Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Caryl Beltchenko Caryl Beltchenko's Smith Barney Experience October 1989 - May 2003
Job Administrative Manager at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch February 2011 - Present
Morgan Stanley Smith Barney December 2010 - March 2011
Citi Personal Wealth Mgmt/ Formerly Smith Barney June 2006 - April 2010
Citicorp Investment Services May 2003 - June 2006
Smith Barney October 1989 - May 2003
EF Hutton 1985 - 1988
Skills
FINRA, Series 7, Series 24, Series 63, Securities, Mutual Funds, AML, Wealth Management, Investment Advisory, Investments, KYC, Equities, Retirement Planning, Banking, Investment Banking, Insurance, Risk Management, Due Diligence, Uniform Combined State..., Alternative Investments, Financial Risk, Financial Advisory
Education
Eastern Michigan University 1974 — 1979
BS, Political Science
Merrill Lynch February 2011 - Present
Morgan Stanley Smith Barney December 2010 - March 2011
Citi Personal Wealth Mgmt/ Formerly Smith Barney June 2006 - April 2010
Citicorp Investment Services May 2003 - June 2006
Smith Barney October 1989 - May 2003
EF Hutton 1985 - 1988
Skills
FINRA, Series 7, Series 24, Series 63, Securities, Mutual Funds, AML, Wealth Management, Investment Advisory, Investments, KYC, Equities, Retirement Planning, Banking, Investment Banking, Insurance, Risk Management, Due Diligence, Uniform Combined State..., Alternative Investments, Financial Risk, Financial Advisory
Education
Eastern Michigan University 1974 — 1979
BS, Political Science
Glen Jaffee Glen Jaffee's Smith Barney Experience 1993 - 1995
Job Vice President of AlignMark, Inc | Our science helps you hire the RIGHT people…our technology makes your life easier
Industry Human Resources
Experience
AlignMark, Inc January 1995 - Present
Electronic Selection Systems 1995 - 1998
Smith Barney 1993 - 1995
Shearson Lehman Brothers 1990 - 1993
Skills
Organizational..., Talent Acquisition, Human Resources, Talent Management, Leadership, Recruiting, Management, Sales Management, Change Management, Employee Engagement, Personnel Management, Sourcing, CRM, Business Development, Program Management, Leadership Development, Sales, Real Estate, Performance Management, Human Capital Management, Talent Assessment, Marketing, Marketing Strategy
Education
Florida Southern College 1982 — 1986
Bachelor of Science (BS), Marketing Management
Florida Southern College 1982 — 1986
Bachelor’s Degree, Marketing
AlignMark, Inc January 1995 - Present
Electronic Selection Systems 1995 - 1998
Smith Barney 1993 - 1995
Shearson Lehman Brothers 1990 - 1993
Skills
Organizational..., Talent Acquisition, Human Resources, Talent Management, Leadership, Recruiting, Management, Sales Management, Change Management, Employee Engagement, Personnel Management, Sourcing, CRM, Business Development, Program Management, Leadership Development, Sales, Real Estate, Performance Management, Human Capital Management, Talent Assessment, Marketing, Marketing Strategy
Education
Florida Southern College 1982 — 1986
Bachelor of Science (BS), Marketing Management
Florida Southern College 1982 — 1986
Bachelor’s Degree, Marketing
Denise Madden Denise Madden's Smith Barney Experience January 1992 - October 1998
Job Human Resources and Legal Assistant
Industry Human Resources
Experience
Law Office of Catalano and Catalano October 2010 - Present
Smith Barney January 1992 - October 1998
Law Office of Richard E. Schrier June 1989 - January 1992
Citicorp, N.A. April 1986 - June 1989
Skills
Human Resources, Client Service Skills, Legal Services, Strong desire to succeed, Accomplished, Well-rounded, Highly Ambitious, Legal Assistance, Employee Training, Recruiting, Employee Relations, Time Management, HR Policies, Employee Benefits, Policy, Deferred Compensation, Management, Mergers & Acquisitions, Client Services, New Hire Orientations
Education
Fairfield University 2009 — 2010
Prep course for PHR exam
Western Connecticut State University 2007 — 2009
Business Management
Housatonic Community College 2000 — 2002
Associate of Science (A.S.), Business Administration
