Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Sean Matthews Sean Matthews's Smith Barney Experience June 1996 - December 2003
Job Divisional Vice President at AIG
Industry Financial Services
Experience
AIG October 2014 - Present
AXA Equitable November 2010 - October 2014
Sun Life Financial January 2004 - November 2010
Smith Barney June 1996 - December 2003
Skills
Series 63, Mutual Funds, Series 7, Retirement Planning, Fixed Annuities, Wealth Management, Series 6, Investments, Retirement, Asset Allocation, 401k, Alternative Investments, Strategic Financial..., Securities, Insurance, FINRA, Life Insurance, Asset Management, Variable Annuities, Investment Advisory
Education
Belmont Abbey College 1988 — 1992
Bachelor of Business Administration (B.B.A.), Finance, General
AIG October 2014 - Present
AXA Equitable November 2010 - October 2014
Sun Life Financial January 2004 - November 2010
Smith Barney June 1996 - December 2003
Skills
Series 63, Mutual Funds, Series 7, Retirement Planning, Fixed Annuities, Wealth Management, Series 6, Investments, Retirement, Asset Allocation, 401k, Alternative Investments, Strategic Financial..., Securities, Insurance, FINRA, Life Insurance, Asset Management, Variable Annuities, Investment Advisory
Education
Belmont Abbey College 1988 — 1992
Bachelor of Business Administration (B.B.A.), Finance, General
Aaron Severson Aaron Severson's Smith Barney Experience April 2005 - May 2008
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2014 - Present
Morgan Stanley Wealth Management May 2008 - February 2014
Smith Barney April 2005 - May 2008
The First National Bank in Sioux Falls 2002 - 2004
Skills
401k Rollovers, Investments, Retirement Planning, Wealth Preservation..., Retirement Plan..., Asset Allocation, Concentrated Stock..., Securities, Fixed Income Strategies
Education
Augustana College (SD) 1996 — 2001
B.A., Professional Accountancy
Wells Fargo Advisors, LLC February 2014 - Present
Morgan Stanley Wealth Management May 2008 - February 2014
Smith Barney April 2005 - May 2008
The First National Bank in Sioux Falls 2002 - 2004
Skills
401k Rollovers, Investments, Retirement Planning, Wealth Preservation..., Retirement Plan..., Asset Allocation, Concentrated Stock..., Securities, Fixed Income Strategies
Education
Augustana College (SD) 1996 — 2001
B.A., Professional Accountancy
Brian M. Znoj, CFA Brian M. Znoj, CFA's Smith Barney Experience January 2000 - October 2007
Job Assistant Vice President, Portfolio Management Associate at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management October 2007 - Present
Smith Barney January 2000 - October 2007
Education
Bentley College 1996 — 2000
Bachelor's degree, Finance, General
Morgan Stanley Wealth Management October 2007 - Present
Smith Barney January 2000 - October 2007
Education
Bentley College 1996 — 2000
Bachelor's degree, Finance, General
James F. Norvell James F. Norvell's Smith Barney Experience March 1990 - August 2005
Job Senior Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James & Associates, Inc. September 2005 - Present
Smith Barney March 1990 - August 2005
Skills
Investments, Retirement..., Investments, Finance, Securities, Financial Analysis, Portfolio Management, Wealth Management, Retirement Planning, Series 7, Mutual Funds, Leadership, Financial Planning, Banking, Asset Management, Asset Allocation, Team Building, Management, Investment Advisory, Strategic Planning, Loans, Credit Analysis, Mortgage Lending, Underwriting, Credit, Risk Management, Alternative Investments, Commercial Lending, Commercial Banking
Education
Augusta State University - College of Business Administration 1981 — 1983
Bachelor's Degree, Accounting
Wake Forest University 1978 — 1981
Accounting
Raymond James & Associates, Inc. September 2005 - Present
Smith Barney March 1990 - August 2005
Skills
Investments, Retirement..., Investments, Finance, Securities, Financial Analysis, Portfolio Management, Wealth Management, Retirement Planning, Series 7, Mutual Funds, Leadership, Financial Planning, Banking, Asset Management, Asset Allocation, Team Building, Management, Investment Advisory, Strategic Planning, Loans, Credit Analysis, Mortgage Lending, Underwriting, Credit, Risk Management, Alternative Investments, Commercial Lending, Commercial Banking
Education
Augusta State University - College of Business Administration 1981 — 1983
Bachelor's Degree, Accounting
Wake Forest University 1978 — 1981
Accounting
Jeffrey R Freedman Jeffrey R Freedman's Smith Barney Experience April 1985 - February 1994
Job Energy Industry Financial Professional
Industry Oil & Energy
Experience
Petro River Oil Corp April 2011 - June 2013
Allis Chalmers Energy Corporation February 2007 - February 2010
Prudential Financial February 1994 - November 2001
Smith Barney April 1985 - February 1994
Skills
Corporate Finance, Financial Reporting, Energy, Private Equity, Mergers & Acquisitions, Financial Modeling, Strategic Planning, Accounting, Due Diligence, Divestitures, Valuation, Mergers, Budgets, Business Strategy, SEC filings, Business Planning, Joint Ventures, IPO, Financial Analysis, Venture Capital, Investment Banking, Finance, Contract Negotiation, Asset Managment, Business Development, Start-ups, Investor Relations, Negotiation
Education
NYU Stern School of Business
MBA, Finance Investments
Babson College
BSBA, Finance, General
Petro River Oil Corp April 2011 - June 2013
Allis Chalmers Energy Corporation February 2007 - February 2010
Prudential Financial February 1994 - November 2001
Smith Barney April 1985 - February 1994
Skills
Corporate Finance, Financial Reporting, Energy, Private Equity, Mergers & Acquisitions, Financial Modeling, Strategic Planning, Accounting, Due Diligence, Divestitures, Valuation, Mergers, Budgets, Business Strategy, SEC filings, Business Planning, Joint Ventures, IPO, Financial Analysis, Venture Capital, Investment Banking, Finance, Contract Negotiation, Asset Managment, Business Development, Start-ups, Investor Relations, Negotiation
Education
NYU Stern School of Business
MBA, Finance Investments
Babson College
BSBA, Finance, General
Nancy Woizeschke Nancy Woizeschke's Smith Barney Experience April 2000 - May 2005
Job Business Analyst
Industry Financial Services
Experience
Improving Enterprises President/CEOJuneau Convention and Visitors Bureau2013 - February 2015
Alaskan Brewing Company June 2005 - February 2013
Smith Barney April 2000 - May 2005
State of Alaska February 1998 - April 2000
Ameriprise Financial Services, Inc. 1986 - 1998
Skills
Marketing, Key Account Development, Beer, National Accounts, Microsoft Word, Budgets, Social Media Marketing, New Business Development, IRI, PowerPoint, Microsoft Excel, Social Media, Event Planning, Non-profits, Microsoft Office, Sales Management, Inventory Management, Restaurants, Alcoholic Beverages, Team Building, Sales, Food & Beverage, Merchandising, Nonprofits, Public Relations, Marketing Strategy, Strategic Planning, Beverage Industry, Forecasting, Product Development, Social Networking, Trade Shows, Event Management, Food, Customer Service, Account Management, Hospitality, Brand Management, Brewing, Brand Development, Market Research, Craft Beer, Direct Store Delivery, Advertising, Media Relations, Sponsorship, Competitive Analysis, Marketing Communications, Online Marketing
Education
Augsburg College
Windom Area High School
Improving Enterprises President/CEOJuneau Convention and Visitors Bureau2013 - February 2015
Alaskan Brewing Company June 2005 - February 2013
Smith Barney April 2000 - May 2005
State of Alaska February 1998 - April 2000
Ameriprise Financial Services, Inc. 1986 - 1998
Skills
Marketing, Key Account Development, Beer, National Accounts, Microsoft Word, Budgets, Social Media Marketing, New Business Development, IRI, PowerPoint, Microsoft Excel, Social Media, Event Planning, Non-profits, Microsoft Office, Sales Management, Inventory Management, Restaurants, Alcoholic Beverages, Team Building, Sales, Food & Beverage, Merchandising, Nonprofits, Public Relations, Marketing Strategy, Strategic Planning, Beverage Industry, Forecasting, Product Development, Social Networking, Trade Shows, Event Management, Food, Customer Service, Account Management, Hospitality, Brand Management, Brewing, Brand Development, Market Research, Craft Beer, Direct Store Delivery, Advertising, Media Relations, Sponsorship, Competitive Analysis, Marketing Communications, Online Marketing
Education
Augsburg College
Windom Area High School
Bill O'Sullivan Bill O'Sullivan's Smith Barney Experience 2004 - 2005
Job Senior Vice President at Access Distribution Partners
Industry Financial Services
Experience
Access Distribution Partners November 2012 - Present
Morgan Stanley Smith Barney 2009 - 2012
Citi 2008 - 2009
Citi 2007 - 2008
Citi 2005 - 2007
smith barney 2004 - 2005
Prudential Securities 2003 - 2004
Skills
Series 7, Series 63, Series 24, Alternative Investments, Platform Management, Wealth Management, Hedge Funds, Private Equity, Fund Of Funds, Sales Operations, Operations Management, Product Management, Platform Integration, Key Account Management
Education
City University of New York-Baruch College - Zicklin School of Business
MBA, Financee
Hofstra University
BBA, Finance
Access Distribution Partners November 2012 - Present
Morgan Stanley Smith Barney 2009 - 2012
Citi 2008 - 2009
Citi 2007 - 2008
Citi 2005 - 2007
smith barney 2004 - 2005
Prudential Securities 2003 - 2004
Skills
Series 7, Series 63, Series 24, Alternative Investments, Platform Management, Wealth Management, Hedge Funds, Private Equity, Fund Of Funds, Sales Operations, Operations Management, Product Management, Platform Integration, Key Account Management
Education
City University of New York-Baruch College - Zicklin School of Business
MBA, Financee
Hofstra University
BBA, Finance
Michael P. Evans, CFA Michael P. Evans, CFA's Smith Barney Experience 1994 - 1998
Job Equity Portfolio Specialist at Manulife Asset Management
Industry Investment Management
Experience
Manulife Asset Management February 2014 - Present
Management CV 2012 - 2014
Evercore Asset Management (and predecessors AG Asset Management, ForstmannLeff, and Schroders) 2002 - 2011
Gray Capital Management 1998 - 2002
Smith Barney 1994 - 1998
Skills
Equities, Fixed Income, Financial Modeling, Portfolio Management, Hedge Funds, Asset Management, Asset Allocation, Investment Banking, Investments, Valuation, Equity Research, Bloomberg, Investment Management, Alternative Investments, Investment Strategies, Economics, Capital Markets, Equity Valuation
Education
Boston College - Wallace E. Carroll Graduate School of Management
MSF, Finance, Investments
Bates College
BA, Economics
Manchester (NH) Central High School
Manulife Asset Management February 2014 - Present
Management CV 2012 - 2014
Evercore Asset Management (and predecessors AG Asset Management, ForstmannLeff, and Schroders) 2002 - 2011
Gray Capital Management 1998 - 2002
Smith Barney 1994 - 1998
Skills
Equities, Fixed Income, Financial Modeling, Portfolio Management, Hedge Funds, Asset Management, Asset Allocation, Investment Banking, Investments, Valuation, Equity Research, Bloomberg, Investment Management, Alternative Investments, Investment Strategies, Economics, Capital Markets, Equity Valuation
Education
Boston College - Wallace E. Carroll Graduate School of Management
MSF, Finance, Investments
Bates College
BA, Economics
Manchester (NH) Central High School
Katie Biondi's Smith Barney Experience April 1997 - August 1999
Job Owner at Wholesome Tummies of Collier
Industry Education Management
Experience
Wholesome Tummies of Collier November 2013 - Present
W.J. Bradley Mortgage Capital, LLC November 2011 - February 2013
MortgagEase August 1999 - October 2011
Smith Barney April 1997 - August 1999
Skills
Mortgage Lending, Real Estate, FHA, Refinance, Residential Mortgages, Loan Origination, Mortgage Banking
Education
Belmont Abbey College 1987 — 1991
Bachelor of Arts (B.A.), Elementary Education and Teaching
Naples High School 1983 — 1987
Wholesome Tummies of Collier November 2013 - Present
W.J. Bradley Mortgage Capital, LLC November 2011 - February 2013
MortgagEase August 1999 - October 2011
Smith Barney April 1997 - August 1999
Skills
Mortgage Lending, Real Estate, FHA, Refinance, Residential Mortgages, Loan Origination, Mortgage Banking
Education
Belmont Abbey College 1987 — 1991
Bachelor of Arts (B.A.), Elementary Education and Teaching
Naples High School 1983 — 1987
Chuck Hensley, CFP®, CRPC®'s Smith Barney Experience October 1984 - July 2009
Job CERTIFIED FINANCIAL PLANNER (TM) at Raymond James
Industry Financial Services
Experience
Raymond James July 2009 - Present
Smith Barney October 1984 - July 2009
Skills
Certified Financial...
Education
Ball State University 1975 — 1979
Raymond James July 2009 - Present
Smith Barney October 1984 - July 2009
Skills
Certified Financial...
Education
Ball State University 1975 — 1979
Billy Claunch Billy Claunch's Smith Barney Experience 2000 - 2003
Job Sales at Brindlee Mountain Fire
Industry Automotive
Experience
Brindlee Mountain Fire August 2003 - Present
Smith Barney 2000 - 2003
Skills
Sales Management, Operations Management, Marketing Strategy, Contract Negotiation, Sales, Strategic Financial..., Account Management, Cold Calling, Sales Process, Budgets, Team Leadership, Leadership, Strategic Planning, Manufacturing, New Business Development, Risk Management, Negotiation, Credit, Financial Analysis, Series 7, Customer Service, Inventory Management, Team Building, Sales Operations, Marketing, Direct Sales, Business Planning, Training, B2B, Forecasting, Pricing, Selling, Time Management, Automotive, Product Development, Customer Satisfaction, Customer Retention, Business Development
Education
Auburn University, College of Business 1994 — 1999
Finance, Construction, Finance
Brindlee Mountain Fire August 2003 - Present
Smith Barney 2000 - 2003
Skills
Sales Management, Operations Management, Marketing Strategy, Contract Negotiation, Sales, Strategic Financial..., Account Management, Cold Calling, Sales Process, Budgets, Team Leadership, Leadership, Strategic Planning, Manufacturing, New Business Development, Risk Management, Negotiation, Credit, Financial Analysis, Series 7, Customer Service, Inventory Management, Team Building, Sales Operations, Marketing, Direct Sales, Business Planning, Training, B2B, Forecasting, Pricing, Selling, Time Management, Automotive, Product Development, Customer Satisfaction, Customer Retention, Business Development
Education
Auburn University, College of Business 1994 — 1999
Finance, Construction, Finance
Michael Radon, CFA Michael Radon, CFA's Smith Barney Experience February 2006 - July 2006
Job Relationship Manager & Portfolio Consultant, OppenheimerFunds
Industry Investment Management
Experience
OppenheimerFunds June 2015 - Present
Northern Trust Asset Management June 2013 - May 2015
Northern Trust Asset Management November 2009 - June 2013
Northern Trust Asset Management November 2007 - November 2009
Amerijet International July 2006 - December 2006
Smith Barney February 2006 - July 2006
Skills
Portfolio Management, Investment Management, Fixed Income, Fund Of Funds, Asset Allocation, Investment Strategies, Alternative Investments, Equities, Relationship Management
Education
Barry University 2003 — 2007
B.S., Finance
New York Society of Security Analyst - Level I, II & III CFA courses
OppenheimerFunds June 2015 - Present
Northern Trust Asset Management June 2013 - May 2015
Northern Trust Asset Management November 2009 - June 2013
Northern Trust Asset Management November 2007 - November 2009
Amerijet International July 2006 - December 2006
Smith Barney February 2006 - July 2006
Skills
Portfolio Management, Investment Management, Fixed Income, Fund Of Funds, Asset Allocation, Investment Strategies, Alternative Investments, Equities, Relationship Management
Education
Barry University 2003 — 2007
B.S., Finance
New York Society of Security Analyst - Level I, II & III CFA courses
Dennis Demuth, MBA, CFP® Dennis Demuth, MBA, CFP®'s Smith Barney Experience March 2002 - November 2008
Job Investment Advisor Representative at Vaillancourt and Pescatore Financial Group, LLC
Industry Financial Services
Experience
Vaillancourt and Pescatore Financial Group, LLC November 2014 - Present
Ameriprise Financial Services, Inc. November 2008 - November 2014
Smith Barney March 2002 - November 2008
Merrill Lynch September 1996 - March 2002
USTrust July 1987 - September 1996
Arlington Trust Company February 1978 - July 1987
Skills
Retirement Planning, Investment Advisory, Investment Strategies, Stocks, Bonds, Mutual Funds, Wealth Management, Life Insurance, Disability Insurance, Term Life Insurance, Tax Advisory
Education
Babson College
Master of Business Administration (MBA)
Merrimack College
Bachelor of Arts (BA)
Penn State University
Master of Public Administration (MPA)
Vaillancourt and Pescatore Financial Group, LLC November 2014 - Present
Ameriprise Financial Services, Inc. November 2008 - November 2014
Smith Barney March 2002 - November 2008
Merrill Lynch September 1996 - March 2002
USTrust July 1987 - September 1996
Arlington Trust Company February 1978 - July 1987
Skills
Retirement Planning, Investment Advisory, Investment Strategies, Stocks, Bonds, Mutual Funds, Wealth Management, Life Insurance, Disability Insurance, Term Life Insurance, Tax Advisory
Education
Babson College
Master of Business Administration (MBA)
Merrimack College
Bachelor of Arts (BA)
Penn State University
Master of Public Administration (MPA)
Lisa Nickerson's Smith Barney Experience 1996 - 1997
Job Founder & Principal Nickerson PR
Industry Public Relations and Communications
Experience
Nickerson PR May 2003 - Present
Nickerson Real Estate Partners July 2013 - Present
The Preserve at Bay Club LLC August 2013 - Present
Campanelli February 2011 - December 2011
The Codman Company September 1997 - January 2002
The Codman Company 2002 - 2002
Smith Barney 1996 - 1997
Skills
Business Development, Marketing Strategy, Public Relations, Real Estate, Strategic Planning, Social Media, Social Media Marketing, Marketing, Marketing Communications, Strategic Partnerships, Entrepreneurship, Market Research, Strategy, Management, Integrated Marketing, Advertising, New Business Development, Sales, Commercial Real Estate, Leadership, Real Estate Development, Creative Direction, Strategic Public..., Retail, Brand Development, Event Management, Fundraising, Press Releases, Nonprofits, Event Planning, Email Marketing, Online Marketing, Sales Management, Online Advertising, Start-ups, Social Networking, Lead Generation, Direct Marketing, Digital Marketing, Small Business, Facebook, Strategic Communications, Media Relations
Education
Boston College 1992 — 1995
BS, Marketing & Finance
Babson College - Franklin W. Olin Graduate School of Business
MBA -in progress
Boston University
Certificate of Real Estate, Real Estate
Milford Area Senior High School 1987 — 1991
Nickerson PR May 2003 - Present
Nickerson Real Estate Partners July 2013 - Present
The Preserve at Bay Club LLC August 2013 - Present
Campanelli February 2011 - December 2011
The Codman Company September 1997 - January 2002
The Codman Company 2002 - 2002
Smith Barney 1996 - 1997
Skills
Business Development, Marketing Strategy, Public Relations, Real Estate, Strategic Planning, Social Media, Social Media Marketing, Marketing, Marketing Communications, Strategic Partnerships, Entrepreneurship, Market Research, Strategy, Management, Integrated Marketing, Advertising, New Business Development, Sales, Commercial Real Estate, Leadership, Real Estate Development, Creative Direction, Strategic Public..., Retail, Brand Development, Event Management, Fundraising, Press Releases, Nonprofits, Event Planning, Email Marketing, Online Marketing, Sales Management, Online Advertising, Start-ups, Social Networking, Lead Generation, Direct Marketing, Digital Marketing, Small Business, Facebook, Strategic Communications, Media Relations
Education
Boston College 1992 — 1995
BS, Marketing & Finance
Babson College - Franklin W. Olin Graduate School of Business
MBA -in progress
Boston University
Certificate of Real Estate, Real Estate
Milford Area Senior High School 1987 — 1991
Jodie-Beth Galos, Esq., SPHR Jodie-Beth Galos, Esq., SPHR's Smith Barney Experience 1900 - 1900
Job Galos & Associates, LLC: Human Resources Risk Management
Industry Professional Training & Coaching
Experience
Galos & Associates, LLC June 1996 - Present
Citadel School of Business Administration Mentor Association August 2011 - September 2012
Inscape Publishing 1996 - 2011
National Seminars Group 1900 - 1900
UnitedHealth Group 1900 - 1900
Smith Barney 1900 - 1900
Saks Fifth Avenue 1900 - 1900
Jackson Lewis LLP 1900 - 1900
Shearson Lehman Brothers 1900 - 1900
Skills
Leadership Development, Public Speaking, Coaching, Executive Coaching, Organizational..., Team Building, Leadership, Conflict Resolution, Non-profits, Change Management, Career Development, Performance Management, Training, Management Consulting, Employment and Labor Law, Workplace Investigation, Personal Development, Consulting, Employee Training, Time Management, Program Management, Instructional Design, Staff Development, Strategic Planning, Team Leadership, Employee Relations, Human Resources, Workshop Facilitation, Employment Law
Education
Brighton High School 1965 — 1969
Barnard College 1900 — 1900
BA
Boston University School of Law 1900 — 1900
JD
Galos & Associates, LLC June 1996 - Present
Citadel School of Business Administration Mentor Association August 2011 - September 2012
Inscape Publishing 1996 - 2011
National Seminars Group 1900 - 1900
UnitedHealth Group 1900 - 1900
Smith Barney 1900 - 1900
Saks Fifth Avenue 1900 - 1900
Jackson Lewis LLP 1900 - 1900
Shearson Lehman Brothers 1900 - 1900
Skills
Leadership Development, Public Speaking, Coaching, Executive Coaching, Organizational..., Team Building, Leadership, Conflict Resolution, Non-profits, Change Management, Career Development, Performance Management, Training, Management Consulting, Employment and Labor Law, Workplace Investigation, Personal Development, Consulting, Employee Training, Time Management, Program Management, Instructional Design, Staff Development, Strategic Planning, Team Leadership, Employee Relations, Human Resources, Workshop Facilitation, Employment Law
Education
Brighton High School 1965 — 1969
Barnard College 1900 — 1900
BA
Boston University School of Law 1900 — 1900
JD
Albert Q. Moy's Smith Barney Experience September 2005 - December 2006
Job Account Supervisor at Hudson Rouge
Industry Marketing and Advertising
Experience
Hudson Rouge September 2014 - Present
BBDO February 2012 - August 2014
Party4aCause (Non-Profit) October 2011 - November 2013
Ogilvy & Mather April 2011 - February 2012
BBDO April 2010 - April 2011
BBDO August 2008 - April 2010
NYCMovieScreenings January 2008 - August 2008
BBDO December 2007 - August 2008
Moy's Enterprises November 2006 - January 2008
Smith Barney September 2005 - December 2006
Skills
Rich Media, Outdoor Advertising, Mobile, Event Marketing, Radio, Television, IAD, Advertising, Online Advertising, Interactive Marketing, Integrated Marketing, Digital Marketing, Digital Media, Social Media Marketing, Client Service, Social Media, Client Services
Education
City University of New York-Baruch College 2003 — 2008
Bachelor of Science, Corporate Communications
Francis Lewis High School 2000 — 2003
Bachelor of Science, Corporate Communications
Hudson Rouge September 2014 - Present
BBDO February 2012 - August 2014
Party4aCause (Non-Profit) October 2011 - November 2013
Ogilvy & Mather April 2011 - February 2012
BBDO April 2010 - April 2011
BBDO August 2008 - April 2010
NYCMovieScreenings January 2008 - August 2008
BBDO December 2007 - August 2008
Moy's Enterprises November 2006 - January 2008
Smith Barney September 2005 - December 2006
Skills
Rich Media, Outdoor Advertising, Mobile, Event Marketing, Radio, Television, IAD, Advertising, Online Advertising, Interactive Marketing, Integrated Marketing, Digital Marketing, Digital Media, Social Media Marketing, Client Service, Social Media, Client Services
Education
City University of New York-Baruch College 2003 — 2008
Bachelor of Science, Corporate Communications
Francis Lewis High School 2000 — 2003
Bachelor of Science, Corporate Communications
Stacy Chen's Smith Barney Experience March 2003 - August 2003
Job Finance Manager, AB InBev
Industry Consumer Goods
Experience
AB InBev August 2013 - Present
SloanGear May 2012 - June 2013
Citi June 2012 - August 2012
Deloitte & Touche LLP September 2006 - March 2011
Bell & Company LLP February 2004 - March 2006
Smith Barney March 2003 - August 2003
Skills
Valuation, Auditing, GAAP, CPA, Financial Modeling, Financial Analysis, Corporate Finance, Accounting, Due Diligence, Microsoft Excel, Business Strategy, Financial Reporting, Project Management, Management Consulting, Mergers, PowerPoint, Sarbanes-Oxley Act, Analysis, Finance, Mergers & Acquisitions
Education
MIT Sloan School of Management 2011 — 2013
MBA, Finance Track
Macaulay Honors College - Baruch Campus 2002 — 2006
BBA, Accountancy
Fudan University 2004 — 2004
n/a, Mandarin
AB InBev August 2013 - Present
SloanGear May 2012 - June 2013
Citi June 2012 - August 2012
Deloitte & Touche LLP September 2006 - March 2011
Bell & Company LLP February 2004 - March 2006
Smith Barney March 2003 - August 2003
Skills
Valuation, Auditing, GAAP, CPA, Financial Modeling, Financial Analysis, Corporate Finance, Accounting, Due Diligence, Microsoft Excel, Business Strategy, Financial Reporting, Project Management, Management Consulting, Mergers, PowerPoint, Sarbanes-Oxley Act, Analysis, Finance, Mergers & Acquisitions
Education
MIT Sloan School of Management 2011 — 2013
MBA, Finance Track
Macaulay Honors College - Baruch Campus 2002 — 2006
BBA, Accountancy
Fudan University 2004 — 2004
n/a, Mandarin
Roger Balser Roger Balser's Smith Barney Experience 1991 - 2000
Job Nationally Published Author Managing Partner and Chief Investment Officer at Balser Wealth Management, LLC
Industry Investment Management
Experience
Balser Wealth Management, LLC October 2005 - Present
Balser Wealth Management, LLC January 2005 - Present
McDonald Investments 2000 - 2004
smith barney 1991 - 2000
EF Hutton 1986 - 1988
Skills
Private Equity, Investments, Wealth Management, Portfolio Management, Strategy, Risk Management, Alternative Investments, Venture Capital, Hedge Funds, Equities, Asset Managment, Investment Management, Mergers
Education
Baldwin Wallace College 1982 — 1985
Bachelor, Economics
Earlham College 1981 — 1981
Elyria High School 1978 — 1980
Balser Wealth Management, LLC October 2005 - Present
Balser Wealth Management, LLC January 2005 - Present
McDonald Investments 2000 - 2004
smith barney 1991 - 2000
EF Hutton 1986 - 1988
Skills
Private Equity, Investments, Wealth Management, Portfolio Management, Strategy, Risk Management, Alternative Investments, Venture Capital, Hedge Funds, Equities, Asset Managment, Investment Management, Mergers
Education
Baldwin Wallace College 1982 — 1985
Bachelor, Economics
Earlham College 1981 — 1981
Elyria High School 1978 — 1980
Missy Reichert, CFP® Missy Reichert, CFP®'s Smith Barney Experience 2002 - 2005
Job .
