Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Dan Ashby Dan Ashby's Smith Barney Experience June 2004 - November 2008
Job
Industry Investment Management
Experience
Cornerstone Land Company September 2014 - Present
Self Employed March 2009 - September 2014
Wells Fargo November 2008 - March 2009
Smith Barney June 2004 - November 2008
Morgan Stanley February 2000 - June 2004
24 Hour Fitness May 1998 - October 1999
Skills
Management, Sales, Leadership, Research, Customer Service, Training, Project Management, Fitness Industry, Fitness Consulting, Diet Planning, Investment Banking
Education
California State University-Chico 1995 — 1998
Bachelor's degree, Business Administration and Exercise Physiology
Butte College 1993 — 1995
Associate's degree, Business/Commerce, General
Cornerstone Land Company September 2014 - Present
Self Employed March 2009 - September 2014
Wells Fargo November 2008 - March 2009
Smith Barney June 2004 - November 2008
Morgan Stanley February 2000 - June 2004
24 Hour Fitness May 1998 - October 1999
Skills
Management, Sales, Leadership, Research, Customer Service, Training, Project Management, Fitness Industry, Fitness Consulting, Diet Planning, Investment Banking
Education
California State University-Chico 1995 — 1998
Bachelor's degree, Business Administration and Exercise Physiology
Butte College 1993 — 1995
Associate's degree, Business/Commerce, General
Garrett Kelley Garrett Kelley's Smith Barney Experience June 1993 - June 1995
Job Regional Director S. CA & AZ at Victory Capital Management
Industry Financial Services
Experience
Victory Capital Management September 2014 - Present
Astor Investment Management February 2013 - August 2014
Capital Wealth Planning, LLC. August 2012 - February 2013
Pacific Life January 2005 - October 2009
GUARDIAN INVESTOR SERVICES April 2003 - September 2004
JACKSON NATIONAL LIFE, DISTRIBUTORS November 1995 - April 2003
CALIFORNIA FEDERAL BANK June 1995 - November 1995
SMITH BARNEY June 1993 - June 1995
Skills
New Business Development, Series 7, Investment Management, Mutual Funds, Asset Allocation, Separately Managed..., ETFs, Wholesaling, Series 66, Series 65, Global Macro, Public Speaking, Negotiation, Options, Investment Advisory, Asset Management, Financial Advisory, Equities, Portfolio Management, Securities, Fixed Annuities, Financial Services
Education
California State University-Long Beach 1988 — 1993
BA, Political Science
Victory Capital Management September 2014 - Present
Astor Investment Management February 2013 - August 2014
Capital Wealth Planning, LLC. August 2012 - February 2013
Pacific Life January 2005 - October 2009
GUARDIAN INVESTOR SERVICES April 2003 - September 2004
JACKSON NATIONAL LIFE, DISTRIBUTORS November 1995 - April 2003
CALIFORNIA FEDERAL BANK June 1995 - November 1995
SMITH BARNEY June 1993 - June 1995
Skills
New Business Development, Series 7, Investment Management, Mutual Funds, Asset Allocation, Separately Managed..., ETFs, Wholesaling, Series 66, Series 65, Global Macro, Public Speaking, Negotiation, Options, Investment Advisory, Asset Management, Financial Advisory, Equities, Portfolio Management, Securities, Fixed Annuities, Financial Services
Education
California State University-Long Beach 1988 — 1993
BA, Political Science
Megan Mulloy, CFP® Megan Mulloy, CFP®'s Smith Barney Experience October 2007 - March 2009
Job Director at First Republic Bank
Industry Investment Management
Experience
First Republic Bank February 2015 - Present
First Republic Bank February 2013 - January 2015
First Republic Investment Management February 2012 - January 2013
First Republic Investment Management February 2011 - January 2012
First Republic Investment Management August 2009 - January 2011
Smith Barney October 2007 - March 2009
Skills
Series 7, Series 66, Certified Financial...
Education
Bucknell University 2004 — 2007
Bachelor's degree, Economics
University of California, Berkeley 2011 — 2012
Certificate in Personal Financial Planning
First Republic Bank February 2015 - Present
First Republic Bank February 2013 - January 2015
First Republic Investment Management February 2012 - January 2013
First Republic Investment Management February 2011 - January 2012
First Republic Investment Management August 2009 - January 2011
Smith Barney October 2007 - March 2009
Skills
Series 7, Series 66, Certified Financial...
Education
Bucknell University 2004 — 2007
Bachelor's degree, Economics
University of California, Berkeley 2011 — 2012
Certificate in Personal Financial Planning
Javier Ramos-Luiña Javier Ramos-Luiña's Smith Barney Experience March 1994 - February 1997
Job Principal at JRL Advisors
Industry Financial Services
Experience
JRL Advisors October 2012 - Present
Government Development Bank for Puerto Rico July 1997 - September 2012
Smith Barney March 1994 - February 1997
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, Budgets, Finance, Analysis, Management, Financial Modeling
Education
Clark Atlanta University 1988 — 1990
Master of Business Administration (MBA), Finance, General
Bryant University 1984 — 1988
Bachelor of Science (BS), Business Administration (BBA), Computer and Information Sciences, General
JRL Advisors October 2012 - Present
Government Development Bank for Puerto Rico July 1997 - September 2012
Smith Barney March 1994 - February 1997
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, Budgets, Finance, Analysis, Management, Financial Modeling
Education
Clark Atlanta University 1988 — 1990
Master of Business Administration (MBA), Finance, General
Bryant University 1984 — 1988
Bachelor of Science (BS), Business Administration (BBA), Computer and Information Sciences, General
Rodger Pickett Rodger Pickett's Smith Barney Experience January 1983 - January 1984
Job CEO, Pres, VP Seeking Employment
Industry Consumer Services
Experience
BELRON INTERNATIONAL/SAFELITE GROUP January 2009 - December 2011
AGRSS June 2007 - January 2009
CINDY ROWE AUTO GLASS January 1994 - December 2008
NOVUS WINDSHIELD REPAIR COMPANY January 1985 - January 1994
EQUITEC FINANCIAL GROUP January 1984 - January 1985
SMITH BARNEY January 1983 - January 1984
Skills
Profit Maximization, Business Development, Marketing Strategy, Leadership, Customer Satisfaction, Strategic Planning, Sales Operations, Advertising, Sales, Customer Service, Pricing, Retail, Call Centers, B2B, Team Building, Strategy, Sales Management, Customer Retention, New Business Development, Start-ups, Management, Sales Process, Operations Management
Education
Brigham Young University 1981 — 1983
MBA, Marketing / Finance
Brigham Young University
MASTER OF BUSINESS ADMINISTRATION, Marketing & Finance
Northeastern Oklahoma State University
BACHELOR OF SCIENCE, Biology & German
BELRON INTERNATIONAL/SAFELITE GROUP January 2009 - December 2011
AGRSS June 2007 - January 2009
CINDY ROWE AUTO GLASS January 1994 - December 2008
NOVUS WINDSHIELD REPAIR COMPANY January 1985 - January 1994
EQUITEC FINANCIAL GROUP January 1984 - January 1985
SMITH BARNEY January 1983 - January 1984
Skills
Profit Maximization, Business Development, Marketing Strategy, Leadership, Customer Satisfaction, Strategic Planning, Sales Operations, Advertising, Sales, Customer Service, Pricing, Retail, Call Centers, B2B, Team Building, Strategy, Sales Management, Customer Retention, New Business Development, Start-ups, Management, Sales Process, Operations Management
Education
Brigham Young University 1981 — 1983
MBA, Marketing / Finance
Brigham Young University
MASTER OF BUSINESS ADMINISTRATION, Marketing & Finance
Northeastern Oklahoma State University
BACHELOR OF SCIENCE, Biology & German
Stephen Rodenbeck Stephen Rodenbeck's Smith Barney Experience December 1989 - November 1997
Job CEO at Agave Street LLC
Industry Food & Beverages
Experience
Agave Street LLC March 2012 - Present
4th Street, LLC December 2006 - Present
Prudential Securites January 1998 - March 2002
Smith Barney December 1989 - November 1997
Smith Barney August 1989 - December 1989
Smith Barney November 1987 - July 1989
Skills
Marketing Strategy, Strategic Planning, Business Strategy, New Business Development, Business Planning, Sales Management, Product Development, Management, Negotiation, Marketing, Entrepreneurship, Team Building, Food, Customer Service, Start-ups
Education
Bucknell University 1983 — 1987
Master's Degree, Economics, cum laude
Agave Street LLC March 2012 - Present
4th Street, LLC December 2006 - Present
Prudential Securites January 1998 - March 2002
Smith Barney December 1989 - November 1997
Smith Barney August 1989 - December 1989
Smith Barney November 1987 - July 1989
Skills
Marketing Strategy, Strategic Planning, Business Strategy, New Business Development, Business Planning, Sales Management, Product Development, Management, Negotiation, Marketing, Entrepreneurship, Team Building, Food, Customer Service, Start-ups
Education
Bucknell University 1983 — 1987
Master's Degree, Economics, cum laude
John Brenard's Smith Barney Experience July 2008 - February 2009
Job Private Client Advisor at J.P. Morgan Chase Bank, N.A.
Industry Financial Services
Experience
J.P. Morgan Chase Bank, N.A. August 2012 - Present
Minot Applications March 2009 - January 2014
Chase Investment Services Corp. August 2010 - July 2012
Wells Fargo Advisors, LLC February 2009 - August 2010
Smith Barney July 2008 - February 2009
Smith Barney August 2007 - December 2007
Education
California State University-Long Beach 2004 — 2008
Bachelor of Arts (B.A.)
J.P. Morgan Chase Bank, N.A. August 2012 - Present
Minot Applications March 2009 - January 2014
Chase Investment Services Corp. August 2010 - July 2012
Wells Fargo Advisors, LLC February 2009 - August 2010
Smith Barney July 2008 - February 2009
Smith Barney August 2007 - December 2007
Education
California State University-Long Beach 2004 — 2008
Bachelor of Arts (B.A.)
Dmitriy Dima Kumets Dmitriy Dima Kumets's Smith Barney Experience December 2001 - 2002
Job
Industry Internet
Experience
OpenDNS March 2014 - Present
OpenDNS November 2008 - February 2014
BitTorrent Inc November 2006 - November 2008
LECG November 2005 - November 2006
Nexxo Financial Corporation 2004 - 2005
Accenture 2003 - 2004
Lehman Brothers June 2002 - 2002
Smith Barney December 2001 - 2002
Circle.com August 2000 - February 2001
Skills
Product Management, Certified Scrum Master..., Database Analysis, Agile Methodologies, User Experience, Scrum, Web Development, Analysis, Kanban, Analytics, Cloud Computing, SaaS, Start-ups, Software Development, E-commerce, Scalability, Agile Project Management, Enterprise Software, Databases, Data Analysis, Strategy, Integration, Linux, MySQL, Big Data, Web Applications, Mobile Devices
Education
University of San Francisco 2001 — 2003
BS, Finance
California Polytechnic State University-San Luis Obispo 1997 — 1999
Computer Engineering
OpenDNS March 2014 - Present
OpenDNS November 2008 - February 2014
BitTorrent Inc November 2006 - November 2008
LECG November 2005 - November 2006
Nexxo Financial Corporation 2004 - 2005
Accenture 2003 - 2004
Lehman Brothers June 2002 - 2002
Smith Barney December 2001 - 2002
Circle.com August 2000 - February 2001
Skills
Product Management, Certified Scrum Master..., Database Analysis, Agile Methodologies, User Experience, Scrum, Web Development, Analysis, Kanban, Analytics, Cloud Computing, SaaS, Start-ups, Software Development, E-commerce, Scalability, Agile Project Management, Enterprise Software, Databases, Data Analysis, Strategy, Integration, Linux, MySQL, Big Data, Web Applications, Mobile Devices
Education
University of San Francisco 2001 — 2003
BS, Finance
California Polytechnic State University-San Luis Obispo 1997 — 1999
Computer Engineering
Joseph Hollak Joseph Hollak's Smith Barney Experience December 1998 - August 2004
Job CEO | Team Leader at Keller Williams Realty
Industry Real Estate
Experience
Keller Williams Realty June 2013 - Present
Keller Williams Realty December 2009 - June 2013
Smith Barney December 1998 - August 2004
Morgan Stanley June 1995 - October 1998
Skills
Coaching, Leadership, Team Building, Marketing, Investments, Recruiting, Negotiation, Real Estate, Investment Properties, Sellers, Short Sales, Residential Homes, First Time Home Buyers
Education
California State University, Fresno
Keller Williams Realty June 2013 - Present
Keller Williams Realty December 2009 - June 2013
Smith Barney December 1998 - August 2004
Morgan Stanley June 1995 - October 1998
Skills
Coaching, Leadership, Team Building, Marketing, Investments, Recruiting, Negotiation, Real Estate, Investment Properties, Sellers, Short Sales, Residential Homes, First Time Home Buyers
Education
California State University, Fresno
Joanne Daly's Smith Barney Experience 2004 - 2007
Job First Vice PresidentWealth Management, Financial Advisor
Industry Investment Management
Experience
UBS Wealth Management October 2007 - Present
Smith Barney 2004 - 2007
Piccerelli, Gilstein & Company, LLP 1998 - 2001
United Way of Allegheny County 1990 - 1995
Ernst & Young 1985 - 1990
Education
Bryant University
Masters in Science of Taxation
Bryant University
BS
UBS Wealth Management October 2007 - Present
Smith Barney 2004 - 2007
Piccerelli, Gilstein & Company, LLP 1998 - 2001
United Way of Allegheny County 1990 - 1995
Ernst & Young 1985 - 1990
Education
Bryant University
Masters in Science of Taxation
Bryant University
BS
Tabitha Pantis, MBA Tabitha Pantis, MBA's Smith Barney Experience February 2005 - June 2008
Job Financial Services Professional
Industry Financial Services
Experience
Independent Firm May 2014 - August 2014
Merrill Lynch June 2008 - February 2014
Smith Barney February 2005 - June 2008
Independent Music Teacher 2000 - December 2004
Skills
Financial Analysis, Investments, Entrepreneurship, Analysis, Wealth Management, Portfolio Management, Leadership, Market Research, Series 63, Valuation, Securities, Performing, Violin, Series 7, Financial Services, Sales, Business Development, Data Analysis, Wealth Management..., Strategic Planning, Business Process..., Cash Management, Team Building, Finance, Risk Management, Business Analysis, Process Improvement, Strategic Financial...
Education
Cal Poly Pomona 2010 — 2013
Master of Business Administration (MBA), Business Administration and Management, General
Cal State Fullerton 2001 — 2004
Bachelor's degree, Psychology & Music
Independent Firm May 2014 - August 2014
Merrill Lynch June 2008 - February 2014
Smith Barney February 2005 - June 2008
Independent Music Teacher 2000 - December 2004
Skills
Financial Analysis, Investments, Entrepreneurship, Analysis, Wealth Management, Portfolio Management, Leadership, Market Research, Series 63, Valuation, Securities, Performing, Violin, Series 7, Financial Services, Sales, Business Development, Data Analysis, Wealth Management..., Strategic Planning, Business Process..., Cash Management, Team Building, Finance, Risk Management, Business Analysis, Process Improvement, Strategic Financial...
Education
Cal Poly Pomona 2010 — 2013
Master of Business Administration (MBA), Business Administration and Management, General
Cal State Fullerton 2001 — 2004
Bachelor's degree, Psychology & Music
Eric B. Soiland's Smith Barney Experience May 1998 - October 2007
Job Associate Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC October 2007 - Present
Smith Barney May 1998 - October 2007
Morgan Stanley December 1989 - May 1998
Skills
Retirement Planning, Financial Advisory, Investments, Insurance, Investment Strategies, 401k, Medicare, Social Security, Plannning, Asset Allocation, Mutual Funds, Securities, High Net Worth..., IRAs, Fixed Annuities, Investment Advice, Legacy Planning, Eldercare Planning, Personalized Wealth..., Estate Investment..., Tax-advantaged..., Retirement Income...
Education
California Lutheran University 1977 — 1981
Bachelor of Science, Business
Montgomery High 1972 — 1976
Wells Fargo Advisors, LLC October 2007 - Present
Smith Barney May 1998 - October 2007
Morgan Stanley December 1989 - May 1998
Skills
Retirement Planning, Financial Advisory, Investments, Insurance, Investment Strategies, 401k, Medicare, Social Security, Plannning, Asset Allocation, Mutual Funds, Securities, High Net Worth..., IRAs, Fixed Annuities, Investment Advice, Legacy Planning, Eldercare Planning, Personalized Wealth..., Estate Investment..., Tax-advantaged..., Retirement Income...
Education
California Lutheran University 1977 — 1981
Bachelor of Science, Business
Montgomery High 1972 — 1976
Neil Ratwani Neil Ratwani's Smith Barney Experience March 2006 - February 2010
Job Administrative Manager at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch March 2011 - Present
Morgan Stanley Smith Barney February 2010 - February 2011
Smith Barney March 2006 - February 2010
Smith Barney May 2004 - March 2006
Smith Barney March 2003 - May 2004
Smith Barney March 2002 - March 2003
Smith Barney May 2000 - March 2002
Smith Barney March 1999 - May 2000
R-Tec September 1994 - December 1999
Skills
Series 3, Series 7, Series 9, Series 10, Series 63, Series 66, FINRA, Mutual Funds, Securities, Uniform Combined State..., Wealth Management, Investment Advisory, Financial Services, Finance
Education
California State University-Fullerton 1998 — 2002
Master of Business Administration (MBA), General Studies
University of California, Irvine 1994 — 1998
Bachelor of Science (B.S.), Computer and Information Sciences, General
Merrill Lynch March 2011 - Present
Morgan Stanley Smith Barney February 2010 - February 2011
Smith Barney March 2006 - February 2010
Smith Barney May 2004 - March 2006
Smith Barney March 2003 - May 2004
Smith Barney March 2002 - March 2003
Smith Barney May 2000 - March 2002
Smith Barney March 1999 - May 2000
R-Tec September 1994 - December 1999
Skills
Series 3, Series 7, Series 9, Series 10, Series 63, Series 66, FINRA, Mutual Funds, Securities, Uniform Combined State..., Wealth Management, Investment Advisory, Financial Services, Finance
Education
California State University-Fullerton 1998 — 2002
Master of Business Administration (MBA), General Studies
University of California, Irvine 1994 — 1998
Bachelor of Science (B.S.), Computer and Information Sciences, General
Eric The Fix Balta Eric The Fix Balta's Smith Barney Experience February 1995 - June 2001
Job President at "The Fix" HandyMan Services, Inc.
Industry Consumer Services
Experience
"The Fix" Handyman Services, Inc. January 2012 - Present
Balta Consulting, Inc. June 2006 - December 2011
Paramount Lending Group, LLC December 2001 - January 2007
Telefonica Data USA June 2000 - June 2002
Smith Barney February 1995 - June 2001
Beiswenger Hoch & Associates, Inc. June 1992 - February 1995
Skills
Sales Management, IT Management, Financial Management, Construction, Home, Carpentry, Cabinetry, Bathrooms, Residential, Customer Service, Customer Relations, Residential Homes, Sales, Loans, Management, Small Business, Real Estate, Managerial Finance, Investment Properties
Education
Broward Community College 1992 — 1995
Associates in Arts, Business Administration
Miami Dade College 1993 — 1993
Associates in Arts, Business Administration
"The Fix" Handyman Services, Inc. January 2012 - Present
Balta Consulting, Inc. June 2006 - December 2011
Paramount Lending Group, LLC December 2001 - January 2007
Telefonica Data USA June 2000 - June 2002
Smith Barney February 1995 - June 2001
Beiswenger Hoch & Associates, Inc. June 1992 - February 1995
Skills
Sales Management, IT Management, Financial Management, Construction, Home, Carpentry, Cabinetry, Bathrooms, Residential, Customer Service, Customer Relations, Residential Homes, Sales, Loans, Management, Small Business, Real Estate, Managerial Finance, Investment Properties
Education
Broward Community College 1992 — 1995
Associates in Arts, Business Administration
Miami Dade College 1993 — 1993
Associates in Arts, Business Administration
Marie Camacho Marie Camacho's Smith Barney Experience March 2004 - December 2005
Job Director Business Development at Satellite
Industry Consumer Electronics
Experience
Satellite ID September 2011 - Present
UBS Private Wealth Management December 2005 - September 2011
Smith Barney March 2004 - December 2005
Skills
Strategic Partnerships, Investments, Portfolio Management, Marketing Strategy, Product Development, Business Development, New Client Prospecting, Business Planning, Asset Allocation, Wealth Management, Financial Analysis, Strategic Financial..., Microsoft Excel, Competitive Analysis, Investment Strategies, Cross-functional Team..., Financial Planning, Analysis, Market Research, Strategy, Product Management, Financial Advisory, Management, Product Marketing
Education
Brigham Young University
BA, Economics, Business Management
Satellite ID September 2011 - Present
UBS Private Wealth Management December 2005 - September 2011
Smith Barney March 2004 - December 2005
Skills
Strategic Partnerships, Investments, Portfolio Management, Marketing Strategy, Product Development, Business Development, New Client Prospecting, Business Planning, Asset Allocation, Wealth Management, Financial Analysis, Strategic Financial..., Microsoft Excel, Competitive Analysis, Investment Strategies, Cross-functional Team..., Financial Planning, Analysis, Market Research, Strategy, Product Management, Financial Advisory, Management, Product Marketing
Education
Brigham Young University
BA, Economics, Business Management
David Peligian, MBA's Smith Barney Experience September 2006 - December 2006
Job Licensed Banker at Citizens Bank
Industry Financial Services
Experience
Citizens Bank February 2014 - Present
Citizens Bank February 2013 - February 2014
Hasbro June 2012 - February 2013
Hasbro February 2012 - June 2012
Merrill Lynch September 2007 - September 2010
Smith Barney September 2006 - December 2006
Skills
Time Management, Highly detail oriented, Investments, Brokerage, Long-term Customer..., MBA, Finance, Analysis, Equities, Mutual Funds, Bonds, Financial Services, Fixed Income, Sales, Financial Modeling, Series 7, Financial Analysis, Series 63, Securities
Education
Bryant University 2009 — 2010
MBA
Bryant University 2004 — 2007
Bachelor's degree, Finance
Citizens Bank February 2014 - Present
Citizens Bank February 2013 - February 2014
Hasbro June 2012 - February 2013
Hasbro February 2012 - June 2012
Merrill Lynch September 2007 - September 2010
Smith Barney September 2006 - December 2006
Skills
Time Management, Highly detail oriented, Investments, Brokerage, Long-term Customer..., MBA, Finance, Analysis, Equities, Mutual Funds, Bonds, Financial Services, Fixed Income, Sales, Financial Modeling, Series 7, Financial Analysis, Series 63, Securities
Education
Bryant University 2009 — 2010
MBA
Bryant University 2004 — 2007
Bachelor's degree, Finance
Dean Welsh Dean Welsh's Smith Barney Experience March 1994 - October 1998
Job Owner at Harcourts Prime Properties
Industry Real Estate
Experience
Square One Design Studio January 2013 - Present
Vertical Infill March 2005 - Present
O'Donnell/Atkins September 2003 - January 2005
Ashbrook Communities September 2002 - September 2003
Merrill Lynch October 1998 - September 2001
Smith Barney March 1994 - October 1998
Skills
Real Estate, Dispositions, Due Diligence, Real Estate Finance, Real Estate Development, Real Estate Investment, Entitlements, Investment Properties, Land, Land Acquisition, Investments
Education
California State University-San Marcos 1991 — 1993
BA, Liberal Studies
Square One Design Studio January 2013 - Present
Vertical Infill March 2005 - Present
O'Donnell/Atkins September 2003 - January 2005
Ashbrook Communities September 2002 - September 2003
Merrill Lynch October 1998 - September 2001
Smith Barney March 1994 - October 1998
Skills
Real Estate, Dispositions, Due Diligence, Real Estate Finance, Real Estate Development, Real Estate Investment, Entitlements, Investment Properties, Land, Land Acquisition, Investments
Education
California State University-San Marcos 1991 — 1993
BA, Liberal Studies
Steve Matter Steve Matter's Smith Barney Experience September 1992 - January 2009
Job Sales Management | SVP | Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2010 - Present
Wells Fargo Advisors March 2010 - July 2011
Smith Barney September 1992 - January 2009
Paine Webber February 1990 - September 1992
Merrill Lynch Life Insurance July 1987 - February 1990
EF Hutton April 1983 - July 1987
Skills
Estate Planning, Wealth Management, Sales, Coaching, Team Building, Training, Best Selling Author, Alternative Investments, Wealth, Long Term Care Insurance, Retirement Planning, Insurance, Life Insurance, Financial Advisory, Strategic Financial..., Fixed Annuities, Financial Analysis, Retirement, Series 63, IRAs, Series 6, Asset Allocation, Series 7, Investment Advisory, Mutual Funds
Education
College for Financial Planning 1987 — 1989
CFP, Financial Services
California State University-Fullerton, Mihaylo College of Business and Economics 1972 — 1974
BA, Marketing & Business Admin
Long Beach City College
Wells Fargo Advisors, LLC 2010 - Present
Wells Fargo Advisors March 2010 - July 2011
Smith Barney September 1992 - January 2009
Paine Webber February 1990 - September 1992
Merrill Lynch Life Insurance July 1987 - February 1990
EF Hutton April 1983 - July 1987
Skills
Estate Planning, Wealth Management, Sales, Coaching, Team Building, Training, Best Selling Author, Alternative Investments, Wealth, Long Term Care Insurance, Retirement Planning, Insurance, Life Insurance, Financial Advisory, Strategic Financial..., Fixed Annuities, Financial Analysis, Retirement, Series 63, IRAs, Series 6, Asset Allocation, Series 7, Investment Advisory, Mutual Funds
Education
College for Financial Planning 1987 — 1989
CFP, Financial Services
California State University-Fullerton, Mihaylo College of Business and Economics 1972 — 1974
BA, Marketing & Business Admin
Long Beach City College
Richard Elwood, CRPC® Richard Elwood, CRPC®'s Smith Barney Experience May 1996 - April 2009
Job Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors April 2009 - Present
Smith Barney May 1996 - April 2009
Paine Webber May 1989 - May 1996
Skills
Retirement Planning, Asset Allocation, Mutual Funds, Investments, Retirement, Securities, Investment Strategies, Alternative Investments, Equities
Education
Syracuse University 1960 — 1964
Bachelor of Science (B.S.), Business Administration and Management, General
Brooklyn Law School 1964 — 1967
Doctor of Law (J.D.)