Law Office of Catalano and Catalano October 2010 - Present
Smith Barney January 1992 - October 1998
Law Office of Richard E. Schrier June 1989 - January 1992
Citicorp, N.A. April 1986 - June 1989
Skills
Human Resources, Client Service Skills, Legal Services, Strong desire to succeed, Accomplished, Well-rounded, Highly Ambitious, Legal Assistance, Employee Training, Recruiting, Employee Relations, Time Management, HR Policies, Employee Benefits, Policy, Deferred Compensation, Management, Mergers & Acquisitions, Client Services, New Hire Orientations
Education
Fairfield University 2009 — 2010
Prep course for PHR exam
Western Connecticut State University 2007 — 2009
Business Management
Housatonic Community College 2000 — 2002
Associate of Science (A.S.), Business Administration
Roy Belk Roy Belk's Smith Barney Experience May 2007 - August 2007
Job Senior Credit Analyst at Baker & Taylor
Industry Financial Services
Experience
Baker & Taylor December 2013 - Present
The CIT Group March 2009 - December 2013
MassMutual Financial Group July 2008 - February 2009
Smith Barney May 2007 - August 2007
Skills
Financial Reporting, Microsoft Excel, Cash Flow Forecasting, Microsoft Office, PowerPoint, MS Excel Pivot Tables, Vlookup, Financial Analysis, Revenue Analysis
Education
Elon University - Martha and Spencer Love School of Business 2004 — 2008
Bachelor of Science (BS), Business Administration; Finance
Baker & Taylor December 2013 - Present
The CIT Group March 2009 - December 2013
MassMutual Financial Group July 2008 - February 2009
Smith Barney May 2007 - August 2007
Skills
Financial Reporting, Microsoft Excel, Cash Flow Forecasting, Microsoft Office, PowerPoint, MS Excel Pivot Tables, Vlookup, Financial Analysis, Revenue Analysis
Education
Elon University - Martha and Spencer Love School of Business 2004 — 2008
Bachelor of Science (BS), Business Administration; Finance
Timothy L Rauwald Timothy L Rauwald's Smith Barney Experience September 1991 - January 2009
Job Senior Vice President Wealth Management _ _ _ _Senior Retirement Plan Consultant
Industry Investment Management
Experience
The Cornerstone Group at UBS Financial Services January 2009 - Present
Smith Barney September 1991 - January 2009
U.S. Army May 1986 - May 1998
PwC 1987 - 1990
Education
University of Michigan - Stephen M. Ross School of Business 1984 — 1987
BBA, Accounting
Eastern Michigan University 1983 — 1984
Accounting and Business/Management
The Cornerstone Group at UBS Financial Services January 2009 - Present
Smith Barney September 1991 - January 2009
U.S. Army May 1986 - May 1998
PwC 1987 - 1990
Education
University of Michigan - Stephen M. Ross School of Business 1984 — 1987
BBA, Accounting
Eastern Michigan University 1983 — 1984
Accounting and Business/Management
Carla Boggess Carla Boggess's Smith Barney Experience April 1998 - April 2006
Job Associate Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. March 2013 - Present
Morgan Stanley February 2008 - March 2013
UBS Financial Services April 2006 - February 2008
Smith Barney April 1998 - April 2006
Skills
Series 7, 65, 63, 3, 9,..., Health, Annuity, and..., Wealth Management, Risk Management, Small Business, Finance, Financial Services, Series 7, Mutual Funds, Equities, Series 63, Investments, Securities, Retirement Planning, Portfolio Management, Investment Advisory, Fixed Income
Education
Florida Gulf Coast University 2005 — 2013
Master of Business Administration (M.B.A.), Interdisciplinary
Monmouth University
Master of Arts (M.A.), Psychology
University of Alabama
Bachelor of Arts (B.A.), French Studies/Sociology
Ameriprise Financial Services, Inc. March 2013 - Present
Morgan Stanley February 2008 - March 2013
UBS Financial Services April 2006 - February 2008
Smith Barney April 1998 - April 2006
Skills
Series 7, 65, 63, 3, 9,..., Health, Annuity, and..., Wealth Management, Risk Management, Small Business, Finance, Financial Services, Series 7, Mutual Funds, Equities, Series 63, Investments, Securities, Retirement Planning, Portfolio Management, Investment Advisory, Fixed Income
Education
Florida Gulf Coast University 2005 — 2013
