budgets, Microsoft Excel, PeopleSoft
Education
Pace University - Lubin School of Business 1990 — 1995
Master of Business Administration (M.B.A.), Accounting
Saint John's University 1984 — 1988
BS, Finance
Annie Sowinski's Smith Barney Experience June 2007 - August 2007
Job Client Relations Analyst at Sands Capital Management
Industry Financial Services
Experience
Sands Capital Management April 2014 - Present
Cambridge Associates March 2012 - April 2014
Cambridge Associates June 2010 - March 2012
Cambridge Associates December 2009 - June 2010
Cambridge Associates June 2008 - December 2009
Smith Barney June 2007 - August 2007
Skills
Investment Performance, Bloomberg
Education
Penn State University 2004 — 2008
BS, Finance, International Business
American Institute of Foreign Study, Rome 2007 — 2007
Sands Capital Management April 2014 - Present
Cambridge Associates March 2012 - April 2014
Cambridge Associates June 2010 - March 2012
Cambridge Associates December 2009 - June 2010
Cambridge Associates June 2008 - December 2009
Smith Barney June 2007 - August 2007
Skills
Investment Performance, Bloomberg
Education
Penn State University 2004 — 2008
BS, Finance, International Business
American Institute of Foreign Study, Rome 2007 — 2007
Luciano Di Norcia's Smith Barney Experience July 1994 - June 1996
Job Director, Ethics & Compliance Department at BNP Paribas
Industry Financial Services
Experience
BNP Paribas November 2008 - Present
Societe Generale July 2006 - October 2008
Merrill Lynch March 2004 - July 2006
Deutsche Bank January 2000 - March 2004
Bankers Trust June 1996 - October 1999
Smith Barney July 1994 - June 1996
National Futures Association June 1988 - July 1994
Skills
Derivatives, Dodd-Frank, Trading, Risk Management, Market Risk, CFTC Regulations, OTC Derivatives, Futures, Listed Derivatives, Compliance, Portfolio Management, Swaps, Compliance Management, Series 7, Operational Risk, ISDA, Financial Services, Capital Markets, Financial Markets, Series 63, Series 24, Audit, Legal Compliance
Education
Pace University 1983 — 1988
Bachelor of Business Administration, Finance
BNP Paribas November 2008 - Present
Societe Generale July 2006 - October 2008
Merrill Lynch March 2004 - July 2006
Deutsche Bank January 2000 - March 2004
Bankers Trust June 1996 - October 1999
Smith Barney July 1994 - June 1996
National Futures Association June 1988 - July 1994
Skills
Derivatives, Dodd-Frank, Trading, Risk Management, Market Risk, CFTC Regulations, OTC Derivatives, Futures, Listed Derivatives, Compliance, Portfolio Management, Swaps, Compliance Management, Series 7, Operational Risk, ISDA, Financial Services, Capital Markets, Financial Markets, Series 63, Series 24, Audit, Legal Compliance
Education
Pace University 1983 — 1988
Bachelor of Business Administration, Finance
Bill Geis's Smith Barney Experience 1998 - 2006
Job EVP Retail Lending Executive at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. May 2012 - Present
Regions Financial Corporation February 2010 - May 2012
UBS November 2006 - July 2008
Smith Barney 1998 - 2006
First Union 1991 - 1998
Skills
Credit, Wealth Management, Banking, Portfolio Management, Strategy, Loans, Financial Analysis, Financial Services, Mortgage Lending, Credit Analysis, Leadership, Financial Risk, Business Planning, Management, Commercial Lending, Business Strategy, Securities, Strategic Planning, Process Improvement, Sales Management, Insurance, Training, Sales
Education
Temple University - Fox School of Business and Management 1988 — 1991
Bachelor, Business Administration, Finance, and Marketing
Penn State University 1986 — 1988
Business Administration, Finance, and Marketing
FINRA
Series 7
NJ Mortage Bankers
License
Raymond James Financial Inc. May 2012 - Present
Regions Financial Corporation February 2010 - May 2012
UBS November 2006 - July 2008
Smith Barney 1998 - 2006
First Union 1991 - 1998
Skills
Credit, Wealth Management, Banking, Portfolio Management, Strategy, Loans, Financial Analysis, Financial Services, Mortgage Lending, Credit Analysis, Leadership, Financial Risk, Business Planning, Management, Commercial Lending, Business Strategy, Securities, Strategic Planning, Process Improvement, Sales Management, Insurance, Training, Sales
Education
Temple University - Fox School of Business and Management 1988 — 1991
Bachelor, Business Administration, Finance, and Marketing
Penn State University 1986 — 1988
Business Administration, Finance, and Marketing
FINRA
Series 7
NJ Mortage Bankers
License
Jack Harris's Smith Barney Experience 2000 - 2002
Job President & CEO, Junior Achievement of Georgia
Industry Nonprofit Organization Management
Experience
Junior Achievement of Georgia July 2008 - Present
Junior Achievement of Georgia July 2007 - June 2008
Junior Achievement of Georgia 2005 - 2007
JA Worldwide 2002 - 2005
Smith Barney 2000 - 2002
Skills
Non-profits, Strategic Planning, Leadership, Fundraising, Community Outreach, Nonprofits, Management, Community Development, Leadership Development, Public Speaking, Strategy
Education
Princeton University 1994 — 1998
AB Politics, Political Economy
Junior Achievement of Georgia July 2008 - Present
Junior Achievement of Georgia July 2007 - June 2008
Junior Achievement of Georgia 2005 - 2007
JA Worldwide 2002 - 2005
Smith Barney 2000 - 2002
Skills
Non-profits, Strategic Planning, Leadership, Fundraising, Community Outreach, Nonprofits, Management, Community Development, Leadership Development, Public Speaking, Strategy
Education
Princeton University 1994 — 1998
AB Politics, Political Economy
Craig Mallin's Smith Barney Experience 2003 - June 2007
Job Student Recruitment Manager
Industry Financial Services
Experience
Emerge Education, LLC July 2015 - Present
McCann School of Business and Technology November 2013 - May 2015
Emerge Education, LLC 2015 - 2015
YTI Career Institute 2008 - 2013
YTI Career Institute 2008 - 2013
Smith Barney 2003 - June 2007
M & T Bank 1995 - 2007
CitiMortgage 1984 - 1986
Skills
Credit, Mortgage Lending, Credit Analysis, Loans, Banking, Investments, Commercial Lending, Loan Origination, Sales, Management
Education
Penn State University Park 1975 — 1978
Penn State University
Emerge Education, LLC July 2015 - Present
McCann School of Business and Technology November 2013 - May 2015
Emerge Education, LLC 2015 - 2015
YTI Career Institute 2008 - 2013
YTI Career Institute 2008 - 2013
Smith Barney 2003 - June 2007
M & T Bank 1995 - 2007
CitiMortgage 1984 - 1986
Skills
Credit, Mortgage Lending, Credit Analysis, Loans, Banking, Investments, Commercial Lending, Loan Origination, Sales, Management
Education
Penn State University Park 1975 — 1978
Penn State University
Roman Burt's Smith Barney Experience March 2004 - June 2004
Job AVP Securitization at Mizuho Bank, Ltd.
Industry Financial Services
Experience
Mizuho Bank September 2014 - Present
Credit Agricole Corporate and Investment Bank June 2008 - August 2014
JPMorgan Chase & Co June 2006 - March 2008
Moody's Investors Service June 2005 - May 2006
Smith Barney March 2004 - June 2004
Skills
Securities, Financial Modeling, Forecasting, Bloomberg, Capital Markets, Investment Banking, Securitization, ABS, Valuation, Fixed Income, Corporate Finance, Structured Finance, Structured Products, Portfolio Management, Derivatives, Financial Analysis, Financial Structuring, Credit, Investments, Banking, Due Diligence, Bonds, Credit Analysis, Treasury, Cash Management, Treasury Management, Financial Markets, Fixed Income Portfolio..., Structured Securities, Fixed Income Strategies, US Treasuries, Fedwire, Cash Operations, Global Cash Management, Interest Rate Hedging, Rating Agency Relations, Liquidity Solutions, ABCP, Asset-backed..., Credit Enhancement, Asset Backed Financing, Asset Backed Lending, Covenant Compliance, Revolving Lines of..., Accounts Receivable, Aging Reports, A/R analysis, Credit Derivatives, Swaps, Credit Risk
Education
Pace University - Lubin School of Business 2002 — 2006
BBA, Finance
Mizuho Bank September 2014 - Present
Credit Agricole Corporate and Investment Bank June 2008 - August 2014
JPMorgan Chase & Co June 2006 - March 2008
Moody's Investors Service June 2005 - May 2006
Smith Barney March 2004 - June 2004
Skills
Securities, Financial Modeling, Forecasting, Bloomberg, Capital Markets, Investment Banking, Securitization, ABS, Valuation, Fixed Income, Corporate Finance, Structured Finance, Structured Products, Portfolio Management, Derivatives, Financial Analysis, Financial Structuring, Credit, Investments, Banking, Due Diligence, Bonds, Credit Analysis, Treasury, Cash Management, Treasury Management, Financial Markets, Fixed Income Portfolio..., Structured Securities, Fixed Income Strategies, US Treasuries, Fedwire, Cash Operations, Global Cash Management, Interest Rate Hedging, Rating Agency Relations, Liquidity Solutions, ABCP, Asset-backed..., Credit Enhancement, Asset Backed Financing, Asset Backed Lending, Covenant Compliance, Revolving Lines of..., Accounts Receivable, Aging Reports, A/R analysis, Credit Derivatives, Swaps, Credit Risk
Education
Pace University - Lubin School of Business 2002 — 2006
BBA, Finance
Jeremy Blatt's Smith Barney Experience May 1995 - May 1996
Job Managing Director at Finacity Corporation
Industry Financial Services
Experience
Finacity Corporation June 2001 - Present
Meritage Technology October 2000 - March 2001
Alentis March 2000 - October 2000
Zisto.com December 1999 - February 2000
AutoBond Acceptance Corporation January 1997 - November 1999
South Orange Rescue Squad June 1996 - December 1996
Smith Barney May 1995 - May 1996
Lehman Brothers June 1993 - May 1995
Bell Laboratories June 1991 - June 1993
Lachman Associates, Inc. 1984 - 1985
Skills
Capital Markets, Corporate Finance, Due Diligence, Financial Analysis, Financial Markets, Financial Modeling, Financial Services, Fixed Income, Management, SQL, Securitization, Structured Finance, Trading
Education
The University of Texas at Austin 1985 — 1988
MSCS, Computer Sciences
Princeton University 1981 — 1985
Finacity Corporation June 2001 - Present
Meritage Technology October 2000 - March 2001
Alentis March 2000 - October 2000
Zisto.com December 1999 - February 2000
AutoBond Acceptance Corporation January 1997 - November 1999
South Orange Rescue Squad June 1996 - December 1996
Smith Barney May 1995 - May 1996
Lehman Brothers June 1993 - May 1995
Bell Laboratories June 1991 - June 1993
Lachman Associates, Inc. 1984 - 1985
Skills
Capital Markets, Corporate Finance, Due Diligence, Financial Analysis, Financial Markets, Financial Modeling, Financial Services, Fixed Income, Management, SQL, Securitization, Structured Finance, Trading
Education
The University of Texas at Austin 1985 — 1988
MSCS, Computer Sciences
Princeton University 1981 — 1985
Katherine Bates's Smith Barney Experience 2003 - 2003
Job Pwc Deals Project Management Advisory
Industry Financial Services
Experience
PwC August 2013 - Present
PwC March 2011 - August 2013
Duff & Phelps October 2006 - February 2011
Duff & Phelps August 2004 - October 2006
Smith Barney 2003 - 2003
Thomson Reuters 1999 - 2002
Check Point Software Technologies 1998 - 1999
California Pizza Kitchen 1994 - 1998
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2015 — 2017
Master’s Degree, Organization Development
New York University - School of Continuing and Professional Studies 2014 — 2015
Certificate in Leadership and Organizational Development
New York University - Leonard N. Stern School of Business 2002 — 2004
Master of Business Administration (M.B.A.), Finance and Accounting
University of California, San Diego 1989 — 1994
Bachelor of Arts, United States History
PwC August 2013 - Present
PwC March 2011 - August 2013
Duff & Phelps October 2006 - February 2011
Duff & Phelps August 2004 - October 2006
Smith Barney 2003 - 2003
Thomson Reuters 1999 - 2002
Check Point Software Technologies 1998 - 1999
California Pizza Kitchen 1994 - 1998
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2015 — 2017
Master’s Degree, Organization Development
New York University - School of Continuing and Professional Studies 2014 — 2015
Certificate in Leadership and Organizational Development
New York University - Leonard N. Stern School of Business 2002 — 2004
Master of Business Administration (M.B.A.), Finance and Accounting
University of California, San Diego 1989 — 1994
Bachelor of Arts, United States History
Victoria Posloncec's Smith Barney Experience February 1986 - June 1990
Job Independent Translation and Localization Professional
Industry Translation and Localization
Experience
Concacaf July 1990 - Present
Smith Barney February 1986 - June 1990
New York March 1977 - February 1982
Skills
Sports, Social Media, Microsoft Office, Social Media Marketing, Outlook, Microsoft Word, Teamwork, Microsoft Excel, Team Leadership, Analysis, Editing, Event Management, Public Relations, Event Planning, Proofreading
Education
Pontificia Universidad Católica del Perú 1955 — 1960
Pontificia Universidad Catolica del Peru
Journalism
Concacaf July 1990 - Present
Smith Barney February 1986 - June 1990
New York March 1977 - February 1982
Skills
Sports, Social Media, Microsoft Office, Social Media Marketing, Outlook, Microsoft Word, Teamwork, Microsoft Excel, Team Leadership, Analysis, Editing, Event Management, Public Relations, Event Planning, Proofreading
Education
Pontificia Universidad Católica del Perú 1955 — 1960
Pontificia Universidad Catolica del Peru
Journalism
Ida Pyatkovsky's Smith Barney Experience administrative assistantRapp Collins2003 - 2004
Job executive assistant at Smith Barney
Industry Financial Services
Experience
Smith Barney administrative assistantRapp Collins2003 - 2004
Education
Pace University 1995 — 1999
Lviv #9 1983 — 1993
Smith Barney administrative assistantRapp Collins2003 - 2004
Education
Pace University 1995 — 1999
Lviv #9 1983 — 1993
Rick Herskowitz's Smith Barney Experience July 1989 - October 1989
Job Highly Experienced Financial Compensation Professional Currently Seeking Employment Opportunities
Industry Financial Services
Experience
RH Consulting April 2009 - Present
AllianceBernstein L.P. October 1999 - April 2009
AllianceBernstein L.P. October 1994 - October 1999
AllianceBernstein L.P. April 1992 - October 1994
AllianceBernstein L.P. October 1989 - April 1992
Smith Barney July 1989 - October 1989
Dean Witter Reynolds Inc. November 1987 - July 1989
Dean Witter Reynolds Inc. December 1986 - November 1987
Dean Witter Reynolds Inc. December 1985 - December 1986
Arthur Young July 1985 - November 1985
Skills
Incentive Programs, Deferred Compensation, Executive Compensation, Employee Stock Options, Bonus Programs, Finance, Financial Analysis, Financial Reporting, Financial Accounting, SEC filings, Payroll, Cost Accounting, Financial Modeling, Tax, Hedge Funds, Insider Trading, Asset Management, Asset Managment, Executive Pay, Securities, Sarbanes-Oxley Act, Financial Services
Education
Pace University 1983 — 1985
Accounting
Rockland Community College 1982 — 1982
RH Consulting April 2009 - Present
AllianceBernstein L.P. October 1999 - April 2009
AllianceBernstein L.P. October 1994 - October 1999
AllianceBernstein L.P. April 1992 - October 1994
AllianceBernstein L.P. October 1989 - April 1992
Smith Barney July 1989 - October 1989
Dean Witter Reynolds Inc. November 1987 - July 1989
Dean Witter Reynolds Inc. December 1986 - November 1987
Dean Witter Reynolds Inc. December 1985 - December 1986
Arthur Young July 1985 - November 1985
Skills
Incentive Programs, Deferred Compensation, Executive Compensation, Employee Stock Options, Bonus Programs, Finance, Financial Analysis, Financial Reporting, Financial Accounting, SEC filings, Payroll, Cost Accounting, Financial Modeling, Tax, Hedge Funds, Insider Trading, Asset Management, Asset Managment, Executive Pay, Securities, Sarbanes-Oxley Act, Financial Services
Education
Pace University 1983 — 1985
Accounting
Rockland Community College 1982 — 1982
Cynthia M Wildrick's Smith Barney Experience April 1994 - December 1996
Job Identity and Access Mangement Audit, Risk and Controls Lead at AIG
Industry Information Technology and Services
Experience
AIG June 2015 - Present
Citigroup 2009 - May 2015
JPMorgan Chase July 1997 - November 2008
Charles River Consultants 1997 - 2006
Smith Barney April 1994 - December 1996
Swiss Bank Corporation (currently UBS) 1983 - March 1994
Skills
Vendor Management, Risk Management, Business Continuity, SDLC, IT Strategy, Business Analysis, Disaster Recovery, Information Security, PMO, Financial Services, Financial Risk, Process Improvement, IT Audit, Operational Risk..., Risk Assessment, Program Management, Governance, Security, Outsourcing, IT Management, ITIL, Management, CRM, Infrastructure, Enterprise Risk..., IT Service Management, Enterprise Architecture, Information Technology, Project Portfolio..., Enterprise Software, Business Process..., Consulting, Integration, Project Management, Banking, Strategy, Change Management
Education
Pace University 1987 — 1989
none, MIS
AIG June 2015 - Present
Citigroup 2009 - May 2015
JPMorgan Chase July 1997 - November 2008
Charles River Consultants 1997 - 2006
Smith Barney April 1994 - December 1996
Swiss Bank Corporation (currently UBS) 1983 - March 1994
Skills
Vendor Management, Risk Management, Business Continuity, SDLC, IT Strategy, Business Analysis, Disaster Recovery, Information Security, PMO, Financial Services, Financial Risk, Process Improvement, IT Audit, Operational Risk..., Risk Assessment, Program Management, Governance, Security, Outsourcing, IT Management, ITIL, Management, CRM, Infrastructure, Enterprise Risk..., IT Service Management, Enterprise Architecture, Information Technology, Project Portfolio..., Enterprise Software, Business Process..., Consulting, Integration, Project Management, Banking, Strategy, Change Management
Education
Pace University 1987 — 1989
none, MIS
Stephen Flanagan's Smith Barney Experience 1991 - 1992
Job SVP, Client Experience at Archer Investment Management Solutions
Industry Financial Services
Experience
Archer Investment Management Solution June 2014 - Present
Innovest Systems 2009 - 2013
Fiserv 2002 - 2008
RBC Wealth Management 1992 - 2002
Smith Barney 1991 - 1992
Skills
CRM, Financial Services, Portfolio Management, Strategy, Program Management, Business Process, Management, Business Process..., Mutual Funds, Wealth Management, Asset Allocation, Relationship Management, Investments, Finance, Financial Analysis, Equities, Asset Management
Education
Pace University - Lubin School of Business
MBA, Financial Management
Siena College
BS, Finance
Archer Investment Management Solution June 2014 - Present
Innovest Systems 2009 - 2013
Fiserv 2002 - 2008
RBC Wealth Management 1992 - 2002
Smith Barney 1991 - 1992
Skills
CRM, Financial Services, Portfolio Management, Strategy, Program Management, Business Process, Management, Business Process..., Mutual Funds, Wealth Management, Asset Allocation, Relationship Management, Investments, Finance, Financial Analysis, Equities, Asset Management
Education
Pace University - Lubin School of Business
MBA, Financial Management
Siena College
BS, Finance
Robert Viviani's Smith Barney Experience January 1994 - June 1997
Job Vice President at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase June 2008 - Present
JPMorgan 2008 - Present
JP Morgan Chase 2008 - Present
Bear Stearns June 2000 - June 2008
Dresdner Kleinwort July 1997 - June 2000
Smith Barney January 1994 - June 1997
DTC August 1992 - December 1993
Skills
Internal Audit, Accounting, Derivatives, Capital Markets, Risk Management, Risk Assessment, SOX, Internal Controls
Education
Pace University - Lubin School of Business 1987 — 2002
JPMorgan Chase June 2008 - Present
JPMorgan 2008 - Present
JP Morgan Chase 2008 - Present
Bear Stearns June 2000 - June 2008
Dresdner Kleinwort July 1997 - June 2000
Smith Barney January 1994 - June 1997
DTC August 1992 - December 1993
Skills
Internal Audit, Accounting, Derivatives, Capital Markets, Risk Management, Risk Assessment, SOX, Internal Controls
Education
Pace University - Lubin School of Business 1987 — 2002
Joshua Turner's Smith Barney Experience 1994 - 1996
Job Senior Director Finance at Imergy Power Systems
Industry Oil & Energy
Experience
Imergy Power Systems August 2014 - Present
BrightSource Energy, Inc. January 2012 - July 2014
BrightSource Energy, Inc. August 2008 - December 2011
BrightSource Energy, Inc. December 2006 - July 2008
StarMine 2000 - 2006
HarbourVest Partners 1996 - 1998
Smith Barney 1994 - 1996
Skills
Solar Energy, Solar Thermal, Financial Modeling, Valuation, Renewable Energy, Photovoltaics, Financial Reporting, Project Finance, Power Generation, Alternative Energy, Business Strategy, Due Diligence, Strategic Financial..., Energy
Education
Stanford University Graduate School of Business 1998 — 2000
Master of Business Administration (M.B.A.)
Princeton University 1990 — 1994
Bachelor of Arts, Politics & Economics
Imergy Power Systems August 2014 - Present
BrightSource Energy, Inc. January 2012 - July 2014
BrightSource Energy, Inc. August 2008 - December 2011
BrightSource Energy, Inc. December 2006 - July 2008
StarMine 2000 - 2006
HarbourVest Partners 1996 - 1998
Smith Barney 1994 - 1996
Skills
Solar Energy, Solar Thermal, Financial Modeling, Valuation, Renewable Energy, Photovoltaics, Financial Reporting, Project Finance, Power Generation, Alternative Energy, Business Strategy, Due Diligence, Strategic Financial..., Energy
Education
Stanford University Graduate School of Business 1998 — 2000
Master of Business Administration (M.B.A.)
Princeton University 1990 — 1994
Bachelor of Arts, Politics & Economics
James Hamerschlag's Smith Barney Experience 1990 - 1996
Job Institutional Client Group KYC Director
Industry Financial Services
Shari Chiarulli's Smith Barney Experience 2006 - June 2009
Job Director at UBS
Industry Financial Services
Experience
UBS July 2010 - Present
Morgan Stanley Smith Barney June 2009 - March 2010
Smith Barney 2006 - June 2009
Citi 2006 - June 2009
Prudential 1990 - 2006
Prudential Securities 1990 - 2006
prudential investments 1990 - 2006
Prudential Financial 1990 - 2006
Drexel Burnham Lambert 1978 - 1989
Education
Pace University - Lubin School of Business 1977 — 1981
UBS July 2010 - Present
Morgan Stanley Smith Barney June 2009 - March 2010
Smith Barney 2006 - June 2009
Citi 2006 - June 2009
Prudential 1990 - 2006
Prudential Securities 1990 - 2006
prudential investments 1990 - 2006
Prudential Financial 1990 - 2006
Drexel Burnham Lambert 1978 - 1989
Education
Pace University - Lubin School of Business 1977 — 1981
Natalie Hammond, CLU®, ChFC®, CASL®'s Smith Barney Experience January 2005 - October 2006
Job Director of Network Office Supervision at Northwestern Mutual Financial Network
Industry Financial Services
Experience
Northwestern Mutual Financial Network October 2006 - Present
Northwestern Mutual Financial Network October 2009 - November 2010
Smith Barney January 2005 - October 2006
Banc of America Investment Services 2003 - 2004
Banc of American Investment Services September 1997 - 2002
Robinson Humphrey May 1995 - September 1997
Skills
Employee Benefits, Finance, Financial Analysis, Strategic Planning
Education
Presbyterian College 1990 — 1994
Bachelor of Arts (BA), English and Business Administration
Northwestern Mutual Financial Network October 2006 - Present
Northwestern Mutual Financial Network October 2009 - November 2010
Smith Barney January 2005 - October 2006
Banc of America Investment Services 2003 - 2004
Banc of American Investment Services September 1997 - 2002
Robinson Humphrey May 1995 - September 1997
Skills
Employee Benefits, Finance, Financial Analysis, Strategic Planning
Education
Presbyterian College 1990 — 1994
Bachelor of Arts (BA), English and Business Administration
Gary Wayne, CFP(R)'s Smith Barney Experience September 1995 - February 2009
Job Managing Director Investments at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC February 2009 - Present
Smith Barney September 1995 - February 2009
Skills
Wealth Management, Investments, Alternative Investments, Financial Planning, Estate Planning, Life Insurance, Risk Management
Education
Pace University 2001 — 2002
CFP(R), Certified Financial Planner
University of Wisconsin-Madison 1990 — 1994
Bachelor of Arts (B.A.), Political Science
Wells Fargo Advisors LLC February 2009 - Present
Smith Barney September 1995 - February 2009
Skills
Wealth Management, Investments, Alternative Investments, Financial Planning, Estate Planning, Life Insurance, Risk Management
Education
Pace University 2001 — 2002
CFP(R), Certified Financial Planner
University of Wisconsin-Madison 1990 — 1994
Bachelor of Arts (B.A.), Political Science
Greg Newbold's Smith Barney Experience May 1996 - June 1998
Job Regional Vice President, Morgan Stanley Wealth Management
Industry Investment Management
Experience
Morgan Stanley Wealth Management April 2007 - Present
Smith Barney May 1996 - June 1998
Education
Penn State University 1987 — 1991
Morgan Stanley Wealth Management April 2007 - Present
Smith Barney May 1996 - June 1998
Education
Penn State University 1987 — 1991
Ted Schuricht's Smith Barney Experience May 2006 - September 2006
Job J.D. CandidateRutgersCamden School of Law
Industry Financial Services
Experience
Morgan Stanley Smith Barney January 2010 - April 2011
International Fund Services March 2008 - January 2010
Smith Barney May 2006 - September 2006
Commerce Capital Markets May 2004 - September 2004
Education
Rutgers University School of Law - Camden 2012 — 2015
Doctor of Law (J.D.)
Penn State University 2003 — 2007
B.S., Economics
Morgan Stanley Smith Barney January 2010 - April 2011
International Fund Services March 2008 - January 2010
Smith Barney May 2006 - September 2006
Commerce Capital Markets May 2004 - September 2004
Education
Rutgers University School of Law - Camden 2012 — 2015
Doctor of Law (J.D.)
Penn State University 2003 — 2007
B.S., Economics
Gibson, Abby's Smith Barney Experience 2003 - 2007
Job Case Manager at Creative Family Connections, LLC
Industry Financial Services
Experience
Oppenheimer & Co. Case ManagerCreative Family Connections, LLCJuly 2008 - Present
Smith Barney 2003 - 2007
Education
Prince George's Community College 2002 — 2004
Oppenheimer & Co. Case ManagerCreative Family Connections, LLCJuly 2008 - Present
Smith Barney 2003 - 2007
Education
Prince George's Community College 2002 — 2004
Joseph Coraci's Smith Barney Experience Financial ConsultantMasterCard2002 - 2005
Job financial advisor at smith barney
Industry Financial Services
Experience
smith barney Financial ConsultantMasterCard2002 - 2005
Education
Pace University 1990 — 1993
mba
Purchase College, SUNY 1989 — 1989
Stony Brook University 1979 — 1984
smith barney Financial ConsultantMasterCard2002 - 2005
Education
Pace University 1990 — 1993
mba
Purchase College, SUNY 1989 — 1989
Stony Brook University 1979 — 1984
Patrick Blake's Smith Barney Experience March 1996 - March 1998
Job at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch October 2009 - Present
Admiral Capital Management June 2009 - September 2009
Clapboard Capital October 2008 - September 2009
FGG September 2003 - May 2008
DLJ April 1998 - March 2000
Smith Barney March 1996 - March 1998
Credit Suisse Financial Products February 1992 - April 1996
Skills
Hedge Funds, Fixed Income, Alternative Investments, Equities, Asset Managment, Derivatives, Financial Markets, Investment Banking, Capital Markets, Investments, Banking, Options, Securities, Asset Management, Investment Management, Trading, Mutual Funds, Portfolio Management, Interest Rate..., Credit Derivatives, Structured Products, Wealth Management, Series 7, Financial Services, Leadership
Education
Princeton University 1982 — 1986
A.B., Economics
Bank of America Merrill Lynch October 2009 - Present
Admiral Capital Management June 2009 - September 2009
Clapboard Capital October 2008 - September 2009
FGG September 2003 - May 2008
DLJ April 1998 - March 2000
Smith Barney March 1996 - March 1998
Credit Suisse Financial Products February 1992 - April 1996
Skills
Hedge Funds, Fixed Income, Alternative Investments, Equities, Asset Managment, Derivatives, Financial Markets, Investment Banking, Capital Markets, Investments, Banking, Options, Securities, Asset Management, Investment Management, Trading, Mutual Funds, Portfolio Management, Interest Rate..., Credit Derivatives, Structured Products, Wealth Management, Series 7, Financial Services, Leadership
Education
Princeton University 1982 — 1986
A.B., Economics
Chagla Saleh-Esa's Smith Barney Experience January 1997 - June 1999
Job Executive Director at JP Morgan Chase
Industry Financial Services
Experience
JP Morgan Chase April 2010 - Present
Credit Suisse September 2007 - April 2010
Citi Group June 1999 - 2007
Smith Barney January 1997 - June 1999
Salomon June 1995 - December 1997
New Windsor Associates August 1992 - June 1995
Applied Insurance Research July 1991 - August 1992
Skills
Unix, Solaris, Program Management, Enterprise Architecture, Integration, IT Strategy, Trading Systems, ITIL, Disaster Recovery, SDLC, Vendor Management, Market Data, Sybase, Data Center, Low Latency, Infrastructure, Perl, IT Management, IT Service Management, Business Continuity, Virtualization
Education
University of Bridgeport 1989 — 1991
M.S, Computer Engineering
PSG College of Technology 1984 — 1989
B.S., Electrical and Electronics Engineering
JP Morgan Chase April 2010 - Present
Credit Suisse September 2007 - April 2010
Citi Group June 1999 - 2007
Smith Barney January 1997 - June 1999
Salomon June 1995 - December 1997
New Windsor Associates August 1992 - June 1995
Applied Insurance Research July 1991 - August 1992
Skills
Unix, Solaris, Program Management, Enterprise Architecture, Integration, IT Strategy, Trading Systems, ITIL, Disaster Recovery, SDLC, Vendor Management, Market Data, Sybase, Data Center, Low Latency, Infrastructure, Perl, IT Management, IT Service Management, Business Continuity, Virtualization
Education
University of Bridgeport 1989 — 1991
M.S, Computer Engineering
PSG College of Technology 1984 — 1989
B.S., Electrical and Electronics Engineering
Howard Stein's Smith Barney Experience 1987 - 1990
Job Project Manager at CoKinetic
Industry Information Technology and Services
Experience
CoKinetic August 2006 - Present
Blueprint Studios 2004 - 2006
Merrill Lynch 1997 - 2003
Unilever 1990 - 1996
Smith Barney 1987 - 1990
Shearson Lehman Brothers 1985 - 1987
Skills
Cloud Computing, Embedded Systems, Project Management, Cross-functional Team..., Web Applications, Quality Assurance, Testing, Software Quality..., Java, MySQL, Program Management, jQuery, C++, Software Development, TCP/IP, Agile Project Management, PMO, Business Intelligence, CSS, IT Management
Education
Pace University 1983 — 1985
MS, Computer Science
State University of New York at Albany 1977 — 1981
BA
CoKinetic August 2006 - Present
Blueprint Studios 2004 - 2006
Merrill Lynch 1997 - 2003
Unilever 1990 - 1996
Smith Barney 1987 - 1990
Shearson Lehman Brothers 1985 - 1987
Skills
Cloud Computing, Embedded Systems, Project Management, Cross-functional Team..., Web Applications, Quality Assurance, Testing, Software Quality..., Java, MySQL, Program Management, jQuery, C++, Software Development, TCP/IP, Agile Project Management, PMO, Business Intelligence, CSS, IT Management
Education
Pace University 1983 — 1985
MS, Computer Science
State University of New York at Albany 1977 — 1981
BA
Daryl Northrop's Smith Barney Experience Assistant TraderKnight Capital GroupJanuary 2006 - February 2007
Job Funds/Annuities Smith Barney
Industry Financial Services
Experience
Smith Barney Assistant TraderKnight Capital GroupJanuary 2006 - February 2007
Education
Penn State University 2001 — 2005
Smith Barney Assistant TraderKnight Capital GroupJanuary 2006 - February 2007
Education
Penn State University 2001 — 2005
Pjeter Dushku, CFA's Smith Barney Experience September 2007 - December 2007
Job MBA/MA Candidate, The Wharton School
Industry Venture Capital & Private Equity
Experience
Atlantic Pacific Capital April 2011 - May 2014
Sumitomo Mitsui Banking Corporation August 2008 - March 2011
Smith Barney September 2007 - December 2007
Boots Retail International June 2007 - September 2007
Education
University of Pennsylvania - The Wharton School 2014 — 2016
Master of Business Administration (MBA), Finance, General
University of Pennsylvania - The Lauder Institute 2014 — 2016
Master of Arts (M.A.), International/Global Studies
Pace University - Lubin School of Business 2004 — 2008
B.B.A., Finance
Universidad Pablo de Olavide
Facultad de Ciencias Empresariales
Atlantic Pacific Capital April 2011 - May 2014
Sumitomo Mitsui Banking Corporation August 2008 - March 2011
Smith Barney September 2007 - December 2007
Boots Retail International June 2007 - September 2007
Education
University of Pennsylvania - The Wharton School 2014 — 2016
Master of Business Administration (MBA), Finance, General
University of Pennsylvania - The Lauder Institute 2014 — 2016
Master of Arts (M.A.), International/Global Studies
Pace University - Lubin School of Business 2004 — 2008
B.B.A., Finance
Universidad Pablo de Olavide
Facultad de Ciencias Empresariales
Risa Boroda's Smith Barney Experience February 2008 - May 2008
Job Applications Coordinator at Partners HealthCare
Industry Information Services
Experience
Boston Children's Hospital September 2015 - Present
Partners HealthCare March 2013 - August 2015
Lahey Clinic October 2012 - March 2013
Lahey Clinic September 2011 - September 2012
Abercrombie & Fitch August 2008 - November 2011
Smith Barney February 2008 - May 2008
Skills
conversational French, PowerPoint, Microsoft Word, Microsoft Office, Microsoft Excel, Social Networking, Social Media, Social Media Marketing, Outlook, Customer Service, Research, Access, Healthcare, Data Analysis, Market Research, Leadership, Process Improvement, Marketing, Software Documentation, Project Management, Healthcare Information..., EMR, HIPAA
Education
Pace University 2004 — 2008
Bachelor of Business Administration, International Management
Boston Children's Hospital September 2015 - Present
Partners HealthCare March 2013 - August 2015
Lahey Clinic October 2012 - March 2013
Lahey Clinic September 2011 - September 2012
Abercrombie & Fitch August 2008 - November 2011
Smith Barney February 2008 - May 2008
Skills
conversational French, PowerPoint, Microsoft Word, Microsoft Office, Microsoft Excel, Social Networking, Social Media, Social Media Marketing, Outlook, Customer Service, Research, Access, Healthcare, Data Analysis, Market Research, Leadership, Process Improvement, Marketing, Software Documentation, Project Management, Healthcare Information..., EMR, HIPAA
Education
Pace University 2004 — 2008
Bachelor of Business Administration, International Management
Timothy Bescherer's Smith Barney Experience October 1983 - June 2009
Job Executive Director at Morgan Stanley Wealth Management
Industry Information Technology and Services
Experience
Morgan Stanley Wealth Management June 2009 - Present
Smith Barney October 1983 - June 2009
Skills
Financial Services, Management, Mutual Funds, Risk Management, Business Analysis, Wealth Management, Team Building, Fixed Income, SDLC, Equities, Vendor Management, Portfolio Management, Project Management, Capital Markets, Securities, Asset Management, Program Management, Systems Development..., Process Improvement, IT Strategy, Investment Banking, Compliance, Corporate Actions, Business Requirements
Education
Pace University - Lubin School of Business 1985 — 1989
MBA, Portfolio Management
Purdue University - Krannert School of Management 1976 — 1980
BSIM
Morgan Stanley Wealth Management June 2009 - Present
Smith Barney October 1983 - June 2009
Skills
Financial Services, Management, Mutual Funds, Risk Management, Business Analysis, Wealth Management, Team Building, Fixed Income, SDLC, Equities, Vendor Management, Portfolio Management, Project Management, Capital Markets, Securities, Asset Management, Program Management, Systems Development..., Process Improvement, IT Strategy, Investment Banking, Compliance, Corporate Actions, Business Requirements
Education
Pace University - Lubin School of Business 1985 — 1989
MBA, Portfolio Management
Purdue University - Krannert School of Management 1976 — 1980
BSIM
Murat Senyigit's Smith Barney Experience 1993 - 1995
Job Executive Director at J.P. Morgan
Industry Banking
Experience
J.P. Morgan July 2013 - Present
Barclays Capital July 2010 - June 2013
Bank of America June 2009 - July 2010
Barclays Capital August 2003 - June 2009
Merrill Lynch April 1995 - November 2002
Smith Barney 1993 - 1995
Skills
Capital Markets, Derivatives, Commodity, Rates, Hedge Funds, Fixed Income, Trading, Options, Sales, Equities, Interest Rates, Trading System, Futures Trading, Risk Management, Trading Systems, Investment Banking, Bloomberg, Options Strategies, Electronic Trading, Financial Markets, Equity Research
Education
Pace University 1996 — 1999
MBA, Finance
William Paterson University of New Jersey 1986 — 1993
Cliffside Park HS 1982 — 1988
J.P. Morgan July 2013 - Present
Barclays Capital July 2010 - June 2013
Bank of America June 2009 - July 2010
Barclays Capital August 2003 - June 2009
Merrill Lynch April 1995 - November 2002
Smith Barney 1993 - 1995
Skills
Capital Markets, Derivatives, Commodity, Rates, Hedge Funds, Fixed Income, Trading, Options, Sales, Equities, Interest Rates, Trading System, Futures Trading, Risk Management, Trading Systems, Investment Banking, Bloomberg, Options Strategies, Electronic Trading, Financial Markets, Equity Research
Education
Pace University 1996 — 1999
MBA, Finance
William Paterson University of New Jersey 1986 — 1993
Cliffside Park HS 1982 — 1988
Bill Geilfuss's Smith Barney Experience 1994 - 1999
Job financial consultant at BV Invesment Services
Industry Financial Services
Experience
BV Invesment Services 1999 - Present
Best Vest Investments Ltd. 1999 - Present
Best Vest Investments 1999 - Present
Morgan Stanley Investment Management 1997 - 1999
Smith Barney 1994 - 1999
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Series 7, Retirement, Mutual Funds, Estate Planning, Strategic Planning, Fixed Annuities, Investment Advisory, Microsoft Office, Portfolio Management, Process Improvement, Financial Analysis, Asset Allocation, Financial Advisory, New Business Development, Asset Managment, Insurance, Mortgage Lending, Asset Management, Credit, Finance
Education
Penn State University 1973 — 1977
Bachelor of Science (BS), ADMINISTRATION OF JUSTICE
BV Invesment Services 1999 - Present
Best Vest Investments Ltd. 1999 - Present
Best Vest Investments 1999 - Present
Morgan Stanley Investment Management 1997 - 1999
Smith Barney 1994 - 1999
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Series 7, Retirement, Mutual Funds, Estate Planning, Strategic Planning, Fixed Annuities, Investment Advisory, Microsoft Office, Portfolio Management, Process Improvement, Financial Analysis, Asset Allocation, Financial Advisory, New Business Development, Asset Managment, Insurance, Mortgage Lending, Asset Management, Credit, Finance
Education
Penn State University 1973 — 1977
Bachelor of Science (BS), ADMINISTRATION OF JUSTICE
Steven Dolgin's Smith Barney Experience 1984 - 1989
Job First Vice President, Assistant Branch Manager at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott May 2004 - Present
Wachovia Securites October 1989 - May 2004
Prudential Financial 1989 - 2004
Smith Barney 1984 - 1989
Skills
Series 7, Series 63, Wealth Management, Retirement Planning, Investments, Mutual Funds, Securities, Strategic Financial..., Asset Managment, Equities, Portfolio Management, Alternative Investments, Capital Markets, Fixed Income, Fixed Annuities, series 8, Asset Allocation, Investment Advisory, Financial Advisory, 401k, Estate Planning, Bonds, Series 65, Separately Managed..., Trading, ETFs, Investment Strategies, Insurance, Retirement, Variable Annuities, High Net Worth..., IRAs, Municipal Bonds, Long-term Care, Financial Services, Finance, Hedge Funds, Financial Modeling, Risk Management
Education
Pace University - Lubin School of Business 1979 — 1984
BBA, Accounting
Pace University - Lubin School of Business 1979 — 1984
Bachelor of Business Administration (BBA), Accounting
Janney Montgomery Scott May 2004 - Present
Wachovia Securites October 1989 - May 2004
Prudential Financial 1989 - 2004
Smith Barney 1984 - 1989
Skills
Series 7, Series 63, Wealth Management, Retirement Planning, Investments, Mutual Funds, Securities, Strategic Financial..., Asset Managment, Equities, Portfolio Management, Alternative Investments, Capital Markets, Fixed Income, Fixed Annuities, series 8, Asset Allocation, Investment Advisory, Financial Advisory, 401k, Estate Planning, Bonds, Series 65, Separately Managed..., Trading, ETFs, Investment Strategies, Insurance, Retirement, Variable Annuities, High Net Worth..., IRAs, Municipal Bonds, Long-term Care, Financial Services, Finance, Hedge Funds, Financial Modeling, Risk Management
Education
Pace University - Lubin School of Business 1979 — 1984
BBA, Accounting
Pace University - Lubin School of Business 1979 — 1984
Bachelor of Business Administration (BBA), Accounting
Karen Geesaman's Smith Barney Experience Financial ControllerSniders Elevator Inc.January 2010 - Present
Job Financial Controller at Sniders Elevator Inc.
Industry Financial Services
Experience
Smith Barney Financial ControllerSniders Elevator Inc.January 2010 - Present
Pelco 1986 - 2008
Skills
Corporate Finance, Strategic Financial..., Corporate turn-around, Facilities Management
Education
University of Maryland College Park 2002 — 2004
MBA, Financial Management
Penn State University 1969 — 1973
BFA, Graphic Design
Smith Barney Financial ControllerSniders Elevator Inc.January 2010 - Present
Pelco 1986 - 2008
Skills
Corporate Finance, Strategic Financial..., Corporate turn-around, Facilities Management
Education
University of Maryland College Park 2002 — 2004
MBA, Financial Management
Penn State University 1969 — 1973
BFA, Graphic Design
Kevin Fitzgerald, MBA's Smith Barney Experience January 2003 - June 2004
Job Senior Accountant at Acadia Realty Trust
Industry Financial Services
Experience
Acadia Realty Trust April 2012 - Present
Rosen Seymour Shapss Martin & Company LLP December 2008 - March 2012
JPMorgan Chase January 2004 - June 2008
Smith Barney January 2003 - June 2004
Skills
Payroll, Investments, Credit, Small Business, Banking, Brokers, Accounting, Tax, Audit, Auditing, Financial Reporting, Compliance, Accounts Payable, Bookkeeping, Quickbooks, Analysis, Budgeting, Accounts Receivable, Sales Tax, Reconciliation, Income Tax, Journal Entries, Tax Returns, General Ledger, Risk, Microsoft Office, Mutual Funds, Account Reconciliation, Customer Relations
Education
Pace University 2009 — 2012
MBA, Finance
Pace University
BA, Finance
Acadia Realty Trust April 2012 - Present
Rosen Seymour Shapss Martin & Company LLP December 2008 - March 2012
JPMorgan Chase January 2004 - June 2008
Smith Barney January 2003 - June 2004
Skills
Payroll, Investments, Credit, Small Business, Banking, Brokers, Accounting, Tax, Audit, Auditing, Financial Reporting, Compliance, Accounts Payable, Bookkeeping, Quickbooks, Analysis, Budgeting, Accounts Receivable, Sales Tax, Reconciliation, Income Tax, Journal Entries, Tax Returns, General Ledger, Risk, Microsoft Office, Mutual Funds, Account Reconciliation, Customer Relations
Education
Pace University 2009 — 2012
MBA, Finance
Pace University
BA, Finance
Mary Grace Estacio's Smith Barney Experience March 1989 - October 1990
Job Project Manager (Consultant)
Industry Information Technology and Services
Experience
Financial Company December 2014 - Present
Morgan Stanley June 2010 - May 2014
Morgan Stanley July 2005 - June 2010
Morgan Stanley January 2004 - June 2005
Credit Suisse September 2000 - December 2003
KPMG May 1999 - September 2000
Morgan Stanley July 1993 - May 1999
Bankers Trust October 1990 - July 1993
Smith Barney March 1989 - October 1990
Skills
Project Management, Global Implementations, Vendor Management, Resource Management, Strategic Planning, SDLC, Organizational..., Conflict Resolution, Cross Functional..., System Migration, System Testing, User Acceptance Testing, System Integration..., IT Strategy, Business Analysis, ERP, Software Implementation..., Workday, PeopleSoft, Sybase, Investment Banking, Risk Management, Reference Data, Requirements Analysis, Management, Agile Methodologies, Process Improvement, Software Project..., Change Management, Business Process, Consulting, Integration, Analysis
Education
Pace University 1981 — 1985
Bachelor of Business Administration (BBA), Management Information Systems and Services
Pace University - Lubin School of Business
Financial Company December 2014 - Present
Morgan Stanley June 2010 - May 2014
Morgan Stanley July 2005 - June 2010
Morgan Stanley January 2004 - June 2005
Credit Suisse September 2000 - December 2003
KPMG May 1999 - September 2000
Morgan Stanley July 1993 - May 1999
Bankers Trust October 1990 - July 1993
Smith Barney March 1989 - October 1990
Skills
Project Management, Global Implementations, Vendor Management, Resource Management, Strategic Planning, SDLC, Organizational..., Conflict Resolution, Cross Functional..., System Migration, System Testing, User Acceptance Testing, System Integration..., IT Strategy, Business Analysis, ERP, Software Implementation..., Workday, PeopleSoft, Sybase, Investment Banking, Risk Management, Reference Data, Requirements Analysis, Management, Agile Methodologies, Process Improvement, Software Project..., Change Management, Business Process, Consulting, Integration, Analysis
Education
Pace University 1981 — 1985
Bachelor of Business Administration (BBA), Management Information Systems and Services
Pace University - Lubin School of Business
Pano Arvanitis's Smith Barney Experience 1992 - 1994
Job Mortgage Loan Officer at CME Lending
Industry Financial Services
Experience
CME Lending December 2014 - Present
Raven Trading Co January 1994 - Present
Smith Barney 1992 - 1994
Smith Barney 1990 - 1992
Skills
Trading, Options, Equities, Derivatives, Financial Markets, Commodity, Trading Systems, Fixed Income, Investments, Hedge Funds, Capital Markets, Securities, Asset Management, Alternative Investments, FX Options, Portfolio Management, Community Service
Education
Purdue University
Bachelor of Science, Financial Planning and Finance
CME Lending December 2014 - Present
Raven Trading Co January 1994 - Present
Smith Barney 1992 - 1994
Smith Barney 1990 - 1992
Skills
Trading, Options, Equities, Derivatives, Financial Markets, Commodity, Trading Systems, Fixed Income, Investments, Hedge Funds, Capital Markets, Securities, Asset Management, Alternative Investments, FX Options, Portfolio Management, Community Service
Education
Purdue University
Bachelor of Science, Financial Planning and Finance
Barbara Norton's Smith Barney Experience February 1993 - June 1995
Job Freelance Proofreader at Diligent Board Member Services
Industry Writing and Editing
Experience
FCB Global June 2014 - Present
Diligent Board Member Services August 2013 - Present
Draftfcb June 2005 - July 2013
UBS Investment Bank March 1998 - October 2004
Bear Stearns August 1995 - August 1997
Smith Barney February 1993 - June 1995
Skills
Proofreading, Copy Editing, Blogging, Newsletters, Web Content, Editing, Direct Marketing, Advertising, Creative Strategy, Copywriting, Direct Mail, Brochures, Creative Direction
Education
Wellesley College 1985 — 1989
BA, English
Pratt Institute 1997 — 2000
MLS, Library Science
FCB Global June 2014 - Present
Diligent Board Member Services August 2013 - Present
Draftfcb June 2005 - July 2013
UBS Investment Bank March 1998 - October 2004
Bear Stearns August 1995 - August 1997
Smith Barney February 1993 - June 1995
Skills
Proofreading, Copy Editing, Blogging, Newsletters, Web Content, Editing, Direct Marketing, Advertising, Creative Strategy, Copywriting, Direct Mail, Brochures, Creative Direction
Education
Wellesley College 1985 — 1989
BA, English
Pratt Institute 1997 — 2000
MLS, Library Science
Kim Draghic's Smith Barney Experience 1993 - 2008
Job IT Professional
Industry Information Technology and Services
Experience
Citigroup 1993 - December 2008
Smith Barney 1993 - 2008
Cigna 1985 - 1993
Equitable Life 1980 - 1988
Education
Penn State University 1974 — 1978
BS
Marple Newtown High School 1971 — 1974
Citigroup 1993 - December 2008
Smith Barney 1993 - 2008
Cigna 1985 - 1993
Equitable Life 1980 - 1988
Education
Penn State University 1974 — 1978
BS
Marple Newtown High School 1971 — 1974
Darlene Lieberman's Smith Barney Experience 2003 - 2009
Job Vice President, Product Manager at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase April 2010 - Present
Smith Barney 2003 - 2009
Royal Alliance Associates 1994 - 2003
Janney Montgomery Scott 1993 - 1994
Prudential Securities 1988 - 1993
Skills
Alternative Investments, Mutual Funds, Portfolio Management, Asset Allocation, Equities, Series 63, Wealth Management, Investments, Fixed Income, Investment Strategies, Securities, Asset Management, Due Diligence, Series 7, Asset Managment, Investment Advisory, Hedge Funds
Education
New York Institute of Technology 1998 — 2000
MBA
Pratt Institute 1978 — 1982
BFA, Art & Design
JPMorgan Chase April 2010 - Present
Smith Barney 2003 - 2009
Royal Alliance Associates 1994 - 2003
Janney Montgomery Scott 1993 - 1994
Prudential Securities 1988 - 1993
Skills
Alternative Investments, Mutual Funds, Portfolio Management, Asset Allocation, Equities, Series 63, Wealth Management, Investments, Fixed Income, Investment Strategies, Securities, Asset Management, Due Diligence, Series 7, Asset Managment, Investment Advisory, Hedge Funds
Education
New York Institute of Technology 1998 — 2000
MBA
Pratt Institute 1978 — 1982
BFA, Art & Design
Derek Saleeby's Smith Barney Experience January 1992 - April 1996
Job Managing Partner Total Impact Advisors
Industry International Trade and Development
Experience
Total Impact Advisors January 2009 - Present
City Capital Corporation June 2008 - Present
Greylock Capital Management December 2007 - March 2008
RLJ Companies - Direct Investments Advisor for Africa Initiative December 2006 - December 2007
RLJ/Deutsche Bank Asset Managemnet November 2005 - December 2006
RAM Capital Resources, LLC. March 2001 - November 2005
Banco Bilbao Vizcaya Argentaria April 1996 - June 1998
Smith Barney January 1992 - April 1996
Citibank June 1991 - December 1991
Education
Princeton University 1983 — 1987
BA, Economics/Politics/African Studies
Harvard Business School
Total Impact Advisors January 2009 - Present
City Capital Corporation June 2008 - Present
Greylock Capital Management December 2007 - March 2008
RLJ Companies - Direct Investments Advisor for Africa Initiative December 2006 - December 2007
RLJ/Deutsche Bank Asset Managemnet November 2005 - December 2006
RAM Capital Resources, LLC. March 2001 - November 2005
Banco Bilbao Vizcaya Argentaria April 1996 - June 1998
Smith Barney January 1992 - April 1996
Citibank June 1991 - December 1991
Education
Princeton University 1983 — 1987
BA, Economics/Politics/African Studies
Harvard Business School
Elliot Kravitz's Smith Barney Experience July 2005 - September 2006
Job Senior Vice President at US Trust
Industry Financial Services
Experience
US Trust October 2006 - Present
Smith Barney July 2005 - September 2006
HSBC Private Bank April 2002 - June 2005
Citigroup March 1998 - March 2002
Skills
Banking, Private Banking, Credit, Series 7, Financial Analysis, Credit Analysis, Loans, Excel, Wealth Management, Capital Markets, Investments, Microsoft Excel, Portfolio Management
Education
Pace University - Lubin School of Business 1991 — 1993
MBA, Finance
Tufts University 1983 — 1987
BA, Economics
US Trust October 2006 - Present
Smith Barney July 2005 - September 2006
HSBC Private Bank April 2002 - June 2005
Citigroup March 1998 - March 2002
Skills
Banking, Private Banking, Credit, Series 7, Financial Analysis, Credit Analysis, Loans, Excel, Wealth Management, Capital Markets, Investments, Microsoft Excel, Portfolio Management
Education
Pace University - Lubin School of Business 1991 — 1993
MBA, Finance
Tufts University 1983 — 1987
BA, Economics
Keira Rawlings's Smith Barney Experience December 2008 - Present
Job Financial Services
Industry Financial Services
Experience
Smith Barney December 2008 - Present
Education
Penn State University
Production Engineering
Smith Barney December 2008 - Present
Education
Penn State University
Production Engineering
Alice Martinelli's Smith Barney Experience Financial ConsultantCharles SchwabDecember 1999 - October 2007
Job Financial Advisor at Smith Barney
Industry Investment Management
Experience
Smith Barney Financial ConsultantCharles SchwabDecember 1999 - October 2007
Education
Penn State University 1981 — 1985
BA, Accounting
Smith Barney Financial ConsultantCharles SchwabDecember 1999 - October 2007
Education
Penn State University 1981 — 1985
BA, Accounting
Jennifer Avellino's Smith Barney Experience 2006 - 2008
Job Math Teacher at South Bronx Preparatory College Prep Secondary School
Industry Education Management
Experience
South Bronx Preparatory College Prep Secondary School 2008 - Present
Smith Barney 2006 - 2008
Northfork Bank 2005 - 2006
Education
Queens College 2012 — 2013
Certification in Special Education, Education/Teaching of Individuals in Secondary Special Education Programs
Pace University-New York 2008 — 2010
Masters, Secondary Education with a concentration in Mathematics
City University of New York-Queens College 2003 — 2007
BA, Accounting and Economics
South Bronx Preparatory College Prep Secondary School 2008 - Present
Smith Barney 2006 - 2008
Northfork Bank 2005 - 2006
Education
Queens College 2012 — 2013
Certification in Special Education, Education/Teaching of Individuals in Secondary Special Education Programs
Pace University-New York 2008 — 2010
Masters, Secondary Education with a concentration in Mathematics
City University of New York-Queens College 2003 — 2007
BA, Accounting and Economics
Lisa W. Fouraker's Smith Barney Experience September 1997 - June 2006
Job Vice President at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management April 2009 - Present
Merrill Lynch July 2006 - April 2009
Smith Barney September 1997 - June 2006
DecisionOne 1996 - 1997
Unisys 1992 - 1996
Digital Equipment Corporation 1980 - 1992
FourPhase Systems 1978 - 1980
BCL America 1978 - 1979
Skills
Retirement Planning, Financial Analysis, Strategic Financial..., Portfolio Management, Investments, Asset Managment, Series 65, Equities, Series 7, Financial Services, Uniform Combined State..., Asset Allocation
Education
Widener University 1998 — 2005
Masters in Taxation and Financial Planning, Finance
West Chester University of Pennsylvania 1975 — 1977
Bachelor of Arts, Communications
Penn State University 1973 — 1975
Associates Degree, Liberal Arts
RBC Wealth Management April 2009 - Present
Merrill Lynch July 2006 - April 2009
Smith Barney September 1997 - June 2006
DecisionOne 1996 - 1997
Unisys 1992 - 1996
Digital Equipment Corporation 1980 - 1992
FourPhase Systems 1978 - 1980
BCL America 1978 - 1979
Skills
Retirement Planning, Financial Analysis, Strategic Financial..., Portfolio Management, Investments, Asset Managment, Series 65, Equities, Series 7, Financial Services, Uniform Combined State..., Asset Allocation
Education
Widener University 1998 — 2005
Masters in Taxation and Financial Planning, Finance
West Chester University of Pennsylvania 1975 — 1977
Bachelor of Arts, Communications
Penn State University 1973 — 1975
Associates Degree, Liberal Arts
Rebecca Herrera-Mendez's Smith Barney Experience 1994 - 2005
Job Product Management
Industry Financial Services
Experience
Legg Mason & Company, LLC 1981 - 2009
Legg Mason & Company, LLC 1981 - 2009
Citigroup Asset Management October 1981 - December 2005
Smith Barney 1994 - 2005
Education
Pace University - Lubin School of Business 1977 — 1981
BBA, AS, Business Administration, Marketing
Legg Mason & Company, LLC 1981 - 2009
Legg Mason & Company, LLC 1981 - 2009
Citigroup Asset Management October 1981 - December 2005
Smith Barney 1994 - 2005
Education
Pace University - Lubin School of Business 1977 — 1981
BBA, AS, Business Administration, Marketing
Christopher Margiotta's Smith Barney Experience 2007 - 2007
Job Operations Associate at Avenue Capital Group
Industry Financial Services
Experience
Avenue Capital Group October 2009 - Present
Deutsche Bank Securities June 2008 - July 2009
Morgan Stanley August 2007 - June 2008
Smith Barney 2007 - 2007
Skills
Asset Management, Private Equity, Trading, Middle Office, Hedge Funds, Equities, Fixed Income, Prime Brokerage, Bloomberg, Derivatives, Securities
Education
Pace University 2003 — 2007
Bachelors, Business Management
Avenue Capital Group October 2009 - Present
Deutsche Bank Securities June 2008 - July 2009
Morgan Stanley August 2007 - June 2008
Smith Barney 2007 - 2007
Skills
Asset Management, Private Equity, Trading, Middle Office, Hedge Funds, Equities, Fixed Income, Prime Brokerage, Bloomberg, Derivatives, Securities
Education
Pace University 2003 — 2007
Bachelors, Business Management
Paul E. Martin's Smith Barney Experience 1986 - 1993
Job Senior Vice President at U S Trust
Industry Banking
Experience
U S Trust 2008 - Present
A.G. Edwards & Sons, Inc. 1998 - 2007
Prudential Securities 1993 - 1998
Smith Barney 1986 - 1993
Skills
Asset Managment, Equities, Investments, Securities, Investment Banking, Venture Capital, Asset Management, Financial Modeling, Alternative Investments, Private Equity, Investment Management, Strategic Financial..., Mergers & Acquisitions, Financial Advisory, Wealth Management..., Valuation, Due Diligence, Bonds, Equity Research, Series 7, Portfolio Management, Investment Strategies, Investment Advisory, Wealth Management, Capital Markets, Asset Allocation, Financial Analysis, Fixed Income
Education
University of Chicago Graduate School of Business 1982 — 1984
MBA, Finance
Princeton University 1976 — 1980
BA, Economics
St. Louis Country Day School
U S Trust 2008 - Present
A.G. Edwards & Sons, Inc. 1998 - 2007
Prudential Securities 1993 - 1998
Smith Barney 1986 - 1993
Skills
Asset Managment, Equities, Investments, Securities, Investment Banking, Venture Capital, Asset Management, Financial Modeling, Alternative Investments, Private Equity, Investment Management, Strategic Financial..., Mergers & Acquisitions, Financial Advisory, Wealth Management..., Valuation, Due Diligence, Bonds, Equity Research, Series 7, Portfolio Management, Investment Strategies, Investment Advisory, Wealth Management, Capital Markets, Asset Allocation, Financial Analysis, Fixed Income
Education
University of Chicago Graduate School of Business 1982 — 1984
MBA, Finance
Princeton University 1976 — 1980
BA, Economics
St. Louis Country Day School
Gina Douvas's Smith Barney Experience 1998 - 2004
Job Senior Resident Director at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch February 2009 - Present
Merrill Lynch January 2007 - February 2009
Smith Barney 1998 - 2004
Skills
Series 7, Wealth Management, Retirement Planning, Asset Allocation, Alternative Investments, MBA Finance, SERIES 63, SERIES 65, LIFE ACCIDENT AND...
Education
Pace University - Lubin School of Business 1996 — 2000
MBA, Finance
Stony Brook University 1987 — 1990
BA, Psychology
Merrill Lynch February 2009 - Present
Merrill Lynch January 2007 - February 2009
Smith Barney 1998 - 2004
Skills
Series 7, Wealth Management, Retirement Planning, Asset Allocation, Alternative Investments, MBA Finance, SERIES 63, SERIES 65, LIFE ACCIDENT AND...
Education
Pace University - Lubin School of Business 1996 — 2000
MBA, Finance
Stony Brook University 1987 — 1990
BA, Psychology
Michael Carrigg's Smith Barney Experience November 1987 - September 1991
Job Controller at Stoever Glass & Co., Inc.
Industry Financial Services
Experience
Stoever Glass & Co., Inc. May 1992 - Present
Smith Barney November 1987 - September 1991
Bull & Bear Group, Inc. February 1981 - November 1987
Lionel D. Edie & Co., Inc 1970 - 1981
REA Express August 1963 - February 1971
Education
St. John's University, The Peter J. Tobin College of Business 1971 — 1974
MBA, Finance/Accounting
Pace University - Lubin School of Business 1960 — 1971
BBA, Finance
St John's Prep 1955 — 1958
Stoever Glass & Co., Inc. May 1992 - Present
Smith Barney November 1987 - September 1991
Bull & Bear Group, Inc. February 1981 - November 1987
Lionel D. Edie & Co., Inc 1970 - 1981
REA Express August 1963 - February 1971
Education
St. John's University, The Peter J. Tobin College of Business 1971 — 1974
MBA, Finance/Accounting
Pace University - Lubin School of Business 1960 — 1971
BBA, Finance
St John's Prep 1955 — 1958
Debbie Hobday's Smith Barney Experience February 1993 - February 2009
Job Owner/Manager at Debbie Lee Management
Industry Entertainment
Experience
Debbie Lee Management March 2009 - Present
Smith Barney February 1993 - February 2009
Education
Pierce College 1970 — 1971
Debbie Lee Management March 2009 - Present
Smith Barney February 1993 - February 2009
Education
Pierce College 1970 — 1971
Frank Roughan's Smith Barney Experience April 1993 - November 1997
Job Director at Guggenheim Securities
Industry Banking
Experience
Guggenheim Securities April 2010 - Present
LBBW Securities April 2007 - April 2010
Helix Financial Systems February 2006 - April 2007
Commerzbanc April 2004 - December 2005
Bank of New York September 1999 - April 2004
Bankers Trust February 1998 - June 1999
Smith Barney April 1993 - November 1997
Lehman Brothers March 1989 - April 1993
JPMIM December 1986 - March 1989
Skills
MBS, ABS, Bonds, Derivatives, Swaps, Structured Products, Securities, Prime Brokerage, Hedge Funds, Trading, Middle Office, Collateral Management, Interest Rate..., Credit Derivatives, FX Options, Money Market, Equity Derivatives, Settlement, Trading Systems
Education
Pace University - Lubin School of Business
BBA, Accounting
Pace University - Lubin School of Business
MBA, Computer Information Systems
Guggenheim Securities April 2010 - Present
LBBW Securities April 2007 - April 2010
Helix Financial Systems February 2006 - April 2007
Commerzbanc April 2004 - December 2005
Bank of New York September 1999 - April 2004
Bankers Trust February 1998 - June 1999
Smith Barney April 1993 - November 1997
Lehman Brothers March 1989 - April 1993
JPMIM December 1986 - March 1989
Skills
MBS, ABS, Bonds, Derivatives, Swaps, Structured Products, Securities, Prime Brokerage, Hedge Funds, Trading, Middle Office, Collateral Management, Interest Rate..., Credit Derivatives, FX Options, Money Market, Equity Derivatives, Settlement, Trading Systems
Education
Pace University - Lubin School of Business
BBA, Accounting
Pace University - Lubin School of Business
MBA, Computer Information Systems
Pete Secret's Smith Barney Experience March 2006 - May 2009
Job Managing Director at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan April 2010 - Present
Morgan Stanley Smith Barney May 2009 - April 2010
Smith Barney March 2006 - May 2009
Smith Barney March 2002 - March 2006
Smith Barney January 2000 - March 2002
Smith Barney January 1998 - December 1999
Smith Barney August 1993 - December 1997
Education
Palm Beach Atlantic University 1990 — 1993
Marketing, Business
J.P. Morgan April 2010 - Present
Morgan Stanley Smith Barney May 2009 - April 2010
Smith Barney March 2006 - May 2009
Smith Barney March 2002 - March 2006
Smith Barney January 2000 - March 2002
Smith Barney January 1998 - December 1999
Smith Barney August 1993 - December 1997
Education
Palm Beach Atlantic University 1990 — 1993
Marketing, Business
Kevin Soares's Smith Barney Experience June 2008 - October 2008
Job Logistics Trade Compliance
Industry Defense & Space
Experience
TE Connectivity October 2014 - Present
JP Longball September 2009 - Present
Cubic Defense Application Inc January 2010 - September 2014
Sand n' Sea August 2001 - March 2010
Smith Barney June 2008 - October 2008
Skills
Economics, Real Estate, Budgets, Negotiation, Entrepreneurship, Microsoft Office, Operations Management, Marketing Strategy, Business Strategy, Investments, Teamwork, Financial Analysis, Asset Managment, Analysis, Sales, Logistics, Strategic Financial..., Public Speaking, Process Improvement, DoD, International Business, Marketing, Management
Education
Point Loma Nazarene University 2011 — 2013
MBA: Masters, Business
Point Loma Nazarene University 2005 — 2013
BA, Business Administration; Finance
TE Connectivity October 2014 - Present
JP Longball September 2009 - Present
Cubic Defense Application Inc January 2010 - September 2014
Sand n' Sea August 2001 - March 2010
Smith Barney June 2008 - October 2008
Skills
Economics, Real Estate, Budgets, Negotiation, Entrepreneurship, Microsoft Office, Operations Management, Marketing Strategy, Business Strategy, Investments, Teamwork, Financial Analysis, Asset Managment, Analysis, Sales, Logistics, Strategic Financial..., Public Speaking, Process Improvement, DoD, International Business, Marketing, Management
Education
Point Loma Nazarene University 2011 — 2013
MBA: Masters, Business
Point Loma Nazarene University 2005 — 2013
BA, Business Administration; Finance
Josephine Walsh's Smith Barney Experience June 1996 - June 2001
Job Director of Operations at Mobile Meals of Westfield
Industry Nonprofit Organization Management
Experience
Mobile Meals of Westfield September 2011 - Present
Smith Barney June 1996 - June 2001
Skills
PowerPoint, Customer Service, Negotiation, Project Management, Strategic Planning, Team Building, Event Planning, Sales, Microsoft Office, Microsoft Excel, Budgets, Leadership
Education
Pace University
Mobile Meals of Westfield September 2011 - Present
Smith Barney June 1996 - June 2001
Skills
PowerPoint, Customer Service, Negotiation, Project Management, Strategic Planning, Team Building, Event Planning, Sales, Microsoft Office, Microsoft Excel, Budgets, Leadership
Education
Pace University
Judith Sladon's Smith Barney Experience 1978 - 1979
Job Financial Services Professional
Industry Financial Services
Experience
The Dreyfus Corporation 2001 - 2010
Prudential Securities Inc. 1997 - 2001
The AMBAC Financial Group 1992 - 1996
Drexel Burnham Lambert, Inc. 1980 - 1990
Neuberger Berman 1979 - 1980
Smith Barney 1978 - 1979
Skills
Corporate Communications, Social Media, Fixed Income, Hedge Funds, Investments, Series 7, Equities, Asset Management, Marketing, Marketing Communications, Sales, Alternative Investments, Mutual Funds, Finance, Capital Markets, Portfolio Management, Derivatives, Financial Services, Securities, Management
Education
Pace University
MBA Program, Management, Marketing
Roosevelt University
B.A.
The Dreyfus Corporation 2001 - 2010
Prudential Securities Inc. 1997 - 2001
The AMBAC Financial Group 1992 - 1996
Drexel Burnham Lambert, Inc. 1980 - 1990
Neuberger Berman 1979 - 1980
Smith Barney 1978 - 1979
Skills
Corporate Communications, Social Media, Fixed Income, Hedge Funds, Investments, Series 7, Equities, Asset Management, Marketing, Marketing Communications, Sales, Alternative Investments, Mutual Funds, Finance, Capital Markets, Portfolio Management, Derivatives, Financial Services, Securities, Management
Education
Pace University
MBA Program, Management, Marketing
Roosevelt University
B.A.
Danielle Morrissey's Smith Barney Experience October 1996 - November 1997
Job Business Owner at Designer Delivery420
Industry Alternative Medicine
Experience
Designer Delivery420 January 2015 - Present
Local Flavour December 2014 - Present
State Street November 1997 - May 2014
Maiden Public House June 2005 - May 2008
Smith Barney October 1996 - November 1997
Merrill Lynch September 1995 - October 1996
Skills
Mutual Funds, Investments, Bloomberg, Equities, Fixed Income, Medical cannabis, Catering
Education
Oaksterdam University 2014 — 2014
Certification, Cannabusiness
Peirce College 1990 — 1992
N/A, Legal Assistant/Paralegal
Designer Delivery420 January 2015 - Present
Local Flavour December 2014 - Present
State Street November 1997 - May 2014
Maiden Public House June 2005 - May 2008
Smith Barney October 1996 - November 1997
Merrill Lynch September 1995 - October 1996
Skills
Mutual Funds, Investments, Bloomberg, Equities, Fixed Income, Medical cannabis, Catering
Education
Oaksterdam University 2014 — 2014
Certification, Cannabusiness
Peirce College 1990 — 1992
N/A, Legal Assistant/Paralegal
Elizabeth Hanig's Smith Barney Experience 2004 - 2005
Job Associate PartnerInvestment Consulting at Aon Hewitt
Industry Financial Services
Experience
Aon Hewitt July 2005 - Present
Smith Barney 2004 - 2005
Credit Suisse 2003 - 2004
KPMG Consulting 1999 - 2002
Skills
Pensions, Pension Funds, Business Analysis
Education
Pace University - Lubin School of Business
Master of Business Administration (MBA), Finance, General, 3.9
University of Vermont
Bachelor's degree, 3.9
Aon Hewitt July 2005 - Present
Smith Barney 2004 - 2005
Credit Suisse 2003 - 2004
KPMG Consulting 1999 - 2002
Skills
Pensions, Pension Funds, Business Analysis
Education
Pace University - Lubin School of Business
Master of Business Administration (MBA), Finance, General, 3.9
University of Vermont
Bachelor's degree, 3.9
Maida Baez's Smith Barney Experience 2001 - 2003
Job Trade Support at Millennium Partners
Industry Investment Management
Experience
Millennium Partners July 2010 - Present
Barclays Wealth January 2009 - June 2010
Lehman Brothers / Barclays Capital December 2007 - January 2009
Lehman Brothers / Barclays Capital January 2006 - December 2007
Lehman Brothers December 2004 - January 2006
Citibank North America July 2004 - December 2004
Smith Barney 2001 - 2003
Education
Pace University - Lubin School of Business
Bachelor, Business Administration; Finance
Millennium Partners July 2010 - Present
Barclays Wealth January 2009 - June 2010
Lehman Brothers / Barclays Capital December 2007 - January 2009
Lehman Brothers / Barclays Capital January 2006 - December 2007
Lehman Brothers December 2004 - January 2006
Citibank North America July 2004 - December 2004
Smith Barney 2001 - 2003
Education
Pace University - Lubin School of Business
Bachelor, Business Administration; Finance
Kermick Santos's Smith Barney Experience March 1997 - March 2000
Job Senior Technology Manager at A+E Networks
Industry Information Technology and Services
Experience
A+E Networks July 2014 - Present
Citi March 2004 - July 2014
Salomon Smith Barney Incorporated March 2000 - March 2004
Smith Barney March 1997 - March 2000
Skills
Fixed Income, Business Analysis, SDLC, Vendor Management, Banking, SQL, Data Modeling, System Design, Business Process..., Project Management, IT Management, Process Improvement, Business Process, Integration, Business Objects, Sybase, Unix, Documentum, Program Management, Enterprise Software, Databases, Requirements Gathering, Oracle, Business Process..., Blueprint, Oracle DB, IBM JRules, Ab Initio, Oracle BPM, J2EE –..., Systems Development, Information Technology, Management, PeopleSoft, HR Information..., System Development
Education
Stevens Institute of Technology, Master of Science (MS)
Master of Science (MS), Information Technology
Pace University - Lubin School of Business
Bachelor of Business Administration (BBA), Management Information Systems
A+E Networks July 2014 - Present
Citi March 2004 - July 2014
Salomon Smith Barney Incorporated March 2000 - March 2004
Smith Barney March 1997 - March 2000
Skills
Fixed Income, Business Analysis, SDLC, Vendor Management, Banking, SQL, Data Modeling, System Design, Business Process..., Project Management, IT Management, Process Improvement, Business Process, Integration, Business Objects, Sybase, Unix, Documentum, Program Management, Enterprise Software, Databases, Requirements Gathering, Oracle, Business Process..., Blueprint, Oracle DB, IBM JRules, Ab Initio, Oracle BPM, J2EE –..., Systems Development, Information Technology, Management, PeopleSoft, HR Information..., System Development
Education
Stevens Institute of Technology, Master of Science (MS)
Master of Science (MS), Information Technology
Pace University - Lubin School of Business
Bachelor of Business Administration (BBA), Management Information Systems
Michael Ungar's Smith Barney Experience 1993 - 1995
Job Principal Network Planning Engineer at AT&T
Industry Telecommunications
Experience
AT&T December 2010 - Present
IBM 1996 - 1999
Smith Barney 1993 - 1995
Shearson Lehman Brothers 1990 - 1993
MCI Corporation 1988 - 1990
Purolator Courier 1985 - 1988
Satellite Business Systems 1982 - 1985
Skills
Telecommunications, IP, MPLS, Network Design, Ethernet, Switches
Education
Pace University
AT&T December 2010 - Present
IBM 1996 - 1999
Smith Barney 1993 - 1995
Shearson Lehman Brothers 1990 - 1993
MCI Corporation 1988 - 1990
Purolator Courier 1985 - 1988
Satellite Business Systems 1982 - 1985
Skills
Telecommunications, IP, MPLS, Network Design, Ethernet, Switches
Education
Pace University
ROBERT SHULMAN's Smith Barney Experience January 2006 - January 2009
Job Vice President / Wealth Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott January 2009 - Present
Smith Barney January 2006 - January 2009
Legg Mason November 1991 - January 2006
Wheat First Securities 1989 - 1991
Butcher and Singer 1985 - 1989
Skills
Wealth Management, Retirement Planning, Mutual Funds, Asset Allocation, Series 7, Investment Advisory, Series 63, Investment Strategies, Retirement, Alternative Investments, Wealth Management..., Estate Planning, Securities, Series 65, Financial Advisory, ETFs, Fixed Annuities, Strategic Financial..., Uniform Combined State..., Investments, 401k, IRAs, Equities, Fixed Income, Finance
Education
Penn State University
Bachelor of Science (BS), Business Logistics
University Of Michigan
Janney Montgomery Scott January 2009 - Present
Smith Barney January 2006 - January 2009
Legg Mason November 1991 - January 2006
Wheat First Securities 1989 - 1991
Butcher and Singer 1985 - 1989
Skills
Wealth Management, Retirement Planning, Mutual Funds, Asset Allocation, Series 7, Investment Advisory, Series 63, Investment Strategies, Retirement, Alternative Investments, Wealth Management..., Estate Planning, Securities, Series 65, Financial Advisory, ETFs, Fixed Annuities, Strategic Financial..., Uniform Combined State..., Investments, 401k, IRAs, Equities, Fixed Income, Finance
Education
Penn State University
Bachelor of Science (BS), Business Logistics
University Of Michigan
Stuart Tuffnell's Smith Barney Experience 1963 - 1985
Job Chairman of Board at Moore Free Care Clinic
Industry Hospital & Health Care
Experience
Moore Free Care Clinic January 2007 - Present
Smith Barney 1963 - 1985
Education
Princeton University 1957 — 1961
Bachelor of Arts (B.A.), American Government and Politics (United States)
Moore Free Care Clinic January 2007 - Present
Smith Barney 1963 - 1985
Education
Princeton University 1957 — 1961
Bachelor of Arts (B.A.), American Government and Politics (United States)
G. Michael Llewellyn III's Smith Barney Experience June 2006 - August 2006
Job Senior Financial Analyst at Eastern Atlantic
Industry Financial Services
Experience
Eastern Atlantic June 2015 - Present
Agile Equity December 2014 - June 2015
University of Miami August 2013 - May 2015
Cassel Salpeter & Co. May 2014 - August 2014
Agile Equity November 2013 - May 2014
Morgan Stanley April 2012 - February 2013
Morgan Stanley January 2011 - April 2012
Morgan Stanley November 2008 - January 2011
Morgan Stanley 2007 - 2008
Smith Barney June 2006 - August 2006
Skills
Finance, Corporate Actions, Financial Analysis, Leadership, Financial Modeling, Research, Operational Efficiency, Project Management, Equities, Microsoft Excel, Management, Bloomberg Terminal, Risk Management, Problem Solving, Investment Strategies, Economics, Investment Management, Analytical Skills, Bloomberg, Data Analysis, Financial Services, Equity Research, Investment Valuation, Econometrics, Vendor Management, Capital IQ, Thomson One Banker, Microsoft CRM, Comparable Analysis, Transactional Analysis, DCF Valuation, Investment Banking, Microsoft Office, Mergers & Acquisitions, PowerPoint, Analysis
Education
University of Miami 2013 — 2015
Master of Business Administration (M.B.A.), Finance, M&A
Penn State University 2003 — 2008
Bachelor's Degree, Business Economics
Eastern Atlantic June 2015 - Present
Agile Equity December 2014 - June 2015
University of Miami August 2013 - May 2015
Cassel Salpeter & Co. May 2014 - August 2014
Agile Equity November 2013 - May 2014
Morgan Stanley April 2012 - February 2013
Morgan Stanley January 2011 - April 2012
Morgan Stanley November 2008 - January 2011
Morgan Stanley 2007 - 2008
Smith Barney June 2006 - August 2006
Skills
Finance, Corporate Actions, Financial Analysis, Leadership, Financial Modeling, Research, Operational Efficiency, Project Management, Equities, Microsoft Excel, Management, Bloomberg Terminal, Risk Management, Problem Solving, Investment Strategies, Economics, Investment Management, Analytical Skills, Bloomberg, Data Analysis, Financial Services, Equity Research, Investment Valuation, Econometrics, Vendor Management, Capital IQ, Thomson One Banker, Microsoft CRM, Comparable Analysis, Transactional Analysis, DCF Valuation, Investment Banking, Microsoft Office, Mergers & Acquisitions, PowerPoint, Analysis
Education
University of Miami 2013 — 2015
Master of Business Administration (M.B.A.), Finance, M&A
Penn State University 2003 — 2008
Bachelor's Degree, Business Economics
Bill Degnan's Smith Barney Experience 1980 - 1990
Job Executive Recruiter at Express Employment Professionals
Industry Staffing and Recruiting
Experience
Express Employment Professionals March 2014 - Present
Diversified Communications HQ 2000 - 2002
Smith Barney 1980 - 1990
Raytheon 1966 - 1968
Skills
Finance, Corporate Finance, Recruiting, Small Business..., Restructuring, Management Consulting
Education
Providence College 1962 — 1966
Bachelor's degree, Economics
Express Employment Professionals March 2014 - Present
Diversified Communications HQ 2000 - 2002
Smith Barney 1980 - 1990
Raytheon 1966 - 1968
Skills
Finance, Corporate Finance, Recruiting, Small Business..., Restructuring, Management Consulting
Education
Providence College 1962 — 1966
Bachelor's degree, Economics
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.