Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
Smith Barney List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Smith Barney. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Smith Barney Salaries. You can even request information on how much does Smith Barney pay if you want to. Learn about salaries, pros and cons of working for Smith Barney directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
4,117 Smith Barney employees in database. Find out everything there's to know about Smith Barney employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Smith Barney Employees
Employee
Years
Job
Industry
Michael A Poland CFA Michael A Poland CFA's Smith Barney Experience May 1989 - November 1989
Job Braeburn Wealth Management. Providing unique and thoughtfully constructed investment solutions.
Industry Financial Services
Experience
Braeburn Wealth Management, LLC August 2011 - Present
Rehmann Financial January 2009 - August 2011
The Rehmann Group 2009 - August 2011
West Michigan Symphony 2005 - 2011
Merrill Lynch June 2000 - January 2009
PaineWebber November 1989 - June 2000
Smith Barney May 1989 - November 1989
Skills
Wealth Management, Finance, Wealth, Investment Advisory..., Series 7, Retirement Planning, Investments, Strategic Financial..., Investment Management, Portfolio Management, Securities, Financial Planners, Asset Managment, Estate Planning, Fixed Income
Education
University of St. Thomas 1988 — 1990
MBA Finance, Finance
Michigan State University 1980 — 1984
BS. Engineering, Engineering Arts
Mona Shores
Braeburn Wealth Management, LLC August 2011 - Present
Rehmann Financial January 2009 - August 2011
The Rehmann Group 2009 - August 2011
West Michigan Symphony 2005 - 2011
Merrill Lynch June 2000 - January 2009
PaineWebber November 1989 - June 2000
Smith Barney May 1989 - November 1989
Skills
Wealth Management, Finance, Wealth, Investment Advisory..., Series 7, Retirement Planning, Investments, Strategic Financial..., Investment Management, Portfolio Management, Securities, Financial Planners, Asset Managment, Estate Planning, Fixed Income
Education
University of St. Thomas 1988 — 1990
MBA Finance, Finance
Michigan State University 1980 — 1984
BS. Engineering, Engineering Arts
Mona Shores
Charles Massimo Charles Massimo's Smith Barney Experience August 1999 - August 2002
Job President and CEO of CJM Wealth Management, Bestselling Author, Philanthropist
Industry Financial Services
Experience
CJM Wealth Management February 2002 - Present
Smith Barney August 1999 - August 2002
Merrill Lynch 1995 - 1999
Skills
401k, Financial Planning, Investments, Wealth Management, Employee Benefits, Strategic Financial..., Retirement Planning, Portfolio Management, Finance, Small Business, Alternative Investments, Estate Planning, Mutual Funds, Insurance, Cash Management, Financial Planners, Financial Services, Financial Advisory, Management, Securities, Entrepreneurship, Financial Markets, Leadership, Investment Advisory, High Net Worth..., Funding, CRM, ETFs, Hedge Funds, Trusts, Asset Management, Wealth, Pensions, Executive Management, Long-term Care, Relationship Management, Tax, Personal Finance, Series 7, Fixed Annuities, Series 63, Disability Insurance, Bonds, Investment Management, Equities, Asset Allocation, Investment Strategies, Life Insurance, Wealth Management..., Mergers & Acquisitions
Education
Manhattanville College 1981 — 1984
BA, Business and Psychology
CJM Wealth Management February 2002 - Present
Smith Barney August 1999 - August 2002
Merrill Lynch 1995 - 1999
Skills
401k, Financial Planning, Investments, Wealth Management, Employee Benefits, Strategic Financial..., Retirement Planning, Portfolio Management, Finance, Small Business, Alternative Investments, Estate Planning, Mutual Funds, Insurance, Cash Management, Financial Planners, Financial Services, Financial Advisory, Management, Securities, Entrepreneurship, Financial Markets, Leadership, Investment Advisory, High Net Worth..., Funding, CRM, ETFs, Hedge Funds, Trusts, Asset Management, Wealth, Pensions, Executive Management, Long-term Care, Relationship Management, Tax, Personal Finance, Series 7, Fixed Annuities, Series 63, Disability Insurance, Bonds, Investment Management, Equities, Asset Allocation, Investment Strategies, Life Insurance, Wealth Management..., Mergers & Acquisitions
Education
Manhattanville College 1981 — 1984
BA, Business and Psychology
Eric Bruce Eric Bruce's Smith Barney Experience May 2002 - August 2002
Job Regional Manager Imaging
Industry Hospital & Health Care
Experience
GE Healthcare April 2014 - Present
GE Healthcare January 2013 - April 2014
General Electric August 2009 - December 2012
GE Healthcare March 2005 - July 2009
GE Healthcare February 2004 - April 2005
Flagstar Bank May 2003 - December 2003
Smith Barney May 2002 - August 2002
Skills
Strategy, Leadership, Management, Sales, Account Management, Sales Process, Sales Operations, Business Development, Strategic Planning
Education
Michigan State University 1999 — 2003
Finance, Business Management, Accounting
GE Healthcare April 2014 - Present
GE Healthcare January 2013 - April 2014
General Electric August 2009 - December 2012
GE Healthcare March 2005 - July 2009
GE Healthcare February 2004 - April 2005
Flagstar Bank May 2003 - December 2003
Smith Barney May 2002 - August 2002
Skills
Strategy, Leadership, Management, Sales, Account Management, Sales Process, Sales Operations, Business Development, Strategic Planning
Education
Michigan State University 1999 — 2003
Finance, Business Management, Accounting
Ricardo Santamaria's Smith Barney Experience June 2001 - June 2007
Job Investment Management & Relationship Management Morgan Stanley Graystone
Industry Financial Services
Experience
Morgan Stanley April 2014 - Present
Morgan Stanley July 2007 - March 2014
Smith Barney June 2001 - June 2007
Skills
Investment Strategies, Client Relationship..., Capital Markets, Alternative Investments, Wealth Management, Investments, Asset Management, Portfolio Management, Asset Allocation, Hedge Funds, Asset Managment, ETFs, CRM, Finance, Due Diligence, Financial Services, Investment Management, Mutual Funds, Investment Advisory, Strategic Financial..., Wealth Management..., Fund Of Funds, Separately Managed..., Relationship Management, High Net Worth..., Family Office, Financial Planning
Education
Santa Clara University 2007 — 2010
MBA, Finance
Menlo College 1999 — 2001
BS, International Business
The George Washington University 1996 — 1997
Bellarmine College Preparatory 1992 — 1996
Morgan Stanley April 2014 - Present
Morgan Stanley July 2007 - March 2014
Smith Barney June 2001 - June 2007
Skills
Investment Strategies, Client Relationship..., Capital Markets, Alternative Investments, Wealth Management, Investments, Asset Management, Portfolio Management, Asset Allocation, Hedge Funds, Asset Managment, ETFs, CRM, Finance, Due Diligence, Financial Services, Investment Management, Mutual Funds, Investment Advisory, Strategic Financial..., Wealth Management..., Fund Of Funds, Separately Managed..., Relationship Management, High Net Worth..., Family Office, Financial Planning
Education
Santa Clara University 2007 — 2010
MBA, Finance
Menlo College 1999 — 2001
BS, International Business
The George Washington University 1996 — 1997
Bellarmine College Preparatory 1992 — 1996
Lauren Damm Lauren Damm's Smith Barney Experience November 2000 - December 2006
Job Sr Client Service Associate
Industry Financial Services
Experience
Morgan Stanley October 2012 - Present
Morgan Stanley Smith Barney January 2007 - September 2011
Smith Barney November 2000 - December 2006
Skills
Microsoft Excel, Customer Service, Outlook, Microsoft Word, Financial Services, Access, Business Development, Leadership, Risk Management, Securities, Training, Project Management, Accounting
Education
Mercer County Community College 2000 — 2006
Associates Degree, Liberal Arts
Morgan Stanley October 2012 - Present
Morgan Stanley Smith Barney January 2007 - September 2011
Smith Barney November 2000 - December 2006
Skills
Microsoft Excel, Customer Service, Outlook, Microsoft Word, Financial Services, Access, Business Development, Leadership, Risk Management, Securities, Training, Project Management, Accounting
Education
Mercer County Community College 2000 — 2006
Associates Degree, Liberal Arts
Jason Rector Jason Rector's Smith Barney Experience September 2007 - December 2007
Job Analyst at The State of Wisconsin Investment Board
Industry Investment Management
Experience
The State of Wisconsin Investment Board January 2015 - Present
Mesirow Financial June 2012 - December 2014
Mesirow Financial June 2010 - June 2012
Brady Corporation January 2006 - April 2010
Falcons Rock Investment January 2009 - May 2009
Marquette University AIM Program January 2008 - May 2009
Stark Investments June 2008 - August 2008
Smith Barney September 2007 - December 2007
Skills
Hedge Funds, Investments, Investment Management, Funding, Finance, Fund Of Funds, Strategic Financial..., Access
Education
The University of Chicago Booth School of Business 2014 — 2016
Master of Business Administration (MBA)
Marquette University 2005 — 2009
Bachelor of Science, Finance
The State of Wisconsin Investment Board January 2015 - Present
Mesirow Financial June 2012 - December 2014
Mesirow Financial June 2010 - June 2012
Brady Corporation January 2006 - April 2010
Falcons Rock Investment January 2009 - May 2009
Marquette University AIM Program January 2008 - May 2009
Stark Investments June 2008 - August 2008
Smith Barney September 2007 - December 2007
Skills
Hedge Funds, Investments, Investment Management, Funding, Finance, Fund Of Funds, Strategic Financial..., Access
Education
The University of Chicago Booth School of Business 2014 — 2016
Master of Business Administration (MBA)
Marquette University 2005 — 2009
Bachelor of Science, Finance
Kjersten Lazar Kjersten Lazar's Smith Barney Experience June 2005 - March 2007
Job Vice President, Investments
Industry Financial Services
Experience
Raymond James May 2007 - Present
Smith Barney June 2005 - March 2007
Wells Fargo Advisors March 1993 - June 2005
Skills
Wealth Management, Investments, Series 7, Retirement Planning, Asset Allocation, Equities, Investment Strategies, Insurance, Retirement, Risk Management, Portfolio Management, Alternative Investments, Mutual Funds, Investment Management, Retirement Income..., Cash Flow Management, Certified Financial...
Education
Michigan State University 1985 — 1989
BS
Masuk
Raymond James May 2007 - Present
Smith Barney June 2005 - March 2007
Wells Fargo Advisors March 1993 - June 2005
Skills
Wealth Management, Investments, Series 7, Retirement Planning, Asset Allocation, Equities, Investment Strategies, Insurance, Retirement, Risk Management, Portfolio Management, Alternative Investments, Mutual Funds, Investment Management, Retirement Income..., Cash Flow Management, Certified Financial...
Education
Michigan State University 1985 — 1989
BS
Masuk
Nicholas Moffitt's Smith Barney Experience 2003 - 2003
Job Staff Accountant
Industry Consumer Services
Experience
Asurion August 2014 - Present
Tennessee Steel Haulers January 2014 - Present
Central Parking System May 2006 - October 2013
Smith Barney 2003 - 2003
Skills
General Ledger, Account Reconciliation, Microsoft Excel, Financial Analysis, Budgets, Accounting, Accounts Payable, Financial Reporting, Customer Service, Forecasting, Microsoft Office, Accounts Receivable, Bank Reconciliation, Payroll, Accruals, GAAP, Journal Entries
Education
Middle Tennessee State University 2001 — 2005
Bachelor's Degree, Accounting and Finance
Asurion August 2014 - Present
Tennessee Steel Haulers January 2014 - Present
Central Parking System May 2006 - October 2013
Smith Barney 2003 - 2003
Skills
General Ledger, Account Reconciliation, Microsoft Excel, Financial Analysis, Budgets, Accounting, Accounts Payable, Financial Reporting, Customer Service, Forecasting, Microsoft Office, Accounts Receivable, Bank Reconciliation, Payroll, Accruals, GAAP, Journal Entries
Education
Middle Tennessee State University 2001 — 2005
Bachelor's Degree, Accounting and Finance
David Sammons David Sammons's Smith Barney Experience March 1990 - October 2009
Job Publishing
Industry Publishing
Experience
Smith Barney March 1990 - October 2009
Skills
Wealth Management, Securities, Series 7, Financial Advisory, Portfolio Management, Mutual Funds, Investments, Asset Allocation, Finance, Retirement Planning
Education
Marshall University
Smith Barney March 1990 - October 2009
Skills
Wealth Management, Securities, Series 7, Financial Advisory, Portfolio Management, Mutual Funds, Investments, Asset Allocation, Finance, Retirement Planning
Education
Marshall University
Jill Beshouri Jill Beshouri's Smith Barney Experience 1998 - 2002
Job Agent at MaxBroock Realtors
Industry Real Estate
Experience
MaxBroock Realtors 2011 - Present
SKBK Sothebys May 2007 - November 2011
Smith Barney 1998 - 2002
Morgan Stanley 1990 - 1998
Skills
First Time Home Buyers, Real Estate, Buyer Representation, Seller Representation, Relocation Buyers, New Home Construction, New Home Sales, Condos
Education
Michigan State University
MaxBroock Realtors 2011 - Present
SKBK Sothebys May 2007 - November 2011
Smith Barney 1998 - 2002
Morgan Stanley 1990 - 1998
Skills
First Time Home Buyers, Real Estate, Buyer Representation, Seller Representation, Relocation Buyers, New Home Construction, New Home Sales, Condos
Education
Michigan State University
Thomas Capote's Smith Barney Experience 1993 - 1994
Job President and cofounder of CVT Innovations Corporation
Industry Mechanical or Industrial Engineering
Experience
CVT Innovations Corporation 2010 - Present
FirmSoft LLC 2009 - 2010
Capote & Associates, PLLC 2005 - 2009
Online Networks, Inc. 2001 - 2005
Productivity Solutions Group, Inc. 1997 - 2001
Page One S.A. 1996 - 1998
Mars & Co. 1995 - 1996
Smith Barney 1993 - 1994
Skills
Management Consulting, Strategy, Start-ups, Business Planning, Strategic Partnerships, Program Management, Venture Capital, Mergers & Acquisitions, New Business Development, Product Development, Analysis, Business Strategy, SaaS, Entrepreneurship, Management, CRM, Integration, Consulting, Change Management, Business Development, Product Management, Manufacturing, Corporate Development, Executive Management, Competitive Analysis
Education
Massachusetts Institute of Technology 1989 — 1993
BS EE/CS, Electrical Engineering, Computer Science, Business Administration, Economics
CVT Innovations Corporation 2010 - Present
FirmSoft LLC 2009 - 2010
Capote & Associates, PLLC 2005 - 2009
Online Networks, Inc. 2001 - 2005
Productivity Solutions Group, Inc. 1997 - 2001
Page One S.A. 1996 - 1998
Mars & Co. 1995 - 1996
Smith Barney 1993 - 1994
Skills
Management Consulting, Strategy, Start-ups, Business Planning, Strategic Partnerships, Program Management, Venture Capital, Mergers & Acquisitions, New Business Development, Product Development, Analysis, Business Strategy, SaaS, Entrepreneurship, Management, CRM, Integration, Consulting, Change Management, Business Development, Product Management, Manufacturing, Corporate Development, Executive Management, Competitive Analysis
Education
Massachusetts Institute of Technology 1989 — 1993
BS EE/CS, Electrical Engineering, Computer Science, Business Administration, Economics
Joel Clum's Smith Barney Experience January 2004 - August 2004
Job SVP of Franchise Operations at Worldwide Express
Industry Transportation/Trucking/Railroad
Experience
Worldwide Express May 2015 - Present
CarrierDirect August 2011 - May 2015
Blue Water Companies August 2011 - May 2015
Accenture July 2008 - July 2011
Students Consulting for Non-Profit Organizations (MSU) August 2007 - May 2008
P&M Corporate Finance May 2007 - August 2007
Students Consulting for Non-Profit Organizations (MSU) January 2006 - May 2007
First National Bank May 2005 - August 2005
Smith Barney January 2004 - August 2004
Skills
Supply Chain Management, Transportation, Strategy, Leadership, Management Consulting, Business Strategy, Management, Competitive Analysis, Logistics Management, Analytics, Financial Modeling, Mergers & Acquisitions, Financial Analysis, Corporate Finance, Acquisition Integration, Due Diligence
Education
Michigan State University 2004 — 2008
Finance
Nankai University 2006 — 2006
Worldwide Express May 2015 - Present
CarrierDirect August 2011 - May 2015
Blue Water Companies August 2011 - May 2015
Accenture July 2008 - July 2011
Students Consulting for Non-Profit Organizations (MSU) August 2007 - May 2008
P&M Corporate Finance May 2007 - August 2007
Students Consulting for Non-Profit Organizations (MSU) January 2006 - May 2007
First National Bank May 2005 - August 2005
Smith Barney January 2004 - August 2004
Skills
Supply Chain Management, Transportation, Strategy, Leadership, Management Consulting, Business Strategy, Management, Competitive Analysis, Logistics Management, Analytics, Financial Modeling, Mergers & Acquisitions, Financial Analysis, Corporate Finance, Acquisition Integration, Due Diligence
Education
Michigan State University 2004 — 2008
Finance
Nankai University 2006 — 2006
Armando Ibarra's Smith Barney Experience May 2005 - August 2005
Job Strategy, corporate development, and public affairs advisory
Industry Management Consulting
Experience
Ai Advisory January 2011 - Present
Net Element December 2010 - January 2012
The Launch Pad at the University of Miami June 2009 - August 2010
JLL Government Affairs July 2008 - June 2009
SGC July 2006 - July 2008
Smith Barney May 2005 - August 2005
MIT September 2003 - May 2004
Skills
Strategy, Start-ups, Entrepreneurship, Mergers & Acquisitions, Competitive Analysis, Financial Modeling, Product Development, Analytics, Corporate Development, Corporate Finance, Market Research, Mergers, Valuation, Investment Banking, Business Strategy, Finance, Financial Services, Management Consulting, Financial Analysis, SaaS, Negotiation, Business Development, Financial Structuring, Business Valuation, Venture Capital, Strategic Planning, Strategic Partnerships, Restructuring, Product Management, Product Launch, Due Diligence, Private Equity, Consulting, Strategic Financial..., Acquisition Integration, IPO, Portfolio Management, Executive Management, Business Planning, Analysis, M&A experience, M&A, Joint Ventures, Strategic Consulting, Emerging Markets, Team Leadership, Organizational..., International Business, Public Affairs, Government Affairs
Education
Massachusetts Institute of Technology 2002 — 2006
Bachelor of Science, Management, Finance, Economics
Ai Advisory January 2011 - Present
Net Element December 2010 - January 2012
The Launch Pad at the University of Miami June 2009 - August 2010
JLL Government Affairs July 2008 - June 2009
SGC July 2006 - July 2008
Smith Barney May 2005 - August 2005
MIT September 2003 - May 2004
Skills
Strategy, Start-ups, Entrepreneurship, Mergers & Acquisitions, Competitive Analysis, Financial Modeling, Product Development, Analytics, Corporate Development, Corporate Finance, Market Research, Mergers, Valuation, Investment Banking, Business Strategy, Finance, Financial Services, Management Consulting, Financial Analysis, SaaS, Negotiation, Business Development, Financial Structuring, Business Valuation, Venture Capital, Strategic Planning, Strategic Partnerships, Restructuring, Product Management, Product Launch, Due Diligence, Private Equity, Consulting, Strategic Financial..., Acquisition Integration, IPO, Portfolio Management, Executive Management, Business Planning, Analysis, M&A experience, M&A, Joint Ventures, Strategic Consulting, Emerging Markets, Team Leadership, Organizational..., International Business, Public Affairs, Government Affairs
Education
Massachusetts Institute of Technology 2002 — 2006
Bachelor of Science, Management, Finance, Economics
Christy L. Jenkins's Smith Barney Experience April 2000 - January 2002
Job Director, Information Technology Center at American Optometric Association
Industry Information Technology and Services
Experience
American Optometric Association September 2014 - Present
American Optometric Association April 2014 - September 2014
American Optometric Association May 2012 - April 2014
American Optometric Association May 2010 - May 2012
SyllogisTeks June 2009 - May 2010
MiTek Industries Inc January 2004 - June 2009
MiTek Industries, Inc. January 2003 - January 2004
MiTek Industries, Inc. February 2002 - January 2003
Smith Barney April 2000 - January 2002
Skills
Software Project..., Requirements Analysis, Requirements Gathering, Requirements..., PMP, PMI, Requirement..., Testing, Management, Leadership, MS Project, Account Management, Change Management, Access, SQL, Analysis, Training, Program Management, Project Management, Business Analysis, Cross-functional Team..., Team Leadership, Vendor Management, Visual Basic, HTML, Enterprise Software, Integration, Strategic Planning, Strategy, Team Building
Education
Missouri State University 1995 — 1999
BS, Finance
Maryville University of Saint Louis 2001 — 2001
BS, Management Information Systems
Chillicothe High School
American Optometric Association September 2014 - Present
American Optometric Association April 2014 - September 2014
American Optometric Association May 2012 - April 2014
American Optometric Association May 2010 - May 2012
SyllogisTeks June 2009 - May 2010
MiTek Industries Inc January 2004 - June 2009
MiTek Industries, Inc. January 2003 - January 2004
MiTek Industries, Inc. February 2002 - January 2003
Smith Barney April 2000 - January 2002
Skills
Software Project..., Requirements Analysis, Requirements Gathering, Requirements..., PMP, PMI, Requirement..., Testing, Management, Leadership, MS Project, Account Management, Change Management, Access, SQL, Analysis, Training, Program Management, Project Management, Business Analysis, Cross-functional Team..., Team Leadership, Vendor Management, Visual Basic, HTML, Enterprise Software, Integration, Strategic Planning, Strategy, Team Building
Education
Missouri State University 1995 — 1999
BS, Finance
Maryville University of Saint Louis 2001 — 2001
BS, Management Information Systems
Chillicothe High School
Mary Zarb Gardner Mary Zarb Gardner's Smith Barney Experience August 1999 - March 2004
Job Executive Assistant Global Community Impact at Nike, Inc.