Master of Business Administration (M.B.A.), Interdisciplinary
Monmouth University
Master of Arts (M.A.), Psychology
University of Alabama
Bachelor of Arts (B.A.), French Studies/Sociology
Lisa Lubar, CDFA Lisa Lubar, CDFA's Smith Barney Experience July 1997 - April 2006
Job Financial Advisor, Certified Divorce Financial Analyst at Merrill Lynch
Industry Investment Management
Experience
Merrill Lynch March 2015 - Present
UBS Financial Services, Inc. October 2010 - March 2015
Wachovia Securities April 2006 - May 2008
Smith Barney July 1997 - April 2006
Education
Emory University 1984 — 1988
BA, Economics
Merrill Lynch March 2015 - Present
UBS Financial Services, Inc. October 2010 - March 2015
Wachovia Securities April 2006 - May 2008
Smith Barney July 1997 - April 2006
Education
Emory University 1984 — 1988
BA, Economics
Christopher Spires Christopher Spires's Smith Barney Experience June 2000 - December 2004
Job Managing Director at Raymond James & Associates
Industry Investment Management
Experience
Raymond James & Associates November 2008 - Present
Wachovia Securities Financial December 2004 - October 2008
Smith Barney June 2000 - December 2004
J.C. Bradford @Co. December 1997 - June 2000
Education
Elon University 1992 — 1996
Bachelor of Arts (BA)
Columbus Academy 1985 — 1992
Raymond James & Associates November 2008 - Present
Wachovia Securities Financial December 2004 - October 2008
Smith Barney June 2000 - December 2004
J.C. Bradford @Co. December 1997 - June 2000
Education
Elon University 1992 — 1996
Bachelor of Arts (BA)
Columbus Academy 1985 — 1992
Kieran Gilligan, QKA, CMFC Kieran Gilligan, QKA, CMFC's Smith Barney Experience January 2006 - May 2006
Job Team Lead, Resolution Support at ADP
Industry Consumer Services
Experience
ADP January 2013 - Present
ADP September 2007 - January 2013
Design Aire NJ, Inc. July 2003 - August 2007
Smith Barney January 2006 - May 2006
Skills
Series 6, 401k, Customer Service, Relationship Management, Retirement, Retirement Planning, Mutual Funds
Education
Fairfield University 2003 — 2007
Bachelor of Science, Marketing
ADP January 2013 - Present
ADP September 2007 - January 2013
Design Aire NJ, Inc. July 2003 - August 2007
Smith Barney January 2006 - May 2006
Skills
Series 6, 401k, Customer Service, Relationship Management, Retirement, Retirement Planning, Mutual Funds
Education
Fairfield University 2003 — 2007
Bachelor of Science, Marketing
Dan Peluse, C(k)P, CPFA, CRPS, AIF, CBFA Dan Peluse, C(k)P, CPFA, CRPS, AIF, CBFA's Smith Barney Experience January 2003 - November 2008
Job Director Corporate Plan Services
Industry Financial Services
Experience
Wintrust Wealth Management June 2013 - Present
Morgan Stanley November 2008 - June 2013
Smith Barney January 2003 - November 2008
Smith Barney January 2002 - December 2002
Skills
Retirement Plan..., 401k, Defined Contribution, Defined Benefit, ERISA, Qualified Retirement..., Retirement Benefits, Investment Advisory, Non-Qualified Deferred..., Financial Education, Deferred Compensation, 403 b, Retirement, Investments, Series 7, Series 63, Series 65, Asset Allocation, Mutual Funds, Employee Benefits, Retirement Planning, Pensions, FINRA, Wealth Management
Education
Elmhurst College 2001 — 2003
Finance
University of Iowa 2000 — 2001
St. Francis High School 1995 — 1999
Wintrust Wealth Management June 2013 - Present
Morgan Stanley November 2008 - June 2013
Smith Barney January 2003 - November 2008
Smith Barney January 2002 - December 2002
Skills
Retirement Plan..., 401k, Defined Contribution, Defined Benefit, ERISA, Qualified Retirement..., Retirement Benefits, Investment Advisory, Non-Qualified Deferred..., Financial Education, Deferred Compensation, 403 b, Retirement, Investments, Series 7, Series 63, Series 65, Asset Allocation, Mutual Funds, Employee Benefits, Retirement Planning, Pensions, FINRA, Wealth Management
Education
Elmhurst College 2001 — 2003
Finance
University of Iowa 2000 — 2001
St. Francis High School 1995 — 1999
John Gutekunst, CFA John Gutekunst, CFA's Smith Barney Experience May 2006 - August 2006
Job Vice President at HSBC Bank USA, N.A.