Wells Fargo Advisors April 2009 - Present
Smith Barney May 1996 - April 2009
Paine Webber May 1989 - May 1996
Skills
Retirement Planning, Asset Allocation, Mutual Funds, Investments, Retirement, Securities, Investment Strategies, Alternative Investments, Equities
Education
Syracuse University 1960 — 1964
Bachelor of Science (B.S.), Business Administration and Management, General
Brooklyn Law School 1964 — 1967
Doctor of Law (J.D.)
Phil Sikkema's Smith Barney Experience September 2007 - December 2007
Job Credit Analyst at Horizon Bank
Industry Banking
Experience
Horizon Bank October 2013 - Present
Five Points Ag Services January 2011 - July 2013
California Air National Guard November 2005 - December 2010
Tim Smith & Co. May 2006 - October 2009
Smith Barney September 2007 - December 2007
Skills
Agriculture, Farms, Managerial Skills, Operations Management, Supervisory Skills, Logistics Management, Mechanical Aptitude, Work Autonomously, Standards Compliance, Industrial Safety, Logistics, Irrigation, Water, Facilities Management, Forklift Operator, Underwriting, Banking, Commercial Banking, Commercial Lending
Education
California State University-Fresno 2007 — 2009
Bachelor of Business Administration (B.B.A.), Finance
Central Valley Christian high school 2002 — 2004
Timothy Christian Schools 1992 — 2002
Horizon Bank October 2013 - Present
Five Points Ag Services January 2011 - July 2013
California Air National Guard November 2005 - December 2010
Tim Smith & Co. May 2006 - October 2009
Smith Barney September 2007 - December 2007
Skills
Agriculture, Farms, Managerial Skills, Operations Management, Supervisory Skills, Logistics Management, Mechanical Aptitude, Work Autonomously, Standards Compliance, Industrial Safety, Logistics, Irrigation, Water, Facilities Management, Forklift Operator, Underwriting, Banking, Commercial Banking, Commercial Lending
Education
California State University-Fresno 2007 — 2009
Bachelor of Business Administration (B.B.A.), Finance
Central Valley Christian high school 2002 — 2004
Timothy Christian Schools 1992 — 2002
John Magrath John Magrath's Smith Barney Experience May 1988 - January 2004
Job Portfolio Manager Registered Investment Adviser at Magrath Capital LLC
Industry Financial Services
Experience
Magrath Capital LLC October 2012 - Present
Magrath Capital LLC October 2012 - Present
LPL Financial June 2008 - February 2011
Smith Barney May 1988 - January 2004
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Mutual Funds, Retirement, Series 63, Financial Analysis, Equities, Asset Allocation, Estate Planning, Insurance
Education
Brigham Young University 1973 — 1974
San Ramon High School 1968 — 1971
Magrath Capital LLC October 2012 - Present
Magrath Capital LLC October 2012 - Present
LPL Financial June 2008 - February 2011
Smith Barney May 1988 - January 2004
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Mutual Funds, Retirement, Series 63, Financial Analysis, Equities, Asset Allocation, Estate Planning, Insurance
Education
Brigham Young University 1973 — 1974
San Ramon High School 1968 — 1971
Pamela Lee Thompson CFP,CRPC's Smith Barney Experience October 2003 - October 2007
Job Certified Financial Planner, Financial Advisor, Portfolio Manager at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management March 2011 - Present
Merrill Lynch October 2007 - March 2011
Smith Barney October 2003 - October 2007
Education
California State Polytechnic University-Pomona
Bachelor of Science (BS), Industrial Engineering
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management
Master of Business Administration (MBA), Finance, General
UBS Wealth Management March 2011 - Present
Merrill Lynch October 2007 - March 2011
Smith Barney October 2003 - October 2007
Education
California State Polytechnic University-Pomona
Bachelor of Science (BS), Industrial Engineering
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management
Master of Business Administration (MBA), Finance, General
Judy Steele's Smith Barney Experience 1995 - 2007
Job Financial Advisor at First Allied Securities
Industry Financial Services
Experience
First Allied Securities January 2007 - Present
Best Buddies West Coast Rider September 2009 - September 2010
Smith Barney 1995 - 2007
Prudential Bache Securities 1985 - 1995
Skills
FINRA, Retirement Plan..., Portfolio Management, 401k Rollovers, Fixed Income, IRAs, Municipal Bonds, Investment Management, 401k, Asset Managment, Separately Managed..., 529 Plans, ETFs, Wealth, Equities, Financial Services
Education
California State University-Chico 1978 — 1980
BA, English & Business
Claremont High School 1972 — 1976
First Allied Securities January 2007 - Present
Best Buddies West Coast Rider September 2009 - September 2010
Smith Barney 1995 - 2007
Prudential Bache Securities 1985 - 1995
Skills
FINRA, Retirement Plan..., Portfolio Management, 401k Rollovers, Fixed Income, IRAs, Municipal Bonds, Investment Management, 401k, Asset Managment, Separately Managed..., 529 Plans, ETFs, Wealth, Equities, Financial Services
Education
California State University-Chico 1978 — 1980
BA, English & Business
Claremont High School 1972 — 1976
Jonathan S. Rogers Jonathan S. Rogers's Smith Barney Experience September 2006 - September 2008
Job AVP, Relationship Manager
Industry Financial Services
Experience
Dallas Area Clearing Firm November 2012 - Present
Dallas Area Broker Dealer November 2010 - November 2012
Union Bank September 2008 - November 2010
Smith Barney September 2006 - September 2008
Sun Ridge Financial Group August 2002 - September 2006
Electronics Boutique December 1999 - August 2002
Skills
Financial Services, Financial Planners, Leadership, Training, Series 7, Mutual Funds, Portfolio Management, Strategic Financial..., Investments, Cash Management, Wealth Management, Asset Managment, Retirement Planning, Equities, Asset Allocation, Eagle Scout, Insurance
Education
Whittier Law School 2004 — 2005
California State University San Marcos 1999 — 2001
Bachelor's Degree Bachelors of Arts, Economics
Riverside City College 1997 — 1999
General, General
La Sierra High School 1989 — 1993
High School Diploma, General education
Dallas Area Clearing Firm November 2012 - Present
Dallas Area Broker Dealer November 2010 - November 2012
Union Bank September 2008 - November 2010
Smith Barney September 2006 - September 2008
Sun Ridge Financial Group August 2002 - September 2006
Electronics Boutique December 1999 - August 2002
Skills
Financial Services, Financial Planners, Leadership, Training, Series 7, Mutual Funds, Portfolio Management, Strategic Financial..., Investments, Cash Management, Wealth Management, Asset Managment, Retirement Planning, Equities, Asset Allocation, Eagle Scout, Insurance
Education
Whittier Law School 2004 — 2005
California State University San Marcos 1999 — 2001
Bachelor's Degree Bachelors of Arts, Economics
Riverside City College 1997 — 1999
General, General
La Sierra High School 1989 — 1993
High School Diploma, General education
R. Joseph Sullivan Jr., CPWA® R. Joseph Sullivan Jr., CPWA®'s Smith Barney Experience August 1999 - April 2005
Job Financial Advisor at Northern Trust Securities, Inc.
Industry Financial Services
Experience
Northern Trust June 2010 - Present
Morgan Stanley Smith Barney LLC October 2009 - June 2010
Morgan Stanley Smith Barney LLC April 2005 - October 2009
Smith Barney August 1999 - April 2005
Levi Strauss & Co. December 1992 - July 1999
High Performance Review, Muze, Classical.net 1991 - 1999
Education
Brown University 1988 — 1990
MFA, Creative Writing
Stanford University 1984 — 1988
AB, English - Fiction Writing
Sacramento Waldorf School 1980 — 1984
Diploma
Northern Trust June 2010 - Present
Morgan Stanley Smith Barney LLC October 2009 - June 2010
Morgan Stanley Smith Barney LLC April 2005 - October 2009
Smith Barney August 1999 - April 2005
Levi Strauss & Co. December 1992 - July 1999
High Performance Review, Muze, Classical.net 1991 - 1999
Education
Brown University 1988 — 1990
MFA, Creative Writing
Stanford University 1984 — 1988
AB, English - Fiction Writing
Sacramento Waldorf School 1980 — 1984
Diploma
Ryan Niceler Ryan Niceler's Smith Barney Experience September 2001 - April 2004
Job Director Maris Lighting
Industry Financial Services
Experience
Maris Lighting April 2009 - Present
Jason Campbell DDS, Inc July 2007 - January 2009
Wachovia Bank April 2004 - July 2007
Smith Barney September 2001 - April 2004
Smith Barney February 2000 - August 2001
Education
West Virginia University
BS Business Finance
Brigham Young University - Idaho 1991 — 1995
General Studies
Maris Lighting April 2009 - Present
Jason Campbell DDS, Inc July 2007 - January 2009
Wachovia Bank April 2004 - July 2007
Smith Barney September 2001 - April 2004
Smith Barney February 2000 - August 2001
Education
West Virginia University
BS Business Finance
Brigham Young University - Idaho 1991 — 1995
General Studies
JACK WESTFIELD's Smith Barney Experience March 1982 - June 1987
Job Financial Professional
Industry Financial Services
Experience
Capitol Commodity Services, Inc. May 2013 - Present
MANAGED CAPITAL ADVISORS August 2008 - May 2013
The Hartcourt Companies, Inc August 1999 - May 2001
Focus Capital Ventures 1995 - 1999
Shearson Lehman Mortgage Inc July 1987 - June 1995
Smith Barney March 1982 - June 1987
Skills
Corporate Finance, Start-ups, Private Equity, Hedge Funds, Investments, Trading Systems, Equities, Derivatives, Alternative Investments, Options, Trading, Asset Management, Commodity, Investment Strategies, Finance, Fixed Income, Investment Banking, Capital Markets, Financial Markets, Portfolio Management, FX Options, Hedging, Trading Strategies, Equity Trading, Securities
Education
Butler University
Bachelor of Arts (BA), Pre-Law, Communications
Capitol Commodity Services, Inc. May 2013 - Present
MANAGED CAPITAL ADVISORS August 2008 - May 2013
The Hartcourt Companies, Inc August 1999 - May 2001
Focus Capital Ventures 1995 - 1999
Shearson Lehman Mortgage Inc July 1987 - June 1995
Smith Barney March 1982 - June 1987
Skills
Corporate Finance, Start-ups, Private Equity, Hedge Funds, Investments, Trading Systems, Equities, Derivatives, Alternative Investments, Options, Trading, Asset Management, Commodity, Investment Strategies, Finance, Fixed Income, Investment Banking, Capital Markets, Financial Markets, Portfolio Management, FX Options, Hedging, Trading Strategies, Equity Trading, Securities
Education
Butler University
Bachelor of Arts (BA), Pre-Law, Communications
Jeff Eckles Jeff Eckles's Smith Barney Experience July 1995 - July 2003
Job Executive Director at Home Builders Association of the Central Coast
Industry Nonprofit Organization Management
Experience
Home Builders Association of the Central Coast November 2014 - Present
Eckles Wealth Management Inc. 2003 - September 2014
Smith Barney July 1995 - July 2003
Merrill Lynch December 1988 - July 1995
Skills
Management, Strategic Planning, Public Speaking, Public Relations, Finance, Strategy, Portfolio Management, Investment Management, Marketing, Social Networking, Social Media Marketing, Small Business, Entrepreneurship, Marketing Strategy, Social Media
Education
California State University-Long Beach - College of Business Administration 1982 — 1987
Bachelor of Science, Finance- Investments
California State University-Long Beach
Bachelor of Science (B.S.), Business Administration/Finance
Home Builders Association of the Central Coast November 2014 - Present
Eckles Wealth Management Inc. 2003 - September 2014
Smith Barney July 1995 - July 2003
Merrill Lynch December 1988 - July 1995
Skills
Management, Strategic Planning, Public Speaking, Public Relations, Finance, Strategy, Portfolio Management, Investment Management, Marketing, Social Networking, Social Media Marketing, Small Business, Entrepreneurship, Marketing Strategy, Social Media
Education
California State University-Long Beach - College of Business Administration 1982 — 1987
Bachelor of Science, Finance- Investments
California State University-Long Beach
Bachelor of Science (B.S.), Business Administration/Finance
Jonathan B. Crozier's Smith Barney Experience 2003 - 2006
Job Wealth Manager
Industry Investment Management
Experience
Greenberg & Rapp Financial Group, Inc. December 2006 - Present
Indigo Capital Management 2006 - 2009
Smith Barney 2003 - 2006
Skills
Series 7, Alternative Investments, Wealth Management, Series 63, Investments, Asset Allocation, Retirement Planning, Mutual Funds, Securities, Portfolio Management, Hedge Funds, Fixed Income, Retirement, Investment Management, Investment Strategies
Education
Butler University - College of Business Administration 1999 — 2003
Bachelor's, Finance
Greenberg & Rapp Financial Group, Inc. December 2006 - Present
Indigo Capital Management 2006 - 2009
Smith Barney 2003 - 2006
Skills
Series 7, Alternative Investments, Wealth Management, Series 63, Investments, Asset Allocation, Retirement Planning, Mutual Funds, Securities, Portfolio Management, Hedge Funds, Fixed Income, Retirement, Investment Management, Investment Strategies
Education
Butler University - College of Business Administration 1999 — 2003
Bachelor's, Finance
Filipa Jorge Filipa Jorge's Smith Barney Experience July 2004 - December 2004
Job
Industry International Affairs
Experience
The Scowcroft Group August 2014 - Present
Eurasia Group February 2014 - August 2014
Eurasia Group April 2011 - February 2014
United Nations May 2010 - August 2010
UNDP May 2009 - August 2009
McKinsey & Company January 2008 - July 2008
Harvard Business School September 2005 - July 2006
Brown University September 2002 - May 2005
Smith Barney July 2004 - December 2004
Banco BPI January 2004 - February 2004
Skills
International..., Economics, Policy Analysis, Project Management, Political Economy, Political Risk Analysis, Methodology, Market Research
Education
Tufts University - The Fletcher School of Law and Diplomacy 2009 — 2011
Masters of Arts in Law and Diplomacy, International Negotiation & Conflict Resolution, International Business Relations, Security Studies
Centro Europeu de Linguas 2007 — 2007
Chinese Language (Mandarin)
Brown University 2001 — 2005
BA, Economics and International Relations
University of Melbourne 2004 — 2004
Study Abroad, Political Science, History, Indigenous Studies
The Scowcroft Group August 2014 - Present
Eurasia Group February 2014 - August 2014
Eurasia Group April 2011 - February 2014
United Nations May 2010 - August 2010
UNDP May 2009 - August 2009
McKinsey & Company January 2008 - July 2008
Harvard Business School September 2005 - July 2006
Brown University September 2002 - May 2005
Smith Barney July 2004 - December 2004
Banco BPI January 2004 - February 2004
Skills
International..., Economics, Policy Analysis, Project Management, Political Economy, Political Risk Analysis, Methodology, Market Research
Education
Tufts University - The Fletcher School of Law and Diplomacy 2009 — 2011
Masters of Arts in Law and Diplomacy, International Negotiation & Conflict Resolution, International Business Relations, Security Studies
Centro Europeu de Linguas 2007 — 2007
Chinese Language (Mandarin)
Brown University 2001 — 2005
BA, Economics and International Relations
University of Melbourne 2004 — 2004
Study Abroad, Political Science, History, Indigenous Studies
Joe DeStephan's Smith Barney Experience September 1991 - May 1994
Job
Industry Financial Services
Experience
FTN Financial October 2012 - Present
Barclays Capital July 2004 - July 2012
Lehman Brothers November 1997 - July 2004
Prudential Financial May 1994 - November 1997
Smith Barney September 1991 - May 1994
Skills
Series 7, Series 63, Trading, Asset Managment, Bloomberg, Bonds, Capital Markets, Credit, Credit Analysis, Derivatives, Electronic Trading, Equities, Equity Trading, Fixed Income, Hedge Funds, Investments, Options, Portfolio Management, Sales
Education
Bryant University 1987 — 1991
Bachelor of Science (BS), Finance, General
FTN Financial October 2012 - Present
Barclays Capital July 2004 - July 2012
Lehman Brothers November 1997 - July 2004
Prudential Financial May 1994 - November 1997
Smith Barney September 1991 - May 1994
Skills
Series 7, Series 63, Trading, Asset Managment, Bloomberg, Bonds, Capital Markets, Credit, Credit Analysis, Derivatives, Electronic Trading, Equities, Equity Trading, Fixed Income, Hedge Funds, Investments, Options, Portfolio Management, Sales
Education
Bryant University 1987 — 1991
Bachelor of Science (BS), Finance, General
Michael McQuilkin, CFP® Michael McQuilkin, CFP®'s Smith Barney Experience March 2001 - September 2007
Job Senior Vice PresidentInvestments/Senior PIM Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
McQuilkin Wealth Management Group of Wells Fargo Advisors, LLC October 2007 - Present
Smith Barney March 2001 - September 2007
Merrill Lynch January 1996 - March 2001
HBLA Certified Public Accountants, Inc. 1987 - 1995
Squar & Clarke, CPAs., Inc. 1983 - 1986
Skills
Estate Planning, Retirement Planning, Tax, Portfolio Management, Banking, Mutual Funds, Finance, Budgets, Small Business, Financial Services, Strategic Financial..., Wealth Management, Mortgage Lending, Wealth, Asset Management, Investments, Financial Advisory, Risk Management, Insurance, Financial Analysis, Financial Modeling, Series 7, Retirement, Financial Planning, Financial Planners, Cash Management
Education
Golden Gate University 1989 — 1992
Masters of Science, Taxation
College for Financial Planning 1986 — 1988
CFP Professsional Education Program
Cal State Fullerton 1981 — 1984
Business Administration, Accounting
McQuilkin Wealth Management Group of Wells Fargo Advisors, LLC October 2007 - Present
Smith Barney March 2001 - September 2007
Merrill Lynch January 1996 - March 2001
HBLA Certified Public Accountants, Inc. 1987 - 1995
Squar & Clarke, CPAs., Inc. 1983 - 1986
Skills
Estate Planning, Retirement Planning, Tax, Portfolio Management, Banking, Mutual Funds, Finance, Budgets, Small Business, Financial Services, Strategic Financial..., Wealth Management, Mortgage Lending, Wealth, Asset Management, Investments, Financial Advisory, Risk Management, Insurance, Financial Analysis, Financial Modeling, Series 7, Retirement, Financial Planning, Financial Planners, Cash Management
Education
Golden Gate University 1989 — 1992
Masters of Science, Taxation
College for Financial Planning 1986 — 1988
CFP Professsional Education Program
Cal State Fullerton 1981 — 1984
Business Administration, Accounting
Tim Miller, CIMA®, AIF® Tim Miller, CIMA®, AIF®'s Smith Barney Experience February 2005 - January 2010
Job Partner and Financial Advisor
Industry Financial Services
Experience
Benchmark Financial Advisors November 2012 - Present
Wells Fargo Advisors, LLC February 2010 - November 2012
Smith Barney February 2005 - January 2010
Merrill Lynch 1987 - 2004
Skills
Wealth Management, Investments, Retirement Planning, Financial Advisory, Investment Advisory, Retirement, Portfolio Management, Asset Managment, 401k, Wealth
Education
University of Pennsylvania - The Wharton School 2006 — 2007
Certified Investment Management Analyst, Investments and Securities
Bucknell University 1981 — 1984
BS
Benchmark Financial Advisors November 2012 - Present
Wells Fargo Advisors, LLC February 2010 - November 2012
Smith Barney February 2005 - January 2010
Merrill Lynch 1987 - 2004
Skills
Wealth Management, Investments, Retirement Planning, Financial Advisory, Investment Advisory, Retirement, Portfolio Management, Asset Managment, 401k, Wealth
Education
University of Pennsylvania - The Wharton School 2006 — 2007
Certified Investment Management Analyst, Investments and Securities
Bucknell University 1981 — 1984
BS
Carol Dahl Smith Carol Dahl Smith's Smith Barney Experience October 2006 - October 2008
Job Department of Treasury
Industry Government Administration
Experience
Smith Barney October 2006 - October 2008
UBS November 2005 - October 2006
Office Depot January 1995 - April 2004
American Express September 1987 - January 1995
Skills
Investments, Series 7, Wealth Management, Finance, Investment Advisory, Fixed Annuities, Uniform Combined State..., Personal Finance, Real Estate, Financial Analysis, Income Tax, Business Analysis
Education
Nova Southeastern University 2008 — 2008
Broward College
A.S.