Industry Financial Services
Experience
Oxford Financial Group April 2008 - June 2015
National City Bank December 2005 - April 2008
Smith Barney 2002 - 2005
Skills
Wealth Management, Investments, Asset Allocation, Portfolio Management, Alternative Investments, Strategic Financial..., Investment Advisory, Asset Managment, Financial Analysis, Retirement Planning, High Net Worth..., CRM, Asset Management, Strategic Planning, Retirement, Investment Strategies, Financial Planning
Education
College for Financial Planning 2011 — 2012
Certified Financial Planner designation, CFP course work
Ball State University - College of Business 1999 — 2001
Bachelor Science, Finance
University of Cincinnati 1997 — 1999
Finance, General
Oxford Financial Group April 2008 - June 2015
National City Bank December 2005 - April 2008
Smith Barney 2002 - 2005
Skills
Wealth Management, Investments, Asset Allocation, Portfolio Management, Alternative Investments, Strategic Financial..., Investment Advisory, Asset Managment, Financial Analysis, Retirement Planning, High Net Worth..., CRM, Asset Management, Strategic Planning, Retirement, Investment Strategies, Financial Planning
Education
College for Financial Planning 2011 — 2012
Certified Financial Planner designation, CFP course work
Ball State University - College of Business 1999 — 2001
Bachelor Science, Finance
University of Cincinnati 1997 — 1999
Finance, General
Fabio Bari's Smith Barney Experience May 2005 - July 2005
Job CRM Manager at Ermenegildo Zegna
Industry Luxury Goods & Jewelry
Experience
Ermenegildo Zegna August 2013 - Present
Ermenegildo Zegna May 2012 - August 2013
SDA Bocconi School of Management October 2010 - December 2011
Louis Vuitton June 2011 - August 2011
Luxottica March 2009 - July 2010
Luxottica Group February 2008 - April 2009
Wachovia Securities August 2007 - October 2007
Chapdelaine & Co. May 2006 - August 2006
Smith Barney May 2005 - July 2005
Skills
Competitive Analysis, CRM, Financial Analysis, Budgets, Management, Forecasting, Product Management, Fashion Design, Business Process..., Sales, Finance, Sales Operations, Marketing, Merchandising
Education
SDA Bocconi 2010 — 2011
MBA, Strategy
Bentley University 2003 — 2007
BS, Finance
University of Vienna 2006 — 2006
International Accounting and Finance
University St. Thomas Acquinas 2005 — 2005
Italian History and Politics
Ermenegildo Zegna August 2013 - Present
Ermenegildo Zegna May 2012 - August 2013
SDA Bocconi School of Management October 2010 - December 2011
Louis Vuitton June 2011 - August 2011
Luxottica March 2009 - July 2010
Luxottica Group February 2008 - April 2009
Wachovia Securities August 2007 - October 2007
Chapdelaine & Co. May 2006 - August 2006
Smith Barney May 2005 - July 2005
Skills
Competitive Analysis, CRM, Financial Analysis, Budgets, Management, Forecasting, Product Management, Fashion Design, Business Process..., Sales, Finance, Sales Operations, Marketing, Merchandising
Education
SDA Bocconi 2010 — 2011
MBA, Strategy
Bentley University 2003 — 2007
BS, Finance
University of Vienna 2006 — 2006
International Accounting and Finance
University St. Thomas Acquinas 2005 — 2005
Italian History and Politics
Michael Brochstein's Smith Barney Experience October 1994 - April 1997
Job Corporate Sustainability / Project Manager
Industry Environmental Services
Experience
Environmental Defense Fund May 2014 - August 2014
JBFCS (Jewish Board of Family & Children's Services) September 1998 - January 2013
Federal Reserve Bank of New York May 1997 - February 1998
Goldman Sachs March 1997 - April 1997
Smith Barney October 1994 - April 1997
Merrill Lynch November 1992 - September 1994
Chase Manhattan Bank April 1991 - August 1991
Deloitte & Touche January 1991 - March 1991
Skills
Vendor Management, IT Strategy, Project Management, Program Management, Leadership, System Administration, Management, Process Improvement, Integration, Strategic Planning, Data Center, Healthcare Information..., Event Planning, Business Analysis, IT Management, Information Technology, Team Building, Budgets, Network Administration, Nonprofits, Event Management, Databases, Business Intelligence, Visio, Department Budgeting, Procurement, Help Desk Implementation, Unix, Microsoft Exchange, Database Administration, Telecommunications, Enterprise IT..., Enterprise IT Strategy, Technology Management, Technology Integration, Technology Architecture, Audio Visual Integration, Video Conferencing, Data Centre Architecture, Photoshop, Lightroom, Pagemaker, Expression Web, InDesign, SysAid, Outsourcing, Sustainability, Sustainable Energy, Sustainability..., LEED
Education
Columbia University in the City of New York
Master's Degree, Sustainability Management, GPA: 3.7
City University of New York-Baruch College
MBA, Marketing
Columbia University in the City of New York
MS, Computer Science
Columbia University in the City of New York
BS, Computer Science
Edward R. Murrow High School
Environmental Defense Fund May 2014 - August 2014
JBFCS (Jewish Board of Family & Children's Services) September 1998 - January 2013
Federal Reserve Bank of New York May 1997 - February 1998
Goldman Sachs March 1997 - April 1997
Smith Barney October 1994 - April 1997
Merrill Lynch November 1992 - September 1994
Chase Manhattan Bank April 1991 - August 1991
Deloitte & Touche January 1991 - March 1991
Skills
Vendor Management, IT Strategy, Project Management, Program Management, Leadership, System Administration, Management, Process Improvement, Integration, Strategic Planning, Data Center, Healthcare Information..., Event Planning, Business Analysis, IT Management, Information Technology, Team Building, Budgets, Network Administration, Nonprofits, Event Management, Databases, Business Intelligence, Visio, Department Budgeting, Procurement, Help Desk Implementation, Unix, Microsoft Exchange, Database Administration, Telecommunications, Enterprise IT..., Enterprise IT Strategy, Technology Management, Technology Integration, Technology Architecture, Audio Visual Integration, Video Conferencing, Data Centre Architecture, Photoshop, Lightroom, Pagemaker, Expression Web, InDesign, SysAid, Outsourcing, Sustainability, Sustainable Energy, Sustainability..., LEED
Education
Columbia University in the City of New York
Master's Degree, Sustainability Management, GPA: 3.7
City University of New York-Baruch College
MBA, Marketing
Columbia University in the City of New York
MS, Computer Science
Columbia University in the City of New York
BS, Computer Science
Edward R. Murrow High School
Jon Crudale Jon Crudale's Smith Barney Experience November 1999 - February 2000
Job J.C. Evergreen Properties L.L.C.
Industry Real Estate
Experience
J.C. Evergreen Properties L.L.C. September 2013 - Present
Independent Music Professional 1987 - Present
Opus Northwest - Stadium Village Flats November 2011 - August 2012
Coldwell Banker Burnet 2004 - June 2010
Opus Northwest January 2009 - July 2009
Opus Northwest January 2008 - February 2009
Opus Northwest June 2006 - January 2008
Smith Barney November 1999 - February 2000
Skills
Sales Management, Marketing Strategy, Music, Event Planning, Public Relations, Social Media Marketing, Real Estate, Marketing, Residential Homes, Investment Properties, Sales, Sellers, Negotiation, Management, Condos, Customer Service, Real Estate Development, Townhomes, Advertising, Construction, Property, Leases, Contract Negotiation, Social Networking, Online Marketing, Selling, Event Management, Marketing Communications, Strategic Planning, Email Marketing, Team Building, Digital Marketing, Entrepreneurship, Direct Marketing, Training, ABR, Business Development, Project Management, Entertainment
Education
McNally Smith College of Music 2002 — 2004
AAS (Associate of Applied Science) Guitar Performance, Guitar
Augsburg College 2001 — 2002
Marketing
Northeastern University 1997 — 2000
Marketing
Mount Saint Charles Academy 1991 — 1997
J.C. Evergreen Properties L.L.C. September 2013 - Present
Independent Music Professional 1987 - Present
Opus Northwest - Stadium Village Flats November 2011 - August 2012
Coldwell Banker Burnet 2004 - June 2010
Opus Northwest January 2009 - July 2009
Opus Northwest January 2008 - February 2009
Opus Northwest June 2006 - January 2008
Smith Barney November 1999 - February 2000
Skills
Sales Management, Marketing Strategy, Music, Event Planning, Public Relations, Social Media Marketing, Real Estate, Marketing, Residential Homes, Investment Properties, Sales, Sellers, Negotiation, Management, Condos, Customer Service, Real Estate Development, Townhomes, Advertising, Construction, Property, Leases, Contract Negotiation, Social Networking, Online Marketing, Selling, Event Management, Marketing Communications, Strategic Planning, Email Marketing, Team Building, Digital Marketing, Entrepreneurship, Direct Marketing, Training, ABR, Business Development, Project Management, Entertainment
Education
McNally Smith College of Music 2002 — 2004
AAS (Associate of Applied Science) Guitar Performance, Guitar
Augsburg College 2001 — 2002
Marketing
Northeastern University 1997 — 2000
Marketing
Mount Saint Charles Academy 1991 — 1997
Sheila Chun Sheila Chun's Smith Barney Experience January 1989 - February 1990
Job Treasures International
Industry Luxury Goods & Jewelry
Experience
Treasures International February 1995 - July 2011
Smith Barney January 1989 - February 1990
Bear Stearns August 1988 - January 1989
Skills
Management, Marketing Strategy, Financial Planning, Business Strategy, Product Development, Sourcing & Procurement, Social Networking, Advertising, Administration, Budgeting, Customer Relations, E-commerce, Inventory Management, Online Marketing, Purchasing, Retail, Problem Solving, Strategic Planning, Vendor Management, Inside Sales, Sales Management, Direct Sales, Budgets, Marketing, Customer Service, Diamonds, Finance, Leadership, Real Estate, New Business Development, Strategic Financial...
Education
MTI Forex Currency Trading 2011 — 2012
Currency Trading
Beijing Language and Culture University
Mandarin / Korean Language Studies
Emory University
Bachelor of Arts, Economics and Music (Piano)
GIA Gemological Institute of America
Certification, Diamond Grading Gemologist
Georgia State University - J. Mack Robinson College of Business
Master of Science, Finance
OTA Trading Academy
Certification, Futures, Options, Technical Analysis, Stocks, Platform Immersion
Treasures International February 1995 - July 2011
Smith Barney January 1989 - February 1990
Bear Stearns August 1988 - January 1989
Skills
Management, Marketing Strategy, Financial Planning, Business Strategy, Product Development, Sourcing & Procurement, Social Networking, Advertising, Administration, Budgeting, Customer Relations, E-commerce, Inventory Management, Online Marketing, Purchasing, Retail, Problem Solving, Strategic Planning, Vendor Management, Inside Sales, Sales Management, Direct Sales, Budgets, Marketing, Customer Service, Diamonds, Finance, Leadership, Real Estate, New Business Development, Strategic Financial...
Education
MTI Forex Currency Trading 2011 — 2012
Currency Trading
Beijing Language and Culture University
Mandarin / Korean Language Studies
Emory University
Bachelor of Arts, Economics and Music (Piano)
GIA Gemological Institute of America
Certification, Diamond Grading Gemologist
Georgia State University - J. Mack Robinson College of Business
Master of Science, Finance
OTA Trading Academy
Certification, Futures, Options, Technical Analysis, Stocks, Platform Immersion
Dave Breakstone's Smith Barney Experience June 2006 - July 2009
Job Head of Citigold Wealth Management Sales Operations Citibank
Industry Financial Services
Experience
Citigroup 2011 - Present
Citigroup - Personal Wealth Management 2009 - December 2011
Smith Barney June 2006 - July 2009
Smith Barney - Corporate Client Group September 2004 - June 2006
Smith Barney Corporate Client Group September 2002 - December 2004
Knight Securities 2000 - 2002
Skills
New Business Development, Sales Management, Business Strategy, Wealth Management, Equity Compensation, Product Development, Compensation, Business Analysis, Salesforce.com, MIS, Investments, Strategy, Business Development, Selling, Leadership, CRM, Deferred Compensation, Finance, Equities, Financial Services, Management, Investment Advisory
Education
Tufts University 1992 — 1997
BA, Political Science
Babson College 1997 — 2000
MBA, Marketing, Entrepreneurship
Citigroup 2011 - Present
Citigroup - Personal Wealth Management 2009 - December 2011
Smith Barney June 2006 - July 2009
Smith Barney - Corporate Client Group September 2004 - June 2006
Smith Barney Corporate Client Group September 2002 - December 2004
Knight Securities 2000 - 2002
Skills
New Business Development, Sales Management, Business Strategy, Wealth Management, Equity Compensation, Product Development, Compensation, Business Analysis, Salesforce.com, MIS, Investments, Strategy, Business Development, Selling, Leadership, CRM, Deferred Compensation, Finance, Equities, Financial Services, Management, Investment Advisory
Education
Tufts University 1992 — 1997
BA, Political Science
Babson College 1997 — 2000
MBA, Marketing, Entrepreneurship
James Pinzker James Pinzker's Smith Barney Experience December 1998 - April 2006
Job Senior Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. April 2012 - Present
UBS April 2006 - May 2012
Smith Barney December 1998 - April 2006
Merrill Lynch July 1994 - December 1998
Skills
Investments, Wealth Management..., Securities, Asset Allocation, Investment Strategies, Risk Management..., Retirement-Plan...
Education
Benedictine University 1992 — 1994
MBA, Finance, Organizational Development
Elmhurst College 1988 — 1992
B.S., Marketing, Finance
Driscoll Catholic High School
Oppenheimer & Co. Inc. April 2012 - Present
UBS April 2006 - May 2012
Smith Barney December 1998 - April 2006
Merrill Lynch July 1994 - December 1998
Skills
Investments, Wealth Management..., Securities, Asset Allocation, Investment Strategies, Risk Management..., Retirement-Plan...
Education
Benedictine University 1992 — 1994
MBA, Finance, Organizational Development
Elmhurst College 1988 — 1992
B.S., Marketing, Finance
Driscoll Catholic High School
Lolita Gamz Lolita Gamz's Smith Barney Experience September 2010 - August 2012
Job Senior Associate at John Jay College
Industry Information Technology and Services
Experience
John Jay College August 2012 - Present
Smith Barney September 2010 - August 2012
Exegen Services May 2006 - November 2009
Citi May 1999 - April 2006
Bear Stearns February 1996 - May 1999
Skills
SDLC, Business Analysis, Requirements Analysis, User Acceptance Testing, Requirements Gathering, SQL, Visio, Business Requirements, Agile Methodologies, Microsoft SQL Server, SharePoint, Data Warehousing, Software Project..., Quality Center, DB2, Mainframe
Education
Azerbaijan State Oil Academy 1983 — 1989
Master, Applied Mathematics and Computer Science
John Jay College August 2012 - Present
Smith Barney September 2010 - August 2012
Exegen Services May 2006 - November 2009
Citi May 1999 - April 2006
Bear Stearns February 1996 - May 1999
Skills
SDLC, Business Analysis, Requirements Analysis, User Acceptance Testing, Requirements Gathering, SQL, Visio, Business Requirements, Agile Methodologies, Microsoft SQL Server, SharePoint, Data Warehousing, Software Project..., Quality Center, DB2, Mainframe
Education
Azerbaijan State Oil Academy 1983 — 1989
Master, Applied Mathematics and Computer Science
Erica Bonner Erica Bonner's Smith Barney Experience November 1995 - May 2001
Job Financial Services Professional
Industry Financial Services
Experience
Citi May 2001 - July 2011
SMITH BARNEY November 1995 - May 2001
JP Morgan May 1989 - March 1995
Skills
Trading, Fixed Income, Securities, Middle Office, Electronic Trading, Emerging Markets, FX Options, Swaps, Series 7, Back Office, Bonds, Financial Services, Foreign Exchange, Bloomberg
Education
Baruch College 2004 — 2007
BBA, Finance
Borough of Manhattan Community College 2001 — 2004
AAS, Business Management
Citi May 2001 - July 2011
SMITH BARNEY November 1995 - May 2001
JP Morgan May 1989 - March 1995
Skills
Trading, Fixed Income, Securities, Middle Office, Electronic Trading, Emerging Markets, FX Options, Swaps, Series 7, Back Office, Bonds, Financial Services, Foreign Exchange, Bloomberg
Education
Baruch College 2004 — 2007
BBA, Finance
Borough of Manhattan Community College 2001 — 2004
AAS, Business Management
Tara Symlar Tara Symlar's Smith Barney Experience September 2002 - May 2004
Job Client Service Representative at CHS
Industry Financial Services
Experience
CHS 2013 - Present
Stock & Option Solutions June 2012 - March 2013
UBS Financial Services July 2008 - July 2012
UBS Financial Services March 2007 - July 2008
UBS Financial Services May 2004 - March 2007
Smith Barney September 2002 - May 2004
Mastrapasqua & Associates March 2002 - July 2002
Deutsche Bank September 1998 - March 2002
JC Bradford and Sons January 1997 - September 1998
J.C April 1992 - April 1996
Skills
Leadership, Options, Teaching, Securities, Financial Services, Financial Reporting, Series 7, Management, Data Analysis, Equities, Process Improvement
Education
University of Phoenix 2007 — 2009
Master, Business Administration
Austin Peay State University 1992 — 1996
Bachelor of Business Administration, Concentration Finance
CHS 2013 - Present
Stock & Option Solutions June 2012 - March 2013
UBS Financial Services July 2008 - July 2012
UBS Financial Services March 2007 - July 2008
UBS Financial Services May 2004 - March 2007
Smith Barney September 2002 - May 2004
Mastrapasqua & Associates March 2002 - July 2002
Deutsche Bank September 1998 - March 2002
JC Bradford and Sons January 1997 - September 1998
J.C April 1992 - April 1996
Skills
Leadership, Options, Teaching, Securities, Financial Services, Financial Reporting, Series 7, Management, Data Analysis, Equities, Process Improvement
Education
University of Phoenix 2007 — 2009
Master, Business Administration
Austin Peay State University 1992 — 1996
Bachelor of Business Administration, Concentration Finance
Stu Joseph Stu Joseph's Smith Barney Experience 1996 - 1997
Job Process Manager Metrics; at Chubb
Industry Insurance
Experience
Chubb December 2010 - Present
Chubb October 2001 - December 2010
BASF July 1997 - June 2001
Smith Barney 1996 - 1997
Enviroplan 1991 - 1996
Neles-Jamesbury 1990 - 1991
Yankee Atomic Electric 1982 - 1990
Skills
Insurance, SDLC, Process Improvement, Cross-functional Team..., Change Management, Leadership, Business Analysis, Risk Management, IT Strategy, Project Management, Team Leadership, Requirements Analysis, Vendor Management, Software Development, PMO, Business Process..., PMP, Integration, Visio, Enterprise Architecture, Project Portfolio..., Software Project..., Recruiting, IT Management, Requirements Gathering, Program Management, Outsourcing, Business Process, Business Intelligence, Resource Management, MS Project, IT Service Management, People Skills, Project Delivery
Education
Babson College - Franklin W. Olin Graduate School of Business 1984 — 1990
MBA, Business
Worcester Polytechnic Institute 1978 — 1982
BSEE, Electrical Engineering
Chubb December 2010 - Present
Chubb October 2001 - December 2010
BASF July 1997 - June 2001
Smith Barney 1996 - 1997
Enviroplan 1991 - 1996
Neles-Jamesbury 1990 - 1991
Yankee Atomic Electric 1982 - 1990
Skills
Insurance, SDLC, Process Improvement, Cross-functional Team..., Change Management, Leadership, Business Analysis, Risk Management, IT Strategy, Project Management, Team Leadership, Requirements Analysis, Vendor Management, Software Development, PMO, Business Process..., PMP, Integration, Visio, Enterprise Architecture, Project Portfolio..., Software Project..., Recruiting, IT Management, Requirements Gathering, Program Management, Outsourcing, Business Process, Business Intelligence, Resource Management, MS Project, IT Service Management, People Skills, Project Delivery
Education
Babson College - Franklin W. Olin Graduate School of Business 1984 — 1990
MBA, Business
Worcester Polytechnic Institute 1978 — 1982
BSEE, Electrical Engineering
Edward Tarallo Edward Tarallo's Smith Barney Experience October 1989 - June 1994
Job Managing Directorinvestments Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 2008 - Present
UBS AG. July 1994 - November 2008
Smith Barney October 1989 - June 1994
Education
Baruch College, City University of New York (CUNY) 1978 — 1982
BBA, Finance & Investments
Liceo Scientifico 1971 — 1976
Baccalaureate
Wells Fargo Advisors, LLC November 2008 - Present
UBS AG. July 1994 - November 2008
Smith Barney October 1989 - June 1994
Education
Baruch College, City University of New York (CUNY) 1978 — 1982
BBA, Finance & Investments
Liceo Scientifico 1971 — 1976
Baccalaureate
Roland Jean Roland Jean's Smith Barney Experience May 1996 - July 1998
Job Experienced Sourcing Professional
Industry Financial Services
Experience
Kingsview Realty August 2012 - Present
RYJ Management, Inc. June 2007 - Present
New York Life Insurance Company July 2013 - January 2014
CA Technologies June 2012 - May 2013
CREDIT SUISSE SECURITIES LLC April 2010 - June 2012
JPMorgan Chase June 2003 - August 2009
last mile connections 2003 - 2003
Merrill Lynch August 1998 - November 2002
MERRILL LYNCH & CO January 1998 - January 2002
Smith Barney May 1996 - July 1998
Skills
Mergers, Vendor Management, Management, Mergers & Acquisitions, Negotiation, Project Management, Contract Negotiation, Procurement, Strategy
Education
Benjamin N. Cardozo School of Law, Yeshiva University
J.D., Law
LaSalle Academy
High School Diploma, Academic
Long Island University
Bachelor of Arts (B.A.), Political Science and Government, 3.64
NEW YORK UNIVERSITY
Kingsview Realty August 2012 - Present
RYJ Management, Inc. June 2007 - Present
New York Life Insurance Company July 2013 - January 2014
CA Technologies June 2012 - May 2013
CREDIT SUISSE SECURITIES LLC April 2010 - June 2012
JPMorgan Chase June 2003 - August 2009
last mile connections 2003 - 2003
Merrill Lynch August 1998 - November 2002
MERRILL LYNCH & CO January 1998 - January 2002
Smith Barney May 1996 - July 1998
Skills
Mergers, Vendor Management, Management, Mergers & Acquisitions, Negotiation, Project Management, Contract Negotiation, Procurement, Strategy
Education
Benjamin N. Cardozo School of Law, Yeshiva University
J.D., Law
LaSalle Academy
High School Diploma, Academic
Long Island University
Bachelor of Arts (B.A.), Political Science and Government, 3.64
NEW YORK UNIVERSITY
Patty Sacco Krueger Patty Sacco Krueger's Smith Barney Experience May 1995 - October 1997
Job Silverleaf Wealth Management
Industry Financial Services
Experience
Silverleaf Wealth Management April 2015 - Present
D.A. Davidson & Co. February 2007 - April 2015
SMITH HAYES Financial Services October 1997 - February 2007
Smith Barney May 1995 - October 1997
Ameritrade Holding Corporation October 1992 - April 1995
Skills
Securities, Investments, Series 7, Wealth Management, Insurance, Retirement Planning, Series 63, Mutual Funds, People Skills, CRM, Fixed Income, New Business Development, Customer Service, Microsoft Excel, Uniform Combined State..., Microsoft Office, Asset Allocation, Leadership, Equities, FINRA, Finance, Financial Services, Strategic Planning
Education
Bellevue University 1991 — 1992
Communications
Silverleaf Wealth Management April 2015 - Present
D.A. Davidson & Co. February 2007 - April 2015
SMITH HAYES Financial Services October 1997 - February 2007
Smith Barney May 1995 - October 1997
Ameritrade Holding Corporation October 1992 - April 1995
Skills
Securities, Investments, Series 7, Wealth Management, Insurance, Retirement Planning, Series 63, Mutual Funds, People Skills, CRM, Fixed Income, New Business Development, Customer Service, Microsoft Excel, Uniform Combined State..., Microsoft Office, Asset Allocation, Leadership, Equities, FINRA, Finance, Financial Services, Strategic Planning
Education
Bellevue University 1991 — 1992
Communications
Vincent Sapienza Vincent Sapienza's Smith Barney Experience February 2005 - February 2008
Job Executive Director Market Director at JPMorgan Chase Bank NA
Industry Financial Services
Experience
JP Morgan Chase Bank NA February 2009 - Present
JPMorgan Securities, LLC February 2009 - Present
Chase Investment Services March 2008 - February 2009
Smith Barney February 2005 - February 2008
Education
Baruch College 1992 — 2007
JP Morgan Chase Bank NA February 2009 - Present
JPMorgan Securities, LLC February 2009 - Present
Chase Investment Services March 2008 - February 2009
Smith Barney February 2005 - February 2008
Education
Baruch College 1992 — 2007
Joshua Hayward's Smith Barney Experience June 1996 - December 1996
Job President & GM at VetEnvoy, Inc.