Industry Banking
Experience
HSBC Bank USA, N.A. March 2008 - Present
Mercantil Commercebank N.A. January 2007 - March 2008
Smith Barney May 2006 - August 2006
Skills
Banking, Credit, Loans, Risk Management, Portfolio Management, Commercial Banking, Credit Analysis, Commercial Lending, Financial Analysis, Credit Risk, Investment Banking, Capital Markets, Relationship Management, Fundamental Analysis, International Banking..., Equity Research Analysis, Mentoring, Employee Training, Derivatives, FX Spot
Education
Florida International University - College of Business Administration 2004 — 2007
Bachelor of Science (B.S.), Finance, General
HSBC Bank USA, N.A. March 2008 - Present
Mercantil Commercebank N.A. January 2007 - March 2008
Smith Barney May 2006 - August 2006
Skills
Banking, Credit, Loans, Risk Management, Portfolio Management, Commercial Banking, Credit Analysis, Commercial Lending, Financial Analysis, Credit Risk, Investment Banking, Capital Markets, Relationship Management, Fundamental Analysis, International Banking..., Equity Research Analysis, Mentoring, Employee Training, Derivatives, FX Spot
Education
Florida International University - College of Business Administration 2004 — 2007
Bachelor of Science (B.S.), Finance, General
Kelly Michele Buchanan Kelly Michele Buchanan's Smith Barney Experience January 1999 - January 2003
Job Founder and CEO of TOO KOI INSURANCE SOLUTIONS LLC
Industry Insurance
Experience
TOO KOI INSURANCE SOLUTIONS LLC August 2012 - Present
Cypress Capital Group February 2011 - January 2012
WACHOVIA BANK June 2007 - February 2011
Wachovia Bank January 2007 - April 2010
SMITH BARNEY January 1999 - January 2003
Morgan Stanley January 1997 - January 1999
TRESCOM INTERNATIONAL January 1992 - January 1997
Skills
Insurance, Series 7, Series 63, Securities, Investments, Series 65, Real Estate, Premium Financing, Arbitrage, Telecommunications, Mortgage Banking, Mortgage Lending, Mortgage Underwriting, Wealth Management, Banking
Education
Florida International University 1981 — 1984
Bachelor's, with; business administration and psychology
Miami Dade Junior College
Associate's degree, Psychology
TOO KOI INSURANCE SOLUTIONS LLC August 2012 - Present
Cypress Capital Group February 2011 - January 2012
WACHOVIA BANK June 2007 - February 2011
Wachovia Bank January 2007 - April 2010
SMITH BARNEY January 1999 - January 2003
Morgan Stanley January 1997 - January 1999
TRESCOM INTERNATIONAL January 1992 - January 1997
Skills
Insurance, Series 7, Series 63, Securities, Investments, Series 65, Real Estate, Premium Financing, Arbitrage, Telecommunications, Mortgage Banking, Mortgage Lending, Mortgage Underwriting, Wealth Management, Banking
Education
Florida International University 1981 — 1984
Bachelor's, with; business administration and psychology
Miami Dade Junior College
Associate's degree, Psychology
Rachael Frett's Smith Barney Experience September 2008 - May 2009
Job Client Services at Senior Home Care Services, Inc.