University of Maryland University College
Smith Barney October 2006 - October 2008
UBS November 2005 - October 2006
Office Depot January 1995 - April 2004
American Express September 1987 - January 1995
Skills
Investments, Series 7, Wealth Management, Finance, Investment Advisory, Fixed Annuities, Uniform Combined State..., Personal Finance, Real Estate, Financial Analysis, Income Tax, Business Analysis
Education
Nova Southeastern University 2008 — 2008
Broward College
A.S.
University of Maryland University College
Josie Edmonds Josie Edmonds's Smith Barney Experience January 1994 - January 2001
Job Registered Support Assistant at Ameriprise Financial Services Inc.
Industry Financial Services
Experience
Ameriprise Financial Services Inc. March 2013 - Present
Platinum Broker Transition Services January 2012 - Present
Morgan Stanley Smith Barney April 1994 - January 2012
Morgan Stanley Smith Barney 2003 - 2012
Citi Smith Barney 2003 - 2009
UBS Financial Services January 2001 - January 2003
UBS 2001 - 2003
U.S. Army Reserve 1995 - 2003
Smith Barney January 1994 - January 2001
Skills
Bi-lingual, Series 7, 63, 9 & 10, Series 7, Hiring, Multilingual, Recruiting, Banking, Interviews, Human Resources, Accounts Payable, Payroll, Training, Office Management, Insurance
Education
United States Army Reserve 1994 — 2002
Legal Career Institute
Broward College
Ameriprise Financial Services Inc. March 2013 - Present
Platinum Broker Transition Services January 2012 - Present
Morgan Stanley Smith Barney April 1994 - January 2012
Morgan Stanley Smith Barney 2003 - 2012
Citi Smith Barney 2003 - 2009
UBS Financial Services January 2001 - January 2003
UBS 2001 - 2003
U.S. Army Reserve 1995 - 2003
Smith Barney January 1994 - January 2001
Skills
Bi-lingual, Series 7, 63, 9 & 10, Series 7, Hiring, Multilingual, Recruiting, Banking, Interviews, Human Resources, Accounts Payable, Payroll, Training, Office Management, Insurance
Education
United States Army Reserve 1994 — 2002
Legal Career Institute
Broward College
Kameron Chones's Smith Barney Experience September 2007 - July 2009
Job Assistant Camera at Freelance
Industry Entertainment
Experience
CORE Media Group Inc. February 2015 - Present
High Noon Entertainment April 2014 - January 2015
Longbow Research July 2011 - December 2013
Northcoast Research August 2009 - July 2011
Smith Barney September 2007 - July 2009
Bialosky + Partners Architects June 2006 - August 2006
J. Chones Basketball Camps 1998 - 2006
Design Collective, Inc. 2003 - 2003
Skills
Series 63, Investments, Wealth Management, Series 7, Equities, Portfolio Management, Valuation, Equity Research, Hedge Funds, Finance, Financial Modeling
Education
Brown University 2003 — 2007
BA, Architectural Studies
Orange High School
Western Reserve Academy
CORE Media Group Inc. February 2015 - Present
High Noon Entertainment April 2014 - January 2015
Longbow Research July 2011 - December 2013
Northcoast Research August 2009 - July 2011
Smith Barney September 2007 - July 2009
Bialosky + Partners Architects June 2006 - August 2006
J. Chones Basketball Camps 1998 - 2006
Design Collective, Inc. 2003 - 2003
Skills
Series 63, Investments, Wealth Management, Series 7, Equities, Portfolio Management, Valuation, Equity Research, Hedge Funds, Finance, Financial Modeling
Education
Brown University 2003 — 2007
BA, Architectural Studies
Orange High School
Western Reserve Academy
Donald Wells's Smith Barney Experience November 1991 - April 1994
Job Account Executive at Reed Exhib
Industry Gambling & Casinos
Experience
Reed Exhibitions 1998 - Present
Prudential Relocation April 1996 - November 1998
Ford Consumer Finance May 1994 - April 1996
Smith Barney November 1991 - April 1994
Skills
Sales, Trade Shows, Casino, Food & Beverage, Hospitality, Event Management, Entertainment, Email Marketing, Sponsorship, Marketing Strategy, Corporate Events, Direct Marketing, Marketing, Online Advertising, Singer-songwriter
Education
Bryant University 1987 — 1991
BA, Finance
Reed Exhibitions 1998 - Present
Prudential Relocation April 1996 - November 1998
Ford Consumer Finance May 1994 - April 1996
Smith Barney November 1991 - April 1994
Skills
Sales, Trade Shows, Casino, Food & Beverage, Hospitality, Event Management, Entertainment, Email Marketing, Sponsorship, Marketing Strategy, Corporate Events, Direct Marketing, Marketing, Online Advertising, Singer-songwriter
Education
Bryant University 1987 — 1991
BA, Finance
Javier Atencia Javier Atencia's Smith Barney Experience 2008 - 2008
Job Vault Clerk at Costco Wholesale
Industry Retail
Experience
Costco Wholesale 2002 - Present
Smith Barney 2008 - 2008
Education
California State University-Fullerton - College of Business and Economics 2006 — 2008
Bachelor of Arts (BA), Business Administration and Management, General
Costco Wholesale 2002 - Present
Smith Barney 2008 - 2008
Education
California State University-Fullerton - College of Business and Economics 2006 — 2008
Bachelor of Arts (BA), Business Administration and Management, General
Roya Salehirad Roya Salehirad's Smith Barney Experience February 2005 - April 2007
Job Associate Vice President Complex Operations Manager at RBC Wealth Management
Industry Investment Management
Experience
RBC Wealth Management August 2012 - Present
Aletheia Research and Management, Inc. April 2007 - May 2012
Smith Barney February 2005 - April 2007
Oppenheimer & Co. May 2001 - February 2005
UBS October 1998 - May 2001
Skills
Series 7, Series 63, Asset Managment, Hedge Funds, Alternative Investments, Equities, Bloomberg, Asset Allocation, Securities, Investment Strategies, Series 65, Series 9, Trading, Client Service, Accounting, Series 10, Asset Management
Education
California State University-Fullerton
Business Administration, Marketing and Management
RBC Wealth Management August 2012 - Present
Aletheia Research and Management, Inc. April 2007 - May 2012
Smith Barney February 2005 - April 2007
Oppenheimer & Co. May 2001 - February 2005
UBS October 1998 - May 2001
Skills
Series 7, Series 63, Asset Managment, Hedge Funds, Alternative Investments, Equities, Bloomberg, Asset Allocation, Securities, Investment Strategies, Series 65, Series 9, Trading, Client Service, Accounting, Series 10, Asset Management
Education
California State University-Fullerton
Business Administration, Marketing and Management
Sarah Perahia's Smith Barney Experience May 2004 - September 2004
Job Financial Avisor & Account Vice President at UBS Wealth Management
Industry Investment Management
Experience
UBS Wealth Management October 2015 - Present
J.P. Morgan October 2011 - October 2015
Deutsche Bank Securities January 2010 - October 2011
Signature Resources February 2008 - January 2010
RA Sushi Bar & Restaurant August 2006 - May 2007
Smith Barney May 2004 - September 2004
Skills
Mortgage Lending, Securities Lending, Aircraft Finance, Asset Management, Asset Managment, Equities, Finance, Financial Advisory, Financial Analysis, Financial Modeling, Fixed Income, Insurance, Investments, Leadership, Loans, Management, Marketing, Mutual Funds, Portfolio Management, Real Estate, Residential Homes, Residential Mortgages, Retirement Planning, Securities, Series 63, Series 7, Single Family Homes, Wealth Management, Asset Allocation
Education
California State University-Dominguez Hills 2002 — 2004
B.S., Business Administration
UBS Wealth Management October 2015 - Present
J.P. Morgan October 2011 - October 2015
Deutsche Bank Securities January 2010 - October 2011
Signature Resources February 2008 - January 2010
RA Sushi Bar & Restaurant August 2006 - May 2007
Smith Barney May 2004 - September 2004
Skills
Mortgage Lending, Securities Lending, Aircraft Finance, Asset Management, Asset Managment, Equities, Finance, Financial Advisory, Financial Analysis, Financial Modeling, Fixed Income, Insurance, Investments, Leadership, Loans, Management, Marketing, Mutual Funds, Portfolio Management, Real Estate, Residential Homes, Residential Mortgages, Retirement Planning, Securities, Series 63, Series 7, Single Family Homes, Wealth Management, Asset Allocation
Education
California State University-Dominguez Hills 2002 — 2004
B.S., Business Administration
Paula Tavares, MBA, AAMS® Paula Tavares, MBA, AAMS®'s Smith Barney Experience April 2005 - February 2007
Job Registered Representative at VOYA Financial Advisors
Industry Financial Services
Experience
Voya Financial October 2011 - Present
Sylvia & Company Insurance Agency Inc March 2009 - October 2011
Morgan Stanley February 2007 - February 2009
Smith Barney April 2005 - February 2007
Education
Bryant University 2006 — 2008
Masters in Business Administration
University of Massachusetts Dartmouth 2001 — 2005
Bachelor of Science, Accounting
Voya Financial October 2011 - Present
Sylvia & Company Insurance Agency Inc March 2009 - October 2011
Morgan Stanley February 2007 - February 2009
Smith Barney April 2005 - February 2007
Education
Bryant University 2006 — 2008
Masters in Business Administration
University of Massachusetts Dartmouth 2001 — 2005
Bachelor of Science, Accounting
Anthony Yuson Anthony Yuson's Smith Barney Experience 2005 - 2007
Job Finance, Accounting, and Project Management Professional
Industry Utilities
Experience
PG&E / Intren 2015 - Present
Pacific Gas and Electric Company February 2013 - October 2014
Wealth Vest December 2012 - February 2013
Zed April 2012 - July 2012
INgrooves February 2010 - September 2011
Beta Alpha Psi - Beta Chi Chapter of San Francisco State University June 2009 - December 2009
Wachovia Securities May 2007 - May 2009
Smith Barney 2005 - 2007
Skills
Finance, Account Reconciliation, Analysis, Forecasting, Accounts Receivable, Management, Accounting, Strategic Financial..., Budgets, Accounts Payable, Project Management, Financial Analysis, Data Analysis, Variance Analysis, QuickBooks, Internal Audit, Royalties, Financial Modeling, Account Maintenance, Revenue Recognition, Financial Reporting, Series 7, Collections, Invoicing, Sarbanes-Oxley Act, Mergers & Acquisitions, Wealth Management, Cross-functional Team..., Financial Accounting, Finance Operations, MS Office Suite, Reconciliations, P&L, Ad Hoc Reporting, Revenue Cycle, Month End Close, Financial Planning, Digital Media, Brokerage, Primavera P6, SAP, Mechanical Aptitude, Electric Utility, CPM Scheduling, Construction Management, Process Improvement, Substation, Project Risk Management, Program Management, Contract Management
Education
San Francisco State University
MSA
San Francisco State University
BS, International Business / Finance
California Polytechnic State University-San Luis Obispo 1997 — 1999
Saint Ignatius College Prep 1990 — 1994
Holy Name 1981 — 1990
PG&E / Intren 2015 - Present
Pacific Gas and Electric Company February 2013 - October 2014
Wealth Vest December 2012 - February 2013
Zed April 2012 - July 2012
INgrooves February 2010 - September 2011
Beta Alpha Psi - Beta Chi Chapter of San Francisco State University June 2009 - December 2009
Wachovia Securities May 2007 - May 2009
Smith Barney 2005 - 2007
Skills
Finance, Account Reconciliation, Analysis, Forecasting, Accounts Receivable, Management, Accounting, Strategic Financial..., Budgets, Accounts Payable, Project Management, Financial Analysis, Data Analysis, Variance Analysis, QuickBooks, Internal Audit, Royalties, Financial Modeling, Account Maintenance, Revenue Recognition, Financial Reporting, Series 7, Collections, Invoicing, Sarbanes-Oxley Act, Mergers & Acquisitions, Wealth Management, Cross-functional Team..., Financial Accounting, Finance Operations, MS Office Suite, Reconciliations, P&L, Ad Hoc Reporting, Revenue Cycle, Month End Close, Financial Planning, Digital Media, Brokerage, Primavera P6, SAP, Mechanical Aptitude, Electric Utility, CPM Scheduling, Construction Management, Process Improvement, Substation, Project Risk Management, Program Management, Contract Management
Education
San Francisco State University
MSA
San Francisco State University
BS, International Business / Finance
California Polytechnic State University-San Luis Obispo 1997 — 1999
Saint Ignatius College Prep 1990 — 1994
Holy Name 1981 — 1990
Elizabeth Allen Brett Elizabeth Allen Brett's Smith Barney Experience 2001 - 2004
Job Marketing and Product Development
Industry Financial Services
Experience
Neczus Inc. 2012 - Present
Morgan Stanley 2011 - 2012
Time, Inc. 2008 - 2009
MasterCard 2006 - 2008
Smith Barney 2001 - 2004
JP Morgan 1999 - 2000
MasterCard 1994 - 1999
American Express 1991 - 1994
Skills
Marketing Strategy, Product Development, Positioning, Strategic Alliances, Loyalty Programs, Strategic Partnerships, Financial Services, Product Management, Segmentation, Direct Marketing, Cross-functional Team..., Thought Leadership, Management, Business Development, Strategy, Program Management, Sales, Business Strategy, Marketing, CRM, Leadership, Team Building
Education
Columbia University - Columbia Business School
M.S., Business.
Brown University
A.B., Comparative Literature
Neczus Inc. 2012 - Present
Morgan Stanley 2011 - 2012
Time, Inc. 2008 - 2009
MasterCard 2006 - 2008
Smith Barney 2001 - 2004
JP Morgan 1999 - 2000
MasterCard 1994 - 1999
American Express 1991 - 1994
Skills
Marketing Strategy, Product Development, Positioning, Strategic Alliances, Loyalty Programs, Strategic Partnerships, Financial Services, Product Management, Segmentation, Direct Marketing, Cross-functional Team..., Thought Leadership, Management, Business Development, Strategy, Program Management, Sales, Business Strategy, Marketing, CRM, Leadership, Team Building
Education
Columbia University - Columbia Business School
M.S., Business.
Brown University
A.B., Comparative Literature
John Spruill John Spruill's Smith Barney Experience August 2006 - April 2009
Job CERTIFIED FINANCIAL PLANNER™
Industry Financial Services
Experience
Merrill Lynch April 2009 - Present
Smith Barney August 2006 - April 2009
First Command Financial Planning April 2004 - August 2006
First Command Financial Planning July 1999 - March 2004
United States Air Force August 1994 - June 1999
Education
California Lutheran University 2005 — 2009
MBA, Financial Planning
Florida State University 1990 — 1994
BS, Meteorology
Merrill Lynch April 2009 - Present
Smith Barney August 2006 - April 2009
First Command Financial Planning April 2004 - August 2006
First Command Financial Planning July 1999 - March 2004
United States Air Force August 1994 - June 1999
Education
California Lutheran University 2005 — 2009
MBA, Financial Planning
Florida State University 1990 — 1994
BS, Meteorology
Jeremy Mossembekker Jeremy Mossembekker's Smith Barney Experience 2005 - 2008
Job Agent/Owner at State Farm Insurance
Industry Financial Services
Experience
State Farm Insurance 2008 - Present
Smith Barney 2005 - 2008
Skills
Insurance, Estate Planning, Retirement, Health Insurance, Annuities, Small Business, Disability Insurance, Risk Management, Home, Workers Compensation, General Insurance, Liability, Automobile, Retirement Planning, Underwriting, Risk, Fixed Annuities, Life Insurance, Term Life Insurance, Property & Casualty..., Employee Benefits, Commercial Insurance, Umbrella Insurance, Wealth Management, Universal Life, Casualty, Homeowners, Long-term Care, Whole Life, Finance
Education
California State University-Fullerton 1998 — 2003
California State University-Fullerton - College of Business and Economics 1998 — 2003
Bachelor of Arts, Business Finance
State Farm Insurance 2008 - Present
Smith Barney 2005 - 2008
Skills
Insurance, Estate Planning, Retirement, Health Insurance, Annuities, Small Business, Disability Insurance, Risk Management, Home, Workers Compensation, General Insurance, Liability, Automobile, Retirement Planning, Underwriting, Risk, Fixed Annuities, Life Insurance, Term Life Insurance, Property & Casualty..., Employee Benefits, Commercial Insurance, Umbrella Insurance, Wealth Management, Universal Life, Casualty, Homeowners, Long-term Care, Whole Life, Finance
Education
California State University-Fullerton 1998 — 2003
California State University-Fullerton - College of Business and Economics 1998 — 2003
Bachelor of Arts, Business Finance
Natalie Acosta's Smith Barney Experience December 2004 - April 2009
Job *Seeking new opportunities
Industry Executive Office
Experience
Samsung Electronics Latino America January 2015 - July 2015
Brink’s October 2013 - February 2014
Newell Rubbermaid 2011 - 2013
Robert Half International April 2009 - April 2010
Smith Barney December 2004 - April 2009
UBS Investment Bank February 2002 - December 2004
Skills
Administrative..., Customer Service, Office Management, Outlook, Catering, Event Planning, Travel Arrangements, Hospitality Industry, Microsoft Office, Event Management, Inventory Management, Human Resources, Administrative..., Microsoft Excel, Team Building, Administration, Coordinating Events, PowerPoint, Coordinating Meetings, Microsoft Word, Client Confidentiality, Social Media, Project Planning, SAP SRM, SAP, Expense Reports, Office Administration, Confidentiality, Social Networking
Education
Broward College 1999 — 2008
Samsung Electronics Latino America January 2015 - July 2015
Brink’s October 2013 - February 2014
Newell Rubbermaid 2011 - 2013
Robert Half International April 2009 - April 2010
Smith Barney December 2004 - April 2009
UBS Investment Bank February 2002 - December 2004
Skills
Administrative..., Customer Service, Office Management, Outlook, Catering, Event Planning, Travel Arrangements, Hospitality Industry, Microsoft Office, Event Management, Inventory Management, Human Resources, Administrative..., Microsoft Excel, Team Building, Administration, Coordinating Events, PowerPoint, Coordinating Meetings, Microsoft Word, Client Confidentiality, Social Media, Project Planning, SAP SRM, SAP, Expense Reports, Office Administration, Confidentiality, Social Networking
Education
Broward College 1999 — 2008
Philip Dizon's Smith Barney Experience September 1998 - June 2004
Job ICLP channel executive, loyalty marketing and strategies
Industry Marketing and Advertising
Experience
ICLP, Inc. February 2015 - Present
Guidepoint December 2013 - February 2015
Intel Security October 2008 - October 2013
Intel Security June 2004 - October 2008
Smith Barney September 1998 - June 2004
Bank of Hawaii - Investment Services July 1992 - September 1998
Charles Schwab 1989 - July 1992
Skills
Competitive Analysis, Business Development, SaaS, Account Management, Management, Cross-functional Team..., Negotiation, Sales, E-commerce, Internet Security, Enterprise Software, New Business Development, Channel Partners, Strategic Partnerships, Strategy, Multi-channel Marketing, Project Planning, Solution Selling, Direct Sales, CRM, Demand Generation, Networking, Security, Salesforce.com, Lead Generation, Leadership, Entrepreneurship, Cloud Computing, Sales Operations, Sales Management, Product Management, Sales Process, PCI DSS, Marketing, Team Management, Start-ups, Training, Customer Service, Vendor Management, Product Marketing, Professional Services, Managed Services, Go-to-market Strategy, Selling, Business Alliances, Software Industry, Network Security, Sales Channel..., Sales Enablement, Incentive Programs
Education
Western Governors University 2015 — 2016
California State University-East Bay 1987 — 1991
ICLP, Inc. February 2015 - Present
Guidepoint December 2013 - February 2015
Intel Security October 2008 - October 2013
Intel Security June 2004 - October 2008
Smith Barney September 1998 - June 2004
Bank of Hawaii - Investment Services July 1992 - September 1998
Charles Schwab 1989 - July 1992
Skills
Competitive Analysis, Business Development, SaaS, Account Management, Management, Cross-functional Team..., Negotiation, Sales, E-commerce, Internet Security, Enterprise Software, New Business Development, Channel Partners, Strategic Partnerships, Strategy, Multi-channel Marketing, Project Planning, Solution Selling, Direct Sales, CRM, Demand Generation, Networking, Security, Salesforce.com, Lead Generation, Leadership, Entrepreneurship, Cloud Computing, Sales Operations, Sales Management, Product Management, Sales Process, PCI DSS, Marketing, Team Management, Start-ups, Training, Customer Service, Vendor Management, Product Marketing, Professional Services, Managed Services, Go-to-market Strategy, Selling, Business Alliances, Software Industry, Network Security, Sales Channel..., Sales Enablement, Incentive Programs
Education
Western Governors University 2015 — 2016
California State University-East Bay 1987 — 1991
Christopher Rooney's Smith Barney Experience October 2008 - January 2009
Job Associate Fixed Income Trade Support at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan January 2013 - Present
J.P. Morgan September 2011 - January 2013
Murphy & Durieu January 2010 - April 2010
David Lerner and Associates Investments February 2009 - January 2010
Smith Barney October 2008 - January 2009
Frassanito Jewelers Corporation June 2007 - October 2008
Smith Barney January 2007 - March 2007
The Depository Trust And Clearing Corporation. June 2006 - August 2006
Education
Bryant University 2003 — 2007
Bachelor of Science, Business Administration; Finance
Harborfields High School
Harborfields High School
J.P. Morgan January 2013 - Present
J.P. Morgan September 2011 - January 2013
Murphy & Durieu January 2010 - April 2010
David Lerner and Associates Investments February 2009 - January 2010
Smith Barney October 2008 - January 2009
Frassanito Jewelers Corporation June 2007 - October 2008
Smith Barney January 2007 - March 2007
The Depository Trust And Clearing Corporation. June 2006 - August 2006
Education
Bryant University 2003 — 2007
Bachelor of Science, Business Administration; Finance
Harborfields High School
Harborfields High School
Sarah Ostrom's Smith Barney Experience January 2005 - April 2009
Job Experienced Human Resources Director, Training Director, and Organizational Growth Driver
Industry Professional Training & Coaching
Experience
Designing Benefits June 2015 - Present
California State University, East Bay September 2014 - June 2015
Massage Envy Spa April 2012 - February 2015
MERD, LLC August 2011 - April 2012
Massage Envy November 2009 - August 2011
Smith Barney January 2005 - April 2009
Round Table Pizza September 2001 - January 2005
United States Military- Army October 2002 - July 2003
Skills
Marketing, Community Outreach, Vendor Management, Customer Experience, Auditing, Business Operations, Spa, Supply Management, Customer Service, Microsoft Office, Data Entry, Outlook, Event Planning, Administrative..., Management, Sales, Team Building
Education
California State University-East Bay 2013 — 2015
Master of Arts (M.A.), Organizational Communication
California State University-East Bay 2006 — 2008
Bachelors of Science, Business
Las Positas College 2003 — 2006
Associate of Arts (A.A.), General Studies, Honors Graduate
Designing Benefits June 2015 - Present
California State University, East Bay September 2014 - June 2015
Massage Envy Spa April 2012 - February 2015
MERD, LLC August 2011 - April 2012
Massage Envy November 2009 - August 2011
Smith Barney January 2005 - April 2009
Round Table Pizza September 2001 - January 2005
United States Military- Army October 2002 - July 2003
Skills
Marketing, Community Outreach, Vendor Management, Customer Experience, Auditing, Business Operations, Spa, Supply Management, Customer Service, Microsoft Office, Data Entry, Outlook, Event Planning, Administrative..., Management, Sales, Team Building
Education
California State University-East Bay 2013 — 2015
Master of Arts (M.A.), Organizational Communication
California State University-East Bay 2006 — 2008
Bachelors of Science, Business
Las Positas College 2003 — 2006
Associate of Arts (A.A.), General Studies, Honors Graduate
Timothy Fellow's Smith Barney Experience June 2006 - October 2007
Job MBA Candidate | Vanderbilt University
Industry Financial Services
Experience
J.P. Morgan June 2015 - August 2015
Easton Walker December 2012 - June 2015
Wells Fargo Advisors January 2009 - December 2012
Artist Maven LLC October 2007 - January 2009
Smith Barney June 2006 - October 2007
Skills
Finance, Investment Management, Financial Planning, Financial Analysis, Private Banking, Wealth Management, Estate Planning, Trust Management, Personal Trust..., Investment Policy, Insurance, Board Governance, Nonprofits, Non-profit Leadership, Non-profit Board..., Arts Administration, Music, Music Industry, Music Education, Music Festivals, Independent Film, Film Festivals, Percussion, Spanish, Customer Service
Education
Vanderbilt University - Owen Graduate School of Management
Master of Business Administration (M.B.A.), Accounting
Brigham Young University
Bachelor of Arts (B.A.), Music
The American College
ChFC, CLU, CASL
American Institute of Banking
Personal Trust Diploma
J.P. Morgan June 2015 - August 2015
Easton Walker December 2012 - June 2015
Wells Fargo Advisors January 2009 - December 2012
Artist Maven LLC October 2007 - January 2009
Smith Barney June 2006 - October 2007
Skills
Finance, Investment Management, Financial Planning, Financial Analysis, Private Banking, Wealth Management, Estate Planning, Trust Management, Personal Trust..., Investment Policy, Insurance, Board Governance, Nonprofits, Non-profit Leadership, Non-profit Board..., Arts Administration, Music, Music Industry, Music Education, Music Festivals, Independent Film, Film Festivals, Percussion, Spanish, Customer Service
Education
Vanderbilt University - Owen Graduate School of Management
Master of Business Administration (M.B.A.), Accounting
Brigham Young University
Bachelor of Arts (B.A.), Music
The American College
ChFC, CLU, CASL
American Institute of Banking
Personal Trust Diploma
Archana Sunil Archana Sunil's Smith Barney Experience August 2003 - July 2004
Job Healthcare Insurance Consultant Medicare, Telemedicine, Individual and Group Plans, Supplemental & Travel Insurance
Industry Insurance
Experience
A.S. Health Insurance February 2015 - Present
Lake Washington School District July 2013 - January 2015
Eastside Center for Family/Eastside Addiction Professionals July 2011 - July 2013
Washington Hand Therapy February 2011 - June 2011
SCIOinspire Corp October 2010 - January 2011
Brad Thompson Company May 2009 - April 2010
The Indian Epicurean March 2007 - February 2010
Associated Securities Corp September 2004 - April 2005
Smith Barney August 2003 - July 2004
Skills
Event Management, Event Planning, Events, Medical Billing, Email Marketing, HIPAA, Healthcare Management, CRM, Training, Software Documentation, Nonprofits, Social Media, Community Organizing, Project Management, Marketing, Sales, Strategic Planning, Program Management, Healthcare, Consulting, Leadership, Customer Service, Medicare Part D, Medicare Supplements, Medicare Advantage, Medicare Prescription...