Industry Information Technology and Services
Experience
VetEnvoy, Inc. March 2013 - Present
Zeomatrix March 2012 - Present
Baldacci Consulting Group January 2010 - March 2012
Spinglass Management Group, LLC January 2009 - January 2010
Next Gen Venture Partners December 2002 - December 2009
Lucerne Financial Services January 2000 - November 2002
Machias Savings Bank January 1999 - December 1999
R.H. Foster Inc. January 1997 - August 1997
Smith Barney June 1996 - December 1996
R.H. Foster Inc. August 1993 - May 1996
Skills
Financial Modeling, Start-ups, Mergers, Business Planning, Strategic Partnerships, Strategy, Entrepreneurship, Negotiation, Mergers & Acquisitions, Corporate Finance, Finance, Venture Capital
Education
University of Maine 1997 — 1998
MBA, Finance and Accounting
University of Maine 1991 — 1995
BA, Finance and Accounting
Babson College 1992 — 1993
Finance and Accounting
VetEnvoy, Inc. March 2013 - Present
Zeomatrix March 2012 - Present
Baldacci Consulting Group January 2010 - March 2012
Spinglass Management Group, LLC January 2009 - January 2010
Next Gen Venture Partners December 2002 - December 2009
Lucerne Financial Services January 2000 - November 2002
Machias Savings Bank January 1999 - December 1999
R.H. Foster Inc. January 1997 - August 1997
Smith Barney June 1996 - December 1996
R.H. Foster Inc. August 1993 - May 1996
Skills
Financial Modeling, Start-ups, Mergers, Business Planning, Strategic Partnerships, Strategy, Entrepreneurship, Negotiation, Mergers & Acquisitions, Corporate Finance, Finance, Venture Capital
Education
University of Maine 1997 — 1998
MBA, Finance and Accounting
University of Maine 1991 — 1995
BA, Finance and Accounting
Babson College 1992 — 1993
Finance and Accounting
Roberto Varela Roberto Varela's Smith Barney Experience 1992 - 1995
Job Roberto Varela Human Resources Technology Leader & Strategic Advisor
Industry Human Resources
Experience
Univision Communications Inc. 2011 - Present
North Shore LIJ Health System 2010 - 2011
Avon 2008 - 2009
Affiliated Computer Services 2004 - 2007
Cushman & Wakefield 1995 - 2003
Smith Barney 1992 - 1995
Salomon Brothers July 1989 - September 1992
Skills
HRIS, Human Resources, Cross-functional Team..., PeopleSoft, Vendor Management, Personnel Management, Program Management, Leadership, Business Intelligence, Business Process, Business Transformation, Project Management, SaaS, Metrics, Management, Process Improvement, Project Delivery, Performance Management, Project Governance, Change Management, Information Technology, Analytics, Employee Benefits, Strategy, Project Planning, Applicant Tracking..., Business Process..., HR Service Delivery, Business Analysis, CRM, Talent Management, Talent Acquisition, PMO, Outsourcing, SDLC, Organizational Design, Workforce Planning, Onboarding, Organizational..., Executive Management, Resource Management, IT Strategy, Benefits Administration, Enterprise Software, Employee Relations, Recruiting, Employee Engagement, Cornerstone
Education
Baruch College, City University of New York (CUNY)
Bachelor of Business Administration (BBA)
Univision Communications Inc. 2011 - Present
North Shore LIJ Health System 2010 - 2011
Avon 2008 - 2009
Affiliated Computer Services 2004 - 2007
Cushman & Wakefield 1995 - 2003
Smith Barney 1992 - 1995
Salomon Brothers July 1989 - September 1992
Skills
HRIS, Human Resources, Cross-functional Team..., PeopleSoft, Vendor Management, Personnel Management, Program Management, Leadership, Business Intelligence, Business Process, Business Transformation, Project Management, SaaS, Metrics, Management, Process Improvement, Project Delivery, Performance Management, Project Governance, Change Management, Information Technology, Analytics, Employee Benefits, Strategy, Project Planning, Applicant Tracking..., Business Process..., HR Service Delivery, Business Analysis, CRM, Talent Management, Talent Acquisition, PMO, Outsourcing, SDLC, Organizational Design, Workforce Planning, Onboarding, Organizational..., Executive Management, Resource Management, IT Strategy, Benefits Administration, Enterprise Software, Employee Relations, Recruiting, Employee Engagement, Cornerstone
Education
Baruch College, City University of New York (CUNY)
Bachelor of Business Administration (BBA)
Scott Reid's Smith Barney Experience 1993 - 1994
Job Area Manager at Waterstone Mortgage Corporation
Industry Real Estate
Experience
Waterstone Mortgage Corporation December 2013 - Present
Inlanta Mortgage June 2012 - December 2013
Alpine Mortgage, LLC 2002 - June 2012
Bowstreet 2000 - 2001
Verizon 1996 - 1998
Shawmut Bank 1994 - 1996
Smith Barney 1993 - 1994
PaineWebber 1990 - 1992
Skills
Entrepreneurship, Marketing, Sales Management, Customer Service, Competitive Analysis, Mortgage Banking, Secondary Mortgage..., Financial Analysis
Education
Babson College - Franklin W. Olin Graduate School of Business 1998 — 2000
MBA, Entrepreneurship, Finance
University of New Hampshire- Whittemore School of Business and Economics 1985 — 1989
BS, Business Administration
Waterstone Mortgage Corporation December 2013 - Present
Inlanta Mortgage June 2012 - December 2013
Alpine Mortgage, LLC 2002 - June 2012
Bowstreet 2000 - 2001
Verizon 1996 - 1998
Shawmut Bank 1994 - 1996
Smith Barney 1993 - 1994
PaineWebber 1990 - 1992
Skills
Entrepreneurship, Marketing, Sales Management, Customer Service, Competitive Analysis, Mortgage Banking, Secondary Mortgage..., Financial Analysis
Education
Babson College - Franklin W. Olin Graduate School of Business 1998 — 2000
MBA, Entrepreneurship, Finance
University of New Hampshire- Whittemore School of Business and Economics 1985 — 1989
BS, Business Administration
Sandor Fejervary Sandor Fejervary's Smith Barney Experience September 2008 - April 2010
Job Sales Director at RelayHealth
Industry Hospital & Health Care
Experience
RelayHealth (Division of McKesson) March 2012 - Present
McKesson Provider Technologies (Division of McKesson) May 2011 - March 2012
Oberon Medical Solutions LLC (McKesson VAR) October 2010 - May 2011
Smith Barney September 2008 - April 2010
Peachtree Presbyterian Church August 2006 - August 2008
Education
Azusa Pacific University 2002 — 2006
BA, Biblical Studies
RelayHealth (Division of McKesson) March 2012 - Present
McKesson Provider Technologies (Division of McKesson) May 2011 - March 2012
Oberon Medical Solutions LLC (McKesson VAR) October 2010 - May 2011
Smith Barney September 2008 - April 2010
Peachtree Presbyterian Church August 2006 - August 2008
Education
Azusa Pacific University 2002 — 2006
BA, Biblical Studies
Rachel Wolff Rachel Wolff's Smith Barney Experience 1993 - 1995
Job The Rechtschaffen Group at UBS
Industry Financial Services
Experience
UBS June 2015 - Present
ECFM, L.P. January 2012 - March 2013
Prudential Financial February 2000 - November 2010
Merrill Lynch November 1995 - February 2000
Smith Barney 1993 - 1995
Skills
Options, Derivatives, Bloomberg, Trading, Equities, Commodity, Trading Systems, FINRA, Hedge Funds, Fixed Income, Investment Management, Alternative Investments, Financial Markets, Risk Management, Electronic Trading, Portfolio Management, Investment Strategies, Proprietary Trading, FX Options, Trading Strategies, Mutual Funds, Securities, Microsoft Excel, Volatility, Currency, Middle Office, Settlement, Hedging, Front Office, Back Office, Client Relations Skills, Manage Client..., Reuters, Futures Trading, FX trading, FX Derivatives, Market Research, Online Research, Collateral Management, Collaborative Problem..., Bonds, Equity Trading, Equity Derivatives, ETFs, Prime Brokerage, Asset Allocation, Asset Management, Technical Analysis, Market Data, VBA
Education
City University of New York-Baruch College
Bachelor of Business Administration (BBA), Finance
City University of New York-Baruch College - Zicklin School of Business
UBS June 2015 - Present
ECFM, L.P. January 2012 - March 2013
Prudential Financial February 2000 - November 2010
Merrill Lynch November 1995 - February 2000
Smith Barney 1993 - 1995
Skills
Options, Derivatives, Bloomberg, Trading, Equities, Commodity, Trading Systems, FINRA, Hedge Funds, Fixed Income, Investment Management, Alternative Investments, Financial Markets, Risk Management, Electronic Trading, Portfolio Management, Investment Strategies, Proprietary Trading, FX Options, Trading Strategies, Mutual Funds, Securities, Microsoft Excel, Volatility, Currency, Middle Office, Settlement, Hedging, Front Office, Back Office, Client Relations Skills, Manage Client..., Reuters, Futures Trading, FX trading, FX Derivatives, Market Research, Online Research, Collateral Management, Collaborative Problem..., Bonds, Equity Trading, Equity Derivatives, ETFs, Prime Brokerage, Asset Allocation, Asset Management, Technical Analysis, Market Data, VBA
Education
City University of New York-Baruch College
Bachelor of Business Administration (BBA), Finance
City University of New York-Baruch College - Zicklin School of Business
Ernest W Infante Ernest W Infante's Smith Barney Experience 2004 - 2004
Job Baruch College M.B.A. Candidate
Industry Financial Services
Experience
Citigroup Global Markets, Inc. August 2009 - Present
Dreyfus Funds, a BNY Mellon Company October 2005 - February 2009
Bethpage Federal Credit Union October 2004 - October 2005
Smith Barney 2004 - 2004
Skills
PowerPoint, Mutual Funds, Financial Services, Project Management, Series 7, Series 63, Microsoft Office, Series 6, Microsoft Excel, Customer Service, Investments, Portfolio Management, Financial Analysis
Education
City University of New York-Baruch College - Zicklin School of Business 2012 — 2016
Master of Business Administration (MBA), Finance & Investments, GPA 3.26
Long Island University, C.W. Post Campus 2002 — 2005
Bachelor of Science in Business Administration, Finance/Management, GPA 3.92, Summa Cum Laude
Nassau Community College 1998 — 2002
Associate of Science Degree in Business Administration, Business Administration
Citigroup Global Markets, Inc. August 2009 - Present
Dreyfus Funds, a BNY Mellon Company October 2005 - February 2009
Bethpage Federal Credit Union October 2004 - October 2005
Smith Barney 2004 - 2004
Skills
PowerPoint, Mutual Funds, Financial Services, Project Management, Series 7, Series 63, Microsoft Office, Series 6, Microsoft Excel, Customer Service, Investments, Portfolio Management, Financial Analysis
Education
City University of New York-Baruch College - Zicklin School of Business 2012 — 2016
Master of Business Administration (MBA), Finance & Investments, GPA 3.26
Long Island University, C.W. Post Campus 2002 — 2005
Bachelor of Science in Business Administration, Finance/Management, GPA 3.92, Summa Cum Laude
Nassau Community College 1998 — 2002
Associate of Science Degree in Business Administration, Business Administration
Carol Wilshire's Smith Barney Experience July 1996 - January 2009
Job Senior Vice President / Certified Financial Planner
Industry Financial Services
Experience
UBS Financial Services Inc. January 2009 - Present
Smith Barney July 1996 - January 2009
Allied Signal Aerospace September 1993 - July 1996
Skills
Series 63, Retirement Planning, Series 7, Asset Allocation, Wealth Management, FINRA
Education
Augsburg College
BA, Communications
UBS Financial Services Inc. January 2009 - Present
Smith Barney July 1996 - January 2009
Allied Signal Aerospace September 1993 - July 1996
Skills
Series 63, Retirement Planning, Series 7, Asset Allocation, Wealth Management, FINRA
Education
Augsburg College
BA, Communications
Aigerim Kikimova, MBA Aigerim Kikimova, MBA's Smith Barney Experience February 2007 - May 2007
Job Strategic Account Manager at Microsoft
Industry Marketing and Advertising
Experience
Microsoft August 2015 - Present
Elite SEM October 2014 - July 2015
TBC September 2013 - October 2014
Laureate International Universities September 2012 - September 2013
MNS January 2012 - August 2012
GroupM June 2011 - August 2011
GroupM June 2010 - December 2010
Smith Barney February 2007 - May 2007
Skills
Online Advertising, Media Planning, Email Marketing, SEM, Google Adwords, MSN AdCenter, Marin Software, Google Analytics, Media Buying, Social Media Marketing, Innovation, Creativity, Efficiency, Digital Marketing, Web Analytics, Market Research, Marketing Communications, Social Media, Advertising, Marketing Research, Web Marketing, PPC, Lead Generation, Digital Media, Facebook, Marketing, Digital Strategy, Mobile Marketing, YouTube, Analytics, Online Marketing, Interactive Marketing, Search Advertising, A/B Testing, Integrated Marketing, Direct Marketing, Marketing Strategy
Education
City University of New York-Baruch College - Zicklin School of Business 2009 — 2011
MBA, Finance, Marketing, 3.92/4.00
Ohio Wesleyan University 2004 — 2008
BA, Economics, Computer Science, 3.58/4.00
The Philadelphia Center 2007 — 2007
N/A, Finance, Entrepreneurship
Microsoft August 2015 - Present
Elite SEM October 2014 - July 2015
TBC September 2013 - October 2014
Laureate International Universities September 2012 - September 2013
MNS January 2012 - August 2012
GroupM June 2011 - August 2011
GroupM June 2010 - December 2010
Smith Barney February 2007 - May 2007
Skills
Online Advertising, Media Planning, Email Marketing, SEM, Google Adwords, MSN AdCenter, Marin Software, Google Analytics, Media Buying, Social Media Marketing, Innovation, Creativity, Efficiency, Digital Marketing, Web Analytics, Market Research, Marketing Communications, Social Media, Advertising, Marketing Research, Web Marketing, PPC, Lead Generation, Digital Media, Facebook, Marketing, Digital Strategy, Mobile Marketing, YouTube, Analytics, Online Marketing, Interactive Marketing, Search Advertising, A/B Testing, Integrated Marketing, Direct Marketing, Marketing Strategy
Education
City University of New York-Baruch College - Zicklin School of Business 2009 — 2011
MBA, Finance, Marketing, 3.92/4.00
Ohio Wesleyan University 2004 — 2008
BA, Economics, Computer Science, 3.58/4.00
The Philadelphia Center 2007 — 2007
N/A, Finance, Entrepreneurship
Gant Hinkle's Smith Barney Experience May 2007 - August 2007
Job Sales Associate
Industry Real Estate
Experience
McGraw Realtors May 2015 - Present
MediaVest November 2013 - June 2015
MediaVest April 2010 - November 2013
Vision Research Org./Capital Management August 2008 - March 2010
Smith Barney May 2007 - August 2007
Special Projects Department May 2005 - August 2005
Skills
Excel, Word, Outlook, Microsoft Office, Lotus Notes, InDesign, Quickbooks, PowerPoint, Financial Analysis, Access, Research, Social Media, Problem Solving, Advertising, Data Analysis, Analysis, Analytics, SQL, Microsoft SQL Server, Tableau, Microsoft Visual Studio..., Microsoft Excel, Finance, Business Strategy, QuickBooks, Entrepreneurship, Microsoft Word
Education
Baylor University 2004 — 2008
BBA, Finance and Entrepreneurship
Baylor University - Hankamer School of Business 2004 — 2008
BBA, Finance and Entrepreneurship
McGraw Realtors May 2015 - Present
MediaVest November 2013 - June 2015
MediaVest April 2010 - November 2013
Vision Research Org./Capital Management August 2008 - March 2010
Smith Barney May 2007 - August 2007
Special Projects Department May 2005 - August 2005
Skills
Excel, Word, Outlook, Microsoft Office, Lotus Notes, InDesign, Quickbooks, PowerPoint, Financial Analysis, Access, Research, Social Media, Problem Solving, Advertising, Data Analysis, Analysis, Analytics, SQL, Microsoft SQL Server, Tableau, Microsoft Visual Studio..., Microsoft Excel, Finance, Business Strategy, QuickBooks, Entrepreneurship, Microsoft Word
Education
Baylor University 2004 — 2008
BBA, Finance and Entrepreneurship
Baylor University - Hankamer School of Business 2004 — 2008
BBA, Finance and Entrepreneurship
Michael Verhulst Michael Verhulst's Smith Barney Experience January 1992 - July 2000
Job President at Wells Fargo Advisors Financial Network | Verhulst Wealth Management
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network Verhulst Wealth Mgmt November 2013 - Present
UBS Financial Services, Inc. July 2007 - November 2013
William Blair and Company April 2002 - July 2007
Credit Suisse First Boston July 2000 - April 2002
Smith Barney January 1992 - July 2000
Chicago Board of Trade April 1990 - January 1992
KPMG Peat Marwick January 1984 - April 1990
Skills
Portfolio Manager, Wealth Advisor, Retirement Plan..., Finance, Financial Services, Investment Strategies, Financial Advisory, Retirement, Accounting, Bonds, Asset Management, Alternative Investments, Financial Analysis, Equities
Education
Loyola University Chicago 1981 — 1984
BA, Public Accounting
Benedictine University 1980 — 1981
Holy Cross 1977 — 1980
Wells Fargo Advisors Financial Network Verhulst Wealth Mgmt November 2013 - Present
UBS Financial Services, Inc. July 2007 - November 2013
William Blair and Company April 2002 - July 2007
Credit Suisse First Boston July 2000 - April 2002
Smith Barney January 1992 - July 2000
Chicago Board of Trade April 1990 - January 1992
KPMG Peat Marwick January 1984 - April 1990
Skills
Portfolio Manager, Wealth Advisor, Retirement Plan..., Finance, Financial Services, Investment Strategies, Financial Advisory, Retirement, Accounting, Bonds, Asset Management, Alternative Investments, Financial Analysis, Equities
Education
Loyola University Chicago 1981 — 1984
BA, Public Accounting
Benedictine University 1980 — 1981
Holy Cross 1977 — 1980
Bride Wiltse Bride Wiltse's Smith Barney Experience February 1998 - May 2009
Job Associate Vice President Investments, Fundamental Choice Portfolio Manager, Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
Smith Barney February 1998 - May 2009
Prudential Securities 1993 - 1998
Smith Barney 1983 - 1993
Skills
Retirement Planning, Investments, Insurance, Strategic Planning, Wealth Preservation..., 401k Rollovers, Financial Advisory, Investment Strategies, Retirement Plan...
Education
Bemidji State University
Economics, Political Science
Brainerd High School
Yes
Wells Fargo Advisors, LLC May 2009 - Present
Smith Barney February 1998 - May 2009
Prudential Securities 1993 - 1998
Smith Barney 1983 - 1993
Skills
Retirement Planning, Investments, Insurance, Strategic Planning, Wealth Preservation..., 401k Rollovers, Financial Advisory, Investment Strategies, Retirement Plan...