Industry Hospital & Health Care
Experience
Senior Home Care Services, Inc November 2009 - Present
MJM Signature Group July 2009 - October 2009
Smith Barney September 2008 - May 2009
Skills
Microsoft Excel, Teamwork, Management, Employee Relations, Data Analysis, Leadership, Home Health Agencies, Event Planning, Access, Microsoft Office, Research, Community Outreach, Public Speaking, Customer Service, Negotiation, Nonprofits, Marketing, Healthcare, Business Development, CRM, Sales, Team Leadership, Social Media, Microsoft Word, Training, PowerPoint
Education
Fairleigh Dickinson University 2009 — 2011
MBA, Corporate Communications
Fairleigh Dickinson University 2005 — 2009
Bachelor, Finance
Wroxton College 2008 — 2008
Bachelor of Science, Finance
Senior Home Care Services, Inc November 2009 - Present
MJM Signature Group July 2009 - October 2009
Smith Barney September 2008 - May 2009
Skills
Microsoft Excel, Teamwork, Management, Employee Relations, Data Analysis, Leadership, Home Health Agencies, Event Planning, Access, Microsoft Office, Research, Community Outreach, Public Speaking, Customer Service, Negotiation, Nonprofits, Marketing, Healthcare, Business Development, CRM, Sales, Team Leadership, Social Media, Microsoft Word, Training, PowerPoint
Education
Fairleigh Dickinson University 2009 — 2011
MBA, Corporate Communications
Fairleigh Dickinson University 2005 — 2009
Bachelor, Finance
Wroxton College 2008 — 2008
Bachelor of Science, Finance
Ryan Flynn Ryan Flynn's Smith Barney Experience September 2006 - December 2006
Job Finance Manager Latin America at Constellation Brands
Industry Food & Beverages
Experience
Constellation Brands August 2014 - Present
Diageo June 2013 - July 2014
HBM Holdings June 2012 - September 2012
Norwegian Cruise Line August 2008 - December 2010
Royal Caribbean International February 2007 - August 2008
Smith Barney September 2006 - December 2006
The Hartford 2006 - 2006
Skills
Forecasting, Analysis, Training, Competitive Analysis, Pricing, Business Analysis, Financial Analysis, Strategic Planning, Market Analysis, Financial Modeling, PowerPoint, Data Analysis, Analytics, Inventory Management, Market Research, Revenue Analysis, Selling, Marketing, Marketing Strategy, Business Planning, Business Strategy, Finance, Sales
Education
Washington University in St. Louis - Olin Business School 2011 — 2013
MBA, Corporate Finance & Investments
ESADE Business School 2013 — 2013
Master of Business Administration (MBA)
The University of Kansas 2003 — 2007
Bachelors of Science in Business, Finance, International Business
Constellation Brands August 2014 - Present
Diageo June 2013 - July 2014
HBM Holdings June 2012 - September 2012
Norwegian Cruise Line August 2008 - December 2010
Royal Caribbean International February 2007 - August 2008
Smith Barney September 2006 - December 2006
The Hartford 2006 - 2006
Skills
Forecasting, Analysis, Training, Competitive Analysis, Pricing, Business Analysis, Financial Analysis, Strategic Planning, Market Analysis, Financial Modeling, PowerPoint, Data Analysis, Analytics, Inventory Management, Market Research, Revenue Analysis, Selling, Marketing, Marketing Strategy, Business Planning, Business Strategy, Finance, Sales
Education
Washington University in St. Louis - Olin Business School 2011 — 2013
MBA, Corporate Finance & Investments
ESADE Business School 2013 — 2013
Master of Business Administration (MBA)
The University of Kansas 2003 — 2007
Bachelors of Science in Business, Finance, International Business
Nicole Farella's Smith Barney Experience September 2008 - December 2008
Job Executive Administrator at Bloomberg LP
Industry Financial Services
Experience
Bloomberg LP June 2013 - Present
Lombard Odier September 2012 - June 2013
Cantor Fitzgerald June 2009 - August 2012
Smith Barney September 2008 - December 2008
Giorgio Armani May 2008 - August 2008
Skills
Research, Excel, PowerPoint, Word, Account Management..., Oracle Applications, Financial Analysis, Microsoft Word, Microsoft Excel, Market Research, Customer Service, Fixed Income, Marketing, Series 63, Outlook, Series 7, Risk Management, Investments, Sales, Advertising, Account Management, Bloomberg, Hedge Funds, Accounting, Finance, Banking, Financial Modeling, Capital Markets, Management, Equities, Derivatives, Due Diligence, Alternative Investments, Trading, Project Planning
Education
Fairfield University 2005 — 2009