Education
California State University-Long Beach 2000 — 2003
Bachelor of Science, Business Administration GPA 4.0
El Camino College 1998 — 2000
AA, Business
Vidya Mandir
A.S. Health Insurance February 2015 - Present
Lake Washington School District July 2013 - January 2015
Eastside Center for Family/Eastside Addiction Professionals July 2011 - July 2013
Washington Hand Therapy February 2011 - June 2011
SCIOinspire Corp October 2010 - January 2011
Brad Thompson Company May 2009 - April 2010
The Indian Epicurean March 2007 - February 2010
Associated Securities Corp September 2004 - April 2005
Smith Barney August 2003 - July 2004
Skills
Event Management, Event Planning, Events, Medical Billing, Email Marketing, HIPAA, Healthcare Management, CRM, Training, Software Documentation, Nonprofits, Social Media, Community Organizing, Project Management, Marketing, Sales, Strategic Planning, Program Management, Healthcare, Consulting, Leadership, Customer Service, Medicare Part D, Medicare Supplements, Medicare Advantage, Medicare Prescription...
Education
California State University-Long Beach 2000 — 2003
Bachelor of Science, Business Administration GPA 4.0
El Camino College 1998 — 2000
AA, Business
Vidya Mandir
Trish Hatch Trish Hatch's Smith Barney Experience August 1997 - November 2007
Job Director at Women's Leadership Institute
Industry Nonprofit Organization Management
Experience
Women's Leadership Institute 2015 - Present
Wilson Davis & Co. April 2014 - December 2014
Salt Lake Chamber November 2011 - May 2014
UBS Financial Services September 2008 - February 2011
DA Davidson November 2007 - September 2008
Smith Barney August 1997 - November 2007
First Western Advisors September 1994 - July 1997
First Capital Securities June 1988 - August 1994
Skills
Fixed Annuities, Series 63, Training, Series 7, Investments, Retirement Planning, Customer Service, Financial Services, Uniform Combined State..., Finance, Management, Sales, Mutual Funds, Financial Analysis, Wealth Management, Human Resources, Public Relations, Small Business, Public Speaking, Stock Trading, Strategic Planning, Team Building, Leadership, Problem Solving
Education
Brigham Young University 1979 — 1982
Bachelor's Degree, Communication
Women's Leadership Institute 2015 - Present
Wilson Davis & Co. April 2014 - December 2014
Salt Lake Chamber November 2011 - May 2014
UBS Financial Services September 2008 - February 2011
DA Davidson November 2007 - September 2008
Smith Barney August 1997 - November 2007
First Western Advisors September 1994 - July 1997
First Capital Securities June 1988 - August 1994
Skills
Fixed Annuities, Series 63, Training, Series 7, Investments, Retirement Planning, Customer Service, Financial Services, Uniform Combined State..., Finance, Management, Sales, Mutual Funds, Financial Analysis, Wealth Management, Human Resources, Public Relations, Small Business, Public Speaking, Stock Trading, Strategic Planning, Team Building, Leadership, Problem Solving
Education
Brigham Young University 1979 — 1982
Bachelor's Degree, Communication
Thais Reiss Thais Reiss's Smith Barney Experience June 2005 - August 2005
Job PR & Marketing Consultant at BrazilianAmerican Chamber of Commerce of Florida
Industry Public Relations and Communications
Experience
Brazilian-American Chamber of Commerce of Florida August 2015 - Present
RIOgaleão – Aeroporto Internacional Tom Jobim October 2014 - May 2015
Odebrecht United States October 2010 - October 2014
Brazilian-American Chamber of Commerce of Florida September 2005 - September 2010
Consulate General of Brazil in Miami July 2006 - November 2006
Smith Barney June 2005 - August 2005
Skills
Public Relations, Corporate Communications, Media Relations, Business Strategy, Corporate Social..., Event Management, Crisis Management, Crisis Communications, Marketing, Team Leadership, Institutional Relations, Networking, Community Outreach
Education
IMD Business School 2015 — 2015
Workshop, The Competitiveness Challenge and The World Economy
University of Geneva 2015 — 2015
Geneva Summer Schools 2015, Understanding Global Governance
Florida International University 2014 — 2014
The Women Leaders Program, Center for Leadership
Fundação Getulio Vargas 2011 — 2011
Certificate, Environmental Management and Sustainable Development
Nova Southeastern University 2007 — 2009
MBA, Specialization in Marketing, GPA 3.57
Florida Atlantic University 2007 — 2007
Executive Certificate in Project Management
Florida International University 2003 — 2005
BA, International Relations, GPA 3.47
Broward College 2002 — 2003
AA, International Relations, GPA 3.63
Escola Comunitária de Campinas 1989 — 2000
High School Diploma
Brazilian-American Chamber of Commerce of Florida August 2015 - Present
RIOgaleão – Aeroporto Internacional Tom Jobim October 2014 - May 2015
Odebrecht United States October 2010 - October 2014
Brazilian-American Chamber of Commerce of Florida September 2005 - September 2010
Consulate General of Brazil in Miami July 2006 - November 2006
Smith Barney June 2005 - August 2005
Skills
Public Relations, Corporate Communications, Media Relations, Business Strategy, Corporate Social..., Event Management, Crisis Management, Crisis Communications, Marketing, Team Leadership, Institutional Relations, Networking, Community Outreach
Education
IMD Business School 2015 — 2015
Workshop, The Competitiveness Challenge and The World Economy
University of Geneva 2015 — 2015
Geneva Summer Schools 2015, Understanding Global Governance
Florida International University 2014 — 2014
The Women Leaders Program, Center for Leadership
Fundação Getulio Vargas 2011 — 2011
Certificate, Environmental Management and Sustainable Development
Nova Southeastern University 2007 — 2009
MBA, Specialization in Marketing, GPA 3.57
Florida Atlantic University 2007 — 2007
Executive Certificate in Project Management
Florida International University 2003 — 2005
BA, International Relations, GPA 3.47
Broward College 2002 — 2003
AA, International Relations, GPA 3.63
Escola Comunitária de Campinas 1989 — 2000
High School Diploma
Debbie Irwin's Smith Barney Experience 1987 - 1990
Job Seasoned Voice Over Talent
Industry Performing Arts
Experience
Debbie Irwin Voiceovers November 2003 - Present
The Churchill School and Center 2006 - 2013
SaVoa January 2009 - December 2012
Smith Barney 1987 - 1990
Guggenheim Museum 1982 - 1985
Skills
Video, Podcasting, Television, Studio Recording, Voice Acting, Voice Mail, Web Videos, eLearning, Narration, Documentary, Museum Audio Tours, Children's Books, Commercials, Videos, PSAs, Telephone Skills, Telephony, Corporate Communications, Corporate Videos, Healthcare, Advertising, Books, Children, Voice Over, E-Learning, Web Video, Documentaries, Audio Tours, Creative Direction, Event Management, Radio Advertising, Acting, Broadcast, Media Production, Sound, Video Production, Recording, Editing, Entertainment, Producing, Radio, Pro Tools, Storytelling, Audio Editing, Film Production, Multimedia, Film, Audio Engineering, Publishing, Audio Post Production
Education
Brown University 1976 — 1979
Bachelor of Science (BS), Semiotics
University of Chicago 1975 — 1976
Spent freshman year at the U of C then transferred to Brown
Debbie Irwin Voiceovers November 2003 - Present
The Churchill School and Center 2006 - 2013
SaVoa January 2009 - December 2012
Smith Barney 1987 - 1990
Guggenheim Museum 1982 - 1985
Skills
Video, Podcasting, Television, Studio Recording, Voice Acting, Voice Mail, Web Videos, eLearning, Narration, Documentary, Museum Audio Tours, Children's Books, Commercials, Videos, PSAs, Telephone Skills, Telephony, Corporate Communications, Corporate Videos, Healthcare, Advertising, Books, Children, Voice Over, E-Learning, Web Video, Documentaries, Audio Tours, Creative Direction, Event Management, Radio Advertising, Acting, Broadcast, Media Production, Sound, Video Production, Recording, Editing, Entertainment, Producing, Radio, Pro Tools, Storytelling, Audio Editing, Film Production, Multimedia, Film, Audio Engineering, Publishing, Audio Post Production
Education
Brown University 1976 — 1979
Bachelor of Science (BS), Semiotics
University of Chicago 1975 — 1976
Spent freshman year at the U of C then transferred to Brown
Gregory Kinkead's Smith Barney Experience February 1994 - November 2002
Job CEO/Partner at Kinkead Wealth Management and Gregory Joseph Group (Downtown Summerlin) Gregoryjosephgroup.com
Industry Financial Services
Experience
Gregory Joseph Group/Kinkead Wealth Management June 2004 - Present
Ameriprise Financial Services December 2008 - January 2010
UBS Financial Services November 2002 - June 2004
Smith Barney February 1994 - November 2002
Skills
18 Years of..., Securities, Financial Services, Wealth Management, Financial Goals, Finance, Retirement Planning, Fixed Annuities, Financial Modeling, Asset Allocation, Asset Management, Portfolio Management, Due Diligence, Series 7, FINRA, Retirement, Series 63, Investment Strategies, Mutual Funds, Investment Advisory, Small Business, Financial Advisory, Mergers & Acquisitions, Equities, 401k, Financial Planners, Wealth, Alternative Investments, Business Planning, Bonds, ETFs, Estate Planning, IRAs, Fixed Income, Options, Wealth Management..., Investment Management, Funding, Hedge Funds
Education
California State University-Fullerton 1987 — 1990
Bachelor's degree, Finance, General
Sonora High School 1984 — 1987
Gregory Joseph Group/Kinkead Wealth Management June 2004 - Present
Ameriprise Financial Services December 2008 - January 2010
UBS Financial Services November 2002 - June 2004
Smith Barney February 1994 - November 2002
Skills
18 Years of..., Securities, Financial Services, Wealth Management, Financial Goals, Finance, Retirement Planning, Fixed Annuities, Financial Modeling, Asset Allocation, Asset Management, Portfolio Management, Due Diligence, Series 7, FINRA, Retirement, Series 63, Investment Strategies, Mutual Funds, Investment Advisory, Small Business, Financial Advisory, Mergers & Acquisitions, Equities, 401k, Financial Planners, Wealth, Alternative Investments, Business Planning, Bonds, ETFs, Estate Planning, IRAs, Fixed Income, Options, Wealth Management..., Investment Management, Funding, Hedge Funds
Education
California State University-Fullerton 1987 — 1990
Bachelor's degree, Finance, General
Sonora High School 1984 — 1987
Robert J. East's Smith Barney Experience September 2006 - November 2007
Job Merrill Lynch, West LA Market Sales Manager
Industry Financial Services
Experience
Merrill Lynch June 2015 - Present
UBS Wealth Management February 2010 - June 2015
UBS Wealth Management February 2010 - June 2015
RBC Wealth Management January 2008 - February 2010
Smith Barney September 2006 - November 2007
Smith Barney March 2003 - September 2006
Smith Barney March 2000 - March 2003
Smith Barney March 1997 - March 2000
Coopers & Lybrand May 1995 - March 1997
Skills
Series 7, Equities, Mutual Funds, I hold the following..., My expertise is in..., Wealth Management, Finance, Time Management, Fixed Income, Portfolio Management, Investments, Asset Allocation, Retirement Planning, Alternative Investments, Investment Advisory, Securities, Asset Management
Education
Brown University 1992 — 1995
Bachelor of Arts (B.A.), Economics
Merrill Lynch June 2015 - Present
UBS Wealth Management February 2010 - June 2015
UBS Wealth Management February 2010 - June 2015
RBC Wealth Management January 2008 - February 2010
Smith Barney September 2006 - November 2007
Smith Barney March 2003 - September 2006
Smith Barney March 2000 - March 2003
Smith Barney March 1997 - March 2000
Coopers & Lybrand May 1995 - March 1997
Skills
Series 7, Equities, Mutual Funds, I hold the following..., My expertise is in..., Wealth Management, Finance, Time Management, Fixed Income, Portfolio Management, Investments, Asset Allocation, Retirement Planning, Alternative Investments, Investment Advisory, Securities, Asset Management
Education
Brown University 1992 — 1995
Bachelor of Arts (B.A.), Economics
Jeffery Sills, CFP®, ChFC®'s Smith Barney Experience 1994 - 2007
Job SVPHead of Advice and Planning, Capital One Investments at Capital One
Industry Financial Services
Experience
Capital One August 2014 - Present
USAA October 2011 - August 2014
USAA December 2009 - September 2011
US Fiduciary 2007 - 2009
Smith Barney 1994 - 2007
Shearson Lehman 1988 - 1994
EF Hutton May 1987 - December 1988
Skills
Business Development, Mutual Funds, Financial Advisory, Fixed Annuities, Financial Services, Strategic Planning, Wealth Management, Investment Advisory, Asset Allocation, Series 7, Retirement Planning, Strategic Financial..., Investments, Series 63, Securities, Series 65, Alternative Investments, Asset Managment, Investment Strategies, Series 24, Series 8, Portfolio Management, Investment Management, Estate Planning, ETFs, Certified Financial..., Personal Financial..., Asset Management, Fixed Income, Personal Finance, Equities, Financial Planners, Insurance, FINRA, Financial Analysis, Retirement, Uniform Combined State..., Wealth Management..., Private Banking, Risk Management, Leadership, Wealth, 401k, Bonds, High Net Worth..., Hedge Funds, Life Insurance, Options, IRAs, Relationship Management
Education
University of the Incarnate Word 2012 — 2014
Business Administration and Management, General
Sewanee-The University of the South 2006 — 2010
Certification, Education for Ministry
The American College 2005 — 2006
ChFC, Chartered Financial Consutant
Rice University 2004 — 2005
Certified Financial Planning, CFP
California State Polytechnic University-Pomona
Management Science Business Law
Capital One August 2014 - Present
USAA October 2011 - August 2014
USAA December 2009 - September 2011
US Fiduciary 2007 - 2009
Smith Barney 1994 - 2007
Shearson Lehman 1988 - 1994
EF Hutton May 1987 - December 1988
Skills
Business Development, Mutual Funds, Financial Advisory, Fixed Annuities, Financial Services, Strategic Planning, Wealth Management, Investment Advisory, Asset Allocation, Series 7, Retirement Planning, Strategic Financial..., Investments, Series 63, Securities, Series 65, Alternative Investments, Asset Managment, Investment Strategies, Series 24, Series 8, Portfolio Management, Investment Management, Estate Planning, ETFs, Certified Financial..., Personal Financial..., Asset Management, Fixed Income, Personal Finance, Equities, Financial Planners, Insurance, FINRA, Financial Analysis, Retirement, Uniform Combined State..., Wealth Management..., Private Banking, Risk Management, Leadership, Wealth, 401k, Bonds, High Net Worth..., Hedge Funds, Life Insurance, Options, IRAs, Relationship Management
Education
University of the Incarnate Word 2012 — 2014
Business Administration and Management, General
Sewanee-The University of the South 2006 — 2010
Certification, Education for Ministry
The American College 2005 — 2006
ChFC, Chartered Financial Consutant
Rice University 2004 — 2005
Certified Financial Planning, CFP
California State Polytechnic University-Pomona
Management Science Business Law
Don Popkes Don Popkes's Smith Barney Experience 2002 - 2004
Job ONE TUSCANY
Industry Real Estate
Experience
ONE TUSCANY February 2014 - Present
Level Financial 2005 - 2014
Smith Barney 2002 - 2004
Merrill Lynch 2000 - 2002
Skills
Real Estate, Investment Properties, Finance, Investments, Business Development, Real Estate Development, Selling, Fundraising, Entrepreneurship, Start-ups, Disposition, Loans, Real Estate Transactions, Residential Homes, Investors
Education
California Polytechnic State University-San Luis Obispo
Bachelor of Science (BS), Economics
Monte Vista High School
ONE TUSCANY February 2014 - Present
Level Financial 2005 - 2014
Smith Barney 2002 - 2004
Merrill Lynch 2000 - 2002
Skills
Real Estate, Investment Properties, Finance, Investments, Business Development, Real Estate Development, Selling, Fundraising, Entrepreneurship, Start-ups, Disposition, Loans, Real Estate Transactions, Residential Homes, Investors
Education
California Polytechnic State University-San Luis Obispo
Bachelor of Science (BS), Economics
Monte Vista High School
Peter Mugno Peter Mugno's Smith Barney Experience May 2008 - August 2008
Job FX Sales at Citi
Industry Financial Services
Experience
Citi October 2014 - Present
Citi September 2011 - September 2014
Citi August 2010 - August 2011
Seismic Exchange, Inc. January 2009 - August 2009
Smith Barney May 2008 - August 2008
Merrill Lynch May 2007 - August 2007
Merrill Lynch May 2006 - August 2006
Skills
Electronic Trading, Foreign Exchange, Relationship Management, Trading Systems, Microsoft Excel, Fixed Income
Education
Bucknell University 2006 — 2010
Bachelor of Arts (B.A.), Economics
The Kinkaid School 2003 — 2006
Hackley School 2002 — 2003
Citi October 2014 - Present
Citi September 2011 - September 2014
Citi August 2010 - August 2011
Seismic Exchange, Inc. January 2009 - August 2009
Smith Barney May 2008 - August 2008
Merrill Lynch May 2007 - August 2007
Merrill Lynch May 2006 - August 2006
Skills
Electronic Trading, Foreign Exchange, Relationship Management, Trading Systems, Microsoft Excel, Fixed Income
Education
Bucknell University 2006 — 2010
Bachelor of Arts (B.A.), Economics
The Kinkaid School 2003 — 2006
Hackley School 2002 — 2003
Kay Mutton Kay Mutton's Smith Barney Experience September 1998 - September 2001
Job Senior Registered Associate
Industry Investment Banking
Experience
Morgan Stanley May 2014 - Present
UBS Financial Services September 2008 - May 2012
Merrill Lynch September 2001 - September 2008
Smith Barney September 1998 - September 2001
CIBC World Markets May 1995 - September 1998
Bear Stearns October 1983 - May 1995
Skills
Series 7, Fixed Income, Series 63, Securities, Mutual Funds, Wealth Management, Uniform Combined State..., FINRA, Retirement Planning, Customer Service, Coaching, Fundraising, Equities, Bloomberg, Non-profits, Asset Allocation, CRM
Education
Bryant & Stratton College 1963 — 1965
Morgan Stanley May 2014 - Present
UBS Financial Services September 2008 - May 2012
Merrill Lynch September 2001 - September 2008
Smith Barney September 1998 - September 2001
CIBC World Markets May 1995 - September 1998
Bear Stearns October 1983 - May 1995
Skills
Series 7, Fixed Income, Series 63, Securities, Mutual Funds, Wealth Management, Uniform Combined State..., FINRA, Retirement Planning, Customer Service, Coaching, Fundraising, Equities, Bloomberg, Non-profits, Asset Allocation, CRM
Education
Bryant & Stratton College 1963 — 1965
James Church James Church's Smith Barney Experience 2004 - 2009
Job First Vice President Investment Officer at Wells Fargo Advisors
Industry Investment Management
Experience
Wells Fargo Advisors 2010 - Present
Morgan Stanley Smith Barney 2009 - 2010
Smith Barney 2004 - 2009
Skills
Deferred Compensation, Estate Investment..., Insurance, Investments, Multigenerational..., Retirement Planning, Wealth Preservation...