Education
Bemidji State University
Economics, Political Science
Brainerd High School
Yes
Chase Morrison's Smith Barney Experience May 2004 - July 2004
Job Employed
Industry Primary/Secondary Education
Experience
Smith Barney May 2004 - July 2004
Education
Bentley University 2005 — 2009
Economics & Finance, Economics, Finance, History
Smith Barney May 2004 - July 2004
Education
Bentley University 2005 — 2009
Economics & Finance, Economics, Finance, History
William Tai William Tai's Smith Barney Experience September 2002 - December 2002
Job Vice President at CTBC Bank USA (former name Chinatrust Bank)
Industry Venture Capital & Private Equity
Experience
CTBC Bank, Tech & Venture lending /banking business October 2014 - Present
ITRI International Inc., a subsidiary of ITRI July 2009 - October 2014
Hotung Group, venture capital firm investing Greater China and US September 2005 - June 2009
INTECS International Inc., a federal contractor in IT services November 2003 - September 2005
Smith Barney September 2002 - December 2002
President International Development Co., Investment Arm of Uni-President Enterprise. March 1999 - April 2001
Military Services October 1996 - July 1998
Acer Computer June 1994 - October 1994
Skills
venture capital, US and Asia markets, business development..., Corporate Development, Business Development, Private Equity, Investments, Portfolio Management, Asia
Education
Baruch College, City University of New York (CUNY) 2001 — 2003
MBA, Finance and Investments
National Chengchi University 1992 — 1996
BA, Finance
CTBC Bank, Tech & Venture lending /banking business October 2014 - Present
ITRI International Inc., a subsidiary of ITRI July 2009 - October 2014
Hotung Group, venture capital firm investing Greater China and US September 2005 - June 2009
INTECS International Inc., a federal contractor in IT services November 2003 - September 2005
Smith Barney September 2002 - December 2002
President International Development Co., Investment Arm of Uni-President Enterprise. March 1999 - April 2001
Military Services October 1996 - July 1998
Acer Computer June 1994 - October 1994
Skills
venture capital, US and Asia markets, business development..., Corporate Development, Business Development, Private Equity, Investments, Portfolio Management, Asia
Education
Baruch College, City University of New York (CUNY) 2001 — 2003
MBA, Finance and Investments
National Chengchi University 1992 — 1996
BA, Finance
Kellie Chung Kellie Chung's Smith Barney Experience January 2009 - May 2009
Job Continuous Improvement Focal/ Project Manager at UTC Aerospace Systems; MBA student at Babson College
Industry Defense & Space
Experience
UTC Aerospace Systems August 2015 - Present
UTC Aerospace Systems April 2015 - Present
UTC Aerospace Systems August 2013 - August 2015
UTC Aerospace Systems March 2012 - August 2013
Buttonwood Mementos October 2011 - December 2011
Domestic/World Travel March 2011 - August 2011
Income Research & Management June 2009 - February 2011
Smith Barney January 2009 - May 2009
Wheaton College August 2008 - December 2008
Wheaton College August 2007 - December 2008
Skills
Financial Analysis, Microsoft Excel, Microsoft Office, PowerPoint, Financial Modeling, Customer Service, Analysis, Microsoft Word, Finance, Data Analysis, ACE, Continuous Improvement, Continuous Process..., Project Management, Project Planning, Leadership, Management
Education
Babson College - Franklin W. Olin Graduate School of Business 2012 — 2015
Master of Business Administration (MBA)
Wheaton College (MA) 2005 — 2009
BA, Economics, Management
UTC Aerospace Systems August 2015 - Present
UTC Aerospace Systems April 2015 - Present
UTC Aerospace Systems August 2013 - August 2015
UTC Aerospace Systems March 2012 - August 2013
Buttonwood Mementos October 2011 - December 2011
Domestic/World Travel March 2011 - August 2011
Income Research & Management June 2009 - February 2011
Smith Barney January 2009 - May 2009
Wheaton College August 2008 - December 2008
Wheaton College August 2007 - December 2008
Skills
Financial Analysis, Microsoft Excel, Microsoft Office, PowerPoint, Financial Modeling, Customer Service, Analysis, Microsoft Word, Finance, Data Analysis, ACE, Continuous Improvement, Continuous Process..., Project Management, Project Planning, Leadership, Management
Education
Babson College - Franklin W. Olin Graduate School of Business 2012 — 2015
Master of Business Administration (MBA)
Wheaton College (MA) 2005 — 2009
BA, Economics, Management
Alex Helter, CFA, FRM's Smith Barney Experience May 2006 - August 2006
Job Portfolio Analytics Specialist at FactSet Research Systems
Industry Financial Services
Experience
FactSet Research Systems April 2013 - Present
MetLife January 2012 - March 2013
Fidelity Investments February 2010 - January 2012
Fidelity Investments May 2009 - February 2010
Fidelity Investments June 2007 - May 2009
Smith Barney May 2006 - August 2006
MFS May 2005 - August 2005
Fidelity Investments March 2003 - August 2004
Skills
Bloomberg, Factset, MSCI Barra, VBA, OBIEE, Excel, Access, PowerPoint, Outlook, Word, Microsoft Office 2007, Six Sigma, Oracle Discoverer, Oracle Financials, Essbase, Android, Morningstar Direct, Microsoft Excel
Education
Clark University 2007 — 2011
MBA, Finance, Accounting
Bentley University 2003 — 2007
B.S., Finance
FactSet Research Systems April 2013 - Present
MetLife January 2012 - March 2013
Fidelity Investments February 2010 - January 2012
Fidelity Investments May 2009 - February 2010
Fidelity Investments June 2007 - May 2009
Smith Barney May 2006 - August 2006
MFS May 2005 - August 2005
Fidelity Investments March 2003 - August 2004
Skills
Bloomberg, Factset, MSCI Barra, VBA, OBIEE, Excel, Access, PowerPoint, Outlook, Word, Microsoft Office 2007, Six Sigma, Oracle Discoverer, Oracle Financials, Essbase, Android, Morningstar Direct, Microsoft Excel
Education
Clark University 2007 — 2011
MBA, Finance, Accounting
Bentley University 2003 — 2007
B.S., Finance
Courtney Ross Nichols's Smith Barney Experience February 2008 - October 2008
Job Wealth Management
Industry Financial Services
Experience
Merrill Lynch February 2011 - August 2014
Merrill Lynch October 2008 - April 2009
Smith Barney February 2008 - October 2008
Bentley University September 2007 - February 2008
Jeff Perry State Representative September 2006 - December 2006
Skills
Sales, Management, Research, Customer Service, Recruiting, Finance, Strategic Planning, Training, Program Management, Outlook, Editing, Microsoft Office, Investments, Microsoft Excel, PowerPoint, Leadership, Event Planning
Education
Bentley University
Bachelor of Science (BS), Information Design & Corporate Communication
Sturgis Charter Public School
Merrill Lynch February 2011 - August 2014
Merrill Lynch October 2008 - April 2009
Smith Barney February 2008 - October 2008
Bentley University September 2007 - February 2008
Jeff Perry State Representative September 2006 - December 2006
Skills
Sales, Management, Research, Customer Service, Recruiting, Finance, Strategic Planning, Training, Program Management, Outlook, Editing, Microsoft Office, Investments, Microsoft Excel, PowerPoint, Leadership, Event Planning
Education
Bentley University
Bachelor of Science (BS), Information Design & Corporate Communication
Sturgis Charter Public School
Joanne Gosselin Verkuilen's Smith Barney Experience 1992 - 1995
Job Global Head of Client Services at Carolon Capital
Industry Financial Services
Experience
Carolon Capital August 2015 - Present
Circle + Bloom August 2009 - Present
Ellevate Network December 2014 - Present
BlackArch Partners July 2013 - July 2015
Conversus Capital May 2011 - April 2013
Sanders Morris Harris February 2004 - July 2009
Viasource Communications 1999 - 2001
Simon and Schuster 1995 - 1999
Smith Barney 1992 - 1995
Skills
Corporate Development, Entrepreneurship, Venture Capital, Mergers, Start-ups, Private Equity, Corporate Finance, Competitive Analysis, Strategic Partnerships, Cash Management, Market Research, Mergers & Acquisitions, Strategy, Business Strategy, Banking, Investments, Financial Structuring, Management, Capital Markets, Leveraged Finance, Management Consulting, Equity Research, Investment Banking, Investor Relations, Asset Management, Valuation, Financial Services, Leadership, Finance, Business Development, Marketing, Negotiation, Business Planning, Financial Modeling, Executive Management, Portfolio Management, Corporate Communications, Due Diligence
Education
Babson College 1988 — 1992
B.S., Economics, Marketing
Babson College 1988 — 1992
BS Economics, Economics
Carolon Capital August 2015 - Present
Circle + Bloom August 2009 - Present
Ellevate Network December 2014 - Present
BlackArch Partners July 2013 - July 2015
Conversus Capital May 2011 - April 2013
Sanders Morris Harris February 2004 - July 2009
Viasource Communications 1999 - 2001
Simon and Schuster 1995 - 1999
Smith Barney 1992 - 1995
Skills
Corporate Development, Entrepreneurship, Venture Capital, Mergers, Start-ups, Private Equity, Corporate Finance, Competitive Analysis, Strategic Partnerships, Cash Management, Market Research, Mergers & Acquisitions, Strategy, Business Strategy, Banking, Investments, Financial Structuring, Management, Capital Markets, Leveraged Finance, Management Consulting, Equity Research, Investment Banking, Investor Relations, Asset Management, Valuation, Financial Services, Leadership, Finance, Business Development, Marketing, Negotiation, Business Planning, Financial Modeling, Executive Management, Portfolio Management, Corporate Communications, Due Diligence
Education
Babson College 1988 — 1992
B.S., Economics, Marketing
Babson College 1988 — 1992
BS Economics, Economics
Charlie Reese, CMT Charlie Reese, CMT's Smith Barney Experience 1993 - 1995
Job Analyst
Industry Financial Services
Experience
New York Life Insurance Company May 2015 - September 2015
TJM Institutional Services January 2000 - August 2014
Sakura Dellsher 1995 - 2000
Smith Barney 1993 - 1995
Lehman Brothers 1991 - 1993
Dean Witter March 1989 - January 1991
Index Futures Group July 1988 - March 1989
Education
Augustana College 1984 — 1988
Bachelor of Arts (B.A.), Economics
New York Life Insurance Company May 2015 - September 2015
TJM Institutional Services January 2000 - August 2014
Sakura Dellsher 1995 - 2000
Smith Barney 1993 - 1995
Lehman Brothers 1991 - 1993
Dean Witter March 1989 - January 1991
Index Futures Group July 1988 - March 1989
Education
Augustana College 1984 — 1988
Bachelor of Arts (B.A.), Economics
Marlei Buonomo's Smith Barney Experience September 2004 - December 2004
Job Whole Loan Operations Manager at Credit Suisse
Industry Investment Banking
Experience
Credit Suisse January 2011 - Present
Credit Suisse January 2010 - December 2010
Credit Suisse January 2007 - December 2009
Credit Suisse January 2005 - December 2006
Smith Barney September 2004 - December 2004
Associação Brasileira dos Criadores de Zebu May 1991 - November 1996
Skills
Equities, Securities, Loans, Finance, Mortgage Lending, Investments, Fixed Income, Cash Management, Financial Services, Capital Markets, Derivatives, Investment Banking, Portfolio Management, Banking, Financial Risk, Trading, Funding, Hedge Funds, Loan Origination, Structured Products, Middle Office, Financial Analysis, Structured Finance, Securitization, Credit Risk, Financial Markets, Asset Management, Residential Mortgages, Collateral Management, Financial Structuring, Corporate Finance, Loan Servicing, Bonds, Back Office, Risk Management, ABS, Account Reconciliation, Asset Allocation, MBS, Accounting, Mortgage Banking, PeopleSoft, Community Outreach, Event Planning, Leadership, Strategy, Management Consulting, Public Relations, Social Media, Nonprofits
Education
Baruch College, City University of New York (CUNY) 2000 — 2005
BBA, Finance and Investments
Pontifícia Universidade Católica de Minas Gerais 1995 — 1996
BA, Economics
Credit Suisse January 2011 - Present
Credit Suisse January 2010 - December 2010
Credit Suisse January 2007 - December 2009
Credit Suisse January 2005 - December 2006
Smith Barney September 2004 - December 2004
Associação Brasileira dos Criadores de Zebu May 1991 - November 1996
Skills
Equities, Securities, Loans, Finance, Mortgage Lending, Investments, Fixed Income, Cash Management, Financial Services, Capital Markets, Derivatives, Investment Banking, Portfolio Management, Banking, Financial Risk, Trading, Funding, Hedge Funds, Loan Origination, Structured Products, Middle Office, Financial Analysis, Structured Finance, Securitization, Credit Risk, Financial Markets, Asset Management, Residential Mortgages, Collateral Management, Financial Structuring, Corporate Finance, Loan Servicing, Bonds, Back Office, Risk Management, ABS, Account Reconciliation, Asset Allocation, MBS, Accounting, Mortgage Banking, PeopleSoft, Community Outreach, Event Planning, Leadership, Strategy, Management Consulting, Public Relations, Social Media, Nonprofits
Education
Baruch College, City University of New York (CUNY) 2000 — 2005
BBA, Finance and Investments
Pontifícia Universidade Católica de Minas Gerais 1995 — 1996
BA, Economics
Jackie Sebastian Jackie Sebastian's Smith Barney Experience 2005 - 2009
Job
Industry
Experience
Wells Fargo Advisors LLC March 2009 - Present
Smith Barney 2005 - 2009
Education
Baptist Health Schools-Little Rock
Wells Fargo Advisors LLC March 2009 - Present
Smith Barney 2005 - 2009
Education
Baptist Health Schools-Little Rock
Jacob T. Fitzgerald Jacob T. Fitzgerald's Smith Barney Experience January 1994 - February 2009
Job FINANCIAL ADVISOR│CERTIFIED FINANCIAL PLANNER™ practitioner
Industry Financial Services
Experience
Ameriprise Financial February 2009 - Present
Smith Barney January 1994 - February 2009
Education
Augustana college 1985 — 1989
Bachelor of Arts (B.A.), Finance and Sociology
Thomas Jefferson High School 1981 — 1985
Ameriprise Financial February 2009 - Present
Smith Barney January 1994 - February 2009
Education
Augustana college 1985 — 1989
Bachelor of Arts (B.A.), Finance and Sociology
Thomas Jefferson High School 1981 — 1985
Deena Perro's Smith Barney Experience February 1999 - March 2000
Job Account Executive / HCM Talent Science at Infor / PeopleAnswers
Industry Computer Software
Experience
Infor January 2015 - Present
ManpowerGroup February 2013 - January 2015
ManpowerGroup August 2008 - February 2013
Monster August 2004 - August 2008
C.A. Short Company July 2003 - August 2004
Sprint June 2002 - July 2003
Verizon Wireless March 2000 - May 2002
Smith Barney February 1999 - March 2000
F&M Expression December 1997 - February 1999
Skills
Human Capital Management, Talent Management, Talent Acquisition, New Client..., Recruitment Training, Employee Training, Product Training, Sales Management, Sales Operations, Sales Process, Salesforce.com, High-Impact Sales..., Territory Expansion, New Territory..., Financial Forecasting, Trend Forecasting, Full P&L Responsibility, VMS, Managed Services, Succession Planning, Performance Benchmarking, Personnel Management, Strategic Planning, Temporary Staffing, Program Management, Cold Calling, Recruiting, Temporary Placement, Training, Resume Writing, Marketing, SaaS, New Business Development, Sales, Staffing Services, Technical Recruiting, Customer Retention, Contract Negotiation, Permanent Placement, Contract Recruitment, Networking, College Recruiting, Recruitment Advertising, Sourcing
Education
Becker College 2012 — 2013
Business Administration and Management, General
Infor January 2015 - Present
ManpowerGroup February 2013 - January 2015
ManpowerGroup August 2008 - February 2013
Monster August 2004 - August 2008
C.A. Short Company July 2003 - August 2004
Sprint June 2002 - July 2003
Verizon Wireless March 2000 - May 2002
Smith Barney February 1999 - March 2000
F&M Expression December 1997 - February 1999
Skills
Human Capital Management, Talent Management, Talent Acquisition, New Client..., Recruitment Training, Employee Training, Product Training, Sales Management, Sales Operations, Sales Process, Salesforce.com, High-Impact Sales..., Territory Expansion, New Territory..., Financial Forecasting, Trend Forecasting, Full P&L Responsibility, VMS, Managed Services, Succession Planning, Performance Benchmarking, Personnel Management, Strategic Planning, Temporary Staffing, Program Management, Cold Calling, Recruiting, Temporary Placement, Training, Resume Writing, Marketing, SaaS, New Business Development, Sales, Staffing Services, Technical Recruiting, Customer Retention, Contract Negotiation, Permanent Placement, Contract Recruitment, Networking, College Recruiting, Recruitment Advertising, Sourcing
Education
Becker College 2012 — 2013
Business Administration and Management, General
Jennifer Lichtenfeld's Smith Barney Experience December 2008 - May 2009
Job Licensed Personal Banker, MBA
Industry Financial Services
Experience
Fifth Third Bank July 2009 - Present
Smith Barney December 2008 - May 2009
Tween Brands June 2006 - May 2009
Skills
Leadership, Coaching, Loans, Finance, Credit, Sales, Team Building, Banking, Customer Service, Relationship Management, Credit Risk, Financial Statement..., Operational Risk..., Credit Analysis, Residential Mortgages, Loan Origination, Employee Training, Microsoft Office, Microsoft Word, Microsoft Excel, Enthusiasm to learn, Credit Cards, Lines Of Credit, Team Management, Highly Detailed, Self-starter, Building Relationships, Typing, Unsecured Loans, Consumer Lending
Education
Ball State University 2013 — 2015
Master of Business Administration (MBA), Finance, 3.6 GPA
University of Southern Indiana 2004 — 2009
Bachelor of Science (B.S.), Finance, General
Fifth Third Bank July 2009 - Present
Smith Barney December 2008 - May 2009
Tween Brands June 2006 - May 2009
Skills
Leadership, Coaching, Loans, Finance, Credit, Sales, Team Building, Banking, Customer Service, Relationship Management, Credit Risk, Financial Statement..., Operational Risk..., Credit Analysis, Residential Mortgages, Loan Origination, Employee Training, Microsoft Office, Microsoft Word, Microsoft Excel, Enthusiasm to learn, Credit Cards, Lines Of Credit, Team Management, Highly Detailed, Self-starter, Building Relationships, Typing, Unsecured Loans, Consumer Lending
Education
Ball State University 2013 — 2015
Master of Business Administration (MBA), Finance, 3.6 GPA
University of Southern Indiana 2004 — 2009
Bachelor of Science (B.S.), Finance, General
Lawrence Unger, CPA Lawrence Unger, CPA's Smith Barney Experience June 2008 - August 2008
Job MBA Finance
Industry Accounting
Experience
US Federal Government - Health Services August 2010 - Present
High Tech Rochester May 2009 - July 2010
University of Rochester January 2008 - June 2009
Smith Barney June 2008 - August 2008
Self Employed September 2004 - July 2007
Skills
Consultancy, Public Speaking, Accounting, Financial Modeling, Financial Analysis, Financial Management, Data Analysis, Forecasting, Finance, Analysis, Auditing, Business Development, Business Strategy, CRM, Economics, Leadership, Managerial Finance, Microsoft Excel, Program Management, Risk Management, Research, Strategic Planning, Training, Strategy, Team Management, Management
Education
University of Rochester - Simon Business School 2008 — 2009
MBA, Finance, Strategy
Baruch College, City University of New York (CUNY) 2001 — 2005
BBA, Accounting, Industrial/Organizational Psychology
US Federal Government - Health Services August 2010 - Present
High Tech Rochester May 2009 - July 2010
University of Rochester January 2008 - June 2009
Smith Barney June 2008 - August 2008
Self Employed September 2004 - July 2007
Skills
Consultancy, Public Speaking, Accounting, Financial Modeling, Financial Analysis, Financial Management, Data Analysis, Forecasting, Finance, Analysis, Auditing, Business Development, Business Strategy, CRM, Economics, Leadership, Managerial Finance, Microsoft Excel, Program Management, Risk Management, Research, Strategic Planning, Training, Strategy, Team Management, Management
Education
University of Rochester - Simon Business School 2008 — 2009
MBA, Finance, Strategy
Baruch College, City University of New York (CUNY) 2001 — 2005
BBA, Accounting, Industrial/Organizational Psychology
Sean Cooper's Smith Barney Experience October 2002 - May 2004
Job Circulation Sales at On the Avenue Mktg/Wall St Journal
Industry Financial Services
Experience
On the Avenue Marketing/Wall St Journal 2012 - Present
RW Smith February 2011 - January 2012
John Hancock May 2004 - January 2011
Smith Barney October 2002 - May 2004
FundQuest December 2000 - October 2002
Speedrents.Com December 1999 - November 2000
Bank of America Securities January 1998 - December 1999
Charles Schwab January 1994 - January 1998
Fidelity Investments January 1991 - January 1994
Dale Carnegie Training 1992 - 1994
Skills
Series 7, Series 63, Series 24, Fixed Income, Equities, Trading, Bonds, Insurance, Annuity, FINRA, Options, Customer Relations, Bloomberg, Risk Management, Compliance, Mutual Funds, Capital Markets, Fixed Annuities, Portfolio Management, Financial Risk, Sales, Customer Service, Direct Sales
Education
Boston College - Wallace E. Carroll Graduate School of Management 2006 — 2010
MBA, FINANCE
Bentley University
BS, Marketing
On the Avenue Marketing/Wall St Journal 2012 - Present
RW Smith February 2011 - January 2012
John Hancock May 2004 - January 2011
Smith Barney October 2002 - May 2004
FundQuest December 2000 - October 2002
Speedrents.Com December 1999 - November 2000
Bank of America Securities January 1998 - December 1999
Charles Schwab January 1994 - January 1998
Fidelity Investments January 1991 - January 1994
Dale Carnegie Training 1992 - 1994
Skills
Series 7, Series 63, Series 24, Fixed Income, Equities, Trading, Bonds, Insurance, Annuity, FINRA, Options, Customer Relations, Bloomberg, Risk Management, Compliance, Mutual Funds, Capital Markets, Fixed Annuities, Portfolio Management, Financial Risk, Sales, Customer Service, Direct Sales
Education
Boston College - Wallace E. Carroll Graduate School of Management 2006 — 2010
MBA, FINANCE
Bentley University
BS, Marketing
Irene M. Porto, MBA Irene M. Porto, MBA's Smith Barney Experience 1994 - 1997
Job The Career Integrity Recruitment and Coaching Group, President and Chief Inspiration Officer
Industry Staffing and Recruiting
Experience
The Career Integrity Recruitment and Coaching Group April 2008 - Present
Comfort Zone Camp July 2010 - August 2010
Business Network International (BNI) May 2009 - May 2010
DK Staffing Solutions 2008 - 2009
Anchin, Block & Anchin LLP 2006 - 2008
Executive Search Solutions July 2005 - November 2006
Bank of New York Mellon 1998 - 2005
Big Brothers Big Sisters of NYC October 2001 - June 2003
Daiwa Securities Capital Markets September 1997 - September 1998
Smith Barney 1994 - 1997
Skills
Talent Management, Account Management, Business Strategy, Marketing Strategy, Executive Coaching, Interview Coaching, Lifestyle Coaching, Salary Negotiation, Motivation & Confidence, Proactive Problem..., Social Networking, Investment Banking, Banking, Brokerage, Accounting, Branding Campaigns, Full Cycle Recruiting, CFO, Resume Creation, Goal Setting, Accomplishment and..., Strategic Leadership, Leadership Development, Prospecting, Human Resources, Employee Relations, Performance Management, Advertisement, Corporate Branding, Global Sourcing, Training & Development, Team Building, Business Planning &..., Client Recruitment, Campus and College..., Information Technology, Financial Services, Hedge Funds, Private Equity, Creative Writing, Client Relationship..., Mentoring, Entrepreneurship, Sales, Seminar Speaker, Confidence Building, Connector, Brand Innovation, Change Management, Executive Search
Education
Tony Robbins Mastery University 2013 — 2013
Business, Career, Life, Leadership and Sales Coaching Certified
New York University 2008 — 2009
CPC, Certified in Professional Career, Business and Life Coaching
Baruch College, City University of New York (CUNY) 2001 — 2002
HRC, Human Resources Certification
Wagner College
Master's degree, Business Management
City University of New York-Brooklyn College
BS, Business, Management & Finance
Jack Welch Management Institute
The Global Century Conference
The Career Integrity Recruitment and Coaching Group April 2008 - Present
Comfort Zone Camp July 2010 - August 2010
Business Network International (BNI) May 2009 - May 2010
DK Staffing Solutions 2008 - 2009
Anchin, Block & Anchin LLP 2006 - 2008
Executive Search Solutions July 2005 - November 2006
Bank of New York Mellon 1998 - 2005
Big Brothers Big Sisters of NYC October 2001 - June 2003
Daiwa Securities Capital Markets September 1997 - September 1998
Smith Barney 1994 - 1997
Skills
Talent Management, Account Management, Business Strategy, Marketing Strategy, Executive Coaching, Interview Coaching, Lifestyle Coaching, Salary Negotiation, Motivation & Confidence, Proactive Problem..., Social Networking, Investment Banking, Banking, Brokerage, Accounting, Branding Campaigns, Full Cycle Recruiting, CFO, Resume Creation, Goal Setting, Accomplishment and..., Strategic Leadership, Leadership Development, Prospecting, Human Resources, Employee Relations, Performance Management, Advertisement, Corporate Branding, Global Sourcing, Training & Development, Team Building, Business Planning &..., Client Recruitment, Campus and College..., Information Technology, Financial Services, Hedge Funds, Private Equity, Creative Writing, Client Relationship..., Mentoring, Entrepreneurship, Sales, Seminar Speaker, Confidence Building, Connector, Brand Innovation, Change Management, Executive Search
Education
Tony Robbins Mastery University 2013 — 2013
Business, Career, Life, Leadership and Sales Coaching Certified
New York University 2008 — 2009
CPC, Certified in Professional Career, Business and Life Coaching
Baruch College, City University of New York (CUNY) 2001 — 2002
HRC, Human Resources Certification
Wagner College
Master's degree, Business Management
City University of New York-Brooklyn College
BS, Business, Management & Finance
Jack Welch Management Institute
The Global Century Conference
Kevin Kunz's Smith Barney Experience November 2005 - January 2006
Job Senior Financial Analyst at The Estée Lauder Companies Inc.
Industry Cosmetics
Experience
The Estée Lauder Companies Inc. August 2013 - Present
The Estee Lauder Companies Inc. August 2007 - August 2013
The Estee Lauder Companies Inc. June 2006 - July 2007
JJ Burns & Company March 2006 - June 2006
Smith Barney November 2005 - January 2006
Skills
SAP, SAP BW, Analytical Approach, Cognos, Hyperion Enterprise, Oracle Applications, Microsoft Office, Value Creation, Detail Orientation, Self-motivated, Multi Tasking, Highly Ambitious, Process Efficiency, MS Excel Pivot Tables, Budgets, Microsoft Excel, Data Analysis, Finance, Financial Reporting, Accounting, Management, Analytical Skills
Education
Baruch College 2008 — 2013
Masters of Business Administration, Finance, 3.59
Hofstra University 2003 — 2007
Bachelors of Business Administration, Finance, 3.46
The Estée Lauder Companies Inc. August 2013 - Present
The Estee Lauder Companies Inc. August 2007 - August 2013
The Estee Lauder Companies Inc. June 2006 - July 2007
JJ Burns & Company March 2006 - June 2006
Smith Barney November 2005 - January 2006
Skills
SAP, SAP BW, Analytical Approach, Cognos, Hyperion Enterprise, Oracle Applications, Microsoft Office, Value Creation, Detail Orientation, Self-motivated, Multi Tasking, Highly Ambitious, Process Efficiency, MS Excel Pivot Tables, Budgets, Microsoft Excel, Data Analysis, Finance, Financial Reporting, Accounting, Management, Analytical Skills
Education
Baruch College 2008 — 2013
Masters of Business Administration, Finance, 3.59
Hofstra University 2003 — 2007
Bachelors of Business Administration, Finance, 3.46
Matthew Corkin's Smith Barney Experience May 2007 - September 2007
Job Buyer at The Entwistle Company
Industry Machinery
Experience
The Entwistle Company August 2012 - Present
Mercer May 2012 - July 2012
Mercer August 2010 - May 2012
Language Corps October 2008 - June 2009
Smith Barney May 2007 - September 2007
Skills
Analytics, Customer Service, Excel, Factset, Bloomberg, Citrix, Siebel
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2007 — 2008
MS, Finance
Bentley University 2005 — 2007
B.S., Economics - Finance
The Entwistle Company August 2012 - Present
Mercer May 2012 - July 2012
Mercer August 2010 - May 2012
Language Corps October 2008 - June 2009
Smith Barney May 2007 - September 2007
Skills
Analytics, Customer Service, Excel, Factset, Bloomberg, Citrix, Siebel
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2007 — 2008
MS, Finance
Bentley University 2005 — 2007
B.S., Economics - Finance
David J. Dittmann David J. Dittmann's Smith Barney Experience January 2002 - June 2003
Job Financial Advisor, Edward Jones
Industry Financial Services
Experience
Edward Jones June 2003 - Present
Smith Barney January 2002 - June 2003
Indiana State University June 1998 - January 2002
Duke University August 1996 - April 1998
Education
Wayland Baptist University 1983 — 1987
B.A., Philosophy
Mesa State College 1982 — 1983
Baylor University 1980 — 1981
-attended-, na
Edward Jones June 2003 - Present
Smith Barney January 2002 - June 2003
Indiana State University June 1998 - January 2002
Duke University August 1996 - April 1998
Education
Wayland Baptist University 1983 — 1987
B.A., Philosophy
Mesa State College 1982 — 1983
Baylor University 1980 — 1981
-attended-, na
Alyssa Norwood Alyssa Norwood's Smith Barney Experience September 2007 - December 2007
Job International Loyalty and Card at Starbucks
Industry Marketing and Advertising
Experience
Starbucks February 2014 - Present
Biking Billboards October 2011 - February 2014
PEMCO Mutual Insurance Company June 2009 - October 2011
Social Media Club Seattle 2010 - 2011
PEMCO Mutual Insurance Company June 2008 - August 2008
PEMCO Mutual Insurance Company March 2008 - June 2008
Smith Barney September 2007 - December 2007
Skills
Social Media Marketing, Market Research, Social Media, Insurance, Engaging Public Speaker, Event Planning, Marketing, Energetic Leader, Marketing Strategy, Program Management, Public Relations, Blogging, Leadership, Strategy
Education
University of Washington, Michael G. Foster School of Business 2005 — 2009
Bachelor of Business Administration (B.B.A.), Marketing and Finance Concentrations
Audencia Nantes Ecole de Management 2008 — 2009
Business - Marketing Concentration
Queen's University, Belfast 2007 — 2007
History
Starbucks February 2014 - Present
Biking Billboards October 2011 - February 2014
PEMCO Mutual Insurance Company June 2009 - October 2011
Social Media Club Seattle 2010 - 2011
PEMCO Mutual Insurance Company June 2008 - August 2008
PEMCO Mutual Insurance Company March 2008 - June 2008
Smith Barney September 2007 - December 2007
Skills
Social Media Marketing, Market Research, Social Media, Insurance, Engaging Public Speaker, Event Planning, Marketing, Energetic Leader, Marketing Strategy, Program Management, Public Relations, Blogging, Leadership, Strategy
Education
University of Washington, Michael G. Foster School of Business 2005 — 2009
Bachelor of Business Administration (B.B.A.), Marketing and Finance Concentrations
Audencia Nantes Ecole de Management 2008 — 2009
Business - Marketing Concentration
Queen's University, Belfast 2007 — 2007
History
Edward Adrion Edward Adrion's Smith Barney Experience 1986 - 1987
Job Associate Director of Trading at Miller/Howard Investments
Industry Financial Services
Experience
Miller/Howard Investments March 2015 - Present
WP Stewart & Co January 2010 - December 2013
Reich & Tang Asset Mgmt/Delafield Fund November 1996 - November 2009
Fiduciary Trust Company Int'l July 1992 - November 1996
Charles Schwab March 1989 - July 1992
Waterhouse Securities 1988 - 1989
Smith Barney 1986 - 1987
Education
Baruch College, City University of New York (CUNY) 1992 — 1998
MBA, Finance & Investments
Pace University 1982 — 1985
BBA, Finance
Bergen Community College 1980 — 1982
Business Administration
Miller/Howard Investments March 2015 - Present
WP Stewart & Co January 2010 - December 2013
Reich & Tang Asset Mgmt/Delafield Fund November 1996 - November 2009
Fiduciary Trust Company Int'l July 1992 - November 1996
Charles Schwab March 1989 - July 1992
Waterhouse Securities 1988 - 1989
Smith Barney 1986 - 1987
Education
Baruch College, City University of New York (CUNY) 1992 — 1998
MBA, Finance & Investments
Pace University 1982 — 1985
BBA, Finance
Bergen Community College 1980 — 1982
Business Administration
David Ames David Ames's Smith Barney Experience November 1996 - February 2002
Job Owner at Hudson Valley Infotek LLC
Industry Information Technology and Services
Experience
Hudson Valley Infotek LLC February 2008 - Present
Bard College September 1994 - Present
Web Services Group March 2006 - February 2008
Synchro Bild November 2004 - March 2006
Smith Barney November 1996 - February 2002
Skills
Microsoft Excel, Social Media, Microsoft Office, PowerPoint, Network Administration, Public Speaking, Research, Teaching, Customer Service, Analysis, Project Management, Coaching, Sports, Data Wiring, Phone Lines, Phone System..., Networking, Technical Support
Education
Bard College 1990 — 1993
Bachelor, Biology
University of Rochester 1984 — 1985
Hudson Valley Infotek LLC February 2008 - Present
Bard College September 1994 - Present
Web Services Group March 2006 - February 2008
Synchro Bild November 2004 - March 2006
Smith Barney November 1996 - February 2002
Skills
Microsoft Excel, Social Media, Microsoft Office, PowerPoint, Network Administration, Public Speaking, Research, Teaching, Customer Service, Analysis, Project Management, Coaching, Sports, Data Wiring, Phone Lines, Phone System..., Networking, Technical Support
Education
Bard College 1990 — 1993
Bachelor, Biology
University of Rochester 1984 — 1985
Joe DeGeorge Joe DeGeorge's Smith Barney Experience August 2006 - February 2009
Job Financial and Insurance Advisor at Money Concepts
Industry Financial Services
Experience
Money Concepts September 2014 - Present
Money Concepts September 2014 - Present
The DeGeorge Agency March 2009 - August 2014
Olympia Solutions, Inc. May 2012 - August 2013
Smith Barney August 2006 - February 2009
Wells Fargo August 2005 - July 2006
Augustana College August 2003 - July 2005
Beloit Memorial High School January 2002 - July 2003
North Central College February 1993 - December 2001
Ripon College August 1991 - January 1993
Education
North Central College 1993 — 1997
MALS, Liberal Studies
Beloit College 1984 — 1988
BA, English Literature, Certified in Education and Coaching
Beloit Catholic 1980 — 1984
High School Diploma
Money Concepts September 2014 - Present
Money Concepts September 2014 - Present
The DeGeorge Agency March 2009 - August 2014
Olympia Solutions, Inc. May 2012 - August 2013
Smith Barney August 2006 - February 2009
Wells Fargo August 2005 - July 2006
Augustana College August 2003 - July 2005
Beloit Memorial High School January 2002 - July 2003
North Central College February 1993 - December 2001
Ripon College August 1991 - January 1993
Education
North Central College 1993 — 1997
MALS, Liberal Studies
Beloit College 1984 — 1988
BA, English Literature, Certified in Education and Coaching
Beloit Catholic 1980 — 1984
High School Diploma
Marc Cabrera's Smith Barney Experience June 1988 - April 1994
Job Group Head at Oppenheimer & Co.
Industry Investment Banking
Experience
Oppenheimer & Co. June 2013 - Present
Morgan Joseph October 2004 - June 2013
Pinnacle Partners, Inc. June 1998 - September 2003
Bear Stearns April 1994 - June 1998
Smith Barney June 1988 - April 1994
Skills
Alternative Investments, Equity Valuation, Financial Advisory, Financial Analysis, Financial Structuring, IPO, Investment Banking, Mergers, Mergers, Private Equity, Strategic Planning, Valuation, Bonds, Credit Analysis, Debt Restructuring, Financial Markets, Financial Modeling, Investment Strategies, Investments, Portfolio Management, Private Placements, Restructuring, Securities, Strategic Financial..., Strategy
Education
Babson College 1984 — 1987
Bachelor of Science, Finance, Investments
Oppenheimer & Co. June 2013 - Present
Morgan Joseph October 2004 - June 2013
Pinnacle Partners, Inc. June 1998 - September 2003
Bear Stearns April 1994 - June 1998
Smith Barney June 1988 - April 1994
Skills
Alternative Investments, Equity Valuation, Financial Advisory, Financial Analysis, Financial Structuring, IPO, Investment Banking, Mergers, Mergers, Private Equity, Strategic Planning, Valuation, Bonds, Credit Analysis, Debt Restructuring, Financial Markets, Financial Modeling, Investment Strategies, Investments, Portfolio Management, Private Placements, Restructuring, Securities, Strategic Financial..., Strategy
Education
Babson College 1984 — 1987
Bachelor of Science, Finance, Investments
Dan Honan's Smith Barney Experience 1986 - 2010
Job Executive Vice President/ Wealth Management at Janney Montgomery Scott LLC
Industry Financial Services
Experience
Janney Montgomery Scott LLC January 2015 - Present
Merrill Lynch March 2010 - December 2014
Smith Barney 1986 - 2010
Skills
Portfolio Management, Retirement Planning, Investments, Financial Planning, Microsoft Office, Customer Service, Outlook, Microsoft Excel, Research, Microsoft Word, PowerPoint, Photoshop, Teaching, HTML, College Education..., Annuities, Mutual Funds, Tax Free and Taxable..., Equities
Education
Babson College 1978 — 1982
Bachelor of Science (B.S.), Finance & Management
Cheverus High School 1974 — 1978
College Preparatory
Janney Montgomery Scott LLC January 2015 - Present
Merrill Lynch March 2010 - December 2014
Smith Barney 1986 - 2010
Skills
Portfolio Management, Retirement Planning, Investments, Financial Planning, Microsoft Office, Customer Service, Outlook, Microsoft Excel, Research, Microsoft Word, PowerPoint, Photoshop, Teaching, HTML, College Education..., Annuities, Mutual Funds, Tax Free and Taxable..., Equities
Education
Babson College 1978 — 1982
Bachelor of Science (B.S.), Finance & Management
Cheverus High School 1974 — 1978
College Preparatory
Stephanie Beauchamp Stephanie Beauchamp's Smith Barney Experience September 2005 - January 2007
Job Accountant/Bookkeeper at Bennett & Company, PC
Industry Accounting
Experience
Bennett & Company, PC January 2007 - Present
Smith Barney September 2005 - January 2007
Skills
General Ledger, Account Reconciliation, Accounting, QuickBooks, Financial Reporting, Accounts Payable, Bookkeeping, Journal Entries, Accounts Receivable, Tax, Financial Accounting, Financial Statements, Tax Preparation, Auditing, Peachtree, Budgets
Education
Bay Path College
Bachelor of Science in Business, Executive Management
Manchester Community College
Associates in Science, Accounting
Bennett & Company, PC January 2007 - Present
Smith Barney September 2005 - January 2007
Skills
General Ledger, Account Reconciliation, Accounting, QuickBooks, Financial Reporting, Accounts Payable, Bookkeeping, Journal Entries, Accounts Receivable, Tax, Financial Accounting, Financial Statements, Tax Preparation, Auditing, Peachtree, Budgets
Education
Bay Path College
Bachelor of Science in Business, Executive Management
Manchester Community College
Associates in Science, Accounting
Shawn Crossman's Smith Barney Experience October 2002 - June 2004
Job District Sales Manager at Nimble Storage
Industry Computer Software
Experience
Nimble Storage June 2015 - Present
Nimble Storage February 2014 - Present
Dell April 2011 - February 2014
Kaplan Compliance Solutions March 2010 - April 2011
Oracle Corporation February 2006 - March 2010
Forefield September 2004 - January 2006
Smith Barney October 2002 - June 2004
Merrill Lynch December 2000 - October 2002
Amex 1999 - 2000
Skills
Enterprise Software, Selling, Consultative Selling, Contract Negotiations, Sales Presentations, SaaS, Storage Area Networks, Storage Virtualization, Enterprise Storage, Dell PowerEdge Servers, Account Management, Enterprise Account..., Business Development, Sales Management, Contract Negotiation, Solution Selling, CRM, Professional Services, Sales Process, Sales, Leadership, Business Intelligence, Storage, Managed Services, Cloud Computing, Cold Calling, Outsourcing, Salesforce.com, Software Industry, Direct Sales, Program Management, Channel Partners, Strategic Partnerships, Business Planning, Lead Generation, Sales Operations, Business Process, Pre-sales, Sales Enablement, Business Alliances, Strategy
Education
Bentley University 1994 — 1998
BS, Finance
Manchester Central High School 1990 — 1994
Nimble Storage June 2015 - Present
Nimble Storage February 2014 - Present
Dell April 2011 - February 2014
Kaplan Compliance Solutions March 2010 - April 2011
Oracle Corporation February 2006 - March 2010
Forefield September 2004 - January 2006
Smith Barney October 2002 - June 2004
Merrill Lynch December 2000 - October 2002
Amex 1999 - 2000
Skills
Enterprise Software, Selling, Consultative Selling, Contract Negotiations, Sales Presentations, SaaS, Storage Area Networks, Storage Virtualization, Enterprise Storage, Dell PowerEdge Servers, Account Management, Enterprise Account..., Business Development, Sales Management, Contract Negotiation, Solution Selling, CRM, Professional Services, Sales Process, Sales, Leadership, Business Intelligence, Storage, Managed Services, Cloud Computing, Cold Calling, Outsourcing, Salesforce.com, Software Industry, Direct Sales, Program Management, Channel Partners, Strategic Partnerships, Business Planning, Lead Generation, Sales Operations, Business Process, Pre-sales, Sales Enablement, Business Alliances, Strategy
Education
Bentley University 1994 — 1998
BS, Finance
Manchester Central High School 1990 — 1994
Matthew Wooten's Smith Barney Experience May 2002 - February 2005
Job Equity Research Analyst at Wells Capital Management
Industry Financial Services
Experience
Wells Capital Management - EverKey Global Equity November 2013 - Present
Robert W. Baird & Co. February 2009 - November 2013
Wachovia Securities April 2008 - February 2009
Legg Mason February 2005 - April 2008
Smith Barney May 2002 - February 2005
Skills
Series 7, Equities, Investments, Portfolio Management, Bloomberg, Financial Modeling, Hedge Funds, Valuation, Asset Management, Capital Markets, Equity Research
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2003 — 2003
MS, Global Financial Analysis
Bentley University 1998 — 2002
BS, Finance
Wells Capital Management - EverKey Global Equity November 2013 - Present
Robert W. Baird & Co. February 2009 - November 2013
Wachovia Securities April 2008 - February 2009
Legg Mason February 2005 - April 2008
Smith Barney May 2002 - February 2005
Skills
Series 7, Equities, Investments, Portfolio Management, Bloomberg, Financial Modeling, Hedge Funds, Valuation, Asset Management, Capital Markets, Equity Research
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2003 — 2003
MS, Global Financial Analysis
Bentley University 1998 — 2002
BS, Finance
Ihsan Yilanlioglu's Smith Barney Experience June 1999 - July 2004
Job VP, Project Manager at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley December 2006 - Present
Corporate & Investment Bank, Citigroup July 2004 - December 2006
Smith Barney June 1999 - July 2004
Education
New York University 2001 — 2004
MS
Baruch College, City University of New York (CUNY) 1998 — 2000
MBA
Istanbul Technical University 1992 — 1996
BS
Morgan Stanley December 2006 - Present
Corporate & Investment Bank, Citigroup July 2004 - December 2006
Smith Barney June 1999 - July 2004
Education
New York University 2001 — 2004
MS
Baruch College, City University of New York (CUNY) 1998 — 2000
MBA
Istanbul Technical University 1992 — 1996
BS
Elaine Delos Reyes's Smith Barney Experience March 2003 - January 2004
Job
Industry Sports
Experience
Chicago Bears January 2012 - Present
Philadelphia Eagles October 2008 - January 2012
National Football League September 2004 - October 2008
Burberry USA September 2005 - October 2005
PricewaterhouseCoopers June 2005 - August 2005
Morgan Stanley June 2004 - October 2004
Crunch Fitness International April 2004 - July 2004
Brandt Associates: Accounting and Tax Preparation April 2001 - April 2004
Smith Barney March 2003 - January 2004
Skills
Database Management, Photoshop, Database Marketing, Omniture, Dreamweaver, HTML, Research, Analysis, Microsoft Office, Word, Excel, PowerPoint, Google Analytics, Web Analytics, Writing, Salesforce.com, Advertising, Marketing Research, Email Marketing, Promotions, Sports Marketing, CRM, Event Management, Public Relations, Microsoft Excel, Market Research, Strategy, Sports, Social Media, Sponsorship, Event Planning, Marketing, Social Media Marketing, Management, Digital Media
Education
Baruch College, City University of New York (CUNY) 2002 — 2006
BBA, Business Management
City University of New York-Baruch College - Zicklin School of Business 2002 — 2006
Chicago Bears January 2012 - Present
Philadelphia Eagles October 2008 - January 2012
National Football League September 2004 - October 2008
Burberry USA September 2005 - October 2005
PricewaterhouseCoopers June 2005 - August 2005
Morgan Stanley June 2004 - October 2004
Crunch Fitness International April 2004 - July 2004
Brandt Associates: Accounting and Tax Preparation April 2001 - April 2004
Smith Barney March 2003 - January 2004
Skills
Database Management, Photoshop, Database Marketing, Omniture, Dreamweaver, HTML, Research, Analysis, Microsoft Office, Word, Excel, PowerPoint, Google Analytics, Web Analytics, Writing, Salesforce.com, Advertising, Marketing Research, Email Marketing, Promotions, Sports Marketing, CRM, Event Management, Public Relations, Microsoft Excel, Market Research, Strategy, Sports, Social Media, Sponsorship, Event Planning, Marketing, Social Media Marketing, Management, Digital Media
Education
Baruch College, City University of New York (CUNY) 2002 — 2006
BBA, Business Management
City University of New York-Baruch College - Zicklin School of Business 2002 — 2006
Cristina Farrell's Smith Barney Experience June 2000 - June 2002
Job Registered Client Associate
Industry Financial Services
Experience
Home May 2010 - Present
Merrill Lynch May 2005 - May 2010
Yellowbook August 2003 - April 2005
A.G. Edwards July 2002 - July 2003
Smith Barney June 2000 - June 2002
Merrill Lynch June 1998 - June 2000
Education
Baker University 2004 — 2007
Bachelor of Science, Marketing & Management
Shawnee Mission South High School 1989 — 1993
Home May 2010 - Present
Merrill Lynch May 2005 - May 2010
Yellowbook August 2003 - April 2005
A.G. Edwards July 2002 - July 2003
Smith Barney June 2000 - June 2002
Merrill Lynch June 1998 - June 2000
Education
Baker University 2004 — 2007
Bachelor of Science, Marketing & Management
Shawnee Mission South High School 1989 — 1993
Jay Samuels's Smith Barney Experience July 1988 - June 1990
Job Vice President, Finance at ABB OPTICAL GROUP
Industry Medical Devices
Experience
Starwood Property Trust 2003 - March 2015
Burger King Corporation July 1995 - May 2003
DMB&B June 1990 - June 1995
Smith Barney July 1988 - June 1990
Skills
Strategic Thinking, Strategic Planning, Mergers & Acquisitions, Finance, Project Planning, Financial Analysis, Financial Modeling, Start-ups, Strategy, Forecasting, P&L Management, Due Diligence, Sarbanes-Oxley Act, Accounting, Budgets
Education
Florida International University 1995 — 1997
Accounting
Baruch College, City University of New York (CUNY) 1984 — 1988
Bachelors, Accounting and Finance
Starwood Property Trust 2003 - March 2015
Burger King Corporation July 1995 - May 2003
DMB&B June 1990 - June 1995
Smith Barney July 1988 - June 1990
Skills
Strategic Thinking, Strategic Planning, Mergers & Acquisitions, Finance, Project Planning, Financial Analysis, Financial Modeling, Start-ups, Strategy, Forecasting, P&L Management, Due Diligence, Sarbanes-Oxley Act, Accounting, Budgets
Education
Florida International University 1995 — 1997
Accounting
Baruch College, City University of New York (CUNY) 1984 — 1988
Bachelors, Accounting and Finance
Aaron. Severson's Smith Barney Experience
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney
Education
Augustana University (SD) 1996 — 2001
Smith Barney
Education
Augustana University (SD) 1996 — 2001
Eric Rosenblatt's Smith Barney Experience October 2003 - December 2005
Job Auditor at McGladrey
Industry Financial Services
Experience
McGladrey February 2015 - Present
PNC Capital Advisors, LLC June 2013 - February 2015
BlackRock December 2005 - May 2013
Smith Barney October 2003 - December 2005
Credit Suisse First Boston April 2002 - October 2003
Salomon Smith Barney July 2000 - April 2002
Skills
Relationship Management, Financial Analysis, Mutual Funds, Asset Management, Accounting, Vendor Management, Financial Services, Transfer Agency, Fund Administration, Operating Agreements, Contractual Agreements, Accruals, Tax Preparation, Financial Accounting, Corporate Actions, Auditing, Financial Statements
Education
Baldwin Wallace University 2013 — 2015
Master of Business Administration (MBA), Accounting
City University of New York-Baruch College - Zicklin School of Business 2011 — 2013
Master of Business Administration (MBA), Accounting
State University of New York at Buffalo - School of Management 1996 — 2000
BS, Management Information Systems
McGladrey February 2015 - Present
PNC Capital Advisors, LLC June 2013 - February 2015
BlackRock December 2005 - May 2013
Smith Barney October 2003 - December 2005
Credit Suisse First Boston April 2002 - October 2003
Salomon Smith Barney July 2000 - April 2002
Skills
Relationship Management, Financial Analysis, Mutual Funds, Asset Management, Accounting, Vendor Management, Financial Services, Transfer Agency, Fund Administration, Operating Agreements, Contractual Agreements, Accruals, Tax Preparation, Financial Accounting, Corporate Actions, Auditing, Financial Statements
Education
Baldwin Wallace University 2013 — 2015
Master of Business Administration (MBA), Accounting
City University of New York-Baruch College - Zicklin School of Business 2011 — 2013
Master of Business Administration (MBA), Accounting
State University of New York at Buffalo - School of Management 1996 — 2000
BS, Management Information Systems
Michele Feehily's Smith Barney Experience 1993 - 1996
Job Software services professional looking for new opportunities
Industry Computer Software
Experience
IntrinsiQ a division of Amerisource Bergen Specialty Group May 2011 - May 2015
IntrinsiQ LLC May 2008 - May 2011
Cambridge Leadership Associates June 2005 - April 2008
Wild Women Outfitters January 2005 - May 2005
American Science and Engineering December 2002 - January 2005
Benchmarking Partners 2000 - 2001
State Street Bank 1996 - 1998
Smith Barney 1993 - 1996
The Boston Company 1989 - 1993
Skills
Process Improvement, Strategic Planning, Business Analysis, Business Strategy, Program Management, Strategy, Product Management, Analytics, CRM, Healthcare Information..., Team Building, Project Management, Cross-functional Team..., Salesforce.com
Education
Babson College - Franklin W. Olin Graduate School of Business 1994 — 2000
Isenberg School of Management, UMass Amherst 1985 — 1989
IntrinsiQ a division of Amerisource Bergen Specialty Group May 2011 - May 2015
IntrinsiQ LLC May 2008 - May 2011
Cambridge Leadership Associates June 2005 - April 2008
Wild Women Outfitters January 2005 - May 2005
American Science and Engineering December 2002 - January 2005
Benchmarking Partners 2000 - 2001
State Street Bank 1996 - 1998
Smith Barney 1993 - 1996
The Boston Company 1989 - 1993
Skills
Process Improvement, Strategic Planning, Business Analysis, Business Strategy, Program Management, Strategy, Product Management, Analytics, CRM, Healthcare Information..., Team Building, Project Management, Cross-functional Team..., Salesforce.com
Education
Babson College - Franklin W. Olin Graduate School of Business 1994 — 2000
Isenberg School of Management, UMass Amherst 1985 — 1989
Diana Carvajal's Smith Barney Experience September 2005 - May 2006
Job Application Sales Representitve at Oracle
Industry Medical Devices
Experience
Oracle January 2013 - Present
IBM Global Business Services October 2010 - January 2013
Hult International Business School August 2009 - August 2010
Agile Systems September 2008 - August 2009
Cytyc May 2006 - June 2008
Smith Barney September 2005 - May 2006
Skills
Business Intelligence, Management Consulting, Business Analysis, Strategy, Consulting, Cross-functional Team..., CRM, Business Strategy, Project Management, Market Research, Competitive Analysis, Strategic Planning, Business Development, Financial Analysis, Business Process..., Business Planning, Process Improvement, Sales, Hyperion EPM, EPM
Education
Hult International Business School 2009 — 2010
MBA, International Business
Bentley University 2002 — 2006
Bachelor of Science (BS), Major in Bus.Management, Minor in FI
University of Pittsburgh 2005 — 2005
Semester At Sea
Oracle January 2013 - Present
IBM Global Business Services October 2010 - January 2013
Hult International Business School August 2009 - August 2010
Agile Systems September 2008 - August 2009
Cytyc May 2006 - June 2008
Smith Barney September 2005 - May 2006
Skills
Business Intelligence, Management Consulting, Business Analysis, Strategy, Consulting, Cross-functional Team..., CRM, Business Strategy, Project Management, Market Research, Competitive Analysis, Strategic Planning, Business Development, Financial Analysis, Business Process..., Business Planning, Process Improvement, Sales, Hyperion EPM, EPM
Education
Hult International Business School 2009 — 2010
MBA, International Business
Bentley University 2002 — 2006
Bachelor of Science (BS), Major in Bus.Management, Minor in FI
University of Pittsburgh 2005 — 2005
Semester At Sea
Justine Gillis's Smith Barney Experience September 1996 - December 1997
Job SVP of HR at APG Asset Management
Industry Financial Services
Experience
APG Asset Management US Inc 2005 - Present
KPMG December 1997 - June 2005
Smith Barney September 1996 - December 1997
KPMG May 1991 - September 1996
Skills
Performance Management, Human Resources, HR Policies, Employee Relations, Deferred Compensation, HRIS, Training, Management, Employee Benefits, Job Descriptions
Education
Fordham University - Graduate School of Business Administration 1994 — 1997
MBA
City University of New York-Baruch College 1990 — 1992
BS, Operations Management
APG Asset Management US Inc 2005 - Present
KPMG December 1997 - June 2005
Smith Barney September 1996 - December 1997
KPMG May 1991 - September 1996
Skills
Performance Management, Human Resources, HR Policies, Employee Relations, Deferred Compensation, HRIS, Training, Management, Employee Benefits, Job Descriptions
Education
Fordham University - Graduate School of Business Administration 1994 — 1997
MBA
City University of New York-Baruch College 1990 — 1992
BS, Operations Management
Felix Rivera's Smith Barney Experience April 1997 - April 2000
Job Independent Channel Advisors, LLC
Industry Financial Services
Experience
Independent Channel Advisors, LLC January 2011 - Present
Biondo Investment Advisors, LLC December 2007 - December 2010
Biondo Investment Advisors, LLC April 2004 - December 2007
Citigroup April 2000 - 2004
Smith Barney April 1997 - April 2000
Shearson Lehman Brothers 1988 - 1997
Skills
Business Strategy, Business Process Design, New Business Development, Project Management, Strategic Consulting, Business Relationship..., Performance Measurement, Performance Attribution, Budget Management, Mutual Funds, Managed Futures Fund, Fund Of Funds, Series 7, Series 24, Investment Advisory, Trading, Team Building, Alternative Investments, Budgets, Investments, Hedge Funds, Financial Advisory, Private Equity, FINRA, Leadership, Series 63, Strategy, Securities, Portfolio Management, Financial Services, Risk Management, Manage Client...