BS, Finance and Marketing
Bloomberg LP June 2013 - Present
Lombard Odier September 2012 - June 2013
Cantor Fitzgerald June 2009 - August 2012
Smith Barney September 2008 - December 2008
Giorgio Armani May 2008 - August 2008
Skills
Research, Excel, PowerPoint, Word, Account Management..., Oracle Applications, Financial Analysis, Microsoft Word, Microsoft Excel, Market Research, Customer Service, Fixed Income, Marketing, Series 63, Outlook, Series 7, Risk Management, Investments, Sales, Advertising, Account Management, Bloomberg, Hedge Funds, Accounting, Finance, Banking, Financial Modeling, Capital Markets, Management, Equities, Derivatives, Due Diligence, Alternative Investments, Trading, Project Planning
Education
Fairfield University 2005 — 2009
BS, Finance and Marketing
Brian M. Robertson Brian M. Robertson's Smith Barney Experience 2006 - 2010
Job Managing Director, Laidlaw & Company
Industry Financial Services
Experience
Laidlaw & Company October 2010 - Present
Smith Barney 2006 - 2010
Skills
Alternative Investments, Asset Allocation, Asset Management, Banking, Equities, Finance, Financial Analysis, Financial Modeling, Investments, Leadership, Management, Series 63, Series 7, Wealth Management
Education
Elmira College 2000 — 2004
BA, Business Administration
Laidlaw & Company October 2010 - Present
Smith Barney 2006 - 2010
Skills
Alternative Investments, Asset Allocation, Asset Management, Banking, Equities, Finance, Financial Analysis, Financial Modeling, Investments, Leadership, Management, Series 63, Series 7, Wealth Management
Education
Elmira College 2000 — 2004
BA, Business Administration
Katie (Ruehl) Rials Katie (Ruehl) Rials's Smith Barney Experience November 2003 - May 2006
Job Leadership Development, Communications, Consulting
Industry Management Consulting
Experience
RightPath Strategic Affairs, LLC January 2013 - Present
SCI Companies January 2011 - January 2013
SCI Companies May 2006 - December 2010
Smith Barney November 2003 - May 2006
Smith Barney March 2001 - November 2003
Smith Barney January 2000 - March 2001
Robinson-Humphrey / Smith Barney December 1996 - December 2000
Skills
Employee Relations, Organizational..., Human Resources, Personnel Management, Performance Management, Leadership Development, Training, Recruiting, Employee Benefits, Leadership, HR Policies, Change Management, Organizational..., HR Consulting, Organizational Design, Instructional Design, Onboarding, Succession Planning, Executive Coaching, New Hire Orientations, Management Development, Management, HRIS, Benefits Administration, Workforce Planning, Employee Engagement, Talent Management, Program Facilitation, Vendor Management, Talent Acquisition, Management Consulting, Strategic Planning, Strategic Consulting, Interviews, Blogging, Marketing Strategy, Social Media Marketing, Public Relations, Marketing Communications, Corporate Communications, Strategic Communications, Internal Communications, Corporate Blogging, Press Releases
Education
Georgia State University - J. Mack Robinson College of Business 1999 — 2002
MBA
Florida State University 1992 — 1996
B.S.
RightPath Strategic Affairs, LLC January 2013 - Present
SCI Companies January 2011 - January 2013
SCI Companies May 2006 - December 2010
Smith Barney November 2003 - May 2006
Smith Barney March 2001 - November 2003
Smith Barney January 2000 - March 2001
Robinson-Humphrey / Smith Barney December 1996 - December 2000
Skills
Employee Relations, Organizational..., Human Resources, Personnel Management, Performance Management, Leadership Development, Training, Recruiting, Employee Benefits, Leadership, HR Policies, Change Management, Organizational..., HR Consulting, Organizational Design, Instructional Design, Onboarding, Succession Planning, Executive Coaching, New Hire Orientations, Management Development, Management, HRIS, Benefits Administration, Workforce Planning, Employee Engagement, Talent Management, Program Facilitation, Vendor Management, Talent Acquisition, Management Consulting, Strategic Planning, Strategic Consulting, Interviews, Blogging, Marketing Strategy, Social Media Marketing, Public Relations, Marketing Communications, Corporate Communications, Strategic Communications, Internal Communications, Corporate Blogging, Press Releases
Education
Georgia State University - J. Mack Robinson College of Business 1999 — 2002
MBA
Florida State University 1992 — 1996
B.S.