Education
California State University-Bakersfield 1985 — 1990
Bachelor of Science, Business Adminstration concentration in Finance
North High
Wells Fargo Advisors 2010 - Present
Morgan Stanley Smith Barney 2009 - 2010
Smith Barney 2004 - 2009
Skills
Deferred Compensation, Estate Investment..., Insurance, Investments, Multigenerational..., Retirement Planning, Wealth Preservation...
Education
California State University-Bakersfield 1985 — 1990
Bachelor of Science, Business Adminstration concentration in Finance
North High
Andrew Gamitian Andrew Gamitian's Smith Barney Experience August 1999 - November 2005
Job Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch September 2014 - Present
Citi December 2013 - August 2014
CVS Pharmacy October 2012 - November 2013
Target June 2011 - September 2012
Bottle Barn October 2010 - April 2011
BevMo! September 2008 - October 2009
K & L Wine Merchants January 2006 - January 2007
Smith Barney August 1999 - November 2005
Skills
Sales, Finance, Microsoft Excel, Financial Analysis, Strategic Planning, Team Building, Social Media
Education
California State University-Hayward 1993 — 1998
Bachelor of Science (BS), Business Administration with Emphasis in Financial Management
Burlingame High School
High School Degree
West Hillsborough Elementary and Crocker Middle School
Bank of America Merrill Lynch September 2014 - Present
Citi December 2013 - August 2014
CVS Pharmacy October 2012 - November 2013
Target June 2011 - September 2012
Bottle Barn October 2010 - April 2011
BevMo! September 2008 - October 2009
K & L Wine Merchants January 2006 - January 2007
Smith Barney August 1999 - November 2005
Skills
Sales, Finance, Microsoft Excel, Financial Analysis, Strategic Planning, Team Building, Social Media
Education
California State University-Hayward 1993 — 1998
Bachelor of Science (BS), Business Administration with Emphasis in Financial Management
Burlingame High School
High School Degree
West Hillsborough Elementary and Crocker Middle School
Risley Sams, CFP®, MBA Risley Sams, CFP®, MBA's Smith Barney Experience July 2002 - May 2007
Job President at RHS Financial
Industry Investment Management
Experience
RHS Financial March 2009 - Present
Merrill Lynch March 2008 - March 2009
Bear Stearns May 2007 - March 2008
Smith Barney July 2002 - May 2007
California Modern Gallery 2003 - 2007
Skills
Financial Planning, Financial Analysis, Asset Management, New Business Development, Portfolio Management, Investments, Operations Management, Compliance, Financial Services, Strategic Financial..., Wealth Management, Equity Trading, Fixed Income, Trading, ETFs, Business Strategy, Finance, Valuation, Equities, Retirement Planning, Retirement, Financial Modeling, Mortgage Lending, Bonds, Mutual Funds, Derivatives, Bloomberg, Securities, Wealth Management..., Asset Allocation, Alternative Investments, Investment Management, Mergers, Corporate Finance, Equity Research, Private Equity, Asset Managment, Venture Capital, Investment Advisory, M&A experience, Hedge Funds, Investment Strategies, Start-ups, Risk Management, Series 7, Due Diligence, Financial Advisory, Investment Banking, Series 63, Options
Education
Purdue University - Krannert School of Management 2000 — 2002
MBA, Finance
Purdue University 1999 — 2001
MBA, Business
California State University-Chico 1989 — 1993
BS, Business Administration
Redwood High School
RHS Financial March 2009 - Present
Merrill Lynch March 2008 - March 2009
Bear Stearns May 2007 - March 2008
Smith Barney July 2002 - May 2007
California Modern Gallery 2003 - 2007
Skills
Financial Planning, Financial Analysis, Asset Management, New Business Development, Portfolio Management, Investments, Operations Management, Compliance, Financial Services, Strategic Financial..., Wealth Management, Equity Trading, Fixed Income, Trading, ETFs, Business Strategy, Finance, Valuation, Equities, Retirement Planning, Retirement, Financial Modeling, Mortgage Lending, Bonds, Mutual Funds, Derivatives, Bloomberg, Securities, Wealth Management..., Asset Allocation, Alternative Investments, Investment Management, Mergers, Corporate Finance, Equity Research, Private Equity, Asset Managment, Venture Capital, Investment Advisory, M&A experience, Hedge Funds, Investment Strategies, Start-ups, Risk Management, Series 7, Due Diligence, Financial Advisory, Investment Banking, Series 63, Options
Education
Purdue University - Krannert School of Management 2000 — 2002
MBA, Finance
Purdue University 1999 — 2001
MBA, Business
California State University-Chico 1989 — 1993
BS, Business Administration
Redwood High School
Katrina Schmaltz, CPA Katrina Schmaltz, CPA's Smith Barney Experience May 2007 - August 2007
Job Seperately Managed Account Marketing at BlackRock
Industry Financial Services
Experience
BlackRock June 2014 - Present
BlackRock June 2012 - June 2014
Deloitte & Touche September 2010 - March 2013
Deloitte & Touche June 2009 - August 2009
BlackOut Design June 2008 - August 2008
Smith Barney May 2007 - August 2007
Skills
CPA, Microsoft Excel, Financial Analysis, Bloomberg, Big 4, Financial Reporting, Finance, Valuation, Analysis, Equities
Education
Bucknell University 2006 — 2010
Bachelor of Science (BS), Accounting
University of Cape Town 2009 — 2009
Commerce
BlackRock June 2014 - Present
BlackRock June 2012 - June 2014
Deloitte & Touche September 2010 - March 2013
Deloitte & Touche June 2009 - August 2009
BlackOut Design June 2008 - August 2008
Smith Barney May 2007 - August 2007
Skills
CPA, Microsoft Excel, Financial Analysis, Bloomberg, Big 4, Financial Reporting, Finance, Valuation, Analysis, Equities
Education
Bucknell University 2006 — 2010
Bachelor of Science (BS), Accounting
University of Cape Town 2009 — 2009
Commerce
Brian Dunkin's Smith Barney Experience January 1989 - January 1997
Job Relationship Manager at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments April 2012 - Present
Fifth Third Securities December 2010 - April 2012
Wallington Asset Management August 2009 - December 2010
Alliance Bernstein November 2007 - June 2009
Edward Jones Investments January 2004 - October 2007
Lord Abbett & Co January 2002 - January 2004
Lord Abbett January 1997 - January 2002
Smith Barney January 1989 - January 1997
FSC Securities January 1987 - January 1989
Skills
Public Speaking, Training & Development, Qualified Plan Design, Strategic Financial..., Relationship Management, Marketing, Training, Series 7, Mutual Funds, Wealth Management, Series 63, Retirement Planning, Investment Advisory, Asset Allocation, Investments, 401k, Retirement, Asset Managment, Alternative Investments, Portfolio Management, Securities, Investment Strategies, Financial Advisory
Education
Butler University - College of Business Administration 1983 — 1987
Business Administration, Bachelor of Science
Fidelity Investments April 2012 - Present
Fifth Third Securities December 2010 - April 2012
Wallington Asset Management August 2009 - December 2010
Alliance Bernstein November 2007 - June 2009
Edward Jones Investments January 2004 - October 2007
Lord Abbett & Co January 2002 - January 2004
Lord Abbett January 1997 - January 2002
Smith Barney January 1989 - January 1997
FSC Securities January 1987 - January 1989
Skills
Public Speaking, Training & Development, Qualified Plan Design, Strategic Financial..., Relationship Management, Marketing, Training, Series 7, Mutual Funds, Wealth Management, Series 63, Retirement Planning, Investment Advisory, Asset Allocation, Investments, 401k, Retirement, Asset Managment, Alternative Investments, Portfolio Management, Securities, Investment Strategies, Financial Advisory
Education
Butler University - College of Business Administration 1983 — 1987
Business Administration, Bachelor of Science
Kalen Summers's Smith Barney Experience May 2008 - July 2008
Job Consultant at Public Consulting Group
Industry Management Consulting
Experience
Public Consulting Group June 2015 - Present
Public Consulting Group November 2013 - June 2015
Citi September 2012 - October 2013
Citi December 2010 - September 2012
AXA Advisors September 2010 - December 2010
Brigham Young University-Hawaii September 2008 - April 2009
Brigham Young University-Hawaii February 2008 - April 2009
Smith Barney May 2008 - July 2008
Brigham Young University-Hawaii January 2008 - May 2008
Hawaii Kine Ornaments August 2007 - December 2007
Skills
Economics, Investments, Valuation, Banking, Financial Analysis, Corporate Finance, Finance, Econometrics, Macroeconomics, Financial Accounting, Microeconomics, Game Theory, Financial Economics, Portfolio Management, Management, Calculus, FX Options, Leadership, Data Analysis, SQL
Education
University at Buffalo 2009 — 2011
M.A., Economics
Brigham Young University - Hawaii 2005 — 2009
B.S., International Business Management
Public Consulting Group June 2015 - Present
Public Consulting Group November 2013 - June 2015
Citi September 2012 - October 2013
Citi December 2010 - September 2012
AXA Advisors September 2010 - December 2010
Brigham Young University-Hawaii September 2008 - April 2009
Brigham Young University-Hawaii February 2008 - April 2009
Smith Barney May 2008 - July 2008
Brigham Young University-Hawaii January 2008 - May 2008
Hawaii Kine Ornaments August 2007 - December 2007
Skills
Economics, Investments, Valuation, Banking, Financial Analysis, Corporate Finance, Finance, Econometrics, Macroeconomics, Financial Accounting, Microeconomics, Game Theory, Financial Economics, Portfolio Management, Management, Calculus, FX Options, Leadership, Data Analysis, SQL
Education
University at Buffalo 2009 — 2011
M.A., Economics
Brigham Young University - Hawaii 2005 — 2009
B.S., International Business Management
Jodyann Blagrove, JD/MBA Jodyann Blagrove, JD/MBA's Smith Barney Experience October 2006 - September 2008
Job Lead Acquisition Analyst at CACI International Inc
Industry Government Administration
Experience
Port of Houston Authority May 2014 - October 2014
General Services Administration January 2010 - May 2014
Merrill Lynch October 2008 - February 2009
Smith Barney October 2006 - September 2008
Port Authority of New York and New Jersey September 2005 - July 2006
Clemente, Mueller & Tobia August 2004 - August 2005
Schwartz Simon Edelstein Celso & Kessler June 2003 - June 2004
Skills
Contract Management, Contract Negotiation, Research, Negotiation, Mergers, Public Speaking, Strategic Planning, Non-profits, Asset Managment, Public Policy
Education
Rutgers University School of Law - Newark 1998 — 2002
Doctor of Law (J.D.)
Rutgers Graduate School of Management 1999 — 2002
Master of Business Administration (MBA), Marketing/Marketing Management, General
Brown University 1994 — 1998
A.B. With Honors, Latin American Studies
Port of Houston Authority May 2014 - October 2014
General Services Administration January 2010 - May 2014
Merrill Lynch October 2008 - February 2009
Smith Barney October 2006 - September 2008
Port Authority of New York and New Jersey September 2005 - July 2006
Clemente, Mueller & Tobia August 2004 - August 2005
Schwartz Simon Edelstein Celso & Kessler June 2003 - June 2004
Skills
Contract Management, Contract Negotiation, Research, Negotiation, Mergers, Public Speaking, Strategic Planning, Non-profits, Asset Managment, Public Policy
Education
Rutgers University School of Law - Newark 1998 — 2002
Doctor of Law (J.D.)
Rutgers Graduate School of Management 1999 — 2002
Master of Business Administration (MBA), Marketing/Marketing Management, General
Brown University 1994 — 1998
A.B. With Honors, Latin American Studies
Dan Lancellotti Dan Lancellotti's Smith Barney Experience January 1996 - January 1998
Job at CapitalDynamo, Inc.
Industry Financial Services
Experience
CapitalDynamo, Inc. October 2010 - Present
CapIntro.com January 2009 - February 2010
Citi March 2001 - September 2008
Citigroup January 1998 - March 2001
Smith Barney January 1996 - January 1998
Smith Barney August 1994 - January 1996
Interactive Data August 1984 - April 1994
Skills
Investment Advisory, Investment Strategies, Derivatives, Fixed Income, Fund Of Funds, Capital Markets, Series 7, Financial Markets, Investor Relations, Alternative Investments, Fixed Income Analysis, Investment Management, Management, Trading Systems, Reference Data, Hedge Funds, Due Diligence, Asset Allocation, Trading, Venture Capital, Equity Derivatives, Structured Products, Capital, Valuation
Education
Brown University 1978 — 1982
BS, Applied Math/Economics
CapitalDynamo, Inc. October 2010 - Present
CapIntro.com January 2009 - February 2010
Citi March 2001 - September 2008
Citigroup January 1998 - March 2001
Smith Barney January 1996 - January 1998
Smith Barney August 1994 - January 1996
Interactive Data August 1984 - April 1994
Skills
Investment Advisory, Investment Strategies, Derivatives, Fixed Income, Fund Of Funds, Capital Markets, Series 7, Financial Markets, Investor Relations, Alternative Investments, Fixed Income Analysis, Investment Management, Management, Trading Systems, Reference Data, Hedge Funds, Due Diligence, Asset Allocation, Trading, Venture Capital, Equity Derivatives, Structured Products, Capital, Valuation
Education
Brown University 1978 — 1982
BS, Applied Math/Economics
Donald Crooks Donald Crooks's Smith Barney Experience 1992 - 1992
Job Chair of Business Programs at Wagner College
Industry Education Management
Experience
Wagner College 2002 - Present
Isshinryu Karate --Don Nagle 1967 - Present
Lehman Brothers, Inc. 1992 - 1997
Smith Barney 1992 - 1992
Morgan Stanley 1981 - 1992
Allen & Co. 1976 - 1981
Skills
Research, PowerPoint, Higher Education, Microsoft Office, Public Speaking, Event Planning, Fundraising, Microsoft Excel, Team Leadership, Data Analysis, Equities, Event Management, Strategic Planning, Investment Banking, Program Management, Market Research, Outlook, Trading, Nonprofits, Microsoft Word, Budgets, Marketing, Social Media Marketing, Business Planning, Leadership, Teaching, Sales, Analysis, Coaching, Social Media, Access, Management, Teamwork, Team Building, Business Strategy, Public Relations, Recruiting, Organizational..., Financial Analysis, Customer Service, Time Management, Non-profits, Leadership Development, Staff Development, Program Development, Project Planning, Social Networking, Training, Spanish, Finance
Education
California Coast University 1978 — 1980
Ph.D.
Wagner College 1970 — 1972
MBA
Wagner College 1965 — 1969
B.S.
Wagner College 2002 - Present
Isshinryu Karate --Don Nagle 1967 - Present
Lehman Brothers, Inc. 1992 - 1997
Smith Barney 1992 - 1992
Morgan Stanley 1981 - 1992
Allen & Co. 1976 - 1981
Skills
Research, PowerPoint, Higher Education, Microsoft Office, Public Speaking, Event Planning, Fundraising, Microsoft Excel, Team Leadership, Data Analysis, Equities, Event Management, Strategic Planning, Investment Banking, Program Management, Market Research, Outlook, Trading, Nonprofits, Microsoft Word, Budgets, Marketing, Social Media Marketing, Business Planning, Leadership, Teaching, Sales, Analysis, Coaching, Social Media, Access, Management, Teamwork, Team Building, Business Strategy, Public Relations, Recruiting, Organizational..., Financial Analysis, Customer Service, Time Management, Non-profits, Leadership Development, Staff Development, Program Development, Project Planning, Social Networking, Training, Spanish, Finance
Education
California Coast University 1978 — 1980
Ph.D.
Wagner College 1970 — 1972
MBA
Wagner College 1965 — 1969
B.S.
Carlos Farias Carlos Farias's Smith Barney Experience June 2006 - May 2007
Job Account Manager Retail Vertical Sales at Google
Industry Investment Management
Experience
Google April 2011 - Present
FactSet Research Systems February 2010 - April 2011
Gagnon Securities June 2008 - August 2008
Citigroup May 2007 - August 2007
Smith Barney June 2006 - May 2007
Venture Development Corporation June 2005 - August 2005
Skills
Sales, Analysis, Analytics, Financial Modeling, Market Research, Training, Online Advertising, Business Strategy, SEM, Finance
Education
Brown University 2005 — 2009
B.A, Economics
Google April 2011 - Present
FactSet Research Systems February 2010 - April 2011
Gagnon Securities June 2008 - August 2008
Citigroup May 2007 - August 2007
Smith Barney June 2006 - May 2007
Venture Development Corporation June 2005 - August 2005
Skills
Sales, Analysis, Analytics, Financial Modeling, Market Research, Training, Online Advertising, Business Strategy, SEM, Finance
Education
Brown University 2005 — 2009
B.A, Economics
Charles Singer, CFP® Charles Singer, CFP®'s Smith Barney Experience 1996 - 2009
Job Financial Advisor, Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors February 2013 - Present
Robert W. Baird & Co. January 2010 - February 2013
Morgan Stanley Smith Barney 2009 - 2010
Smith Barney 1996 - 2009
Shearson Lehman 1989 - 1996
E. F. Hutton 1985 - 1989
Thomson Mckinnon Securites 1979 - 1985
Skills
Retirement Planning, Investments, Securities, Wealth, Mutual Funds, Asset Allocation, Wealth Management, Investment Advisory, Alternative Investments, Estate Planning..., Strategic Planning, Asset Management, Portfolio Management, Financial Advisory, Estate Planning, FINRA, Equities
Education
University of Evansville 1974 — 1978
BS, Accounting
College for Financial Planning
CFP®
Butler University
MBA, Business
Bosse High School 1970 — 1974
Wells Fargo Advisors February 2013 - Present
Robert W. Baird & Co. January 2010 - February 2013
Morgan Stanley Smith Barney 2009 - 2010
Smith Barney 1996 - 2009
Shearson Lehman 1989 - 1996
E. F. Hutton 1985 - 1989
Thomson Mckinnon Securites 1979 - 1985
Skills
Retirement Planning, Investments, Securities, Wealth, Mutual Funds, Asset Allocation, Wealth Management, Investment Advisory, Alternative Investments, Estate Planning..., Strategic Planning, Asset Management, Portfolio Management, Financial Advisory, Estate Planning, FINRA, Equities
Education
University of Evansville 1974 — 1978
BS, Accounting
College for Financial Planning
CFP®
Butler University
MBA, Business
Bosse High School 1970 — 1974
Rhoda Israelov Rhoda Israelov's Smith Barney Experience 1981 - 2005
Job Corporate Blogging Consultant, Content Writer, Blogger & President
Industry Marketing and Advertising
Experience
Say It For You 2007 - Present
Butler University College of Business January 2006 - Present
Smith Barney 1981 - 2005
Skills
Public Speaking, Blog Marketing, Corporate Blogging, Writing, Blogging, Newsletters, B2B, New Business Development, Social Media Marketing, Social Media, Marketing Strategy, Online Marketing, Marketing Communications, Online Advertising, Marketing, Corporate Communications, Social Networking, Event Management, Fundraising, Start-ups, Small Business, Business Planning, Strategic Planning, Sales, Leadership, Entrepreneurship, Coaching, Lead Generation, Management, Email Marketing, Training, Budgets, Retirement Planning, Facebook, Event Planning, Research, PowerPoint, Web Content, E-commerce, Public Relations, Analysis, Copywriting, Advertising, Publications, Press Releases, Editing, Web Marketing, Nonprofits, Content Marketing, Market Research
Education
College for Financial Planning 1982 — 1986
MsFS, Financial Planning
University of Missouri-Kansas City 1959 — 1962
BS, Secondary English Education
Butler University
Say It For You 2007 - Present
Butler University College of Business January 2006 - Present
Smith Barney 1981 - 2005
Skills
Public Speaking, Blog Marketing, Corporate Blogging, Writing, Blogging, Newsletters, B2B, New Business Development, Social Media Marketing, Social Media, Marketing Strategy, Online Marketing, Marketing Communications, Online Advertising, Marketing, Corporate Communications, Social Networking, Event Management, Fundraising, Start-ups, Small Business, Business Planning, Strategic Planning, Sales, Leadership, Entrepreneurship, Coaching, Lead Generation, Management, Email Marketing, Training, Budgets, Retirement Planning, Facebook, Event Planning, Research, PowerPoint, Web Content, E-commerce, Public Relations, Analysis, Copywriting, Advertising, Publications, Press Releases, Editing, Web Marketing, Nonprofits, Content Marketing, Market Research
Education
College for Financial Planning 1982 — 1986
MsFS, Financial Planning
University of Missouri-Kansas City 1959 — 1962
BS, Secondary English Education
Butler University
R Daniel Selak R Daniel Selak's Smith Barney Experience January 2001 - January 2004
Job Financial Services Consultant
Industry Legal Services
Experience
R. Daniel Selak, Consultant January 2006 - Present
R. Daniel Selak, Consultant January 2004 - Present
Securities Industry Continuing Education January 2001 - January 2005
Smith Barney January 2001 - January 2004
Smith Barney January 1996 - January 2001
Smith Barney January 1990 - January 2001
San Juan Island Community Foundation January 1994 - January 1998
Washington State Nature Conservancy January 1992 - January 1995
Beverly Hills New York Stock Exchange Managers Association January 1987 - January 1990
Smith Barney January 1985 - January 1990
Skills
Securities
Education
California Lutheran University 1974 — 1977
MBA, Business Administration
Gettysburg College 1957 — 1960
Bachelor of Arts, Business Administration
R. Daniel Selak, Consultant January 2006 - Present
R. Daniel Selak, Consultant January 2004 - Present
Securities Industry Continuing Education January 2001 - January 2005
Smith Barney January 2001 - January 2004
Smith Barney January 1996 - January 2001
Smith Barney January 1990 - January 2001
San Juan Island Community Foundation January 1994 - January 1998
Washington State Nature Conservancy January 1992 - January 1995
Beverly Hills New York Stock Exchange Managers Association January 1987 - January 1990
Smith Barney January 1985 - January 1990
Skills
Securities
Education
California Lutheran University 1974 — 1977
MBA, Business Administration
Gettysburg College 1957 — 1960
Bachelor of Arts, Business Administration
Florence McCarthy's Smith Barney Experience 1994 - 1998
Job
Industry Nonprofit Organization Management
Experience
Holmdel School District October 2013 - Present
Children's Tumor Foundation 2005 - 2010
Hoffmann LaRoche 2000 - 2004
Independent Contractor 1999 - 2001
Smith Barney 1994 - 1998
Shearson Lehman Bros. 1992 - 1994
Citigroup 1990 - 1992
M&T Bank 1989 - 1990
Skills
Fundraising, Recruiting, Nonprofits, Personnel Management, Volunteer Management, Human Resources, Event Planning, Community Outreach
Education
Monmouth University 1986 — 1989
BA
Brookdale Community College 1984 — 1986
A.A.
St. John Vianney Hs 1980 — 1984
St. Brigid
Teachers College of Columbia University
M.A.
Holmdel School District October 2013 - Present
Children's Tumor Foundation 2005 - 2010
Hoffmann LaRoche 2000 - 2004
Independent Contractor 1999 - 2001
Smith Barney 1994 - 1998
Shearson Lehman Bros. 1992 - 1994
Citigroup 1990 - 1992
M&T Bank 1989 - 1990
Skills
Fundraising, Recruiting, Nonprofits, Personnel Management, Volunteer Management, Human Resources, Event Planning, Community Outreach
Education
Monmouth University 1986 — 1989
BA
Brookdale Community College 1984 — 1986
A.A.
St. John Vianney Hs 1980 — 1984
St. Brigid
Teachers College of Columbia University
M.A.
Jeremy Schlarb's Smith Barney Experience July 2000 - July 2003
Job Channel Sales Manager
Industry Computer Software
Experience
Yodlee July 2014 - Present
Fiserv December 2013 - March 2014
Fiserv August 2012 - 2013
Fiserv June 2010 - August 2012
AdviceAmerica July 2004 - June 2010
Smith Barney July 2000 - July 2003
Bank of America September 1997 - September 2000
TD Ameritrade July 1996 - September 1997
US Marine Corps April 1989 - June 1996
Skills
Financial Planning, Problem Solving, Integration, Administration, Investments, Strategic Financial..., Product Management, System Administration, Wealth Management, Business Development, Financial Services, Leadership, Strategy, Team Building, Sales Operations, Executive Management, Training, Banking, Team Leadership, Change Management, Product Development, Risk Management, SaaS, Strategic Partnerships, Start-ups, Salesforce.com, Cross-functional Team..., Management, Product Marketing, Sales, Pre-sales, Strategic Alliances, CRM
Education
California State University-East Bay 1992 — 1995
B.S., Business Administration - Finance Option
Sequoia High School 1984 — 1988
Yodlee July 2014 - Present
Fiserv December 2013 - March 2014
Fiserv August 2012 - 2013
Fiserv June 2010 - August 2012
AdviceAmerica July 2004 - June 2010
Smith Barney July 2000 - July 2003
Bank of America September 1997 - September 2000
TD Ameritrade July 1996 - September 1997
US Marine Corps April 1989 - June 1996
Skills
Financial Planning, Problem Solving, Integration, Administration, Investments, Strategic Financial..., Product Management, System Administration, Wealth Management, Business Development, Financial Services, Leadership, Strategy, Team Building, Sales Operations, Executive Management, Training, Banking, Team Leadership, Change Management, Product Development, Risk Management, SaaS, Strategic Partnerships, Start-ups, Salesforce.com, Cross-functional Team..., Management, Product Marketing, Sales, Pre-sales, Strategic Alliances, CRM
Education
California State University-East Bay 1992 — 1995
B.S., Business Administration - Finance Option
Sequoia High School 1984 — 1988
Stephen Trempe, CFA's Smith Barney Experience December 2005 - May 2009
Job Vice President, Asset Management at Abbot Downing
Industry Financial Services
Experience
Abbot Downing April 2010 - Present
Wells Fargo Family Wealth April 2010 - April 2012
Janney Montgomery Scott May 2009 - April 2010
Smith Barney December 2005 - May 2009
Legg Mason February 2003 - December 2005
Christiana Bank & Trust Co May 2001 - January 2003
Skills
Asset Allocation, Investment Management, Investment Manager Due..., Portfolio Management, Portfolio Construction, Investment Consulting, Research, Sales, Marketing, Investments, Asset Management, Equities, Alternative Investments, Financial Modeling, Financial Analysis, Valuation, Wealth Management, Private Equity, Mutual Funds, Chartered Financial..., Due Diligence, Management, Mortgage Lending, Program Management, Series 24
Education
Villanova University 2013 — 2017
Master of Business Administration (MBA)
Bucknell University 1997 — 2001
BA, Interdepartmental - Finance
Abbot Downing April 2010 - Present
Wells Fargo Family Wealth April 2010 - April 2012
Janney Montgomery Scott May 2009 - April 2010
Smith Barney December 2005 - May 2009
Legg Mason February 2003 - December 2005
Christiana Bank & Trust Co May 2001 - January 2003
Skills
Asset Allocation, Investment Management, Investment Manager Due..., Portfolio Management, Portfolio Construction, Investment Consulting, Research, Sales, Marketing, Investments, Asset Management, Equities, Alternative Investments, Financial Modeling, Financial Analysis, Valuation, Wealth Management, Private Equity, Mutual Funds, Chartered Financial..., Due Diligence, Management, Mortgage Lending, Program Management, Series 24
Education
Villanova University 2013 — 2017
Master of Business Administration (MBA)
Bucknell University 1997 — 2001
BA, Interdepartmental - Finance
Mark Hellman's Smith Barney Experience OwnerCitibankCommunications Managerciti-group1988 - Present
Job VP at Smith Barney and Owner, Citibank
Industry Telecommunications
Experience
Smith Barney OwnerCitibankCommunications Managerciti-group1988 - Present
Citi 1987 - Present
Citi Global Wealth Management 1986 - Present
Education
Brooklyn Law School 1980 — 1984
Smith Barney OwnerCitibankCommunications Managerciti-group1988 - Present
Citi 1987 - Present
Citi Global Wealth Management 1986 - Present
Education
Brooklyn Law School 1980 — 1984
Willow Emrys's Smith Barney Experience 2007 - 2007
Job AVP, Premier Client Manager at Bank of America
Industry Financial Services
Experience
Bank of America/Banc of America 2007 - Present
Smith Barney 2007 - 2007
Citibank 2006 - 2007
Bank of America 2005 - 2006
ADP 2005 - 2005
Skills
Financial Services, Investments
Education
California State University-Chico 2002 — 2004
Business Administration, Marketing
University of Washington 1999 — 2002
Bank of America/Banc of America 2007 - Present
Smith Barney 2007 - 2007
Citibank 2006 - 2007
Bank of America 2005 - 2006
ADP 2005 - 2005
Skills
Financial Services, Investments
Education
California State University-Chico 2002 — 2004
Business Administration, Marketing
University of Washington 1999 — 2002
David Rosen's Smith Barney Experience February 2007 - June 2009
Job Executive Director Director of CEFs, ETPs and UITs
Industry Financial Services
Experience
Morgan Stanley August 2012 - Present
Morgan Stanley June 2009 - July 2012
Smith Barney February 2007 - June 2009
Smith Barney September 2006 - February 2007
Skills
Series 7, Series 24, Wealth Management, Alternative Investments, Equities, Asset Management
Education
Brooklyn Law School 2003 — 2006
Juris Doctor
The George Washington University 1998 — 2002
Bachelor of Arts
Morgan Stanley August 2012 - Present
Morgan Stanley June 2009 - July 2012
Smith Barney February 2007 - June 2009
Smith Barney September 2006 - February 2007
Skills
Series 7, Series 24, Wealth Management, Alternative Investments, Equities, Asset Management
Education
Brooklyn Law School 2003 — 2006
Juris Doctor
The George Washington University 1998 — 2002
Bachelor of Arts
Alan Torrey's Smith Barney Experience July 2005 - June 2007
Job Regional Risk Supervisor
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. January 2008 - Present
Smith Barney July 2005 - June 2007
Charles Schwab August 1993 - April 2005
Education
California State University-East Bay 1988 — 1992
Finance, General
Ameriprise Financial Services, Inc. January 2008 - Present
Smith Barney July 2005 - June 2007
Charles Schwab August 1993 - April 2005
Education
California State University-East Bay 1988 — 1992
Finance, General
Erik Schei's Smith Barney Experience October 2004 - February 2007
Job President at CONCERT Advisor Services
Industry Financial Services
Experience
CONCERT Advisor Services July 2012 - Present
CONCERT Advisor Services October 2010 - July 2012
CONCERT Advisor Services July 2009 - October 2010
CONCERT Wealth Management February 2007 - July 2009
Smith Barney October 2004 - February 2007
Skills
Asset Allocation, Investment Strategies, Strategic Financial..., Series 7, Business Planning, Asset Management, Project Management, Wealth Management, Product Management, Asset Managment, Public Speaking
Education
California Polytechnic State University-San Luis Obispo 1999 — 2004
BS, Mathematics
CONCERT Advisor Services July 2012 - Present
CONCERT Advisor Services October 2010 - July 2012
CONCERT Advisor Services July 2009 - October 2010
CONCERT Wealth Management February 2007 - July 2009
Smith Barney October 2004 - February 2007
Skills
Asset Allocation, Investment Strategies, Strategic Financial..., Series 7, Business Planning, Asset Management, Project Management, Wealth Management, Product Management, Asset Managment, Public Speaking
Education
California Polytechnic State University-San Luis Obispo 1999 — 2004
BS, Mathematics
Dan Stanzler's Smith Barney Experience 1996 - 1999
Job PM at Surveyor Capital
Industry Financial Services
Experience
Surveyor Capital June 2011 - Present
North Bay Capital September 2008 - May 2011
Deustche Bank April 2005 - September 2008
3 Notch Capital January 2002 - March 2005
Thomas Weisel Partners January 1999 - May 2001
Smith Barney 1996 - 1999
Education
Columbia University - Columbia Business School 2003 — 2005
Brown University 1992 — 1996
Surveyor Capital June 2011 - Present
North Bay Capital September 2008 - May 2011
Deustche Bank April 2005 - September 2008
3 Notch Capital January 2002 - March 2005
Thomas Weisel Partners January 1999 - May 2001
Smith Barney 1996 - 1999
Education
Columbia University - Columbia Business School 2003 — 2005
Brown University 1992 — 1996
Bruce Ebnother's Smith Barney Experience 1992 - 1995
Job Portfolio Manager & Investment Risk Strategist
Industry Investment Management
Experience
Alpine Woods Capital Investors September 2011 - Present
UBS Global Asset Management 1996 - October 2010
Smith Barney 1992 - 1995
Lieber & Co /The Evergreen Funds 1991 - 1992
Skills
Alternative Investments, Asset Managment, Real Estate, Portfolio Management, Investment Strategies, Equity Research, Securities, Equities, Hedge Funds
Education
Brown University
BA
Alpine Woods Capital Investors September 2011 - Present
UBS Global Asset Management 1996 - October 2010
Smith Barney 1992 - 1995
Lieber & Co /The Evergreen Funds 1991 - 1992
Skills
Alternative Investments, Asset Managment, Real Estate, Portfolio Management, Investment Strategies, Equity Research, Securities, Equities, Hedge Funds
Education
Brown University
BA
Heather Goodman's Smith Barney Experience February 2002 - February 2007
Job Owner, True Capital Management
Industry Financial Services
Experience
True Capital Management March 2007 - Present
Smith Barney February 2002 - February 2007
NBCi April 1999 - April 2001
Deloitte & Touche September 1995 - April 1999
Education
California Polytechnic State University-San Luis Obispo 1993 — 1995
University of Mississippi 1991 — 1993
True Capital Management March 2007 - Present
Smith Barney February 2002 - February 2007
NBCi April 1999 - April 2001
Deloitte & Touche September 1995 - April 1999
Education
California Polytechnic State University-San Luis Obispo 1993 — 1995
University of Mississippi 1991 — 1993
Sara Urena-Hodge's Smith Barney Experience 1999 - 2001
Job Permanent Placement Consultant at Manpower
Industry Human Resources
Experience
Manpower August 2007 - Present
Sara's Passion August 2007 - Present
Progressive January 2004 - August 2007
Ashland Distribution July 2001 - February 2004
Smith Barney 1999 - 2001
Education
California State University, Fresno 1994 — 2001
Bachelors, Business, Marketing
Kerman High School 1990 — 1994
General, General
Manpower August 2007 - Present
Sara's Passion August 2007 - Present
Progressive January 2004 - August 2007
Ashland Distribution July 2001 - February 2004
Smith Barney 1999 - 2001
Education
California State University, Fresno 1994 — 2001
Bachelors, Business, Marketing
Kerman High School 1990 — 1994
General, General
Annabelle Garrett's Smith Barney Experience 1996 - 1999
Job Owner, Pitario Capital Management, LLC
Industry Financial Services
Experience
Pitario Capital Management, LLC July 2007 - Present
The Anna-Maria & Stephen Kellen Foundation January 2012 - Present
Axiom International Investors, LLC September 1999 - October 2006
Smith Barney 1996 - 1999
Skills
Equities, Hedge Funds, Investments, Asset Managment, Valuation, Financial Modeling, Private Equity, Investment Banking, Alternative Investments, Capital Markets, Emerging Markets, Business Strategy, Social Impact, Trading, Mutual Funds, Securities, Relationship Management, Asset Management, Portfolio Management
Education
Brown University 1992 — 1995
BS, Organization Behavior & Management
American University of Paris 1991 — 1992
The Brearley School 1976 — 1991
Pitario Capital Management, LLC July 2007 - Present
The Anna-Maria & Stephen Kellen Foundation January 2012 - Present
Axiom International Investors, LLC September 1999 - October 2006
Smith Barney 1996 - 1999
Skills
Equities, Hedge Funds, Investments, Asset Managment, Valuation, Financial Modeling, Private Equity, Investment Banking, Alternative Investments, Capital Markets, Emerging Markets, Business Strategy, Social Impact, Trading, Mutual Funds, Securities, Relationship Management, Asset Management, Portfolio Management
Education
Brown University 1992 — 1995
BS, Organization Behavior & Management
American University of Paris 1991 — 1992
The Brearley School 1976 — 1991
Raymond Turro, CFA's Smith Barney Experience 1994 - 1998
Job Senior Manager, High Yield, Emerging Market & Bank Loan Evaluations at Interactive Data
Industry Financial Services
Experience
Interactive Data March 2015 - Present
Interactive Data January 2014 - March 2015
Interactive Data April 2011 - January 2014
LPL April 2009 - April 2011
Randy Neumann & Associates November 2008 - April 2011
Turro Financial, LLC October 2007 - April 2011
Citigroup January 1994 - August 2007
Smith Barney 1994 - 1998
Lehman Brothers July 1986 - January 1994
Skills
Investment Advisory, Trading, Bonds, Portfolio Management, Series 7, Strategic Financial..., Equities, Fixed Income, Emerging Markets, Derivatives, Valuation, Securities, Wealth Management, Risk Management, Mutual Funds, Capital Markets, Investments, FINRA, Trading Systems, Series 63, Asset Management, Investment Strategies, Wealth Management..., Finance, Structured Products, Commodity, Hedge Funds, Financial Markets, Alternative Investments, Asset Allocation, Options, Bloomberg, ETFs, Financial Services, Investment Banking, Investment Management, Financial Planning
Education
Bucknell University 1982 — 1986
Midland Park High School 1978 — 1982
HS Diploma
Interactive Data March 2015 - Present
Interactive Data January 2014 - March 2015
Interactive Data April 2011 - January 2014
LPL April 2009 - April 2011
Randy Neumann & Associates November 2008 - April 2011
Turro Financial, LLC October 2007 - April 2011
Citigroup January 1994 - August 2007
Smith Barney 1994 - 1998
Lehman Brothers July 1986 - January 1994
Skills
Investment Advisory, Trading, Bonds, Portfolio Management, Series 7, Strategic Financial..., Equities, Fixed Income, Emerging Markets, Derivatives, Valuation, Securities, Wealth Management, Risk Management, Mutual Funds, Capital Markets, Investments, FINRA, Trading Systems, Series 63, Asset Management, Investment Strategies, Wealth Management..., Finance, Structured Products, Commodity, Hedge Funds, Financial Markets, Alternative Investments, Asset Allocation, Options, Bloomberg, ETFs, Financial Services, Investment Banking, Investment Management, Financial Planning
Education
Bucknell University 1982 — 1986
Midland Park High School 1978 — 1982
HS Diploma
FERNANDO PEZO-SILVA's Smith Barney Experience Regional VP FinanceJohnson & Johnson Professional Group1994 - 1996
Job FINANCIAL ADVISOR at SMITH BARNEY
Industry Financial Services
Experience
SMITH BARNEY Regional VP FinanceJohnson & Johnson Professional Group1994 - 1996
Johnson & Johnson 1994 - 1996
Johnson and Johnson Hemisferica 1983 - 1988
Education
California Polytechnic State University-San Luis Obispo
SMITH BARNEY Regional VP FinanceJohnson & Johnson Professional Group1994 - 1996
Johnson & Johnson 1994 - 1996
Johnson and Johnson Hemisferica 1983 - 1988
Education
California Polytechnic State University-San Luis Obispo
Landon Everson's Smith Barney Experience July 2008 - August 2008
Job Brand Manager at Amazing Grass
Industry Health, Wellness and Fitness
Experience
Amazing Grass June 2014 - Present
Amazing Grass July 2013 - June 2014
The Honest Company April 2012 - April 2013
The Koll Company January 2011 - March 2012
SoftServe July 2010 - January 2011
Smith Barney July 2008 - August 2008
Skills
Strategic Planning, Social Media Marketing, Project Management, Salesforce.com, Marketing Strategy, Business Development, Social Media
Education
Brigham Young University 2004 — 2009
BS, Urban Planning
Amazing Grass June 2014 - Present
Amazing Grass July 2013 - June 2014
The Honest Company April 2012 - April 2013
The Koll Company January 2011 - March 2012
SoftServe July 2010 - January 2011
Smith Barney July 2008 - August 2008
Skills
Strategic Planning, Social Media Marketing, Project Management, Salesforce.com, Marketing Strategy, Business Development, Social Media
Education
Brigham Young University 2004 — 2009
BS, Urban Planning
Randy Moniz's Smith Barney Experience 2000 - 2001
Job Analyst and Underwriting Professional
Industry Banking
Experience
Opes Advisors February 2014 - Present
Chase February 2013 - November 2013
J & R Fence Inc. May 2008 - February 2013
Wachovia 2005 - 2007
Fremont Bank March 2003 - June 2005
New Haven Moving Equipment 2001 - 2003
Smith Barney 2000 - 2001
Skills
Short Sales, Loans, Customer Service, Underwriting, Management, Relationship Management, Private Banking, Merchant Services, Accounting, CRM, EDI, Microsoft Office, Project Management, Business Analysis, Data Analysis, Analytics, Mortgage Banking, Loan Origination, Risk Management, Finance, Sales, Mortgage Lending, Banking, Portfolio Management
Education
California State University-Hayward 2003 — 2007
Bachelor of Arts (B.A.), History
Chabot College 1997 — 2001
A.A., Liberal Studies
Mt.Eden
Opes Advisors February 2014 - Present
Chase February 2013 - November 2013
J & R Fence Inc. May 2008 - February 2013
Wachovia 2005 - 2007
Fremont Bank March 2003 - June 2005
New Haven Moving Equipment 2001 - 2003
Smith Barney 2000 - 2001
Skills
Short Sales, Loans, Customer Service, Underwriting, Management, Relationship Management, Private Banking, Merchant Services, Accounting, CRM, EDI, Microsoft Office, Project Management, Business Analysis, Data Analysis, Analytics, Mortgage Banking, Loan Origination, Risk Management, Finance, Sales, Mortgage Lending, Banking, Portfolio Management
Education
California State University-Hayward 2003 — 2007
Bachelor of Arts (B.A.), History
Chabot College 1997 — 2001
A.A., Liberal Studies
Mt.Eden
Garrett Palm's Smith Barney Experience 1994 - 1997
Job Principal at Boston Meridian, LLC
Industry Investment Banking
Experience
Boston Meridian, LLC 2003 - Present
Thomas Weisel Partners 2000 - 2002
Montgomery Securities 1997 - 1998
Smith Barney 1994 - 1997
Skills
Investments, Finance, Mergers & Acquisitions, Strategic Planning, Mergers, Capital Raising, Corporate Development, Investment Banking, Equity Capital Markets, Private Equity, Start-ups, Financial Modeling, Venture Capital, Strategy, Corporate Finance, Equities
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1998 — 2000
Master of Business Administration (MBA)
Brown University 1990 — 1994
Bachelor of Arts (B.A.)
Boston Meridian, LLC 2003 - Present
Thomas Weisel Partners 2000 - 2002
Montgomery Securities 1997 - 1998
Smith Barney 1994 - 1997
Skills
Investments, Finance, Mergers & Acquisitions, Strategic Planning, Mergers, Capital Raising, Corporate Development, Investment Banking, Equity Capital Markets, Private Equity, Start-ups, Financial Modeling, Venture Capital, Strategy, Corporate Finance, Equities
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1998 — 2000
Master of Business Administration (MBA)
Brown University 1990 — 1994
Bachelor of Arts (B.A.)
Patrick Sai's Smith Barney Experience 1994 - 1995
Job Brand Manager Joseph Gallo Farms
Industry Food & Beverages
Experience
Joseph Gallo Farms April 2011 - March 2015
La Belle Inc. 2008 - 2011
Foster Farms 2006 - 2008
Foster Farms 2003 - 2006
Foster Farms 2000 - 2003
Foster Farms 1998 - 2000
Smith Barney 1994 - 1995
Skills
Cross-functional Team..., Marketing, B2B, Strategy, Sales, Strategic Planning, Food Industry, Marketing Strategy, FMCG, Management, Leadership, Project Planning, Product Marketing, Forecasting, Product Development, Budgets, Pricing, Consumer Products, Food, Product Management, Team Building, P&L Management, Sales Management, Process Improvement, Sales Presentations
Education
San Diego State University-California State University 1996 — 1997
MBA
California State University Stanislaus 1989 — 1993
BS, Business Administration
Joseph Gallo Farms April 2011 - March 2015
La Belle Inc. 2008 - 2011
Foster Farms 2006 - 2008
Foster Farms 2003 - 2006
Foster Farms 2000 - 2003
Foster Farms 1998 - 2000
Smith Barney 1994 - 1995
Skills
Cross-functional Team..., Marketing, B2B, Strategy, Sales, Strategic Planning, Food Industry, Marketing Strategy, FMCG, Management, Leadership, Project Planning, Product Marketing, Forecasting, Product Development, Budgets, Pricing, Consumer Products, Food, Product Management, Team Building, P&L Management, Sales Management, Process Improvement, Sales Presentations
Education
San Diego State University-California State University 1996 — 1997
MBA
California State University Stanislaus 1989 — 1993
BS, Business Administration
Ama Misa's Smith Barney Experience February 2007 - August 2007
Job Student at Brown University
Industry Marketing and Advertising
Experience
Kiehl's Since 1851 May 2008 - August 2008
Smith Barney February 2007 - August 2007
Education
Brown University 2005 — 2009
Kiehl's Since 1851 May 2008 - August 2008
Smith Barney February 2007 - August 2007
Education
Brown University 2005 — 2009
Michael Mignano, Esq.'s Smith Barney Experience 1985 - 1987
Job Senior Compliance & Control Analyst, AML, Financial Investigations Unit at Citi
Industry Law Practice
Experience
Citi 2015 - Present
Law Office of MIchael J. Mignano, Esq. September 2009 - November 2014
Lehman Brothers Holdings Inc. September 2010 - March 2011
Stark & Stark, P.C. March 2008 - 2009
AIG May 2007 - January 2008
NYSE 2005 - 2005
Hudson Securities 2002 - 2004
Knight Trading Group 1995 - 2001
MTB Banking 1993 - 1995
Smith barney 1985 - 1987
Skills
Arbitration, Securities Regulation, Securities, Wills, Personal Injury, Alternative Dispute..., Family Law, Appeals, Legal Research, Civil Litigation, Westlaw, Legal Writing, Mediation, Litigation, Commercial Litigation, Hedge Funds, Securities Litigation, Corporate Governance, Anti Money Laundering, Corporate Law, Intellectual Property, AML, compliance, Compliance
Education
Brooklyn Law School
J.D., Law
Brooklyn Technical HS
City University of New York-John Jay College of Criminal Justice
Bachelor of Science (B.S.), Criminal Justice
Citi 2015 - Present
Law Office of MIchael J. Mignano, Esq. September 2009 - November 2014
Lehman Brothers Holdings Inc. September 2010 - March 2011
Stark & Stark, P.C. March 2008 - 2009
AIG May 2007 - January 2008
NYSE 2005 - 2005
Hudson Securities 2002 - 2004
Knight Trading Group 1995 - 2001
MTB Banking 1993 - 1995
Smith barney 1985 - 1987
Skills
Arbitration, Securities Regulation, Securities, Wills, Personal Injury, Alternative Dispute..., Family Law, Appeals, Legal Research, Civil Litigation, Westlaw, Legal Writing, Mediation, Litigation, Commercial Litigation, Hedge Funds, Securities Litigation, Corporate Governance, Anti Money Laundering, Corporate Law, Intellectual Property, AML, compliance, Compliance
Education
Brooklyn Law School
J.D., Law
Brooklyn Technical HS
City University of New York-John Jay College of Criminal Justice
Bachelor of Science (B.S.), Criminal Justice
Alan Wolberg's Smith Barney Experience September 1996 - October 1999
Job Senior Vice President, City National Bank
Industry Financial Services
Experience
City National Bank June 2015 - Present
Merrill Lynch February 2015 - April 2015
First Republic Bank May 2012 - February 2015
The Guardian Life Insurance Company of America February 2012 - May 2012
Morgan Stanley Smith Barney September 2000 - January 2012
Sun Life Financial October 1999 - September 2000
Smith Barney September 1996 - October 1999
Provident Mutual 1993 - 1996
Equitable Life (Axa) 1990 - 1993
Skills
Wealth Management, Estate Planning, Succession Planning, LGBT issues, Charitable Giving..., Financial Planning, Series 7, Series 24, Series 63, Series 65, Series 6, Diversity Training
Education
Brooklyn Law School 1982 — 1985
JD, Corporate Law, Estate and Trust Law
New York University 1978 — 1982
Bachelor of Arts (B.A.), Political Science
City National Bank June 2015 - Present
Merrill Lynch February 2015 - April 2015
First Republic Bank May 2012 - February 2015
The Guardian Life Insurance Company of America February 2012 - May 2012
Morgan Stanley Smith Barney September 2000 - January 2012
Sun Life Financial October 1999 - September 2000
Smith Barney September 1996 - October 1999
Provident Mutual 1993 - 1996
Equitable Life (Axa) 1990 - 1993
Skills
Wealth Management, Estate Planning, Succession Planning, LGBT issues, Charitable Giving..., Financial Planning, Series 7, Series 24, Series 63, Series 65, Series 6, Diversity Training
Education
Brooklyn Law School 1982 — 1985
JD, Corporate Law, Estate and Trust Law
New York University 1978 — 1982
Bachelor of Arts (B.A.), Political Science
Jon S. Wilson, CFP®'s Smith Barney Experience
Job Second Vice President Wealth Management, Financial Advisor
Industry Investment Management
Experience
Smith Barney
Education
Brigham Young University 1977 — 1983
B.S. Finance, (Accounting & Economics)
Smith Barney
Education
Brigham Young University 1977 — 1983
B.S. Finance, (Accounting & Economics)
Bob Restrick's Smith Barney Experience January 1996 - January 1996
Job at
Industry Financial Services
Experience
Annaly Commercial Real Estate Group May 2013 - Present
CreXus Investment Corp. June 2011 - May 2013
Annaly Capital Management April 2010 - June 2011
CW Capital LLC January 2008 - January 2010
CW Capital LLC January 2004 - January 2008
CII, GMAC Commercial Capital January 1998 - January 2004
Pentalpha Capital, LLC January 1996 - January 1998
Smith Barney January 1996 - January 1996
Morgan Stanley January 1991 - January 1996
Chatham savings and loan January 1988 - January 1991
Skills
Structured Finance, Valuation, CMBS, Investments, Bonds, Capital Markets, Credit Risk, Equities, Portfolio Management, Loans, Trading, Corporate Finance, Securities, Asset Management, Securitization
Education
Rutgers, The State University of New Jersey-Newark 1990 — 1991
MBA, Finance
Bucknell University 1983 — 1987
BA, Economics/Political Science
Morristown-Beard
Annaly Commercial Real Estate Group May 2013 - Present
CreXus Investment Corp. June 2011 - May 2013
Annaly Capital Management April 2010 - June 2011
CW Capital LLC January 2008 - January 2010
CW Capital LLC January 2004 - January 2008
CII, GMAC Commercial Capital January 1998 - January 2004
Pentalpha Capital, LLC January 1996 - January 1998
Smith Barney January 1996 - January 1996
Morgan Stanley January 1991 - January 1996
Chatham savings and loan January 1988 - January 1991
Skills
Structured Finance, Valuation, CMBS, Investments, Bonds, Capital Markets, Credit Risk, Equities, Portfolio Management, Loans, Trading, Corporate Finance, Securities, Asset Management, Securitization
Education
Rutgers, The State University of New Jersey-Newark 1990 — 1991
MBA, Finance
Bucknell University 1983 — 1987
BA, Economics/Political Science
Morristown-Beard
Jason Skyler's Smith Barney Experience 2002 - 2004
Job Investment Consultant at TKG Financial
Industry Financial Services
Experience
The Kelt Group January 2006 - Present
TKG Financial January 2006 - Present
Smith Barney 2002 - 2004
Skills
Series 63, Series 7, Customer Service, Team Building, Loans, Retirement Planning, Investments, Portfolio Management, Strategic Financial..., Salesforce.com, Financial Analysis, New Business Development, Financial Services, Mutual Funds, Banking, Financial Planning, Sales, Uniform Combined State..., Marketing
Education
University of California, Santa Barbara 2000 — 2002
Buisness/Econonomics/Accounting
Santa Barbara City College 1998 — 2000
California State University-Chico 1991 — 1994
Economics/Accounting
The Kelt Group January 2006 - Present
TKG Financial January 2006 - Present
Smith Barney 2002 - 2004
Skills
Series 63, Series 7, Customer Service, Team Building, Loans, Retirement Planning, Investments, Portfolio Management, Strategic Financial..., Salesforce.com, Financial Analysis, New Business Development, Financial Services, Mutual Funds, Banking, Financial Planning, Sales, Uniform Combined State..., Marketing
Education
University of California, Santa Barbara 2000 — 2002
Buisness/Econonomics/Accounting
Santa Barbara City College 1998 — 2000
California State University-Chico 1991 — 1994
Economics/Accounting
Melissa Nunes Toland's Smith Barney Experience 2006 - 2008
Job English Teacher at Ocean View School District
Industry Computer Software
Experience
Ocean View School District January 2012 - Present
Citrix Online February 2008 - November 2009
Smith Barney 2006 - 2008
Skills
SaaS, Salesforce.com, Enterprise Software, Solution Selling, Sales Process, Account Management, Direct Sales, Cloud Computing, Lead Generation, Cold Calling, CRM, Sales, New Business Development
Education
California Lutheran University 2009 — 2013
Masters, Education
California State University, Fresno 2002 — 2006
BA, Business Administration
Ocean View School District January 2012 - Present
Citrix Online February 2008 - November 2009
Smith Barney 2006 - 2008
Skills
SaaS, Salesforce.com, Enterprise Software, Solution Selling, Sales Process, Account Management, Direct Sales, Cloud Computing, Lead Generation, Cold Calling, CRM, Sales, New Business Development
Education
California Lutheran University 2009 — 2013
Masters, Education
California State University, Fresno 2002 — 2006
BA, Business Administration
Alex Mora's Smith Barney Experience January 2005 - July 2006
Job Owner,Capitol Real Estate Group
Industry Real Estate
Experience
Capitol Real Estate Group February 2007 - Present
Smith Barney January 2005 - July 2006
Skills
Short Sales, REO, Investments, Foreclosures, First Time Home Buyers, Real Estate, Investors, Sellers, Investment Properties, Single Family Homes, Relocation, Real Estate Transactions, New Home Sales
Education
California State University-Bakersfield 2002 — 2006
Bachelors Degree, Finance Investments
California State University-Bakersfield 2002 — 2006
Bachelor of Science (B.S.), Finance, General
Capitol Real Estate Group February 2007 - Present
Smith Barney January 2005 - July 2006
Skills
Short Sales, REO, Investments, Foreclosures, First Time Home Buyers, Real Estate, Investors, Sellers, Investment Properties, Single Family Homes, Relocation, Real Estate Transactions, New Home Sales
Education
California State University-Bakersfield 2002 — 2006
Bachelors Degree, Finance Investments
California State University-Bakersfield 2002 — 2006
Bachelor of Science (B.S.), Finance, General
Peter Gordinier's Smith Barney Experience January 1996 - April 2009
Job Financial Advisor, Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
Smith Barney January 1996 - April 2009
Morgan Guaranty Trust Co. January 1986 - January 1996
Skills
Wealth Management, Retirement Planning, Asset Allocation, Insurance, Strategic Financial..., Mutual Funds, Securities, Financial Analysis, Series 7, Series 63, Asset Management, Risk Management, Investments, Investment Advisory, Retirement, Investment Strategies, Equities, Financial Advisory, Finance, Fixed Income, Portfolio Management, Financial Planning
Education
Bucknell University 1981 — 1985
BA, Economics
Wells Fargo Advisors, LLC May 2009 - Present
Smith Barney January 1996 - April 2009
Morgan Guaranty Trust Co. January 1986 - January 1996
Skills
Wealth Management, Retirement Planning, Asset Allocation, Insurance, Strategic Financial..., Mutual Funds, Securities, Financial Analysis, Series 7, Series 63, Asset Management, Risk Management, Investments, Investment Advisory, Retirement, Investment Strategies, Equities, Financial Advisory, Finance, Fixed Income, Portfolio Management, Financial Planning
Education
Bucknell University 1981 — 1985
BA, Economics
Brian Durkin's Smith Barney Experience March 1992 - September 1999
Job Financial Advisor at Merrill Lynch
Industry Investment Management
Experience
Merrill Lynch Global wealth Management/ BofA October 2006 - Present
Merrill Lynch/Bank of America 2005 - Present
Morgan Stanley November 2001 - October 2006
Donaldson, Lufkin & Jenrette September 1999 - November 2001
Smith Barney March 1992 - September 1999
Skills
Series 7, Wealth Management, Investments, Retirement Planning, Mutual Funds, Equities, Investment Advisory, Asset Allocation, Fixed Income, Series 63, Portfolio Management, Alternative Investments, Investment Strategies, Asset Managment, Financial Modeling, Securities, Financial Advisory, Retirement, Strategic Financial..., Investment Banking
Education
Bryant University
Bachelor of Science (BS), Business Administration and Management, General
Villanova University
Merrill Lynch Global wealth Management/ BofA October 2006 - Present
Merrill Lynch/Bank of America 2005 - Present
Morgan Stanley November 2001 - October 2006
Donaldson, Lufkin & Jenrette September 1999 - November 2001
Smith Barney March 1992 - September 1999
Skills
Series 7, Wealth Management, Investments, Retirement Planning, Mutual Funds, Equities, Investment Advisory, Asset Allocation, Fixed Income, Series 63, Portfolio Management, Alternative Investments, Investment Strategies, Asset Managment, Financial Modeling, Securities, Financial Advisory, Retirement, Strategic Financial..., Investment Banking
Education
Bryant University
Bachelor of Science (BS), Business Administration and Management, General
Villanova University
Mary Beth Yanulis's Smith Barney Experience June 2006 - August 2007
Job Attorney at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management April 2010 - Present
Morgan Stanley Smith Barney April 2009 - April 2010
Robert Half Legal September 2008 - January 2009
Smith Barney June 2006 - August 2007
Solomon Smith Barney August 2000 - May 2001
Skills
Securities, Westlaw, Legal Research, Securities Regulation, Legal Writing, Litigation, Corporate Law, Due Diligence, Document Review, Securities Litigation, Securities Fraud, Precious Metals, Arbitration, Hedge Funds, Mergers
Education
Brooklyn Law School 2005 — 2008
JD
Tulane University - A.B. Freeman School of Business 2001 — 2005
BSM, Business Law
Morgan Stanley Wealth Management April 2010 - Present
Morgan Stanley Smith Barney April 2009 - April 2010
Robert Half Legal September 2008 - January 2009
Smith Barney June 2006 - August 2007
Solomon Smith Barney August 2000 - May 2001
Skills
Securities, Westlaw, Legal Research, Securities Regulation, Legal Writing, Litigation, Corporate Law, Due Diligence, Document Review, Securities Litigation, Securities Fraud, Precious Metals, Arbitration, Hedge Funds, Mergers
Education
Brooklyn Law School 2005 — 2008
JD
Tulane University - A.B. Freeman School of Business 2001 — 2005
BSM, Business Law
Alexander Velto's Smith Barney Experience May 1991 - January 2013
Job Senior Vice President at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2013 - Present
Smith Barney May 1991 - January 2013
Smith Barney, EF Hutton 1979 - 2008
EF Hutton 1979 - 1988
Education
California State Polytechnic University-Pomona 1975 — 1979
B.S., Business Admin
UBS Financial Services, Inc. January 2013 - Present
Smith Barney May 1991 - January 2013
Smith Barney, EF Hutton 1979 - 2008
EF Hutton 1979 - 1988
Education
California State Polytechnic University-Pomona 1975 — 1979
B.S., Business Admin
Debra Vincent's Smith Barney Experience 1993 - 2000
Job Licensed Sales
Industry Insurance
Experience
Citi Smith Barney January 1993 - January 2009
Smith Barney 1993 - 2000
Education
Life, Health, Variable Annuities and Property Casualty 2009 — 2009
215 and 440 Licenses, Finance Industry
Broward College 1978 — 1980
Coursework towards Associate Degree
Plantation High School 1974 — 1978
General
Citi Smith Barney January 1993 - January 2009
Smith Barney 1993 - 2000
Education
Life, Health, Variable Annuities and Property Casualty 2009 — 2009
215 and 440 Licenses, Finance Industry
Broward College 1978 — 1980
Coursework towards Associate Degree
Plantation High School 1974 — 1978
General
David Filippone's Smith Barney Experience June 1995 - June 1996
Job President at Power 10 Media
Industry Internet
Experience
Power 10 Media March 2010 - Present
Sports Properties Acquisition Corp April 2009 - March 2010
Bank of America March 2004 - February 2009
One Equity Partners February 2003 - January 2004
Gilbert Global Equity Partners March 2000 - October 2002
DLJ July 1998 - March 2000
Donaldson, Lufkin & Jenrette July 1996 - July 1998
Smith Barney June 1995 - June 1996
Skills
Investments, Equities, Financial Analysis, Financial Modeling, Capital Markets, Investment Banking, Valuation, Securities, Corporate Finance, Alternative Investments, Start-ups, SEO, Inbound Marketing, Information Architecture, SEM, Business Development, Mergers & Acquisitions, Private Equity, Online Marketing
Education
Brown University 1991 — 1995
Bachelor's degree, English Literature
Kent School 1989 — 1991
Power 10 Media March 2010 - Present
Sports Properties Acquisition Corp April 2009 - March 2010
Bank of America March 2004 - February 2009
One Equity Partners February 2003 - January 2004
Gilbert Global Equity Partners March 2000 - October 2002
DLJ July 1998 - March 2000
Donaldson, Lufkin & Jenrette July 1996 - July 1998
Smith Barney June 1995 - June 1996
Skills
Investments, Equities, Financial Analysis, Financial Modeling, Capital Markets, Investment Banking, Valuation, Securities, Corporate Finance, Alternative Investments, Start-ups, SEO, Inbound Marketing, Information Architecture, SEM, Business Development, Mergers & Acquisitions, Private Equity, Online Marketing
Education
Brown University 1991 — 1995
Bachelor's degree, English Literature
Kent School 1989 — 1991
Richard Dupuis's Smith Barney Experience 1975 - 1977
Job Senior Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch January 2005 - Present
Dublind Partners 2000 - 2004
UBS 1997 - 2000
Dillon Read Capital Management 1984 - 1997
Drexel Burnham Lambert 1980 - 1984
Bear Stearns 1977 - 1980
Smith Barney 1975 - 1977
NASD 1973 - 1975
Education
Bryant University 1969 — 1973
BS, Management, Business Management
Merrill Lynch January 2005 - Present
Dublind Partners 2000 - 2004
UBS 1997 - 2000
Dillon Read Capital Management 1984 - 1997
Drexel Burnham Lambert 1980 - 1984
Bear Stearns 1977 - 1980
Smith Barney 1975 - 1977
NASD 1973 - 1975
Education
Bryant University 1969 — 1973
BS, Management, Business Management
Bruce Gelfand's Smith Barney Experience September 1997 - June 2009
Job Financial Advisor at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo December 2013 - Present
UBS Financial Svc Inc June 2009 - December 2013
Smith Barney September 1997 - June 2009
Skills
Investments, Strategic Planning
Education
Harvard Business School 1989 — 1991
OPM, Business
Brown University 1970 — 1974
Bachelor's Degree, Educational Psychology
Wells Fargo December 2013 - Present
UBS Financial Svc Inc June 2009 - December 2013
Smith Barney September 1997 - June 2009
Skills
Investments, Strategic Planning
Education
Harvard Business School 1989 — 1991
OPM, Business
Brown University 1970 — 1974
Bachelor's Degree, Educational Psychology
Nancy Eckert's Smith Barney Experience October 1986 - May 2007
Job Financial Consultant at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2007 - Present
Smith Barney October 1986 - May 2007
Education
California State University-Fullerton 1972 — 1974
BA, Communications
Chaffey College 1970 — 1972
AA, Journalism/General Education
Wells Fargo Advisors, LLC May 2007 - Present
Smith Barney October 1986 - May 2007
Education
California State University-Fullerton 1972 — 1974
BA, Communications
Chaffey College 1970 — 1972
AA, Journalism/General Education
Nate Wilcox's Smith Barney Experience 2007 - 2007
Job University of San Francisco, Financial Economics
Industry Financial Services
Experience
Student Economics Finance August 2013 - Present
Equity Residential February 2013 - March 2013
Archstone October 2012 - February 2013
SVB Financial Group 2010 - 2011
Starwood Hotels & Resorts Worldwide, Inc. 2009 - 2010
Smith Barney 2007 - 2007
Oberoi Bangalore 2006 - 2006
Skills
Financial Econometrics, EViews, GARCH, Financial Modeling, Monetary Economics, Game Theory, Forecasting, Hospitality Management, Hospitality, Front Office, Revenue Analysis, Hospitality Industry, Hotel Management, Food & Beverage, Hotels, Pre-opening, Micros, Banquets, Sales&Marketing, MRI, POS, Delphi, Sales
Education
University of San Francisco 2013 — 2015
Master of Arts (MA), Economics
California Culinary Academy 2008 — 2009
Bachelor's degree, Hospitality Managment
Student Economics Finance August 2013 - Present
Equity Residential February 2013 - March 2013
Archstone October 2012 - February 2013
SVB Financial Group 2010 - 2011
Starwood Hotels & Resorts Worldwide, Inc. 2009 - 2010
Smith Barney 2007 - 2007
Oberoi Bangalore 2006 - 2006
Skills
Financial Econometrics, EViews, GARCH, Financial Modeling, Monetary Economics, Game Theory, Forecasting, Hospitality Management, Hospitality, Front Office, Revenue Analysis, Hospitality Industry, Hotel Management, Food & Beverage, Hotels, Pre-opening, Micros, Banquets, Sales&Marketing, MRI, POS, Delphi, Sales
Education
University of San Francisco 2013 — 2015
Master of Arts (MA), Economics
California Culinary Academy 2008 — 2009
Bachelor's degree, Hospitality Managment
Bill Kealing's Smith Barney Experience October 2006 - January 2009
Job Retired
Industry Information Technology and Services
Experience
Home September 2009 - Present
CO-OP Financial Services January 2009 - September 2012
Smith Barney October 2006 - January 2009
Skills
Account Management, Business Development, Banking, Financial Services, Lead Generation, Salesforce.com, Sales Process, Management, Sales Management, New Business Development, Product Management, Credit, Credit Cards, CRM, Payments, B2B, Customer Service, Leadership, Strategic Planning
Education
Butler University 1976 — 1979
Master of Business Administration (MBA), Business Administration and Management, General
Indiana University Bloomington 1971 — 1979
Bachelor of Science (BS), Business Administration and Management, General
Indiana University Bloomington 1971 — 1975
Bachelor of Science (BS), Business Administration
Home September 2009 - Present
CO-OP Financial Services January 2009 - September 2012
Smith Barney October 2006 - January 2009
Skills
Account Management, Business Development, Banking, Financial Services, Lead Generation, Salesforce.com, Sales Process, Management, Sales Management, New Business Development, Product Management, Credit, Credit Cards, CRM, Payments, B2B, Customer Service, Leadership, Strategic Planning
Education
Butler University 1976 — 1979
Master of Business Administration (MBA), Business Administration and Management, General
Indiana University Bloomington 1971 — 1979
Bachelor of Science (BS), Business Administration and Management, General
Indiana University Bloomington 1971 — 1975
Bachelor of Science (BS), Business Administration
Reid Brewer's Smith Barney Experience 2005 - 2007
Job Investment Banking Professional
Industry Investment Banking
Experience
Sandler O'Neill & Partners, L.P. 2007 - Present
Smith Barney 2005 - 2007
Skills
Capital Markets, Financial Modeling, Valuation, Investment Banking, Financial Services
Education
Brown University 2003 — 2007
B.A, Public and Private Sectors of Organization
University of California, Berkeley, Haas School of Business
Sandler O'Neill & Partners, L.P. 2007 - Present
Smith Barney 2005 - 2007
Skills
Capital Markets, Financial Modeling, Valuation, Investment Banking, Financial Services
Education
Brown University 2003 — 2007
B.A, Public and Private Sectors of Organization
University of California, Berkeley, Haas School of Business
Chris Hofmann's Smith Barney Experience September 2007 - December 2007
Job Associate at Brown University Endowment
Industry Financial Services
Experience
Brown University Endowment January 2015 - Present
AXIS Capital September 2012 - December 2014
Attalus Capital October 2011 - August 2012
Susquehanna International Group August 2010 - May 2011
Arlen Corporation May 2008 - September 2009
Pyramis Global Advisors June 2008 - September 2008
Smith Barney September 2007 - December 2007
Skills
Excel, VBA, Data Analysis, Asset Management, Trading, Options, Investments, Asset Managment, Portfolio Management, Quantitative Analytics, Hedge Funds, Equities, Due Diligence, Bloomberg, Valuation
Education
Brown University 2006 — 2010
BA, Applied Math; Economics
London School of Economics and Political Science 2008 — 2009
General Course, Finance
Brown University Endowment January 2015 - Present
AXIS Capital September 2012 - December 2014
Attalus Capital October 2011 - August 2012
Susquehanna International Group August 2010 - May 2011
Arlen Corporation May 2008 - September 2009
Pyramis Global Advisors June 2008 - September 2008
Smith Barney September 2007 - December 2007
Skills
Excel, VBA, Data Analysis, Asset Management, Trading, Options, Investments, Asset Managment, Portfolio Management, Quantitative Analytics, Hedge Funds, Equities, Due Diligence, Bloomberg, Valuation
Education
Brown University 2006 — 2010
BA, Applied Math; Economics
London School of Economics and Political Science 2008 — 2009
General Course, Finance
Dianne C. Ramos's Smith Barney Experience April 2009 - December 2009
Job Experienced professional specializing in communication, training strategy, blended learning, & professional development
Industry Financial Services
Experience
Park Avenue Securities June 2015 - Present
Morgan Stanley Smith Barney December 2009 - Present
Smith Barney April 2009 - December 2009
Smith Barney May 2007 - December 2009
Smith Barney September 2005 - May 2007
Morgan Stanley December 2004 - September 2005
Skills
Series 7, Series 63, Series 24, Wealth Management, Mutual Funds, Asset Allocation, Public Speaking, ETFs, Uniform Combined State..., Retirement Planning, Alternative Investments, Financial Services, Securities, Investment Strategies, Public Relations, Social Media, Microsoft Office, FINRA, Microsoft Excel, PowerPoint, Event Planning, Communication, Philanthropy, Compassion, Training, Leadership, Event Management, Project Management, Instructor-led Training, Internal & External..., Corporate Communications, Technical Training, Training Delivery, 401k, Financial Advisory, Investments
Education
California State University-Fullerton 2002 — 2006
Bachelor of Arts (B.A.), International Business and French
Cerritos High School 1999 — 2002
Rahima Academy, Kingdom of Saudi Arabia
Park Avenue Securities June 2015 - Present
Morgan Stanley Smith Barney December 2009 - Present
Smith Barney April 2009 - December 2009
Smith Barney May 2007 - December 2009
Smith Barney September 2005 - May 2007
Morgan Stanley December 2004 - September 2005
Skills
Series 7, Series 63, Series 24, Wealth Management, Mutual Funds, Asset Allocation, Public Speaking, ETFs, Uniform Combined State..., Retirement Planning, Alternative Investments, Financial Services, Securities, Investment Strategies, Public Relations, Social Media, Microsoft Office, FINRA, Microsoft Excel, PowerPoint, Event Planning, Communication, Philanthropy, Compassion, Training, Leadership, Event Management, Project Management, Instructor-led Training, Internal & External..., Corporate Communications, Technical Training, Training Delivery, 401k, Financial Advisory, Investments
Education
California State University-Fullerton 2002 — 2006
Bachelor of Arts (B.A.), International Business and French
Cerritos High School 1999 — 2002
Rahima Academy, Kingdom of Saudi Arabia
Nozomi Ward's Smith Barney Experience May 2000 - January 2009
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. September 2013 - Present
Morgan Stanley Smith Barney January 2009 - October 2012
Morgan Stanley Smith Barney May 2000 - October 2012
Smith Barney May 2000 - January 2009
Skills
Series 7, Series 63, Series 65, series 9 & 10, CA Insurance License, Proficient in Microsoft...
Education
Brooks College
Associate of Arts (AA), Fashion Merchandising
UBS Financial Services, Inc. September 2013 - Present
Morgan Stanley Smith Barney January 2009 - October 2012
Morgan Stanley Smith Barney May 2000 - October 2012
Smith Barney May 2000 - January 2009
Skills
Series 7, Series 63, Series 65, series 9 & 10, CA Insurance License, Proficient in Microsoft...
Education
Brooks College
Associate of Arts (AA), Fashion Merchandising
Kerry Petersen's Smith Barney Experience January 1993 - January 1998
Job Automomotive Dealers Finance
Industry Financial Services
Experience
Automotive Dealers Finance November 2009 - Present
Strategic Home Capital February 2010 - August 2010
Strategic Home Capital January 2009 - August 2010
FranklinCovey, Inc January 2007 - January 2008
Smith Barney Inc January 1998 - January 2001
Smith Barney January 1993 - January 1998
Evergreen Hospital Medical Center January 1992 - January 1993
The Southland Corporation January 1990 - January 1992
Washington State University January 1987 - January 1990
Skills
Financial Analysis, Credit, Microsoft Excel, Finance, Loans, Investments, Accounting, Customer Service, Microsoft Office, Strategic Financial..., Microsoft Word, PowerPoint, Risk Management, Financial Reporting, Outlook, Budgets, Insurance, Portfolio Management
Education
Washington State University
Brigham Young University
Washington State University
Business Administration, Human Resource Management
Automotive Dealers Finance November 2009 - Present
Strategic Home Capital February 2010 - August 2010
Strategic Home Capital January 2009 - August 2010
FranklinCovey, Inc January 2007 - January 2008
Smith Barney Inc January 1998 - January 2001
Smith Barney January 1993 - January 1998
Evergreen Hospital Medical Center January 1992 - January 1993
The Southland Corporation January 1990 - January 1992
Washington State University January 1987 - January 1990
Skills
Financial Analysis, Credit, Microsoft Excel, Finance, Loans, Investments, Accounting, Customer Service, Microsoft Office, Strategic Financial..., Microsoft Word, PowerPoint, Risk Management, Financial Reporting, Outlook, Budgets, Insurance, Portfolio Management
Education
Washington State University
Brigham Young University
Washington State University
Business Administration, Human Resource Management
Dolores Alcaide-Mendez's Smith Barney Experience 2007 - 2008
Job Wealth Management Associate at Morgan Stanley Private Wealth Management Latin America
Industry Financial Services
Experience
Morgan Stanley Private Wealth Management Latin America July 2008 - Present
Queensline NY 2009 - 2012
Queensline NY 2009 - 2012
Smith Barney 2007 - 2008
Merrill Lynch September 1998 - June 2007
Skills
Series 7, Series 66, Series 3, Securities, Bloomberg, Spanish, Alternative Investments, Nonprofits, PowerPoint, Non-profits, Financial Analysis, Equities, Public Speaking, Community Outreach, Public Policy, Fixed Income, Conversant in French, Research, Microsoft Office, Microsoft Word, Budgets, Policy Analysis, Mutual Funds, Translation, Business Start-up, Entrepeneurship, Real Estate Transactions, Professional Mentoring, Cultural Anthropology, Grass Roots Campaigns, Team Management, Liasoning, Referral Networking, Women's Issues, Professional Women, Restaurant Management
Education
Bryn Mawr College 1992 — 1996
Bachelor of Arts (B.A.), Anthropology
Hillcrest Highschool 1988 — 1992
Regents Diploma, Pre-Medicine/Pre-Medical Studies
Morgan Stanley Private Wealth Management Latin America July 2008 - Present
Queensline NY 2009 - 2012
Queensline NY 2009 - 2012
Smith Barney 2007 - 2008
Merrill Lynch September 1998 - June 2007
Skills
Series 7, Series 66, Series 3, Securities, Bloomberg, Spanish, Alternative Investments, Nonprofits, PowerPoint, Non-profits, Financial Analysis, Equities, Public Speaking, Community Outreach, Public Policy, Fixed Income, Conversant in French, Research, Microsoft Office, Microsoft Word, Budgets, Policy Analysis, Mutual Funds, Translation, Business Start-up, Entrepeneurship, Real Estate Transactions, Professional Mentoring, Cultural Anthropology, Grass Roots Campaigns, Team Management, Liasoning, Referral Networking, Women's Issues, Professional Women, Restaurant Management
Education
Bryn Mawr College 1992 — 1996
Bachelor of Arts (B.A.), Anthropology
Hillcrest Highschool 1988 — 1992
Regents Diploma, Pre-Medicine/Pre-Medical Studies
Donna R Brown's Smith Barney Experience January 1997 - January 2002
Job Graduate Student at California Institute of the Arts
Industry Higher Education
Experience
In and Around LA January 2012 - Present
California Institute of the Arts September 2009 - August 2011
2009 - 2011 September 2009 - June 2011
The Brodsky Center for Innovative Editions 2006 - 2009
food preparation and customer service May 2004 - August 2004
Smith Barney January 1997 - January 2002
Morgan Stanley Smith Barney 1997 - 2002
Littman Jewelers January 1993 - January 1999
Sovereign Bank FSB January 1996 - January 1997
J.C.Penney January 1992 - January 1996
Skills
Photography, Contemporary Art, Data Entry, Art, Museums, Research, Printmaking, Photoshop, Higher Education, Film, Customer Service, Digital Photography, Painting, Drawing, Art Education, Art History, Fine Art, Art Exhibitions, Adobe Creative Suite, Teaching
Education
California Institute of the Arts 2009 — 2011
MFA, Visual Arts: Photography, Printmaking, Papermaking, Film/Video
Rutgers University-New Brunswick 2004 — 2007
Bachelor, Visual Arts
Brookdale Community College 2000 — 2004
Associate, Photography
2011MFA
Arts; 2007BA Visual Arts
Brookdale Community College
2004AA, Photography
In and Around LA January 2012 - Present
California Institute of the Arts September 2009 - August 2011
2009 - 2011 September 2009 - June 2011
The Brodsky Center for Innovative Editions 2006 - 2009
food preparation and customer service May 2004 - August 2004
Smith Barney January 1997 - January 2002
Morgan Stanley Smith Barney 1997 - 2002
Littman Jewelers January 1993 - January 1999
Sovereign Bank FSB January 1996 - January 1997
J.C.Penney January 1992 - January 1996
Skills
Photography, Contemporary Art, Data Entry, Art, Museums, Research, Printmaking, Photoshop, Higher Education, Film, Customer Service, Digital Photography, Painting, Drawing, Art Education, Art History, Fine Art, Art Exhibitions, Adobe Creative Suite, Teaching
Education
California Institute of the Arts 2009 — 2011
MFA, Visual Arts: Photography, Printmaking, Papermaking, Film/Video
Rutgers University-New Brunswick 2004 — 2007
Bachelor, Visual Arts
Brookdale Community College 2000 — 2004
Associate, Photography
2011MFA
Arts; 2007BA Visual Arts
Brookdale Community College
2004AA, Photography
Haydn Bertelson's Smith Barney Experience October 2000 - August 2004
Job Executive VP/COO at Healing Healthcare Systems, Inc., Producers of The C.A.R.E. Channel
Industry Hospital & Health Care
Experience
Healing Healthcare Systems, Inc. August 2004 - Present
Smith Barney October 2000 - August 2004
Skills
Healthcare, Hospitals, Leadership, Strategic Planning, Team Building, Process Improvement, Business Development, Change Management, Customer Service
Education
Brigham Young University 1979 — 1985
B.A., Political Science and Government
Healing Healthcare Systems, Inc. August 2004 - Present
Smith Barney October 2000 - August 2004
Skills
Healthcare, Hospitals, Leadership, Strategic Planning, Team Building, Process Improvement, Business Development, Change Management, Customer Service
Education
Brigham Young University 1979 — 1985
B.A., Political Science and Government
Patrick Keegan's Smith Barney Experience February 2004 - February 2011
Job Complex Director at Ameriprise Financial Services
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. April 2013 - Present
Morgan Keegan February 2011 - January 2013
Smith Barney February 2004 - February 2011
Smith Barney January 2006 - December 2007
Smith Barney March 2000 - February 2004
Smith Barney August 1999 - March 2000
Smith Barney August 1997 - August 1999
Merrill Lynch January 1991 - August 1997
New York Life Insurance Company January 1990 - January 1991
Education
Bryant University 1985 — 1989
BS, Finance
Ameriprise Financial Services, Inc. April 2013 - Present
Morgan Keegan February 2011 - January 2013
Smith Barney February 2004 - February 2011
Smith Barney January 2006 - December 2007
Smith Barney March 2000 - February 2004
Smith Barney August 1999 - March 2000
Smith Barney August 1997 - August 1999
Merrill Lynch January 1991 - August 1997
New York Life Insurance Company January 1990 - January 1991
Education
Bryant University 1985 — 1989
BS, Finance
J. Kurt Baughman's Smith Barney Experience April 1992 - June 1996
Job President at Baughman Financial Group
Industry Financial Services
Experience
Baughman Financial Group November 1999 - Present
First Union Securities June 1996 - November 1999
Smith Barney April 1992 - June 1996
Skills
Risk Management, Retirement, Asset Allocation, Portfolio Management, IRAs, Wealth Management..., High Net Worth..., Due Diligence, Wealth Management, Financial Advisory, Strategic Financial..., Series 7, Investments, Securities, Equities, Retirement Planning, Investment Advisory, Investment Strategies, Estate Planning, Wealth, Investment Management, Financial Services, Insurance, Finance
Education
California Lutheran University 1987 — 1991
Bachelor of Science, Business Administration
Cannon Financial Institute
CWS ®, Wealth Management
The American College
CFP Certificate, Financial Planning
Baughman Financial Group November 1999 - Present
First Union Securities June 1996 - November 1999
Smith Barney April 1992 - June 1996
Skills
Risk Management, Retirement, Asset Allocation, Portfolio Management, IRAs, Wealth Management..., High Net Worth..., Due Diligence, Wealth Management, Financial Advisory, Strategic Financial..., Series 7, Investments, Securities, Equities, Retirement Planning, Investment Advisory, Investment Strategies, Estate Planning, Wealth, Investment Management, Financial Services, Insurance, Finance
Education
California Lutheran University 1987 — 1991
Bachelor of Science, Business Administration
Cannon Financial Institute
CWS ®, Wealth Management
The American College
CFP Certificate, Financial Planning
Danielle Tarantino's Smith Barney Experience January 2000 - January 2002
Job Information Technology and Services Professional
Industry Information Technology and Services
Sean Hedman's Smith Barney Experience 1994 - 1998
Job Key Account Specialist Rheumatology at Genentech
Industry Pharmaceuticals
Experience
Genentech 2014 - Present
Janssen Therapeutics 2006 - December 2013
Janssen Therapeutics July 2007 - February 2009
Janssen Therapeutics February 2006 - July 2007
Amgen 2004 - 2006
Roche 2000 - 2004
Pfizer 1998 - 2000
Smith Barney 1994 - 1998
Skills
Sales Operations, Selling, Sales, Management, Sales Management, Marketing, Business Planning, Entrepreneurship, Negotiation, Financial Analysis, Public Speaking, Pharmaceutical Industry, Training, Leadership
Education
Pepperdine University, The George L. Graziadio School of Business and Management
Master of Business Administration (MBA)
California State Polytechnic University-Pomona
Bachelor of Business Administration (B.B.A.), Finance, General
Genentech 2014 - Present
Janssen Therapeutics 2006 - December 2013
Janssen Therapeutics July 2007 - February 2009
Janssen Therapeutics February 2006 - July 2007
Amgen 2004 - 2006
Roche 2000 - 2004
Pfizer 1998 - 2000
Smith Barney 1994 - 1998
Skills
Sales Operations, Selling, Sales, Management, Sales Management, Marketing, Business Planning, Entrepreneurship, Negotiation, Financial Analysis, Public Speaking, Pharmaceutical Industry, Training, Leadership
Education
Pepperdine University, The George L. Graziadio School of Business and Management
Master of Business Administration (MBA)
California State Polytechnic University-Pomona
Bachelor of Business Administration (B.B.A.), Finance, General
Dennis Holt's Smith Barney Experience May 1976 - May 1987
Job
Industry
Experience
Citi May 1987 - April 2008
Smith Barney May 1976 - May 1987
IBM September 1969 - 1972
IBM September 1969 - 1972
Skills
Investments, High Yield, Equities, Computer Literate, Adobe Photoshop CS6, Adobe Lightroom 4, Marketing Management, Photography - Nikon, Photography - Birds, Photographic Printing -...
Education
New York University 1972 — 1976
Master of Business Administration (M.B.A.), Finance, General
Brown University 1961 — 1966
Bachelor of Arts (BA) and Bachelor of Science (BS), Applied Mathematics and America Civil.
Citi May 1987 - April 2008
Smith Barney May 1976 - May 1987
IBM September 1969 - 1972
IBM September 1969 - 1972
Skills
Investments, High Yield, Equities, Computer Literate, Adobe Photoshop CS6, Adobe Lightroom 4, Marketing Management, Photography - Nikon, Photography - Birds, Photographic Printing -...
Education
New York University 1972 — 1976
Master of Business Administration (M.B.A.), Finance, General
Brown University 1961 — 1966
Bachelor of Arts (BA) and Bachelor of Science (BS), Applied Mathematics and America Civil.
michael tullis's Smith Barney Experience April 1984 - April 1994
Job Managing Member at Signature Properties and Resorts
Industry Transportation/Trucking/Railroad
Experience
Signature Properties and Resorts January 2007 - Present
Signature Resorts and Properties March 2007 - December 2012
The Midway Capital Group, LLC April 2003 - April 2007
Ingeo, Inc January 2000 - January 2003
Utah State University January 1998 - January 2000
The Senator Robert F Bennett Managed Asset Trust March 1993 - September 1999
Smith Barney April 1984 - April 1994
Skills
Transportation, Customer Service, Trucking, Strategic Planning, Logistics, New Business Development, Negotiation, Team Building, Microsoft Office, Sales Management, Freight, Operations Management, Coaching, Project Management, Change Management, Truckload, Budgets, Contract Negotiation, Business Strategy, Microsoft Excel
Education
Utah State University 1984 — 1985
Master of Business Administration, Business, Management, Marketing, and Related Support Services
Brigham Young University 1977 — 1983
Bachelors of Science, Finance
Signature Properties and Resorts January 2007 - Present
Signature Resorts and Properties March 2007 - December 2012
The Midway Capital Group, LLC April 2003 - April 2007
Ingeo, Inc January 2000 - January 2003
Utah State University January 1998 - January 2000
The Senator Robert F Bennett Managed Asset Trust March 1993 - September 1999
Smith Barney April 1984 - April 1994
Skills
Transportation, Customer Service, Trucking, Strategic Planning, Logistics, New Business Development, Negotiation, Team Building, Microsoft Office, Sales Management, Freight, Operations Management, Coaching, Project Management, Change Management, Truckload, Budgets, Contract Negotiation, Business Strategy, Microsoft Excel
Education
Utah State University 1984 — 1985
Master of Business Administration, Business, Management, Marketing, and Related Support Services
Brigham Young University 1977 — 1983
Bachelors of Science, Finance
Doug Smoot's Smith Barney Experience 1993 - 2000
Job Financial Professional
Industry Financial Services
Experience
AXA Advisors November 2014 - Present
Wedbush Securities 2012 - 2013
Sterne Agee 2011 - 2012
Dahlman Rose & Co. (Acquired by Cowen Group, Inc.) 2010 - 2011
Oppenheimer & Co. 2010 - 2010
Capstone Sales Advisors 2007 - 2009
Jefferies LLC 2005 - 2007
Knight Securities 2003 - 2005
Chilton Investment Company 2000 - 2003
Smith Barney 1993 - 2000
Skills
Derivatives, Equity..., Equities, Hedge Funds, Asset Management, Derivatives, Fixed Income, Options, Trading, Mutual Funds, Finance, Bonds
Education
Bucknell University 1978 — 1982
Bachelor of Arts (BA), Economics
Bucknell University 1978 — 1982
Bachelor's degree, Economics
AXA Advisors November 2014 - Present
Wedbush Securities 2012 - 2013
Sterne Agee 2011 - 2012
Dahlman Rose & Co. (Acquired by Cowen Group, Inc.) 2010 - 2011
Oppenheimer & Co. 2010 - 2010
Capstone Sales Advisors 2007 - 2009
Jefferies LLC 2005 - 2007
Knight Securities 2003 - 2005
Chilton Investment Company 2000 - 2003
Smith Barney 1993 - 2000
Skills
Derivatives, Equity..., Equities, Hedge Funds, Asset Management, Derivatives, Fixed Income, Options, Trading, Mutual Funds, Finance, Bonds
Education
Bucknell University 1978 — 1982
Bachelor of Arts (BA), Economics
Bucknell University 1978 — 1982
Bachelor's degree, Economics
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.