Education
City University of New York-Baruch College 1986 — 1988
Bachelor of Science, Finance
Queensborough Community College 1984 — 1986
Associate, Business Administration
Independent Channel Advisors, LLC January 2011 - Present
Biondo Investment Advisors, LLC December 2007 - December 2010
Biondo Investment Advisors, LLC April 2004 - December 2007
Citigroup April 2000 - 2004
Smith Barney April 1997 - April 2000
Shearson Lehman Brothers 1988 - 1997
Skills
Business Strategy, Business Process Design, New Business Development, Project Management, Strategic Consulting, Business Relationship..., Performance Measurement, Performance Attribution, Budget Management, Mutual Funds, Managed Futures Fund, Fund Of Funds, Series 7, Series 24, Investment Advisory, Trading, Team Building, Alternative Investments, Budgets, Investments, Hedge Funds, Financial Advisory, Private Equity, FINRA, Leadership, Series 63, Strategy, Securities, Portfolio Management, Financial Services, Risk Management, Manage Client...
Education
City University of New York-Baruch College 1986 — 1988
Bachelor of Science, Finance
Queensborough Community College 1984 — 1986
Associate, Business Administration
Charles M. Sullivan III's Smith Barney Experience August 1989 - May 2005
Job TD Bank Private Wealth
Industry Investment Management
Experience
TD Private Client Wealth October 2014 - Present
Citizens Bank May 2005 - October 2014
Smith Barney August 1989 - May 2005
Fleet Bank June 1983 - August 1989
Skills
Asset Management, Fixed Income, Equities, Derivatives, Portfolio Management, Investments, Capital Markets, Alternative Investments, Asset Allocation, Bonds, Bloomberg, Money Market, Structured Products, Wealth Management, MBS, Private Equity, Securities, Credit Derivatives, Asset Managment, Mutual Funds, Due Diligence, Series 63, Retirement, Series 7
Education
Babson College - Franklin W. Olin Graduate School of Business 1982 — 1983
MBA, finance
Worcester Polytechnic Institute 1976 — 1980
BS, Civil Enginering
TD Private Client Wealth October 2014 - Present
Citizens Bank May 2005 - October 2014
Smith Barney August 1989 - May 2005
Fleet Bank June 1983 - August 1989
Skills
Asset Management, Fixed Income, Equities, Derivatives, Portfolio Management, Investments, Capital Markets, Alternative Investments, Asset Allocation, Bonds, Bloomberg, Money Market, Structured Products, Wealth Management, MBS, Private Equity, Securities, Credit Derivatives, Asset Managment, Mutual Funds, Due Diligence, Series 63, Retirement, Series 7
Education
Babson College - Franklin W. Olin Graduate School of Business 1982 — 1983
MBA, finance
Worcester Polytechnic Institute 1976 — 1980
BS, Civil Enginering
Mark Koppelmann, CFP®'s Smith Barney Experience October 2003 - Present
Job Financial Advisor
Industry Financial Services
Experience
Smith Barney October 2003 - Present
Merrill Lynch October 1999 - October 2003
Education
College for Financial Planning 2001 — 2004
Personal Financial Planning
Kennesaw State University 1999 — 2001
MBA, Business
The University of Georgia 1990 — 1993
BA, Psychology
Augusta State University 1989 — 1990
Smith Barney October 2003 - Present
Merrill Lynch October 1999 - October 2003
Education
College for Financial Planning 2001 — 2004
Personal Financial Planning
Kennesaw State University 1999 — 2001
MBA, Business
The University of Georgia 1990 — 1993
BA, Psychology
Augusta State University 1989 — 1990
Vincent A. Fiorillo's Smith Barney Experience 1985 - 1989
Job Global Sales Manger at DoubleLine Group LP
Industry Investment Management
Experience
DoubleLine Group LP June 2013 - Present
Doubleline Capital LP December 2009 - January 2013
TCW February 2005 - December 2009
Morgan Stanley 1989 - 2005
Smith Barney 1985 - 1989
Merrill Lynch 1981 - 1985
Donald Sheldon & Co 1977 - 1981
Skills
ABS, MBS, Hedge Funds, Fixed Income, Securitization, Structured Products, Asset Management, Securities, Derivatives, Bloomberg, Investment Banking, Alternative Investments, Investments, Due Diligence, Capital Markets, Valuation, Private Equity, Asset Allocation, Equities, Portfolio Management, Structured Finance, Financial Structuring, Bonds, Emerging Markets, Investment Strategies, Mutual Funds, Series 7, Investment Management, Hedging, Trading, Credit Derivatives, Wealth Management, Series 63, High Yield, Financial Modeling, Financial Markets, Corporate Finance, Options
Education
City University of New York-Baruch College 1979 — 1982
Marist College 1964 — 1965
business
DoubleLine Group LP June 2013 - Present
Doubleline Capital LP December 2009 - January 2013
TCW February 2005 - December 2009
Morgan Stanley 1989 - 2005
Smith Barney 1985 - 1989
Merrill Lynch 1981 - 1985
Donald Sheldon & Co 1977 - 1981
Skills
ABS, MBS, Hedge Funds, Fixed Income, Securitization, Structured Products, Asset Management, Securities, Derivatives, Bloomberg, Investment Banking, Alternative Investments, Investments, Due Diligence, Capital Markets, Valuation, Private Equity, Asset Allocation, Equities, Portfolio Management, Structured Finance, Financial Structuring, Bonds, Emerging Markets, Investment Strategies, Mutual Funds, Series 7, Investment Management, Hedging, Trading, Credit Derivatives, Wealth Management, Series 63, High Yield, Financial Modeling, Financial Markets, Corporate Finance, Options
Education
City University of New York-Baruch College 1979 — 1982
Marist College 1964 — 1965
business
Kira Gidalevskaya's Smith Barney Experience 1998 - 2000
Job VP GBS Regulatory Reporting Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank March 2014 - Present
AXA Equitable March 2009 - November 2013
Morgan Stanley March 2000 - February 2009
Smith Barney 1998 - 2000
Skills
Cash Management, Derivatives, Money Market, Optimization, Swaps, Structured Products, Commodities, Options, Treasury Management, General Ledger, Financial Reporting, Risk Management, Accounts Payable, Accounts Receivable, Equity Derivatives, Accounting, Banking, Interest Rate..., Investment Banking, Transaction Banking, Corporate Treasury, Banking Relationships, Payments
Education
Baruch College, City University of New York (CUNY)
BBA, Finance
Deutsche Bank March 2014 - Present
AXA Equitable March 2009 - November 2013
Morgan Stanley March 2000 - February 2009
Smith Barney 1998 - 2000
Skills
Cash Management, Derivatives, Money Market, Optimization, Swaps, Structured Products, Commodities, Options, Treasury Management, General Ledger, Financial Reporting, Risk Management, Accounts Payable, Accounts Receivable, Equity Derivatives, Accounting, Banking, Interest Rate..., Investment Banking, Transaction Banking, Corporate Treasury, Banking Relationships, Payments
Education
Baruch College, City University of New York (CUNY)
BBA, Finance
Chafkin, Erica's Smith Barney Experience Customer Service OfficerCitibankNovember 1996 - July 2003
Job Registered Sales Assistant at Smith Barney
Industry Financial Services
Experience
Smith Barney Customer Service OfficerCitibankNovember 1996 - July 2003
Education
Babson College 2003 — 2005
MBA
Barnard College 1992 — 1996
B.A., Psychology
Smith Barney Customer Service OfficerCitibankNovember 1996 - July 2003
Education
Babson College 2003 — 2005
MBA
Barnard College 1992 — 1996
B.A., Psychology
Judd Harcsar's Smith Barney Experience 1998 - 2001
Job Director Private Banking USA Credit Suisse
Industry Financial Services
Experience
Credit Suisse 2001 - Present
Smith Barney 1998 - 2001
USN Communications 1996 - 1998
Laidlaw Environmental 1994 - 1996
The Green Book 1993 - 1994
Skills
Hedge Funds, Institutional..., Investments, Private Equity, Series 7
Education
Babson College - Franklin W. Olin Graduate School of Business 1996 — 1998
MBA, Finance
University of Massachusetts, Amherst 1989 — 1993
BS, Environmental
Christian Brothers Academy
Saint Mary's School
Credit Suisse 2001 - Present
Smith Barney 1998 - 2001
USN Communications 1996 - 1998
Laidlaw Environmental 1994 - 1996
The Green Book 1993 - 1994
Skills
Hedge Funds, Institutional..., Investments, Private Equity, Series 7
Education
Babson College - Franklin W. Olin Graduate School of Business 1996 — 1998
MBA, Finance
University of Massachusetts, Amherst 1989 — 1993
BS, Environmental
Christian Brothers Academy
Saint Mary's School
Grace Pen's Smith Barney Experience 1995 - 1998
Job Marketing Manager at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase December 2012 - Present
Credit Suisse 2011 - December 2012
Neuberger Berman 2005 - 2011
UBS Wealth Management 2003 - 2005
Morgan Stanley 1998 - 2002
Smith Barney 1995 - 1998
Skills
Asset Management, Financial Services, Series 63, Equities, Investment Management, Fixed Income, Wealth Management, Mutual Funds, Hedge Funds, Asset Allocation, Securities, Investments, Investment Advisory, Investor Relations, Financial Markets, Capital Markets, Competitive Analysis, Pensions, Emerging Markets, Product Marketing, Technical Writing, Internal Communications, Crisis Communications, Asset Managment, Marketing, Relationship Management
Education
New York University - Leonard N. Stern School of Business 1998 — 2002
MBA, Marketing, Finance
Barnard College 1990 — 1994
Bachelor of Arts (BA), Economics
Cardozo
JPMorgan Chase December 2012 - Present
Credit Suisse 2011 - December 2012
Neuberger Berman 2005 - 2011
UBS Wealth Management 2003 - 2005
Morgan Stanley 1998 - 2002
Smith Barney 1995 - 1998
Skills
Asset Management, Financial Services, Series 63, Equities, Investment Management, Fixed Income, Wealth Management, Mutual Funds, Hedge Funds, Asset Allocation, Securities, Investments, Investment Advisory, Investor Relations, Financial Markets, Capital Markets, Competitive Analysis, Pensions, Emerging Markets, Product Marketing, Technical Writing, Internal Communications, Crisis Communications, Asset Managment, Marketing, Relationship Management
Education
New York University - Leonard N. Stern School of Business 1998 — 2002
MBA, Marketing, Finance
Barnard College 1990 — 1994
Bachelor of Arts (BA), Economics
Cardozo
Duke Rumely's Smith Barney Experience August 2001 - April 2007
Job Managing Director at Boutique Investment Bank
Industry Investment Banking
Experience
AMFM Fund 2008 - Present
Smith Barney August 2001 - April 2007
Education
Bellarmine University 1989 — 1991
AMFM Fund 2008 - Present
Smith Barney August 2001 - April 2007
Education
Bellarmine University 1989 — 1991
Chip Dickson's Smith Barney Experience 1993 - 2000
Job at DISCERN
Industry Financial Services
Experience
DISCERN October 2009 - Present
Seton Hall University 2007 - 2012
W2 Freedom 2007 - 2009
Lehman Brothers July 2000 - June 2006
Salomon Smith Barney 1993 - 2000
Smith Barney 1993 - 2000
Kemper Securities 1991 - 1993
McDonald & Comapny Securities 1986 - 1991
Skills
Investments, Investment Advisory, Equity Research, Equities, Economics, Investor Relations, Capital Markets, Investment Banking, Valuation, Financial Modeling, Emerging Markets, Asset Allocation, Alternative Investments, Hedge Funds, Financial Markets, Forecasting, Series 7, Investment Strategies, Bloomberg, Due Diligence, Mergers, Analysis, Investment Management, Asset Managment, Strategic Financial..., Mutual Funds, Corporate Finance, Fixed Income, Equity Valuation, Securities, Portfolio Management, Asset Management, Financial Services, Mergers & Acquisitions, Options, Risk Management, Trading, Financial Analysis, Finance, Private Equity, Venture Capital, Series 63, Bonds, Derivatives, Equity Trading, Structured Finance, Bloomberg Terminal, Wealth Management, Corporate Development, Equity Derivatives
Education
Babson College 1971 — 1975
BSBA, Accounting & Finance
DISCERN October 2009 - Present
Seton Hall University 2007 - 2012
W2 Freedom 2007 - 2009
Lehman Brothers July 2000 - June 2006
Salomon Smith Barney 1993 - 2000
Smith Barney 1993 - 2000
Kemper Securities 1991 - 1993
McDonald & Comapny Securities 1986 - 1991
Skills
Investments, Investment Advisory, Equity Research, Equities, Economics, Investor Relations, Capital Markets, Investment Banking, Valuation, Financial Modeling, Emerging Markets, Asset Allocation, Alternative Investments, Hedge Funds, Financial Markets, Forecasting, Series 7, Investment Strategies, Bloomberg, Due Diligence, Mergers, Analysis, Investment Management, Asset Managment, Strategic Financial..., Mutual Funds, Corporate Finance, Fixed Income, Equity Valuation, Securities, Portfolio Management, Asset Management, Financial Services, Mergers & Acquisitions, Options, Risk Management, Trading, Financial Analysis, Finance, Private Equity, Venture Capital, Series 63, Bonds, Derivatives, Equity Trading, Structured Finance, Bloomberg Terminal, Wealth Management, Corporate Development, Equity Derivatives
Education
Babson College 1971 — 1975
BSBA, Accounting & Finance
Marc Wong's Smith Barney Experience
Job Vice President at Smith Barney
Industry Financial Services
Experience
Smith Barney
Education
Baruch College, City University of New York (CUNY) 1989 — 1993
Smith Barney
Education
Baruch College, City University of New York (CUNY) 1989 — 1993
Sonny Machare's Smith Barney Experience Vice PresidentJPMorgan ChaseApril 1989 - July 2005
Job Financial Planner/Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney Vice PresidentJPMorgan ChaseApril 1989 - July 2005
Education
Baruch College, City University of New York (CUNY) 1990 — 1994
Smith Barney Vice PresidentJPMorgan ChaseApril 1989 - July 2005
Education
Baruch College, City University of New York (CUNY) 1990 — 1994
Alyson Luszcz's Smith Barney Experience April 2001 - March 2004
Job College Savings Client Services Manager at Legg Mason
Industry Financial Services
Experience
Legg Mason November 2006 - Present
Legg Mason March 2004 - November 2006
Smith Barney April 2001 - March 2004
Skills
Series 7, Mutual Funds, Series 63, Wealth Management, Asset Allocation, Separately Managed..., Retirement Planning, Investments, Asset Management, Retirement, Investment Advisory, Equities, Fixed Income, Securities
Education
Saint John's University 1994 — 1997
Bachelor of Science (BS), Elementary Education and Teaching
Bentley College 1992 — 1994
Accounting and Finance
Legg Mason November 2006 - Present
Legg Mason March 2004 - November 2006
Smith Barney April 2001 - March 2004
Skills
Series 7, Mutual Funds, Series 63, Wealth Management, Asset Allocation, Separately Managed..., Retirement Planning, Investments, Asset Management, Retirement, Investment Advisory, Equities, Fixed Income, Securities
Education
Saint John's University 1994 — 1997
Bachelor of Science (BS), Elementary Education and Teaching
Bentley College 1992 — 1994
Accounting and Finance
Bill Lasoskie, CFP(R)'s Smith Barney Experience January 2006 - June 2009
Job Regional Business Development Manager at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney July 2009 - Present
Smith Barney January 2006 - June 2009
UBS Financial Services June 2002 - May 2005
UBSPaineWebber May 1999 - May 2002
PaineWebber June 1990 - September 2000
Education
Bentley University 1983 — 1985
BS, Marketing Managment
Western New England College 1981 — 1983
Business Administation
Morgan Stanley Smith Barney July 2009 - Present
Smith Barney January 2006 - June 2009
UBS Financial Services June 2002 - May 2005
UBSPaineWebber May 1999 - May 2002
PaineWebber June 1990 - September 2000
Education
Bentley University 1983 — 1985
BS, Marketing Managment
Western New England College 1981 — 1983
Business Administation
Medina Huertas's Smith Barney Experience 1999 - 2005
Job Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney 2005 - Present
Smith Barney 1999 - 2005
Skills
Series 7, Series 66
Education
Baruch College, City University of New York (CUNY) 2001 — 2005
BBA
HSEF
Morgan Stanley Smith Barney 2005 - Present
Smith Barney 1999 - 2005
Skills
Series 7, Series 66
Education
Baruch College, City University of New York (CUNY) 2001 — 2005
BBA
HSEF
Steven Boles, CFP®'s Smith Barney Experience October 2005 - December 2008
Job Investment Analyst at First Tennessee Bank
Industry Financial Services
Experience
FTB Advisors May 2010 - Present
SunTrust Bank January 2009 - May 2010
Smith Barney October 2005 - December 2008
Education
Christian Brothers University 2011 — 2012
Certificate of Financial Planning
Belmont University 2001 — 2005
BBA, Finance
FTB Advisors May 2010 - Present
SunTrust Bank January 2009 - May 2010
Smith Barney October 2005 - December 2008
Education
Christian Brothers University 2011 — 2012
Certificate of Financial Planning
Belmont University 2001 — 2005
BBA, Finance
Christopher O'Young's Smith Barney Experience May 2003 - December 2004
Job Founder at NexttoHer
Industry Internet
Experience
Gilt Candles September 2013 - Present
Black Lapel Custom Clothiers January 2010 - September 2012
Jefferies & Company July 2006 - July 2009
Citigroup December 2004 - May 2006
Smith Barney May 2003 - December 2004
Skills
Investment Banking, Financial Modeling, Valuation, LBO, Equities, Capital Markets
Education
Peking University 2009 — 2010
Chinese (汉语)
Babson College
Bachelor's of Science, Finance
Saint George's
Gilt Candles September 2013 - Present
Black Lapel Custom Clothiers January 2010 - September 2012
Jefferies & Company July 2006 - July 2009
Citigroup December 2004 - May 2006
Smith Barney May 2003 - December 2004
Skills
Investment Banking, Financial Modeling, Valuation, LBO, Equities, Capital Markets
Education
Peking University 2009 — 2010
Chinese (汉语)
Babson College
Bachelor's of Science, Finance
Saint George's
Vin Sapienza's Smith Barney Experience
Job Financial Planning Specialist at Smith Barney
Industry Investment Management
Experience
Smith Barney
Education
Baruch College, City University of New York (CUNY) 1982 — 1987
Smith Barney
Education
Baruch College, City University of New York (CUNY) 1982 — 1987
Rich Sadd's Smith Barney Experience March 1995 - October 1997
Job Vice President, Sales at RR Donnelley
Industry Financial Services
Experience
RR Donnelley (formerly Bowne) May 1999 - Present
Bowne May 1999 - November 2010
Merrill Corporation November 1997 - May 1999
Smith Barney March 1995 - October 1997
Skills
Investor Relations, Finance, Mergers & Acquisitions, Business Development, Capital Markets, Financial Reporting, Management, Private Equity, Process Improvement, Financial Modeling
Education
Baldwin Wallace University 1990 — 1994
BA, Finance and Economics
RR Donnelley (formerly Bowne) May 1999 - Present
Bowne May 1999 - November 2010
Merrill Corporation November 1997 - May 1999
Smith Barney March 1995 - October 1997
Skills
Investor Relations, Finance, Mergers & Acquisitions, Business Development, Capital Markets, Financial Reporting, Management, Private Equity, Process Improvement, Financial Modeling
Education
Baldwin Wallace University 1990 — 1994
BA, Finance and Economics
Marcel Splendore's Smith Barney Experience 1996 - 1997
Job Chairman of Reel Retirement
Industry Leisure, Travel & Tourism
Experience
Finlay Jewelry Inc. July 1998 - April 2007
Smith Barney 1996 - 1997
Estee Lauder Inc. July 1979 - March 1996
Skills
Retail, Sales Management, Merchandising
Education
Bentley University 1975 — 1977
BS, Business and marketing management
Finlay Jewelry Inc. July 1998 - April 2007
Smith Barney 1996 - 1997
Estee Lauder Inc. July 1979 - March 1996
Skills
Retail, Sales Management, Merchandising
Education
Bentley University 1975 — 1977
BS, Business and marketing management
Liliana Dryden's Smith Barney Experience May 2005 - May 2009
Job Legal Assistant at Thomas M. Dryden, P.L.
Industry Law Practice
Experience
Thomas M. Dryden, P.L. April 2012 - Present
Ameriprise Financial Services, Inc. August 2011 - March 2012
Smith Barney May 2005 - May 2009
Smith Barney March 2001 - May 2005
Education
Barry University 1990 — 1992
Master of Arts (M.A.), Communications Media
Sacred Heart University, Puerto Rico 1986 — 1989
Bachelor of Arts (B.A.), Advertising
Thomas M. Dryden, P.L. April 2012 - Present
Ameriprise Financial Services, Inc. August 2011 - March 2012
Smith Barney May 2005 - May 2009
Smith Barney March 2001 - May 2005
Education
Barry University 1990 — 1992
Master of Arts (M.A.), Communications Media
Sacred Heart University, Puerto Rico 1986 — 1989
Bachelor of Arts (B.A.), Advertising
Lawrence Hufty's Smith Barney Experience 2005 - 2006
Job President at Larlin Enterprise, Inc
Industry Financial Services
Experience
The Pagel Group May 2015 - Present
Larlin Enterprise, Inc 2011 - Present
DynaFlow Acceptance, LLC 2010 - 2015
Regions Financial Corporation 2006 - December 2009
Morgan Keegan 2006 - 2009
Smith Barney 2005 - 2006
Legg Mason 1997 - 2005
Merrill Lynch 1982 - 1997
US Navy 1975 - 1982
Skills
Financial Analysis, Program Management, Leadership, Sales Operations, Management, Financial Services, Financial Advisory, Finance, Strategy, Talent Acquisition, Investments, Portfolio Management, Human Resources, Strategic Planning, Wealth Management, Budgets, Marketing, Mergers & Acquisitions, Asset Management, Risk Management, Coaching, Series 7, Team Building
Education
Baldwin Wallace University
Master of Business Administration (M.B.A.), Executive Program with emphasis in Management
Jacksonville University
Bachelor's Degree, Political Science and Naval History
The Pagel Group May 2015 - Present
Larlin Enterprise, Inc 2011 - Present
DynaFlow Acceptance, LLC 2010 - 2015
Regions Financial Corporation 2006 - December 2009
Morgan Keegan 2006 - 2009
Smith Barney 2005 - 2006
Legg Mason 1997 - 2005
Merrill Lynch 1982 - 1997
US Navy 1975 - 1982
Skills
Financial Analysis, Program Management, Leadership, Sales Operations, Management, Financial Services, Financial Advisory, Finance, Strategy, Talent Acquisition, Investments, Portfolio Management, Human Resources, Strategic Planning, Wealth Management, Budgets, Marketing, Mergers & Acquisitions, Asset Management, Risk Management, Coaching, Series 7, Team Building
Education
Baldwin Wallace University
Master of Business Administration (M.B.A.), Executive Program with emphasis in Management
Jacksonville University
Bachelor's Degree, Political Science and Naval History
Chris Wacker's Smith Barney Experience September 2008 - December 2008
Job Examiner at Consumer Financial Protection Bureau
Industry Financial Services
Experience
Consumer Financial Protection Bureau September 2014 - Present
Commodity Futures Trading Commission August 2009 - September 2014
Scottrade December 2008 - July 2009
Smith Barney September 2008 - December 2008
NAU Inc. February 2007 - February 2008
JPMorgan Chase March 2006 - December 2006
United States Marine Corps June 2000 - June 2004
Skills
Microsoft Office, Government, Public Speaking, Project Management, Management, Marketing, Sales, Start-ups, Analysis
Education
Northwestern University 2012 — 2014
CPA Prep Certificate, Accounting, 4.0
DePaul University 2006 — 2009
B.S. in Commerce-Finance; Minor in China Studies, 3.9
Beijing Foreign Studies University 2008 — 2008
Mandarin-Level 1
United States Marine Corps 2000 — 2000
Marine Corps Administrative School
Consumer Financial Protection Bureau September 2014 - Present
Commodity Futures Trading Commission August 2009 - September 2014
Scottrade December 2008 - July 2009
Smith Barney September 2008 - December 2008
NAU Inc. February 2007 - February 2008
JPMorgan Chase March 2006 - December 2006
United States Marine Corps June 2000 - June 2004
Skills
Microsoft Office, Government, Public Speaking, Project Management, Management, Marketing, Sales, Start-ups, Analysis
Education
Northwestern University 2012 — 2014
CPA Prep Certificate, Accounting, 4.0
DePaul University 2006 — 2009
B.S. in Commerce-Finance; Minor in China Studies, 3.9
Beijing Foreign Studies University 2008 — 2008
Mandarin-Level 1
United States Marine Corps 2000 — 2000
Marine Corps Administrative School
Francesca Wang's Smith Barney Experience February 2007 - June 2007
Job Yale MPH Candidate in Health Care Management
Industry Hospital & Health Care
Experience
Chinese Hospital February 2011 - May 2015
Chinese Community Health Plan April 2011 - December 2011
ChinaSF July 2010 - October 2010
EAH Housing Corporation June 2009 - November 2009
Smith Barney February 2007 - June 2007
Education
Yale School of Public Health 2015 — 2017
Master’s Degree, Public Health
University of California, Berkeley 2006 — 2010
B.A., Environmental Economics and Policy
Beijing Normal University 2008 — 2008
Intensive Chinese Language Program
National Taiwan University 2007 — 2007
Business Chinese Program
UC Berkeley Extension
Professional Marketing Certificate
Chinese Hospital February 2011 - May 2015
Chinese Community Health Plan April 2011 - December 2011
ChinaSF July 2010 - October 2010
EAH Housing Corporation June 2009 - November 2009
Smith Barney February 2007 - June 2007
Education
Yale School of Public Health 2015 — 2017
Master’s Degree, Public Health
University of California, Berkeley 2006 — 2010
B.A., Environmental Economics and Policy
Beijing Normal University 2008 — 2008
Intensive Chinese Language Program
National Taiwan University 2007 — 2007
Business Chinese Program
UC Berkeley Extension
Professional Marketing Certificate
Elizabeth DeMarco's Smith Barney Experience June 2007 - August 2007
Job Climate Change & Sustainability Services
Industry Management Consulting
Experience
EY June 2015 - Present
North Carolina Sustainable Energy Association July 2014 - May 2015
Duke Dining Services February 2014 - July 2014
The Veloz Group May 2013 - August 2013
Houlihan Lokey March 2010 - July 2012
Bevan, Mosca, Giuditta & Zarillo, P.C. October 2009 - March 2010
Citi May 2008 - August 2008
Smith Barney June 2007 - August 2007
Janney Montgomery Scott June 2006 - August 2006
Skills
Excel, Data Analysis, PowerPoint, Outlook, Word, Financial Modeling, Microsoft Excel, Microsoft Word, Marketing, Economics, Trading, Financial Analysis, Entrepreneurship, Finance, Management, Sustainability, Policy, Microsoft Office, Research, Energy
Education
Duke University 2012 — 2014
Master of Environmental Management, Economics, Policy & Entrepreneurship
Barnard College 2007 — 2009
BA; magna cum laude, Economics, Environmental Science, 3.83
New York University
EY June 2015 - Present
North Carolina Sustainable Energy Association July 2014 - May 2015
Duke Dining Services February 2014 - July 2014
The Veloz Group May 2013 - August 2013
Houlihan Lokey March 2010 - July 2012
Bevan, Mosca, Giuditta & Zarillo, P.C. October 2009 - March 2010
Citi May 2008 - August 2008
Smith Barney June 2007 - August 2007
Janney Montgomery Scott June 2006 - August 2006
Skills
Excel, Data Analysis, PowerPoint, Outlook, Word, Financial Modeling, Microsoft Excel, Microsoft Word, Marketing, Economics, Trading, Financial Analysis, Entrepreneurship, Finance, Management, Sustainability, Policy, Microsoft Office, Research, Energy
Education
Duke University 2012 — 2014
Master of Environmental Management, Economics, Policy & Entrepreneurship
Barnard College 2007 — 2009
BA; magna cum laude, Economics, Environmental Science, 3.83
New York University
Maxime Rodrigues's Smith Barney Experience December 2006 - June 2008
Job Administrative Professional
Industry Investment Banking
Experience
Smith Barney December 2006 - June 2008
Smith Barney December 1999 - December 2005
Smith Barney April 1996 - December 1999
Education
Baruch College, City University of New York (CUNY) 1967 — 1972
GED, General
Smith Barney December 2006 - June 2008
Smith Barney December 1999 - December 2005
Smith Barney April 1996 - December 1999
Education
Baruch College, City University of New York (CUNY) 1967 — 1972
GED, General
Ricardo Pena Vargas's Smith Barney Experience July 2008 - September 2008
Job Senior Consultant at Deloitte Consulting
Industry Management Consulting
Experience
Deloitte Consulting May 2015 - Present
Deloitte Consulting February 2013 - May 2015
Deloitte Consulting February 2010 - January 2013
Deloitte Consulting June 2009 - August 2009
Smith Barney July 2008 - September 2008
Skills
Management Consulting, Business Strategy, Mergers & Acquisitions, Financial Modeling, Financial Analysis, Management, Project Management, Business Analysis, Strategy, Finance, Business Process, Market Research, Sustainability
Education
Bentley University 2005 — 2009
B.S., Management / Finance
Deloitte Consulting May 2015 - Present
Deloitte Consulting February 2013 - May 2015
Deloitte Consulting February 2010 - January 2013
Deloitte Consulting June 2009 - August 2009
Smith Barney July 2008 - September 2008
Skills
Management Consulting, Business Strategy, Mergers & Acquisitions, Financial Modeling, Financial Analysis, Management, Project Management, Business Analysis, Strategy, Finance, Business Process, Market Research, Sustainability
Education
Bentley University 2005 — 2009
B.S., Management / Finance
Ada A.'s Smith Barney Experience 1996 - 1997
Job
Industry Investment Banking
Experience
Goldman Sachs 1997 - 2009
Smith Barney 1996 - 1997
Education
City University of New York-Baruch College
BBA
Goldman Sachs 1997 - 2009
Smith Barney 1996 - 1997
Education
City University of New York-Baruch College
BBA
Charlene Thompson's Smith Barney Experience noneDuke University Hospital2007 - 2010
Job Reg CSA at Smith Barney
Industry Financial Services
Experience
Smith Barney noneDuke University Hospital2007 - 2010
Education
Ball State University 1967 — 1969
Smith Barney noneDuke University Hospital2007 - 2010
Education
Ball State University 1967 — 1969
Benjamin Spang, CFA's Smith Barney Experience March 1993 - March 1994
Job Institutional RFP Specialist
Industry Investment Management
Experience
TIAA-CREF October 2011 - Present
Wells Capital Management September 2006 - October 2011
UBS July 1995 - April 2006
Kidder Peabody March 1994 - January 1995
Smith Barney March 1993 - March 1994
Skills
Fixed Income, Equities, Trading, Proposal Writing, Investments, Portfolio Management, Commodity, Mutual Funds, Asset Managment, Bloomberg, Asset Allocation, Investment Strategies, Securities, Commercial Real Estate, Financial Analysis, Marketing, Investment Management
Education
Baruch College, City University of New York (CUNY) 1998 — 2002
MBA, Finance and Investments
Boston University 1988 — 1992
BA, Economics
TIAA-CREF October 2011 - Present
Wells Capital Management September 2006 - October 2011
UBS July 1995 - April 2006
Kidder Peabody March 1994 - January 1995
Smith Barney March 1993 - March 1994
Skills
Fixed Income, Equities, Trading, Proposal Writing, Investments, Portfolio Management, Commodity, Mutual Funds, Asset Managment, Bloomberg, Asset Allocation, Investment Strategies, Securities, Commercial Real Estate, Financial Analysis, Marketing, Investment Management
Education
Baruch College, City University of New York (CUNY) 1998 — 2002
MBA, Finance and Investments
Boston University 1988 — 1992
BA, Economics
Bryan Wilbur's Smith Barney Experience September 2008 - February 2009
Job Sales Consultant
Industry Medical Devices
Experience
Medtronic Spine March 2015 - Present
Depuy Synthes Spine November 2011 - March 2015
Wilbur Painting 2004 - 2012
ADP November 2009 - November 2011
Smith Barney September 2008 - February 2009
Eaton Vance June 2008 - August 2008
Education
Babson College 2005 — 2009
BS, Finance
Phillips Exeter Academy
Medtronic Spine March 2015 - Present
Depuy Synthes Spine November 2011 - March 2015
Wilbur Painting 2004 - 2012
ADP November 2009 - November 2011
Smith Barney September 2008 - February 2009
Eaton Vance June 2008 - August 2008
Education
Babson College 2005 — 2009
BS, Finance
Phillips Exeter Academy
Lionel J. Richardson's Smith Barney Experience April 2008 - December 2010
Job Senior Control Officer, SVP at Citigroup
Industry Financial Services
Experience
Citigroup November 2012 - Present
Morgan Stanley Smith Barney December 2010 - November 2012
Smith Barney April 2008 - December 2010
Smith Barney June 2006 - April 2008
Merrill Lynch July 2004 - June 2006
Smith Barney July 2001 - July 2004
Skills
Series 7, Securities, Series 63, FINRA, AML, Due Diligence, USA PATRIOT Act, Risk Management, Mutual Funds, Compliance, Internal Controls
Education
CORNELL UNIVERSITY 2008 — 2010
MBA, MANAGEMENT
Baruch College 1994 — 1998
Bachelor of Business Administration (BBA), Finance, General
Citigroup November 2012 - Present
Morgan Stanley Smith Barney December 2010 - November 2012
Smith Barney April 2008 - December 2010
Smith Barney June 2006 - April 2008
Merrill Lynch July 2004 - June 2006
Smith Barney July 2001 - July 2004
Skills
Series 7, Securities, Series 63, FINRA, AML, Due Diligence, USA PATRIOT Act, Risk Management, Mutual Funds, Compliance, Internal Controls
Education
CORNELL UNIVERSITY 2008 — 2010
MBA, MANAGEMENT
Baruch College 1994 — 1998
Bachelor of Business Administration (BBA), Finance, General
Konstantinos (Dino) Mihalopoulos's Smith Barney Experience June 2009 - August 2009
Job Investor
Industry Investment Management
Experience
Artisan Partners June 2012 - June 2015
Hughey Center for Financial Services May 2010 - October 2011
Artisan Partners Global Value July 2011 - September 2011
Smith Barney June 2009 - August 2009
Skills
Corporate Finance, Asset Allocation, Emerging Markets, Due Diligence, Investment Strategies, Mutual Funds, Analysis, Bloomberg, Derivatives, Equities, Equity Research, Finance, Financial Analysis, Investments, Microsoft Excel, Trading
Education
Bentley University 2008 — 2012
BS, Finance
London School of Economics and Political Science 2010 — 2010
Financial Markets, Business Analysis & Valuation
Artisan Partners June 2012 - June 2015
Hughey Center for Financial Services May 2010 - October 2011
Artisan Partners Global Value July 2011 - September 2011
Smith Barney June 2009 - August 2009
Skills
Corporate Finance, Asset Allocation, Emerging Markets, Due Diligence, Investment Strategies, Mutual Funds, Analysis, Bloomberg, Derivatives, Equities, Equity Research, Finance, Financial Analysis, Investments, Microsoft Excel, Trading
Education
Bentley University 2008 — 2012
BS, Finance
London School of Economics and Political Science 2010 — 2010
Financial Markets, Business Analysis & Valuation
Joe Palazzo's Smith Barney Experience January 1998 - August 2002
Job VP at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase & Co. March 2015 - Present
J.P. Morgan July 2013 - Present
J.P. Morgan March 2012 - July 2013
JP Morgan Investment Management January 2007 - March 2012
Huntington National Bank August 2003 - January 2007
Smith Barney January 1998 - August 2002
Skills
Application Development, Requirements Analysis, Equities, Asset Management, Sybase, Business Analysis, System Deployment, Software Deployment, Agile Methodologies, Production Support, Oracle, Business Objects, ETL, Informatica, Trading Systems, Longview, Software Development, Asset Managment, SDLC, Fixed Income, Investment Banking, Derivatives, Equity Trading, Equity Derivatives, Unix, VBA, Unix Shell Scripting, Swaps, SOA, SQL, Crystal Reports
Education
Baruch College, City University of New York (CUNY) 1992 — 1997
BBA, Finance
Townsend Harris
JPMorgan Chase & Co. March 2015 - Present
J.P. Morgan July 2013 - Present
J.P. Morgan March 2012 - July 2013
JP Morgan Investment Management January 2007 - March 2012
Huntington National Bank August 2003 - January 2007
Smith Barney January 1998 - August 2002
Skills
Application Development, Requirements Analysis, Equities, Asset Management, Sybase, Business Analysis, System Deployment, Software Deployment, Agile Methodologies, Production Support, Oracle, Business Objects, ETL, Informatica, Trading Systems, Longview, Software Development, Asset Managment, SDLC, Fixed Income, Investment Banking, Derivatives, Equity Trading, Equity Derivatives, Unix, VBA, Unix Shell Scripting, Swaps, SOA, SQL, Crystal Reports
Education
Baruch College, City University of New York (CUNY) 1992 — 1997
BBA, Finance
Townsend Harris
Kathleen Bender's Smith Barney Experience March 2004 - March 2006
Job Chief flower gardener at Retired
Industry Financial Services
Experience
Retired August 2015 - Present
Citizens Bank December 2013 - August 2015
TD Bank Group June 2011 - December 2013
Association for Financial Professionals October 2007 - June 2011
Prudential Financial - International Insurance October 2007 - March 2010
Citigroup March 2006 - August 2007
Smith Barney March 2004 - March 2006
Citigroup October 2000 - March 2004
Citibank April 1994 - October 2000
Skills
Operational Risk, Financial Risk, Banking, Auditing, Risk Assessment, Enterprise Risk..., Insurance, Process Improvement, Operational Risk..., Financial Analysis, Internal Controls, Internal Audit, Securities, Financial Services, Treasury Management, Investments, Leadership, Risk Management, Portfolio Management, Retail Banking, Relationship Management, Mutual Funds, Cash Management
Education
American Institute of Banking 1973 — 1975
n/a, Bank Products, Trust Services, Contract Law
City University of New York-Baruch College 1972 — 1973
Economics and Accounting
Ohio University 1966 — 1972
BA, English, Economics
Fontbonne Academy 1962 — 1966
Coll Prep, academic
Retired August 2015 - Present
Citizens Bank December 2013 - August 2015
TD Bank Group June 2011 - December 2013
Association for Financial Professionals October 2007 - June 2011
Prudential Financial - International Insurance October 2007 - March 2010
Citigroup March 2006 - August 2007
Smith Barney March 2004 - March 2006
Citigroup October 2000 - March 2004
Citibank April 1994 - October 2000
Skills
Operational Risk, Financial Risk, Banking, Auditing, Risk Assessment, Enterprise Risk..., Insurance, Process Improvement, Operational Risk..., Financial Analysis, Internal Controls, Internal Audit, Securities, Financial Services, Treasury Management, Investments, Leadership, Risk Management, Portfolio Management, Retail Banking, Relationship Management, Mutual Funds, Cash Management
Education
American Institute of Banking 1973 — 1975
n/a, Bank Products, Trust Services, Contract Law
City University of New York-Baruch College 1972 — 1973
Economics and Accounting
Ohio University 1966 — 1972
BA, English, Economics
Fontbonne Academy 1962 — 1966
Coll Prep, academic
Shannon Croteau's Smith Barney Experience 2003 - 2005
Job Compliance Consultant
Industry Financial Services
Experience
Wells Fargo Advisors February 2007 - Present
Smith Barney 2003 - 2005
Smith Barney August 2000 - April 2003
Skills
FINRA, Series 7, Series 65, Uniform Combined State..., Series 63
Education
Loyola University Chicago 1990 — 1999
B.S., Criminal Justice
Benedictine University 2004 — 2006
Exercise Physiology
Wells Fargo Advisors February 2007 - Present
Smith Barney 2003 - 2005
Smith Barney August 2000 - April 2003
Skills
FINRA, Series 7, Series 65, Uniform Combined State..., Series 63
Education
Loyola University Chicago 1990 — 1999
B.S., Criminal Justice
Benedictine University 2004 — 2006
Exercise Physiology
marian kearney's Smith Barney Experience September 2005 - December 2008
Job CBS News Former Administrative Assistant to ControllerVP (currently job hunting)
Industry Accounting
Experience
CBS News October 2010 - July 2015
Smith Barney September 2005 - December 2008
Park Central Hotel October 2000 - January 2005
First American Title Insurance Co. July 1996 - March 2000
Al-Anon Family Groups February 1992 - May 1996
Helmsley-Spear, Inc. February 1990 - January 1992
Skills
Accounting, Payroll, Legal Writing, Outlook, Administrative..., Executive..., Office Management, Subpoenas, At Multitasking
Education
Baruch College, City University of New York (CUNY) 1991 — 1993
B.A, Business Administration
CBS News October 2010 - July 2015
Smith Barney September 2005 - December 2008
Park Central Hotel October 2000 - January 2005
First American Title Insurance Co. July 1996 - March 2000
Al-Anon Family Groups February 1992 - May 1996
Helmsley-Spear, Inc. February 1990 - January 1992
Skills
Accounting, Payroll, Legal Writing, Outlook, Administrative..., Executive..., Office Management, Subpoenas, At Multitasking
Education
Baruch College, City University of New York (CUNY) 1991 — 1993
B.A, Business Administration
John Shreenan, CIMA, CSNA's Smith Barney Experience January 1985 - January 1987
Job Wealth Management Advisor at Merrill Lynch, The Lusteg/Shreenan Group
Industry Financial Services
Experience
Merrill Lynch April 2000 - Present
Garrett Nagle & Company/Equity, Fixed Income Management July 1990 - May 1999
American Finance Group-Equipment Leasing June 1987 - February 1990
Smith Barney January 1985 - January 1987
Education
University of Pennsylvania - The Wharton School 2003 — 2005
Certified Investmnet Management Analyst, Currency, Hedge Funds, Futures, Attribution, Duration, Risk Adjusted Returns
Bentley University 1977 — 1981
Bachelors Degree, Marketing Management, Marketing, Economics, Finance, Accounting
Pittsfield High School 1975 — 1977
high school, Business
Merrill Lynch April 2000 - Present
Garrett Nagle & Company/Equity, Fixed Income Management July 1990 - May 1999
American Finance Group-Equipment Leasing June 1987 - February 1990
Smith Barney January 1985 - January 1987
Education
University of Pennsylvania - The Wharton School 2003 — 2005
Certified Investmnet Management Analyst, Currency, Hedge Funds, Futures, Attribution, Duration, Risk Adjusted Returns
Bentley University 1977 — 1981
Bachelors Degree, Marketing Management, Marketing, Economics, Finance, Accounting
Pittsfield High School 1975 — 1977
high school, Business
Michael Thompson, CFP's Smith Barney Experience September 2004 - August 2008
Job Aveo Capital Principal
Industry Financial Services
Experience
Aveo Capital Partners September 2012 - Present
Stephen A. Kohn & Associates August 2012 - Present
UBS Wealth Management August 2008 - September 2012
Smith Barney September 2004 - August 2008
Skills
Series 7, Wealth Management, Securities, Retirement Planning, Series 63, Estate Planning, Investments, Asset Managment, Fixed Annuities, Alternative Investments, Wealth Management..., Investment Advisory, FINRA, Strategic Financial..., Asset Allocation, Mutual Funds, Mergers, Equities, Investment Strategies, Hedge Funds
Education
Baylor University School of Law 1989 — 1991
JD
Aveo Capital Partners September 2012 - Present
Stephen A. Kohn & Associates August 2012 - Present
UBS Wealth Management August 2008 - September 2012
Smith Barney September 2004 - August 2008
Skills
Series 7, Wealth Management, Securities, Retirement Planning, Series 63, Estate Planning, Investments, Asset Managment, Fixed Annuities, Alternative Investments, Wealth Management..., Investment Advisory, FINRA, Strategic Financial..., Asset Allocation, Mutual Funds, Mergers, Equities, Investment Strategies, Hedge Funds
Education
Baylor University School of Law 1989 — 1991
JD
Suresh Rajendran's Smith Barney Experience September 2007 - May 2010
Job Senior Manager Cognizant
Industry Management Consulting
Experience
First Data Corporation June 2011 - Present
Cognizant Technology Solutions June 2010 - Present
Smith Barney September 2007 - May 2010
Wipro Technologies July 2004 - October 2009
Ness Technologies 2002 - 2004
Skills
Problem Solving, Program Development, Program Management, Project Planning, Project Management, MS Project, J2EE Application..., Account Management, Team Management, Cross-functional Team..., Presentations, Strategic Leadership, Thought Leadership, Technical Leadership, Distributed Systems, Investment Banking, Managerial Finance, Securities, PMP, Requirements Analysis
Education
Bangalore University 1992 — 1996
Bachelor of Engineering, Mechanical
First Data Corporation June 2011 - Present
Cognizant Technology Solutions June 2010 - Present
Smith Barney September 2007 - May 2010
Wipro Technologies July 2004 - October 2009
Ness Technologies 2002 - 2004
Skills
Problem Solving, Program Development, Program Management, Project Planning, Project Management, MS Project, J2EE Application..., Account Management, Team Management, Cross-functional Team..., Presentations, Strategic Leadership, Thought Leadership, Technical Leadership, Distributed Systems, Investment Banking, Managerial Finance, Securities, PMP, Requirements Analysis
Education
Bangalore University 1992 — 1996
Bachelor of Engineering, Mechanical
Gelpey Jonathan's Smith Barney Experience Financial AdvisorMorgan Stanley Smith Barney2007 - Present
Job Financial Advisor at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Smith Barney Financial AdvisorMorgan Stanley Smith Barney2007 - Present
Education
Babson College
University of Florida - Warrington College of Business Administration
Smith Barney Financial AdvisorMorgan Stanley Smith Barney2007 - Present
Education
Babson College
University of Florida - Warrington College of Business Administration
Peter Searles's Smith Barney Experience January 1998 - February 2007
Job Senior Vice President Investment Officer at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors May 2013 - Present
Morgan Stanley February 2007 - May 2013
SMITH BARNEY January 1998 - February 2007
WEINGEROFF ENTERPRISES, INC. November 1990 - December 1997
Peter J. Searles, CPA 1987 - 1990
Skills
Estate Planning, Investments, Retirement Planning, Portfolio Management, Wealth Management, Wealth, Asset Management, Alternative Investments, Comprehensive Wealth..., Asset Allocation, Mutual Funds, Securities, Retirement, Wealth Management...
Education
Bentley College - Elkin B. McCallum Graduate School of Business 1978 — 1979
MS, Taxation
Providence College 1974 — 1978
BS, Business Administration-Accounting
Palmerton H.S. 1970 — 1974
Wells Fargo Advisors May 2013 - Present
Morgan Stanley February 2007 - May 2013
SMITH BARNEY January 1998 - February 2007
WEINGEROFF ENTERPRISES, INC. November 1990 - December 1997
Peter J. Searles, CPA 1987 - 1990
Skills
Estate Planning, Investments, Retirement Planning, Portfolio Management, Wealth Management, Wealth, Asset Management, Alternative Investments, Comprehensive Wealth..., Asset Allocation, Mutual Funds, Securities, Retirement, Wealth Management...
Education
Bentley College - Elkin B. McCallum Graduate School of Business 1978 — 1979
MS, Taxation
Providence College 1974 — 1978
BS, Business Administration-Accounting
Palmerton H.S. 1970 — 1974
Ludy Joseph's Smith Barney Experience May 1997 - June 2004
Job Project and Expense Management
Industry Financial Services
Experience
AXA Equitable February 2013 - Present
AXA Equitable May 2010 - January 2013
AXA Equitable August 2005 - May 2010
Smith Barney May 1997 - June 2004
Skills
Insurance, Accounting, Microsoft Excel, Access, Outlook, Budgets, Process Improvement, Accounts Payable, Microsoft Word, PowerPoint, Microsoft Office, Account Management, Invoicing, Teamwork, Building Relationships, Business Strategy, Team Building
Education
Baruch College, City University of New York (CUNY) 2002 — 2006
BBA, Business Management
Clara Barton High School 1991 — 1994
H.S. Diploma, certificated LPN program
AXA Equitable February 2013 - Present
AXA Equitable May 2010 - January 2013
AXA Equitable August 2005 - May 2010
Smith Barney May 1997 - June 2004
Skills
Insurance, Accounting, Microsoft Excel, Access, Outlook, Budgets, Process Improvement, Accounts Payable, Microsoft Word, PowerPoint, Microsoft Office, Account Management, Invoicing, Teamwork, Building Relationships, Business Strategy, Team Building
Education
Baruch College, City University of New York (CUNY) 2002 — 2006
BBA, Business Management
Clara Barton High School 1991 — 1994
H.S. Diploma, certificated LPN program
Aaron Rosenbaum, CAMS's Smith Barney Experience 2003 - 2004
Job Vice President, Senior Project Manager at Citi
Industry Financial Services
Experience
Citi March 2014 - Present
Merrill Lynch September 2010 - March 2014
Merrill Lynch September 2010 - January 2012
Morgan Stanley 2004 - 2009
Smith Barney 2003 - 2004
Instinet 1998 - 2002
Skills
Derivatives, Options, Equities, Series 24, FINRA, Hedge Funds, Securities, Series 7, SERIES 7, 63, 65, 55,..., Compliance, Commodities, CAMS
Education
City University of New York-Baruch College - Zicklin School of Business 2010 — 2012
MS, Accounting
City University of New York-Brooklyn College 2009 — 2009
Master's degree, Accounting
Pace University 2000 — 2001
Accounting
Brandeis University 1994 — 1998
BA, History
Citi March 2014 - Present
Merrill Lynch September 2010 - March 2014
Merrill Lynch September 2010 - January 2012
Morgan Stanley 2004 - 2009
Smith Barney 2003 - 2004
Instinet 1998 - 2002
Skills
Derivatives, Options, Equities, Series 24, FINRA, Hedge Funds, Securities, Series 7, SERIES 7, 63, 65, 55,..., Compliance, Commodities, CAMS
Education
City University of New York-Baruch College - Zicklin School of Business 2010 — 2012
MS, Accounting
City University of New York-Brooklyn College 2009 — 2009
Master's degree, Accounting
Pace University 2000 — 2001
Accounting
Brandeis University 1994 — 1998
BA, History
Steve Latoni's Smith Barney Experience 1995 - 1996
Job Development Manager
Industry Financial Services
Experience
TIAA-CREF April 2008 - Present
ADP 2001 - 2004
Banc of America Securities 1996 - 2000
Bank of America 1996 - 2000
Bank Of America Securities, LLc 1996 - 2000
Smith Barney 1995 - 1996
Kidder Peabody 1987 - 1995
Skills
PMP, SDLC, Business Analysis, Vendor Management, Requirements Gathering, Asset Managment, Software Project..., Requirements Analysis, Business Process..., Informatica, SharePoint, Process Improvement, ETL, Project Management, Integration, Project Portfolio..., Asset Management
Education
St. John's University, The Peter J. Tobin College of Business 1983 — 1987
MBA, Finance
Baruch College, City University of New York (CUNY) 1975 — 1979
BBA, Marketing
TIAA-CREF April 2008 - Present
ADP 2001 - 2004
Banc of America Securities 1996 - 2000
Bank of America 1996 - 2000
Bank Of America Securities, LLc 1996 - 2000
Smith Barney 1995 - 1996
Kidder Peabody 1987 - 1995
Skills
PMP, SDLC, Business Analysis, Vendor Management, Requirements Gathering, Asset Managment, Software Project..., Requirements Analysis, Business Process..., Informatica, SharePoint, Process Improvement, ETL, Project Management, Integration, Project Portfolio..., Asset Management
Education
St. John's University, The Peter J. Tobin College of Business 1983 — 1987
MBA, Finance
Baruch College, City University of New York (CUNY) 1975 — 1979
BBA, Marketing
Patrick Guckes's Smith Barney Experience June 2007 - August 2007
Job Account Management and Strategy Leader at Synchrony Financial
Industry Financial Services
Experience
Synchrony Financial September 2015 - Present
FARO Technologies September 2014 - May 2015
Trinseo LLC September 2012 - September 2014
Trinseo LLC December 2011 - August 2012
Trinseo September 2011 - December 2011
The Boeing Company August 2008 - September 2011
The Boeing Company 2010 - 2011
The Boeing Company 2008 - 2010
Smith Barney June 2007 - August 2007
Skills
Forecasting, Cost, Strategic Planning, Contract Negotiation, Financial Planning, Budget Development, Budget Tracking, Corporate Finance, Leadership Development, Process Improvement, Financial Modeling, Strategic Financial..., Sarbanes-Oxley Act, Mergers, Mergers & Acquisitions
Education
Bentley University 2004 — 2008
BS, FINANCE, ECONOMICS
Synchrony Financial September 2015 - Present
FARO Technologies September 2014 - May 2015
Trinseo LLC September 2012 - September 2014
Trinseo LLC December 2011 - August 2012
Trinseo September 2011 - December 2011
The Boeing Company August 2008 - September 2011
The Boeing Company 2010 - 2011
The Boeing Company 2008 - 2010
Smith Barney June 2007 - August 2007
Skills
Forecasting, Cost, Strategic Planning, Contract Negotiation, Financial Planning, Budget Development, Budget Tracking, Corporate Finance, Leadership Development, Process Improvement, Financial Modeling, Strategic Financial..., Sarbanes-Oxley Act, Mergers, Mergers & Acquisitions
Education
Bentley University 2004 — 2008
BS, FINANCE, ECONOMICS
Taryn Powers's Smith Barney Experience December 2007 - January 2009
Job Senior Associate at Twin Focus Capital Partners
Industry Financial Services
Experience
Twin Focus Capital Partners LLC January 2009 - Present
Smith Barney December 2007 - January 2009
Skills
Series 65
Education
Bentley University
BS, Marketing
Universitat Pompeu Fabra
Boston Latin School
Twin Focus Capital Partners LLC January 2009 - Present
Smith Barney December 2007 - January 2009
Skills
Series 65
Education
Bentley University
BS, Marketing
Universitat Pompeu Fabra
Boston Latin School
Ali Mamun's Smith Barney Experience January 1994 - January 1995
Job Associate Director, Accounting & Finance at The Forum Group
Industry Financial Services
Experience
The Forum Group February 2015 - Present
DB Grant Associates, Inc. May 2013 - January 2015
Herzog & Freed Capital Management, LLC August 2010 - April 2013
U.S. Energy Corp. February 2006 - July 2010
Aspen Funding Group May 2001 - February 2006
Smith Barney January 1994 - January 1995
Skills
Business Development, Leadership, Management, Investments, Portfolio Management, Strategy, Sales, Customer Service, Human Resources, Marketing, Recruiting, Interviews, Talent Acquisition, Applicant Tracking..., Finance, Sourcing, Temporary Placement, Microsoft Office, Strategic Planning, Employee Relations
Education
Baruch College, City University of New York (CUNY)
BBA, Finance
The Forum Group February 2015 - Present
DB Grant Associates, Inc. May 2013 - January 2015
Herzog & Freed Capital Management, LLC August 2010 - April 2013
U.S. Energy Corp. February 2006 - July 2010
Aspen Funding Group May 2001 - February 2006
Smith Barney January 1994 - January 1995
Skills
Business Development, Leadership, Management, Investments, Portfolio Management, Strategy, Sales, Customer Service, Human Resources, Marketing, Recruiting, Interviews, Talent Acquisition, Applicant Tracking..., Finance, Sourcing, Temporary Placement, Microsoft Office, Strategic Planning, Employee Relations
Education
Baruch College, City University of New York (CUNY)
BBA, Finance
Dan Wilhite's Smith Barney Experience 2001 - 2010
Job Sr Vice President of Advisor Operations, Southeast at First Command Financial Planning
Industry Financial Services
Experience
First Command Financial Planning November 2010 - Present
Major investment firm 2001 - May 2010
Morgan Stanley Smith Barney 2009 - 2010
Smith Barney 2001 - 2010
RBC Dain Rauscher April 1994 - June 2001
Skills
Series 7, Series 63, Wealth Management, Retirement Planning, Mutual Funds, Investment Management, Series 65, Asset Managment, Estate Planning, Series 24, Investments, Asset Allocation, Investment Advisory, Securities, Strategic Financial...
Education
Baylor University 1973 — 1975
BBA, Business Managent- Finance
Tyler Junior College, The University of Texas at Dallas. Robert E. Lee , high school, Tyler, Tx 1971 — 1973
BA Business Administration, finance
First Command Financial Planning November 2010 - Present
Major investment firm 2001 - May 2010
Morgan Stanley Smith Barney 2009 - 2010
Smith Barney 2001 - 2010
RBC Dain Rauscher April 1994 - June 2001
Skills
Series 7, Series 63, Wealth Management, Retirement Planning, Mutual Funds, Investment Management, Series 65, Asset Managment, Estate Planning, Series 24, Investments, Asset Allocation, Investment Advisory, Securities, Strategic Financial...
Education
Baylor University 1973 — 1975
BBA, Business Managent- Finance
Tyler Junior College, The University of Texas at Dallas. Robert E. Lee , high school, Tyler, Tx 1971 — 1973
BA Business Administration, finance
Myles Dudley's Smith Barney Experience November 2008 - May 2009
Job Financial Advisor and Managing Partner at Pinnacle Private Wealth LLC.
Industry Financial Services
Experience
Pinnacle Private Wealth June 2009 - Present
Smith Barney November 2008 - May 2009
Banc of America Investments June 2002 - November 2007
Skills
Investments, Asset Managment, Wealth, Risk Management, Alternative Investments, Series 7, Investment Management, Asset Management, Wealth Management..., Retirement Planning, Finance, Financial Risk, Wealth Management, Strategic Financial..., Estate Planning, Mutual Funds, Asset Allocation, Securities, Series 63, Financial Advisory, Investment Strategies, Financial Planners, Investment Advisory, Retirement, 401k, IRAs, ETFs, FINRA, Fixed Income, Portfolio Management, Uniform Combined State..., Variable Annuities, Bonds, Fixed Annuities, Series 65, Series 6, High Net Worth..., Financial Services, Separately Managed..., Equities, 401k Rollovers, Hedge Funds, Life Insurance, Long Term Care Insurance, Series 24, Long-term Care, Private Banking, College Savings Plans
Education
Bentley University
Catholic Memorial
Wharton
Pinnacle Private Wealth June 2009 - Present
Smith Barney November 2008 - May 2009
Banc of America Investments June 2002 - November 2007
Skills
Investments, Asset Managment, Wealth, Risk Management, Alternative Investments, Series 7, Investment Management, Asset Management, Wealth Management..., Retirement Planning, Finance, Financial Risk, Wealth Management, Strategic Financial..., Estate Planning, Mutual Funds, Asset Allocation, Securities, Series 63, Financial Advisory, Investment Strategies, Financial Planners, Investment Advisory, Retirement, 401k, IRAs, ETFs, FINRA, Fixed Income, Portfolio Management, Uniform Combined State..., Variable Annuities, Bonds, Fixed Annuities, Series 65, Series 6, High Net Worth..., Financial Services, Separately Managed..., Equities, 401k Rollovers, Hedge Funds, Life Insurance, Long Term Care Insurance, Series 24, Long-term Care, Private Banking, College Savings Plans
Education
Bentley University
Catholic Memorial
Wharton
Carol Pardee's Smith Barney Experience February 1991 - June 1993
Job
Industry Information Technology and Services
Experience
Deutsche Bank June 1993 - October 2002
Smith Barney February 1991 - June 1993
CS First Boston January 1990 - February 1991
J.P Morgan July 1985 - January 1990
Skills
Investment Banking, Fixed Income, Trading Systems, Business Analysis, Electronic Trading, Capital Markets, SDLC, Integration, Risk Management, Program Management, Leadership, Financial Services, Customer Service, Portfolio Management, Change Management, IT Strategy, Vendor Management, Sybase
Education
Baruch College, City University of New York (CUNY)
MS, Computer Methodology
Baruch College, City University of New York (CUNY) 1981 — 1984
BBA, Computer Systems
Deutsche Bank June 1993 - October 2002
Smith Barney February 1991 - June 1993
CS First Boston January 1990 - February 1991
J.P Morgan July 1985 - January 1990
Skills
Investment Banking, Fixed Income, Trading Systems, Business Analysis, Electronic Trading, Capital Markets, SDLC, Integration, Risk Management, Program Management, Leadership, Financial Services, Customer Service, Portfolio Management, Change Management, IT Strategy, Vendor Management, Sybase
Education
Baruch College, City University of New York (CUNY)
MS, Computer Methodology
Baruch College, City University of New York (CUNY) 1981 — 1984
BBA, Computer Systems
Nathalie Wilson's Smith Barney Experience 1992 - 1996
Job Registration Coordinator at Gleacher & Company, Inc.
Industry Financial Services
Experience
Gleacher & Company, Inc. October 2012 - Present
Gleacher 2012 - 2013
Marsh & McLennan Companies, Inc. April 2010 - September 2012
Marsh & McLennan Companies, Inc. October 2005 - April 2010
Brean Murray & Co., Inc. September 2003 - October 2005
Brean Murray & Co., Inc. September 2003 - October 2005
Ladenburg Thalmann & Co., Inc. September 1997 - September 2003
Smith Barney 1992 - 1996
Rickel & Associates 1993 - 1994
Skills
Licensing &..., Various Compliance..., Active Licenses: ..., FINRA Form U4s, Form..., NFA Forms 8R, 8T
Education
Baruch College 1996 — 1999
Bachelor of Business Administration (BBA)
Gleacher & Company, Inc. October 2012 - Present
Gleacher 2012 - 2013
Marsh & McLennan Companies, Inc. April 2010 - September 2012
Marsh & McLennan Companies, Inc. October 2005 - April 2010
Brean Murray & Co., Inc. September 2003 - October 2005
Brean Murray & Co., Inc. September 2003 - October 2005
Ladenburg Thalmann & Co., Inc. September 1997 - September 2003
Smith Barney 1992 - 1996
Rickel & Associates 1993 - 1994
Skills
Licensing &..., Various Compliance..., Active Licenses: ..., FINRA Form U4s, Form..., NFA Forms 8R, 8T
Education
Baruch College 1996 — 1999
Bachelor of Business Administration (BBA)
Jill Meinke's Smith Barney Experience 2006 - 2010
Job Financial Services Professional
Industry
Experience
Sun Life Financial March 2008 - March 2010
Smith Barney 2006 - 2010
Education
Bentley University 2002 — 2006
B.S, Marketing
Sun Life Financial March 2008 - March 2010
Smith Barney 2006 - 2010
Education
Bentley University 2002 — 2006
B.S, Marketing
Robert Ferriman's Smith Barney Experience February 1995 - May 2009
Job Financial Advisor at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. May 2009 - Present
Smith Barney February 1995 - May 2009
Education
Babson College 1985 — 1989
Bachelor of Science, Finance, Economics, Investments
Robert W. Baird & Co. May 2009 - Present
Smith Barney February 1995 - May 2009
Education
Babson College 1985 — 1989
Bachelor of Science, Finance, Economics, Investments
Frank DeAngelis's Smith Barney Experience 1998 - 2001
Job Sales Director at Wholesale Auto Supply Co., Inc.
Industry Automotive
Experience
Wholesale Auto Supply Co., Inc. March 2001 - Present
Smith Barney 1998 - 2001
Universal Underwriters Group(Zurich) 1976 - 1997
Skills
CRM, Excel, Word, Customer Satisfaction, Microsoft Excel, Microsoft Word, Business Strategy, Sales, Profit, Automotive, Relationship Management, Strategic Leadership, Contract Negotiation, Business Development, Automobile, Forecasting, Customer Retention, Operations Management, Warranty, Finance, Business Planning, Fleet Management, Sales Operations, Vehicles, Dealer Management, Process Improvement, Sales Process, Automotive Aftermarket, Marketing, Pricing, Retail, Selling, Purchasing, Strategic Planning, Dealers, Inventory Management, Coaching, Gross Profit, New Business Development, Marketing Strategy, Budgets, Team Building, Customer Service, Team Leadership, Parts, Negotiation, Account Management, B2B, P&L Management, Income Statement
Education
Ball State University - College of Business 1973 — 1975
BS/GBA, Insurance & Sales
County College of Morris 1971 — 1973
Associates, General Business
Wholesale Auto Supply Co., Inc. March 2001 - Present
Smith Barney 1998 - 2001
Universal Underwriters Group(Zurich) 1976 - 1997
Skills
CRM, Excel, Word, Customer Satisfaction, Microsoft Excel, Microsoft Word, Business Strategy, Sales, Profit, Automotive, Relationship Management, Strategic Leadership, Contract Negotiation, Business Development, Automobile, Forecasting, Customer Retention, Operations Management, Warranty, Finance, Business Planning, Fleet Management, Sales Operations, Vehicles, Dealer Management, Process Improvement, Sales Process, Automotive Aftermarket, Marketing, Pricing, Retail, Selling, Purchasing, Strategic Planning, Dealers, Inventory Management, Coaching, Gross Profit, New Business Development, Marketing Strategy, Budgets, Team Building, Customer Service, Team Leadership, Parts, Negotiation, Account Management, B2B, P&L Management, Income Statement
Education
Ball State University - College of Business 1973 — 1975
BS/GBA, Insurance & Sales
County College of Morris 1971 — 1973
Associates, General Business
Steven Weisberg's Smith Barney Experience January 1983 - October 1990
Job Director, Corporate Real Estate at Prudential Financial
Industry Financial Services
Experience
Prudential Financial March 1998 - Present
The Bank of New York December 1992 - March 1998
Barclays Bank of New York September 1991 - December 1992
Smith Barney January 1983 - October 1990
Skills
Corporate Real Estate, Real Estate, Lease Administration, Asset Managment, Portfolio Management, Financial Analysis, Acquisitions, Commercial Leasing, Location Intelligence, Property Management, Disposition, Real Estate Transactions, Asset Management, Real Estate Economics, Leases, Real Estate Development, Brokerage, Commercial Real Estate, Due Diligence, Investment Properties, Tenant, Investments, Lease Negotiations, Real Estate Financing, Mergers & Acquisitions, Facilities Management, Property, Real Estate Private..., Landlords, Contract Negotiation, Shopping Centers, Valuation, Appraisals, Financial Modeling, Negotiation
Education
Long Island University, Brooklyn Campus 1981 — 1984
Master of Business Administration (M.B.A.), Finance
Baruch College 1974 — 1978
Bachelor of Business Administration (B.B.A.), Management
Prudential Financial March 1998 - Present
The Bank of New York December 1992 - March 1998
Barclays Bank of New York September 1991 - December 1992
Smith Barney January 1983 - October 1990
Skills
Corporate Real Estate, Real Estate, Lease Administration, Asset Managment, Portfolio Management, Financial Analysis, Acquisitions, Commercial Leasing, Location Intelligence, Property Management, Disposition, Real Estate Transactions, Asset Management, Real Estate Economics, Leases, Real Estate Development, Brokerage, Commercial Real Estate, Due Diligence, Investment Properties, Tenant, Investments, Lease Negotiations, Real Estate Financing, Mergers & Acquisitions, Facilities Management, Property, Real Estate Private..., Landlords, Contract Negotiation, Shopping Centers, Valuation, Appraisals, Financial Modeling, Negotiation
Education
Long Island University, Brooklyn Campus 1981 — 1984
Master of Business Administration (M.B.A.), Finance
Baruch College 1974 — 1978
Bachelor of Business Administration (B.B.A.), Management
Lorrie Rogers's Smith Barney Experience February 2000 - February 2003
Job Technical Publications at PenAir
Industry Airlines/Aviation
Experience
Northern Air Cargo July 2014 - Present
The Crow's Nest Restaurant and Event Center May 2010 - Present
PenAir April 2005 - July 2014
Well's Fargo Trust Company February 2003 - April 2005
Smith Barney February 2000 - February 2003
Skills
Customer Service, Microsoft Office, Aviation, FrameMaker, Social Media, Flights, Data Entry, Research, Teamwork, Hospitality
Education
Bellevue Community College 1993 — 1995
AAS, General
Fowler High School 1985 — 1989
Diploma
Northern Air Cargo July 2014 - Present
The Crow's Nest Restaurant and Event Center May 2010 - Present
PenAir April 2005 - July 2014
Well's Fargo Trust Company February 2003 - April 2005
Smith Barney February 2000 - February 2003
Skills
Customer Service, Microsoft Office, Aviation, FrameMaker, Social Media, Flights, Data Entry, Research, Teamwork, Hospitality
Education
Bellevue Community College 1993 — 1995
AAS, General
Fowler High School 1985 — 1989
Diploma
Vadim Kolchanov's Smith Barney Experience January 2000 - January 2002
Job Manager, Forensic, KPMG US
Industry Financial Services
Experience
KPMG US November 2005 - Present
JPMorgan Chase January 2002 - October 2005
Smith Barney January 2000 - January 2002
Skills
Certified Anti-Money..., Anti Money Laundering, AML Audits, AML Risk Assessments, AML Policies /..., Know Your Customer..., Gap Analysis, Terrorist Financing, Project Management..., Independant Testing, Risk Assessment..., Bank Secrecy Act, Regulatory Compliance, Investigation, Case Management, USA PATRIOT Act, Project Management, Managing Large Scale..., Project Scope Management, Project Time Management, Project Cost Management, Project Quality..., Project Human Resource..., Project Communications..., Project Risk Management, Project Procurement..., Manage Client..., Financial Forecasting, Regulatory Reporting, Business Analysis, Internal Controls, Process Improvement, Asset Management, Capital Markets, Management Reporting, Operational Risk..., Sarbanes-Oxley Act, Financial Risk, Microsoft Excel
Education
Baruch College, City University of New York (CUNY) 1992 — 1996
Bachelor of Business Administration (B.B.A.), Accounting
KPMG US November 2005 - Present
JPMorgan Chase January 2002 - October 2005
Smith Barney January 2000 - January 2002
Skills
Certified Anti-Money..., Anti Money Laundering, AML Audits, AML Risk Assessments, AML Policies /..., Know Your Customer..., Gap Analysis, Terrorist Financing, Project Management..., Independant Testing, Risk Assessment..., Bank Secrecy Act, Regulatory Compliance, Investigation, Case Management, USA PATRIOT Act, Project Management, Managing Large Scale..., Project Scope Management, Project Time Management, Project Cost Management, Project Quality..., Project Human Resource..., Project Communications..., Project Risk Management, Project Procurement..., Manage Client..., Financial Forecasting, Regulatory Reporting, Business Analysis, Internal Controls, Process Improvement, Asset Management, Capital Markets, Management Reporting, Operational Risk..., Sarbanes-Oxley Act, Financial Risk, Microsoft Excel
Education
Baruch College, City University of New York (CUNY) 1992 — 1996
Bachelor of Business Administration (B.B.A.), Accounting
lance bundles's Smith Barney Experience January 1984 - January 1993
Job Investment Advisor
Industry Financial Services
Experience
Lance L Bundles & Associates January 2010 - Present
MBC Group May 2009 - December 2009
Eli Lilly Federal Credit Union January 1997 - January 2009
Paine Webber January 1993 - September 1997
Smith Barney January 1984 - January 1993
Skills
Investment Advisory, Investment Management, Real Estate Transactions, Life Insurance, Public Speaking, Financial Literacy..., Retirement Planning, Securities, Estate Planning, Management
Education
Babson College 1973 — 1976
BS, Finance, General
Lance L Bundles & Associates January 2010 - Present
MBC Group May 2009 - December 2009
Eli Lilly Federal Credit Union January 1997 - January 2009
Paine Webber January 1993 - September 1997
Smith Barney January 1984 - January 1993
Skills
Investment Advisory, Investment Management, Real Estate Transactions, Life Insurance, Public Speaking, Financial Literacy..., Retirement Planning, Securities, Estate Planning, Management
Education
Babson College 1973 — 1976
BS, Finance, General
Leonora Spadaro's Smith Barney Experience January 1996 - March 2009
Job Professional at Morgan Stanley
Industry Information Technology and Services
Experience
Morgan Stanley March 2009 - Present
Smith Barney January 1996 - March 2009
Smith Barney January 1985 - January 1996
Skills
SQL, SDLC, COBOLII, JCL, Project Management, Project Planning, Systems Analysis, Technical Support, Equities, Team Management, Management, Requirements Gathering
Education
Baruch College, City University of New York (CUNY)
Morgan Stanley March 2009 - Present
Smith Barney January 1996 - March 2009
Smith Barney January 1985 - January 1996
Skills
SQL, SDLC, COBOLII, JCL, Project Management, Project Planning, Systems Analysis, Technical Support, Equities, Team Management, Management, Requirements Gathering
Education
Baruch College, City University of New York (CUNY)
Robert Donahue's Smith Barney Experience June 1988 - April 1992
Job Equity Sales and Trading
Industry Financial Services
Experience
Financial Services Executive Director - Institutional Sales TradingJPMorgan ChaseApril 1998 - August 2013
Prudential Securities April 1996 - April 1999
Hoenig & Co April 1992 - March 1996
Smith Barney June 1988 - April 1992
L.F. Rothchild, Inc. July 1987 - July 1988
Skills
Series 7, 63 and 55, US Equity Sales and..., International Equity..., Equity Derivatives..., Fixed Income Trading, Prime Brokerage Services, Hedge Funds, Equity Capital, Bloomberg, Electronic Trading, Asset Management, ETFs, Equity Capital Markets, Institutional Sales, Prime Brokerage, Securities, Trading, Mutual Funds, Series 63, Series 7, Fixed Income, Investments, Equity Derivatives, Alternative Investments, Capital Markets, Investment Banking, Trading Systems, Equity Trading
Education
Bates College 1983 — 1987
Bachelor of Arts (BA), History
Financial Services Executive Director - Institutional Sales TradingJPMorgan ChaseApril 1998 - August 2013
Prudential Securities April 1996 - April 1999
Hoenig & Co April 1992 - March 1996
Smith Barney June 1988 - April 1992
L.F. Rothchild, Inc. July 1987 - July 1988
Skills
Series 7, 63 and 55, US Equity Sales and..., International Equity..., Equity Derivatives..., Fixed Income Trading, Prime Brokerage Services, Hedge Funds, Equity Capital, Bloomberg, Electronic Trading, Asset Management, ETFs, Equity Capital Markets, Institutional Sales, Prime Brokerage, Securities, Trading, Mutual Funds, Series 63, Series 7, Fixed Income, Investments, Equity Derivatives, Alternative Investments, Capital Markets, Investment Banking, Trading Systems, Equity Trading
Education
Bates College 1983 — 1987
Bachelor of Arts (BA), History
Jean Wright's Smith Barney Experience July 2002 - July 2005
Job Vice President at Goldman Sachs
Industry Investment Management
Experience
Goldman Sachs July 2005 - Present
Smith Barney July 2002 - July 2005
Goldman Sachs July 1998 - July 2005
United States Air Force March 1994 - January 1998
Skills
Wealth Management, Compliance, Risk Management, Investment Management, Financial Services, Operations Management
Education
Crichton College 2002 — 2004
Bachelor of Science (B.S.), Organizational Management
Bellevue University
Goldman Sachs July 2005 - Present
Smith Barney July 2002 - July 2005
Goldman Sachs July 1998 - July 2005
United States Air Force March 1994 - January 1998
Skills
Wealth Management, Compliance, Risk Management, Investment Management, Financial Services, Operations Management
Education
Crichton College 2002 — 2004
Bachelor of Science (B.S.), Organizational Management
Bellevue University
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.