Steve Huisel's Smith Barney Experience September 2007 - March 2008
Job Marketing Analyst at Synchrony Financial
Industry Information Technology and Services
Experience
Synchrony Financial November 2014 - Present
Gurnee American Legion April 2007 - Present
CDW January 2013 - November 2014
CDW February 2012 - January 2013
Motorola Solutions Inc July 2008 - January 2012
Smith Barney September 2007 - March 2008
Skills
Coaching, Financial Analysis, Microsoft Excel, Forecasting, Oracle Applications, Microsoft SQL Server, Visual Basic, PeopleSoft, Microsoft Office, VB.NET, Programming, AS400 system, Management, Data Analysis, Access, Account Reconciliation, Microsoft Word, Analysis, PowerPoint
Education
Elmhurst College 2003 — 2008
Bachelor of Science 2008, Finance
Synchrony Financial November 2014 - Present
Gurnee American Legion April 2007 - Present
CDW January 2013 - November 2014
CDW February 2012 - January 2013
Motorola Solutions Inc July 2008 - January 2012
Smith Barney September 2007 - March 2008
Skills
Coaching, Financial Analysis, Microsoft Excel, Forecasting, Oracle Applications, Microsoft SQL Server, Visual Basic, PeopleSoft, Microsoft Office, VB.NET, Programming, AS400 system, Management, Data Analysis, Access, Account Reconciliation, Microsoft Word, Analysis, PowerPoint
Education
Elmhurst College 2003 — 2008
Bachelor of Science 2008, Finance
natalie maldonado, MBA natalie maldonado, MBA's Smith Barney Experience December 2006 - June 2007
Job Strategic Business Development and Growth, Miami Children's Health System
Industry Hospital & Health Care
Experience
Kurt Salmon May 2014 - Present
Oncology Solutions, LLC November 2010 - Present
Duke Realty Corporation July 2007 - June 2009
Duke Realty July 2006 - June 2009
Smith Barney December 2006 - June 2007
Citi SmithBarney December 2006 - June 2007
Michelson Commercial Real Estate Development LLC July 2005 - October 2006
Skills
Customer Service, Healthcare, Strategic Planning, Financial Modeling, Asset Management, Asset Managment, Finance, Real Estate, Healthcare Consulting, Consulting, Management Consulting, Data Analysis, Analysis, Market Research, Program Management, Project Management
Education
Emory University - Goizueta Business School 2001 — 2004
BBA, Finance
Georgia State University - J. Mack Robinson College of Business 2009 — 2011
MBA, Professional MBA-Finance
Goizueta Business School 2001 — 2004
BBA, double; Finance
Kurt Salmon May 2014 - Present
Oncology Solutions, LLC November 2010 - Present
Duke Realty Corporation July 2007 - June 2009
Duke Realty July 2006 - June 2009
Smith Barney December 2006 - June 2007
Citi SmithBarney December 2006 - June 2007
Michelson Commercial Real Estate Development LLC July 2005 - October 2006
Skills
Customer Service, Healthcare, Strategic Planning, Financial Modeling, Asset Management, Asset Managment, Finance, Real Estate, Healthcare Consulting, Consulting, Management Consulting, Data Analysis, Analysis, Market Research, Program Management, Project Management
Education
Emory University - Goizueta Business School 2001 — 2004
BBA, Finance
Georgia State University - J. Mack Robinson College of Business 2009 — 2011
MBA, Professional MBA-Finance
Goizueta Business School 2001 — 2004
BBA, double; Finance
Matthew Ernst Matthew Ernst's Smith Barney Experience June 2007 - August 2007
Job Assistant Vice President, Compliance Division for the Americas at Bank of TokyoMitsubishi UFJ
Industry Banking
Experience
MUFG Union Bank, N.A. June 2011 - Present
e-Camps Sports Network March 2010 - May 2010
Macy's June 2009 - August 2009
Everton America CT September 2008 - July 2009
Chadwick’s Restaurant May 2008 - July 2009
Smith Barney June 2007 - August 2007
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Microsoft Office, Social Networking, Event Planning, Coaching, Sales, Social Media, Financial Analysis, Management, Public Speaking, