Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Elsie Maio Elsie Maio's Smith Barney Experience 1977 - 1979
Job Founder of Humanity, Inc. and Creator of SoulBranding℠
Industry Management Consulting
Experience
Humanity, Inc/SoulBranding Institute September 1994 - Present
SoulBranding℠ Institute 1997 - Present
Ethical Markets Media, LLC 2001 - 2015
Lippincott 1989 - 1994
McKinsey & Company 1980 - 1983
Institutional Investor 1979 - 1980
Smith Barney 1977 - 1979
Skills
Messaging, values-led business..., Marketing Strategy, Socially Responsible..., Business and Society, Shared Value, Mutual Benefit Business, Seminars, Personal Branding, Conscious Business, Positioning, Cross-sector..., Strategy, Business Strategy, Strategic Communications, Entrepreneurship, Purpose-driven companies, Keynote speaking, mentoring, Thought Leadership, Sustainable Business, Venture Capital, Social Entrepreneurship, Corporate Social..., Social Enterprise, Public Speaking, Strategic Consulting, Leadership, Executive Coaching, Online Marketing, Strategic Thinking, Management, Corporate Development, Brand Development, Strategic Partnerships, Management Consulting, Workshop Facilitation, Start-ups, Systems Thinking, Brand Management, Strategic Planning, Executive Management, Innovation Management, Culture Change, Facilitators, Emotional Intelligence, Brand Architecture, Business Modeling, Consulting, Partnerships
Education
City University of New York
BA, The Classics
New York University
Humanity, Inc/SoulBranding Institute September 1994 - Present
SoulBranding℠ Institute 1997 - Present
Ethical Markets Media, LLC 2001 - 2015
Lippincott 1989 - 1994
McKinsey & Company 1980 - 1983
Institutional Investor 1979 - 1980
Smith Barney 1977 - 1979
Skills
Messaging, values-led business..., Marketing Strategy, Socially Responsible..., Business and Society, Shared Value, Mutual Benefit Business, Seminars, Personal Branding, Conscious Business, Positioning, Cross-sector..., Strategy, Business Strategy, Strategic Communications, Entrepreneurship, Purpose-driven companies, Keynote speaking, mentoring, Thought Leadership, Sustainable Business, Venture Capital, Social Entrepreneurship, Corporate Social..., Social Enterprise, Public Speaking, Strategic Consulting, Leadership, Executive Coaching, Online Marketing, Strategic Thinking, Management, Corporate Development, Brand Development, Strategic Partnerships, Management Consulting, Workshop Facilitation, Start-ups, Systems Thinking, Brand Management, Strategic Planning, Executive Management, Innovation Management, Culture Change, Facilitators, Emotional Intelligence, Brand Architecture, Business Modeling, Consulting, Partnerships
Education
City University of New York
BA, The Classics
New York University
Jeani Winterbourne Jeani Winterbourne's Smith Barney Experience September 1982 - December 2006
Job CEO/President at Umpqua Investments, Inc.
Industry Financial Services
Experience
Umpqua Investments, Inc. (Member: FINRA/SIPC) March 2009 - Present
UBS December 2005 - March 2009
Smith Barney September 1982 - December 2006
Skills
Retirement Planning, Portfolio Management, Strategic Financial..., Organizational Structure, Business Coaching
Education
CSU Sacramento 1982 — 1986
Bachelor's degree, Business Adminstration, Finance
Shasta High School 1978 — 1980
Umpqua Investments, Inc. (Member: FINRA/SIPC) March 2009 - Present
UBS December 2005 - March 2009
Smith Barney September 1982 - December 2006
Skills
Retirement Planning, Portfolio Management, Strategic Financial..., Organizational Structure, Business Coaching
Education
CSU Sacramento 1982 — 1986
Bachelor's degree, Business Adminstration, Finance
Shasta High School 1978 — 1980
Lee LeRoy Lee LeRoy's Smith Barney Experience August 1997 - January 2006
Job Senior Vice President Investments, Branch Manager at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2014 - Present
Hilliard Lyons 2006 - 2014
Smith Barney August 1997 - January 2006
United States Army June 1985 - December 1989
Skills
Retirement Planning, Strategic Investment..., Investments, Asset Allocation, Retirement, Cash Flow, Mutual Funds, Fixed Annuities, Securities, Investment Strategies, Insurance, Fixed Income
Education
Lawrence Technological University 2009 — 2015
Doctoral Candidate - ABD, Management (expected)
Central Michigan University 2006 — 2008
Master's, Administration
Central Michigan University 1989 — 1993
Bachelor's of Science in Business Administration, Management / Marketing
Wells Fargo Advisors, LLC February 2014 - Present
Hilliard Lyons 2006 - 2014
Smith Barney August 1997 - January 2006
United States Army June 1985 - December 1989
Skills
Retirement Planning, Strategic Investment..., Investments, Asset Allocation, Retirement, Cash Flow, Mutual Funds, Fixed Annuities, Securities, Investment Strategies, Insurance, Fixed Income
Education
Lawrence Technological University 2009 — 2015
Doctoral Candidate - ABD, Management (expected)
Central Michigan University 2006 — 2008
Master's, Administration
Central Michigan University 1989 — 1993
Bachelor's of Science in Business Administration, Management / Marketing
Nick Moreno Nick Moreno's Smith Barney Experience June 2005 - August 2005
Job Student at San Francisco State University
Industry Animation
Experience
Trader Joe's August 2007 - Present
Champs Sports August 2005 - May 2007
Smith Barney June 2005 - August 2005
Clarendon Elementary School June 2004 - August 2005
Walkup, Melodia, Kelly, Wecht, and Schoenberger April 2004 - August 2004
Skills
Animation, Maya, Photoshop, Figure Drawing, After Effects, Computer Animation, Character Animation, Illustrator, 3D Modeling, Texturing, Storyboarding, Drawing, Premiere, Traditional Animation, Illustration, Microsoft Office, Final Cut Pro, Post Production, Teamwork, Team Leadership, Customer Service, Highly personable
Education
San Francisco State University 2012 — 2014
Bachelor's degree, Animation
City College of San Francisco 2006 — 2012
Trader Joe's August 2007 - Present
Champs Sports August 2005 - May 2007
Smith Barney June 2005 - August 2005
Clarendon Elementary School June 2004 - August 2005
Walkup, Melodia, Kelly, Wecht, and Schoenberger April 2004 - August 2004
Skills
Animation, Maya, Photoshop, Figure Drawing, After Effects, Computer Animation, Character Animation, Illustrator, 3D Modeling, Texturing, Storyboarding, Drawing, Premiere, Traditional Animation, Illustration, Microsoft Office, Final Cut Pro, Post Production, Teamwork, Team Leadership, Customer Service, Highly personable
Education
San Francisco State University 2012 — 2014
Bachelor's degree, Animation
City College of San Francisco 2006 — 2012
Rick Robinett Rick Robinett's Smith Barney Experience July 1990 - January 2009
Job Vice PresidentInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney July 1990 - January 2009
Skills
Investments, Retirement, Insurance, Financial Services, Finance, Financial Advisory, Retirement Planning, Mutual Funds, Leadership, Marketing, 401k Rollovers, Asset Allocation, estate investment..., Retirement Plan..., Fixed -Income Strategies, Bonds
Education
California State University-Long Beach - College of Business Administration 1980 — 1982
Bachelor of Science, Business Administration
Palos Verdes High School 1973 — 1976
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney July 1990 - January 2009
Skills
Investments, Retirement, Insurance, Financial Services, Finance, Financial Advisory, Retirement Planning, Mutual Funds, Leadership, Marketing, 401k Rollovers, Asset Allocation, estate investment..., Retirement Plan..., Fixed -Income Strategies, Bonds
Education
California State University-Long Beach - College of Business Administration 1980 — 1982
Bachelor of Science, Business Administration
Palos Verdes High School 1973 — 1976
Cynthia Shahen Cynthia Shahen's Smith Barney Experience 1993 - 1994
Job Director, Enterprise Leadership and Organization Dev. at Travelers
Industry Insurance
Experience
Travelers January 1991 - Present
Travelers 1994 - 2006
Smith Barney 1993 - 1994
The Travelers Insurance Company 1991 - 1993
Skills
Leadership Development, Succession Planning, Performance Management, Talent Management, Executive Coaching, Organizational Design, Leadership, Management Development, Organizational..., Emotional Intelligence, Organization Assessment..., Consulting, Facilitation, Facilitators, Training, Workshop Facilitation, Coaching, Organizational..., Staff Development, Management, Strategic Planning, Program Management, Change Management, Employee Engagement, Personnel Management, Onboarding, Instructional Design, Career Development, Insurance, Talent Acquisition, Employee Relations, Employee Training, Interviews, Human Resources, Workforce Planning, Team Building, Conflict Resolution, Recruiting, Career Counseling, Policy, Management Consulting, Resume Writing, Employee Benefits, Strategy, Process Improvement, Blended Learning, Vendor Management, E-Learning
Education
UCONN 1985 — 1990
Ph.D., Organizational Learning/Social Foundations of Education, 4.023
Central Connecticut State University
Sixth Year Certificate: Administration, Secondary School Administration/Principalship
Central Connecticut State University
M.S.: Research, Curriculum and Supervision
Central Connecticut State University
B.S.: English Education
Travelers January 1991 - Present
Travelers 1994 - 2006
Smith Barney 1993 - 1994
The Travelers Insurance Company 1991 - 1993
Skills
Leadership Development, Succession Planning, Performance Management, Talent Management, Executive Coaching, Organizational Design, Leadership, Management Development, Organizational..., Emotional Intelligence, Organization Assessment..., Consulting, Facilitation, Facilitators, Training, Workshop Facilitation, Coaching, Organizational..., Staff Development, Management, Strategic Planning, Program Management, Change Management, Employee Engagement, Personnel Management, Onboarding, Instructional Design, Career Development, Insurance, Talent Acquisition, Employee Relations, Employee Training, Interviews, Human Resources, Workforce Planning, Team Building, Conflict Resolution, Recruiting, Career Counseling, Policy, Management Consulting, Resume Writing, Employee Benefits, Strategy, Process Improvement, Blended Learning, Vendor Management, E-Learning
Education
UCONN 1985 — 1990
Ph.D., Organizational Learning/Social Foundations of Education, 4.023
Central Connecticut State University
Sixth Year Certificate: Administration, Secondary School Administration/Principalship
Central Connecticut State University
M.S.: Research, Curriculum and Supervision
Central Connecticut State University
B.S.: English Education
Josh Alvord Josh Alvord's Smith Barney Experience August 2007 - December 2007
Job Enterprise Client Success, Qualtrics
Industry Information Technology and Services
Experience
Qualtrics September 2014 - Present
Medallia, Inc. April 2012 - August 2014
Goldman Sachs January 2008 - April 2012
Smith Barney August 2007 - December 2007
Paramount Acceptance December 2005 - July 2007
Summerhays Music Center November 2004 - November 2005
The Church of Jesus Christ of Latter-day Saints October 2002 - October 2004
Skills
Microsoft Excel, VBA, Clarizen, Salesforce.com, Dividends, Bonds, Google Docs, Leadership, SaaS, Enterprise Software, Entrepreneurship, Start-ups, Customer Experience..., B2B, Design Strategy, Scalability
Education
Carnegie Mellon University - Tepper School of Business 2010 — 2012
MBA, Strategy, Entrepreneurship, 3.8
University of Utah - David Eccles School of Business 2004 — 2007
Finance, 3.8
Qualtrics September 2014 - Present
Medallia, Inc. April 2012 - August 2014
Goldman Sachs January 2008 - April 2012
Smith Barney August 2007 - December 2007
Paramount Acceptance December 2005 - July 2007
Summerhays Music Center November 2004 - November 2005
The Church of Jesus Christ of Latter-day Saints October 2002 - October 2004
Skills
Microsoft Excel, VBA, Clarizen, Salesforce.com, Dividends, Bonds, Google Docs, Leadership, SaaS, Enterprise Software, Entrepreneurship, Start-ups, Customer Experience..., B2B, Design Strategy, Scalability
Education
Carnegie Mellon University - Tepper School of Business 2010 — 2012
MBA, Strategy, Entrepreneurship, 3.8
University of Utah - David Eccles School of Business 2004 — 2007
Finance, 3.8
Janice Lysek Haas Janice Lysek Haas's Smith Barney Experience November 2005 - September 2008
Job Assistant Vice President at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank February 2014 - Present
Deutsche Bank August 2013 - February 2014
Deutsche Bank February 2012 - August 2013
Deutsche Bank October 2010 - February 2012
Deutsche Bank Securities September 2009 - January 2011
Veris Wealth Partners January 2009 - November 2009
Smith Barney November 2005 - September 2008
Skills
Equities, Fixed Income, Series 7, Hedge Funds, Capital Markets, Bloomberg, Investments, Asset Managment, Bonds, Securities, Investment Strategies, Financial Services, Relationship Management, Banking, Cash Management, Asset Management, Bloomberg Terminal, Corporate Actions, Risk Management, Investment Banking
Education
California State University-Los Angeles 2005 — 2007
Finance, Minor: Economics
University of Central Florida 2000 — 2003
Finance, Business
Deutsche Bank February 2014 - Present
Deutsche Bank August 2013 - February 2014
Deutsche Bank February 2012 - August 2013
Deutsche Bank October 2010 - February 2012
Deutsche Bank Securities September 2009 - January 2011
Veris Wealth Partners January 2009 - November 2009
Smith Barney November 2005 - September 2008
Skills
Equities, Fixed Income, Series 7, Hedge Funds, Capital Markets, Bloomberg, Investments, Asset Managment, Bonds, Securities, Investment Strategies, Financial Services, Relationship Management, Banking, Cash Management, Asset Management, Bloomberg Terminal, Corporate Actions, Risk Management, Investment Banking
Education
California State University-Los Angeles 2005 — 2007
Finance, Minor: Economics
University of Central Florida 2000 — 2003
Finance, Business
Matthew Bernier Matthew Bernier's Smith Barney Experience 2008 - March 2010
Job Professional
Industry Financial Services
Experience
JPMorgan Securities March 2010 - December 2012
Smith Barney 2008 - March 2010
ACP 2003 - 2008
IQPC 2003 - 2003
Skills
Sales Management, Skilled Relationship..., Manage Client..., Membership Development, Fitness Industry, Wellness, CRM, Lead Generation
Education
Castleton University 2000 — 2001
North Smithfield High School 1996 — 2000
High School Diploma
JPMorgan Securities March 2010 - December 2012
Smith Barney 2008 - March 2010
ACP 2003 - 2008
IQPC 2003 - 2003
Skills
Sales Management, Skilled Relationship..., Manage Client..., Membership Development, Fitness Industry, Wellness, CRM, Lead Generation
Education
Castleton University 2000 — 2001
North Smithfield High School 1996 — 2000
High School Diploma
Bob Crane Ph.D. Bob Crane Ph.D.'s Smith Barney Experience January 1998 - December 1999
Job Owner/ConsultantRobert Crane Global Consultingof CounselITG Diversified HoldingsOwnerAsianBusinessHelp.com
Industry Management Consulting
Experience
RC International Consulting September 2006 - Present
Educational Technologies/LJPR January 2000 - September 2006
Smith Barney January 1998 - December 1999
RACA Midwest February 1992 - January 1999
Montreux Music/Creative Audio/Performing Musician March 1982 - May 1996
PIRGIM September 1978 - June 1979
Skills
Management, Team Building, Leadership, Program Management, Budgets, Strategic Planning, Management Consulting, Project Management, Process Improvement, Coaching, Leadership Development, Business Planning, Marketing Strategy, Cross-functional Team..., Small Business, Strategy, Change Management, Online Marketing, Business Strategy, Entrepreneurship, Product Development, Cross-Cultural Business..., Mergers & Acquisitions, Finance, Proposal Writing, New Business Development, Organizational..., Start-ups, Business Development, Risk Management, Marketing, Public Speaking, CRM, Project Coordination, Project Planning, Analysis, Contract Negotiation, Policy, Government, Operations Management, Nonprofits, Software Project..., Business Analysis, Consulting, Team Leadership, Data Analysis, Marketing Communications, Negotiation, Event Management, Workshop Facilitation
Education
The London School of Economics and Political Science (LSE)
Michigan State University
Central Michigan University
Yeungnam University
Canterbury University
RC International Consulting September 2006 - Present
Educational Technologies/LJPR January 2000 - September 2006
Smith Barney January 1998 - December 1999
RACA Midwest February 1992 - January 1999
Montreux Music/Creative Audio/Performing Musician March 1982 - May 1996
PIRGIM September 1978 - June 1979
Skills
Management, Team Building, Leadership, Program Management, Budgets, Strategic Planning, Management Consulting, Project Management, Process Improvement, Coaching, Leadership Development, Business Planning, Marketing Strategy, Cross-functional Team..., Small Business, Strategy, Change Management, Online Marketing, Business Strategy, Entrepreneurship, Product Development, Cross-Cultural Business..., Mergers & Acquisitions, Finance, Proposal Writing, New Business Development, Organizational..., Start-ups, Business Development, Risk Management, Marketing, Public Speaking, CRM, Project Coordination, Project Planning, Analysis, Contract Negotiation, Policy, Government, Operations Management, Nonprofits, Software Project..., Business Analysis, Consulting, Team Leadership, Data Analysis, Marketing Communications, Negotiation, Event Management, Workshop Facilitation
Education
The London School of Economics and Political Science (LSE)
Michigan State University
Central Michigan University
Yeungnam University
Canterbury University
David Himebaugh David Himebaugh's Smith Barney Experience January 1986 - August 2009
Job Senior Vice President at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. January 2015 - Present
Wells Fargo Advisors August 2009 - January 2015
Smith Barney January 1986 - August 2009
Education
California State University-Long Beach - College of Business Administration 1978 — 1983
Bachelor of Science (B.S.), Business Administration / Finance
Pius X HS 1973 — 1977
Robert W. Baird & Co. January 2015 - Present
Wells Fargo Advisors August 2009 - January 2015
Smith Barney January 1986 - August 2009
Education
California State University-Long Beach - College of Business Administration 1978 — 1983
Bachelor of Science (B.S.), Business Administration / Finance
Pius X HS 1973 — 1977
Benjamin Beadle-Ryby Benjamin Beadle-Ryby's Smith Barney Experience February 2008 - May 2008
Job Director, Consulting and Management at The Advisory Board Company
Industry Hospital & Health Care
Experience
The Advisory Board Company July 2013 - Present
The Advisory Board Company August 2011 - June 2013
The Advisory Board Company June 2010 - August 2011
The Advisory Board Company July 2009 - May 2010
Smith Barney February 2008 - May 2008
Skills
Healthcare, Project Management, Strategic Consulting, Business Development, Budgets, Microsoft Excel, Analytics, Interviews, Employee Training, Incentives, Healthcare Information..., Business Intelligence, CRM, Salesforce.com, Team Leadership, Revenue Cycle
Education
Colorado College 2005 — 2009
BA, Mathematical Economics
Capital Normal University 2007 — 2007
Mandarin Chinese, Chinese culture
Mountain View High School 2001 — 2005
The Advisory Board Company July 2013 - Present
The Advisory Board Company August 2011 - June 2013
The Advisory Board Company June 2010 - August 2011
The Advisory Board Company July 2009 - May 2010
Smith Barney February 2008 - May 2008
Skills
Healthcare, Project Management, Strategic Consulting, Business Development, Budgets, Microsoft Excel, Analytics, Interviews, Employee Training, Incentives, Healthcare Information..., Business Intelligence, CRM, Salesforce.com, Team Leadership, Revenue Cycle
Education
Colorado College 2005 — 2009
BA, Mathematical Economics
Capital Normal University 2007 — 2007
Mandarin Chinese, Chinese culture
Mountain View High School 2001 — 2005
Svetlana (Koltun) Freeland Svetlana (Koltun) Freeland's Smith Barney Experience 2004 - 2007
Job Director of Operations at IFAM Capital
Industry Financial Services
Experience
IFAM Capital January 2014 - Present
UBS Financial Services Inc October 2007 - January 2014
Smith Barney 2004 - 2007
Smith Barney 1995 - 2004
Education
City University of New York-Brooklyn College 1996 — 1998
BS, Business Finance and Management
Pace University - Lubin School of Business 1993 — 1996
Management Information Systems
Edward R Murrow High School 1989 — 1993
Business
IFAM Capital January 2014 - Present
UBS Financial Services Inc October 2007 - January 2014
Smith Barney 2004 - 2007
Smith Barney 1995 - 2004
Education
City University of New York-Brooklyn College 1996 — 1998
BS, Business Finance and Management
Pace University - Lubin School of Business 1993 — 1996
Management Information Systems
Edward R Murrow High School 1989 — 1993
Business
Alicia Malik Alicia Malik's Smith Barney Experience January 2006 - August 2009
Job AVP Attorney at Envestnet
Industry Legal Services
Experience
Envestnet, Inc June 2015 - Present
PatientPoint® June 2014 - June 2015
Raymond James August 2009 - June 2014
Smith Barney January 2006 - August 2009
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2011 — 2014
Doctor of Law (J.D.), Business Law Certificate
Loyola University Chicago 2004 — 2008
BBA, Finance & International Business
Envestnet, Inc June 2015 - Present
PatientPoint® June 2014 - June 2015
Raymond James August 2009 - June 2014
Smith Barney January 2006 - August 2009
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2011 — 2014
Doctor of Law (J.D.), Business Law Certificate
Loyola University Chicago 2004 — 2008
BBA, Finance & International Business
Paul Artof CFP® Paul Artof CFP®'s Smith Barney Experience April 1982 - May 2011
Job Partner/Director at Artiea Capital Management of Wells Fargo Advisors Financial Network
Industry Financial Services
Experience
Artiea Capital Management a division of Wells Fargo Advisors Financial Network May 2011 - Present
Smith Barney April 1982 - May 2011
Skills
Portfolio Management, Wealth Management, Fixed Income, Equities, Retirement Planning, Estate Planning, Series 7, Financial Advisory, Market Risk, Social Media, Credit Risk, Finance, Yachting, Amateur Radio, Yacht Racing, Archery, Loans, Wealth Management..., Insurance, Financial Services, Investments, Management, Financial Planning
Education
College for Financial Planning 1980 — 1981
Certificate, Certified Financial Planner
California State University-Northridge 1964 — 1969
Bachelor of Arts (B.A.), Psychology
Artiea Capital Management a division of Wells Fargo Advisors Financial Network May 2011 - Present
Smith Barney April 1982 - May 2011
Skills
Portfolio Management, Wealth Management, Fixed Income, Equities, Retirement Planning, Estate Planning, Series 7, Financial Advisory, Market Risk, Social Media, Credit Risk, Finance, Yachting, Amateur Radio, Yacht Racing, Archery, Loans, Wealth Management..., Insurance, Financial Services, Investments, Management, Financial Planning
Education
College for Financial Planning 1980 — 1981
Certificate, Certified Financial Planner
California State University-Northridge 1964 — 1969
Bachelor of Arts (B.A.), Psychology
Jesse Rodriquez, CFP®, CPWA®, CRPC®'s Smith Barney Experience July 1995 - May 2006
Job Senior Vice President Wealth Management, Senior Portfolio Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. October 2011 - Present
Merrill Lynch Wealth Management May 2006 - October 2011
Smith Barney July 1995 - May 2006
Education
The University of Chicago - Booth School of Business 2011 — 2012
Certified Private Wealth Advisor, CPWA®, Executive Education
Rainmaker U 2006 — 2009
College for Financial Planning 1999 — 2001
Denver, CO, CFP®
California State University-Long Beach - College of Business Administration 1993 — 1996
BS, Finance
Patrick Henry High School, San Diego, CA 1988 — 1991
UBS Financial Services, Inc. October 2011 - Present
Merrill Lynch Wealth Management May 2006 - October 2011
Smith Barney July 1995 - May 2006
Education
The University of Chicago - Booth School of Business 2011 — 2012
Certified Private Wealth Advisor, CPWA®, Executive Education
Rainmaker U 2006 — 2009
College for Financial Planning 1999 — 2001
Denver, CO, CFP®
California State University-Long Beach - College of Business Administration 1993 — 1996
BS, Finance
Patrick Henry High School, San Diego, CA 1988 — 1991
Marc Sack Marc Sack's Smith Barney Experience March 2005 - January 2009
Job
Industry Financial Services
Experience
NorthStar Wealth Partners, LLC. January 2009 - Present
Smith Barney March 2005 - January 2009
Various March 1995 - March 2005
Skills
Retirement Planning, Investments, Financial Advisory, Series 7, Estate Planning, Strategic Financial..., Wealth Management, Insurance, 401k, Retirement, Portfolio Management, Asset Managment
Education
Central Connecticut State University 1992 — 1995
BS, Finance
Syracuse University
Bachelor of Science (BS), Finance
NorthStar Wealth Partners, LLC. January 2009 - Present
Smith Barney March 2005 - January 2009
Various March 1995 - March 2005
Skills
Retirement Planning, Investments, Financial Advisory, Series 7, Estate Planning, Strategic Financial..., Wealth Management, Insurance, 401k, Retirement, Portfolio Management, Asset Managment
Education
Central Connecticut State University 1992 — 1995
BS, Finance
Syracuse University
Bachelor of Science (BS), Finance
Allen F. Schreiber, MBA Allen F. Schreiber, MBA's Smith Barney Experience November 1997 - February 2009
Job Managing Director Investments at The Schulten Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 1997 - Present
St. Mary Medical Center Foundation June 2010 - Present
The Pegasus School September 2011 - Present
Smith Barney November 1997 - February 2009
Skills
Finance, Financial Advisory, Insurance, ETFs, Management, Investments, Mutual Funds, Retirement Planning, Asset Allocation, Securities, Alternative Investments, Wealth Management..., High Net Worth..., Capital Markets, Access, Time Management, Financial Analysis, Separately Managed..., Hedge Funds, Fixed Annuities, Options, Equities, Risk Management, New Business Development, IRAs, 401k, Fixed Income, Financial Services, Business Development, Retirement, Investment Strategies, Equity Research
Education
Chapman University 1996 — 1998
Master of Business Administration (MBA), Finance, General
San Diego State University-California State University 1992 — 1996
Bachelor of Applied Science (B.A.Sc.), Business
Wells Fargo Advisors, LLC November 1997 - Present
St. Mary Medical Center Foundation June 2010 - Present
The Pegasus School September 2011 - Present
Smith Barney November 1997 - February 2009
Skills
Finance, Financial Advisory, Insurance, ETFs, Management, Investments, Mutual Funds, Retirement Planning, Asset Allocation, Securities, Alternative Investments, Wealth Management..., High Net Worth..., Capital Markets, Access, Time Management, Financial Analysis, Separately Managed..., Hedge Funds, Fixed Annuities, Options, Equities, Risk Management, New Business Development, IRAs, 401k, Fixed Income, Financial Services, Business Development, Retirement, Investment Strategies, Equity Research
Education
Chapman University 1996 — 1998
Master of Business Administration (MBA), Finance, General
San Diego State University-California State University 1992 — 1996
Bachelor of Applied Science (B.A.Sc.), Business
Ryan Faris Ryan Faris's Smith Barney Experience September 2004 - October 2009
Job Senior Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch October 2009 - Present
Smith Barney September 2004 - October 2009
Equitable February 2003 - August 2004
Skills
CRM, Cold Calling, Finance, Financial Advisory, Financial Goals, Insurance, Investments, Microsoft Excel, Retirement, Series 7, Asset Allocation
Education
Central Michigan University 1998 — 2002
Bachelor of Science, Business AdministrationFinance and Investments
Merrill Lynch October 2009 - Present
Smith Barney September 2004 - October 2009
Equitable February 2003 - August 2004
Skills
CRM, Cold Calling, Finance, Financial Advisory, Financial Goals, Insurance, Investments, Microsoft Excel, Retirement, Series 7, Asset Allocation
Education
Central Michigan University 1998 — 2002
Bachelor of Science, Business AdministrationFinance and Investments
Richard Kissoon Richard Kissoon's Smith Barney Experience 1993 - 1995
Job Manager Standard & Poor's Securities Evaluations at Standard & Poor's
Industry Financial Services
Experience
Standard & Poor's December 2010 - Present
Depository Trust Co February 2007 - January 2010
Standard & Poor's 2004 - 2007
Interactive Data 2001 - 2003
Merrill Lynch 2001 - 2002
Bridge Education 1998 - 2000
Smith Barney 1993 - 1995
Skills
Securities, Fixed Income, Trading, Valuation, Securitization, Bonds, Structured Finance, Capital Markets, Derivatives, Risk Management, Structured Products, Financial Markets, Financial Modeling, Financial Analysis, Equities, ABS, Financial Risk, Investment Banking, Bloomberg, Credit Derivatives, Asset Management, Market Data, Hedge Funds, Financial Services, Equity Research
Education
City University of New York City College 1985 — 1989
DeWitt Clinton High School 1982 — 1985
University of South Florida
Standard & Poor's December 2010 - Present
Depository Trust Co February 2007 - January 2010
Standard & Poor's 2004 - 2007
Interactive Data 2001 - 2003
Merrill Lynch 2001 - 2002
Bridge Education 1998 - 2000
Smith Barney 1993 - 1995
Skills
Securities, Fixed Income, Trading, Valuation, Securitization, Bonds, Structured Finance, Capital Markets, Derivatives, Risk Management, Structured Products, Financial Markets, Financial Modeling, Financial Analysis, Equities, ABS, Financial Risk, Investment Banking, Bloomberg, Credit Derivatives, Asset Management, Market Data, Hedge Funds, Financial Services, Equity Research
Education
City University of New York City College 1985 — 1989
DeWitt Clinton High School 1982 — 1985
University of South Florida
Michael Malone Michael Malone's Smith Barney Experience May 2001 - August 2007
Job President and CEO at Comerica Securities and Insurance
Industry Financial Services
Experience
Comerica Securities and Insurance February 2014 - Present
Malone Consulting, LLC January 2012 - February 2014
JP Morgan July 2010 - January 2012
J.P. Morgan August 2007 - July 2010
Smith Barney May 2001 - August 2007
Morgan Stanley February 1988 - May 2001
Shearson Lehman Brothers December 1983 - January 1988
Skills
Business Analysis, Organizational Growth, Strategic Leadership, Wealth Management, Investment Strategies, Asset Management, Investments, Management Consulting, Equities, Series 63, Series 24, Asset Managment, Management, Portfolio Management, Asset Allocation, Financial Advisory, Series 7, Financial Services, Hedge Funds, Banking, Alternative Investments, FINRA, Investment Management, Mutual Funds, Investment Advisory, Strategic Financial..., Recruiting, Securities, Risk Management, Finance, Capital Markets, Wealth Management..., Investment Banking, ETFs
Education
The American College 2010 — 2011
MS Managment, Management and Leadership
Capital University
BGS, Management
Comerica Securities and Insurance February 2014 - Present
Malone Consulting, LLC January 2012 - February 2014
JP Morgan July 2010 - January 2012
J.P. Morgan August 2007 - July 2010
Smith Barney May 2001 - August 2007
Morgan Stanley February 1988 - May 2001
Shearson Lehman Brothers December 1983 - January 1988
Skills
Business Analysis, Organizational Growth, Strategic Leadership, Wealth Management, Investment Strategies, Asset Management, Investments, Management Consulting, Equities, Series 63, Series 24, Asset Managment, Management, Portfolio Management, Asset Allocation, Financial Advisory, Series 7, Financial Services, Hedge Funds, Banking, Alternative Investments, FINRA, Investment Management, Mutual Funds, Investment Advisory, Strategic Financial..., Recruiting, Securities, Risk Management, Finance, Capital Markets, Wealth Management..., Investment Banking, ETFs
Education
The American College 2010 — 2011
MS Managment, Management and Leadership
Capital University
BGS, Management
Dan Caneva Dan Caneva's Smith Barney Experience 2003 - 2008
Job Vice President & Risk Manager, Union Banc Investment Services, LLC
Industry Financial Services
Experience
Union Bank Investment Services, LLC August 2008 - Present
Citi Smith Barney (Formerly Citicorp Investment Services) March 2003 - August 2008
Citicorp Investment Services 2003 - 2008
Smith Barney 2003 - 2008
Transamerica Financial Advisors, Inc. March 2000 - March 2003
The Prudential Insurance Company of America 1999 - March 2000
GlenFed Brokerage Services (Subsidiary of Glendale Federal Bank (CA)) 1989 - 1999
Diversified Securities, Inc. 1987 - 1989
Financial Industry Regulatory Authority 1984 - 1987
Education
California State University-Northridge
Bachelor of Science, Finance
Union Bank Investment Services, LLC August 2008 - Present
Citi Smith Barney (Formerly Citicorp Investment Services) March 2003 - August 2008
Citicorp Investment Services 2003 - 2008
Smith Barney 2003 - 2008
Transamerica Financial Advisors, Inc. March 2000 - March 2003
The Prudential Insurance Company of America 1999 - March 2000
GlenFed Brokerage Services (Subsidiary of Glendale Federal Bank (CA)) 1989 - 1999
Diversified Securities, Inc. 1987 - 1989
Financial Industry Regulatory Authority 1984 - 1987
Education
California State University-Northridge
Bachelor of Science, Finance
Chad M. Kohler Chad M. Kohler's Smith Barney Experience 2006 - 2008
Job Securities Arbitration and Investment Fraud Attorney
Industry Law Practice
Experience
Meyer Wilson Co., LPA 2010 - Present
The Retirement Corporation of America 2009 - 2010
Horter Investment Management, LLC 2008 - 2009
Smith Barney 2006 - 2008
Jenks, Pyper & Oxley Co., LPA 2003 - 2006
Faruki Ireland & Cox PLL 2001 - 2003
Cuyahoga County Prosecutor's Office 1999 - 2000
Education
Case Western Reserve University School of Law 1998 — 2001
JD
University of Dayton 1994 — 1998
BA, cum laude, Political Science
Meyer Wilson Co., LPA 2010 - Present
The Retirement Corporation of America 2009 - 2010
Horter Investment Management, LLC 2008 - 2009
Smith Barney 2006 - 2008
Jenks, Pyper & Oxley Co., LPA 2003 - 2006
Faruki Ireland & Cox PLL 2001 - 2003
Cuyahoga County Prosecutor's Office 1999 - 2000
Education
Case Western Reserve University School of Law 1998 — 2001
JD
University of Dayton 1994 — 1998
BA, cum laude, Political Science
Brian Flemmer Brian Flemmer's Smith Barney Experience November 1997 - November 1999
Job Senior Manager, Technology Education at Raymond James
Industry Financial Services
Experience
Raymond James November 2013 - Present
Morgan Keegan April 2011 - November 2013
Morgan Stanley Smith Barney November 2005 - April 2011
Salomon Smith Barney November 1999 - June 2005
Smith Barney November 1997 - November 1999
Wells Fargo Bank February 1996 - November 1997
Skills
FINRA, Series 7, Coaching, Public Speaking, Series 63, Practice Management, Equities, Securities, Wealth Management, Asset Allocation, Leadership, Financial Services, Mutual Funds, Alternative Investments, Retirement Planning, Uniform Combined State..., Investment Advisory, Investments, Portfolio Management, Investment Strategies, Financial Advisory, 401k, Retirement, Investment Management, Wealth Management..., ETFs, Bonds, Fixed Income, High Net Worth..., Finance, Management, Financial Planning, Capital Markets, Financial Analysis, Banking, Relationship Management, Asset Management
Education
Central Washington University 1994 — 1995
BA, Finance
Yakima Valley Community College 1993 — 1994
AAS, Business
Eisenhower High School 1989 — 1993
N/A
Raymond James November 2013 - Present
Morgan Keegan April 2011 - November 2013
Morgan Stanley Smith Barney November 2005 - April 2011
Salomon Smith Barney November 1999 - June 2005
Smith Barney November 1997 - November 1999
Wells Fargo Bank February 1996 - November 1997
Skills
FINRA, Series 7, Coaching, Public Speaking, Series 63, Practice Management, Equities, Securities, Wealth Management, Asset Allocation, Leadership, Financial Services, Mutual Funds, Alternative Investments, Retirement Planning, Uniform Combined State..., Investment Advisory, Investments, Portfolio Management, Investment Strategies, Financial Advisory, 401k, Retirement, Investment Management, Wealth Management..., ETFs, Bonds, Fixed Income, High Net Worth..., Finance, Management, Financial Planning, Capital Markets, Financial Analysis, Banking, Relationship Management, Asset Management
Education
Central Washington University 1994 — 1995
BA, Finance
Yakima Valley Community College 1993 — 1994
AAS, Business
Eisenhower High School 1989 — 1993
N/A
Lisa Varian's Smith Barney Experience 1992 - 1995
Job Human Resources Professional ✔ Compensation ✔ Training ✔ Project Management
Industry Education Management
Experience
Public and private schools 2000 - 2015
Pitney Bowes 1999 - 2000
UBS 1998 - 1999
Cendant Mobility now Cartus 1995 - 1998
Smith Barney 1992 - 1995
Towers Perrin now Towers Watson 1989 - 1992
Skills
Human Resources, Compensation..., Relationship Management, Job Analysis, Salary Review, Salary Surveys, Market Analysis, Report Preparation, Bonus Programs, Expense Reports, Research & Analysis, Data Analysis, Program Management, Corporate Relocation, Training, Coaching, Mentoring, Project Management, Spreadsheets, Conflict Resolution, Curriculum Design, Problem Solving, Team Building, Presentation Skills, Oral & Written..., Leadership, Customer Service
Education
The Catholic University of America
Bachelor’s Degree
Central Connecticut State University
Master’s Degree
New Canaan High School
High School
Public and private schools 2000 - 2015
Pitney Bowes 1999 - 2000
UBS 1998 - 1999
Cendant Mobility now Cartus 1995 - 1998
Smith Barney 1992 - 1995
Towers Perrin now Towers Watson 1989 - 1992
Skills
Human Resources, Compensation..., Relationship Management, Job Analysis, Salary Review, Salary Surveys, Market Analysis, Report Preparation, Bonus Programs, Expense Reports, Research & Analysis, Data Analysis, Program Management, Corporate Relocation, Training, Coaching, Mentoring, Project Management, Spreadsheets, Conflict Resolution, Curriculum Design, Problem Solving, Team Building, Presentation Skills, Oral & Written..., Leadership, Customer Service
Education
The Catholic University of America
Bachelor’s Degree
Central Connecticut State University
Master’s Degree
New Canaan High School
High School
Cush Donald Cush Donald's Smith Barney Experience October 1980 - October 1985
Job Vice President at Credit Suisse
Industry Banking
Experience
Credit Suisse October 1998 - Present
Bear Stearns October 1985 - March 1998
Smith Barney October 1980 - October 1985
Skills
Investment Banking, Capital Markets, Equities, Fixed Income, Structured Products, Credit Derivatives, Derivatives, Interest Rate..., Financial Analysis, Prime Brokerage, Back Office, Financial Services
Education
Brooklyn College
City University of New York-Brooklyn College
Credit Suisse October 1998 - Present
Bear Stearns October 1985 - March 1998
Smith Barney October 1980 - October 1985
Skills
Investment Banking, Capital Markets, Equities, Fixed Income, Structured Products, Credit Derivatives, Derivatives, Interest Rate..., Financial Analysis, Prime Brokerage, Back Office, Financial Services
Education
Brooklyn College
City University of New York-Brooklyn College
Lisa Lotito Lisa Lotito's Smith Barney Experience 2004 - 2005
Job Retirement Plan Professional / Benefit and Planning Counselor at the Principal Financial Group
Industry Financial Services
Experience
Principal Financial Group June 2013 - Present
T. Rowe Price November 2012 - May 2013
Lockton Financial Advisors/Lockton Investment Advisors April 2011 - November 2012
CitiStreet 2005 - 2009
Smith Barney 2004 - 2005
Skills
401k, Retirement Planning, Series 7, Financial Services, Qualified Retirement..., Manage Client..., Series 66, Investment Strategies, Registered Investment..., Public Speaking, Retirement, Mutual Funds, Investments, Wealth Management, Insurance, Asset Management, Financial Planning, Employee Benefits, Finance, Management
Education
California State University-Northridge 2000 — 2004
Business Administration, Finance and Real Estate
Principal Financial Group June 2013 - Present
T. Rowe Price November 2012 - May 2013
Lockton Financial Advisors/Lockton Investment Advisors April 2011 - November 2012
CitiStreet 2005 - 2009
Smith Barney 2004 - 2005
Skills
401k, Retirement Planning, Series 7, Financial Services, Qualified Retirement..., Manage Client..., Series 66, Investment Strategies, Registered Investment..., Public Speaking, Retirement, Mutual Funds, Investments, Wealth Management, Insurance, Asset Management, Financial Planning, Employee Benefits, Finance, Management
Education
California State University-Northridge 2000 — 2004
Business Administration, Finance and Real Estate
Julie Seavey Julie Seavey's Smith Barney Experience January 1985 - April 2009
Job Senior Registered Associate at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley August 2013 - Present
UBS April 2009 - July 2013
Smith Barney January 1985 - April 2009
Skills
Wealth Management
Education
Cincinnati State Technical and Community College
Associate of Arts (A.A.), Computer Science
The Ohio State University
Morgan Stanley August 2013 - Present
UBS April 2009 - July 2013
Smith Barney January 1985 - April 2009
Skills
Wealth Management
Education
Cincinnati State Technical and Community College
Associate of Arts (A.A.), Computer Science
The Ohio State University
TIANA SIMS TIANA SIMS's Smith Barney Experience May 2008 - July 2008
Job Financial Examiner at State of NJ, Dept of Banking and Insurance
Industry Banking
Experience
State of NJ, Dept of Banking and Insurance August 2009 - Present
NJ Dept Banking & Insurance August 2009 - Present
South Jersey Federal Credit Union October 2004 - August 2009
South Jersey Bank October 2004 - August 2009
South Jersey Federal Credit Union October 2004 - August 2009
Smith-Barney May 2008 - July 2008
Sun National Bank September 2002 - October 2004
Sun National Bank February 2002 - September 2004
Commerce Bank April 2001 - January 2002
Skills
Banking, Loans, Credit, Credit Analysis, Retail Banking, Consumer Lending, Commercial Lending, Mortgage Lending, Customer Service, Credit Risk, Microsoft Excel, Underwriting, Financial Analysis, Microsoft Word, Access, PowerPoint, Microsoft Office
Education
Rowan University 2006 — 2009
Bachelor of Business Administration (BBA), Finance, General
Rowan University 2006 — 2009
Bachelor of Science; Associates Degree, Business Administration; Finance; Business Administration
Rowan University 2006 — 2009
Master of Business Administration, Finance, General
Camden County College 2004 — 2006
Associate of Arts and Sciences (AAS), Business Administration and Management, General
State of NJ, Dept of Banking and Insurance August 2009 - Present
NJ Dept Banking & Insurance August 2009 - Present
South Jersey Federal Credit Union October 2004 - August 2009
South Jersey Bank October 2004 - August 2009
South Jersey Federal Credit Union October 2004 - August 2009
Smith-Barney May 2008 - July 2008
Sun National Bank September 2002 - October 2004
Sun National Bank February 2002 - September 2004
Commerce Bank April 2001 - January 2002
Skills
Banking, Loans, Credit, Credit Analysis, Retail Banking, Consumer Lending, Commercial Lending, Mortgage Lending, Customer Service, Credit Risk, Microsoft Excel, Underwriting, Financial Analysis, Microsoft Word, Access, PowerPoint, Microsoft Office
Education
Rowan University 2006 — 2009
Bachelor of Business Administration (BBA), Finance, General
Rowan University 2006 — 2009
Bachelor of Science; Associates Degree, Business Administration; Finance; Business Administration
Rowan University 2006 — 2009
Master of Business Administration, Finance, General
Camden County College 2004 — 2006
Associate of Arts and Sciences (AAS), Business Administration and Management, General
Dalila Mercado Dalila Mercado's Smith Barney Experience 1990 - 1995
Job Director at Restaurant Associates
Industry Hospitality
Experience
Restaurant Associates 2012 - Present
Restaurant Associates 2011 - November 2012
CUNY New York City College of Technology September 2004 - June 2011
Night Sky Restaurants: Beacon and Waldy's Pizza January 2003 - June 2011
Night Sky Restaurants: Beacon January 2001 - January 2003
Night Sky Restaurants: Beacon NY and CT January 1999 - January 2001
Rainbow Room January 1996 - December 1998
Smith Barney 1990 - 1995
Skills
Culinary Skills, Catering, Banquets, Food, Hotels, Cooking, Customer Service, Wine, Teaching, Sanitation, Union Relations, Retail Sales, Food & Beverage, Financial Analysis, Recipes, Food Safety, New Restaurant Openings, Public Relations, Cuisine, Sales, Recruiting, Training, Human Resources, Event Planning, Marketing, P&L Management, Budget Management, Facilities Management
Education
New York City College of Technology 1990 — 1995
BTech, Hospitality Management
City University of New York City College
M.A., Study of the Americas
Restaurant Associates 2012 - Present
Restaurant Associates 2011 - November 2012
CUNY New York City College of Technology September 2004 - June 2011
Night Sky Restaurants: Beacon and Waldy's Pizza January 2003 - June 2011
Night Sky Restaurants: Beacon January 2001 - January 2003
Night Sky Restaurants: Beacon NY and CT January 1999 - January 2001
Rainbow Room January 1996 - December 1998
Smith Barney 1990 - 1995
Skills
Culinary Skills, Catering, Banquets, Food, Hotels, Cooking, Customer Service, Wine, Teaching, Sanitation, Union Relations, Retail Sales, Food & Beverage, Financial Analysis, Recipes, Food Safety, New Restaurant Openings, Public Relations, Cuisine, Sales, Recruiting, Training, Human Resources, Event Planning, Marketing, P&L Management, Budget Management, Facilities Management
Education
New York City College of Technology 1990 — 1995
BTech, Hospitality Management
City University of New York City College
M.A., Study of the Americas
Paul Neri, CLU, ChFC, CFP Paul Neri, CLU, ChFC, CFP's Smith Barney Experience January 2007 - July 2009
Job Wealth Insurance Specialist at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors March 2014 - Present
Boston Chapter Society of Financial Service Professionals May 2013 - May 2014
Brookfield Insurance Partners May 2010 - March 2014
Smith Barney January 2007 - July 2009
Clifton Brokerage Corporation April 2005 - January 2007
Allstate Insurance 2000 - 2004
Trumbull Democratic Town Committee 1996 - 2000
CIGNA Financial Services August 1992 - January 1996
Phoenix Life Insurance Company 1986 - 1992
Skills
Estate Planning, Wealth Transfer, Disability Insurance, Insurance Planning, Portfolio Management, Mutual Funds, Strategic Financial..., Financial Planners, Wealth, Long-term Care, Insurance, Fixed Annuities, Retirement Planning, Financial Advisory, Retirement, Employee Benefits, Investments, Small Business, Whole Life, Life Insurance, Long Term Care Insurance, Finance, Underwriting, Wealth Management, 401k, Series 6, IRAs, Series 63, Series 7, Term Life Insurance, Securities, FINRA, Variable Annuities, Financial Services, Wealth Management..., Universal Life, Investment Advisory, Alternative Investments, Roth IRA, Wealth Accumulation, Pensions, Asset Allocation, Certified Financial..., Series 24, Health Insurance, 401k Rollovers, Asset Management, Investment Strategies, Bonds, Brokers
Education
The University of Connecticut School of Business 1978 — 1980
BS, Finance
Case Western Reserve University 1976 — 1978
Trumbull High School 1973 — 1976
Walnut Hill School
Wells Fargo Advisors March 2014 - Present
Boston Chapter Society of Financial Service Professionals May 2013 - May 2014
Brookfield Insurance Partners May 2010 - March 2014
Smith Barney January 2007 - July 2009
Clifton Brokerage Corporation April 2005 - January 2007
Allstate Insurance 2000 - 2004
Trumbull Democratic Town Committee 1996 - 2000
CIGNA Financial Services August 1992 - January 1996
Phoenix Life Insurance Company 1986 - 1992
Skills
Estate Planning, Wealth Transfer, Disability Insurance, Insurance Planning, Portfolio Management, Mutual Funds, Strategic Financial..., Financial Planners, Wealth, Long-term Care, Insurance, Fixed Annuities, Retirement Planning, Financial Advisory, Retirement, Employee Benefits, Investments, Small Business, Whole Life, Life Insurance, Long Term Care Insurance, Finance, Underwriting, Wealth Management, 401k, Series 6, IRAs, Series 63, Series 7, Term Life Insurance, Securities, FINRA, Variable Annuities, Financial Services, Wealth Management..., Universal Life, Investment Advisory, Alternative Investments, Roth IRA, Wealth Accumulation, Pensions, Asset Allocation, Certified Financial..., Series 24, Health Insurance, 401k Rollovers, Asset Management, Investment Strategies, Bonds, Brokers
Education
The University of Connecticut School of Business 1978 — 1980
BS, Finance
Case Western Reserve University 1976 — 1978
Trumbull High School 1973 — 1976
Walnut Hill School
Ralph Weeks Ralph Weeks's Smith Barney Experience June 2006 - May 2009
Job PMP, CISSP, Agile (ACP), TOGAF Certified, OCSMP, ITIL V3, Six Sigma BB
Industry Defense & Space
Experience
Northrop Grumman Corporation April 2013 - Present
Plutus Technologies LLC, contracted to SPAWAR November 2011 - March 2013
IPITEK September 2010 - November 2011
Computers 2 San Diego Kids May 2010 - November 2011
Smith Barney June 2006 - May 2009
Chronodynamics Corporation and others January 1995 - May 2006
OAO Corporation January 1994 - January 1995
McDonnell Douglas October 1990 - December 1993
NASA Headquarters and CALTECH Jet Propulsion Lab June 1987 - September 1990
US Air Force October 1982 - October 1986
Skills
ITIL, Program Management, PMP, Integration, Security, SDLC, Management, MS Project, Project Management, Process Improvement, Visio, Telecommunications, CISSP, PMO, System Administration, Networking, SharePoint, Six Sigma, Science, Information Technology, Testing, Analysis, Agile Methodologies, Team Leadership, Vendor Management, IT Strategy, Troubleshooting, Risk Management, Cross-functional Team..., Disaster Recovery, Systems Engineering, DAWIA, Software Documentation, Agile Project Management, Infrastructure, Software Project..., Start-ups, MEF-CECP, Business Process, Cloud Computing, Information Security, Requirements Analysis, Information Assurance, Leadership, IT Management, Computer Security, TOGAF, Enterprise Architecture
Education
University of Southern California 1983 — 1984
MS, Systems Management
University of Arizona 1981 — 1982
N/A, PhD Program in Planetary Science & Applied Math
Caltech 1977 — 1981
BS, Engineering and Applied Science
Northrop Grumman Corporation April 2013 - Present
Plutus Technologies LLC, contracted to SPAWAR November 2011 - March 2013
IPITEK September 2010 - November 2011
Computers 2 San Diego Kids May 2010 - November 2011
Smith Barney June 2006 - May 2009
Chronodynamics Corporation and others January 1995 - May 2006
OAO Corporation January 1994 - January 1995
McDonnell Douglas October 1990 - December 1993
NASA Headquarters and CALTECH Jet Propulsion Lab June 1987 - September 1990
US Air Force October 1982 - October 1986
Skills
ITIL, Program Management, PMP, Integration, Security, SDLC, Management, MS Project, Project Management, Process Improvement, Visio, Telecommunications, CISSP, PMO, System Administration, Networking, SharePoint, Six Sigma, Science, Information Technology, Testing, Analysis, Agile Methodologies, Team Leadership, Vendor Management, IT Strategy, Troubleshooting, Risk Management, Cross-functional Team..., Disaster Recovery, Systems Engineering, DAWIA, Software Documentation, Agile Project Management, Infrastructure, Software Project..., Start-ups, MEF-CECP, Business Process, Cloud Computing, Information Security, Requirements Analysis, Information Assurance, Leadership, IT Management, Computer Security, TOGAF, Enterprise Architecture
Education
University of Southern California 1983 — 1984
MS, Systems Management
University of Arizona 1981 — 1982
N/A, PhD Program in Planetary Science & Applied Math
Caltech 1977 — 1981
BS, Engineering and Applied Science
Marie Basdakis Marie Basdakis's Smith Barney Experience January 1998 - January 2000
Job Managing Director, Madison Park Financial Group, Inc.
Industry Real Estate
Experience
Madison Park Financial Group, Inc May 2007 - Present
Fleur de Lis Events & Catering May 2007 - April 2012
Empire Funding January 2000 - May 2007
Smith Barney January 1998 - January 2000
Skills
Real Estate, Investment Properties, REO, Short Sales, Investors, Residential Homes, Real Estate Transactions, Sellers, Foreclosures, Real Estate Development, Real Estate Economics, Property Management, Brokerage, Selling, First Time Home Buyers, Real Estate Financing, Commercial Real Estate, Loans, Disposition, Mortgage Lending, Entitlements, Property, Mergers & Acquisitions
Education
Chapman University 1998 — 2001
Bachelor of Arts, Communications
Madison Park Financial Group, Inc May 2007 - Present
Fleur de Lis Events & Catering May 2007 - April 2012
Empire Funding January 2000 - May 2007
Smith Barney January 1998 - January 2000
Skills
Real Estate, Investment Properties, REO, Short Sales, Investors, Residential Homes, Real Estate Transactions, Sellers, Foreclosures, Real Estate Development, Real Estate Economics, Property Management, Brokerage, Selling, First Time Home Buyers, Real Estate Financing, Commercial Real Estate, Loans, Disposition, Mortgage Lending, Entitlements, Property, Mergers & Acquisitions
Education
Chapman University 1998 — 2001
Bachelor of Arts, Communications
Gerald Whiteside Gerald Whiteside's Smith Barney Experience 1995 - August 2008
Job SENIOR SYSTEMS ANALYST / SOFTWARE DEVELOPER
Industry Information Technology and Services
Experience
MVCSD May 2011 - Present
Smith Barney 1995 - August 2008
Broadcast Music Inc. 1993 - 1995
Chemical Bank 1985 - 1993
American Broadcasting Company January 1981 - 1985
Skills
Leadership, Web Development, Analysis, Business Analysis, Microsoft SQL Server, New Business Development, DB2, Budgets, SDLC
Education
City University of New York
Management Information Systems
New York School of Computer Technology
Programming & Systems Analysis
New York University
Film Production
SetFocus
MS SQL Server 2008 Masters Program
MVCSD May 2011 - Present
Smith Barney 1995 - August 2008
Broadcast Music Inc. 1993 - 1995
Chemical Bank 1985 - 1993
American Broadcasting Company January 1981 - 1985
Skills
Leadership, Web Development, Analysis, Business Analysis, Microsoft SQL Server, New Business Development, DB2, Budgets, SDLC
Education
City University of New York
Management Information Systems
New York School of Computer Technology
Programming & Systems Analysis
New York University
Film Production
SetFocus
MS SQL Server 2008 Masters Program
Anne Penaranda-Hernandez Anne Penaranda-Hernandez's Smith Barney Experience August 1998 - October 2007
Job Insurance Specialist at Farmers Insurance & Financial Services
Industry Insurance
Experience
Farmers Insurance & Financial Services September 2010 - Present
Ron Hernandez DDS January 2005 - Present
Smith Barney August 1998 - October 2007
Education
Central Washington University
BA, Operation Management and Information System
Farmers Insurance & Financial Services September 2010 - Present
Ron Hernandez DDS January 2005 - Present
Smith Barney August 1998 - October 2007
Education
Central Washington University
BA, Operation Management and Information System
Bobak Nayebdadash Bobak Nayebdadash's Smith Barney Experience October 2000 - February 2001
Job Attorney at the Law Office of Grace A. Lou
Industry Law Practice
Experience
Law Office of Grace A. Lou April 2013 - Present
Sophie's Place July 2011 - Present
Sanders & Montalto, LLP June 2006 - March 2013
California Department of Justice May 2004 - August 2004
CB Richard Ellis May 2002 - August 2002
Smith Barney October 2000 - February 2001
Skills
Estate Planning, Personal Injury, Real Estate, Trusts, Legal Research, Legal Writing, Litigation, Automotive, Civil Litigation, Mediation, Alternative Dispute..., Commercial Litigation, Courts, Corporate Law, Securities, Arbitration, Dispute Resolution, Conservatorships, Appeals
Education
Chapman University, School of Law 2004 — 2007
JD, Law
University of California, Los Angeles 2000 — 2003
BA, Political Science
Pennisula HS 1994 — 1998
Law Office of Grace A. Lou April 2013 - Present
Sophie's Place July 2011 - Present
Sanders & Montalto, LLP June 2006 - March 2013
California Department of Justice May 2004 - August 2004
CB Richard Ellis May 2002 - August 2002
Smith Barney October 2000 - February 2001
Skills
Estate Planning, Personal Injury, Real Estate, Trusts, Legal Research, Legal Writing, Litigation, Automotive, Civil Litigation, Mediation, Alternative Dispute..., Commercial Litigation, Courts, Corporate Law, Securities, Arbitration, Dispute Resolution, Conservatorships, Appeals
Education
Chapman University, School of Law 2004 — 2007
JD, Law
University of California, Los Angeles 2000 — 2003
BA, Political Science
Pennisula HS 1994 — 1998
Raymond Furness's Smith Barney Experience January 1995 - January 1997
Job at University of California in Los Angeles
Industry Accounting
Experience
Furness & Associates Accountancy Corporation January 2010 - Present
University of California in Los Angeles January 2008 - Present
Shahrouzi & Furness August 2001 - December 2009
Cutrow, White and Boroda CPA January 1998 - January 2000
Nigro, Karlin & Segle CPA January 1997 - January 1999
Smith Barney January 1995 - January 1997
Skills
CPA, Accounting, Financial Analysis, Business Valuation, Strategic Planning, Tax Advisory, Income Tax, Financial Modeling, Practice Sales, Auditing, Finance, Nonprofits, Tax, Corporate Tax, Financial Statements, General Ledger, Management, Financial Reporting, Tax Accounting, Small Business
Education
University of California, Santa Barbara 1992 — 1994
1994, business economics
California State University-Northridge
University of California, Santa Barbara
B.A, Business Economic; Accounting Emphasis
Furness & Associates Accountancy Corporation January 2010 - Present
University of California in Los Angeles January 2008 - Present
Shahrouzi & Furness August 2001 - December 2009
Cutrow, White and Boroda CPA January 1998 - January 2000
Nigro, Karlin & Segle CPA January 1997 - January 1999
Smith Barney January 1995 - January 1997
Skills
CPA, Accounting, Financial Analysis, Business Valuation, Strategic Planning, Tax Advisory, Income Tax, Financial Modeling, Practice Sales, Auditing, Finance, Nonprofits, Tax, Corporate Tax, Financial Statements, General Ledger, Management, Financial Reporting, Tax Accounting, Small Business
Education
University of California, Santa Barbara 1992 — 1994
1994, business economics
California State University-Northridge
University of California, Santa Barbara
B.A, Business Economic; Accounting Emphasis
R. Scott Hirsh's Smith Barney Experience July 2006 - March 2009
Job Field Vice President | New York Metro Region | Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. May 2013 - Present
Ameriprise Financial Services, Inc. November 2011 - Present
Ameriprise Financial Services, Inc. November 2009 - November 2011
Smith Barney July 2006 - March 2009
Citibank November 2004 - July 2006
Citicorp Investment Services January 2003 - November 2004
Citicorp Investment Services July 2000 - December 2002
Smith Barney September 1996 - July 2000
Smith Barney January 1996 - September 1996
Smith Barney October 1993 - January 1996
Skills
Motivational Speaker, Strategy, Wealth Management, Strategic Planning, Motivational Speaking, Management, Asset Allocation, Leadership, Series 7, Recruiting, Securities, Series 63, Financial Analysis, Sales Operations, Investments, Strategic Financial..., Coaching, Mutual Funds, Financial Advisory, Asset Management, Hedge Funds, Series 65, Finance, Banking, Marketing, Risk Management, Business Development, Financial Services, Investment Advisory, Alternative Investments, Portfolio Management, Retirement Planning, FINRA, Sales, Equities, Retirement, Series 24
Education
California State University-Northridge 1978 — 1984
BACHELOR OF ARTS, ECONOMICS
Ameriprise Financial Services, Inc. May 2013 - Present
Ameriprise Financial Services, Inc. November 2011 - Present
Ameriprise Financial Services, Inc. November 2009 - November 2011
Smith Barney July 2006 - March 2009
Citibank November 2004 - July 2006
Citicorp Investment Services January 2003 - November 2004
Citicorp Investment Services July 2000 - December 2002
Smith Barney September 1996 - July 2000
Smith Barney January 1996 - September 1996
Smith Barney October 1993 - January 1996
Skills
Motivational Speaker, Strategy, Wealth Management, Strategic Planning, Motivational Speaking, Management, Asset Allocation, Leadership, Series 7, Recruiting, Securities, Series 63, Financial Analysis, Sales Operations, Investments, Strategic Financial..., Coaching, Mutual Funds, Financial Advisory, Asset Management, Hedge Funds, Series 65, Finance, Banking, Marketing, Risk Management, Business Development, Financial Services, Investment Advisory, Alternative Investments, Portfolio Management, Retirement Planning, FINRA, Sales, Equities, Retirement, Series 24
Education
California State University-Northridge 1978 — 1984
BACHELOR OF ARTS, ECONOMICS
J. Andrew Wolfinger J. Andrew Wolfinger's Smith Barney Experience April 1979 - April 2009
Job First Vice President/Investments
Industry Financial Services
Experience
Janney Montgomery Scott llc. April 2009 - Present
Smith Barney April 1979 - April 2009
Citigroup 1979 - 2009
Skills
Wealth Management, Asset Allocation, Retirement Planning, Mutual Funds, Alternative Investments, Investment Strategies, Investments, Asset Management, Bonds, Fixed Income, Stocks, Business Strategy, Portfolio Management, Series 7, Retirement, Securities, Financial Planning, Retirement Income..., Investment Advisory, Series 63, Equities, Savings, Finance, Financial Advisory, Leadership, Financial Analysis, Financial Services, Insurance, Estate Planning, Small Business, Investment Management, Risk Management, Maximizing Your Social..., Strategic Financial..., Financial Modeling, Fixed Annuities
Education
Pennsylvania State University-Main Campus 1965 — 1999
BS, Finance
Carnegie Mellon University - Tepper School of Business 1989 — 1992
MBA-GSIA, Finance
Janney Montgomery Scott llc. April 2009 - Present
Smith Barney April 1979 - April 2009
Citigroup 1979 - 2009
Skills
Wealth Management, Asset Allocation, Retirement Planning, Mutual Funds, Alternative Investments, Investment Strategies, Investments, Asset Management, Bonds, Fixed Income, Stocks, Business Strategy, Portfolio Management, Series 7, Retirement, Securities, Financial Planning, Retirement Income..., Investment Advisory, Series 63, Equities, Savings, Finance, Financial Advisory, Leadership, Financial Analysis, Financial Services, Insurance, Estate Planning, Small Business, Investment Management, Risk Management, Maximizing Your Social..., Strategic Financial..., Financial Modeling, Fixed Annuities
Education
Pennsylvania State University-Main Campus 1965 — 1999
BS, Finance
Carnegie Mellon University - Tepper School of Business 1989 — 1992
MBA-GSIA, Finance
Steven Violette Steven Violette's Smith Barney Experience June 1999 - May 2008
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2008 - Present
Smith Barney June 1999 - May 2008
Paine Webber August 1985 - May 1999
Keneth Leventhal & Co (now Ernst & Young) July 1984 - July 1985
Arthur Andersen January 1979 - July 1982
Education
University of California, Los Angeles 1982 — 1984
MBA, Finance
Central Connecticut State University 1973 — 1977
B.S., Business Administration, Accounting
UBS Financial Services, Inc. April 2008 - Present
Smith Barney June 1999 - May 2008
Paine Webber August 1985 - May 1999
Keneth Leventhal & Co (now Ernst & Young) July 1984 - July 1985
Arthur Andersen January 1979 - July 1982
Education
University of California, Los Angeles 1982 — 1984
MBA, Finance
Central Connecticut State University 1973 — 1977
B.S., Business Administration, Accounting
David Yoon David Yoon's Smith Barney Experience July 1993 - June 1995
Job Principal at GSO Capital Partners
Industry Financial Services
Experience
GSO Capital Partners / Blackstone February 2007 - Present
FriedbergMilstein, LLC July 2004 - January 2007
Credit Suisse July 2001 - December 2002
Ardshiel, Inc. July 1995 - May 1999
Smith Barney July 1993 - June 1995
Skills
Hedge Funds, Private Equity, Alternative Investments, Valuation, Investments, Investment Banking, Equities, Capital Markets, Fixed Income, Financial Modeling, Asset Management, Corporate Finance
Education
University of Virginia Darden School of Business 1999 — 2001
Master of Business Administration (M.B.A.), Business Administration and Management, General
Trinity College-Hartford 1988 — 1992
Bachelor of Arts (B.A.), History
Choate Rosemary Hall 1986 — 1988
GSO Capital Partners / Blackstone February 2007 - Present
FriedbergMilstein, LLC July 2004 - January 2007
Credit Suisse July 2001 - December 2002
Ardshiel, Inc. July 1995 - May 1999
Smith Barney July 1993 - June 1995
Skills
Hedge Funds, Private Equity, Alternative Investments, Valuation, Investments, Investment Banking, Equities, Capital Markets, Fixed Income, Financial Modeling, Asset Management, Corporate Finance
Education
University of Virginia Darden School of Business 1999 — 2001
Master of Business Administration (M.B.A.), Business Administration and Management, General
Trinity College-Hartford 1988 — 1992
Bachelor of Arts (B.A.), History
Choate Rosemary Hall 1986 — 1988
Norman Lee, AIA Norman Lee, AIA's Smith Barney Experience April 1993 - April 2002
Job Experienced Corporate Architect|Space Planner|IWMS / AutoCad Manager|Facilities and Project Management
Industry Architecture & Planning
Experience
Jones Lang LaSalle January 2015 - Present
Jones Lang LaSalle July 2013 - January 2015
Citi April 2002 - November 2012
Smith Barney April 1993 - April 2002
Shearson Lehman Brothers April 1987 - July 1993
E. F. Hutton November 1983 - April 1987
Skills
Space planning, Project Planning, Project Management, Construction Management, Space-planning, AutoCAD, LEED AP, Archibus, FM: Systems, Construction, Facilities Management, Team Building, Management, Interior Architecture, Occupancy Planning, CAFM, Microsoft Office, Leadership, Analytical Skills, Data Center, Architecture, Vendor Management, Problem Solver, Analytical, Architectural Planning, Site Planning, Move Coordination
Education
City University of New York City College
Bachelor's of Science, Architecture
Jones Lang LaSalle January 2015 - Present
Jones Lang LaSalle July 2013 - January 2015
Citi April 2002 - November 2012
Smith Barney April 1993 - April 2002
Shearson Lehman Brothers April 1987 - July 1993
E. F. Hutton November 1983 - April 1987
Skills
Space planning, Project Planning, Project Management, Construction Management, Space-planning, AutoCAD, LEED AP, Archibus, FM: Systems, Construction, Facilities Management, Team Building, Management, Interior Architecture, Occupancy Planning, CAFM, Microsoft Office, Leadership, Analytical Skills, Data Center, Architecture, Vendor Management, Problem Solver, Analytical, Architectural Planning, Site Planning, Move Coordination
Education
City University of New York City College
Bachelor's of Science, Architecture
Jane Stromwall Jane Stromwall's Smith Barney Experience October 1998 - June 2006
Job First Vice President Investments / Branch Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Supporting Organization 2011 - Present
Wells Fargo Advisors, LLC June 2006 - Present
Smith Barney October 1998 - June 2006
Skills
Investments, Risk Management, Insurance, Wealth, Strategic Planning, Retirement Planning, Public Speaking, Customer Service, Team Building, Budgets
Education
Cardinal Stritch University 1996 — 1998
MBA, Finance
University of Minnesota-Twin Cities 1974 — 1976
BA/BSSW, Psychology / Social Work
University of Colorado Boulder 1972 — 1974
Psychology
Supporting Organization 2011 - Present
Wells Fargo Advisors, LLC June 2006 - Present
Smith Barney October 1998 - June 2006
Skills
Investments, Risk Management, Insurance, Wealth, Strategic Planning, Retirement Planning, Public Speaking, Customer Service, Team Building, Budgets
Education
Cardinal Stritch University 1996 — 1998
MBA, Finance
University of Minnesota-Twin Cities 1974 — 1976
BA/BSSW, Psychology / Social Work
University of Colorado Boulder 1972 — 1974
Psychology
Dean Mackin's Smith Barney Experience January 1990 - December 2008
Job Chief Executive Officer
Industry Civil Engineering
Experience
Mackin Engineering Company November 2008 - Present
Smith Barney January 1990 - December 2008
Skills
GIS, Community Development, Civil Engineering, Feasibility Studies, Microsoft Office, Strategic Planning, Municipalities, Land Development, Marketing, Construction Management, Surveying, Proposal Writing, Transportation Planning, Highways, Bridge
Education
Towson University 1974 — 1976
BA, Music
Carnegie Mellon University 1971 — 1973
Mackin Engineering Company November 2008 - Present
Smith Barney January 1990 - December 2008
Skills
GIS, Community Development, Civil Engineering, Feasibility Studies, Microsoft Office, Strategic Planning, Municipalities, Land Development, Marketing, Construction Management, Surveying, Proposal Writing, Transportation Planning, Highways, Bridge
Education
Towson University 1974 — 1976
BA, Music
Carnegie Mellon University 1971 — 1973
Hollie Secora-Austin Hollie Secora-Austin's Smith Barney Experience October 2000 - October 2001
Job Title Insurance Specialist
Industry Insurance
Experience
Advantage Title, Inc. October 2009 - October 2011
Ticor Title February 2009 - October 2009
Colliers International March 2008 - December 2008
Ticor Title February 2005 - September 2007
Wells Fargo Bank May 1998 - June 2004
Smith Barney October 2000 - October 2001
Education
California State University-Northridge 1996 — 1998
General
Advantage Title, Inc. October 2009 - October 2011
Ticor Title February 2009 - October 2009
Colliers International March 2008 - December 2008
Ticor Title February 2005 - September 2007
Wells Fargo Bank May 1998 - June 2004
Smith Barney October 2000 - October 2001
Education
California State University-Northridge 1996 — 1998
General
Natalie Lane's Smith Barney Experience September 1991 - August 1998
Job Personal Lines Account Manager at Cook, Disharoon & Greathouse, Inc.
Industry Apparel & Fashion
Experience
Cook, Disharoon & Greathouse, Inc. March 2015 - Present
Premier Designs July 2008 - Present
Natalie Lane-Notary Public June 1991 - Present
State Farm Insurance January 1998 - March 2015
Smith Barney September 1991 - August 1998
Skills
Customer Service, Fundraising, Customer Relations, Writing, Photography, Digital Photography, Fashion, Account Management, Organizational..., Organizing, Creative Problem Solving, Group Dynamics, Social Networking, Public Relations, Event Management
Education
University of Phoenix 2002 — 2005
Master of Arts (M.A.), Organizational Management, Top 20% of my class
California State University-Long Beach 1986 — 1991
BFA, Fine Art/Photography
Acalanes High School 1982 — 1986
Cook, Disharoon & Greathouse, Inc. March 2015 - Present
Premier Designs July 2008 - Present
Natalie Lane-Notary Public June 1991 - Present
State Farm Insurance January 1998 - March 2015
Smith Barney September 1991 - August 1998
Skills
Customer Service, Fundraising, Customer Relations, Writing, Photography, Digital Photography, Fashion, Account Management, Organizational..., Organizing, Creative Problem Solving, Group Dynamics, Social Networking, Public Relations, Event Management
Education
University of Phoenix 2002 — 2005
Master of Arts (M.A.), Organizational Management, Top 20% of my class
California State University-Long Beach 1986 — 1991
BFA, Fine Art/Photography
Acalanes High School 1982 — 1986
Kevin Whitten, CFP®,ChFC® Kevin Whitten, CFP®,ChFC®'s Smith Barney Experience September 2003 - December 2003
Job Associate Financial Advisor at Goldstein & Associates
Industry Financial Services
Experience
Goldstein & Associates December 2014 - Present
Raymond James December 2009 - December 2014
Dale Carnegie Training 2012 - 2012
Ameriprise Financial May 2008 - September 2009
Ameriprise Financial December 2003 - May 2008
Smith Barney September 2003 - December 2003
Education
California State University-Northridge 2002 — 2004
B.S, Business Administration; Finance Emphasis
Dale Carnegie
Goldstein & Associates December 2014 - Present
Raymond James December 2009 - December 2014
Dale Carnegie Training 2012 - 2012
Ameriprise Financial May 2008 - September 2009
Ameriprise Financial December 2003 - May 2008
Smith Barney September 2003 - December 2003
Education
California State University-Northridge 2002 — 2004
B.S, Business Administration; Finance Emphasis
Dale Carnegie
Rafael Kilayko Rafael Kilayko's Smith Barney Experience October 2007 - July 2009
Job Research Analyst
Industry Financial Services
Experience
Morgan Stanley May 2011 - Present
Morgan Stanley Smith Barney December 2009 - June 2011
Smith Barney October 2007 - July 2009
Proctor Investment Managers LLC April 2006 - October 2007
Morgan Stanley April 2005 - April 2006
Morgan Stanley November 2002 - April 2005
Morgan Stanley October 2000 - November 2002
Investment Consulting Services October 1999 - October 2000
Morgan Stanley Smith Barney March 1998 - October 1999
Skills
Mutual Funds, Alternative Investments, Series 7, Separately Managed..., Asset Allocation, Fixed Income, Investments, Portfolio Management, Series 63, Asset Management, Investment Advisory, Bonds, Investment Management, Financial Advisory, Securities, Investment Strategies, Valuation
Education
City University of New York 1995 — 1999
BS, Business/Finance
Morgan Stanley May 2011 - Present
Morgan Stanley Smith Barney December 2009 - June 2011
Smith Barney October 2007 - July 2009
Proctor Investment Managers LLC April 2006 - October 2007
Morgan Stanley April 2005 - April 2006
Morgan Stanley November 2002 - April 2005
Morgan Stanley October 2000 - November 2002
Investment Consulting Services October 1999 - October 2000
Morgan Stanley Smith Barney March 1998 - October 1999
Skills
Mutual Funds, Alternative Investments, Series 7, Separately Managed..., Asset Allocation, Fixed Income, Investments, Portfolio Management, Series 63, Asset Management, Investment Advisory, Bonds, Investment Management, Financial Advisory, Securities, Investment Strategies, Valuation
Education
City University of New York 1995 — 1999
BS, Business/Finance
Barbara Simon Barbara Simon's Smith Barney Experience 1987 - 1996
Job Product Manager at EDGAR Online, a division of R.R. Donnelley & Sons Company
Industry Financial Services
Experience
EDGAR Online, a division of R.R. Donnelley & Sons Company August 2014 - Present
E*TRADE Financial September 2011 - November 2013
CashEdge November 2010 - September 2011
The Depository Trust & Clearing Corporation (DTCC, Formerly NSCC) 1996 - 2009
DTCC (The Depository Trust and Clearing Corporation ) 1996 - 2003
Smith Barney 1987 - 1996
Skills
Product Management, Cross-functional Team..., Business Analysis, Business Intelligence, Project Management, Business Strategy, Financial Services, Management, Mutual Funds, Project Portfolio..., Analysis, Budgets, Project Planning, Wealth Management, Vendor Management, Requirements Gathering, Marketing, Software Documentation, SDLC, Risk Management, Business Process..., Leadership, Relationship Management, Program Management, Strategy
Education
Pace University - Lubin School of Business 1986 — 1989
Master of Business Administration (MBA), Management Information Systems and Services
City University of New York-Brooklyn College 1980 — 1983
Bachelor of Applied Science (BASc), Computer and Information Sciences and Support Services
EDGAR Online, a division of R.R. Donnelley & Sons Company August 2014 - Present
E*TRADE Financial September 2011 - November 2013
CashEdge November 2010 - September 2011
The Depository Trust & Clearing Corporation (DTCC, Formerly NSCC) 1996 - 2009
DTCC (The Depository Trust and Clearing Corporation ) 1996 - 2003
Smith Barney 1987 - 1996
Skills
Product Management, Cross-functional Team..., Business Analysis, Business Intelligence, Project Management, Business Strategy, Financial Services, Management, Mutual Funds, Project Portfolio..., Analysis, Budgets, Project Planning, Wealth Management, Vendor Management, Requirements Gathering, Marketing, Software Documentation, SDLC, Risk Management, Business Process..., Leadership, Relationship Management, Program Management, Strategy
Education
Pace University - Lubin School of Business 1986 — 1989
Master of Business Administration (MBA), Management Information Systems and Services
City University of New York-Brooklyn College 1980 — 1983
Bachelor of Applied Science (BASc), Computer and Information Sciences and Support Services
Dave Hoppe Dave Hoppe's Smith Barney Experience 1998 - 2006
Job Vice President, Financial Consultant at Charles Schwab
Industry Financial Services
Experience
Charles Schwab June 2008 - Present
H&R Block Financial Advisors 2006 - 2008
Smith Barney 1998 - 2006
GE Lighting 1993 - 1998
Sterling Health 1992 - 1994
Fist Brokerage 1990 - 1991
Education
Carleton College 1985 — 1989
BA, History
Watertown-Mayer High School 1980 — 1989
Charles Schwab June 2008 - Present
H&R Block Financial Advisors 2006 - 2008
Smith Barney 1998 - 2006
GE Lighting 1993 - 1998
Sterling Health 1992 - 1994
Fist Brokerage 1990 - 1991
Education
Carleton College 1985 — 1989
BA, History
Watertown-Mayer High School 1980 — 1989
Irene Katz Irene Katz's Smith Barney Experience 1995 - 1996
Job Business Analyst at Canon USA
Industry Financial Services
Experience
Canon USA April 2012 - Present
Morgan Stanley Smith Barney March 2000 - 2012
Arrow Electronics April 1998 - February 2000
Bear Sterns 1996 - April 1998
Smith Barney 1995 - 1996
MGRCONSULTING GROUP 1994 - 1995
Skills
COBOL, VSAM, Mainframe, Fileaid, CICS, JCL, DB2, TSO, Visual Basic, Visio, SQL DB2, Xpediter, Intertest, Endeavor, Change Management, Panvalet, File Management, Microsoft Word, Microsoft Excel, Microsoft Project, COBOLII, Agile Methodologies, Scrum, Business Analysis, SDLC, Consulting
Education
City University of New York-Brooklyn College 1990 — 1994
Bachelor's degree, Economics and Computer Science
Canon USA April 2012 - Present
Morgan Stanley Smith Barney March 2000 - 2012
Arrow Electronics April 1998 - February 2000
Bear Sterns 1996 - April 1998
Smith Barney 1995 - 1996
MGRCONSULTING GROUP 1994 - 1995
Skills
COBOL, VSAM, Mainframe, Fileaid, CICS, JCL, DB2, TSO, Visual Basic, Visio, SQL DB2, Xpediter, Intertest, Endeavor, Change Management, Panvalet, File Management, Microsoft Word, Microsoft Excel, Microsoft Project, COBOLII, Agile Methodologies, Scrum, Business Analysis, SDLC, Consulting
Education
City University of New York-Brooklyn College 1990 — 1994
Bachelor's degree, Economics and Computer Science
Jason Higley Jason Higley's Smith Barney Experience January 1987 - January 1996
Job Architectural Planning Consultant, 3D Modeler, CAD Drafter, Low Voltage Special Systems
Industry Architecture & Planning
Experience
Low Voltage/IT Architectural Planning Consultant, 3D Modeler 1998 - Present
TouristFlorida.com January 1999 - December 2014
New York Life Insurance Company January 1996 - March 1998
Smith Barney January 1987 - January 1996
Skills
AutoCAD, Revit, Architectural Drawings, Architecture, BIM, Microsoft Office, AutoCAD Architecture, CAD, Interior Architecture, 3D Modeling, IT Solutions, 3D Architectural..., Structured Cabling, Audio Visual System..., Security System Design, Low Voltage Design, Telecommunications..., Business Management, Web Design, Paralegal, SEC filings, Business Planning, Open Office, Inventory Control, Tourism, Voice/data Planning, Market Research, Marketing Management, Business Law, Image Processing, Astronomy, Legal Compliance, Fiduciary Documents, Animation, Blender, Business Communications, Document Management, Technical Documentation, Product Specification, Proofreading, QuickBooks, Audio System Design, Team Leadership, Network Architecture, Photoshop
Education
City University of New York
Bachelor of Science, with Honors, Business Management, Minor in Marketing
City University of New York
Associate in Applied Science, with Honors, Business Management
Low Voltage/IT Architectural Planning Consultant, 3D Modeler 1998 - Present
TouristFlorida.com January 1999 - December 2014
New York Life Insurance Company January 1996 - March 1998
Smith Barney January 1987 - January 1996
Skills
AutoCAD, Revit, Architectural Drawings, Architecture, BIM, Microsoft Office, AutoCAD Architecture, CAD, Interior Architecture, 3D Modeling, IT Solutions, 3D Architectural..., Structured Cabling, Audio Visual System..., Security System Design, Low Voltage Design, Telecommunications..., Business Management, Web Design, Paralegal, SEC filings, Business Planning, Open Office, Inventory Control, Tourism, Voice/data Planning, Market Research, Marketing Management, Business Law, Image Processing, Astronomy, Legal Compliance, Fiduciary Documents, Animation, Blender, Business Communications, Document Management, Technical Documentation, Product Specification, Proofreading, QuickBooks, Audio System Design, Team Leadership, Network Architecture, Photoshop
Education
City University of New York
Bachelor of Science, with Honors, Business Management, Minor in Marketing
City University of New York
Associate in Applied Science, with Honors, Business Management
Igor Darmogray Igor Darmogray's Smith Barney Experience January 2004 - May 2004
Job Chief Financial Officer at TimePiecesNow LTD
Industry Wholesale
Experience
TimePiecesNow LTD October 2013 - Present
Time Pieces Now LTD January 2012 - October 2013
The Bank of New York May 2006 - January 2012
JPMorgan Chase Bank May 2006 - October 2006
Au Bon Pain Inc November 2004 - May 2006
Smith Barney January 2004 - May 2004
Skills
Finance, Corporate Finance, Banking, Sales, Management, Accounting, Operations Management, Business Strategy, Negotiation, Strategic Planning, Due Diligence, Leadership, Training, Team Building, Auditing, Analysis, Strategy, Microsoft Excel, Business Development, Business Planning, New Business Development, Retail
Education
CUNY Brooklyn College 2002 — 2004
Bachelor of Science, Management and Finance
City University of New York-Brooklyn College 2000 — 2004
Finance, Finance
TimePiecesNow LTD October 2013 - Present
Time Pieces Now LTD January 2012 - October 2013
The Bank of New York May 2006 - January 2012
JPMorgan Chase Bank May 2006 - October 2006
Au Bon Pain Inc November 2004 - May 2006
Smith Barney January 2004 - May 2004
Skills
Finance, Corporate Finance, Banking, Sales, Management, Accounting, Operations Management, Business Strategy, Negotiation, Strategic Planning, Due Diligence, Leadership, Training, Team Building, Auditing, Analysis, Strategy, Microsoft Excel, Business Development, Business Planning, New Business Development, Retail
Education
CUNY Brooklyn College 2002 — 2004
Bachelor of Science, Management and Finance
City University of New York-Brooklyn College 2000 — 2004
Finance, Finance
Lorie Cornick's Smith Barney Experience April 1996 - August 1999
Job Executive Assistant
Industry E-Learning
Experience
The Social Express 2012 - 2013
North Carolina Biotechnology Center April 2010 - April 2012
J.P. Morgan February 2006 - February 2010
Key Energy Services September 2005 - February 2006
Marathon Oil Corporation June 2003 - September 2005
Minute Maid December 2001 - March 2003
Deloitte Touche, Guam September 1999 - May 2001
Smith Barney April 1996 - August 1999
US Navy January 1986 - May 1995
Skills
Microsoft Office, Event Planning, Travel Planning, Expense Reports, Time Management, Organization, Typing, Filing, Research, Training, Lotus Notes, Outlook, PowerPoint
Education
California State University-Northridge 2006 — 2006
Psychology
University of Houston-Downtown 2003 — 2005
Psychology
University of Maryland - Asian Division 1993 — 1995
Psychology
The Social Express 2012 - 2013
North Carolina Biotechnology Center April 2010 - April 2012
J.P. Morgan February 2006 - February 2010
Key Energy Services September 2005 - February 2006
Marathon Oil Corporation June 2003 - September 2005
Minute Maid December 2001 - March 2003
Deloitte Touche, Guam September 1999 - May 2001
Smith Barney April 1996 - August 1999
US Navy January 1986 - May 1995
Skills
Microsoft Office, Event Planning, Travel Planning, Expense Reports, Time Management, Organization, Typing, Filing, Research, Training, Lotus Notes, Outlook, PowerPoint
Education
California State University-Northridge 2006 — 2006
Psychology
University of Houston-Downtown 2003 — 2005
Psychology
University of Maryland - Asian Division 1993 — 1995
Psychology
Sandy Lee Hurst's Smith Barney Experience 2001 - 2003
Job Managing Broker Destination Homes NW / CBBain
Industry Real Estate
Experience
Destination Homes NW - Coldwell Banker Bain April 2013 - Present
Sandy Lee Realty April 2012 - April 2013
Snoqualmie Casino September 2008 - August 2010
Windermere Real Estate June 2007 - May 2009
Coldwell Banker Bain February 2004 - June 2007
Accounting Source, Inc. October 2002 - August 2004
Smith Barney 2001 - 2003
Merrill Lynch August 1999 - October 2002
Skills
Real Estate, Relocation, Investment Properties, Investments, Selling, Customer Service, Short Sales, Foreclosures, Negotiation, Budgets, Referrals, First Time Home Buyers, Single Family Homes, Sellers, Financial Analysis, Team Building, REO, Real Estate Transactions, Management, Leadership, Residential Homes, Payroll, Accounting, Buyers, Condos, Townhomes, Property, Buyer Representation, Sales, Real Property, New Home Sales, Listings, Luxury, Investors, Rentals, Vacation Homes, New Homes, Real Estate Development, 1031 Exchanges, Relocation Buyers, Council of Residential..., Home Staging, Seniors, Commercial Real Estate, FHA, Sales Management
Education
Central Washington University 1996 — 1997
Bachelor of Science, Accounting
Principia College
Fashion Design
West High School, Bremerton, WA
Destination Homes NW - Coldwell Banker Bain April 2013 - Present
Sandy Lee Realty April 2012 - April 2013
Snoqualmie Casino September 2008 - August 2010
Windermere Real Estate June 2007 - May 2009
Coldwell Banker Bain February 2004 - June 2007
Accounting Source, Inc. October 2002 - August 2004
Smith Barney 2001 - 2003
Merrill Lynch August 1999 - October 2002
Skills
Real Estate, Relocation, Investment Properties, Investments, Selling, Customer Service, Short Sales, Foreclosures, Negotiation, Budgets, Referrals, First Time Home Buyers, Single Family Homes, Sellers, Financial Analysis, Team Building, REO, Real Estate Transactions, Management, Leadership, Residential Homes, Payroll, Accounting, Buyers, Condos, Townhomes, Property, Buyer Representation, Sales, Real Property, New Home Sales, Listings, Luxury, Investors, Rentals, Vacation Homes, New Homes, Real Estate Development, 1031 Exchanges, Relocation Buyers, Council of Residential..., Home Staging, Seniors, Commercial Real Estate, FHA, Sales Management
Education
Central Washington University 1996 — 1997
Bachelor of Science, Accounting
Principia College
Fashion Design
West High School, Bremerton, WA
Jeffrey Strouse Jeffrey Strouse's Smith Barney Experience July 2000 - August 2006
Job Executive Director, Lead Wealth Management Consultant at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services September 2010 - Present
UBS 2006 - 2010
Smith Barney July 2000 - August 2006
Jeffrey B. Strouse & Associates 1990 - 2000
Ernst & Young CPA s 1985 - 1990
Education
University of Mississippi
Bachelor's degree, Accountancy
Esperti Peterson Institute- Global Center of Wealth Design
Post-doctoral Fellow
Capital University Law School 1983 — 1986
Doctor of Law (JD)
UBS Financial Services September 2010 - Present
UBS 2006 - 2010
Smith Barney July 2000 - August 2006
Jeffrey B. Strouse & Associates 1990 - 2000
Ernst & Young CPA s 1985 - 1990
Education
University of Mississippi
Bachelor's degree, Accountancy
Esperti Peterson Institute- Global Center of Wealth Design
Post-doctoral Fellow
Capital University Law School 1983 — 1986
Doctor of Law (JD)
David Wolfley CRPC®'s Smith Barney Experience April 1999 - March 2006
Job Senior Vice President Wealth Management, Portfolio Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. September 2011 - Present
Wells Fargo Advisors, LLC March 2006 - September 2011
Smith Barney April 1999 - March 2006
Education
California State University-Long Beach - College of Business Administration 1996 — 1998
Finance
UBS Financial Services Inc. September 2011 - Present
Wells Fargo Advisors, LLC March 2006 - September 2011
Smith Barney April 1999 - March 2006
Education
California State University-Long Beach - College of Business Administration 1996 — 1998
Finance
Carlene Fort Carlene Fort's Smith Barney Experience 2004 - 2005
Job Contracts & Proposals Manager at Mediscan Staffing Services
Industry Staffing and Recruiting
Experience
Mediscan Staffing Services July 2007 - Present
It Works Global September 2012 - Present
US Bank 2006 - 2007
The Loyalty Group 2005 - 2006
Smith Barney 2004 - 2005
AIMCO May 2003 - December 2004
Skills
Human Resources, Marketing, Outlook, Healthcare, Microsoft Word, Coaching, Customer Service, Contract Negotiation, Communication, Microsoft Office, Microsoft Excel, Social Media Marketing, Recruiting, Management, Strategy, Sales, Leadership, Executive Level..., Executive..., Public Relations
Education
Utah State University 2009 — 2011
Bachelor's degree, Communication Sciences and Disorders, General
Burlington High School
California State University-Northridge
Bachelor of Business Administration (B.B.A.), Business Administration concentration in Real Estate
Mediscan Staffing Services July 2007 - Present
It Works Global September 2012 - Present
US Bank 2006 - 2007
The Loyalty Group 2005 - 2006
Smith Barney 2004 - 2005
AIMCO May 2003 - December 2004
Skills
Human Resources, Marketing, Outlook, Healthcare, Microsoft Word, Coaching, Customer Service, Contract Negotiation, Communication, Microsoft Office, Microsoft Excel, Social Media Marketing, Recruiting, Management, Strategy, Sales, Leadership, Executive Level..., Executive..., Public Relations
Education
Utah State University 2009 — 2011
Bachelor's degree, Communication Sciences and Disorders, General
Burlington High School
California State University-Northridge
Bachelor of Business Administration (B.B.A.), Business Administration concentration in Real Estate
Stefanie Hayes Stefanie Hayes's Smith Barney Experience 1997 - 2005
Job Global Marketing Manager, Citi
Industry Marketing and Advertising
Experience
Citi January 2013 - Present
Citi July 2008 - January 2013
World Alliance Financial Corp.--f/k/a Vertical Lend, Inc. 2005 - 2008
Senior Lending Network 2005 - 2008
Smith Barney 1997 - 2005
Roosevelt Savings Bank June 1991 - October 1994
Skills
Business Development, Strategy, Project Management, Mortgage Lending, Financial Modeling, Microsoft Excel, Loans, Product Marketing, Marketing Research, Marketing, Banking, Management, Marketing Communications, Credit, Financial Services, Leadership, Program Management, Commercial Banking, Relationship Management, Investment Banking, Competitive Intelligence, Entrepreneurship, Microsoft Office, Vendor Management
Education
City University of New York-College of Staten Island 1991 — 1996
BA, Business Administration
Kingsborough Community College 1991 — 1993
AA, Liberal Arts
Citi January 2013 - Present
Citi July 2008 - January 2013
World Alliance Financial Corp.--f/k/a Vertical Lend, Inc. 2005 - 2008
Senior Lending Network 2005 - 2008
Smith Barney 1997 - 2005
Roosevelt Savings Bank June 1991 - October 1994
Skills
Business Development, Strategy, Project Management, Mortgage Lending, Financial Modeling, Microsoft Excel, Loans, Product Marketing, Marketing Research, Marketing, Banking, Management, Marketing Communications, Credit, Financial Services, Leadership, Program Management, Commercial Banking, Relationship Management, Investment Banking, Competitive Intelligence, Entrepreneurship, Microsoft Office, Vendor Management
Education
City University of New York-College of Staten Island 1991 — 1996
BA, Business Administration
Kingsborough Community College 1991 — 1993
AA, Liberal Arts
Anna Wegrzyn Anna Wegrzyn's Smith Barney Experience September 2002 - August 2003
Job Director of Finance at The Michael Cohen Group
Industry Accounting
Experience
Michael Cohen Group, LLC April 2009 - Present
Bodis, LLC July 2007 - Present
SecureWatch24 September 2003 - October 2007
Smith Barney September 2002 - August 2003
Skills
Accounting Management, Cash Management, Financial Analysis, Budget, Software, Accounting, Corporate Budgeting, Monthly Closing, Revenue Recognition, Budget Process, Year-end Close, Activity Based...
Education
Saint Joseph's College 2013 — 2014
Master of Accountancy
City University of New York-College of Staten Island 1999 — 2003
BS, International Finance and Accounting
Michael Cohen Group, LLC April 2009 - Present
Bodis, LLC July 2007 - Present
SecureWatch24 September 2003 - October 2007
Smith Barney September 2002 - August 2003
Skills
Accounting Management, Cash Management, Financial Analysis, Budget, Software, Accounting, Corporate Budgeting, Monthly Closing, Revenue Recognition, Budget Process, Year-end Close, Activity Based...
Education
Saint Joseph's College 2013 — 2014
Master of Accountancy
City University of New York-College of Staten Island 1999 — 2003
BS, International Finance and Accounting
Nate Reynolds Nate Reynolds's Smith Barney Experience March 2004 - December 2006
Job VP Operations
Industry Construction
Experience
ICM 2011 - Present
Smith Barney March 2004 - December 2006
Education
Chapman University, The George L. Argyros School of Business and Economics 2000 — 2004
Dbl Mjr International Business and Finance, Finance / Entreprenuerial Enterprise
ICM 2011 - Present
Smith Barney March 2004 - December 2006
Education
Chapman University, The George L. Argyros School of Business and Economics 2000 — 2004
Dbl Mjr International Business and Finance, Finance / Entreprenuerial Enterprise
Jamie Wagerman - Bueman's Smith Barney Experience May 1997 - January 1999
Job Senior Account Executive at Zapper.com
Industry Marketing and Advertising
Experience
Zapper.com September 2015 - Present
Groupon October 2014 - September 2015
SocialFlow November 2013 - October 2014
OpenTable March 2000 - April 2004
OpenTable April 1999 - March 2000
Hall Kinion January 1999 - April 1999
Smith Barney May 1997 - January 1999
Skills
Salesforce.com, Online Advertising, Account Management, Cold Calling, Email Marketing, Sales Process, Social Media Marketing, Sales, Online Marketing, Recruiting, New Business Development, Start-ups, Advertising, Time Management, Marketing, Sales Management, Business Development, Social Media, Facebook
Education
California State University-Sacramento
Bachelor of Arts (BA), Communication, General
Zapper.com September 2015 - Present
Groupon October 2014 - September 2015
SocialFlow November 2013 - October 2014
OpenTable March 2000 - April 2004
OpenTable April 1999 - March 2000
Hall Kinion January 1999 - April 1999
Smith Barney May 1997 - January 1999
Skills
Salesforce.com, Online Advertising, Account Management, Cold Calling, Email Marketing, Sales Process, Social Media Marketing, Sales, Online Marketing, Recruiting, New Business Development, Start-ups, Advertising, Time Management, Marketing, Sales Management, Business Development, Social Media, Facebook
Education
California State University-Sacramento
Bachelor of Arts (BA), Communication, General
Shawn Ecklund's Smith Barney Experience November 1998 - November 2001
Job Raymond James Financial Services, Inc. Member FINRA/SIPC 1125 E 16th St Upland, CA 91784 9099818996
Industry Financial Services
Experience
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2008 - Present
Glencrest Investment Advisors November 2001 - May 2008
Smith Barney November 1998 - November 2001
Skills
Retirement Planning, Investments, Financial Goals, Wealth Management, Retirement, Asset Allocation, Strategic Financial..., Fiduciary Services, Fixed Annuities, Risk Management, Securities, Asset Management, Alternative Investments, Series 24, Strategy, Equities, Investment Management, Mutual Funds, Credit, Financial Planners, Investment Advisory, Finance, Series 63, Uniform Combined State..., 401k, Financial Services, Management, Financial Analysis, Wealth, ETFs, Portfolio Management, Investment Strategies, Financial Advisory, Defined Benefit, IRAs, Estate Planning, Retirement Plan..., Wealth Management..., Pensions, Employee Benefits, Series 7, Long-term Care, Series 6, Insurance, Life Insurance, Series 65, Wealth Accumulation, High Net Worth..., Financial Risk, 401k Rollovers
Education
California State University-San Bernardino - College of Business and Public Administration 1992 — 1994
BS, Business Administration
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2008 - Present
Glencrest Investment Advisors November 2001 - May 2008
Smith Barney November 1998 - November 2001
Skills
Retirement Planning, Investments, Financial Goals, Wealth Management, Retirement, Asset Allocation, Strategic Financial..., Fiduciary Services, Fixed Annuities, Risk Management, Securities, Asset Management, Alternative Investments, Series 24, Strategy, Equities, Investment Management, Mutual Funds, Credit, Financial Planners, Investment Advisory, Finance, Series 63, Uniform Combined State..., 401k, Financial Services, Management, Financial Analysis, Wealth, ETFs, Portfolio Management, Investment Strategies, Financial Advisory, Defined Benefit, IRAs, Estate Planning, Retirement Plan..., Wealth Management..., Pensions, Employee Benefits, Series 7, Long-term Care, Series 6, Insurance, Life Insurance, Series 65, Wealth Accumulation, High Net Worth..., Financial Risk, 401k Rollovers
Education
California State University-San Bernardino - College of Business and Public Administration 1992 — 1994
BS, Business Administration
Benjamin Nguyen Benjamin Nguyen's Smith Barney Experience June 2010 - February 2011
Job Mobile UX for Gaming and Currency, UX research
Industry Information Technology and Services
Experience
High 5 Games April 2013 - Present
Forex Company March 2011 - April 2013
Smith Barney June 2010 - February 2011
Morgan Stanley Smith Barney June 2009 - June 2010
Skills
User Experience, Information Architecture, Usability, Usability Testing, Accessibility, User-centered Design, Wireframes, Interaction Design, User Experience Design, Axure, Wire Framing, User Interface Design, User Research, Usability Engineering, User Interface, Card Sorting, Heuristic Evaluation, OmniGraffle, Agile Methodologies, Mobile Applications, User Scenarios
Education
City University of New York
B.S, Information Design, Human Computer Interaction
High 5 Games April 2013 - Present
Forex Company March 2011 - April 2013
Smith Barney June 2010 - February 2011
Morgan Stanley Smith Barney June 2009 - June 2010
Skills
User Experience, Information Architecture, Usability, Usability Testing, Accessibility, User-centered Design, Wireframes, Interaction Design, User Experience Design, Axure, Wire Framing, User Interface Design, User Research, Usability Engineering, User Interface, Card Sorting, Heuristic Evaluation, OmniGraffle, Agile Methodologies, Mobile Applications, User Scenarios
Education
City University of New York
B.S, Information Design, Human Computer Interaction
Donald Morgan Donald Morgan's Smith Barney Experience November 1995 - July 2005
Job Principal and Financial Advisor at Independent Wealth Connections, LLC
Industry Financial Services
Experience
Independent Wealth Connections January 2010 - Present
UBS Wealth Management July 2005 - January 2010
Smith Barney November 1995 - July 2005
Resource Computing February 1994 - October 1995
North Idaho Credit December 1992 - January 1994
Coast MedCom January 1986 - December 1992
American Investigators 1978 - 1986
Education
Leadership Spokane 2005 — 2006
Leadership
California State University-Los Angeles 1977 — 1982
Political Science and Economics
Independent Wealth Connections January 2010 - Present
UBS Wealth Management July 2005 - January 2010
Smith Barney November 1995 - July 2005
Resource Computing February 1994 - October 1995
North Idaho Credit December 1992 - January 1994
Coast MedCom January 1986 - December 1992
American Investigators 1978 - 1986
Education
Leadership Spokane 2005 — 2006
Leadership
California State University-Los Angeles 1977 — 1982
Political Science and Economics
Dave Winters Dave Winters's Smith Barney Experience June 1997 - May 2005
Job Cascade Autocenter Subaru, Mazda, Chevy, Cadillac also great used cars
Industry Automotive
Experience
Cascade Autocenter 2015 - Present
Icicle Enterprises 2009 - Present
Central Washington University September 2007 - May 2010
Smith Barney June 1997 - May 2005
Skills
Wine Education, Event Management, Event Planning, Public Relations, Wine, Wine Tasting, Advertising, Marketing Strategy, Customer Service, Promotions, Wine Knowledge, Customer Relations, Wine Sales, Social Media, Public Speaking, Writing, Sales, Menu Development, Food, Wineries, Restaurants, Small Business, Winemaking, Leadership, Marketing Management, Beer, Brand Development, Entrepreneurship, Management, Marketing, Marketing Communications, Sales Management, Time Management, Training, Social Media Marketing, Social Networking, Food, New Business Development, Team Building, Online Marketing
Education
Washington State University 1981 — 1983
BS, Horticulture
Central Washington University 1979 — 1981
Wenatchee Leadership Program
Cascade Autocenter 2015 - Present
Icicle Enterprises 2009 - Present
Central Washington University September 2007 - May 2010
Smith Barney June 1997 - May 2005
Skills
Wine Education, Event Management, Event Planning, Public Relations, Wine, Wine Tasting, Advertising, Marketing Strategy, Customer Service, Promotions, Wine Knowledge, Customer Relations, Wine Sales, Social Media, Public Speaking, Writing, Sales, Menu Development, Food, Wineries, Restaurants, Small Business, Winemaking, Leadership, Marketing Management, Beer, Brand Development, Entrepreneurship, Management, Marketing, Marketing Communications, Sales Management, Time Management, Training, Social Media Marketing, Social Networking, Food, New Business Development, Team Building, Online Marketing
Education
Washington State University 1981 — 1983
BS, Horticulture
Central Washington University 1979 — 1981
Wenatchee Leadership Program
Barbara Pender (Social Sage)'s Smith Barney Experience January 1997 - January 2000
Job Six Sigma CertifiedProject Mgr I Certified Social Media Strategist l Authority Media Consultant l Professional Speaker
Industry Management Consulting
Experience
Blanton Techknowledge September 2007 - Present
Blanton Techknowledge 2007 - Present
Insight Global March 2011 - July 2013
First Group November 2009 - 2010
First Student June 2007 - May 2009
International Social Media Association 2007 - 2009
ServiceMaster June 2004 - January 2007
Terminix, International June 2002 - June 2004
Bear Stearns, Securities January 2000 - January 2001
Smith Barney January 1997 - January 2000
Skills
International Project..., Global Program Manager, Technology..., Training Delivery, Social Media Marketing, Virtual, Remote Team Management, Project Management, Virtual Teams, Technology, Business Travel, Instructor-led Training, Social Media Strategist, Dynamic Speaker, Change Management, Business Analysis, Visio, MS Project, Leadership, Software Documentation, VoIP, Call Centers, CRM, SharePoint, Integration, Management, Training, Business Intelligence, Customer Satisfaction, Six Sigma, Strategy, Quality Assurance, Salesforce.com, PMO, Process Improvement, Scrum, Vendor Management, Human Resources, Agile Methodologies, PMP, Project Portfolio..., Resource Management, SDLC, Business Process..., Cisco Technologies, Global Infrastructure..., Cross-functional Team..., IT Management, Information Technology, Business Process
Education
Capella University 2010 — 2010
BA, Project Management
LitheSpeed, LLC 2009 — 2009
CSM, Scrum, Agile
Alphaware Training Institute 2008 — 2008
PMI completion credits, PMP Assessment Readiness
DDI - Servicemaster 2006 — 2006
DDI, Development Dimensions International
Genesys University 2006 — 2006
Framework/Installation, Genesys Framework Configuration and Installation
TMC Net 2006 — 2006
IP/PBX, VoIP
Six Sigma - Servicemaster 2005 — 2005
SSGB, Six Sigma
University of Miami - School of Business 1978 — 1982
Business Law and Advertising
Blanton Techknowledge September 2007 - Present
Blanton Techknowledge 2007 - Present
Insight Global March 2011 - July 2013
First Group November 2009 - 2010
First Student June 2007 - May 2009
International Social Media Association 2007 - 2009
ServiceMaster June 2004 - January 2007
Terminix, International June 2002 - June 2004
Bear Stearns, Securities January 2000 - January 2001
Smith Barney January 1997 - January 2000
Skills
International Project..., Global Program Manager, Technology..., Training Delivery, Social Media Marketing, Virtual, Remote Team Management, Project Management, Virtual Teams, Technology, Business Travel, Instructor-led Training, Social Media Strategist, Dynamic Speaker, Change Management, Business Analysis, Visio, MS Project, Leadership, Software Documentation, VoIP, Call Centers, CRM, SharePoint, Integration, Management, Training, Business Intelligence, Customer Satisfaction, Six Sigma, Strategy, Quality Assurance, Salesforce.com, PMO, Process Improvement, Scrum, Vendor Management, Human Resources, Agile Methodologies, PMP, Project Portfolio..., Resource Management, SDLC, Business Process..., Cisco Technologies, Global Infrastructure..., Cross-functional Team..., IT Management, Information Technology, Business Process
Education
Capella University 2010 — 2010
BA, Project Management
LitheSpeed, LLC 2009 — 2009
CSM, Scrum, Agile
Alphaware Training Institute 2008 — 2008
PMI completion credits, PMP Assessment Readiness
DDI - Servicemaster 2006 — 2006
DDI, Development Dimensions International
Genesys University 2006 — 2006
Framework/Installation, Genesys Framework Configuration and Installation
TMC Net 2006 — 2006
IP/PBX, VoIP
Six Sigma - Servicemaster 2005 — 2005
SSGB, Six Sigma
University of Miami - School of Business 1978 — 1982
Business Law and Advertising
Chad M. Olson Chad M. Olson's Smith Barney Experience 1995 - 1995
Job Finance Manager at Abbott Laboratories
Industry Pharmaceuticals
Experience
Abbott Laboratories February 2012 - Present
Abbott Laboratories 2006 - February 2012
Abbott Laboratories 2004 - 2006
Olson Consulting 1997 - 2004
Kemper Insurance 2001 - 2003
Lante 1999 - 2000
MMI Companies (Acquired by The St Paul Companies) 1997 - 1999
Smith Barney 1995 - 1995
Skills
SAP, Financial Reporting, Microsoft Office, PeopleSoft, Process Improvement, Strategic Planning, Change Management, Cross-functional Team..., Business Analysis, Project Management, Budget, Team Building, Analysis, Financial Analysis, Contract Negotiation
Education
Marquette University 1998 — 2002
MBA
Carthage College 1991 — 1995
BA, Finance, Economics
Abbott Laboratories February 2012 - Present
Abbott Laboratories 2006 - February 2012
Abbott Laboratories 2004 - 2006
Olson Consulting 1997 - 2004
Kemper Insurance 2001 - 2003
Lante 1999 - 2000
MMI Companies (Acquired by The St Paul Companies) 1997 - 1999
Smith Barney 1995 - 1995
Skills
SAP, Financial Reporting, Microsoft Office, PeopleSoft, Process Improvement, Strategic Planning, Change Management, Cross-functional Team..., Business Analysis, Project Management, Budget, Team Building, Analysis, Financial Analysis, Contract Negotiation
Education
Marquette University 1998 — 2002
MBA
Carthage College 1991 — 1995
BA, Finance, Economics
Gloria Musto Gloria Musto's Smith Barney Experience 1992 - August 2001
Job Director of Student Activities and Teacher at Fontbonne Hall Academy
Industry Education Management
Experience
Fontbonne Hall Academy September 2002 - Present
Smith Barney 1992 - August 2001
American Cancer Society 1988 - 1998
Skills
Teaching, Differentiated..., Classroom Management, Literacy, Educational Leadership, K-12, Elementary Education, Classroom, Curriculum Design, Curriculum Development, Teacher Training, Public Speaking, Fundraising, Tutoring, Lesson Planning, Educational Technology, Distance Learning, Social Studies, Smartboard, Early Childhood..., Test Preparation, Common Core State..., Coaching, Instructional Technology, Instructional Design, Staff Development, Adult Education, Student Counseling, E-Learning, Secondary Education, Technology Integration, Guided Reading, Program Development, Educational Research, Pedagogy, Leadership Development, Nonprofits, Cooperative Learning
Education
St. John's University, NY 2006 — 2008
M.S.ED, Education
Brooklyn College 1978 — 1980
M.S. ED., Educaton
Hunter College 1971 — 1975
Bachelor of Arts (B.A.)
Fontbonne Hall Academy 1967 — 1971
Fontbonne Hall Academy September 2002 - Present
Smith Barney 1992 - August 2001
American Cancer Society 1988 - 1998
Skills
Teaching, Differentiated..., Classroom Management, Literacy, Educational Leadership, K-12, Elementary Education, Classroom, Curriculum Design, Curriculum Development, Teacher Training, Public Speaking, Fundraising, Tutoring, Lesson Planning, Educational Technology, Distance Learning, Social Studies, Smartboard, Early Childhood..., Test Preparation, Common Core State..., Coaching, Instructional Technology, Instructional Design, Staff Development, Adult Education, Student Counseling, E-Learning, Secondary Education, Technology Integration, Guided Reading, Program Development, Educational Research, Pedagogy, Leadership Development, Nonprofits, Cooperative Learning
Education
St. John's University, NY 2006 — 2008
M.S.ED, Education
Brooklyn College 1978 — 1980
M.S. ED., Educaton
Hunter College 1971 — 1975
Bachelor of Arts (B.A.)
Fontbonne Hall Academy 1967 — 1971
Ira Gewirtz Ira Gewirtz's Smith Barney Experience April 2005 - November 2007
Job Vice President, Senior Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch Global Wealth Management November 2007 - Present
Smith Barney April 2005 - November 2007
Bear Stearns 1981 - January 2004
The Miller-Wohl Company September 1975 - April 1981
Price Waterhouse July 1974 - June 1975
Skills
Series 7, Investments, Asset Management, Equities, Fixed Income, Asset Managment, Alternative Investments, Hedge Funds, Retirement, Separately Managed..., Asset Allocation, Risk Management, Series 65, Strategic Financial..., Financial Planning, Series 63, Investment Banking, IRAs, Capital Markets, Trading, Securities, Financial Services, Finance
Education
New York University 2004 — 2005
Financial Planning and Services
New York University 1980 — 1981
certificate in programming, mainframe programming
City University of New York-Brooklyn College 1970 — 1974
BS in Accounting, Accounting, Investments, Economics
Merrill Lynch Global Wealth Management November 2007 - Present
Smith Barney April 2005 - November 2007
Bear Stearns 1981 - January 2004
The Miller-Wohl Company September 1975 - April 1981
Price Waterhouse July 1974 - June 1975
Skills
Series 7, Investments, Asset Management, Equities, Fixed Income, Asset Managment, Alternative Investments, Hedge Funds, Retirement, Separately Managed..., Asset Allocation, Risk Management, Series 65, Strategic Financial..., Financial Planning, Series 63, Investment Banking, IRAs, Capital Markets, Trading, Securities, Financial Services, Finance
Education
New York University 2004 — 2005
Financial Planning and Services
New York University 1980 — 1981
certificate in programming, mainframe programming
City University of New York-Brooklyn College 1970 — 1974
BS in Accounting, Accounting, Investments, Economics
Alex Leon, CCISO Alex Leon, CCISO's Smith Barney Experience December 1994 - December 2003
Job Security and Risk Management Leader ♛ C|CISO | CISSP | CSXF | CISM | CISA | CRISC ♛ IT Risk | IT Mgmt | Cyber | IT Audit
Industry Financial Services
Experience
Citi December 1994 - Present
Citigroup December 1994 - December 2007
Smith Barney December 1994 - December 2003
AST StockPlan (Acquired by Smith Barney) December 1994 - October 2001
H&R Block December 1994 - May 1997
American Stock Transfer & Trust Company, LLC December 1994 - November 1996
GGMC Parking, LLC June 1992 - December 1994
Skills
CISSP, Information Security, Cyber-security, CISM, Security Management, Information Security..., Risk Management, Security, IT Audit, Business Continuity, Disaster Recovery, Vulnerability Management, Security Audits, SIEM, IT Risk Management, Change Management, IT Management, Management, Process Improvement, IT Service Management, Computer Security, Vendor Management, Microsoft Exchange, IT Strategy, Security Incident &..., ITIL, Integration, Microsoft Excel, Risk Assessment, SDLC, Information Technology, Financial Risk, CISA, Blackberry Enterprise..., Sourcing, Vulnerability Assessment, Project Management, Configuration Management, Business Analysis, Crisis Management, Compliance, Enterprise Risk..., Emerging Technologies, Business Impact Analysis, Subject Matter Experts, Antivirus, Email Hosting, Resilience, Governance
Education
Pace University 2014 — 2015
Certified Internal Auditor® (CIA®) Candidate
Colorado Technical University 2007 — 2008
Master's Degree, Master of Science in Management in Information Technology Management
Colorado Technical University 2005 — 2006
Bachelor's Degree, Bachelor of Science in Business Administration, Information Technology, Magna Cum Laude
City University of New York 1993 — 1996
Associate's Degree, Information Technology - Microcomputers for Business
ISC2 2005 — 2014
CISSP, Certified Information Systems Security Professional
ISACA 2006 — 2006
CISA, Certified Information Security Auditor
ISACA 2008 — 2008
CISM, Certified Information Security Manager
ISACA 2011 — 2011
CRISC, CRISC, Certified in Risk and Information Systems Control
Admiral Illingworth Naval Academy 1984 — 1990
High School, STEM
Citi December 1994 - Present
Citigroup December 1994 - December 2007
Smith Barney December 1994 - December 2003
AST StockPlan (Acquired by Smith Barney) December 1994 - October 2001
H&R Block December 1994 - May 1997
American Stock Transfer & Trust Company, LLC December 1994 - November 1996
GGMC Parking, LLC June 1992 - December 1994
Skills
CISSP, Information Security, Cyber-security, CISM, Security Management, Information Security..., Risk Management, Security, IT Audit, Business Continuity, Disaster Recovery, Vulnerability Management, Security Audits, SIEM, IT Risk Management, Change Management, IT Management, Management, Process Improvement, IT Service Management, Computer Security, Vendor Management, Microsoft Exchange, IT Strategy, Security Incident &..., ITIL, Integration, Microsoft Excel, Risk Assessment, SDLC, Information Technology, Financial Risk, CISA, Blackberry Enterprise..., Sourcing, Vulnerability Assessment, Project Management, Configuration Management, Business Analysis, Crisis Management, Compliance, Enterprise Risk..., Emerging Technologies, Business Impact Analysis, Subject Matter Experts, Antivirus, Email Hosting, Resilience, Governance
Education
Pace University 2014 — 2015
Certified Internal Auditor® (CIA®) Candidate
Colorado Technical University 2007 — 2008
Master's Degree, Master of Science in Management in Information Technology Management
Colorado Technical University 2005 — 2006
Bachelor's Degree, Bachelor of Science in Business Administration, Information Technology, Magna Cum Laude
City University of New York 1993 — 1996
Associate's Degree, Information Technology - Microcomputers for Business
ISC2 2005 — 2014
CISSP, Certified Information Systems Security Professional
ISACA 2006 — 2006
CISA, Certified Information Security Auditor
ISACA 2008 — 2008
CISM, Certified Information Security Manager
ISACA 2011 — 2011
CRISC, CRISC, Certified in Risk and Information Systems Control
Admiral Illingworth Naval Academy 1984 — 1990
High School, STEM
Mark Tsipis's Smith Barney Experience 2007 - 2008
Job Credit Repair Advisor l Credit Restoration l FICO Expert l Credit Score Specialist l Debt Consolidation
Industry Financial Services
Experience
MOR Credit Advisors Corp. March 2010 - Present
Bureau van Dijk 2009 - 2010
Smith Barney 2007 - 2008
Skills
Investments, Credit, Investment Banking, Financial Modeling, Real Estate, Portfolio Management, Asset Managment, Mortgage Lending, Real Estate Transactions, Real Estate Economics, Investment Properties, Funding, Asset Management, Loan Origination, Commercial Real Estate, Real Estate Financing, Finance, Commercial Mortgages, Sales, Banking, Management
Education
City University of New York-Brooklyn College
Business Management Finance, Business
Kingsborough Community College
MOR Credit Advisors Corp. March 2010 - Present
Bureau van Dijk 2009 - 2010
Smith Barney 2007 - 2008
Skills
Investments, Credit, Investment Banking, Financial Modeling, Real Estate, Portfolio Management, Asset Managment, Mortgage Lending, Real Estate Transactions, Real Estate Economics, Investment Properties, Funding, Asset Management, Loan Origination, Commercial Real Estate, Real Estate Financing, Finance, Commercial Mortgages, Sales, Banking, Management
Education
City University of New York-Brooklyn College
Business Management Finance, Business
Kingsborough Community College
Steven/Shags Shagrin, JD, CFP®, CRPC®, CRC® Steven/Shags Shagrin, JD, CFP®, CRPC®, CRC®'s Smith Barney Experience April 1993 - March 2002
Job Owner at Steven S. Shagrin Company
Industry Professional Training & Coaching
Experience
Steven S. Shagrin Company January 2011 - Present
The Money Coaching Institute August 2008 - Present
Planning For Life March 2003 - October 2008
Ameriprise Financial Advisors July 2005 - October 2006
Logix Investment Management March 2002 - January 2003
Smith Barney April 1993 - March 2002
PaineWebber April 1982 - April 1993
Heinick, Slavin & Co., CPAs May 1981 - April 1982
Burdman, Gilliland, Fleck, Mostov & Kretzer, LPA May 1978 - August 1980
Skills
Dog whisperer, Intuitive, Financial Planning, Retirement, Money, Personal Finance, Financial Education, Life Planning, Retirement Planning, Coaching, Public Speaking, Cash Flow, Leadership Development, Emotional Intelligence, Great Cook, Financial Advisory, Marketing, Small Business, Training
Education
Case Western Reserve University School of Law 1978 — 1981
JD, Taxation & Estate Planning
University of Miami 1974 — 1978
BBA, Accounting Major, Finance Minor
University of Miami - School of Business 1974 — 1978
BBA, Accounting Major, Finance Minor
Liberty High School 1970 — 1974
Steven S. Shagrin Company January 2011 - Present
The Money Coaching Institute August 2008 - Present
Planning For Life March 2003 - October 2008
Ameriprise Financial Advisors July 2005 - October 2006
Logix Investment Management March 2002 - January 2003
Smith Barney April 1993 - March 2002
PaineWebber April 1982 - April 1993
Heinick, Slavin & Co., CPAs May 1981 - April 1982
Burdman, Gilliland, Fleck, Mostov & Kretzer, LPA May 1978 - August 1980
Skills
Dog whisperer, Intuitive, Financial Planning, Retirement, Money, Personal Finance, Financial Education, Life Planning, Retirement Planning, Coaching, Public Speaking, Cash Flow, Leadership Development, Emotional Intelligence, Great Cook, Financial Advisory, Marketing, Small Business, Training
Education
Case Western Reserve University School of Law 1978 — 1981
JD, Taxation & Estate Planning
University of Miami 1974 — 1978
BBA, Accounting Major, Finance Minor
University of Miami - School of Business 1974 — 1978
BBA, Accounting Major, Finance Minor
Liberty High School 1970 — 1974
George Cabalu's Smith Barney Experience May 2001 - November 2008
Job Managing Director Investments at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors September 2013 - Present
UBS Financial Services, Inc. November 2008 - September 2013
Smith Barney May 2001 - November 2008
Skills
Investments, Investment Strategies, Finance, Financial Advisory, Management, Alternative Investments, Asset Allocation, Equities, Financial Analysis, Fixed Income, Hedge Funds, Liquidity Events, Liquidity Solutions, Exit Strategies, Investment Management
Education
George Mason University 1989 — 1992
BA, Economics
Christopher Newport University 1987 — 1989
BA, Economics
Wells Fargo Advisors September 2013 - Present
UBS Financial Services, Inc. November 2008 - September 2013
Smith Barney May 2001 - November 2008
Skills
Investments, Investment Strategies, Finance, Financial Advisory, Management, Alternative Investments, Asset Allocation, Equities, Financial Analysis, Fixed Income, Hedge Funds, Liquidity Events, Liquidity Solutions, Exit Strategies, Investment Management
Education
George Mason University 1989 — 1992
BA, Economics
Christopher Newport University 1987 — 1989
BA, Economics
Nadia Singh's Smith Barney Experience May 2008 - February 2011
Job Financial Advisor at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2011 - Present
Smith Barney May 2008 - February 2011
Smith Barney July 2000 - April 2008
Skills
Certified Divorced...
Education
City University of New York 1995 — 2000
B.S., Business Management
Wells Fargo Advisors, LLC February 2011 - Present
Smith Barney May 2008 - February 2011
Smith Barney July 2000 - April 2008
Skills
Certified Divorced...
Education
City University of New York 1995 — 2000
B.S., Business Management
Linda Morris Abbott Linda Morris Abbott's Smith Barney Experience January 1992 - January 1995
Job Participant Services at Vanguard
Industry Financial Services
Experience
Vanguard November 2014 - Present
Charles Schwab August 2000 - August 2001
Credit Suisse August 1999 - August 2000
Paine Webber January 1997 - August 1999
Waterhouse Securities June 1995 - October 1996
Smith Barney January 1992 - January 1995
Skills
Retirement Planning, Mutual Funds, Financial Analysis, Banking, Equities, Financial Planning, Portfolio Management, Financial Services, Credit, Wealth Management, Securities, Series 7, Retirement, Risk Management, Fixed Income, Insurance, Loans, Finance, Trading, FINRA, Management, Investments, Financial Modeling, Asset Management
Education
California State University-Long Beach
Journalism
University of Southern California
Journalism
Vanguard November 2014 - Present
Charles Schwab August 2000 - August 2001
Credit Suisse August 1999 - August 2000
Paine Webber January 1997 - August 1999
Waterhouse Securities June 1995 - October 1996
Smith Barney January 1992 - January 1995
Skills
Retirement Planning, Mutual Funds, Financial Analysis, Banking, Equities, Financial Planning, Portfolio Management, Financial Services, Credit, Wealth Management, Securities, Series 7, Retirement, Risk Management, Fixed Income, Insurance, Loans, Finance, Trading, FINRA, Management, Investments, Financial Modeling, Asset Management
Education
California State University-Long Beach
Journalism
University of Southern California
Journalism
Hanna Romaih's Smith Barney Experience October 1993 - November 1996
Job Account Executive at Frenkel & Company
Industry Financial Services
Experience
Frenkel & Company September 2014 - Present
Crystal & Company April 2014 - September 2014
New Agency Partners March 2011 - March 2014
AXA Equitable June 1998 - January 2009
Dina Securities November 1996 - May 1998
Smith Barney October 1993 - November 1996
Skills
Mutual Funds, Fixed Annuities, Leadership, Financial Services, Health Insurance, Sales, Training, Series 6, Risk Management, Employee Benefits, Insurance, Investments, Retirement Planning, Wealth Management
Education
City University of New York-Brooklyn College
Frenkel & Company September 2014 - Present
Crystal & Company April 2014 - September 2014
New Agency Partners March 2011 - March 2014
AXA Equitable June 1998 - January 2009
Dina Securities November 1996 - May 1998
Smith Barney October 1993 - November 1996
Skills
Mutual Funds, Fixed Annuities, Leadership, Financial Services, Health Insurance, Sales, Training, Series 6, Risk Management, Employee Benefits, Insurance, Investments, Retirement Planning, Wealth Management
Education
City University of New York-Brooklyn College
Annie Sam Annie Sam's Smith Barney Experience December 2004 - June 2006
Job MotoIQ.com
Industry Automotive
Experience
GFOS Concepts, Inc DBA MotoIQ.com January 2004 - Present
Wells Fargo Advisors June 2006 - Present
Wells Fargo Advisors March 2010 - October 2011
Nissan Performance Magazine January 2004 - January 2008
Smith Barney December 2004 - June 2006
Skills
General Securities..., Uniform Combined State..., California Resident..., California Notary..., Investments, Financial Advisory, Credit, Finance, Automotive, Insurance, Mutual Funds, Marketing, Vehicles, Marketing Communications, Strategic Financial..., Retirement Planning, Financial Services, Banking, Trust, Retirement, Estate Planning, Fixed Annuities, Automotive Aftermarket, Social Media Marketing, Marketing Strategy, Strategic Planning, Social Media, Product Development, Team Building, Financial Analysis, Series 7, New Business Development, Online Advertising, Financial Modeling, Account Management
Education
California State University-Long Beach - College of Business Administration 2002 — 2005
B.S., Finance, International Business
GFOS Concepts, Inc DBA MotoIQ.com January 2004 - Present
Wells Fargo Advisors June 2006 - Present
Wells Fargo Advisors March 2010 - October 2011
Nissan Performance Magazine January 2004 - January 2008
Smith Barney December 2004 - June 2006
Skills
General Securities..., Uniform Combined State..., California Resident..., California Notary..., Investments, Financial Advisory, Credit, Finance, Automotive, Insurance, Mutual Funds, Marketing, Vehicles, Marketing Communications, Strategic Financial..., Retirement Planning, Financial Services, Banking, Trust, Retirement, Estate Planning, Fixed Annuities, Automotive Aftermarket, Social Media Marketing, Marketing Strategy, Strategic Planning, Social Media, Product Development, Team Building, Financial Analysis, Series 7, New Business Development, Online Advertising, Financial Modeling, Account Management
Education
California State University-Long Beach - College of Business Administration 2002 — 2005
B.S., Finance, International Business
Alan Beilis, Ph.D. Alan Beilis, Ph.D.'s Smith Barney Experience 1996 - 1998
Job Senior Financial Analyst at Securities & Exchange Commission
Industry Financial Services
Experience
Securities & Exchange Commission September 2013 - Present
Ally Financial Inc. September 2011 - September 2013
CIT Group November 2010 - September 2011
Moore Capital Management January 2007 - January 2009
Bank of America 2002 - 2006
Columbia University 2002 - 2006
Bear Stearns 1999 - 2000
Smith Barney 1996 - 1998
Merrill Lynch 1987 - 1989
Bell Laboratories 1979 - 1986
Education
Canarsie High School
Academic
City University of New York City College
B. S., Physics
New York University
M.S., Ph.D., Physics
Securities & Exchange Commission September 2013 - Present
Ally Financial Inc. September 2011 - September 2013
CIT Group November 2010 - September 2011
Moore Capital Management January 2007 - January 2009
Bank of America 2002 - 2006
Columbia University 2002 - 2006
Bear Stearns 1999 - 2000
Smith Barney 1996 - 1998
Merrill Lynch 1987 - 1989
Bell Laboratories 1979 - 1986
Education
Canarsie High School
Academic
City University of New York City College
B. S., Physics
New York University
M.S., Ph.D., Physics
David Gerson, CMA, PMP David Gerson, CMA, PMP's Smith Barney Experience 1993 - 2004
Job Accountant/Project Manager
Industry Financial Services
Experience
David Gerson Consulting March 2011 - Present
Citigroup Global Markets, Inc. July 2004 - March 2009
Smith Barney 1993 - 2004
Shearson Lehman Brothers 1986 - 1993
Shearson Lehman/American Express 1976 - 1986
Skills
Budgeting, P&L, General Ledger, Financial Systems, SOX, Financial Reporting, Accounting, Variance Analysis, Process Improvement, Team Building, Software Project..., Project Implementation, Sarbanes-Oxley Act, Budgets, PMO, Business Analysis, Mergers & Acquisitions, Project Management, Cross-functional Team..., Finance, Integration, Financial Services, Strategy, Management, Derivatives, Leadership, Fixed Income, Equities, Team Leadership, Financial Analysis, Business Process..., Risk Management, Financial Modeling, Consulting, Capital Markets, Analysis, Business Process, Vendor Management, Portfolio Management, Treasury Management, Managerial Finance, Trading, Analytics, Strategic Financial..., FX Options, Banking, Options, Financial Risk
Education
City University of New York-Brooklyn College 1971 — 1975
Bachelor of Science (B.S.), Accounting
David Gerson Consulting March 2011 - Present
Citigroup Global Markets, Inc. July 2004 - March 2009
Smith Barney 1993 - 2004
Shearson Lehman Brothers 1986 - 1993
Shearson Lehman/American Express 1976 - 1986
Skills
Budgeting, P&L, General Ledger, Financial Systems, SOX, Financial Reporting, Accounting, Variance Analysis, Process Improvement, Team Building, Software Project..., Project Implementation, Sarbanes-Oxley Act, Budgets, PMO, Business Analysis, Mergers & Acquisitions, Project Management, Cross-functional Team..., Finance, Integration, Financial Services, Strategy, Management, Derivatives, Leadership, Fixed Income, Equities, Team Leadership, Financial Analysis, Business Process..., Risk Management, Financial Modeling, Consulting, Capital Markets, Analysis, Business Process, Vendor Management, Portfolio Management, Treasury Management, Managerial Finance, Trading, Analytics, Strategic Financial..., FX Options, Banking, Options, Financial Risk
Education
City University of New York-Brooklyn College 1971 — 1975
Bachelor of Science (B.S.), Accounting
Virginia DeLeon Herring Virginia DeLeon Herring's Smith Barney Experience 1997 - 1997
Job Asst. Director, Human Resources for Bloomberg School of Public Health and School of Nursing at Johns Hopkins University
Industry Human Resources
Experience
Johns Hopkins University September 2014 - Present
Medifast, Inc August 2009 - August 2014
Medifast, Inc August 2009 - August 2012
Zurich North America 2007 - May 2009
Innovation Interactive 2006 - 2007
IMAGES USA 2003 - 2005
VNU Business Media 2002 - 2002
The Execu-Search Group 1999 - 2001
Columbia University Medical Center 1997 - 1999
Smith Barney 1997 - 1997
Skills
Employment Law, Employee Management, Employee Relations, Executive Search, Succession Planning, Recruiting, Talent Acquisition, Talent Management, Compensation & Benefit, Employee Benefits, Strategic Planning, Management, Leadership, Sourcing, Policy, Training, Business Strategy, Coaching, Performance Appraisal, Project Management, Personnel Management, Negotiation, Organizational..., Deferred Compensation
Education
The Medifast Leadership and Development Institute 2013 — 2013
Leadership Development
Columbia University in the City of New York 1997 — 1999
Master of Arts, Organizational Psychology-Human Resources Management
City University of New York City College
Bachelor of Science, Education
Johns Hopkins University September 2014 - Present
Medifast, Inc August 2009 - August 2014
Medifast, Inc August 2009 - August 2012
Zurich North America 2007 - May 2009
Innovation Interactive 2006 - 2007
IMAGES USA 2003 - 2005
VNU Business Media 2002 - 2002
The Execu-Search Group 1999 - 2001
Columbia University Medical Center 1997 - 1999
Smith Barney 1997 - 1997
Skills
Employment Law, Employee Management, Employee Relations, Executive Search, Succession Planning, Recruiting, Talent Acquisition, Talent Management, Compensation & Benefit, Employee Benefits, Strategic Planning, Management, Leadership, Sourcing, Policy, Training, Business Strategy, Coaching, Performance Appraisal, Project Management, Personnel Management, Negotiation, Organizational..., Deferred Compensation
Education
The Medifast Leadership and Development Institute 2013 — 2013
Leadership Development
Columbia University in the City of New York 1997 — 1999
Master of Arts, Organizational Psychology-Human Resources Management
City University of New York City College
Bachelor of Science, Education
Felicia Kapsas's Smith Barney Experience 2006 - 2008
Job Client Associate at Forbes Family Trust
Industry Financial Services
Experience
Forbes Family Trust LLC December 2011 - Present
LGL Partners December 2010 - Present
Morgan Stanley Smith Barney March 2007 - November 2010
Smith Barney 2006 - 2008
National Life of Vermont 1999 - 2004
Skills
Series 7, Alternative Investments, Wealth Management, Series 63, Investments, Equities
Education
Kean University
Business Management
Centenary College
Associate of Arts, Liberal Arts
Lenape Valley Regional H.S. 1990 — 1994
Forbes Family Trust LLC December 2011 - Present
LGL Partners December 2010 - Present
Morgan Stanley Smith Barney March 2007 - November 2010
Smith Barney 2006 - 2008
National Life of Vermont 1999 - 2004
Skills
Series 7, Alternative Investments, Wealth Management, Series 63, Investments, Equities
Education
Kean University
Business Management
Centenary College
Associate of Arts, Liberal Arts
Lenape Valley Regional H.S. 1990 — 1994
Christine Muir Christine Muir's Smith Barney Experience November 2006 - July 2009
Job Registered Client Associate at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors October 2014 - Present
Wells Fargo Advisors December 2012 - October 2014
Morgan Stanley Wealth Management December 2011 - December 2012
Morgan Stanley Wealth Management July 2009 - December 2011
Smith Barney November 2006 - July 2009
Smtih Barney February 2006 - November 2006
Education
California State University-Northridge
Bachelor of Arts, Media Management
Wells Fargo Advisors October 2014 - Present
Wells Fargo Advisors December 2012 - October 2014
Morgan Stanley Wealth Management December 2011 - December 2012
Morgan Stanley Wealth Management July 2009 - December 2011
Smith Barney November 2006 - July 2009
Smtih Barney February 2006 - November 2006
Education
California State University-Northridge
Bachelor of Arts, Media Management
Keller Nicolas Keller Nicolas's Smith Barney Experience January 2004 - January 2007
Job Vice President at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management January 2011 - Present
Morgan Stanley Smith Barney January 2007 - January 2011
Smith Barney January 2004 - January 2007
Smith Barney January 2001 - January 2004
Salomon Smith Barney January 1999 - January 2001
Smith Barney May 1998 - January 1999
West Publishing Company 1990 - 1997
Gibson, Dunn & Crutcher LLP 1988 - 1990
Skills
Asset Allocation, Mutual Funds, Wealth Management, Asset Management, Leadership, Project Management, Microsoft Office, Process Improvement, Financial Modeling, Finance, Business Analysis
Education
Chubb Computer Services' Corporate Training Division 1997 — 1997
Certificate of Achievement - MVS TOP GUN
Yale Law School 1985 — 1988
Doctor of Law (JD), Law
City University of New York City College 1977 — 1981
Bachelor of Science (BS), Biology, General
Morgan Stanley Wealth Management January 2011 - Present
Morgan Stanley Smith Barney January 2007 - January 2011
Smith Barney January 2004 - January 2007
Smith Barney January 2001 - January 2004
Salomon Smith Barney January 1999 - January 2001
Smith Barney May 1998 - January 1999
West Publishing Company 1990 - 1997
Gibson, Dunn & Crutcher LLP 1988 - 1990
Skills
Asset Allocation, Mutual Funds, Wealth Management, Asset Management, Leadership, Project Management, Microsoft Office, Process Improvement, Financial Modeling, Finance, Business Analysis
Education
Chubb Computer Services' Corporate Training Division 1997 — 1997
Certificate of Achievement - MVS TOP GUN
Yale Law School 1985 — 1988
Doctor of Law (JD), Law
City University of New York City College 1977 — 1981
Bachelor of Science (BS), Biology, General
Diane (Lindsay) Bown Diane (Lindsay) Bown's Smith Barney Experience 1987 - 1988
Job Analyst| Trade Support Specialist| FINRA Series 7 Registered
Industry Financial Services
Experience
Athletico December 2014 - Present
SunGard 1999 - 2014
ABN AMRO Clearing Chicago LLC 1997 - 1999
Jacqueline Ryan & Associates 1995 - 1997
National Discount Brokerage 1994 - 1995
Pacific Brokerage Services 1990 - 1994
Smith Barney 1987 - 1988
Merrill Lynch July 1985 - October 1987
Skills
Trading, Trading Systems, Equities, Series 7, Electronic Trading, Options, Securities, Fixed Income, Equity Trading, Middle Office, Back Office, Financial Services, Market Data, Capital Markets, Trading Strategies, Series 63, Derivatives
Education
City Colleges of Chicago-Richard J Daley College
Associates, Business Administration and Management, General
Lewis University
Business Administration and Management, General
Athletico December 2014 - Present
SunGard 1999 - 2014
ABN AMRO Clearing Chicago LLC 1997 - 1999
Jacqueline Ryan & Associates 1995 - 1997
National Discount Brokerage 1994 - 1995
Pacific Brokerage Services 1990 - 1994
Smith Barney 1987 - 1988
Merrill Lynch July 1985 - October 1987
Skills
Trading, Trading Systems, Equities, Series 7, Electronic Trading, Options, Securities, Fixed Income, Equity Trading, Middle Office, Back Office, Financial Services, Market Data, Capital Markets, Trading Strategies, Series 63, Derivatives
Education
City Colleges of Chicago-Richard J Daley College
Associates, Business Administration and Management, General
Lewis University
Business Administration and Management, General
Michael Aldorasi Michael Aldorasi's Smith Barney Experience 1996 - 2002
Job IT Program Manager, VP at Morgan Stanley
Industry Information Technology and Services
Experience
Morgan Stanley Wealth Management 2009 - Present
Citigroup 2005 - 2009
Smith Barney 1996 - 2002
Skills
Agile Methodologies, Business Analysis, Enterprise Architecture, IT Management, IT Operations, IT Strategy, SDLC
Education
City University of New York-College of Staten Island
Bachelor of Science (BS), Computer Science
Morgan Stanley Wealth Management 2009 - Present
Citigroup 2005 - 2009
Smith Barney 1996 - 2002
Skills
Agile Methodologies, Business Analysis, Enterprise Architecture, IT Management, IT Operations, IT Strategy, SDLC
Education
City University of New York-College of Staten Island
Bachelor of Science (BS), Computer Science
aleece townsend aleece townsend's Smith Barney Experience September 2007 - November 2008
Job Pembroke Investments
Industry Financial Services
Experience
Pembroke Investments August 2009 - Present
Smith Barney September 2007 - November 2008
Merrill lynch Global Wealth Management November 2006 - August 2007
Merrill Lynch 1981 - 1984
Skills
Wealth Management, Financial Planning, Retirement Planning, Series 7, Series 63, Investment Advisory, Securities, Financial Advisory, Strategic Financial..., High Net Worth..., Asset Allocation, Retirement, Mutual Funds, Financial Analysis, Portfolio Management, Finance
Education
Rutgers, The State University of New Jersey-New Brunswick 1986 — 1991
MBA, Investments
California State University-Northridge 1973 — 1977
BA, Biology/Chemistry
Fairleigh Dickinson University 2004 — 2005
Certificate, Financial Planning
Pembroke Investments August 2009 - Present
Smith Barney September 2007 - November 2008
Merrill lynch Global Wealth Management November 2006 - August 2007
Merrill Lynch 1981 - 1984
Skills
Wealth Management, Financial Planning, Retirement Planning, Series 7, Series 63, Investment Advisory, Securities, Financial Advisory, Strategic Financial..., High Net Worth..., Asset Allocation, Retirement, Mutual Funds, Financial Analysis, Portfolio Management, Finance
Education
Rutgers, The State University of New Jersey-New Brunswick 1986 — 1991
MBA, Investments
California State University-Northridge 1973 — 1977
BA, Biology/Chemistry
Fairleigh Dickinson University 2004 — 2005
Certificate, Financial Planning
Carol Lawton, CEBS, AIF® Carol Lawton, CEBS, AIF®'s Smith Barney Experience January 1994 - January 1996
Job Vice President, RetireWell Administrators, LLC
Industry Financial Services
Experience
RetireWell Administrators, LLC June 2013 - Present
MetLife January 2010 - December 2012
MetLife 2005 - 2010
Travelers Life & Annuity 1996 - 2005
Smith Barney January 1994 - January 1996
Skills
Fixed Annuities, Securities, Pensions, Series 6, Insurance, Retirement, Retirement Planning, 401k, ERISA, Life Insurance, Series 63, Mutual Funds, Employee Benefits, Retirement Plan..., Estate Planning, Investments, Defined Benefit
Education
Central Connecticut State University
BA, Political Science
RetireWell Administrators, LLC June 2013 - Present
MetLife January 2010 - December 2012
MetLife 2005 - 2010
Travelers Life & Annuity 1996 - 2005
Smith Barney January 1994 - January 1996
Skills
Fixed Annuities, Securities, Pensions, Series 6, Insurance, Retirement, Retirement Planning, 401k, ERISA, Life Insurance, Series 63, Mutual Funds, Employee Benefits, Retirement Plan..., Estate Planning, Investments, Defined Benefit
Education
Central Connecticut State University
BA, Political Science
Stefanie Gretkowski, CFP® Stefanie Gretkowski, CFP®'s Smith Barney Experience May 2000 - June 2003
Job Certified Financial Planner™ at UBS
Industry Financial Services
Experience
UBS June 2010 - Present
UBS Wealth Management June 2003 - June 2010
Smith Barney May 2000 - June 2003
Education
Champlain College 2010 — 2012
Master of Business Administration (MBA)
Johnson State College
BA, Professional Studies
UBS June 2010 - Present
UBS Wealth Management June 2003 - June 2010
Smith Barney May 2000 - June 2003
Education
Champlain College 2010 — 2012
Master of Business Administration (MBA)
Johnson State College
BA, Professional Studies
Aaron Hoffer's Smith Barney Experience June 2006 - September 2006
Job Business Analyst at Nomis Solutions
Industry Renewables & Environment
Experience
Nomis Solutions October 2014 - Present
Gridpar LLC September 2013 - Present
Michigan State University May 2009 - Present
MSU Student Housing Cooperative May 2011 - May 2013
California Institute of Technology April 2008 - August 2008
Smith Barney June 2006 - September 2006
Skills
LaTeX, Mathematica, Numerical Analysis, Physics, Astrophysics, Data Analysis, Microsoft Office, Financial Analysis, Python, Statistics, Science, Observational Astronomy, Git, Scientific Programming, Scientific Visualization, Analysis, Mathematical Modeling
Education
Michigan State University 2008 — 2013
PhD, Astronomy and Astrophysics
California Institute of Technology 2004 — 2008
Bachelor of Science (BS), Astrophysics, Business Economics and Managment
Granada Hills Charter High School 2000 — 2004
Nomis Solutions October 2014 - Present
Gridpar LLC September 2013 - Present
Michigan State University May 2009 - Present
MSU Student Housing Cooperative May 2011 - May 2013
California Institute of Technology April 2008 - August 2008
Smith Barney June 2006 - September 2006
Skills
LaTeX, Mathematica, Numerical Analysis, Physics, Astrophysics, Data Analysis, Microsoft Office, Financial Analysis, Python, Statistics, Science, Observational Astronomy, Git, Scientific Programming, Scientific Visualization, Analysis, Mathematical Modeling
Education
Michigan State University 2008 — 2013
PhD, Astronomy and Astrophysics
California Institute of Technology 2004 — 2008
Bachelor of Science (BS), Astrophysics, Business Economics and Managment
Granada Hills Charter High School 2000 — 2004
John Marino's Smith Barney Experience January 1994 - November 2002
Job Regional Sales Director at Monster Worldwide
Industry Internet
Experience
Monster Worldwide August 2011 - Present
Careerbuilder.com December 2007 - September 2011
Sprint Nextel December 2002 - 2007
Smith Barney January 1994 - November 2002
Prudential Insurance March 1990 - December 1993
Skills
Business Intelligence, Social Networking, New Business Development, Business Analysis, CRM, Managed Services, Positioning, Strategy, Product Marketing, Cross-functional Team..., Sales Management, Salesforce.com, Start-ups, Training, Leadership, SaaS, Product Development, Solution Selling, Strategic Planning, Strategic Partnerships, Mint, B2B, Business Development, Cold Calling, Wireless, Online Advertising, Sales, Selling, Management, Lead Generation, Team Building, Telecommunications, Customer Retention, Negotiation, Account Management, Direct Sales, Sales Operations, Sales Presentations, Sales Process, Customer Service, Product Management, Mobile Devices
Education
City University of New York-Brooklyn College 1985 — 1989
B.S., Business Management and Finance
Monster Worldwide August 2011 - Present
Careerbuilder.com December 2007 - September 2011
Sprint Nextel December 2002 - 2007
Smith Barney January 1994 - November 2002
Prudential Insurance March 1990 - December 1993
Skills
Business Intelligence, Social Networking, New Business Development, Business Analysis, CRM, Managed Services, Positioning, Strategy, Product Marketing, Cross-functional Team..., Sales Management, Salesforce.com, Start-ups, Training, Leadership, SaaS, Product Development, Solution Selling, Strategic Planning, Strategic Partnerships, Mint, B2B, Business Development, Cold Calling, Wireless, Online Advertising, Sales, Selling, Management, Lead Generation, Team Building, Telecommunications, Customer Retention, Negotiation, Account Management, Direct Sales, Sales Operations, Sales Presentations, Sales Process, Customer Service, Product Management, Mobile Devices
Education
City University of New York-Brooklyn College 1985 — 1989
B.S., Business Management and Finance
Divyaang Mittal's Smith Barney Experience 2005 - 2008
Job Business Analyst at Liberty International Underwriters
Industry Banking
Experience
Smith Barney 2005 - 2008
Education
City University of New York City College 1999 — 2004
John Bowne
Smith Barney 2005 - 2008
Education
City University of New York City College 1999 — 2004
John Bowne
Jessica Belanger's Smith Barney Experience September 2004 - February 2006
Job Vice President, Portfolio Manager at Wells Fargo Bank
Industry Banking
Experience
Wells Fargo Bank September 2008 - September 2014
Wells Fargo Equipment Finance February 2006 - September 2008
Smith Barney September 2004 - February 2006
Morgan Stanley September 2000 - September 2004
Skills
Credit Analysis, Strategic Financial..., Wealth Management, Derivatives
Education
Carnegie Mellon University 1996 — 2000
Wells Fargo Bank September 2008 - September 2014
Wells Fargo Equipment Finance February 2006 - September 2008
Smith Barney September 2004 - February 2006
Morgan Stanley September 2000 - September 2004
Skills
Credit Analysis, Strategic Financial..., Wealth Management, Derivatives
Education
Carnegie Mellon University 1996 — 2000
Jason Lindelof's Smith Barney Experience July 1996 - June 1997
Job AVP Systems Analyst at Citi Capital Markets
Industry Banking
Experience
Citigroup - Markets & Banking August 2007 - Present
Citigroup - ICG 2007 - Present
Citi 2005 - Present
Citigroup 2004 - Present
Citigroup/Tribeca Global Mangement 2005 - 2007
Tribeca Global Management 2005 - 2007
Smith Barney July 1996 - June 1997
Education
City University of New York-Brooklyn College 2000 — 2004
B.S., Comp Sci
James Madison High School 1993 — 1997
Citigroup - Markets & Banking August 2007 - Present
Citigroup - ICG 2007 - Present
Citi 2005 - Present
Citigroup 2004 - Present
Citigroup/Tribeca Global Mangement 2005 - 2007
Tribeca Global Management 2005 - 2007
Smith Barney July 1996 - June 1997
Education
City University of New York-Brooklyn College 2000 — 2004
B.S., Comp Sci
James Madison High School 1993 — 1997
David Schuebel's Smith Barney Experience 2006 - 2009
Job Independent Financial Advisor at Heartland Wealth Management
Industry Financial Services
Experience
Heartland Wealth Management March 2011 - Present
Ad-Tech Medical Instrument Corp February 2011 - August 2011
Chase Investment Services July 2009 - January 2011
Smith Barney 2006 - 2009
BC Ziegler June 2000 - November 2006
Firstar Trust March 1997 - June 2000
Strong Funds 1993 - 1997
Skills
Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Asset Allocation, 401k, ETFs, Investment Strategies, Financial Services, Finance, Portfolio Management
Education
Carthage College 1987 — 1991
Racine Park
Heartland Wealth Management March 2011 - Present
Ad-Tech Medical Instrument Corp February 2011 - August 2011
Chase Investment Services July 2009 - January 2011
Smith Barney 2006 - 2009
BC Ziegler June 2000 - November 2006
Firstar Trust March 1997 - June 2000
Strong Funds 1993 - 1997
Skills
Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Asset Allocation, 401k, ETFs, Investment Strategies, Financial Services, Finance, Portfolio Management
Education
Carthage College 1987 — 1991
Racine Park
Eric MacKellar's Smith Barney Experience Financial AdvisorMorgan StanleyMarch 2001 - August 2005
Job Financial Advisor/Financial Planning Specialist at Smith Barney
Industry Financial Services
Experience
Smith Barney Financial AdvisorMorgan StanleyMarch 2001 - August 2005
Monson Companies November 1999 - February 2000
Van Waters & Rogers July 1985 - October 1999
Van Waters & Rogers 1985 - 1999
Education
Central Michigan University 1980 — 1984
Smith Barney Financial AdvisorMorgan StanleyMarch 2001 - August 2005
Monson Companies November 1999 - February 2000
Van Waters & Rogers July 1985 - October 1999
Van Waters & Rogers 1985 - 1999
Education
Central Michigan University 1980 — 1984
Edward Spitzer's Smith Barney Experience 1986 - 2006
Job Retired at Smith Barney/Citigroup
Industry Financial Services
Experience
Smith Barney/Citigroup June 2006 - Present
smith barney 1986 - 2006
Skills
Fileaid, SDLC, TSO, DB2, JCL, SAS programming
Education
City University of New York City College 1967 — 1969
Smith Barney/Citigroup June 2006 - Present
smith barney 1986 - 2006
Skills
Fileaid, SDLC, TSO, DB2, JCL, SAS programming
Education
City University of New York City College 1967 — 1969
Joshua Petersen's Smith Barney Experience 2001 - 2004
Job Athletic Director at Christendom College
Industry Higher Education
Experience
The Mint House April 2015 - Present
Christendom College August 2014 - Present
Chelsea Academy August 2012 - Present
Christendom College July 2011 - August 2014
Christendom College January 2011 - May 2011
St. John Vianney Theological Seminary August 2008 - July 2009
Foxhall Capital Management January 2005 - August 2007
Smith Barney 2001 - 2004
Skills
Event Planning, Nonprofits, Customer Service, Organizational...
Education
Christendom College 1997 — 2001
Bachelor of Arts (B.A.), Philosophy
The Mint House April 2015 - Present
Christendom College August 2014 - Present
Chelsea Academy August 2012 - Present
Christendom College July 2011 - August 2014
Christendom College January 2011 - May 2011
St. John Vianney Theological Seminary August 2008 - July 2009
Foxhall Capital Management January 2005 - August 2007
Smith Barney 2001 - 2004
Skills
Event Planning, Nonprofits, Customer Service, Organizational...
Education
Christendom College 1997 — 2001
Bachelor of Arts (B.A.), Philosophy
Kathryn A. O'Hagan's Smith Barney Experience April 2004 - 2009
Job Managing Principal, Shelter Island Capital LLC
Industry Financial Services
Experience
Shelter Island Capital LLC February 2009 - Present
Fordham University September 1993 - Present
Smith Barney April 2004 - 2009
Dean Witter Reynolds February 2001 - April 2004
The New York Institute of Finance January 2000 - February 2001
Waterhouse Securities August 1997 - January 2000
Skills
Financial Planning, Insurance, Series 7, Series 63, Asset Management, Fixed Income, Mutual Funds, Portfolio Management, Investments, Estate Planning, Retirement Planning, Asset Allocation, Financial Modeling, Annuities, Alternative Investments, Business Planning, Strategic Financial..., Investment Strategies, Fixed Annuities, Finance, Securities
Education
City University of New York
MA, English
Fordham University
PhD, (In progress)
Fordham University
BA, English, Communications
St. Francis Preparatory School
Shelter Island Capital LLC February 2009 - Present
Fordham University September 1993 - Present
Smith Barney April 2004 - 2009
Dean Witter Reynolds February 2001 - April 2004
The New York Institute of Finance January 2000 - February 2001
Waterhouse Securities August 1997 - January 2000
Skills
Financial Planning, Insurance, Series 7, Series 63, Asset Management, Fixed Income, Mutual Funds, Portfolio Management, Investments, Estate Planning, Retirement Planning, Asset Allocation, Financial Modeling, Annuities, Alternative Investments, Business Planning, Strategic Financial..., Investment Strategies, Fixed Annuities, Finance, Securities
Education
City University of New York
MA, English
Fordham University
PhD, (In progress)
Fordham University
BA, English, Communications
St. Francis Preparatory School
Richard Scotto-Lavino's Smith Barney Experience January 1997 - January 2001
Job FMW Sales Manager at Oracle
Industry Financial Services
Experience
Oracle August 2015 - Present
Oracle September 2012 - Present
Morgan Stanley Smith Barney June 2009 - January 2012
Citigroup November 2007 - June 2009
Citigroup January 2003 - November 2007
Shearson Lehman Brothers January 2001 - January 2003
Smith Barney January 1997 - January 2001
Skills
Equities, Risk Management, Program Management, Business Intelligence, Portfolio Management, Fixed Income, Financial Services, Management, Change Management, Vendor Management, Project Portfolio..., Security, SDLC, Business Process..., Trading Systems, Financial Risk, PMO, Capital Markets
Education
City University of New York-College of Staten Island 1987 — 1991
Computer Science, Computer and Information Sciences, General
City University of New York City College 1985 — 1987
Electrical Engineering
Oracle August 2015 - Present
Oracle September 2012 - Present
Morgan Stanley Smith Barney June 2009 - January 2012
Citigroup November 2007 - June 2009
Citigroup January 2003 - November 2007
Shearson Lehman Brothers January 2001 - January 2003
Smith Barney January 1997 - January 2001
Skills
Equities, Risk Management, Program Management, Business Intelligence, Portfolio Management, Fixed Income, Financial Services, Management, Change Management, Vendor Management, Project Portfolio..., Security, SDLC, Business Process..., Trading Systems, Financial Risk, PMO, Capital Markets
Education
City University of New York-College of Staten Island 1987 — 1991
Computer Science, Computer and Information Sciences, General
City University of New York City College 1985 — 1987
Electrical Engineering
Vanessa Rodger's Smith Barney Experience Licensed Financial ConsultantNational City1990 - 2008
Job Client Service Associate at Smith Barney
Industry Financial Services
Experience
Smith Barney Licensed Financial ConsultantNational City1990 - 2008
Education
Central Michigan University 1998 — 2002
Smith Barney Licensed Financial ConsultantNational City1990 - 2008
Education
Central Michigan University 1998 — 2002
Paul Zumbo's Smith Barney Experience February 1999 - March 2003
Job Finance Leader at MasterCard Worldwide
Industry Financial Services
Experience
MasterCard Worldwide April 2007 - Present
Interpublic Group - Deutsch Inc. July 2004 - March 2007
Etrade Financial March 2003 - July 2004
Smith Barney February 1999 - March 2003
Ladenburg Thalmann June 1997 - February 1999
Education
City University of New York 1993 — 1997
MasterCard Worldwide April 2007 - Present
Interpublic Group - Deutsch Inc. July 2004 - March 2007
Etrade Financial March 2003 - July 2004
Smith Barney February 1999 - March 2003
Ladenburg Thalmann June 1997 - February 1999
Education
City University of New York 1993 — 1997
James Cave's Smith Barney Experience January 2004 - August 2008
Job Financial Advisor at Cetera Advisor Networks
Industry Financial Services
Experience
Cetera Advisor Networks LLC February 2014 - Present
Edward Jones 2010 - January 2014
Allstate Financial Services July 2009 - October 2010
UBS Global Asset Management August 2008 - April 2010
Smith Barney January 2004 - August 2008
Hewlett-Packard June 1997 - December 2003
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Financial Services, Finance, Fixed Annuities, Portfolio Management, Wealth, Nonprofits, Retirement, Mutual Funds, Series 7
Education
Consumnes River College 1999 — 2000
AA, Fire Science
MTI 1996 — 1997
MCSE, IT
California State University-Sacramento 1990 — 1995
BS, Criminal Justice
California State University-Sacramento 1990 — 1995
AA, Business
Cetera Advisor Networks LLC February 2014 - Present
Edward Jones 2010 - January 2014
Allstate Financial Services July 2009 - October 2010
UBS Global Asset Management August 2008 - April 2010
Smith Barney January 2004 - August 2008
Hewlett-Packard June 1997 - December 2003
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Financial Services, Finance, Fixed Annuities, Portfolio Management, Wealth, Nonprofits, Retirement, Mutual Funds, Series 7
Education
Consumnes River College 1999 — 2000
AA, Fire Science
MTI 1996 — 1997
MCSE, IT
California State University-Sacramento 1990 — 1995
BS, Criminal Justice
California State University-Sacramento 1990 — 1995
AA, Business
Jeff Mramor's Smith Barney Experience 2005 - 2007
Job Certified Retirement Counselor® | Principal & Managing Director at Pacific Point Asset Management
Industry Financial Services
Experience
Pacific Point Asset Management 2007 - Present
Pacific Point Asset Management 2007 - Present
Pacific Point Asset Management 2007 - Present
Wells Fargo 2007 - 2012
Smith Barney 2005 - 2007
Morgan Stanley 2000 - 2005
Skills
Financial Advisor, Retirement Income..., Portfolio Construction, Portfolio Analysis, Qualified Retirement..., Securities, Succession Planning, Wealth Management, Investments, Financial Services, Retirement Planning, Retirement, Financial Planning, Stocks, Income Planning, Portfolio Management, Financial Education, Investment Strategy
Education
California State University-Northridge
California State University-Long Beach - College of Business Administration
Pacific Point Asset Management 2007 - Present
Pacific Point Asset Management 2007 - Present
Pacific Point Asset Management 2007 - Present
Wells Fargo 2007 - 2012
Smith Barney 2005 - 2007
Morgan Stanley 2000 - 2005
Skills
Financial Advisor, Retirement Income..., Portfolio Construction, Portfolio Analysis, Qualified Retirement..., Securities, Succession Planning, Wealth Management, Investments, Financial Services, Retirement Planning, Retirement, Financial Planning, Stocks, Income Planning, Portfolio Management, Financial Education, Investment Strategy
Education
California State University-Northridge
California State University-Long Beach - College of Business Administration
Michael Hallack's Smith Barney Experience December 2008 - February 2009
Job Client Relationship Manager at AT&T
Industry Information Technology and Services
Experience
AT&T April 2012 - Present
PRSI September 2011 - March 2012
PAETEC March 2010 - January 2012
Cablevision November 2009 - March 2010
Consultant February 2008 - November 2009
Smith Barney December 2008 - February 2009
AT&T October 1995 - June 2008
Skills
Account Management, Contract Negotiations, Consultative Selling, Solution Selling, Direct Sales, Managed Services, VoIP, Telecommunications, Sales Management, SIP Trunking, Channel Management, Hosted Services, New Business Development, Key Account Management, Unified Communications, Customer Retention, National Account..., MPLS, Sales Operations, Sales Process, Strategic Partnerships, International Sales, Sales Support, Hosted VoIP, B2B, Sales Presentations, Team Leadership, T1, Wireless, Internet Services, Market Penetration, Closing Deals, Professional Services, Salesforce.com, Product Development, Negotiation, Selling, Telephony, Avaya, Strategic Planning, PBX, Key Account Development, Major Accounts, Carriers, Wireless Solutions, Complex Sales, Telecommunication..., SaaS, Broadband, Telecommunications Sales
Education
City University of New York 1978 — 1982
AT&T April 2012 - Present
PRSI September 2011 - March 2012
PAETEC March 2010 - January 2012
Cablevision November 2009 - March 2010
Consultant February 2008 - November 2009
Smith Barney December 2008 - February 2009
AT&T October 1995 - June 2008
Skills
Account Management, Contract Negotiations, Consultative Selling, Solution Selling, Direct Sales, Managed Services, VoIP, Telecommunications, Sales Management, SIP Trunking, Channel Management, Hosted Services, New Business Development, Key Account Management, Unified Communications, Customer Retention, National Account..., MPLS, Sales Operations, Sales Process, Strategic Partnerships, International Sales, Sales Support, Hosted VoIP, B2B, Sales Presentations, Team Leadership, T1, Wireless, Internet Services, Market Penetration, Closing Deals, Professional Services, Salesforce.com, Product Development, Negotiation, Selling, Telephony, Avaya, Strategic Planning, PBX, Key Account Development, Major Accounts, Carriers, Wireless Solutions, Complex Sales, Telecommunication..., SaaS, Broadband, Telecommunications Sales
Education
City University of New York 1978 — 1982
Loretta Hansen Danielik's Smith Barney Experience September 2000 - February 2007
Job Resort Services Coordinator at Orange Lake ResortsSouth beach Myrtle beach, SC
Industry Hospitality
Experience
Coldwell Banker Sloane Real Estate May 2009 - Present
Regions Bank February 2007 - November 2007
Smith Barney September 2000 - February 2007
Education
California State University-San Bernardino
Health Science
Coldwell Banker Sloane Real Estate May 2009 - Present
Regions Bank February 2007 - November 2007
Smith Barney September 2000 - February 2007
Education
California State University-San Bernardino
Health Science
Yen Schicke's Smith Barney Experience 2003 - 2005
Job Municipal Bonds Sales & Marketing
Industry Investment Management
Experience
Financial Institution November 2011 - Present
Merrill Lynch 2007 - December 2008
Merrill Lynch 2005 - 2007
Smith Barney 2003 - 2005
Morgan Stanley 2000 - 2003
Skills
Municipal Bonds, Series 7, Series 66, Investments, Wealth Management, Retirement Planning, Strategic Financial..., Portfolio Management, Estate Planning, Asset Allocation, Asset Management, Mutual Funds, Financial Analysis, Insurance, Banking, Finance, Investment Advisory, PowerPoint, Strategic Planning, Customer Service, Financial Advisory
Education
Pepperdine University 2009 — 2010
MA, Education
California State University-Long Beach 1997 — 2001
BS, Business Administration, Emphasis in Marketing
Financial Institution November 2011 - Present
Merrill Lynch 2007 - December 2008
Merrill Lynch 2005 - 2007
Smith Barney 2003 - 2005
Morgan Stanley 2000 - 2003
Skills
Municipal Bonds, Series 7, Series 66, Investments, Wealth Management, Retirement Planning, Strategic Financial..., Portfolio Management, Estate Planning, Asset Allocation, Asset Management, Mutual Funds, Financial Analysis, Insurance, Banking, Finance, Investment Advisory, PowerPoint, Strategic Planning, Customer Service, Financial Advisory
Education
Pepperdine University 2009 — 2010
MA, Education
California State University-Long Beach 1997 — 2001
BS, Business Administration, Emphasis in Marketing
Lena Requist's Smith Barney Experience 1997 - 2004
Job President at ONTRAPORT
Industry Computer Software
Experience
ONTRAPORT January 2015 - Present
ONTRAPORT April 2010 - December 2014
sfa design February 2007 - March 2010
TESS November 2004 - January 2007
Jessery May 2001 - November 2004
Smith Barney 1997 - 2004
Skills
Strategic Planning, Interior Design, Furniture, Space planning, Budgets, Design Management, Hospitality, Photoshop, Textiles, Microsoft Office, Marketing, Project Management, Human Resources, Business Development, Team Leadership, International Marketing, Brand Marketing, Public Relations, Product Launch, Product Development, Change Management, Online Advertising, CRM, Start-ups, Entrepreneurship, Email Marketing, Leadership
Education
California State University-Monterey Bay
Bachelor of Arts (BA), Business Finance
Golden Gate University
MBA Program
ONTRAPORT January 2015 - Present
ONTRAPORT April 2010 - December 2014
sfa design February 2007 - March 2010
TESS November 2004 - January 2007
Jessery May 2001 - November 2004
Smith Barney 1997 - 2004
Skills
Strategic Planning, Interior Design, Furniture, Space planning, Budgets, Design Management, Hospitality, Photoshop, Textiles, Microsoft Office, Marketing, Project Management, Human Resources, Business Development, Team Leadership, International Marketing, Brand Marketing, Public Relations, Product Launch, Product Development, Change Management, Online Advertising, CRM, Start-ups, Entrepreneurship, Email Marketing, Leadership
Education
California State University-Monterey Bay
Bachelor of Arts (BA), Business Finance
Golden Gate University
MBA Program
Carr, Mary's Smith Barney Experience October 1993 - Present
Job Registered Associate at Smith Barney
Industry Banking
Experience
Smith Barney October 1993 - Present
Education
Central Michigan University 1980 — 1984
Smith Barney October 1993 - Present
Education
Central Michigan University 1980 — 1984
Kim Hamilton's Smith Barney Experience Investment AdvisorMerrill LynchJuly 1986 - June 1992
Job First Vice President Wealth Management at Smith Barney
Industry Investment Management
Experience
Smith Barney Investment AdvisorMerrill LynchJuly 1986 - June 1992
Education
Central Michigan University 1978 — 1982
B.S. in Business Administration, Finance
Mendon High School 1974 — 1978
High School
Smith Barney Investment AdvisorMerrill LynchJuly 1986 - June 1992
Education
Central Michigan University 1978 — 1982
B.S. in Business Administration, Finance
Mendon High School 1974 — 1978
High School
Douglas Hansford's Smith Barney Experience January 1996 - January 1997
Job Associate at TOLD Partners, Inc.
Industry Commercial Real Estate
Experience
TOLD Partners, Inc. January 2006 - Present
2006North American Realty January 2006 - Present
TOLD Partners, Inc January 2006 - Present
Ortho McNeil January 1999 - January 2002
Smith Barney January 1996 - January 1997
Great Western January 1995 - January 1996
Great Western January 1992 - January 1995
Skills
Leases, Real Estate Transactions, Real Estate
Education
California State University-Northridge 1987 — 2002
California State University at
B.A, Speech Communication
TOLD Partners, Inc. January 2006 - Present
2006North American Realty January 2006 - Present
TOLD Partners, Inc January 2006 - Present
Ortho McNeil January 1999 - January 2002
Smith Barney January 1996 - January 1997
Great Western January 1995 - January 1996
Great Western January 1992 - January 1995
Skills
Leases, Real Estate Transactions, Real Estate
Education
California State University-Northridge 1987 — 2002
California State University at
B.A, Speech Communication
David Siwiec's Smith Barney Experience March 1992 - June 2008
Job Senior Vice President, PIA Portfolio Manager at Merrill Lynch
Industry Investment Management
Experience
Merrill Lynch June 2008 - Present
Smith Barney March 1992 - June 2008
Skills
Alternative Investments, Series 7, Asset Allocation, Wealth Management, Mutual Funds, Economics, Investment Advisory, Separately Managed..., Investment Strategies, Series 63, Hedge Funds
Education
Canisius College 1988 — 1992
Merrill Lynch June 2008 - Present
Smith Barney March 1992 - June 2008
Skills
Alternative Investments, Series 7, Asset Allocation, Wealth Management, Mutual Funds, Economics, Investment Advisory, Separately Managed..., Investment Strategies, Series 63, Hedge Funds
Education
Canisius College 1988 — 1992
keri alcos's Smith Barney Experience Regional Marketing DirectorHartford LifeJune 2006 - March 2007
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney Regional Marketing DirectorHartford LifeJune 2006 - March 2007
Education
California State University-Long Beach 1998 — 2001
Bachelors Degree, Psychology
Smith Barney Regional Marketing DirectorHartford LifeJune 2006 - March 2007
Education
California State University-Long Beach 1998 — 2001
Bachelors Degree, Psychology
Thomas OShaughnessy's Smith Barney Experience 1990 - 1996
Job IT Shared Srvcs United Healthcare
Industry Information Technology and Services
Experience
United Healthcare 2003 - Present
ABC Distributing LLC 1997 - 2003
Shearson Smith Barney 1990 - 1997
Sherson Lehman Brothers, Inc. 1992 - 1996
Smith Barney 1990 - 1996
Shearson Lehman Hutton/Amex 1984 - 1987
Education
City University of New York-Brooklyn College
BS
United Healthcare 2003 - Present
ABC Distributing LLC 1997 - 2003
Shearson Smith Barney 1990 - 1997
Sherson Lehman Brothers, Inc. 1992 - 1996
Smith Barney 1990 - 1996
Shearson Lehman Hutton/Amex 1984 - 1987
Education
City University of New York-Brooklyn College
BS
Amanda (Vincent) Rubalcaba, SHRM-SCP, SPHR's Smith Barney Experience February 2001 - July 2003
Job HCM Business Consultant II at ADP
Industry Human Resources
Experience
ADP August 2015 - Present
ADP October 2011 - Present
Stila Cosmetics December 2006 - October 2011
Kerr Corporation June 2004 - December 2006
Sybron Dental Specialties July 2003 - June 2004
Smith Barney February 2001 - July 2003
Skills
Employee Relations, Budgeting, Compensation, Payroll, Employee Benefits, Recruitment/Retention, Human Resources, Budgets, TLM, Recruiting, HRIS, Salesforce.com, Deferred Compensation, Teamwork, Interviews, HR Policies, Leadership, Training, Sales, Performance Management
Education
California State University-Long Beach 2000 — 2004
BS, Business Adminstration, with a concentration in Human Resources Management.
ADP August 2015 - Present
ADP October 2011 - Present
Stila Cosmetics December 2006 - October 2011
Kerr Corporation June 2004 - December 2006
Sybron Dental Specialties July 2003 - June 2004
Smith Barney February 2001 - July 2003
Skills
Employee Relations, Budgeting, Compensation, Payroll, Employee Benefits, Recruitment/Retention, Human Resources, Budgets, TLM, Recruiting, HRIS, Salesforce.com, Deferred Compensation, Teamwork, Interviews, HR Policies, Leadership, Training, Sales, Performance Management
Education
California State University-Long Beach 2000 — 2004
BS, Business Adminstration, with a concentration in Human Resources Management.
Henry Yiin's Smith Barney Experience November 1994 - January 1996
Job Associate Partner, Information & Communication Technology at Syska Hennessy Group
Industry Information Technology and Services
Experience
Syska Hennessy Group March 2012 - Present
Natixis North America July 2009 - February 2012
Natixis North America July 2008 - 2009
Natixis Capital Markets December 2005 - June 2008
IXIS Capital Markets June 2003 - December 2005
CDC Capital Markets September 1996 - May 2003
Salomon Brothers January 1996 - September 1996
Smith Barney November 1994 - January 1996
Robert Plan Corporation October 1993 - December 1994
AT&T Bell Labs November 1988 - October 1993
Skills
Solaris, Security, Virtualization, Data Center, Integration, VMware, Trading Systems, IT Strategy, ITIL, Unix, Sybase, SQL, Linux, Databases, Servers, Disaster Recovery, Perl, IT Management, Microsoft Office, Strategic Leadership, Technical Leadership, Telecommunications, System Administration, Firewalls, TCP/IP, Infrastructure, Network Administration, Enterprise Architecture, IT Service Management, Troubleshooting, Storage, DNS, Information Security, Networking, Hardware, Microsoft SQL Server, Storage Area Networks, Business Continuity, IT Operations, Network Security, Cloud Computing, Project Management, Datacenter..., Vendor Management, Windows Server, Windows, Active Directory, Information Technology, SharePoint, Solution Architecture
Education
City University of New York 1986 — 1988
Master, Computer Science
National Taiwan University 1979 — 1983
Bachelor's degree, GIS, Geography
Syska Hennessy Group March 2012 - Present
Natixis North America July 2009 - February 2012
Natixis North America July 2008 - 2009
Natixis Capital Markets December 2005 - June 2008
IXIS Capital Markets June 2003 - December 2005
CDC Capital Markets September 1996 - May 2003
Salomon Brothers January 1996 - September 1996
Smith Barney November 1994 - January 1996
Robert Plan Corporation October 1993 - December 1994
AT&T Bell Labs November 1988 - October 1993
Skills
Solaris, Security, Virtualization, Data Center, Integration, VMware, Trading Systems, IT Strategy, ITIL, Unix, Sybase, SQL, Linux, Databases, Servers, Disaster Recovery, Perl, IT Management, Microsoft Office, Strategic Leadership, Technical Leadership, Telecommunications, System Administration, Firewalls, TCP/IP, Infrastructure, Network Administration, Enterprise Architecture, IT Service Management, Troubleshooting, Storage, DNS, Information Security, Networking, Hardware, Microsoft SQL Server, Storage Area Networks, Business Continuity, IT Operations, Network Security, Cloud Computing, Project Management, Datacenter..., Vendor Management, Windows Server, Windows, Active Directory, Information Technology, SharePoint, Solution Architecture
Education
City University of New York 1986 — 1988
Master, Computer Science
National Taiwan University 1979 — 1983
Bachelor's degree, GIS, Geography
Karen Gurbingol's Smith Barney Experience 1988 - 1996
Job Telecommunications Professional
Industry Telecommunications
Experience
Wells Fargo Bank 2000 - 2008
Wells Fargo Bank 1996 - 2000
Smith Barney 1988 - 1996
E.F. Hutton 1985 - 1988
Skills
Telecommunications, CRM, Integration, Management
Education
California State University-Northridge 1980 — 1985
BA, Child Development
Wells Fargo Bank 2000 - 2008
Wells Fargo Bank 1996 - 2000
Smith Barney 1988 - 1996
E.F. Hutton 1985 - 1988
Skills
Telecommunications, CRM, Integration, Management
Education
California State University-Northridge 1980 — 1985
BA, Child Development
Raymond Cohen's Smith Barney Experience November 1986 - June 1993
Job Enterprise Warehouse Data Architect at Bank of TokyoMitsubishi UFJ
Industry Financial Services
Experience
Bank of Tokyo-Mitsubishi UFJ January 2014 - Present
Barclays Wealth March 2010 - December 2013
Barclays Wealth March 2009 - March 2010
Barclays Capital and Lehman Brothers June 2003 - March 2009
Lehman Brothers June 2001 - June 2003
Neuberger Berman March 1999 - June 2001
Bankers Trust May 1998 - February 1999
Dreyfus June 1993 - May 1998
Smith Barney November 1986 - June 1993
Manufacturers Hanover Trust April 1984 - November 1986
Skills
Oracle, MS SQLServer, DB2 UDB, Sybase, Agile Methodologies, Informatica MDM, ER/Studio Data Architect, Erwin, Sparcs Enterprise..., DBArtisan, Altova XMLSpy, PL SQL, Transact SQL, UNIX Korn Shell, Apache Subversion
Education
New York University 1981 — 1982
Diploma in Computer Technology
City University of New York-Brooklyn College 1974 — 1980
Bachelors of Science
Bank of Tokyo-Mitsubishi UFJ January 2014 - Present
Barclays Wealth March 2010 - December 2013
Barclays Wealth March 2009 - March 2010
Barclays Capital and Lehman Brothers June 2003 - March 2009
Lehman Brothers June 2001 - June 2003
Neuberger Berman March 1999 - June 2001
Bankers Trust May 1998 - February 1999
Dreyfus June 1993 - May 1998
Smith Barney November 1986 - June 1993
Manufacturers Hanover Trust April 1984 - November 1986
Skills
Oracle, MS SQLServer, DB2 UDB, Sybase, Agile Methodologies, Informatica MDM, ER/Studio Data Architect, Erwin, Sparcs Enterprise..., DBArtisan, Altova XMLSpy, PL SQL, Transact SQL, UNIX Korn Shell, Apache Subversion
Education
New York University 1981 — 1982
Diploma in Computer Technology
City University of New York-Brooklyn College 1974 — 1980
Bachelors of Science
Dan Longiaru's Smith Barney Experience 1980 - 1998
Job President at Strata Associates, Inc.
Industry Construction
Experience
Strata Associates, Inc. 2001 - Present
Starr Group 2001 - 2010
AIG 1998 - 2001
Smith Barney 1980 - 1998
Shearson Lehman Brothers 1980 - 1998
Skills
Project Management, Strategic Planning, Team Building, Contract Negotiation, Risk Management, New Business Development, Budgets, Process Improvement, Operations Management, Proposal Writing, Leadership, Program Management, Business Analysis, Vendor Management, Construction, Management, Contract Management, MS Project, Project Planning, Business Development, Software Project..., Information Technology, Securities, Training, Management Consulting, Integration, Sales, Due Diligence, Recruiting, Business Strategy, Customer Satisfaction, IT Strategy, Financial Services, SDLC, Marketing, Customer Service, Visio, Public Speaking, Software Documentation, CRM, Team Management, Analysis, Cross-functional Team..., Project Portfolio..., Insurance, PMO, Portfolio Management
Education
City University of New York City College
Bachelor of Arts (B.A.), History, 3.5
Strata Associates, Inc. 2001 - Present
Starr Group 2001 - 2010
AIG 1998 - 2001
Smith Barney 1980 - 1998
Shearson Lehman Brothers 1980 - 1998
Skills
Project Management, Strategic Planning, Team Building, Contract Negotiation, Risk Management, New Business Development, Budgets, Process Improvement, Operations Management, Proposal Writing, Leadership, Program Management, Business Analysis, Vendor Management, Construction, Management, Contract Management, MS Project, Project Planning, Business Development, Software Project..., Information Technology, Securities, Training, Management Consulting, Integration, Sales, Due Diligence, Recruiting, Business Strategy, Customer Satisfaction, IT Strategy, Financial Services, SDLC, Marketing, Customer Service, Visio, Public Speaking, Software Documentation, CRM, Team Management, Analysis, Cross-functional Team..., Project Portfolio..., Insurance, PMO, Portfolio Management
Education
City University of New York City College
Bachelor of Arts (B.A.), History, 3.5
Inna Raydun's Smith Barney Experience May 1996 - Present
Job AVP at Smith Barney
Industry Financial Services
Experience
Smith Barney May 1996 - Present
Education
City University of New York-Brooklyn College 1992 — 1994
CIS
Smith Barney May 1996 - Present
Education
City University of New York-Brooklyn College 1992 — 1994
CIS
Julia Perlmutter's Smith Barney Experience March 2005 - June 2006
Job Manager, Sales Operations at Voya
Industry Financial Services
Experience
Voya Financial June 2006 - Present
Smith Barney March 2005 - June 2006
ING August 2001 - March 2005
Education
Central Connecticut State University 2002 — 2003
MBA, Finance and management
Central Connecticut State University 1998 — 2002
BS, Finance and management
University of Hertfordshire 2001 — 2001
study abroad semester
Voya Financial June 2006 - Present
Smith Barney March 2005 - June 2006
ING August 2001 - March 2005
Education
Central Connecticut State University 2002 — 2003
MBA, Finance and management
Central Connecticut State University 1998 — 2002
BS, Finance and management
University of Hertfordshire 2001 — 2001
study abroad semester
Mary Beaton's Smith Barney Experience April 2007 - June 2009
Job Admin at Deloitte
Industry Financial Services
Experience
Deloitte July 2015 - Present
Morgan Stanley Smith Barney July 2009 - January 2015
Smith Barney April 2007 - June 2009
Skills
Alternative Investments, Financial Advisory, Investments, Series 7, Financial Analysis, Strategic Financial..., Series 65, Estate Planning, Equities, Mutual Funds, Microsoft Office, Portfolio Management, Wealth Management, Risk Management, Asset Allocation, Investment Advisory, Securities, Series 63, Retirement Planning, Insurance, Fixed Income, FINRA, Asset Management, Financial Services, Management, Finance, Hedge Funds
Education
Central Michigan University 1986 — 1990
English/History
Central Michigan University
Bachelor of Science (BS), English/History
Deloitte July 2015 - Present
Morgan Stanley Smith Barney July 2009 - January 2015
Smith Barney April 2007 - June 2009
Skills
Alternative Investments, Financial Advisory, Investments, Series 7, Financial Analysis, Strategic Financial..., Series 65, Estate Planning, Equities, Mutual Funds, Microsoft Office, Portfolio Management, Wealth Management, Risk Management, Asset Allocation, Investment Advisory, Securities, Series 63, Retirement Planning, Insurance, Fixed Income, FINRA, Asset Management, Financial Services, Management, Finance, Hedge Funds
Education
Central Michigan University 1986 — 1990
English/History
Central Michigan University
Bachelor of Science (BS), English/History
Stan Palmieri's Smith Barney Experience 1998 - 2001
Job at Morgan Stanley
Industry Information Technology and Services
Experience
Morgan Stanley November 2009 - Present
Deutsche Bank June 2009 - October 2009
Morgan Stanley May 2006 - November 2008
JPMorgan Chase July 2002 - September 2005
SwapsWire August 2001 - June 2002
The Chase Manhattan Bank September 1995 - July 2001
Smith Barney 1998 - 2001
Constantin Walsh-Lowe 1984 - 1995
Skills
Program Management, SDLC, Vendor Management, Disaster Recovery, PMO, Business Analysis
Education
City University of New York
Associates, Electrical Engineering
New York University
Telecommunications
Morgan Stanley November 2009 - Present
Deutsche Bank June 2009 - October 2009
Morgan Stanley May 2006 - November 2008
JPMorgan Chase July 2002 - September 2005
SwapsWire August 2001 - June 2002
The Chase Manhattan Bank September 1995 - July 2001
Smith Barney 1998 - 2001
Constantin Walsh-Lowe 1984 - 1995
Skills
Program Management, SDLC, Vendor Management, Disaster Recovery, PMO, Business Analysis
Education
City University of New York
Associates, Electrical Engineering
New York University
Telecommunications
Rebecca Hendrickson's Smith Barney Experience January 2002 - May 2004
Job VP at FAMR
Industry Financial Services
Experience
FAMR June 2005 - Present
Smith Barney January 2002 - May 2004
Skills
Portfolio Management, Investments, Equities, Fixed Income, Risk Management, Financial Analysis, Capital Markets, Asset Managment, Series 7, Derivatives, Wealth Management, Strategic Planning, Mutual Funds
Education
University of Nebraska at Omaha 1999 — 2001
Master of Business Administration (M.B.A.)
Charleston Southern University 1992 — 1995
Bachelor of Business Administration (BBA), Management Information Systems, General
FAMR June 2005 - Present
Smith Barney January 2002 - May 2004
Skills
Portfolio Management, Investments, Equities, Fixed Income, Risk Management, Financial Analysis, Capital Markets, Asset Managment, Series 7, Derivatives, Wealth Management, Strategic Planning, Mutual Funds
Education
University of Nebraska at Omaha 1999 — 2001
Master of Business Administration (M.B.A.)
Charleston Southern University 1992 — 1995
Bachelor of Business Administration (BBA), Management Information Systems, General
Susan Young's Smith Barney Experience 1999 - 2008
Job CEO at Young Household
Industry Financial Services
Experience
Young Household October 2012 - Present
World Financial Group/Transamerica Financial Advisors June 2010 - October 2012
Tupperware 2010 - 2010
Morgan Stanley January 2008 - July 2009
Lee Hecht Harrison 2009 - 2009
Smith Barney 1999 - 2008
CIBC Oppenheimer April 1994 - June 1999
Bear Stearns April 1994 - April 1995
Skills
Wealth Management, Alternative Investments, Fixed Income, Asset Managment, Banking, Capital Markets
Education
California State University-Northridge
Santa Monica College
Young Household October 2012 - Present
World Financial Group/Transamerica Financial Advisors June 2010 - October 2012
Tupperware 2010 - 2010
Morgan Stanley January 2008 - July 2009
Lee Hecht Harrison 2009 - 2009
Smith Barney 1999 - 2008
CIBC Oppenheimer April 1994 - June 1999
Bear Stearns April 1994 - April 1995
Skills
Wealth Management, Alternative Investments, Fixed Income, Asset Managment, Banking, Capital Markets
Education
California State University-Northridge
Santa Monica College
Bob Sharma's Smith Barney Experience PharmacistCVS PharmacySeptember 1999 - Present
Job Pharmacist at CVS Pharmacy
Industry Financial Services
Experience
Smith Barney PharmacistCVS PharmacySeptember 1999 - Present
Stop and Shop Pharmacy September 2001 - December 2008
Education
Western New England University 2005 — 2007
Pharmacy
Central Connecticut State University 2003 — 2006
MBA, International Business
Massachusetts College of Pharmacy and Health Sciences 1996 — 1999
BS Pharmacy, Pharmacy
Smith Barney PharmacistCVS PharmacySeptember 1999 - Present
Stop and Shop Pharmacy September 2001 - December 2008
Education
Western New England University 2005 — 2007
Pharmacy
Central Connecticut State University 2003 — 2006
MBA, International Business
Massachusetts College of Pharmacy and Health Sciences 1996 — 1999
BS Pharmacy, Pharmacy
Jennifer Tenzer's Smith Barney Experience May 2007 - August 2007
Job Associate at BMO Capital Markets
Industry Banking
Experience
BMO Capital Markets July 2009 - Present
Baxter Healthcare May 2008 - August 2008
IndependentAge January 2008 - April 2008
Smith Barney May 2007 - August 2007
Education
Indiana University - Kelley School of Business 2005 — 2009
BS, Finance, International Business, French
Cass Business School 2008 — 2008
BMO Capital Markets July 2009 - Present
Baxter Healthcare May 2008 - August 2008
IndependentAge January 2008 - April 2008
Smith Barney May 2007 - August 2007
Education
Indiana University - Kelley School of Business 2005 — 2009
BS, Finance, International Business, French
Cass Business School 2008 — 2008
Sherril Morse's Smith Barney Experience October 2007 - September 2008
Job Financial Advisor at Morse Financial Services
Industry Financial Services
Experience
Morse Financial Services April 2015 - Present
Stifel September 2008 - April 2015
Smith Barney October 2007 - September 2008
A.G. Edwards February 1998 - October 2007
PaineWebber December 1995 - February 1998
Skills
Asset Allocation, Finance, Strategic Planning, Sales, Mutual Funds, Fixed Income, Marketing, Small Business, Bonds, Marketing Strategy, Investments, Retirement, Event Planning, Wealth Management, Retirement Planning, Women Owned Business, women's finances
Education
Charter Oak State College
Psychology and Business
Morse Financial Services April 2015 - Present
Stifel September 2008 - April 2015
Smith Barney October 2007 - September 2008
A.G. Edwards February 1998 - October 2007
PaineWebber December 1995 - February 1998
Skills
Asset Allocation, Finance, Strategic Planning, Sales, Mutual Funds, Fixed Income, Marketing, Small Business, Bonds, Marketing Strategy, Investments, Retirement, Event Planning, Wealth Management, Retirement Planning, Women Owned Business, women's finances
Education
Charter Oak State College
Psychology and Business
LANETTE COTTNAIR's Smith Barney Experience September 2007 - August 2009
Job Executive Director/Associate Regional Business Service Officer
Industry Financial Services
Experience
Morgan Stanley Smith Barney February 1993 - Present
Smith Barney September 2007 - August 2009
Smith Barney 1998 - 2007
Skills
Series 3, Series 7, Series 63, Series 65, series 9, Series 10, Life & Disability...
Education
Central Washington University 1988 — 1992
BS Business Admin, Finance and Human Resource Mgmt
Morgan Stanley Smith Barney February 1993 - Present
Smith Barney September 2007 - August 2009
Smith Barney 1998 - 2007
Skills
Series 3, Series 7, Series 63, Series 65, series 9, Series 10, Life & Disability...
Education
Central Washington University 1988 — 1992
BS Business Admin, Finance and Human Resource Mgmt
Pamela Taylor's Smith Barney Experience January 2001 - January 2005
Job Registered Client Associate
Industry Financial Services
Experience
Merrill Lynch June 2011 - Present
Morgan Stanley Smith Barney February 2011 - August 2011
Morgan Stanley Smith Barney January 2005 - February 2010
Smith Barney January 2001 - January 2005
Smith Barney August 1995 - January 2001
Education
California State University-San Marcos - College of Business Administration 1990 — 1992
BS, Management
Merrill Lynch June 2011 - Present
Morgan Stanley Smith Barney February 2011 - August 2011
Morgan Stanley Smith Barney January 2005 - February 2010
Smith Barney January 2001 - January 2005
Smith Barney August 1995 - January 2001
Education
California State University-San Marcos - College of Business Administration 1990 — 1992
BS, Management
Nataleah Dietzmann's Smith Barney Experience 2000 - 2007
Job Director of Marketing at D.A. Davidson Companies
Industry Financial Services
Experience
D.A. Davidson Companies 2013 - Present
D.A. Davidson & Co. 2011 - 2013
Morgan Stanley Smith Barney 2007 - 2011
Smith Barney 2000 - 2007
Smith Barney 1997 - 2000
Smith Barney Shearson 1994 - 1997
Shearson Lehman Hutton 1988 - 1994
Century 21 1982 - 1988
Skills
Branch Management, Series 8, Series 4, Series 3, Series 65, Series 7, Series 63, FINRA, Wealth Management, Investment Advisory, Asset Allocation, Financial Advisory, Securities, Alternative Investments, Wealth Management..., Investment Strategies, Insurance Life & Helath, Retirement Planning
Education
California State University-Long Beach
Bachelor of Science, Finance
D.A. Davidson Companies 2013 - Present
D.A. Davidson & Co. 2011 - 2013
Morgan Stanley Smith Barney 2007 - 2011
Smith Barney 2000 - 2007
Smith Barney 1997 - 2000
Smith Barney Shearson 1994 - 1997
Shearson Lehman Hutton 1988 - 1994
Century 21 1982 - 1988
Skills
Branch Management, Series 8, Series 4, Series 3, Series 65, Series 7, Series 63, FINRA, Wealth Management, Investment Advisory, Asset Allocation, Financial Advisory, Securities, Alternative Investments, Wealth Management..., Investment Strategies, Insurance Life & Helath, Retirement Planning
Education
California State University-Long Beach
Bachelor of Science, Finance
Kenneth santiago's Smith Barney Experience January 1995 - January 1997
Job Network Administrator at Betson Enterprises
Industry Information Services
Experience
Betson Enterprises January 2010 - Present
Rite Aid January 2006 - April 2010
Rite Aid 2006 - 2009
Eckerd 2006 - 2009
IBM 1995 - 2006
Bank of New York, Chase January 2001 - January 2004
Morgan Stanley, Payne Webber January 1999 - January 2001
Merrill Lynch, Prudential January 1997 - January 1999
Smith Barney January 1995 - January 1997
Education
City University of New York-Brooklyn College 1995 — 1997
computer science
Fiorello H. LaGuardia High School of Music & Art 1992 — 1995
high school, music
Grantham
Bachelor, Computer Science
New York City Tech (CUNY)
Betson Enterprises January 2010 - Present
Rite Aid January 2006 - April 2010
Rite Aid 2006 - 2009
Eckerd 2006 - 2009
IBM 1995 - 2006
Bank of New York, Chase January 2001 - January 2004
Morgan Stanley, Payne Webber January 1999 - January 2001
Merrill Lynch, Prudential January 1997 - January 1999
Smith Barney January 1995 - January 1997
Education
City University of New York-Brooklyn College 1995 — 1997
computer science
Fiorello H. LaGuardia High School of Music & Art 1992 — 1995
high school, music
Grantham
Bachelor, Computer Science
New York City Tech (CUNY)
Frederick Albert's Smith Barney Experience 1988 - 2000
Job Architecture & Planning Professional
Industry Architecture & Planning
Experience
NA 1975 - 2010
Smith Barney 1988 - 2000
Skills
Space-planning, Project Management
Education
City University of New York 1969 — 1975
NA 1975 - 2010
Smith Barney 1988 - 2000
Skills
Space-planning, Project Management
Education
City University of New York 1969 — 1975
Lady Cerezo's Smith Barney Experience January 2004 - December 2006
Job
Industry Financial Services
Experience
Goldman Sachs April 2014 - Present
Goldman Sachs October 2010 - Present
Deutsche Bank Securities 2008 - 2009
Smith Barney January 2004 - December 2006
Skills
Corporate Finance, Equities, Investment Banking
Education
City University of New York-Brooklyn College
Bachelor, Business Management
Goldman Sachs April 2014 - Present
Goldman Sachs October 2010 - Present
Deutsche Bank Securities 2008 - 2009
Smith Barney January 2004 - December 2006
Skills
Corporate Finance, Equities, Investment Banking
Education
City University of New York-Brooklyn College
Bachelor, Business Management
Mark Mancino's Smith Barney Experience January 1998 - January 2001
Job at Verizon Wireless
Industry Telecommunications
Experience
Verizon Business July 2010 - Present
Morgan Stanley April 2003 - Present
Morgan Stanley January 2003 - Present
Verizon July 2010 - July 2010
Lehman Brothers January 2001 - January 2002
Smith Barney January 1998 - January 2001
Education
City University of New York 1985 — 1988
Computer Science, Mathematics
The College of Staten IslandStaten
Associates degree, Computer Science
Verizon Business July 2010 - Present
Morgan Stanley April 2003 - Present
Morgan Stanley January 2003 - Present
Verizon July 2010 - July 2010
Lehman Brothers January 2001 - January 2002
Smith Barney January 1998 - January 2001
Education
City University of New York 1985 — 1988
Computer Science, Mathematics
The College of Staten IslandStaten
Associates degree, Computer Science
Wayne Stillerman's Smith Barney Experience 1996 - 2003
Job Founder at Datebility.com
Industry Internet
Experience
Datebility.com Founder/CFOIntegracare, Inc1988 - 2005
Smith Barney 1996 - 2003
Skills
SEO, Online Advertising, Marketing Strategy
Education
City University of New York-Brooklyn College 1978 — 1982
Bachelor's degree, Accounting and Finance
Datebility.com Founder/CFOIntegracare, Inc1988 - 2005
Smith Barney 1996 - 2003
Skills
SEO, Online Advertising, Marketing Strategy
Education
City University of New York-Brooklyn College 1978 — 1982
Bachelor's degree, Accounting and Finance
Bertha Munoz's Smith Barney Experience January 2009 - June 2009
Job Registered Client Service Associate
Industry Financial Services
Experience
Morgan Stanley June 2009 - Present
Smith Barney January 2009 - June 2009
Campbell Tax & Financial Services June 2006 - January 2009
Education
California State University-Northridge 1999 — 2005
BS, Business Administration/Finance/Real Estate
Morgan Stanley June 2009 - Present
Smith Barney January 2009 - June 2009
Campbell Tax & Financial Services June 2006 - January 2009
Education
California State University-Northridge 1999 — 2005
BS, Business Administration/Finance/Real Estate
Damalia Thomas's Smith Barney Experience September 2005 - February 2006
Job Project Manager @ CareCentrix
Industry Computer Software
Experience
CareCentrix January 2013 - Present
Insurity Software Solutions May 2008 - February 2013
Insurity May 2008 - January 2013
Travelers Insurance Co February 2006 - May 2008
Smith Barney September 2005 - February 2006
UnitedHealth Group August 2003 - September 2005
Citigroup November 2001 - August 2003
CIGNA Healthcare December 1999 - August 2000
Skills
SharePoint, Vendor Management, Resource Management, MS Project, Project Portfolio..., PMO, Process Improvement, Testing, Active Directory, Software Project..., User Acceptance Testing, Requirements Gathering, Release Management
Education
Capital Community College 2010 — 2014
AS, Management
Tunxis Community College
Thomas Snell Weaver High School
Diploma
CareCentrix January 2013 - Present
Insurity Software Solutions May 2008 - February 2013
Insurity May 2008 - January 2013
Travelers Insurance Co February 2006 - May 2008
Smith Barney September 2005 - February 2006
UnitedHealth Group August 2003 - September 2005
Citigroup November 2001 - August 2003
CIGNA Healthcare December 1999 - August 2000
Skills
SharePoint, Vendor Management, Resource Management, MS Project, Project Portfolio..., PMO, Process Improvement, Testing, Active Directory, Software Project..., User Acceptance Testing, Requirements Gathering, Release Management
Education
Capital Community College 2010 — 2014
AS, Management
Tunxis Community College
Thomas Snell Weaver High School
Diploma
Arlene Hafkin's Smith Barney Experience August 1981 - January 2003
Job Retired at Smith Barney
Industry Investment Management
Experience
Smith Barney August 1981 - January 2003
Education
City University of New York-Brooklyn College 1959 — 1964
Bachelor of Business Administration (B.B.A.), Merchandising/Advertising, 3.2
Smith Barney August 1981 - January 2003
Education
City University of New York-Brooklyn College 1959 — 1964
Bachelor of Business Administration (B.B.A.), Merchandising/Advertising, 3.2
Harish Murthy's Smith Barney Experience 1988 - 1996
Job Owner / President at Indo American Arts Management
Industry Nonprofit Organization Management
Experience
Indo American Arts Management 2009 - Present
Ektaa Center October 2003 - Present
Center Point Travel Company 1996 - 2000
Smith Barney 1988 - 1996
Xerox 1982 - 1988
Skills
Non-profit..., Arts Administration, International Relations, Advisory Boards, Business Strategy, Investment Advisory, Operations Management, Multi-Cultural Team..., Travel Management, Talent Management
Education
California State University-Long Beach
M.S., Marketing
XLRI Jamshedpur 1974 — 1976
Master of Business Administration (MBA), Business Administration and Management, General
Madras Christian College 1971 — 1974
Bachelor of Commerce (B.Com.), Accounting
Indo American Arts Management 2009 - Present
Ektaa Center October 2003 - Present
Center Point Travel Company 1996 - 2000
Smith Barney 1988 - 1996
Xerox 1982 - 1988
Skills
Non-profit..., Arts Administration, International Relations, Advisory Boards, Business Strategy, Investment Advisory, Operations Management, Multi-Cultural Team..., Travel Management, Talent Management
Education
California State University-Long Beach
M.S., Marketing
XLRI Jamshedpur 1974 — 1976
Master of Business Administration (MBA), Business Administration and Management, General
Madras Christian College 1971 — 1974
Bachelor of Commerce (B.Com.), Accounting
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.