Industry Sporting Goods
Experience
E December 2013 - Present
Time Inc. January 2012 - October 2013
Martha Stewart Living Omnimedia March 2010 - February 2012
Time Inc. Style & Entertainment Group (Entertainment Weekly, Essence & InStyle) March 2004 - November 2009
Entertainment Weekly March 2004 - October 2005
Smith Barney August 1999 - March 2004
Skills
Magazines, Publishing, Sales, Microsoft Office, PeopleSoft, Cognos, Concur, Xign, Salesforce.com
Education
Marymount Manhattan College 1999 — 2002
BS, Communication Arts
Portland State University 1995 — 1999
E December 2013 - Present
Time Inc. January 2012 - October 2013
Martha Stewart Living Omnimedia March 2010 - February 2012
Time Inc. Style & Entertainment Group (Entertainment Weekly, Essence & InStyle) March 2004 - November 2009
Entertainment Weekly March 2004 - October 2005
Smith Barney August 1999 - March 2004
Skills
Magazines, Publishing, Sales, Microsoft Office, PeopleSoft, Cognos, Concur, Xign, Salesforce.com
Education
Marymount Manhattan College 1999 — 2002
BS, Communication Arts
Portland State University 1995 — 1999
Matthew Howard, CRPC® Matthew Howard, CRPC®'s Smith Barney Experience January 2005 - April 2009
Job Senior Portfolio Manager & Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. April 2009 - Present
Smith Barney January 2005 - April 2009
The Acushnet Company May 2002 - August 2004
Skills
Portfolio Management, Series 7, Asset Allocation, Financial Analysis, Alternative Investments, Finance
Education
Weatherhead School of Management at Case Western Reserve University 2007 — 2010
MBA, Banking/Finance
Miami University 2000 — 2004
BS, Finance
UBS Financial Services Inc. April 2009 - Present
Smith Barney January 2005 - April 2009
The Acushnet Company May 2002 - August 2004
Skills
Portfolio Management, Series 7, Asset Allocation, Financial Analysis, Alternative Investments, Finance
Education
Weatherhead School of Management at Case Western Reserve University 2007 — 2010
MBA, Banking/Finance
Miami University 2000 — 2004
BS, Finance
Leigh Anne Gage Leigh Anne Gage's Smith Barney Experience August 2005 - February 2009
Job Certified Financial Planner
Industry Financial Services
Experience
UBS February 2009 - Present
Smith Barney August 2005 - February 2009
Skills
Certified Financial..., Wealth Management, Financial Planning, Retirement Planning, Tax Planning, Estate Planning, Risk Management, College Education..., Financial Services, Series 7, Series 63
Education
Miami University
BA
Xavier University
Executive Certificate in Financial Planning
UBS February 2009 - Present
Smith Barney August 2005 - February 2009
Skills
Certified Financial..., Wealth Management, Financial Planning, Retirement Planning, Tax Planning, Estate Planning, Risk Management, College Education..., Financial Services, Series 7, Series 63
Education
Miami University
BA
Xavier University
Executive Certificate in Financial Planning
Michael Marchese, CFP®, CPA Michael Marchese, CFP®, CPA's Smith Barney Experience September 1999 - February 2006
Job Managing Principal, Director of Wealth Management at Axial Financial Group
Industry Financial Services
Experience
Axial Financial Group March 2006 - Present
Smith Barney September 1999 - February 2006
Skills
Retirement Planning
Education
Merrimack College
Axial Financial Group March 2006 - Present
Smith Barney September 1999 - February 2006
Skills
Retirement Planning
Education
Merrimack College
James G.Vanderwall James G.Vanderwall's Smith Barney Experience February 1987 - April 2009
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. April 2009 - Present
Smith Barney February 1987 - April 2009
Herman Miller February 1984 - February 1987
Education
University of Michigan 1981 — 1983
Master of Business Administration (M.B.A.), Operations Management and Supervision
Michigan State University 1973 — 1978
Bachelor of Science (B.S.), Microbiology
Muskegon High School
Ameriprise Financial Services, Inc. April 2009 - Present
Smith Barney February 1987 - April 2009
Herman Miller February 1984 - February 1987
Education
University of Michigan 1981 — 1983
Master of Business Administration (M.B.A.), Operations Management and Supervision
Michigan State University 1973 — 1978
Bachelor of Science (B.S.), Microbiology
Muskegon High School
Barbara Paneral Barbara Paneral's Smith Barney Experience December 2007 - May 2009
Job Financial Advisor, Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2013 - Present
Wells Fargo Advisors, LLC March 2012 - May 2013
Legacy Trust May 2009 - May 2011
Smith Barney December 2007 - May 2009
United States Tennis Association January 2001 - January 2006
Independent Consultant October 1993 - March 1999
Invest Financial Corporation (Kemper Financial) March 1988 - October 1993
Blunt Ellis & Loewi, Inc. (Kemper Financial) March 1985 - January 1988
Education
Marquette University 1980 — 1984
BS, Finance & Spanish
University of Madrid Spain 1983 — 1984
Spanish, Business
Wells Fargo Advisors, LLC May 2013 - Present
Wells Fargo Advisors, LLC March 2012 - May 2013
Legacy Trust May 2009 - May 2011
Smith Barney December 2007 - May 2009
United States Tennis Association January 2001 - January 2006
Independent Consultant October 1993 - March 1999
Invest Financial Corporation (Kemper Financial) March 1988 - October 1993
Blunt Ellis & Loewi, Inc. (Kemper Financial) March 1985 - January 1988
Education
Marquette University 1980 — 1984
BS, Finance & Spanish
University of Madrid Spain 1983 — 1984
Spanish, Business
Peter McColgan Peter McColgan's Smith Barney Experience 1990 - 2009
Job Senior Vice President Wealth Management at UBS
Industry Financial Services
Experience
UBS Financial Services April 2009 - Present
UBS April 2009 - Present
Smith Barney 1990 - 2009
Education
Miami University 1983 — 1987
St. Stephen High School Saginaw
UBS Financial Services April 2009 - Present
UBS April 2009 - Present
Smith Barney 1990 - 2009
Education
Miami University 1983 — 1987
St. Stephen High School Saginaw
Carol Liller White Carol Liller White's Smith Barney Experience June 1980 - February 1990
Job Dogsbody at The Flying Cats' Cinema Cafe
Industry Entertainment
Experience
Flying Cats' Cinema Cafe December 2008 - Present
Library Thing 2007 - 2008
St. Paul Pioneer Press 1997 - 2008
Merrill Lynch February 1990 - September 1998
3M 1979 - 1997
Smith Barney June 1980 - February 1990
Smith Barney 1981 - 1990
Dean Witter 1986 - 1988
Education
Madison Area Technical College 1975 — 1977
AA, Liberal Arts
middleton high school 1969 — 1973
Flying Cats' Cinema Cafe December 2008 - Present
Library Thing 2007 - 2008
St. Paul Pioneer Press 1997 - 2008
Merrill Lynch February 1990 - September 1998
3M 1979 - 1997
Smith Barney June 1980 - February 1990
Smith Barney 1981 - 1990
Dean Witter 1986 - 1988
Education
Madison Area Technical College 1975 — 1977
AA, Liberal Arts
middleton high school 1969 — 1973
Kyle MacIntosh Kyle MacIntosh's Smith Barney Experience May 2008 - July 2008
Job Financial Services Professional
Industry Financial Services
Experience
Wolverine World Wide April 2013 - Present
KPMG Advisory January 2012 - April 2013
Farmers Insurance Group March 2010 - January 2012
Cbeyond October 2009 - March 2010
Smith Barney May 2008 - July 2008
Skills
Analysis, Customer Service, Finance, Financial Analysis, Financial Modeling
Education
Michigan State University 2005 — 2009
Finance
East Grand Rapids High School Michigan State University
Wolverine World Wide April 2013 - Present
KPMG Advisory January 2012 - April 2013
Farmers Insurance Group March 2010 - January 2012
Cbeyond October 2009 - March 2010
Smith Barney May 2008 - July 2008
Skills
Analysis, Customer Service, Finance, Financial Analysis, Financial Modeling
Education
Michigan State University 2005 — 2009
Finance
East Grand Rapids High School Michigan State University
Greg Negron Greg Negron's Smith Barney Experience July 1993 - March 2006
Job Client Lead and Wealth Management Practice Leader at Carlisle & Gallagher Consulting Group
Industry Financial Services
Experience
Carlisle & Gallagher Consulting Group November 2013 - Present
Ernst & Young January 2011 - November 2013
Wells Fargo Wealth Management July 2009 - December 2010
Open Finance Network December 2007 - July 2009
Smith Barney July 1993 - March 2006
Skills
Financial Analysis, Asset Managment, Wealth Management, Finance, Asset Management, Business Analysis, Alternative Investments, Financial Modeling, Portfolio Management, Risk Management, Equities, Investments, Financial Advisory, Mutual Funds, Fixed Income, Strategic Financial..., Due Diligence, Project Management, Financial Services, Financial Planning
Education
Marist College 2006 — 2010
MBA, Business Administration, Management and Operations
State University of New York at New Paltz 1990 — 1993
BS, Accounting
Carlisle & Gallagher Consulting Group November 2013 - Present
Ernst & Young January 2011 - November 2013
Wells Fargo Wealth Management July 2009 - December 2010
Open Finance Network December 2007 - July 2009
Smith Barney July 1993 - March 2006
Skills
Financial Analysis, Asset Managment, Wealth Management, Finance, Asset Management, Business Analysis, Alternative Investments, Financial Modeling, Portfolio Management, Risk Management, Equities, Investments, Financial Advisory, Mutual Funds, Fixed Income, Strategic Financial..., Due Diligence, Project Management, Financial Services, Financial Planning
Education
Marist College 2006 — 2010
MBA, Business Administration, Management and Operations
State University of New York at New Paltz 1990 — 1993
BS, Accounting
eugene flynn eugene flynn's Smith Barney Experience 1988 - 2008
Job Investment Advisor Sr. VP at Aegis Capital Corp
Industry Financial Services
Experience
Aegis Capital Corp 2012 - Present
Oppenheimer & Co. Inc. June 2010 - July 2012
UBS June 2008 - June 2010
Smith Barney 1988 - 2008
Loeb Rhoades 1980 - 1988
Skills
Sales, Leadership, Finance, Financial Planning, Investment Advisory, Purveyor of Financial...
Education
Lincoln School
High School
Massachusetts Institute of Technology
New York University
Graduate School of Business Administration
Northwestern University
Bachelor of Science (BS), Business Administration and Management, General
University of Munich
German Language
Aegis Capital Corp 2012 - Present
Oppenheimer & Co. Inc. June 2010 - July 2012
UBS June 2008 - June 2010
Smith Barney 1988 - 2008
Loeb Rhoades 1980 - 1988
Skills
Sales, Leadership, Finance, Financial Planning, Investment Advisory, Purveyor of Financial...
Education
Lincoln School
High School
Massachusetts Institute of Technology
New York University
Graduate School of Business Administration
Northwestern University
Bachelor of Science (BS), Business Administration and Management, General
University of Munich
German Language
George L. Hamilton George L. Hamilton's Smith Barney Experience December 1999 - June 2004
Job Operations Relationship Manager at Principal Financial Group
Industry Financial Services
Experience
Principal Financial Group September 2013 - Present
Genworth Financial May 2007 - August 2013
Loring Ward Advisor Services January 2005 - April 2007
Smith Barney December 1999 - June 2004
Franklin Templeton Investments 1998 - 1999
Skills
Customer Service, Investments, Operations Management, Portfolio Management, Series 7, Series 6, Series 63, Employee Stock Options, ESPP, Salesforce.com, Team Building, Variable Annuities, Fixed Annuities, Wealth Management, Financial Services, Asset Management, Wealth Management..., Securities, Mutual Funds, Investment Strategies, Investment Advisory, Insurance, Financial Advisory, Management, Retirement Planning, Strategic Financial..., Financial Planning, Process Improvement, Finance
Education
Santa Clara University 1995 — 1997
B.S., Finance and International Business
Menlo College 1993 — 1995
Business Management
Principal Financial Group September 2013 - Present
Genworth Financial May 2007 - August 2013
Loring Ward Advisor Services January 2005 - April 2007
Smith Barney December 1999 - June 2004
Franklin Templeton Investments 1998 - 1999
Skills
Customer Service, Investments, Operations Management, Portfolio Management, Series 7, Series 6, Series 63, Employee Stock Options, ESPP, Salesforce.com, Team Building, Variable Annuities, Fixed Annuities, Wealth Management, Financial Services, Asset Management, Wealth Management..., Securities, Mutual Funds, Investment Strategies, Investment Advisory, Insurance, Financial Advisory, Management, Retirement Planning, Strategic Financial..., Financial Planning, Process Improvement, Finance
Education
Santa Clara University 1995 — 1997
B.S., Finance and International Business
Menlo College 1993 — 1995
Business Management
Jeffrey Rand's Smith Barney Experience 1990 - 2006
Job Fidelity Leadership
Industry Financial Services
Experience
Fidelity Investments March 2014 - Present
Merrill Lynch / Bank of America November 2011 - February 2014
Merrill Lynch December 2006 - December 2011
Smith Barney 1990 - 2006
Skills
Equities, Fixed Income, Capital Markets, Wealth Management, Investments, Portfolio Management, Asset Management, Series 7, Alternative Investments, Financial Analysis, Securities, Asset Allocation
Education
Michigan State University 1987 — 1990
Bachelor of Arts (B.A.), Finance and Financial Management Services
Fidelity Investments March 2014 - Present
Merrill Lynch / Bank of America November 2011 - February 2014
Merrill Lynch December 2006 - December 2011
Smith Barney 1990 - 2006
Skills
Equities, Fixed Income, Capital Markets, Wealth Management, Investments, Portfolio Management, Asset Management, Series 7, Alternative Investments, Financial Analysis, Securities, Asset Allocation
Education
Michigan State University 1987 — 1990
Bachelor of Arts (B.A.), Finance and Financial Management Services
Ty Powell Ty Powell's Smith Barney Experience July 2000 - February 2005
Job Vice President at IBERIABANK
Industry Banking
Experience
IBERIABANK August 2011 - Present
Wells Fargo August 2007 - August 2011
W R Taylor & Company, LLC February 2005 - August 2007
Smith Barney July 2000 - February 2005
Skills
Business Development, Banking, Commercial Lending, Loans, Credit, Commercial Banking, Credit Analysis, Portfolio Management, Small Business Lending, Financial Analysis, Mortgage Lending, Credit Risk, Retail Banking, Financial Modeling, Treasury Management, Consumer Lending, Loan Origination, Investments, Risk Management, Cash Management
Education
Troy State University 1991 — 1992
Master of Business Administration (M.B.A.), Accounting and Finance
Troy State University 1990 — 1991
Bachelor of Science (B.S.), Finance, General
Marion Military Institute 1988 — 1990
IBERIABANK August 2011 - Present
Wells Fargo August 2007 - August 2011
W R Taylor & Company, LLC February 2005 - August 2007
Smith Barney July 2000 - February 2005
Skills
Business Development, Banking, Commercial Lending, Loans, Credit, Commercial Banking, Credit Analysis, Portfolio Management, Small Business Lending, Financial Analysis, Mortgage Lending, Credit Risk, Retail Banking, Financial Modeling, Treasury Management, Consumer Lending, Loan Origination, Investments, Risk Management, Cash Management
Education
Troy State University 1991 — 1992
Master of Business Administration (M.B.A.), Accounting and Finance
Troy State University 1990 — 1991
Bachelor of Science (B.S.), Finance, General
Marion Military Institute 1988 — 1990
Heather Bernhard's Smith Barney Experience September 1999 - April 2004
Job Administrative Assistant at Liberty Mutual
Industry Insurance
Experience
Liberty Mutual June 2013 - Present
Novo Nordisk A/S October 2012 - May 2013
St. Paul Parish July 2004 - October 2012
Smith Barney September 1999 - April 2004
Skills
Photography, Management, Microsoft Excel, Microsoft Office, Photoshop, Microsoft Word, Time Management, Outlook, Teamwork, PowerPoint, Customer Service, Editing, Sales, Budgets
Education
Thomas Edison State College 2011 — 2013
Bachelor of Arts (B.A.), Literature
Mercer County Community College
Nottingham
Nottingham
Nottingham
Liberty Mutual June 2013 - Present
Novo Nordisk A/S October 2012 - May 2013
St. Paul Parish July 2004 - October 2012
Smith Barney September 1999 - April 2004
Skills
Photography, Management, Microsoft Excel, Microsoft Office, Photoshop, Microsoft Word, Time Management, Outlook, Teamwork, PowerPoint, Customer Service, Editing, Sales, Budgets
Education
Thomas Edison State College 2011 — 2013
Bachelor of Arts (B.A.), Literature
Mercer County Community College
Nottingham
Nottingham
Nottingham
Abigail Mitchell's Smith Barney Experience January 2006 - June 2006
Job Facility Coordinator at Jones Lang LaSalle
Industry Commercial Real Estate
Experience
Jones Lang LaSalle October 2011 - Present
Primerica Financial Services June 2006 - Present
CBRE January 2011 - May 2011
Smith Barney January 2006 - June 2006
AP Financial November 2005 - December 2005
Skills
Account Management, Financial Analysis, Strategic Planning, Valuation, Budgets, Financial Modeling, Sales, Sales Management, New Business Development
Education
University of Colorado Boulder - Leeds School of Business 2002 — 2005
Business, Finance
Miami University 2001 — 2001
Business
Longmont High School 1997 — 2001
Jones Lang LaSalle October 2011 - Present
Primerica Financial Services June 2006 - Present
CBRE January 2011 - May 2011
Smith Barney January 2006 - June 2006
AP Financial November 2005 - December 2005
Skills
Account Management, Financial Analysis, Strategic Planning, Valuation, Budgets, Financial Modeling, Sales, Sales Management, New Business Development
Education
University of Colorado Boulder - Leeds School of Business 2002 — 2005
Business, Finance
Miami University 2001 — 2001
Business
Longmont High School 1997 — 2001
Jeff Votruba's Smith Barney Experience August 2007 - October 2009
Job Area Investment Manager at Fifth Third Bank
Industry Financial Services
Experience
Fifth Third Securities June 2012 - Present
Morgan Stanley Smith Barney October 2009 - June 2012
Smith Barney August 2007 - October 2009
Morgan Stanley January 2000 - August 2007
Olde Financial July 1989 - January 2000
Skills
Recruiting, Training, Financial Services, Sales Management, Series 7, Series 24, Coaching
Education
Michigan State University 1985 — 1989
Finance
Fifth Third Securities June 2012 - Present
Morgan Stanley Smith Barney October 2009 - June 2012
Smith Barney August 2007 - October 2009
Morgan Stanley January 2000 - August 2007
Olde Financial July 1989 - January 2000
Skills
Recruiting, Training, Financial Services, Sales Management, Series 7, Series 24, Coaching
Education
Michigan State University 1985 — 1989
Finance
Bernadette Weinlein Bernadette Weinlein's Smith Barney Experience July 1999 - April 2004
Job Executive Assistant at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Smith Barney April 2004 - Present
SMITH BARNEY July 1999 - April 2004
Smith Barney April 1998 - April 2003
Astoria Federal Savings January 1997 - July 1999
Astoria Federal Savings Bank January 1997 - April 1998
Education
Mercy College 1994 — 1997
Mercy College
Associates Degree, Liberal Arts
Morgan Stanley Smith Barney April 2004 - Present
SMITH BARNEY July 1999 - April 2004
Smith Barney April 1998 - April 2003
Astoria Federal Savings January 1997 - July 1999
Astoria Federal Savings Bank January 1997 - April 1998
Education
Mercy College 1994 — 1997
Mercy College
Associates Degree, Liberal Arts
Patricia Whitney Patricia Whitney's Smith Barney Experience August 1988 - February 2009
Job First Vice President Investments UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2009 - Present
Smith Barney August 1988 - February 2009
Prescott Ball & Turben October 1987 - August 1988
Dean Witter Reynolds April 1986 - October 1987
W.H. Brady Company June 1983 - April 1986
Skills
Wealth Management
Education
Marquette University 1979 — 1983
Bachelor of Science, Mangement Information Systems
Marian High School
UBS Financial Services February 2009 - Present
Smith Barney August 1988 - February 2009
Prescott Ball & Turben October 1987 - August 1988
Dean Witter Reynolds April 1986 - October 1987
W.H. Brady Company June 1983 - April 1986
Skills
Wealth Management
Education
Marquette University 1979 — 1983
Bachelor of Science, Mangement Information Systems
Marian High School
Andrew Carrier's Smith Barney Experience August 2004 - October 2006
Job Senior Vice President at NorthCoast Asset Management
Industry Financial Services
Experience
NorthCoast Asset Management September 2011 - Present
UBS Wealth Management October 2006 - September 2011
Smith Barney August 2004 - October 2006
Skills
Series 7
Education
Michigan State University 1999 — 2004
Advertising
Troy High School 1993 — 1997
NorthCoast Asset Management September 2011 - Present
UBS Wealth Management October 2006 - September 2011
Smith Barney August 2004 - October 2006
Skills
Series 7
Education
Michigan State University 1999 — 2004
Advertising
Troy High School 1993 — 1997
Lou Corsetti Lou Corsetti's Smith Barney Experience August 1984 - June 2000
Job Community Lacrosse Coach at Marist School
Industry Financial Services
Experience
Marist School October 2014 - Present
Cary Street Partners July 2011 - Present
Atlanta Youth Lacrosse March 1992 - Present
Riverwood International Charter School January 2010 - August 2014
Micro Focus September 2010 - March 2011
XRM Global December 2009 - September 2010
Ockham Research, LLC December 2009 - April 2010
Ockham Research, LLC April 2007 - December 2009
SunTrust Robinson Humphrey June 2000 - March 2005
Smith Barney August 1984 - June 2000
Skills
Social Media, Leadership, Start-ups, CRM, Business Development, Sales, Coaching, Strategic Planning, Analysis, Enterprise Software, Research, New Business Development, Financial Services, Capital Markets, Microsoft Word, Investments, Fundraising, Marketing, Marketing Strategy
Education
Marist College 1978 — 1982
BA, Communications
Marist School October 2014 - Present
Cary Street Partners July 2011 - Present
Atlanta Youth Lacrosse March 1992 - Present
Riverwood International Charter School January 2010 - August 2014
Micro Focus September 2010 - March 2011
XRM Global December 2009 - September 2010
Ockham Research, LLC December 2009 - April 2010
Ockham Research, LLC April 2007 - December 2009
SunTrust Robinson Humphrey June 2000 - March 2005
Smith Barney August 1984 - June 2000
Skills
Social Media, Leadership, Start-ups, CRM, Business Development, Sales, Coaching, Strategic Planning, Analysis, Enterprise Software, Research, New Business Development, Financial Services, Capital Markets, Microsoft Word, Investments, Fundraising, Marketing, Marketing Strategy
Education
Marist College 1978 — 1982
BA, Communications
Keri Cameron Keri Cameron's Smith Barney Experience 1993 - 1996
Job Founding Partner at The Keri Cameron Group
Industry Construction
Experience
The Keri Cameron Group October 2010 - Present
Charlotte Barnes Interior Design 2005 - 2007
Prudential Securities 1997 - 1999
Joho Capital 1996 - 1997
Smith Barney 1993 - 1996
Morgan Stanley 1992 - 1993
Skills
Strategic Planning, Contract Negotiation, Start-ups, New Business Development, Business Strategy, Negotiation, Management
Education
Miami University 1985 — 1989
Bachelor of Science (B.S.)
The Keri Cameron Group October 2010 - Present
Charlotte Barnes Interior Design 2005 - 2007
Prudential Securities 1997 - 1999
Joho Capital 1996 - 1997
Smith Barney 1993 - 1996
Morgan Stanley 1992 - 1993
Skills
Strategic Planning, Contract Negotiation, Start-ups, New Business Development, Business Strategy, Negotiation, Management
Education
Miami University 1985 — 1989
Bachelor of Science (B.S.)
Allen Hines Allen Hines's Smith Barney Experience 1983 - 2000
Job District Sales Manager at Federal Financial Group
Industry Investment Management
Experience
Federal Financial Group January 2014 - Present
Chase February 2009 - January 2012
Smith Barney 1983 - 2000
Citigroup Smith Barney 1983 - 2000
EF Hutton & Company - New York, NY 1980 - 1988
Skills
Retirement, Fixed Annuities, Insurance, Retirement Planning, Life Insurance, Series 7, Series 63, Wealth Management, Mutual Funds, Investment Strategies, Investment Advisory, Asset Allocation, Alternative Investments, 401k, Indexed Annuities, Indexed Universal Life, Financial Services, Finance, Investments, Management, Financial Planning
Education
Miami University 1973 — 1975
MBA, Finance
Ohio University 1969 — 1973
BS, Marketing
Federal Financial Group January 2014 - Present
Chase February 2009 - January 2012
Smith Barney 1983 - 2000
Citigroup Smith Barney 1983 - 2000
EF Hutton & Company - New York, NY 1980 - 1988
Skills
Retirement, Fixed Annuities, Insurance, Retirement Planning, Life Insurance, Series 7, Series 63, Wealth Management, Mutual Funds, Investment Strategies, Investment Advisory, Asset Allocation, Alternative Investments, 401k, Indexed Annuities, Indexed Universal Life, Financial Services, Finance, Investments, Management, Financial Planning
Education
Miami University 1973 — 1975
MBA, Finance
Ohio University 1969 — 1973
BS, Marketing
Ed Zbytniewski Ed Zbytniewski's Smith Barney Experience 2000 - 2002
Job J.P. Morgan Private Client Advisor
Industry Financial Services
Experience
J.P. Morgan Chase Bank, NA January 2012 - Present
Chase Investment Services Corp. December 2008 - January 2012
UBS Financial May 2006 - November 2008
Morgan Stanley February 2004 - May 2006
Erenkrantz King Nussbaum broker services June 2002 - February 2004
Smith Barney 2000 - 2002
Skills
Series 7, Series 63, Mutual Funds, Asset Allocation, Wealth Management, Retirement Planning, Series 65, Financial Advisory, Portfolio Management, Investments, Finance, Securities, 401k Rollovers, Alternative Investments, Asset Management, Equities, Financial Services, Fixed Income
Education
Marist College 1998 — 2002
BS, Business/Finance
Chaminade High School 1994 — 1998
Cure' of Ars 1986 — 1994
J.P. Morgan Chase Bank, NA January 2012 - Present
Chase Investment Services Corp. December 2008 - January 2012
UBS Financial May 2006 - November 2008
Morgan Stanley February 2004 - May 2006
Erenkrantz King Nussbaum broker services June 2002 - February 2004
Smith Barney 2000 - 2002
Skills
Series 7, Series 63, Mutual Funds, Asset Allocation, Wealth Management, Retirement Planning, Series 65, Financial Advisory, Portfolio Management, Investments, Finance, Securities, 401k Rollovers, Alternative Investments, Asset Management, Equities, Financial Services, Fixed Income
Education
Marist College 1998 — 2002
BS, Business/Finance
Chaminade High School 1994 — 1998
Cure' of Ars 1986 — 1994
Lynn Wood Lynn Wood's Smith Barney Experience February 2005 - July 2008
Job Assistant Vice President Licensed Macon Main Branch Manager
Industry Financial Services
Experience
The Salvation Army January 2015 - Present
L.T. Wood Enterprises, LLC November 2002 - Present
AIG/Valic January 2014 - January 2015
SunTrust Investment Services, Inc. November 2010 - January 2014
Robins Investment & Retirement Services August 2009 - November 2010
Century Bank & Trust July 2008 - July 2009
Smith Barney February 2005 - July 2008
Skills
Investments, Retirement Planning, Leadership, Wealth Management, Finance, Retirement, Financial Advisory, Strategic Financial..., Insurance, Portfolio Management, Sales, Series 7, Mutual Funds, Banking, New Business Development, Credit, Investment Strategies, Investment Advisory, Financial Planning, Financial Analysis, Loans, Securities, Marketing, Series 63, Connecting People, Community Service, Community Outreach, Community Development, Fundraising, Grant Writing
Education
Mercer University
Bachelor of Science, Education; an emphasis in History & English
Mercer University
BS
The Salvation Army January 2015 - Present
L.T. Wood Enterprises, LLC November 2002 - Present
AIG/Valic January 2014 - January 2015
SunTrust Investment Services, Inc. November 2010 - January 2014
Robins Investment & Retirement Services August 2009 - November 2010
Century Bank & Trust July 2008 - July 2009
Smith Barney February 2005 - July 2008
Skills
Investments, Retirement Planning, Leadership, Wealth Management, Finance, Retirement, Financial Advisory, Strategic Financial..., Insurance, Portfolio Management, Sales, Series 7, Mutual Funds, Banking, New Business Development, Credit, Investment Strategies, Investment Advisory, Financial Planning, Financial Analysis, Loans, Securities, Marketing, Series 63, Connecting People, Community Service, Community Outreach, Community Development, Fundraising, Grant Writing
Education
Mercer University
Bachelor of Science, Education; an emphasis in History & English
Mercer University
BS
Jordan Krugman, CTP Jordan Krugman, CTP's Smith Barney Experience January 2000 - August 2003
Job Treasurer and Head of Finance & Corporate Services for Investments & Alternatives at Invesco Ltd.
Industry Investment Management
Experience
Invesco Ltd. May 2015 - Present
Invesco Ltd. May 2011 - Present
Invesco Ltd. November 2009 - May 2011
Invesco Ltd. November 2007 - November 2009
Gap Inc October 2003 - 2007
Smith Barney January 2000 - August 2003
Education
Santa Clara University 2004 — 2007
MBA
Middlebury College 1995 — 1999
BA
Westminster School, Simsbury CT 1993 — 1995
Invesco Ltd. May 2015 - Present
Invesco Ltd. May 2011 - Present
Invesco Ltd. November 2009 - May 2011
Invesco Ltd. November 2007 - November 2009
Gap Inc October 2003 - 2007
Smith Barney January 2000 - August 2003
Education
Santa Clara University 2004 — 2007
MBA
Middlebury College 1995 — 1999
BA
Westminster School, Simsbury CT 1993 — 1995
Albert St. Jacques Jr. Albert St. Jacques Jr.'s Smith Barney Experience April 1990 - 1998
Job Director at UBS Financial Services Inc. Wealth Management
Industry Financial Services
Experience
UBS Wealth Management December 1998 - Present
UBS 1998 - Present
UBS Financial Services 1998 - Present
Smith Barney April 1990 - 1998
Education
Manhattan College 1974 — 1978
BS, Economics; Marketing
UBS Wealth Management December 1998 - Present
UBS 1998 - Present
UBS Financial Services 1998 - Present
Smith Barney April 1990 - 1998
Education
Manhattan College 1974 — 1978
BS, Economics; Marketing
Michele Gerace Michele Gerace's Smith Barney Experience June 2000 - November 2000
Job Vice President/Account Executive at CalSurance
Industry Insurance
Experience
CalSurance March 2008 - Present
Aon November 2000 - March 2008
Smith Barney June 2000 - November 2000
Zurich September 1997 - June 2000
Skills
Insurance, Professional Liability, D&O, Brokers, Financial Institutions, FSA, Employment Practices..., Liability, Litigation Management, Commercial Insurance, Property & Casualty..., Securities, Reinsurance, Legal Liability, Employee Benefits, Life Insurance, Claims Management, Underwriting, Risk Management, Commercial Lines, Casualty
Education
Hofstra University School of Law 1993 — 1996
JD, Law
Saint John's University 1987 — 1991
BA, English
Sacred Heart Academy 1983 — 1987
CalSurance March 2008 - Present
Aon November 2000 - March 2008
Smith Barney June 2000 - November 2000
Zurich September 1997 - June 2000
Skills
Insurance, Professional Liability, D&O, Brokers, Financial Institutions, FSA, Employment Practices..., Liability, Litigation Management, Commercial Insurance, Property & Casualty..., Securities, Reinsurance, Legal Liability, Employee Benefits, Life Insurance, Claims Management, Underwriting, Risk Management, Commercial Lines, Casualty
Education
Hofstra University School of Law 1993 — 1996
JD, Law
Saint John's University 1987 — 1991
BA, English
Sacred Heart Academy 1983 — 1987
Scott Zingone's Smith Barney Experience June 2010 - August 2010
Job Graduate of Miami University
Industry Financial Services
Experience
Morgan Stanley June 2012 - August 2012
Morgan Stanley-Smith Barney June 2011 - August 2011
Smith Barney June 2010 - August 2010
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Teamwork, SQL, Social Media, Public Speaking
Education
Miami University 2011 — 2015
Bachelor’s Degree, Social Psychology
Miami University 2011 — 2015
Minor, Marketing
Miami University 2011 — 2015
Minor, Supply Chain and Operations Management
Weston High School 2008 — 2011
Morgan Stanley June 2012 - August 2012
Morgan Stanley-Smith Barney June 2011 - August 2011
Smith Barney June 2010 - August 2010
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Teamwork, SQL, Social Media, Public Speaking
Education
Miami University 2011 — 2015
Bachelor’s Degree, Social Psychology
Miami University 2011 — 2015
Minor, Marketing
Miami University 2011 — 2015
Minor, Supply Chain and Operations Management
Weston High School 2008 — 2011
Kelli Send Kelli Send's Smith Barney Experience July 1993 - March 2004
Job Senior Vice President, CFP, Workplace Financial Educator and Advisor, Francis Investment Counsel
Industry Financial Services
Experience
Francis Investment Counsel March 2004 - Present
Smith Barney July 1993 - March 2004
Skills
Certified Financial..., Workplace Financial..., Retirement Plan..., Financial Education..., Retirement, Employee Benefits, Portfolio Management, Program Management, Financial Analysis, Series 7, 401k, Financial Planning, Insurance, Series 63, Financial Advisory
Education
Carroll University 2003 — 2006
Masters, Adult Education
Michigan State University 1982 — 1984
BA, Business Administration
Francis Investment Counsel March 2004 - Present
Smith Barney July 1993 - March 2004
Skills
Certified Financial..., Workplace Financial..., Retirement Plan..., Financial Education..., Retirement, Employee Benefits, Portfolio Management, Program Management, Financial Analysis, Series 7, 401k, Financial Planning, Insurance, Series 63, Financial Advisory
Education
Carroll University 2003 — 2006
Masters, Adult Education
Michigan State University 1982 — 1984
BA, Business Administration
Fernando Ereneta Fernando Ereneta's Smith Barney Experience 1997 - 2009
Job Registered Principal, Financial Advisor, Raymond James Financial Services, Inc., Member FINRA/SIPC
Industry Financial Services
Experience
The Morton Arboretum April 2015 - Present
Raymond James Financial Services Inc., Member FINRA/SIPC February 2009 - Present
Convene 2009 - Present
Smith Barney 1997 - 2009
KPMG Peat Marwick 1993 - 1997
Skills
Strategic Financial..., Financial Analysis, Alternative Investments, Estate Planning, Series 7, Wealth Management
Education
Marquette University 1989 — 1993
B.S., Accounting
Benet Academy 1985 — 1989
St. Joan of Arc 1977 — 1985
The Morton Arboretum April 2015 - Present
Raymond James Financial Services Inc., Member FINRA/SIPC February 2009 - Present
Convene 2009 - Present
Smith Barney 1997 - 2009
KPMG Peat Marwick 1993 - 1997
Skills
Strategic Financial..., Financial Analysis, Alternative Investments, Estate Planning, Series 7, Wealth Management
Education
Marquette University 1989 — 1993
B.S., Accounting
Benet Academy 1985 — 1989
St. Joan of Arc 1977 — 1985
John Wellington John Wellington's Smith Barney Experience 1993 - 1997
Job Vice President Solutions Group at Broadridge Financial Solutions
Industry Financial Services
Experience
Broadridge Financial Solutions April 2014 - Present
JP Morgan June 2008 - March 2014
Bear Stearns (purchased by J.P. Morgan) April 2007 - June 2008
Advest, Inc 2005 - 2006
Advest, Inc 2000 - 2005
Smith Barney 1993 - 1997
Merrill Lynch 1984 - 1993
Skills
Business Development, Wealth Management, Relationship Management, Financial Services, Product Marketing, Process Improvement, Productivity Coaching, Product Innovation, Public Speaking, Team Building, Leadership, Project Management, Budgetary Control, Strategic Partnerships, Strategic Financial..., Training, Presentations, Voice of the Customer, Management, Strategy, Series 7, Equities, Hedge Funds, Alternative Investments, Securities, Fixed Income, Series 63, Financial Advisory, Financial Planning
Education
Middlebury College 1979 — 1983
BA
London School of Economics and Political Science 1982 — 1982
Bachelor of Arts (B.A.)
Lewisburg 1977 — 1979
Broadridge Financial Solutions April 2014 - Present
JP Morgan June 2008 - March 2014
Bear Stearns (purchased by J.P. Morgan) April 2007 - June 2008
Advest, Inc 2005 - 2006
Advest, Inc 2000 - 2005
Smith Barney 1993 - 1997
Merrill Lynch 1984 - 1993
Skills
Business Development, Wealth Management, Relationship Management, Financial Services, Product Marketing, Process Improvement, Productivity Coaching, Product Innovation, Public Speaking, Team Building, Leadership, Project Management, Budgetary Control, Strategic Partnerships, Strategic Financial..., Training, Presentations, Voice of the Customer, Management, Strategy, Series 7, Equities, Hedge Funds, Alternative Investments, Securities, Fixed Income, Series 63, Financial Advisory, Financial Planning
Education
Middlebury College 1979 — 1983
BA
London School of Economics and Political Science 1982 — 1982
Bachelor of Arts (B.A.)
Lewisburg 1977 — 1979
John Jason Hess John Jason Hess's Smith Barney Experience May 2000 - September 2001
Job Commander, JITEC
Industry Military
Experience
Joint Interagency Training and Education Center (JITEC) August 2014 - Present
Joint Interagency Training and Education Center, WVARNG May 2012 - Present
Joint Interagency Training and Education Center- WVARNG April 2011 - May 2012
WVARNG Recruiting and Retention Battalion October 2006 - March 2011
2nd Battalion 19th Special Forces Group (Airborne) December 2003 - September 2006
2nd Battalion 19th Special Forces Group (Airborne) October 2001 - November 2003
Smith Barney May 2000 - September 2001
1st Battalion 19th Infantry Training Brigade February 1999 - April 2000
2nd Battalion 504th PIR 82nd Airborne Division February 1998 - January 1999
2nd Battalion 504th PIR 82nd Airborne Division June 1997 - January 1998
Skills
Lean Six Sigma Green..., Logistics, Six Sigma, Operations Management, Process Improvement, Leadership, Strategic Planning, Analysis, Counterinsurgency, Interagency Coordination, Leadership Development, Personnel Management, Policy, Project Planning, Reconnaissance, Security, Team Building, Training, CBRN, Change Management, Contingency Planning, Counterintelligence, Crisis Management, Enforcement, Disaster Response, Exercises, Firearms, Government Contracting, Management, Military Liaison, Military Training, Physical Security, Security Management, Risk Management, Security Operations, Combat, Law Enforcement..., Surveillance, HUMINT, Joint Military..., Preparedness, Readiness, Risk Assessment, Military Logistics, Active Top Secret..., Active DoD Secret..., Homeland Defense, Security, Personnel Supervision, Tactical Planning
Education
The University of Charleston 2013 — 2016
Doctor of Executive Leadership, Leadership- All types
Marshall University 2009 — 2011
Master of Business Administration (MBA), MBA
University of Kentucky 1990 — 1995
Bachelor of Business Administration (BBA), Management
Joint Interagency Training and Education Center (JITEC) August 2014 - Present
Joint Interagency Training and Education Center, WVARNG May 2012 - Present
Joint Interagency Training and Education Center- WVARNG April 2011 - May 2012
WVARNG Recruiting and Retention Battalion October 2006 - March 2011
2nd Battalion 19th Special Forces Group (Airborne) December 2003 - September 2006
2nd Battalion 19th Special Forces Group (Airborne) October 2001 - November 2003
Smith Barney May 2000 - September 2001
1st Battalion 19th Infantry Training Brigade February 1999 - April 2000
2nd Battalion 504th PIR 82nd Airborne Division February 1998 - January 1999
2nd Battalion 504th PIR 82nd Airborne Division June 1997 - January 1998
Skills
Lean Six Sigma Green..., Logistics, Six Sigma, Operations Management, Process Improvement, Leadership, Strategic Planning, Analysis, Counterinsurgency, Interagency Coordination, Leadership Development, Personnel Management, Policy, Project Planning, Reconnaissance, Security, Team Building, Training, CBRN, Change Management, Contingency Planning, Counterintelligence, Crisis Management, Enforcement, Disaster Response, Exercises, Firearms, Government Contracting, Management, Military Liaison, Military Training, Physical Security, Security Management, Risk Management, Security Operations, Combat, Law Enforcement..., Surveillance, HUMINT, Joint Military..., Preparedness, Readiness, Risk Assessment, Military Logistics, Active Top Secret..., Active DoD Secret..., Homeland Defense, Security, Personnel Supervision, Tactical Planning
Education
The University of Charleston 2013 — 2016
Doctor of Executive Leadership, Leadership- All types
Marshall University 2009 — 2011
Master of Business Administration (MBA), MBA
University of Kentucky 1990 — 1995
Bachelor of Business Administration (BBA), Management
Maria Abarca Roberts Maria Abarca Roberts's Smith Barney Experience 1990 - 1996
Job Broker at Keller Williams Really
Industry Real Estate
Experience
Keller Williams Realty April 2002 - Present
It's Italia May 1997 - December 2000
Smith Barney 1990 - 1996
Skills
Home, Sellers, Luxury, Real Estate, Residential, Buyer Representation, Short Sales, New Home Sales, Listings, First Time Home Buyers, Foreclosures, REO, Investment Properties, Investors, Buying, Real Estate Transactions, First Time Buyers, Distressed Property, Sellers Agent, Real Estate Negotiation, HUD, Buyer Broker, List Brokerage, Condos, Single Family Homes, Referrals, Selling, Townhomes, Move Up Buyers, Income Properties, Brokers, Buyers, FHA, Seniors, Home Staging, National Association of..., Brokerage, Acreage, Listing Homes, Negotiation, Seller Representation, Agents, Contract Negotiation, House, Keys, Real Estate Contracts, Second Home, CDPE, Residential Homes, ABR
Education
Merced College
Keller Williams Realty April 2002 - Present
It's Italia May 1997 - December 2000
Smith Barney 1990 - 1996
Skills
Home, Sellers, Luxury, Real Estate, Residential, Buyer Representation, Short Sales, New Home Sales, Listings, First Time Home Buyers, Foreclosures, REO, Investment Properties, Investors, Buying, Real Estate Transactions, First Time Buyers, Distressed Property, Sellers Agent, Real Estate Negotiation, HUD, Buyer Broker, List Brokerage, Condos, Single Family Homes, Referrals, Selling, Townhomes, Move Up Buyers, Income Properties, Brokers, Buyers, FHA, Seniors, Home Staging, National Association of..., Brokerage, Acreage, Listing Homes, Negotiation, Seller Representation, Agents, Contract Negotiation, House, Keys, Real Estate Contracts, Second Home, CDPE, Residential Homes, ABR
Education
Merced College
Steve Flora's Smith Barney Experience 1993 - 1996
Job Global Account Executive Bank of America at VMware
Industry Information Technology and Services
Experience
VMware January 2015 - Present
VMware December 2013 - Present
Atlantis Computing June 2011 - December 2013
VMware November 2007 - June 2011
Citrix Systems June 1999 - December 2007
Citrix Systems, Inc June 1999 - December 2005
Inacom Information Systems September 1996 - June 1999
Smith Barney 1993 - 1996
Skills
Channel, Virtualization, Cloud Computing, VDI, VMware, SaaS, Sales Management, Citrix, Sales Operations, Channel Partners, Solution Selling, Leadership, Management, Selling, Storage, Disaster Recovery, Professional Services, Enterprise Software, Sales Enablement, Sales, Go-to-market Strategy, Data Center, Storage Area Networks, Partner Management, Managed Services, Pre-sales
Education
Marymount University 1987 — 1992
BBA, Business & Finance
Flint Hill Preparatory 1982 — 1987
VMware January 2015 - Present
VMware December 2013 - Present
Atlantis Computing June 2011 - December 2013
VMware November 2007 - June 2011
Citrix Systems June 1999 - December 2007
Citrix Systems, Inc June 1999 - December 2005
Inacom Information Systems September 1996 - June 1999
Smith Barney 1993 - 1996
Skills
Channel, Virtualization, Cloud Computing, VDI, VMware, SaaS, Sales Management, Citrix, Sales Operations, Channel Partners, Solution Selling, Leadership, Management, Selling, Storage, Disaster Recovery, Professional Services, Enterprise Software, Sales Enablement, Sales, Go-to-market Strategy, Data Center, Storage Area Networks, Partner Management, Managed Services, Pre-sales
Education
Marymount University 1987 — 1992
BBA, Business & Finance
Flint Hill Preparatory 1982 — 1987
Daniel Sexton, CFA Daniel Sexton, CFA's Smith Barney Experience May 2007 - August 2007
Job Associate Business Development Executive at FlexShares ETFs/Northern Trust Asset Management
Industry Investment Management
Experience
Northern Trust Asset Management January 2015 - Present
Northern Trust Global Investments September 2011 - January 2015
Renaissance Financial May 2009 - May 2011
Charles Baum State Auditor June 2010 - November 2010
DHR International September 2008 - November 2008
Smith Barney May 2007 - August 2007
Kohner Properties Inc. May 2006 - August 2006
Skills
Asset Management, Investments, Series 7, Mutual Funds, Alternative Investments, Wealth Management, Portfolio Management, Financial Analysis, Strategic Financial..., Asset Managment, Equities, Business Development, ETFs, Equity Trading, Fixed Income, Asset Allocation, Finance, Investment Strategies, Hedge Funds, Securities, Investment Advisory
Education
Miami University 2004 — 2008
Bachelor of Arts, Economics, Finance, Spanish
CEA Cultural Studies Abroad 2007 — 2007
Economics, International Business
Saint Louis Priory 2000 — 2004
Northern Trust Asset Management January 2015 - Present
Northern Trust Global Investments September 2011 - January 2015
Renaissance Financial May 2009 - May 2011
Charles Baum State Auditor June 2010 - November 2010
DHR International September 2008 - November 2008
Smith Barney May 2007 - August 2007
Kohner Properties Inc. May 2006 - August 2006
Skills
Asset Management, Investments, Series 7, Mutual Funds, Alternative Investments, Wealth Management, Portfolio Management, Financial Analysis, Strategic Financial..., Asset Managment, Equities, Business Development, ETFs, Equity Trading, Fixed Income, Asset Allocation, Finance, Investment Strategies, Hedge Funds, Securities, Investment Advisory
Education
Miami University 2004 — 2008
Bachelor of Arts, Economics, Finance, Spanish
CEA Cultural Studies Abroad 2007 — 2007
Economics, International Business
Saint Louis Priory 2000 — 2004
Jeff Schultz Jeff Schultz's Smith Barney Experience February 1994 - January 2007
Job Senior Vice President, Investments and Certified Financial Planner™ at Raymond James
Industry Financial Services
Experience
Raymond James February 2007 - Present
Smith Barney February 1994 - January 2007
Education
Miami University 1988 — 1992
Finance
Raymond James February 2007 - Present
Smith Barney February 1994 - January 2007
Education
Miami University 1988 — 1992
Finance
Charles Carnes Charles Carnes's Smith Barney Experience September 2002 - May 2008
Job Senior Financial Advisor at Commonwealth Financial Network
Industry Financial Services
Experience
Commonwealth Financial Network Senior Financial AdvisorCommonwealth Financial NetworkJune 2009 - Present
Town Supervisor January 2000 - Present
Smith Barney September 2002 - May 2008
Skills
Securities, AIF Certification and..., Holds a series 3,7,8,63...
Education
Marist College 1977 — 1981
Bachelor's Degree, Business Administration and Management, General
Commonwealth Financial Network Senior Financial AdvisorCommonwealth Financial NetworkJune 2009 - Present
Town Supervisor January 2000 - Present
Smith Barney September 2002 - May 2008
Skills
Securities, AIF Certification and..., Holds a series 3,7,8,63...
Education
Marist College 1977 — 1981
Bachelor's Degree, Business Administration and Management, General
James Kuehn James Kuehn's Smith Barney Experience January 1981 - April 1983
Job President & CEO at Northern Trust Wisconsin
Industry Banking
Experience
Northern Trust Company-Wisconsin March 2006 - Present
Northern Trust Company June 1999 - February 2006
M&I Investment Management Company January 1987 - May 1999
E. F. Hutton & Company April 1983 - December 1986
Smith Barney January 1981 - April 1983
Skills
Strategic Planning, Wealth Management, Asset Management, Finance, Leadership, Portfolio Management, Investments, Management, Financial Planning, Mutual Funds, Estate Planning, Financial Analysis, Marketing, Mergers & Acquisitions, Asset Allocation, Strategic Financial..., Marketing Strategy, Banking, Risk Management, Investment Banking
Education
Marquette University
Bachelor of Science (BS), Accounting
Regis University
Accounting
Northern Trust Company-Wisconsin March 2006 - Present
Northern Trust Company June 1999 - February 2006
M&I Investment Management Company January 1987 - May 1999
E. F. Hutton & Company April 1983 - December 1986
Smith Barney January 1981 - April 1983
Skills
Strategic Planning, Wealth Management, Asset Management, Finance, Leadership, Portfolio Management, Investments, Management, Financial Planning, Mutual Funds, Estate Planning, Financial Analysis, Marketing, Mergers & Acquisitions, Asset Allocation, Strategic Financial..., Marketing Strategy, Banking, Risk Management, Investment Banking
Education
Marquette University
Bachelor of Science (BS), Accounting
Regis University
Accounting
Lauren Jacobs's Smith Barney Experience May 2004 - February 2008
Job Business Development Manager at Andrews Kurth LLP
Industry Legal Services
Experience
Andrews Kurth LLP May 2014 - Present
Sutherland Asbill & Brennan LLP April 2011 - April 2014
Sutherland Asbill & Brennan LLP April 2010 - April 2011
Sutherland Asbill & Brennan LLP April 2009 - April 2010
Baring Asset Management February 2008 - December 2008
Smith Barney May 2004 - February 2008
Skills
RFP preparation, Pitches, Proposal Writing, Sponsorship Marketing, Practice Management, Strategic Planning, Webinars, Client Development, Client Relations Skills, Business Development, Legal Marketing, Competitive Intelligence, Marketing Communications, Superior Client Service, RFI, RFQ, Proposal Support, Proposal Generation, Proposal Production, Drafting Proposals, Strategic Relationships, Marketing Strategy, Business Communications, Sponsorship Relations, RFP, Management, Financial Services, Account Management
Education
University of Maryland College Park 2002 — 2003
B.A., Communication
Miami University 1999 — 2001
Andrews Kurth LLP May 2014 - Present
Sutherland Asbill & Brennan LLP April 2011 - April 2014
Sutherland Asbill & Brennan LLP April 2010 - April 2011
Sutherland Asbill & Brennan LLP April 2009 - April 2010
Baring Asset Management February 2008 - December 2008
Smith Barney May 2004 - February 2008
Skills
RFP preparation, Pitches, Proposal Writing, Sponsorship Marketing, Practice Management, Strategic Planning, Webinars, Client Development, Client Relations Skills, Business Development, Legal Marketing, Competitive Intelligence, Marketing Communications, Superior Client Service, RFI, RFQ, Proposal Support, Proposal Generation, Proposal Production, Drafting Proposals, Strategic Relationships, Marketing Strategy, Business Communications, Sponsorship Relations, RFP, Management, Financial Services, Account Management
Education
University of Maryland College Park 2002 — 2003
B.A., Communication
Miami University 1999 — 2001
John Algeri John Algeri's Smith Barney Experience December 1991 - December 2009
Job Manager Field Supervison at HighTower Advisors
Industry Financial Services
Experience
HighTower Advisors September 2014 - Present
Morgan Stanley December 1990 - September 2013
Smith Barney December 1991 - December 2009
Skills
Microsoft Office, Microsoft Word, Customer Service, English, Windows, Outlook, Public Speaking, AML, International Business, Compliance, Risk Management, Business Ethics, Securities Regulation, Policies and Procedures, Management, Team Building, Portfolio Management, Wealth Management, Investments, Series 7, Finance, Financial Services, Fixed Income, Mutual Funds, Securities, Equities, Alternative Investments, Asset Management
Education
Marist College 1986 — 1991
Bachelor of Science (BS), Finance and Financial Management Services
HighTower Advisors September 2014 - Present
Morgan Stanley December 1990 - September 2013
Smith Barney December 1991 - December 2009
Skills
Microsoft Office, Microsoft Word, Customer Service, English, Windows, Outlook, Public Speaking, AML, International Business, Compliance, Risk Management, Business Ethics, Securities Regulation, Policies and Procedures, Management, Team Building, Portfolio Management, Wealth Management, Investments, Series 7, Finance, Financial Services, Fixed Income, Mutual Funds, Securities, Equities, Alternative Investments, Asset Management
Education
Marist College 1986 — 1991
Bachelor of Science (BS), Finance and Financial Management Services
Adam Yofan Adam Yofan's Smith Barney Experience April 2001 - August 2005
Job President at Alpern Wealth Management
Industry Investment Management
Experience
Alpern Wealth Management August 2005 - Present
Smith Barney April 2001 - August 2005
Deloitte & Touche July 1989 - April 2001
Skills
Quantitative Analysis, Solution Development, Risk Management, Wealth Management, Investments, Asset Allocation, Financial Services, Strategic Financial..., Insurance, Financial Advisory, High Net Worth..., Securities, Asset Managment, Portfolio Management, Retirement Planning, Investment Advisory, Defined Benefit, Investment Management, Estate Planning, 401k, Personal Financial..., Wealth Management...
Education
Miami University 1984 — 1988
BS, Accounting
Alpern Wealth Management August 2005 - Present
Smith Barney April 2001 - August 2005
Deloitte & Touche July 1989 - April 2001
Skills
Quantitative Analysis, Solution Development, Risk Management, Wealth Management, Investments, Asset Allocation, Financial Services, Strategic Financial..., Insurance, Financial Advisory, High Net Worth..., Securities, Asset Managment, Portfolio Management, Retirement Planning, Investment Advisory, Defined Benefit, Investment Management, Estate Planning, 401k, Personal Financial..., Wealth Management...
Education
Miami University 1984 — 1988
BS, Accounting
Dawn Pfaff Dawn Pfaff's Smith Barney Experience September 2006 - February 2009
Job Trader/Portfolio Assistant at D.F. Dent & Company
Industry Financial Services
Experience
D.F. Dent & Company September 2010 - Present
SMITH BARNEY September 2006 - February 2009
Wachovia Securities Financial Network June 2004 - June 2006
Deutsche Bank February 1990 - June 2004
Legg Mason June 1987 - February 1990
Skills
Investments, Microsoft Excel, Portfolio Management, Equities, Asset Management, Mutual Funds, Banking, Financial Services, Series 7, Hedge Funds, Moxy, APX, QuickBooks, Data Exchange, PowerPoint, ACD, Accounts Payable, Payroll, Human Resources, Office Management
Education
McDaniel College
Business Administration and Management, General
D.F. Dent & Company September 2010 - Present
SMITH BARNEY September 2006 - February 2009
Wachovia Securities Financial Network June 2004 - June 2006
Deutsche Bank February 1990 - June 2004
Legg Mason June 1987 - February 1990
Skills
Investments, Microsoft Excel, Portfolio Management, Equities, Asset Management, Mutual Funds, Banking, Financial Services, Series 7, Hedge Funds, Moxy, APX, QuickBooks, Data Exchange, PowerPoint, ACD, Accounts Payable, Payroll, Human Resources, Office Management
Education
McDaniel College
Business Administration and Management, General
Frank Strickland Frank Strickland's Smith Barney Experience April 2003 - February 2009
Job Senior Vice President Investment Officer, CFP® at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargos Advisors, LLC February 2009 - Present
Smith Barney April 2003 - February 2009
Merrill Lynch September 1994 - April 2003
Skills
Strategic Planning, Budgets, Customer Service, Investments, Team Building, Marketing, Sales
Education
Mercer University - Stetson School of Business and Economics 1978 — 1979
Bachelor of Business Administration (BBA), With a minor in Accounting, Business Administration and Management, General
University of Alabama 1976 — 1978
Bachelor of Business Administration (BBA), Business Administration and Management, General
Wells Fargos Advisors, LLC February 2009 - Present
Smith Barney April 2003 - February 2009
Merrill Lynch September 1994 - April 2003
Skills
Strategic Planning, Budgets, Customer Service, Investments, Team Building, Marketing, Sales
Education
Mercer University - Stetson School of Business and Economics 1978 — 1979
Bachelor of Business Administration (BBA), With a minor in Accounting, Business Administration and Management, General
University of Alabama 1976 — 1978
Bachelor of Business Administration (BBA), Business Administration and Management, General
Ken Rosenbaum Ken Rosenbaum's Smith Barney Experience September 2000 - March 2009
Job Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. March 2009 - Present
Smith Barney September 2000 - March 2009
Mesirow Financial March 1994 - September 2000
Skills
401(k) Rollovers, Asset Allocation, Investment Strategies, Retirement-Plan..., Retirement Savings, Tax-Efficient Strategies, Wealth Management...
Education
Michigan State University 1973 — 1977
Bachelor of Arts (BA), Accounting / Hotel, Restaurant & Institutional Management
Oppenheimer & Co. Inc. March 2009 - Present
Smith Barney September 2000 - March 2009
Mesirow Financial March 1994 - September 2000
Skills
401(k) Rollovers, Asset Allocation, Investment Strategies, Retirement-Plan..., Retirement Savings, Tax-Efficient Strategies, Wealth Management...
Education
Michigan State University 1973 — 1977
Bachelor of Arts (BA), Accounting / Hotel, Restaurant & Institutional Management
Bradley Vitale Bradley Vitale's Smith Barney Experience May 2007 - August 2007
Job Executive Mortgage Banker at Quicken Loans
Industry Financial Services
Experience
Quicken Loans January 2013 - Present
Quicken Loans April 2012 - January 2013
Quicken Loans December 2010 - April 2012
Normal CornBelters September 2009 - November 2010
Indianapolis Indians January 2009 - September 2009
Smith Barney May 2007 - August 2007
College Painters August 2004 - November 2004
Skills
Customer Service Expert, Verbal/Written..., Analytical Acumen, Cold Calling, Finance, Networking, Relationship Management, Financial Services, Customer Service, Facebook, Social Media, Microsoft Excel, PowerPoint, Marketing, Sports, Microsoft Word, Microsoft Office, Event Planning
Education
Eli Broad College of Business, Michigan State University 2004 — 2008
Bachelor of Arts Degree, Finance
Michigan State University 2004 — 2008
BA, Finance, Entrepenurship
Quicken Loans January 2013 - Present
Quicken Loans April 2012 - January 2013
Quicken Loans December 2010 - April 2012
Normal CornBelters September 2009 - November 2010
Indianapolis Indians January 2009 - September 2009
Smith Barney May 2007 - August 2007
College Painters August 2004 - November 2004
Skills
Customer Service Expert, Verbal/Written..., Analytical Acumen, Cold Calling, Finance, Networking, Relationship Management, Financial Services, Customer Service, Facebook, Social Media, Microsoft Excel, PowerPoint, Marketing, Sports, Microsoft Word, Microsoft Office, Event Planning
Education
Eli Broad College of Business, Michigan State University 2004 — 2008
Bachelor of Arts Degree, Finance
Michigan State University 2004 — 2008
BA, Finance, Entrepenurship
Ronald Croissant Ronald Croissant's Smith Barney Experience November 2001 - April 2008
Job Senior Vice President Investment Officer at Roth, Keller & Croissant Group of Wells Fargo Advisors
Industry Financial Services
Experience
Roth, Keller & Croissant Group of Wells Fargo Advisors April 2008 - Present
Smith Barney November 2001 - April 2008
A.G. Edwards & Sons, Inc. September 1995 - November 2001
Skills
Investments, Financial Services, Finance, Retirement Planning, Asset Allocation, Investment Strategies, 401k Rollovers, Time Management
Education
Ohio Northern University—Claude W. Pettit College of Law 1974 — 1978
Doctor of Law (J.D.), Law
Miami University 1970 — 1974
Bachelor of Arts (B.A.), History
Roth, Keller & Croissant Group of Wells Fargo Advisors April 2008 - Present
Smith Barney November 2001 - April 2008
A.G. Edwards & Sons, Inc. September 1995 - November 2001
Skills
Investments, Financial Services, Finance, Retirement Planning, Asset Allocation, Investment Strategies, 401k Rollovers, Time Management
Education
Ohio Northern University—Claude W. Pettit College of Law 1974 — 1978
Doctor of Law (J.D.), Law
Miami University 1970 — 1974
Bachelor of Arts (B.A.), History
Richard Illges Richard Illges's Smith Barney Experience 1994 - 2007
Job Partner/Owner at Greatmark Investment Partners, Inc.
Industry Investment Management
Experience
Greatmark Investment Partners, Inc. September 2007 - Present
Smith Barney 1994 - 2007
Synovus Financial 1986 - 1994
Skills
Alternative Investments, Investment Strategies, Securities, Investments, Wealth Management, Series 7, Retirement Planning, Asset Allocation, New Business Development, Investment Advisory, Estate Planning, Strategic Planning, Entrepreneurship, Customer Service, Public Speaking, Strategic Financial..., Sales, Business Strategy, Mutual Funds, Negotiation, Portfolio Management, Start-ups, Asset Management, Budgets, Investment Management, Mergers & Acquisitions, Financial Advisory, Strategy
Education
Mercer University 1982 — 1986
BBA, Finance
Greatmark Investment Partners, Inc. September 2007 - Present
Smith Barney 1994 - 2007
Synovus Financial 1986 - 1994
Skills
Alternative Investments, Investment Strategies, Securities, Investments, Wealth Management, Series 7, Retirement Planning, Asset Allocation, New Business Development, Investment Advisory, Estate Planning, Strategic Planning, Entrepreneurship, Customer Service, Public Speaking, Strategic Financial..., Sales, Business Strategy, Mutual Funds, Negotiation, Portfolio Management, Start-ups, Asset Management, Budgets, Investment Management, Mergers & Acquisitions, Financial Advisory, Strategy
Education
Mercer University 1982 — 1986
BBA, Finance
Kevin Nester, AIF® Kevin Nester, AIF®'s Smith Barney Experience February 2007 - March 2009
Job Investment Advisory Consultant at Alliance Benefit Group Illinois
Industry Financial Services
Experience
Alliance Benefit Group - Illinois June 2015 - Present
R. Knapp Financial, Inc. November 2013 - August 2014
Wells Fargo Advisors, LLC March 2013 - November 2013
Chase Investment Services Corp January 2009 - March 2013
Smith Barney February 2007 - March 2009
HCH Administration, Inc June 2003 - February 2007
Tribune Company January 1999 - January 2003
Hewitt Associates January 1997 - January 1999
Skills
Investments, Insurance, Finance, Mutual Funds, Retirement Planning, Financial Analysis, Retirement, Management, Fixed Annuities, CRM, Health Insurance, Project Management, Strategic Planning, Financial Advisory, Customer Service, Portfolio Management, Sales, Investment Advisory
Education
Quinlan School of Business, Loyola University Chicago 2000 — 2002
MBA, Business
Marquette University 1988 — 1992
Bachelor of Arts
Bergan High School
Alliance Benefit Group - Illinois June 2015 - Present
R. Knapp Financial, Inc. November 2013 - August 2014
Wells Fargo Advisors, LLC March 2013 - November 2013
Chase Investment Services Corp January 2009 - March 2013
Smith Barney February 2007 - March 2009
HCH Administration, Inc June 2003 - February 2007
Tribune Company January 1999 - January 2003
Hewitt Associates January 1997 - January 1999
Skills
Investments, Insurance, Finance, Mutual Funds, Retirement Planning, Financial Analysis, Retirement, Management, Fixed Annuities, CRM, Health Insurance, Project Management, Strategic Planning, Financial Advisory, Customer Service, Portfolio Management, Sales, Investment Advisory
Education
Quinlan School of Business, Loyola University Chicago 2000 — 2002
MBA, Business
Marquette University 1988 — 1992
Bachelor of Arts
Bergan High School
Jared Breault Jared Breault's Smith Barney Experience 1997 - 2009
Job Vice President Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch February 2009 - Present
Smith Barney 1997 - 2009
Skills
529, Separately Managed..., Mutual Funds, Series 7, Series 63, Series 65, Life Insurance, Long Term Care Insurance, Annuity Sales, Retirement Planning, 401k Rollovers, 401k, Wealth Management, Investment Strategies, Financial Advisory, Investment Advisory, Variable Annuities, Retirement Plan..., High Net Worth..., Long-term Care
Education
Marist College 1993 — 1997
Bachelor of Science (B.S.), Marketing
Merrill Lynch February 2009 - Present
Smith Barney 1997 - 2009
Skills
529, Separately Managed..., Mutual Funds, Series 7, Series 63, Series 65, Life Insurance, Long Term Care Insurance, Annuity Sales, Retirement Planning, 401k Rollovers, 401k, Wealth Management, Investment Strategies, Financial Advisory, Investment Advisory, Variable Annuities, Retirement Plan..., High Net Worth..., Long-term Care
Education
Marist College 1993 — 1997
Bachelor of Science (B.S.), Marketing
Jim Harte, MBA Jim Harte, MBA's Smith Barney Experience January 2003 - April 2008
Job Senior Account Executive at Gartner
Industry Computer Software
Experience
Gartner July 2014 - Present
IBM August 2012 - July 2014
Information Builders, Inc. January 2010 - August 2012
Information Builders April 2008 - December 2009
Smith Barney January 2003 - April 2008
Skills
Business Intelligence, Software Sales, Solution Selling, New Business Development, Enterprise Software, Sales Process, Business Analytics, Lead Generation, Analytics, Direct Sales, Cold Calling, Qualifying Prospects, Complex Sales, Data Integration, Master Data Management, Account Management, Sales Operations, Sales, B2B, Business Development, Direct Marketing, Business Analysis, Sales Management, Management, Software Industry, Pre-sales
Education
Maryville University of Saint Louis 2002 — 2005
M.B.A., Management / Marketing
Maryville University of Saint Louis 1998 — 2002
B.S., Management / Marketing
Lafayette HS 1995 — 1998
Gartner July 2014 - Present
IBM August 2012 - July 2014
Information Builders, Inc. January 2010 - August 2012
Information Builders April 2008 - December 2009
Smith Barney January 2003 - April 2008
Skills
Business Intelligence, Software Sales, Solution Selling, New Business Development, Enterprise Software, Sales Process, Business Analytics, Lead Generation, Analytics, Direct Sales, Cold Calling, Qualifying Prospects, Complex Sales, Data Integration, Master Data Management, Account Management, Sales Operations, Sales, B2B, Business Development, Direct Marketing, Business Analysis, Sales Management, Management, Software Industry, Pre-sales
Education
Maryville University of Saint Louis 2002 — 2005
M.B.A., Management / Marketing
Maryville University of Saint Louis 1998 — 2002
B.S., Management / Marketing
Lafayette HS 1995 — 1998
Matthew Rucker, CPA/ABV, CGMA Matthew Rucker, CPA/ABV, CGMA's Smith Barney Experience May 2006 - May 2008
Job Supervisor at Arnett Carbis Toothman LLP
Industry Accounting
Experience
Arnett Carbis Toothman LLP January 2010 - Present
Dixon Hughes PLLC July 2008 - October 2009
Smith Barney May 2006 - May 2008
Skills
Tax, CPA, Strategic Financial..., Finance, Tax Preparation, Estate Planning, Mergers & Acquisitions, Business Valuation, Accounting, Financial Reporting, Nonprofits, Financial Advisory, Retirement Planning, QuickBooks, Corporate Tax, Litigation Support, Income Tax, Partnerships, Budgets, Non-profits, Microsoft Excel
Education
Marshall University 2004 — 2008
BBA
Arnett Carbis Toothman LLP January 2010 - Present
Dixon Hughes PLLC July 2008 - October 2009
Smith Barney May 2006 - May 2008
Skills
Tax, CPA, Strategic Financial..., Finance, Tax Preparation, Estate Planning, Mergers & Acquisitions, Business Valuation, Accounting, Financial Reporting, Nonprofits, Financial Advisory, Retirement Planning, QuickBooks, Corporate Tax, Litigation Support, Income Tax, Partnerships, Budgets, Non-profits, Microsoft Excel
Education
Marshall University 2004 — 2008
BBA
Robert Soper Robert Soper's Smith Barney Experience May 2008 - August 2008
Job Transportation Manager at Kenco Group
Industry Logistics and Supply Chain
Experience
Kenco Group April 2014 - Present
Stryker - Kenco Group, Inc. March 2013 - April 2014
Echo Global Logistics March 2011 - February 2013
Echo Global Logistics March 2010 - March 2011
LoanCraft LLC April 2009 - March 2010
Smith Barney May 2008 - August 2008
Comerica May 2007 - August 2007
Skills
Financial Modeling, Forecasting, Process Improvement, Financial Analysis, Excel, Data Analysis, Customer Relations, LTL, Transportation, Auditing, Analysis, Customer Service, Microsoft Excel, Supply Chain Management, Logistics, Project Management
Education
Michigan State University
Bachelor of Arts, Finance
Kenco Group April 2014 - Present
Stryker - Kenco Group, Inc. March 2013 - April 2014
Echo Global Logistics March 2011 - February 2013
Echo Global Logistics March 2010 - March 2011
LoanCraft LLC April 2009 - March 2010
Smith Barney May 2008 - August 2008
Comerica May 2007 - August 2007
Skills
Financial Modeling, Forecasting, Process Improvement, Financial Analysis, Excel, Data Analysis, Customer Relations, LTL, Transportation, Auditing, Analysis, Customer Service, Microsoft Excel, Supply Chain Management, Logistics, Project Management
Education
Michigan State University
Bachelor of Arts, Finance
Jule Consiglio Jule Consiglio's Smith Barney Experience December 1993 - March 1995
Job Sr Manager at Deloitte
Industry Information Technology and Services
Experience
Deloitte August 2011 - Present
Cognizant Technology Solutions October 2010 - August 2011
EMC January 2006 - November 2010
Ariba January 2005 - January 2006
BearingPoint Consulting February 1999 - January 2005
Andersen Consulting March 1998 - January 1999
EDS June 1995 - March 1998
Smith Barney December 1993 - March 1995
Merrill Lynch January 1990 - December 1993
Skills
SDLC, Program Management, Business Analysis, Requirements Analysis, Integration, Vendor Management, IT Strategy, Business Process..., Project Management, Consulting
Education
Rider University 1988 — 1990
BS, Finance and Accounting
Mercer County Community College 1986 — 1989
AS, Business Administration
University of Maryland College Park 1984 — 1986
Deloitte August 2011 - Present
Cognizant Technology Solutions October 2010 - August 2011
EMC January 2006 - November 2010
Ariba January 2005 - January 2006
BearingPoint Consulting February 1999 - January 2005
Andersen Consulting March 1998 - January 1999
EDS June 1995 - March 1998
Smith Barney December 1993 - March 1995
Merrill Lynch January 1990 - December 1993
Skills
SDLC, Program Management, Business Analysis, Requirements Analysis, Integration, Vendor Management, IT Strategy, Business Process..., Project Management, Consulting
Education
Rider University 1988 — 1990
BS, Finance and Accounting
Mercer County Community College 1986 — 1989
AS, Business Administration
University of Maryland College Park 1984 — 1986
Kyle Matthews Kyle Matthews's Smith Barney Experience June 2004 - August 2004
Job Director of Sales & Marketing and Wedding Gown Specialist
Industry Consumer Services
Experience
Michigan Institute of Laundering & Drycleaning July 2009 - Present
Janet Davis Cleaners October 2006 - Present
Rite Property Solutions 2014 - 2015
Quicken Loans June 2006 - October 2006
Smith Barney June 2004 - August 2004
Skills
New Business Development, Marketing, Social Media, Management, Customer Service
Education
Michigan State University 2002 — 2006
B.A., Finance
Michigan Institute of Laundering & Drycleaning July 2009 - Present
Janet Davis Cleaners October 2006 - Present
Rite Property Solutions 2014 - 2015
Quicken Loans June 2006 - October 2006
Smith Barney June 2004 - August 2004
Skills
New Business Development, Marketing, Social Media, Management, Customer Service
Education
Michigan State University 2002 — 2006
B.A., Finance
Matthew Sheraw Matthew Sheraw's Smith Barney Experience August 2005 - July 2008
Job Financial Planner at Wealth Management
Industry Financial Services
Experience
Wealth Management August 2009 - Present
Merrill Lynch July 2008 - August 2009
Smith Barney August 2005 - July 2008
Capital Blue Cross January 2002 - August 2005
Education
Messiah College 1997 — 2001
BS, Marketing
Wealth Management August 2009 - Present
Merrill Lynch July 2008 - August 2009
Smith Barney August 2005 - July 2008
Capital Blue Cross January 2002 - August 2005
Education
Messiah College 1997 — 2001
BS, Marketing
Zach Cato Zach Cato's Smith Barney Experience September 2007 - December 2007
Job
Industry Law Practice
Experience
Morgan, Lewis & Bockius LLP October 2013 - May 2015
Kentucky Law Journal (Vol. 101) February 2012 - June 2013
University of Kentucky College of Law August 2010 - May 2013
General Electric 2009 - 2010
AT&T Wireless May 2008 - May 2009
Firefly Southern Grill November 2007 - May 2008
Smith Barney September 2007 - December 2007
Skills
Research, Marketing, Legal Research, Editing, Leadership, Public Speaking, Legal Writing, Management, Time Management, Teaching, Fundraising, Sales, Customer Service, Social Media, Event Planning, PowerPoint, Microsoft Office, Advanced Lending..., Investments, Presentation Development, Risk Management, Conflicts of Interest, Project Management, Financial Analysis, Budgets, Technical Writing, Microsoft Excel, Nonprofits, Community Outreach, Social Networking, Microsoft Word, Data Analysis, Analysis, Outlook, Westlaw, Volunteer Management, Legal Assistance, Government, Finance, Strategic Planning, Teamwork, Team Leadership, Team Building
Education
University of Kentucky College of Law 2010 — 2013
Juris Doctorate, Law
University of Kentucky 2009 — 2010
Master of Business Administration (MBA), Marketing Concentration
University of Evansville 2004 — 2008
Bachelor of Science, Business Administration - Marketing
Macquarie University 2007 — 2007
Study Abroad, Australian Studies
Morgan, Lewis & Bockius LLP October 2013 - May 2015
Kentucky Law Journal (Vol. 101) February 2012 - June 2013
University of Kentucky College of Law August 2010 - May 2013
General Electric 2009 - 2010
AT&T Wireless May 2008 - May 2009
Firefly Southern Grill November 2007 - May 2008
Smith Barney September 2007 - December 2007
Skills
Research, Marketing, Legal Research, Editing, Leadership, Public Speaking, Legal Writing, Management, Time Management, Teaching, Fundraising, Sales, Customer Service, Social Media, Event Planning, PowerPoint, Microsoft Office, Advanced Lending..., Investments, Presentation Development, Risk Management, Conflicts of Interest, Project Management, Financial Analysis, Budgets, Technical Writing, Microsoft Excel, Nonprofits, Community Outreach, Social Networking, Microsoft Word, Data Analysis, Analysis, Outlook, Westlaw, Volunteer Management, Legal Assistance, Government, Finance, Strategic Planning, Teamwork, Team Leadership, Team Building
Education
University of Kentucky College of Law 2010 — 2013
Juris Doctorate, Law
University of Kentucky 2009 — 2010
Master of Business Administration (MBA), Marketing Concentration
University of Evansville 2004 — 2008
Bachelor of Science, Business Administration - Marketing
Macquarie University 2007 — 2007
Study Abroad, Australian Studies
Daniel Avery, CFP®, CIPM Daniel Avery, CFP®, CIPM's Smith Barney Experience July 2002 - December 2003
Job Director of Investment Services at McGladrey Wealth Managment LLC
Industry Financial Services
Experience
McGladrey Wealth Management LLC March 2011 - Present
Culp Elliott & Carpenter, PLLC August 2007 - March 2011
Plante Moran Financial Advisors December 2003 - July 2007
Smith Barney July 2002 - December 2003
Borgess Health & Fitness Center January 2000 - January 2001
Michigan Athletic Club 1999 - 2000
Indianapolis Colts July 1999 - September 1999
U.S. AIR FORCE January 1992 - January 1994
Skills
Financial Planning, Asset Management, Investments, Tax, Asset Allocation
Education
Michigan State University 1995 — 1999
Bachelor of Science, Kinesiology
McGladrey Wealth Management LLC March 2011 - Present
Culp Elliott & Carpenter, PLLC August 2007 - March 2011
Plante Moran Financial Advisors December 2003 - July 2007
Smith Barney July 2002 - December 2003
Borgess Health & Fitness Center January 2000 - January 2001
Michigan Athletic Club 1999 - 2000
Indianapolis Colts July 1999 - September 1999
U.S. AIR FORCE January 1992 - January 1994
Skills
Financial Planning, Asset Management, Investments, Tax, Asset Allocation
Education
Michigan State University 1995 — 1999
Bachelor of Science, Kinesiology
Michele Pawluk Michele Pawluk's Smith Barney Experience August 2006 - December 2008
Job Client Relationship Assistant at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. June 2011 - Present
Morgan Stanley Smith Barney March 2010 - June 2011
Bear Stearns an affiliate of J.P. Morgan Chase October 2009 - January 2010
UBS Financial Services December 2008 - October 2009
Smith Barney August 2006 - December 2008
WWCD 101.1 FM June 2003 - August 2005
Ten United September 2004 - March 2005
Skills
Investments, Wealth Management, Retirement Planning, 401k, Customer Service, Securities, Microsoft Office, Marketing Communications, Estate Planning, Administrative..., Event Planning, Marketing
Education
Mercyhurst University 2001 — 2003
Design
The Ohio State University
Bachelors, Marketing and Communication
Robert W. Baird & Co. June 2011 - Present
Morgan Stanley Smith Barney March 2010 - June 2011
Bear Stearns an affiliate of J.P. Morgan Chase October 2009 - January 2010
UBS Financial Services December 2008 - October 2009
Smith Barney August 2006 - December 2008
WWCD 101.1 FM June 2003 - August 2005
Ten United September 2004 - March 2005
Skills
Investments, Wealth Management, Retirement Planning, 401k, Customer Service, Securities, Microsoft Office, Marketing Communications, Estate Planning, Administrative..., Event Planning, Marketing
Education
Mercyhurst University 2001 — 2003
Design
The Ohio State University
Bachelors, Marketing and Communication
Lars Toomre Lars Toomre's Smith Barney Experience April 1989 - 1991
Job Managing Director, Toomre Capital Markets
Industry Capital Markets
Experience
Toomre Capital January 2002 - Present
American Re Capital Markets September 1997 - 2001
Coopers & Lybrand L.L.P. June 1996 - August 1997
MetLife Investment Management Corp. March 1994 - March 1996
UBS Investment Bank February 1992 - December 1993
Smith Barney April 1989 - 1991
Lehman Brothers 1982 - March 1989
Digital Equipment Corporation 1980 - 1982
Schlumberger 1981 - 1981
Skills
Fixed Income, Derivatives, Capital Markets, Securitization, MBS, Debt, Quant, Options, Trading, Structured Products, Risk Management, Risk, Drupal, C, PHP, Matlab, Financial Engineering, Financial Risk, Enterprise Risk..., Commodity, Quantitative Investing, Valuation, Asset Management, Investments, ABS, Financial Structuring, Finance, Strategy, Hedge Funds, Investment Banking, Equities, Credit Derivatives, Market Risk, Securities, Portfolio Management, Investment Management, Volatility, Trading Systems, Equity Derivatives, Interest Rate..., Quantitative Finance, Proprietary Trading, Financial Services, Electronic Trading, Financial Markets, Alternative Investments, Analytics, Emerging Markets, FX Options, Swaps
Education
Massachusetts Institute of Technology 1978 — 1982
BSME, Mechanical Engineering
Toomre Capital January 2002 - Present
American Re Capital Markets September 1997 - 2001
Coopers & Lybrand L.L.P. June 1996 - August 1997
MetLife Investment Management Corp. March 1994 - March 1996
UBS Investment Bank February 1992 - December 1993
Smith Barney April 1989 - 1991
Lehman Brothers 1982 - March 1989
Digital Equipment Corporation 1980 - 1982
Schlumberger 1981 - 1981
Skills
Fixed Income, Derivatives, Capital Markets, Securitization, MBS, Debt, Quant, Options, Trading, Structured Products, Risk Management, Risk, Drupal, C, PHP, Matlab, Financial Engineering, Financial Risk, Enterprise Risk..., Commodity, Quantitative Investing, Valuation, Asset Management, Investments, ABS, Financial Structuring, Finance, Strategy, Hedge Funds, Investment Banking, Equities, Credit Derivatives, Market Risk, Securities, Portfolio Management, Investment Management, Volatility, Trading Systems, Equity Derivatives, Interest Rate..., Quantitative Finance, Proprietary Trading, Financial Services, Electronic Trading, Financial Markets, Alternative Investments, Analytics, Emerging Markets, FX Options, Swaps
Education
Massachusetts Institute of Technology 1978 — 1982
BSME, Mechanical Engineering
Scott Snider's Smith Barney Experience February 2005 - August 2006
Job Financial Advisor at The Huntington Investment Company
Industry Financial Services
Experience
The Huntington Investment Company April 2012 - September 2015
Huntington National Bank May 2009 - April 2012
Wachovia Securities May 2007 - April 2009
Continental Real Estate April 2006 - August 2006
Smith Barney February 2005 - August 2006
Skills
Investments, Wealth Management, Finance, Securities, Retirement Planning, Strategic Financial..., Financial Analysis, Life Insurance, Long Term Care Insurance
Education
Miami University 2002 — 2006
B.S., Finance
Upper Arlington 1998 — 2002
The Huntington Investment Company April 2012 - September 2015
Huntington National Bank May 2009 - April 2012
Wachovia Securities May 2007 - April 2009
Continental Real Estate April 2006 - August 2006
Smith Barney February 2005 - August 2006
Skills
Investments, Wealth Management, Finance, Securities, Retirement Planning, Strategic Financial..., Financial Analysis, Life Insurance, Long Term Care Insurance
Education
Miami University 2002 — 2006
B.S., Finance
Upper Arlington 1998 — 2002
Brian McEvoy's Smith Barney Experience September 1991 - July 1995
Job Vice President at BNP Paribas
Industry Financial Services
Experience
BNP Paribas November 2005 - Present
BNP Paribas November 2005 - March 2009
PlusFunds Group 2004 - 2005
Barclays Capital April 2000 - April 2004
Fidelity Investments 1997 - 2000
Gruntal & Co., L.L.C., July 1995 - September 1997
Smith Barney September 1991 - July 1995
Skills
Portfolio Management, Prime Brokerage, Collateral Management, Equities, Capital Markets, Fixed Income, Derivatives, Hedge Funds, Bloomberg, Securities, Investment Banking, Risk Management, Banking, Financial Markets, Financial Services, Trading, Alternative Investments, Options, Trading Systems, Investments
Education
Saint John's University 1996 — 2000
MBA, Business - Financial Services
Marist College 1986 — 1990
BS, Business
BNP Paribas November 2005 - Present
BNP Paribas November 2005 - March 2009
PlusFunds Group 2004 - 2005
Barclays Capital April 2000 - April 2004
Fidelity Investments 1997 - 2000
Gruntal & Co., L.L.C., July 1995 - September 1997
Smith Barney September 1991 - July 1995
Skills
Portfolio Management, Prime Brokerage, Collateral Management, Equities, Capital Markets, Fixed Income, Derivatives, Hedge Funds, Bloomberg, Securities, Investment Banking, Risk Management, Banking, Financial Markets, Financial Services, Trading, Alternative Investments, Options, Trading Systems, Investments
Education
Saint John's University 1996 — 2000
MBA, Business - Financial Services
Marist College 1986 — 1990
BS, Business
David Pitchford's Smith Barney Experience 1996 - 2005
Job Vice President Senior Portfolio Manager
Industry Investment Management
Experience
Huntington National Bank 2007 - Present
Children's Home Society of West Virginia 2003 - 2011
Janney Montgomery Scott 2005 - 2007
Smith Barney 1996 - 2005
Skills
Wealth Management, Financial Analysis, Portfolio Management, Investments, Banking, Credit, Credit Analysis, Credit Risk, Finance, Commercial Banking, Risk Management, Loans, Commercial Lending
Education
University of Charleston 1983 — 1991
Marshall University 1980 — 1981
George Washington High School 1976 — 1980
Huntington National Bank 2007 - Present
Children's Home Society of West Virginia 2003 - 2011
Janney Montgomery Scott 2005 - 2007
Smith Barney 1996 - 2005
Skills
Wealth Management, Financial Analysis, Portfolio Management, Investments, Banking, Credit, Credit Analysis, Credit Risk, Finance, Commercial Banking, Risk Management, Loans, Commercial Lending
Education
University of Charleston 1983 — 1991
Marshall University 1980 — 1981
George Washington High School 1976 — 1980
Joseph Catarcio's Smith Barney Experience November 1995 - June 1996
Job Information Technology and Services Professional
Industry Information Technology and Services
Experience
Deloitte Consulting June 2009 - Present
BearingPoint August 2007 - May 2009
Panasonic June 1996 - October 2005
Smith Barney November 1995 - June 1996
Kmart February 1991 - July 1995
Education
Computer Processing Institute 1990 — 1990
Diploma in Business Computer Programming, Business Computer Programming
Manhattan College 1976 — 1980
Deloitte Consulting June 2009 - Present
BearingPoint August 2007 - May 2009
Panasonic June 1996 - October 2005
Smith Barney November 1995 - June 1996
Kmart February 1991 - July 1995
Education
Computer Processing Institute 1990 — 1990
Diploma in Business Computer Programming, Business Computer Programming
Manhattan College 1976 — 1980
Christine Long's Smith Barney Experience 1997 - 2003
Job Vice President, CoHead Channel MarketingAmericas
Industry Financial Services
Experience
PIMCO April 2012 - Present
PIMCO April 2012 - Present
Guardian Life Insurance May 2009 - April 2012
AllianceBernstein 2006 - 2008
AXA Distributors 2004 - 2006
Travelers Life & Annuity May 2003 - December 2004
Smith Barney 1997 - 2003
SunAmerica 1995 - 1997
Smith Barney 1992 - 1995
Shearson Lehman Brothers 1989 - 1992
Skills
Retirement Planning, Leadership, Strategic Financial..., Marketing Communications, Marketing, Marketing Strategy, Mutual Funds, Retirement, Insurance, Financial Services, Vendor Management, Distribution Strategies, Strategic Planning, Multi-channel Marketing, Investments, Analytics, 401k, Direct Marketing, Securities, Investment Strategies, Strategy, Sales, Digital Marketing, Wealth Management, Creative Direction, Series 63, Product Management, Investment Advisory, Public Relations, Integrated Marketing, Fixed Income, Relationship Management, Investment Management, Fixed Annuities, CRM, Product Marketing, Team Building, Email Marketing, ETFs, Series 7, Thought Leadership, Asset Managment, Business Development, FINRA, Asset Allocation, Separately Managed..., Portfolio Management, Wealth Management..., Alternative Investments, Financial Advisory
Education
Manhattanville College 1985 — 1989
PIMCO April 2012 - Present
PIMCO April 2012 - Present
Guardian Life Insurance May 2009 - April 2012
AllianceBernstein 2006 - 2008
AXA Distributors 2004 - 2006
Travelers Life & Annuity May 2003 - December 2004
Smith Barney 1997 - 2003
SunAmerica 1995 - 1997
Smith Barney 1992 - 1995
Shearson Lehman Brothers 1989 - 1992
Skills
Retirement Planning, Leadership, Strategic Financial..., Marketing Communications, Marketing, Marketing Strategy, Mutual Funds, Retirement, Insurance, Financial Services, Vendor Management, Distribution Strategies, Strategic Planning, Multi-channel Marketing, Investments, Analytics, 401k, Direct Marketing, Securities, Investment Strategies, Strategy, Sales, Digital Marketing, Wealth Management, Creative Direction, Series 63, Product Management, Investment Advisory, Public Relations, Integrated Marketing, Fixed Income, Relationship Management, Investment Management, Fixed Annuities, CRM, Product Marketing, Team Building, Email Marketing, ETFs, Series 7, Thought Leadership, Asset Managment, Business Development, FINRA, Asset Allocation, Separately Managed..., Portfolio Management, Wealth Management..., Alternative Investments, Financial Advisory
Education
Manhattanville College 1985 — 1989
Margaret Sternfeld's Smith Barney Experience May 1983 - July 1999
Job Information Technology Professional
Industry Financial Services
Experience
JC PENNEY INC June 2009 - June 2010
UBS Wealth Management July 1999 - December 2007
Smith Barney May 1983 - July 1999
Roaman's Inc. September 1976 - May 1983
Skills
Management, Business Analysis, Call Centers, Service Delivery, Strategy, Strategic Planning, Customer Satisfaction, Vendor Management, IT Strategy, CRM, Security, Process Improvement
Education
Marymount Manhattan College
B.S
JC PENNEY INC June 2009 - June 2010
UBS Wealth Management July 1999 - December 2007
Smith Barney May 1983 - July 1999
Roaman's Inc. September 1976 - May 1983
Skills
Management, Business Analysis, Call Centers, Service Delivery, Strategy, Strategic Planning, Customer Satisfaction, Vendor Management, IT Strategy, CRM, Security, Process Improvement
Education
Marymount Manhattan College
B.S
Jenifer Ellis's Smith Barney Experience September 1990 - February 1999
Job Legal Assistant at Whiteford, Taylor & Preston L.L.P.
Industry Legal Services
Experience
Whiteford, Taylor & Preston L.L.P. May 2007 - Present
Rees Broome March 2001 - May 2007
Linowes and Blocher LLP July 1999 - March 2001
Palmieri & Palmieri February 1999 - July 1999
Smith Barney September 1990 - February 1999
Skills
Legal Writing, Legal Assistance
Education
Marymount University 1992 — 1998
Bachelor's Degree, Criminal Justice
James Madison High School 1988 — 1992
High School
Thoreau Middle School 1986 — 1988
Vienna Elementary 1980 — 1986
Whiteford, Taylor & Preston L.L.P. May 2007 - Present
Rees Broome March 2001 - May 2007
Linowes and Blocher LLP July 1999 - March 2001
Palmieri & Palmieri February 1999 - July 1999
Smith Barney September 1990 - February 1999
Skills
Legal Writing, Legal Assistance
Education
Marymount University 1992 — 1998
Bachelor's Degree, Criminal Justice
James Madison High School 1988 — 1992
High School
Thoreau Middle School 1986 — 1988
Vienna Elementary 1980 — 1986
Hillary Rifkin's Smith Barney Experience April 1998 - April 2002
Job Senior Executive Sales Specialist, Lilly Oncology
Industry Pharmaceuticals
Experience
Eli Lilly and Co April 2002 - Present
Smith Barney April 1998 - April 2002
Horwitz & Ilecki March 1996 - March 1998
Skills
Sales Effectiveness, Pharmaceutical Sales
Education
The John Marshall Law School 1991 — 1994
Juris Doctorate, Law
Miami University 1986 — 1990
Bachelor of Arts, Political Science
Eli Lilly and Co April 2002 - Present
Smith Barney April 1998 - April 2002
Horwitz & Ilecki March 1996 - March 1998
Skills
Sales Effectiveness, Pharmaceutical Sales
Education
The John Marshall Law School 1991 — 1994
Juris Doctorate, Law
Miami University 1986 — 1990
Bachelor of Arts, Political Science
Jason Hoover's Smith Barney Experience TeacherNew York City Dept. of EducationAugust 2003 - January 2008
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney TeacherNew York City Dept. of EducationAugust 2003 - January 2008
Education
Saint John's University 2003 — 2005
Masters, Education
Manhattan College 1993 — 1997
Smith Barney TeacherNew York City Dept. of EducationAugust 2003 - January 2008
Education
Saint John's University 2003 — 2005
Masters, Education
Manhattan College 1993 — 1997
Julie Bauman's Smith Barney Experience January 1998 - February 2008
Job Registered Associate at Smith Barney
Industry Financial Services
Experience
MiddleCove Capital February 2008 - Present
Smith Barney January 1998 - February 2008
Education
Marquette University 1987 — 1991
MiddleCove Capital February 2008 - Present
Smith Barney January 1998 - February 2008
Education
Marquette University 1987 — 1991
Steve Cote's Smith Barney Experience December 2007 - November 2009
Job President/Founder at Cote Financial Management, LLC
Industry Financial Services
Experience
Cote Financial Management, LLC April 2010 - Present
Smith Barney December 2007 - November 2009
UBS Wealth Management March 2001 - December 2007
Sigrid Olsen / Liz Claiborne 1988 - 2001
Skills
Investment Strategies, Insurance, Certified Financial..., Retirement, 401k, Investment Advisory, Marketing, Finance, Retirement Planning, Wealth Management, Mutual Funds, Series 7, Asset Allocation, Series 63, Securities, Alternative Investments, Asset Management, Investments
Education
Merrimack College 1987 — 1992
BSBA, Finance
Cote Financial Management, LLC April 2010 - Present
Smith Barney December 2007 - November 2009
UBS Wealth Management March 2001 - December 2007
Sigrid Olsen / Liz Claiborne 1988 - 2001
Skills
Investment Strategies, Insurance, Certified Financial..., Retirement, 401k, Investment Advisory, Marketing, Finance, Retirement Planning, Wealth Management, Mutual Funds, Series 7, Asset Allocation, Series 63, Securities, Alternative Investments, Asset Management, Investments
Education
Merrimack College 1987 — 1992
BSBA, Finance
Hollis Cartwright-Blume's Smith Barney Experience 1996 - 1998
Job CoOwner at Precision Screen Graphics
Industry Alternative Medicine
Experience
Precision Screen Graphics 2010 - Present
WaterMeWell, Inc. 2004 - Present
Divine Interventures 1999 - 2001
Freelance Print Buyer 1998 - 2000
Barton Printing 1998 - 1999
Smith Barney 1996 - 1998
David Cravit & Associates 1995 - 1996
Sears 1987 - 1995
Skills
Holistic Health, Wellness, Stress Management, Alternative Medicine, Healing, Wellbeing, Meditation, Energy Healing
Education
Northeastern Illinois University 2002 — 2005
Master of Arts, Teaching, Secondary Education
Miami University 1983 — 1987
BA, English Lit, European Studies
Precision Screen Graphics 2010 - Present
WaterMeWell, Inc. 2004 - Present
Divine Interventures 1999 - 2001
Freelance Print Buyer 1998 - 2000
Barton Printing 1998 - 1999
Smith Barney 1996 - 1998
David Cravit & Associates 1995 - 1996
Sears 1987 - 1995
Skills
Holistic Health, Wellness, Stress Management, Alternative Medicine, Healing, Wellbeing, Meditation, Energy Healing
Education
Northeastern Illinois University 2002 — 2005
Master of Arts, Teaching, Secondary Education
Miami University 1983 — 1987
BA, English Lit, European Studies
Pete Sprague's Smith Barney Experience 1995 - March 1997
Job Chief Technology Officer at Pentegra Retirement Services
Industry Financial Services
Experience
Pentegra Retirement Services March 2014 - Present
Morgan Stanley Smith Barney June 2009 - March 2014
Morgan Stanley December 2008 - June 2009
Morgan Stanley January 2004 - December 2008
Morgan Stanley 2000 - 2004
Morgan Stanley March 1997 - 2000
Smith Barney 1995 - March 1997
Smith Barney 1993 - 1995
Shearson Lehman Brothers 1991 - 1993
Skills
Wealth Management, Fixed Income, Equities, Securities, Capital Markets, Trading Systems, Portfolio Management, Mutual Funds, Asset Allocation, Market Data, CRM, Business Process..., Financial Services, Asset Management, Strategic Planning, Strategic Financial..., Risk Management, Project Portfolio..., FINRA, Leadership, Operational Risk..., Investment Banking
Education
Marist College 1986 — 1990
BS, Business Marketing
Pentegra Retirement Services March 2014 - Present
Morgan Stanley Smith Barney June 2009 - March 2014
Morgan Stanley December 2008 - June 2009
Morgan Stanley January 2004 - December 2008
Morgan Stanley 2000 - 2004
Morgan Stanley March 1997 - 2000
Smith Barney 1995 - March 1997
Smith Barney 1993 - 1995
Shearson Lehman Brothers 1991 - 1993
Skills
Wealth Management, Fixed Income, Equities, Securities, Capital Markets, Trading Systems, Portfolio Management, Mutual Funds, Asset Allocation, Market Data, CRM, Business Process..., Financial Services, Asset Management, Strategic Planning, Strategic Financial..., Risk Management, Project Portfolio..., FINRA, Leadership, Operational Risk..., Investment Banking
Education
Marist College 1986 — 1990
BS, Business Marketing
Eileen McDonough's Smith Barney Experience March 1998 - March 2003
Job Senior Compensation Analyst at ABM Industries
Industry Human Resources
Experience
ABM Industries May 2010 - Present
Time Inc. September 2006 - November 2009
Time Warner April 2003 - May 2006
Smith Barney March 1998 - March 2003
Skills
Deferred Compensation, Process Improvement, Analysis, PeopleSoft, Customer Service, Equity Administraton, ESPP, Employee Benefits, Management, Vendor Management, Benefits Administration
Education
Marist College 1990 — 1994
Bachelor, Psychology
ABM Industries May 2010 - Present
Time Inc. September 2006 - November 2009
Time Warner April 2003 - May 2006
Smith Barney March 1998 - March 2003
Skills
Deferred Compensation, Process Improvement, Analysis, PeopleSoft, Customer Service, Equity Administraton, ESPP, Employee Benefits, Management, Vendor Management, Benefits Administration
Education
Marist College 1990 — 1994
Bachelor, Psychology
Brian C Owen's Smith Barney Experience 1997 - 1998
Job COO Global Macro Products, North America at Credit Suisse
Industry Financial Services
Experience
Credit Suisse 1999 - Present
Smith Barney 1997 - 1998
Skills
Fixed Income, Investment Banking, Derivatives, Capital Markets, Hedge Funds, Structured Products, Prime Brokerage, Banking, Trading Systems, FX Options, Bloomberg, Asset Managment, Alternative Investments, Valuation, Private Banking, Middle Office, Foreign Exchange, Financial Markets, Emerging Markets, Options, Securities, Electronic Trading, Back Office, Financial Services, Currency, FINRA, Swaps, Interest Rate..., Market Risk, Hedging, Settlement, ETFs, Operational Risk, Financial Risk, Collateral Management, Rates, Financial Institutions, SWIFT payments
Education
Marist College 1995 — 1997
Bachelor of Science (BS), Finance, General
Credit Suisse 1999 - Present
Smith Barney 1997 - 1998
Skills
Fixed Income, Investment Banking, Derivatives, Capital Markets, Hedge Funds, Structured Products, Prime Brokerage, Banking, Trading Systems, FX Options, Bloomberg, Asset Managment, Alternative Investments, Valuation, Private Banking, Middle Office, Foreign Exchange, Financial Markets, Emerging Markets, Options, Securities, Electronic Trading, Back Office, Financial Services, Currency, FINRA, Swaps, Interest Rate..., Market Risk, Hedging, Settlement, ETFs, Operational Risk, Financial Risk, Collateral Management, Rates, Financial Institutions, SWIFT payments
Education
Marist College 1995 — 1997
Bachelor of Science (BS), Finance, General
Jeffrey Toll's Smith Barney Experience May 2005 - August 2005
Job Consultant at CIH, LLC
Industry Financial Services
Experience
CIH, LLC March 2011 - Present
U.S. Bank December 2006 - February 2011
Park National Bank December 2006 - January 2009
K&S Trading June 2006 - October 2006
Smith Barney May 2005 - August 2005
Skills
Commercial Banking, Loans, Credit, Financial Analysis, Credit Analysis, Banking, Options, Portfolio Management, Retail Banking
Education
College of Business Administration 2002 — 2006
Bechelor's of Science, Finance and Marketing
Marquette University 2002 — 2006
BS, Finance and Marketing
CIH, LLC March 2011 - Present
U.S. Bank December 2006 - February 2011
Park National Bank December 2006 - January 2009
K&S Trading June 2006 - October 2006
Smith Barney May 2005 - August 2005
Skills
Commercial Banking, Loans, Credit, Financial Analysis, Credit Analysis, Banking, Options, Portfolio Management, Retail Banking
Education
College of Business Administration 2002 — 2006
Bechelor's of Science, Finance and Marketing
Marquette University 2002 — 2006
BS, Finance and Marketing
Kathleen George, CFA's Smith Barney Experience 2004 - 2006
Job Senior Investment Specialist at ICMARC
Industry Financial Services
Experience
ICMA-RC September 2015 - Present
Calvert Investments January 2013 - July 2015
Calvert Investments September 2011 - January 2013
Calvert Investments January 2008 - September 2011
AXA Advisors 2006 - 2007
Smith Barney 2004 - 2006
Skills
Series 63, Strategic Financial..., Asset Managment, Investment Advisory, Wealth Management, Estate Planning, 401k, Financial Analysis, FINRA, Financial Services, Public Speaking, Series 7, Series 65, Asset Allocation, Mutual Funds, Fixed Income Strategies, Water Resources, Strategy, Asset Management, Portfolio Management, Bloomberg, Small Business, Series 6, Uniform Combined State..., Training, Strategic Planning, Alternative Investments, Finance, Management, Sales, Economics, Competitive Analysis, Securities, Analysis, Budgets, Bonds, Market Research, Market Analysis, Sustainability, New Business Development, Separately Managed..., Investment Management, Financial Planning
Education
The Johns Hopkins University 2009 — 2011
Masters, Applied Economics
John Cabot University 2001 — 2003
Bachelors, Business Administration
Michigan State University 1999 — 2001
Business - Supply Chain Management
ICMA-RC September 2015 - Present
Calvert Investments January 2013 - July 2015
Calvert Investments September 2011 - January 2013
Calvert Investments January 2008 - September 2011
AXA Advisors 2006 - 2007
Smith Barney 2004 - 2006
Skills
Series 63, Strategic Financial..., Asset Managment, Investment Advisory, Wealth Management, Estate Planning, 401k, Financial Analysis, FINRA, Financial Services, Public Speaking, Series 7, Series 65, Asset Allocation, Mutual Funds, Fixed Income Strategies, Water Resources, Strategy, Asset Management, Portfolio Management, Bloomberg, Small Business, Series 6, Uniform Combined State..., Training, Strategic Planning, Alternative Investments, Finance, Management, Sales, Economics, Competitive Analysis, Securities, Analysis, Budgets, Bonds, Market Research, Market Analysis, Sustainability, New Business Development, Separately Managed..., Investment Management, Financial Planning
Education
The Johns Hopkins University 2009 — 2011
Masters, Applied Economics
John Cabot University 2001 — 2003
Bachelors, Business Administration
Michigan State University 1999 — 2001
Business - Supply Chain Management
Timothy Burnett's Smith Barney Experience August 1993 - February 1997
Job Financial Analyst Consultant at Royal Bank of Scotland
Industry Financial Services
Experience
ING January 2015 - Present
Royal Bank of Scotland April 2011 - November 2014
National Financial Services July 2010 - April 2011
FINRA August 2008 - June 2009
J.P. Morgan Securities February 1997 - August 2008
Smith Barney August 1993 - February 1997
Skills
Equities, Fixed Income, Repo/Reverse repo..., ALDOP Reconciliation, Derivatives, Finance, Analysis
Education
Hunter College
BA, Economics
Mercy College
MS, Financial Securities
ING January 2015 - Present
Royal Bank of Scotland April 2011 - November 2014
National Financial Services July 2010 - April 2011
FINRA August 2008 - June 2009
J.P. Morgan Securities February 1997 - August 2008
Smith Barney August 1993 - February 1997
Skills
Equities, Fixed Income, Repo/Reverse repo..., ALDOP Reconciliation, Derivatives, Finance, Analysis
Education
Hunter College
BA, Economics
Mercy College
MS, Financial Securities
Deanna Roseberry's Smith Barney Experience Comfort SpecialistJockey International2004 - 2006
Job Registered Assoc at Smith Barney
Industry Financial Services
Experience
Smith Barney Comfort SpecialistJockey International2004 - 2006
Education
Michigan State University 1988 — 1992
Smith Barney Comfort SpecialistJockey International2004 - 2006
Education
Michigan State University 1988 — 1992
Cindy Motiff's Smith Barney Experience 2008 - 2008
Job Registered Client Associate at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc December 2008 - Present
Smith Barney 2008 - 2008
John Deere Credit 1989 - 2006
Education
Madison Area Technical College
Computer Information Systems – Programmer/Analyst
UBS Financial Services Inc December 2008 - Present
Smith Barney 2008 - 2008
John Deere Credit 1989 - 2006
Education
Madison Area Technical College
Computer Information Systems – Programmer/Analyst
Venkat Sriramulu's Smith Barney Experience June 2001 - July 2005
Job Sr Vice President at Citi
Industry Computer Software
Experience
Citi, Fixed Income Trading and Sales IT July 2005 - Present
Smith Barney June 2001 - July 2005
Fourth Technologies Inc January 2000 - June 2001
Radiant Info Systems Ltd June 1999 - December 1999
Education
Madurai Kamaraj University 1994 — 1998
BE, Electrical and Electronics
Citi, Fixed Income Trading and Sales IT July 2005 - Present
Smith Barney June 2001 - July 2005
Fourth Technologies Inc January 2000 - June 2001
Radiant Info Systems Ltd June 1999 - December 1999
Education
Madurai Kamaraj University 1994 — 1998
BE, Electrical and Electronics
Kelsi Colombi's Smith Barney Experience September 2008 - December 2008
Job Credit Associate at KeyBank
Industry Financial Services
Experience
KeyBank January 2015 - Present
KeyBank January 2013 - January 2015
KeyBank October 2012 - January 2013
KeyBank March 2012 - October 2012
KeyBank February 2010 - February 2012
KeyBank February 2009 - February 2010
Smith Barney September 2008 - December 2008
Datalogic Scanning June 2008 - September 2008
Nordstrom June 2007 - August 2007
Skills
Banking, Financial Analysis, Strategic Financial..., Salesforce.com, Sales, Wealth Management, Risk Management, Financial Modeling, Investments, Asset Allocation, Customer Service, Business Development, Mortgage Lending, Microsoft Excel, Marketing, Credit, Leadership, CRM, Sales Management, Management, Loans, Finance, Commercial Lending, Credit Analysis, Relationship Management, Commercial Banking, Small Business Lending
Education
Marylhurst University 2011 — 2014
Master of Business Administration (M.B.A.)
University of Oregon - Charles H. Lundquist College of Business 2005 — 2008
Bachelor of Science (BS), Accounting and Finance
KeyBank January 2015 - Present
KeyBank January 2013 - January 2015
KeyBank October 2012 - January 2013
KeyBank March 2012 - October 2012
KeyBank February 2010 - February 2012
KeyBank February 2009 - February 2010
Smith Barney September 2008 - December 2008
Datalogic Scanning June 2008 - September 2008
Nordstrom June 2007 - August 2007
Skills
Banking, Financial Analysis, Strategic Financial..., Salesforce.com, Sales, Wealth Management, Risk Management, Financial Modeling, Investments, Asset Allocation, Customer Service, Business Development, Mortgage Lending, Microsoft Excel, Marketing, Credit, Leadership, CRM, Sales Management, Management, Loans, Finance, Commercial Lending, Credit Analysis, Relationship Management, Commercial Banking, Small Business Lending
Education
Marylhurst University 2011 — 2014
Master of Business Administration (M.B.A.)
University of Oregon - Charles H. Lundquist College of Business 2005 — 2008
Bachelor of Science (BS), Accounting and Finance
Bo Yang's Smith Barney Experience February 2008 - April 2008
Job Analyst at J. Goldman & Co.
Industry Investment Management
Experience
J. Goldman & Co. January 2013 - Present
Guggenheim Investment Management January 2012 - January 2013
Credit Suisse June 2010 - December 2011
Liberty Lane Partners May 2009 - August 2009
Spartan Ventures April 2008 - September 2008
Smith Barney February 2008 - April 2008
Education
Michigan State University 2006 — 2009
Finance
J. Goldman & Co. January 2013 - Present
Guggenheim Investment Management January 2012 - January 2013
Credit Suisse June 2010 - December 2011
Liberty Lane Partners May 2009 - August 2009
Spartan Ventures April 2008 - September 2008
Smith Barney February 2008 - April 2008
Education
Michigan State University 2006 — 2009
Finance
Michael Dolloff, CFP®'s Smith Barney Experience October 2007 - November 2009
Job Vice President, Financial Consultant
Industry Financial Services
Experience
Fidelity Investments November 2012 - Present
Fidelity Investments November 2009 - November 2012
Smith Barney October 2007 - November 2009
Merrill Lynch March 1991 - October 2007
Skills
Strategic Financial..., Mutual Funds, Asset Allocation, Series 7, Series 63, Financial Modeling, Uniform Combined State..., Series 65, Wealth Management, Equities, Fixed Income, Portfolio Management, Retirement Planning, Investments, Alternative Investments, Securities, Bloomberg, Investment Advisory, Asset Managment, ETFs, 401k, Series 9/10
Education
Miami University 1986 — 1990
BS Business, Finance
Fidelity Investments November 2012 - Present
Fidelity Investments November 2009 - November 2012
Smith Barney October 2007 - November 2009
Merrill Lynch March 1991 - October 2007
Skills
Strategic Financial..., Mutual Funds, Asset Allocation, Series 7, Series 63, Financial Modeling, Uniform Combined State..., Series 65, Wealth Management, Equities, Fixed Income, Portfolio Management, Retirement Planning, Investments, Alternative Investments, Securities, Bloomberg, Investment Advisory, Asset Managment, ETFs, 401k, Series 9/10
Education
Miami University 1986 — 1990
BS Business, Finance
James Barnyak's Smith Barney Experience October 1983 - August 2008
Job Regional President at BNY Mellon
Industry Financial Services
Experience
BNY Mellon March 2011 - Present
Freestone Capital Management October 2008 - March 2011
Smith Barney October 1983 - August 2008
Skills
Asset Management, Wealth Management, Due Diligence
Education
Michigan State University
BNY Mellon March 2011 - Present
Freestone Capital Management October 2008 - March 2011
Smith Barney October 1983 - August 2008
Skills
Asset Management, Wealth Management, Due Diligence
Education
Michigan State University
Mary Leonard Fitzpatrick's Smith Barney Experience 1982 - 1993
Job Independent Investment Management Professional
Industry Investment Management
Experience
Engemann Asset Management 1993 - 2005
Smith Barney 1982 - 1993
Katherine Delmar Burke School San Francisco 1979 - 1983
Polytechnic School 1971 - 1979
Herricks Sr High School, New Hyde Park NY 1963 - 1967
Skills
Series 7, Equities, Investments, Portfolio Management, Asset Managment, Financial Services, Asset Management
Education
Middlebury College 1962 — 1963
MA, French/Sorbonne Paris, France
Manhattanville College 1958 — 1962
BA, French
Engemann Asset Management 1993 - 2005
Smith Barney 1982 - 1993
Katherine Delmar Burke School San Francisco 1979 - 1983
Polytechnic School 1971 - 1979
Herricks Sr High School, New Hyde Park NY 1963 - 1967
Skills
Series 7, Equities, Investments, Portfolio Management, Asset Managment, Financial Services, Asset Management
Education
Middlebury College 1962 — 1963
MA, French/Sorbonne Paris, France
Manhattanville College 1958 — 1962
BA, French
John Livia's Smith Barney Experience March 1995 - April 2009
Job at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch April 2009 - Present
Smith Barney March 1995 - April 2009
Education
Manhattan College 1988 — 1992
BS, Finance
Merrill Lynch April 2009 - Present
Smith Barney March 1995 - April 2009
Education
Manhattan College 1988 — 1992
BS, Finance
Marty Kraut, PhD, PMP's Smith Barney Experience January 2000 - January 2002
Job Project Director, SynteractHCR
Industry Pharmaceuticals
Experience
PAREXEL November 2013 - September 2015
inVentiv Health Clinical January 2011 - November 2013
i3 Research October 2006 - January 2011
i3 Research February 2005 - September 2006
i3 Research February 2004 - February 2005
Wachovia Securities November 2001 - October 2003
Smith Barney January 2000 - January 2002
Human Resource Consultants January 1996 - January 2000
Adult Admissions Unit January 1996 - January 1997
Dartmouth-Hitchcock Medical Center January 1994 - January 1995
Skills
CRO, Clinical Trials, Project Management, Psychiatry, Neurology
Education
University of North Carolina at Chapel Hill 1989 — 1995
Ph.D., Clinical Psychology
McGill University 1984 — 1988
BA, Psychology
PAREXEL November 2013 - September 2015
inVentiv Health Clinical January 2011 - November 2013
i3 Research October 2006 - January 2011
i3 Research February 2005 - September 2006
i3 Research February 2004 - February 2005
Wachovia Securities November 2001 - October 2003
Smith Barney January 2000 - January 2002
Human Resource Consultants January 1996 - January 2000
Adult Admissions Unit January 1996 - January 1997
Dartmouth-Hitchcock Medical Center January 1994 - January 1995
Skills
CRO, Clinical Trials, Project Management, Psychiatry, Neurology
Education
University of North Carolina at Chapel Hill 1989 — 1995
Ph.D., Clinical Psychology
McGill University 1984 — 1988
BA, Psychology
Michael Rypl's Smith Barney Experience January 1992 - January 1995
Job Financial Advisor at Oppenheimer & Co. Inc.
Industry Capital Markets
Experience
Oppenheimer & Co. Inc. September 2014 - Present
Maxim Group LLC June 2012 - September 2014
Noble Financial January 2009 - May 2012
POLARIS INVESTMENT PARTNERS March 2002 - March 2008
R4, INC January 2000 - January 2002
RAYMOND JAMES & ASSOCIATES January 1998 - January 2000
A.G. Edwards January 1996 - January 1998
HAGAR CAPITAL, INC January 1995 - January 1996
SMITH BARNEY January 1992 - January 1995
BEAR STEARNS & COMPANY January 1991 - January 1992
Education
Mercer University 1985 — 1989
Bachelor of Business Administration, Marketing
Oppenheimer & Co. Inc. September 2014 - Present
Maxim Group LLC June 2012 - September 2014
Noble Financial January 2009 - May 2012
POLARIS INVESTMENT PARTNERS March 2002 - March 2008
R4, INC January 2000 - January 2002
RAYMOND JAMES & ASSOCIATES January 1998 - January 2000
A.G. Edwards January 1996 - January 1998
HAGAR CAPITAL, INC January 1995 - January 1996
SMITH BARNEY January 1992 - January 1995
BEAR STEARNS & COMPANY January 1991 - January 1992
Education
Mercer University 1985 — 1989
Bachelor of Business Administration, Marketing
Anne Guthrie's Smith Barney Experience January 1989 - October 1989
Job Owner, Anne Guthrie Properties
Industry Real Estate
Experience
Anne Guthrie Properties March 1992 - Present
Fidelity Investments January 1990 - March 1995
Smith Barney January 1989 - October 1989
EF Hutton September 1988 - December 1988
Skills
Home Education, Pre-School Sunday..., Makes homemade skin..., Suzuki violin: parent...
Education
The Institute of Biblical International Studies
Bible prophecy, Doctrine and History
Xavier University - School of Business Administration 1991 — 1995
MBA
Miami University 1983 — 1987
BS, Marketing
Sycamore High School 1982 — 1983
Walnut Hills High Schol 1978 — 1981
Anne Guthrie Properties March 1992 - Present
Fidelity Investments January 1990 - March 1995
Smith Barney January 1989 - October 1989
EF Hutton September 1988 - December 1988
Skills
Home Education, Pre-School Sunday..., Makes homemade skin..., Suzuki violin: parent...
Education
The Institute of Biblical International Studies
Bible prophecy, Doctrine and History
Xavier University - School of Business Administration 1991 — 1995
MBA
Miami University 1983 — 1987
BS, Marketing
Sycamore High School 1982 — 1983
Walnut Hills High Schol 1978 — 1981
Howard Eisenman's Smith Barney Experience 1979 - 1988
Job Investment Advisory Consultant at Enhanced Financial Services, LLC
Industry Financial Services
Experience
Enhanced Financial Services 1997 - Present
Enhanced Financial Services 1997 - Present
Enhanced Financial Services, LLC 1997 - Present
Raymond James Financial Inc. 1989 - 1997
Smith Barney 1979 - 1988
Skills
Strategic Financial..., Insurance, Retirement Planning, Investments, Identifying Superior..., Low to moderate..., Mutual Funds
Education
University of Florida 1970 — 1974
Bachelor of Arts (B.A.), Political Science and Education
Miami Dade College 1968 — 1969
Enhanced Financial Services 1997 - Present
Enhanced Financial Services 1997 - Present
Enhanced Financial Services, LLC 1997 - Present
Raymond James Financial Inc. 1989 - 1997
Smith Barney 1979 - 1988
Skills
Strategic Financial..., Insurance, Retirement Planning, Investments, Identifying Superior..., Low to moderate..., Mutual Funds
Education
University of Florida 1970 — 1974
Bachelor of Arts (B.A.), Political Science and Education
Miami Dade College 1968 — 1969
Joy Bochniak's Smith Barney Experience January 2008 - June 2009
Job Manager, Reporting & Budgeting at Ahold
Industry Financial Services
Experience
Ahold December 2011 - Present
Brethren in Christ Church September 2010 - December 2011
RBC Wealth Management June 2009 - September 2010
Smith Barney January 2008 - June 2009
United Concordia March 1996 - December 2007
Skills
Insurance, Budgets, Customer Service, Strategic Planning, Marketing Communications
Education
Messiah College 1989 — 1993
BS, Accounting
Ahold December 2011 - Present
Brethren in Christ Church September 2010 - December 2011
RBC Wealth Management June 2009 - September 2010
Smith Barney January 2008 - June 2009
United Concordia March 1996 - December 2007
Skills
Insurance, Budgets, Customer Service, Strategic Planning, Marketing Communications
Education
Messiah College 1989 — 1993
BS, Accounting
Jennifer Stewart, CPA's Smith Barney Experience June 2006 - August 2006
Job Audit Manager at KPMG
Industry Accounting
Experience
KPMG July 2013 - Present
KPMG July 2010 - June 2013
KPMG September 2008 - July 2010
KPMG July 2007 - August 2007
Smith Barney June 2006 - August 2006
Skills
Auditing, Financial Reporting, Internal Controls, CPA, GAAP
Education
Marist College 2004 — 2008
BS, Accounting and Business Administration
KPMG July 2013 - Present
KPMG July 2010 - June 2013
KPMG September 2008 - July 2010
KPMG July 2007 - August 2007
Smith Barney June 2006 - August 2006
Skills
Auditing, Financial Reporting, Internal Controls, CPA, GAAP
Education
Marist College 2004 — 2008
BS, Accounting and Business Administration
Roz Vega Skidmore's Smith Barney Experience December 1992 - December 1993
Job Senior Director, Strategy and Program Management
Industry Investment Banking
Experience
TIAA-CREF August 2012 - Present
Vega Principal Consulting March 2012 - September 2012
Barclays Wealth (Formerly Lehman, Brothers, Inc.) September 2008 - March 2012
Lehman Brothers 2000 - 2008
UBS Warburg December 1999 - February 2001
PaineWebber (Formerly Kidder, Peabody, Inc.) December 1993 - December 1999
Smith Barney December 1992 - December 1993
Kidder Peabody December 1990 - December 1992
Kidder Peabody January 1986 - December 1990
Skills
Fixed Income, Equities, Capital Markets, Prime Brokerage, Securities, Asset Managment, Trading Systems, Portfolio Management, Series 7, Alternative Investments, Series 63, Spanish, Team Building, Cross-functional Team..., Data Warehousing, Disaster Recovery, Key Performance..., New Business Development, Office Management, Organizational..., Recruiting, User Experience, User Acceptance Testing, Usability Testing, Change Management, Compliance, Consultants, Kanban, Networking, Strategic Planning, Vendor Management, Banking, Business Analysis, Business Strategy, Financial Services, Program Management, Project Management, Risk Management, SDLC, Strategy, Leadership
Education
Marymount Manhattan College 1982 — 1986
BA, Psychology
TIAA-CREF August 2012 - Present
Vega Principal Consulting March 2012 - September 2012
Barclays Wealth (Formerly Lehman, Brothers, Inc.) September 2008 - March 2012
Lehman Brothers 2000 - 2008
UBS Warburg December 1999 - February 2001
PaineWebber (Formerly Kidder, Peabody, Inc.) December 1993 - December 1999
Smith Barney December 1992 - December 1993
Kidder Peabody December 1990 - December 1992
Kidder Peabody January 1986 - December 1990
Skills
Fixed Income, Equities, Capital Markets, Prime Brokerage, Securities, Asset Managment, Trading Systems, Portfolio Management, Series 7, Alternative Investments, Series 63, Spanish, Team Building, Cross-functional Team..., Data Warehousing, Disaster Recovery, Key Performance..., New Business Development, Office Management, Organizational..., Recruiting, User Experience, User Acceptance Testing, Usability Testing, Change Management, Compliance, Consultants, Kanban, Networking, Strategic Planning, Vendor Management, Banking, Business Analysis, Business Strategy, Financial Services, Program Management, Project Management, Risk Management, SDLC, Strategy, Leadership
Education
Marymount Manhattan College 1982 — 1986
BA, Psychology
Ross Hambleton's Smith Barney Experience August 1998 - February 2006
Job Wealth Management Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch February 2006 - Present
Smith Barney August 1998 - February 2006
Skills
Accounting, Alternative Investments, Asset Allocation, Asset Managment, Banking, Budgets, Business Analysis, CRPC, Capital Markets, Commercial Banking, Commercial Lending, Credit, Credit Analysis, Customer Service, Equities, Equity Trading, Estate Planning, Mutual Funds, Wealth Management, FINRA, Asset Management
Education
Miami University 1994 — 1998
Finance, General
Elder High School 1990 — 1994
Merrill Lynch February 2006 - Present
Smith Barney August 1998 - February 2006
Skills
Accounting, Alternative Investments, Asset Allocation, Asset Managment, Banking, Budgets, Business Analysis, CRPC, Capital Markets, Commercial Banking, Commercial Lending, Credit, Credit Analysis, Customer Service, Equities, Equity Trading, Estate Planning, Mutual Funds, Wealth Management, FINRA, Asset Management
Education
Miami University 1994 — 1998
Finance, General
Elder High School 1990 — 1994
Terrie Austin, CFP®'s Smith Barney Experience September 2001 - July 2002
Job VP/Wealth Management Advisor at Fifth Third Bank
Industry Financial Services
Experience
Fifth Third Private Bank August 2013 - Present
Raymond James Financial Services April 2009 - August 2013
UBS 2007 - 2008
Smith Barney September 2001 - July 2002
Morgan Stanley February 1995 - September 2001
Huntington National Bank 1992 - 1994
Office of the Comptroller of the Currency 1989 - 1992
Skills
Wealth Management, Investments, Finance, Risk Management, Investment Management, Management, Portfolio Management, Mutual Funds, Banking, Retirement Planning
Education
Western Michigan University 1986 — 1989
BBA, Finance, Economics
Marshall University 1984 — 1986
Finance
Barboursville High School
Fifth Third Private Bank August 2013 - Present
Raymond James Financial Services April 2009 - August 2013
UBS 2007 - 2008
Smith Barney September 2001 - July 2002
Morgan Stanley February 1995 - September 2001
Huntington National Bank 1992 - 1994
Office of the Comptroller of the Currency 1989 - 1992
Skills
Wealth Management, Investments, Finance, Risk Management, Investment Management, Management, Portfolio Management, Mutual Funds, Banking, Retirement Planning
Education
Western Michigan University 1986 — 1989
BBA, Finance, Economics
Marshall University 1984 — 1986
Finance
Barboursville High School
Thomas Vergeront's Smith Barney Experience January 2004 - June 2009
Job Faculty Instructor at Globe University
Industry Higher Education
Experience
Globe University October 2012 - Present
Wisconsin Department of Agriculture, Trade and Consumer Protection October 2014 - October 2014
NISOA, WIAA, USSF 2000 - 2014
usafieldhockey 2000 - 2014
Didion Milling, Inc. March 2011 - September 2012
MSC Global July 2009 - March 2011
Smith Barney January 2004 - June 2009
Wausau Paper November 1987 - January 2004
Tolibia Cheese Co. January 1987 - December 1987
Blue Moon Cheese March 1985 - January 1987
Skills
Strategic Planning, Leadership, Business Strategy, Business Development, Management, Sales, Competitive Analysis, Marketing, Food Industry, Manufacturing, Continuous Improvement, Sales Management, Food, Sales Operations, Supply Chain Management, stategic niche sales, Eagle Scout, Ingredients, Entrepreneurship, Biotechnology, RNA/DNA, Mammalian Cell Culture, Protein Purification, Metrology
Education
Madison College 2015 — 2015
Intensive Biotechnology Post Baccalaureate Certificate, Biotechnology, 3.8
Marquette University 1980 — 1983
MBA, Business
University of Wisconsin-Madison 1973 — 1977
BS, Food Science
Globe University October 2012 - Present
Wisconsin Department of Agriculture, Trade and Consumer Protection October 2014 - October 2014
NISOA, WIAA, USSF 2000 - 2014
usafieldhockey 2000 - 2014
Didion Milling, Inc. March 2011 - September 2012
MSC Global July 2009 - March 2011
Smith Barney January 2004 - June 2009
Wausau Paper November 1987 - January 2004
Tolibia Cheese Co. January 1987 - December 1987
Blue Moon Cheese March 1985 - January 1987
Skills
Strategic Planning, Leadership, Business Strategy, Business Development, Management, Sales, Competitive Analysis, Marketing, Food Industry, Manufacturing, Continuous Improvement, Sales Management, Food, Sales Operations, Supply Chain Management, stategic niche sales, Eagle Scout, Ingredients, Entrepreneurship, Biotechnology, RNA/DNA, Mammalian Cell Culture, Protein Purification, Metrology
Education
Madison College 2015 — 2015
Intensive Biotechnology Post Baccalaureate Certificate, Biotechnology, 3.8
Marquette University 1980 — 1983
MBA, Business
University of Wisconsin-Madison 1973 — 1977
BS, Food Science
Tom Carroll, CFP®, CPWA®'s Smith Barney Experience April 1985 - April 2008
Job Director at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. January 2012 - Present
Baird Private Wealth Management April 2008 - Present
Robert W. Baird April 2008 - December 2012
Smith Barney April 1985 - April 2008
EF Hutton April 1983 - March 1985
Skills
Financial Planning, Investments, Retirement Planning, Estate Planning, Asset Management, Strategic Financial..., Series 7, Asset Managment, Wealth Management, Mutual Funds, Wealth, Retirement, Investment Strategies, Finance, FINRA, Asset Allocation, 401k, Series 63, Financial Advisory, Portfolio Management, Series 24, Leadership, Banking, Investment Advisory, Securities, Alternative Investments, Uniform Combined State...
Education
US Army Command & General Staff College 1989 — 1990
Graduate, Strategy & Military Science
Marquette University 1974 — 1975
English Language and Literature/Letters, Graduate School
St. Norbert College 1967 — 1974
Bachelor of Arts, English
Saint George High School 1963 — 1967
College Prep
US Army Adjutant General Officer Basic
US Army Adjutant General Officer Basic
Robert W. Baird & Co. January 2012 - Present
Baird Private Wealth Management April 2008 - Present
Robert W. Baird April 2008 - December 2012
Smith Barney April 1985 - April 2008
EF Hutton April 1983 - March 1985
Skills
Financial Planning, Investments, Retirement Planning, Estate Planning, Asset Management, Strategic Financial..., Series 7, Asset Managment, Wealth Management, Mutual Funds, Wealth, Retirement, Investment Strategies, Finance, FINRA, Asset Allocation, 401k, Series 63, Financial Advisory, Portfolio Management, Series 24, Leadership, Banking, Investment Advisory, Securities, Alternative Investments, Uniform Combined State...
Education
US Army Command & General Staff College 1989 — 1990
Graduate, Strategy & Military Science
Marquette University 1974 — 1975
English Language and Literature/Letters, Graduate School
St. Norbert College 1967 — 1974
Bachelor of Arts, English
Saint George High School 1963 — 1967
College Prep
US Army Adjutant General Officer Basic
US Army Adjutant General Officer Basic
TAMMY PRETASKY-MCLAUGHLIN's Smith Barney Experience March 2001 - June 2010
Job Mom at Team McLaughlin
Industry Financial Services
Experience
Team McLaughlin March 2010 - Present
Smith Barney March 2001 - June 2010
Prudential Securities August 1994 - February 2001
Education
Marquette University 1986 — 1990
Liberal Arts, History & business
Team McLaughlin March 2010 - Present
Smith Barney March 2001 - June 2010
Prudential Securities August 1994 - February 2001
Education
Marquette University 1986 — 1990
Liberal Arts, History & business
Trevor Malet's Smith Barney Experience April 2008 - October 2008
Job Senior Account Manager, Insight Global
Industry Information Technology and Services
Experience
Insight Global 2010 - Present
Macquarie University February 2009 - July 2009
Smith Barney April 2008 - October 2008
Morgan Stanley May 2007 - September 2007
Education
University of Wisconsin-Madison 2006 — 2010
Finance/ Investment Banking
Macquarie University 2009 — 2009
finance
Insight Global 2010 - Present
Macquarie University February 2009 - July 2009
Smith Barney April 2008 - October 2008
Morgan Stanley May 2007 - September 2007
Education
University of Wisconsin-Madison 2006 — 2010
Finance/ Investment Banking
Macquarie University 2009 — 2009
finance
Donna Nichtern's Smith Barney Experience January 1995 - January 1998
Job Senior Application Programmer at Citi
Industry Financial Services
Experience
Citi 2010 - Present
CITI -COMPLIANCE TECHNOLOGY 2010 - Present
FINRA - FINANCIAL INDUSTRY REGULATORY AUTHORITY 2005 - 2009
SIAC January 1999 - January 2005
Morgan Stanley January 1998 - January 1999
SMITH BARNEY January 1995 - January 1998
Lehman Brothers January 1993 - January 1994
Morgan Stanley January 1992 - January 1993
Skills
Requirements Analysis, SDLC, Data Warehousing, Databases, SQL
Education
Marist College 1982 — 1986
BS, Computer Science, Business
Citi 2010 - Present
CITI -COMPLIANCE TECHNOLOGY 2010 - Present
FINRA - FINANCIAL INDUSTRY REGULATORY AUTHORITY 2005 - 2009
SIAC January 1999 - January 2005
Morgan Stanley January 1998 - January 1999
SMITH BARNEY January 1995 - January 1998
Lehman Brothers January 1993 - January 1994
Morgan Stanley January 1992 - January 1993
Skills
Requirements Analysis, SDLC, Data Warehousing, Databases, SQL
Education
Marist College 1982 — 1986
BS, Computer Science, Business
cheri kim's Smith Barney Experience February 1994 - July 1997
Job Kian Realty NYC
Industry Real Estate
Experience
Kian Realty NYC September 2012 - Present
Smith Barney February 1994 - July 1997
Skills
Teaching, Writing, sales, Real Estate, Investments, Entrepreneurship, Strategic Planning, Marketing
Education
Massachusetts Institute of Technology 1982 — 1987
Bachelor of Science, Mathematics and East Asian Studies
Kian Realty NYC September 2012 - Present
Smith Barney February 1994 - July 1997
Skills
Teaching, Writing, sales, Real Estate, Investments, Entrepreneurship, Strategic Planning, Marketing
Education
Massachusetts Institute of Technology 1982 — 1987
Bachelor of Science, Mathematics and East Asian Studies
Robert Cannella II's Smith Barney Experience September 2008 - December 2008
Job Account Executive at Lamar Advertising Company
Industry Financial Services
Experience
Lamar Advertising Company April 2014 - Present
Rema Foods April 2010 - April 2014
Marist College March 2006 - May 2009
Smith Barney September 2008 - December 2008
Prudential Financial June 2008 - October 2008
ESPN Radio January 2008 - May 2008
Bloomberg June 2007 - September 2007
Bloomberg June 2006 - September 2006
Skills
Research, Writing, Editing, PowerPoint, Word, Facebook, Advertising, Microsoft Word
Education
Marist College 2005 — 2009
Bachelor of Science, Business Administration - Finance
Lamar Advertising Company April 2014 - Present
Rema Foods April 2010 - April 2014
Marist College March 2006 - May 2009
Smith Barney September 2008 - December 2008
Prudential Financial June 2008 - October 2008
ESPN Radio January 2008 - May 2008
Bloomberg June 2007 - September 2007
Bloomberg June 2006 - September 2006
Skills
Research, Writing, Editing, PowerPoint, Word, Facebook, Advertising, Microsoft Word
Education
Marist College 2005 — 2009
Bachelor of Science, Business Administration - Finance
Suzi Pigg's Smith Barney Experience October 2007 - July 2009
Job Sr. Solutions Engineer, Enterprise Sales
Industry Information Technology and Services
Experience
Benefitfocus January 2015 - Present
Benefitfocus January 2013 - January 2015
Medical University of South Carolina February 2012 - December 2012
Benefitfocus September 2009 - February 2012
Smith Barney October 2007 - July 2009
Skills
Process Improvement, Business Strategy, Customer Service, Healthcare, Marketing Strategy, SaaS, Requirements Analysis, Business Development, Business Analysis, Strategy, Leadership, Product Management, Strategic Planning, CRM, Account Management
Education
Medical University of South Carolina 2011 — 2012
MHA, Health Professions
University of South Carolina-Columbia 2002 — 2006
Bachelor of Science (B.S.), Business, Management, Marketing, and Related Support Services
Springside School 1989 — 2002
High School
Benefitfocus January 2015 - Present
Benefitfocus January 2013 - January 2015
Medical University of South Carolina February 2012 - December 2012
Benefitfocus September 2009 - February 2012
Smith Barney October 2007 - July 2009
Skills
Process Improvement, Business Strategy, Customer Service, Healthcare, Marketing Strategy, SaaS, Requirements Analysis, Business Development, Business Analysis, Strategy, Leadership, Product Management, Strategic Planning, CRM, Account Management
Education
Medical University of South Carolina 2011 — 2012
MHA, Health Professions
University of South Carolina-Columbia 2002 — 2006
Bachelor of Science (B.S.), Business, Management, Marketing, and Related Support Services
Springside School 1989 — 2002
High School
Ashley Angelo's Smith Barney Experience May 2008 - August 2008
Job Registered Client Associate at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management August 2014 - Present
Morgan Stanley Wealth Management November 2013 - Present
Morgan Stanley Smith Barney June 2009 - October 2013
Smith Barney May 2008 - August 2008
Merrill Lynch May 2005 - August 2006
Education
Miami University 2005 — 2009
BS in Finance, Finance and Spanish
Greenwich High School 2001 — 2005
RBC Wealth Management August 2014 - Present
Morgan Stanley Wealth Management November 2013 - Present
Morgan Stanley Smith Barney June 2009 - October 2013
Smith Barney May 2008 - August 2008
Merrill Lynch May 2005 - August 2006
Education
Miami University 2005 — 2009
BS in Finance, Finance and Spanish
Greenwich High School 2001 — 2005
Michele Hargis's Smith Barney Experience May 1998 - May 2004
Job Investment Professional
Industry Banking
Experience
Fifth Third Bank May 2004 - September 2013
Thomas More College May 2000 - January 2013
Smith Barney May 1998 - May 2004
Skills
Portfolio Management, Wealth Management, Banking, Investments, Credit, Asset Management, Loans, Asset Allocation, Mutual Funds, Series 7, Commercial Banking, Commercial Lending, Financial Analysis, Equities, Alternative Investments, Fixed Income, Securities, Strategic Financial..., Retirement Planning, Investment Advisory, Financial Modeling
Education
Miami University 1998 — 1999
MBA, Finance
University of Kentucky 1994 — 1998
Bachelor of Business Administration (BBA), Finance and Financial Management Services
Fifth Third Bank May 2004 - September 2013
Thomas More College May 2000 - January 2013
Smith Barney May 1998 - May 2004
Skills
Portfolio Management, Wealth Management, Banking, Investments, Credit, Asset Management, Loans, Asset Allocation, Mutual Funds, Series 7, Commercial Banking, Commercial Lending, Financial Analysis, Equities, Alternative Investments, Fixed Income, Securities, Strategic Financial..., Retirement Planning, Investment Advisory, Financial Modeling
Education
Miami University 1998 — 1999
MBA, Finance
University of Kentucky 1994 — 1998
Bachelor of Business Administration (BBA), Finance and Financial Management Services
Frederick Hahn's Smith Barney Experience August 1995 - April 1999
Job Senior Vice President / Portfolio Manager at UBS Private Wealth Management
Industry Financial Services
Experience
UBS Private Wealth Management November 2008 - Present
Merrill Lynch April 1999 - November 2008
Smith Barney August 1995 - April 1999
Prudential Securities February 1992 - August 1995
Education
Miami University 1986 — 1991
UBS Private Wealth Management November 2008 - Present
Merrill Lynch April 1999 - November 2008
Smith Barney August 1995 - April 1999
Prudential Securities February 1992 - August 1995
Education
Miami University 1986 — 1991
James Dana's Smith Barney Experience 1990 - 1995
Job cyclist
Industry Sports
Experience
Fortis Investments 2005 - 2009
Residential Funding Corp 2002 - 2005
Prudential Securities 1995 - 2001
Smith Barney 1990 - 1995
Drexel Burnham Lambert 1985 - 1990
Education
The University of Texas at Austin - Red McCombs School of Business 1983 — 1985
MBA, Finance
Middlebury College
BA, American History
Fortis Investments 2005 - 2009
Residential Funding Corp 2002 - 2005
Prudential Securities 1995 - 2001
Smith Barney 1990 - 1995
Drexel Burnham Lambert 1985 - 1990
Education
The University of Texas at Austin - Red McCombs School of Business 1983 — 1985
MBA, Finance
Middlebury College
BA, American History
Mike Norehad's Smith Barney Experience August 2000 - March 2009
Job Game Plan Financial Advisors, LLC
Industry Financial Services
Experience
Game Plan Financial Advisors, LLC March 2009 - Present
Smith Barney August 2000 - March 2009
Education
Miami University 1981 — 1986
BA, Economics
Game Plan Financial Advisors, LLC March 2009 - Present
Smith Barney August 2000 - March 2009
Education
Miami University 1981 — 1986
BA, Economics
Bill Nimmo's Smith Barney Experience September 1987 - Present
Job Managing Director at Smith Barney
Industry Financial Services
Experience
Smith Barney September 1987 - Present
Citigroup - Salomon Smith Barney 1987 - 2001
Education
Manhattan College 1959 — 1963
BEE, Engineering, Math
Smith Barney September 1987 - Present
Citigroup - Salomon Smith Barney 1987 - 2001
Education
Manhattan College 1959 — 1963
BEE, Engineering, Math
Heather Hadley, CCP, CBP, GRP's Smith Barney Experience November 1999 - October 2001
Job Experienced HR Consultant
Industry Human Resources
Experience
UNC-Chapel Hill Office of Human Resources May 2008 - Present
UNC-Chapel Hill November 2004 - April 2008
UNC-Chapel Hill April 2002 - November 2004
Smith Barney November 1999 - October 2001
Smith Barney March 1997 - November 1999
Smith Barney November 1993 - July 1997
Skills
HRIS, Personnel Management, Employee Benefits, Recruiting, Deferred Compensation, Human Resources, Training, Payroll
Education
Meredith College
Bachelor of Arts, History
UNC-Chapel Hill Office of Human Resources May 2008 - Present
UNC-Chapel Hill November 2004 - April 2008
UNC-Chapel Hill April 2002 - November 2004
Smith Barney November 1999 - October 2001
Smith Barney March 1997 - November 1999
Smith Barney November 1993 - July 1997
Skills
HRIS, Personnel Management, Employee Benefits, Recruiting, Deferred Compensation, Human Resources, Training, Payroll
Education
Meredith College
Bachelor of Arts, History
Rijesh Shrestha's Smith Barney Experience December 2006 - May 2007
Job Transfer Pricing Manager at PwC
Industry Accounting
Experience
PwC July 2014 - Present
PwC July 2011 - June 2014
PwC August 2010 - July 2011
Connecticut Center for Entrepreneurship and Innovation January 2010 - May 2010
GE edgelab August 2009 - December 2009
University of Connecticut August 2008 - May 2009
Brand Energy & Infrastructure Services, Inc. July 2007 - May 2008
Smith Barney December 2006 - May 2007
Skills
Transfer Pricing, Economics, Financial Analysis, Valuation, Financial Modeling, Business Valuation, Corporate Finance, Finance, Financial Accounting, Financial Reporting, Microsoft Excel, Research, Statistics, Tax
Education
University of Connecticut 2008 — 2010
MA, Economics
McKendree University 2004 — 2007
BBA, Economics and Finance
Budhanilkantha School
PwC July 2014 - Present
PwC July 2011 - June 2014
PwC August 2010 - July 2011
Connecticut Center for Entrepreneurship and Innovation January 2010 - May 2010
GE edgelab August 2009 - December 2009
University of Connecticut August 2008 - May 2009
Brand Energy & Infrastructure Services, Inc. July 2007 - May 2008
Smith Barney December 2006 - May 2007
Skills
Transfer Pricing, Economics, Financial Analysis, Valuation, Financial Modeling, Business Valuation, Corporate Finance, Finance, Financial Accounting, Financial Reporting, Microsoft Excel, Research, Statistics, Tax
Education
University of Connecticut 2008 — 2010
MA, Economics
McKendree University 2004 — 2007
BBA, Economics and Finance
Budhanilkantha School
Michael Miano's Smith Barney Experience June 2008 - August 2008
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch January 2012 - Present
Paychex October 2010 - December 2011
Wells Fargo Financial August 2009 - September 2010
Smith Barney June 2008 - August 2008
Maritime General Agency July 2007 - August 2007
Vector Marketing July 2006 - July 2007
Skills
Mutual Funds, Investments, Wealth Management, Insurance, Finance, Financial Analysis, Credit, Financial Services
Education
Merrimack College 2005 — 2009
Bachelor of Science, Business Administration with a concentration in Finance
Merrill Lynch January 2012 - Present
Paychex October 2010 - December 2011
Wells Fargo Financial August 2009 - September 2010
Smith Barney June 2008 - August 2008
Maritime General Agency July 2007 - August 2007
Vector Marketing July 2006 - July 2007
Skills
Mutual Funds, Investments, Wealth Management, Insurance, Finance, Financial Analysis, Credit, Financial Services
Education
Merrimack College 2005 — 2009
Bachelor of Science, Business Administration with a concentration in Finance
Robert Carter (robertccarter525@gmail.com)'s Smith Barney Experience 1987 - 1995
Job BUSINESS CONTROLLER/FINANCE DIRECTOR FINANCIAL SERVICES
Industry Financial Services
Experience
Consultant July 2012 - July 2014
Deutsche Bank 1998 - 2012
PwC Consulting 1995 - 1998
Smith Barney 1987 - 1995
Skills
Global Transaction..., Securities Lending..., Cash Management, Corporate Trust, Internal Controls, Liquidity Management, Cost Management, Regulatory Agencies, Compliance, Staff Development, Financial Transactions, Securities Lending, Investment Banking, Capital Markets, Sarbanes-Oxley Act, Banking, Finance, Accounting, Securities, Business Planning, Account Reconciliation, Executive Management, Structured Finance, Trade Finance, Investment Management, Treasury Management, Financial Markets, Sarbanes-Oxley, Financial Services, Asset Management, Product Control, Risk Management, Back Office, AML, Payments, Foreign Exchange, Financial Institutions, Credit Derivatives, Fixed Income, Emerging Markets, Middle Office, Settlement, Managerial Finance, Bonds, Financial Risk
Education
Marietta College
Bachelor's degree, Managerial Economics
Rutgers Graduate Business School
MBA, Finance, General
Consultant July 2012 - July 2014
Deutsche Bank 1998 - 2012
PwC Consulting 1995 - 1998
Smith Barney 1987 - 1995
Skills
Global Transaction..., Securities Lending..., Cash Management, Corporate Trust, Internal Controls, Liquidity Management, Cost Management, Regulatory Agencies, Compliance, Staff Development, Financial Transactions, Securities Lending, Investment Banking, Capital Markets, Sarbanes-Oxley Act, Banking, Finance, Accounting, Securities, Business Planning, Account Reconciliation, Executive Management, Structured Finance, Trade Finance, Investment Management, Treasury Management, Financial Markets, Sarbanes-Oxley, Financial Services, Asset Management, Product Control, Risk Management, Back Office, AML, Payments, Foreign Exchange, Financial Institutions, Credit Derivatives, Fixed Income, Emerging Markets, Middle Office, Settlement, Managerial Finance, Bonds, Financial Risk
Education
Marietta College
Bachelor's degree, Managerial Economics
Rutgers Graduate Business School
MBA, Finance, General
Don Paynter's Smith Barney Experience March 1988 - April 2007
Job Senior Portfolio Manager at UBS Finacial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2007 - Present
Smith Barney March 1988 - April 2007
E.F Hutton August 1985 - March 1988
Education
UW-Milwaukee 1968 — 1973
Bachelor of Science, Finance
Marquette University
MBA studies
UBS Financial Services, Inc. April 2007 - Present
Smith Barney March 1988 - April 2007
E.F Hutton August 1985 - March 1988
Education
UW-Milwaukee 1968 — 1973
Bachelor of Science, Finance
Marquette University
MBA studies
Karen Lewandowski's Smith Barney Experience 1994 - 1998
Job Assistant Vice President at Transamerica Retirement Solutions
Industry Financial Services
Experience
Transamerica Retirement Solutions March 2012 - Present
Diversified Investment Advisors March 2007 - March 2012
Smith Barney 1994 - 1998
Skills
Financial Services, Financial Analysis, Investments, Mutual Funds, Sarbanes-Oxley Act, Securities, Series 7
Education
Manhattan College 1988 — 1992
Bachelor's Degree, Accounting
Transamerica Retirement Solutions March 2012 - Present
Diversified Investment Advisors March 2007 - March 2012
Smith Barney 1994 - 1998
Skills
Financial Services, Financial Analysis, Investments, Mutual Funds, Sarbanes-Oxley Act, Securities, Series 7
Education
Manhattan College 1988 — 1992
Bachelor's Degree, Accounting
Chris Clements's Smith Barney Experience June 1987 - March 1995
Job Senior Director, Leading Wealth Advisors at the Worth Group, LLC
Industry Financial Services
Experience
The Worth Group May 2014 - Present
Bramshill Investments, LLC. November 2013 - May 2014
T.S. Capital LLC. August 2011 - October 2013
Calamos Investments September 2004 - May 2011
Gartmore Global Investments September 2000 - September 2004
Prudential Securities September 1995 - September 2000
Smith Barney June 1987 - March 1995
Skills
Investments, Mutual Funds, Fixed Income, Equities, Financial Services, Trading, Financial Advisory, Business Development, Management, Marketing, Sales, Series 7, Alternative Investments, Structured Products, Series 63, Asset Allocation, Separately Managed..., ETFs, Wealth Management
Education
Marist College 1982 — 1986
BS-Finance, Finance & Marketing
The Worth Group May 2014 - Present
Bramshill Investments, LLC. November 2013 - May 2014
T.S. Capital LLC. August 2011 - October 2013
Calamos Investments September 2004 - May 2011
Gartmore Global Investments September 2000 - September 2004
Prudential Securities September 1995 - September 2000
Smith Barney June 1987 - March 1995
Skills
Investments, Mutual Funds, Fixed Income, Equities, Financial Services, Trading, Financial Advisory, Business Development, Management, Marketing, Sales, Series 7, Alternative Investments, Structured Products, Series 63, Asset Allocation, Separately Managed..., ETFs, Wealth Management
Education
Marist College 1982 — 1986
BS-Finance, Finance & Marketing
Jan Klaiss's Smith Barney Experience 1996 - 2005
Job Senior Planning Analyst at ConEd
Industry Utilities
Experience
ConEd June 2007 - Present
PNC Bank 2005 - 2006
Smith Barney 1996 - 2005
Pennsylvania Power & Light 1984 - 1996
Bechtel Power Corporation 1981 - 1984
Skills
Strategic Planning, Project Planning, Financial Analysis, Data Analysis, Business Planning, Project Management, Business Analysis, Analysis, Finance, Microsoft Word, Budgets, Leadership, Business Strategy, Program Management, Process Improvement, Microsoft Excel, Public Speaking, Excel, Planning, Word, Budgeting, Market Research, Cost Benefit, Cost Engineering
Education
Miami University 1979 — 1981
MBA, Finance
Ohio Northern University 1975 — 1979
BSCE, civil engineering
tiffin Columbian
ConEd June 2007 - Present
PNC Bank 2005 - 2006
Smith Barney 1996 - 2005
Pennsylvania Power & Light 1984 - 1996
Bechtel Power Corporation 1981 - 1984
Skills
Strategic Planning, Project Planning, Financial Analysis, Data Analysis, Business Planning, Project Management, Business Analysis, Analysis, Finance, Microsoft Word, Budgets, Leadership, Business Strategy, Program Management, Process Improvement, Microsoft Excel, Public Speaking, Excel, Planning, Word, Budgeting, Market Research, Cost Benefit, Cost Engineering
Education
Miami University 1979 — 1981
MBA, Finance
Ohio Northern University 1975 — 1979
BSCE, civil engineering
tiffin Columbian
Christen Butler's Smith Barney Experience June 2007 - August 2007
Job .
Industry Hospitality
Experience
Candlewood Suites May 2010 - November 2011
Michigan State University- East Complex Dining Services September 2008 - October 2009
The HoneyBaked Ham Company June 2009 - August 2009
The HoneyBaked Ham Company November 2004 - December 2007
Smith Barney June 2007 - August 2007
Education
Michigan State University 2005 — 2009
Bachelor of Arts, Hospitality Business
Candlewood Suites May 2010 - November 2011
Michigan State University- East Complex Dining Services September 2008 - October 2009
The HoneyBaked Ham Company June 2009 - August 2009
The HoneyBaked Ham Company November 2004 - December 2007
Smith Barney June 2007 - August 2007
Education
Michigan State University 2005 — 2009
Bachelor of Arts, Hospitality Business
Alan Ruggiero's Smith Barney Experience 1989 - 1994
Job Private investor pursuing wealth management and high yield/distressed bond sales opportunities
Industry Investment Banking
Experience
Wunderlich Securities 2011 - 2013
H.C. Wainwright & Co., LLC 2008 - 2010
Sterne Agee 2006 - 2008
Advest, Inc. 2001 - 2005
Freeman Securities Inc 1996 - 2001
Nomura 1994 - 1996
Smith Barney 1989 - 1994
Skills
Fixed Income, Capital Markets, Investment Banking, Valuation, Hedge Funds, Financial Modeling, Trading, Corporate Finance, Equities, Electronic Trading, Series 7, Public Speaking
Education
New York University 1978 — 1981
MBA, Security Analysis
Manhattan College
Bachelor’s Degree, Accounting
The La Salle Academy
High School
Wunderlich Securities 2011 - 2013
H.C. Wainwright & Co., LLC 2008 - 2010
Sterne Agee 2006 - 2008
Advest, Inc. 2001 - 2005
Freeman Securities Inc 1996 - 2001
Nomura 1994 - 1996
Smith Barney 1989 - 1994
Skills
Fixed Income, Capital Markets, Investment Banking, Valuation, Hedge Funds, Financial Modeling, Trading, Corporate Finance, Equities, Electronic Trading, Series 7, Public Speaking
Education
New York University 1978 — 1981
MBA, Security Analysis
Manhattan College
Bachelor’s Degree, Accounting
The La Salle Academy
High School
Maggie Griffin's Smith Barney Experience September 2008 - March 2009
Job Owner and Director at VCNebraska
Industry Sports
Experience
VCNebraska October 2010 - Present
Heutink Pollux October 2009 - June 2010
Schaffhausen August 2009 - October 2009
Caguas Criollas March 2009 - May 2009
Smith Barney September 2008 - March 2009
Skills
Teaching, Customer Service, Social Media, Leadership
Education
University of Nebraska-Lincoln 2005 — 2008
Bachelor of Business Administration (BBA), Finance, General
Michigan State University 2004 — 2005
VCNebraska October 2010 - Present
Heutink Pollux October 2009 - June 2010
Schaffhausen August 2009 - October 2009
Caguas Criollas March 2009 - May 2009
Smith Barney September 2008 - March 2009
Skills
Teaching, Customer Service, Social Media, Leadership
Education
University of Nebraska-Lincoln 2005 — 2008
Bachelor of Business Administration (BBA), Finance, General
Michigan State University 2004 — 2005
Kieran John Lynch's Smith Barney Experience August 1992 - February 2006
Job Senior Vice PresidentWealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS February 2006 - Present
Smith Barney August 1992 - February 2006
Education
Manhattan College 1985 — 1989
Bachelor of Business Administration (B.B.A.), Finance and Marketing
Bergen Catholic 1981 — 1985
UBS February 2006 - Present
Smith Barney August 1992 - February 2006
Education
Manhattan College 1985 — 1989
Bachelor of Business Administration (B.B.A.), Finance and Marketing
Bergen Catholic 1981 — 1985
Terry Crowe's Smith Barney Experience 1986 - 1991
Job Director at Rafferty Capital Markets LLC
Industry Financial Services
Experience
Rafferty Capital Markets LLC April 2015 - Present
Bengal Partners LLC June 2005 - April 2015
Asset Management Strategies 1999 - 2005
L.P. Cook 1997 - 1998
Nikko Securities 1991 - 1996
Smith Barney 1986 - 1991
Skills
Fixed Income Trading, yield curve analysis, Equities, Derivatives, Fixed Income, Capital Markets, Portfolio Management, Asset Management, Hedge Funds, Alternative Investments, Investment Banking, Trading, Bonds, Securities
Education
New York University - Leonard N. Stern School of Business 1966 — 1973
Master of Business Administration (MBA), Finance, General
New York University 1964 — 1965
M. S., Civil Engineering
Manhattan College 1960 — 1964
B.S. (Civil Engineering), Civil Engineering
Rafferty Capital Markets LLC April 2015 - Present
Bengal Partners LLC June 2005 - April 2015
Asset Management Strategies 1999 - 2005
L.P. Cook 1997 - 1998
Nikko Securities 1991 - 1996
Smith Barney 1986 - 1991
Skills
Fixed Income Trading, yield curve analysis, Equities, Derivatives, Fixed Income, Capital Markets, Portfolio Management, Asset Management, Hedge Funds, Alternative Investments, Investment Banking, Trading, Bonds, Securities
Education
New York University - Leonard N. Stern School of Business 1966 — 1973
Master of Business Administration (MBA), Finance, General
New York University 1964 — 1965
M. S., Civil Engineering
Manhattan College 1960 — 1964
B.S. (Civil Engineering), Civil Engineering
Ty Toriello's Smith Barney Experience April 2004 - November 2010
Job Certified Financial Planner at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch April 2000 - Present
Smith Barney April 2004 - November 2010
Brunswick Corporation March 1995 - April 2000
Storage Tech January 1992 - March 1995
First Interstate Bank August 1989 - February 1992
Education
University of Tennessee-Knoxville 1999 — 2000
MBA, Mathematical Statistics and Probability
University of Denver 1989 — 1990
Bachelor of Business Administration (B.B.A.), Financial Planning and Services
Universitat Freiberg am Brisgau 1988 — 1989
German Language and Literature
Universität Wien / University of Vienna 1986 — 1987
German Language and Literature
Marquette University 1984 — 1986
Business/Managerial Economics
Merrill Lynch April 2000 - Present
Smith Barney April 2004 - November 2010
Brunswick Corporation March 1995 - April 2000
Storage Tech January 1992 - March 1995
First Interstate Bank August 1989 - February 1992
Education
University of Tennessee-Knoxville 1999 — 2000
MBA, Mathematical Statistics and Probability
University of Denver 1989 — 1990
Bachelor of Business Administration (B.B.A.), Financial Planning and Services
Universitat Freiberg am Brisgau 1988 — 1989
German Language and Literature
Universität Wien / University of Vienna 1986 — 1987
German Language and Literature
Marquette University 1984 — 1986
Business/Managerial Economics
David Beechler's Smith Barney Experience 2001 - 2011
Job Senior Vice PresidentWealth Management at UBS Financial Services Inc
Industry Financial Services
Lee Konopka's Smith Barney Experience May 1993 - January 2008
Job Senior Vice President
Industry Financial Services
Experience
UBS January 2008 - Present
Smith Barney May 1993 - January 2008
Education
Manhattanville College 1981 — 1985
Bachelor of Science (BS), Business/Managerial Economics
Rye Country Day School 1978 — 1981
UBS January 2008 - Present
Smith Barney May 1993 - January 2008
Education
Manhattanville College 1981 — 1985
Bachelor of Science (BS), Business/Managerial Economics
Rye Country Day School 1978 — 1981
Laura Massari's Smith Barney Experience June 2006 - January 2009
Job Financial Advisor, CFP at Axiom Capital Management
Industry Financial Services
Experience
Axiom Capital Management May 2011 - Present
Morgan Stanley Smith Barney January 2009 - May 2011
Smith Barney June 2006 - January 2009
Skills
Wealth Management, Technical Analysis, Retirement Planning, Personal Financial..., IRAs
Education
Marist College 2002 — 2006
Bachelor of Science (B.S.), Finance
Axiom Capital Management May 2011 - Present
Morgan Stanley Smith Barney January 2009 - May 2011
Smith Barney June 2006 - January 2009
Skills
Wealth Management, Technical Analysis, Retirement Planning, Personal Financial..., IRAs
Education
Marist College 2002 — 2006
Bachelor of Science (B.S.), Finance
Greg Poleon's Smith Barney Experience May 1997 - April 2001
Job Investment Advisor at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC April 2001 - Present
Smith Barney May 1997 - April 2001
Skills
Investments, Wealth Management, Portfolio Management, Retirement Planning, Equities, Mutual Funds, Strategic Financial..., Investment Advisory, Asset Management, Investment Strategies, Fixed Income, Asset Allocation, Securities, Retirement, Financial Analysis
Education
Medical University of South Carolina
Bachelor of Applied Science (BASc), Pharmacy
Securities America, Inc. Member FINRA/SIPC April 2001 - Present
Smith Barney May 1997 - April 2001
Skills
Investments, Wealth Management, Portfolio Management, Retirement Planning, Equities, Mutual Funds, Strategic Financial..., Investment Advisory, Asset Management, Investment Strategies, Fixed Income, Asset Allocation, Securities, Retirement, Financial Analysis
Education
Medical University of South Carolina
Bachelor of Applied Science (BASc), Pharmacy
Keith Porco, CFA's Smith Barney Experience April 2002 - June 2004
Job Executive Director at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley January 2015 - Present
Morgan Stanley Wealth Management January 2012 - Present
Morgan Stanley Wealth Management January 2010 - December 2011
Morgan Stanley Wealth Management January 2007 - December 2009
Morgan Stanley Wealth Management June 2004 - December 2006
Smith Barney April 2002 - June 2004
Skills
Microsoft Excel, Salesforce.com, Financial Modeling, Equities, Financial Analysis, Fixed Income, Investments, Portfolio Management, Series 7, Strategic Financial..., Wealth Management
Education
Manhattan College 1997 — 2001
Bachelor of Science (BS), Finance, General
Morgan Stanley January 2015 - Present
Morgan Stanley Wealth Management January 2012 - Present
Morgan Stanley Wealth Management January 2010 - December 2011
Morgan Stanley Wealth Management January 2007 - December 2009
Morgan Stanley Wealth Management June 2004 - December 2006
Smith Barney April 2002 - June 2004
Skills
Microsoft Excel, Salesforce.com, Financial Modeling, Equities, Financial Analysis, Fixed Income, Investments, Portfolio Management, Series 7, Strategic Financial..., Wealth Management
Education
Manhattan College 1997 — 2001
Bachelor of Science (BS), Finance, General
greg thayer's Smith Barney Experience February 1989 - June 2008
Job acct exec at Sunrise Credit Services
Industry Financial Services
Experience
Sunrise Credit Services MARKET OUR COMPANIES TO OTHER BUSINESSESacct execSunrise Credit ServicesSeptember 2010 - Present
Sunrise Credit Services September 2010 - Present
smith barney February 1989 - June 2008
Skills
Finance, Investments, Sales, New Business Development
Education
Marist College
Bachelor of Arts (BA), Communication and Media Studies
Sunrise Credit Services MARKET OUR COMPANIES TO OTHER BUSINESSESacct execSunrise Credit ServicesSeptember 2010 - Present
Sunrise Credit Services September 2010 - Present
smith barney February 1989 - June 2008
Skills
Finance, Investments, Sales, New Business Development
Education
Marist College
Bachelor of Arts (BA), Communication and Media Studies
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.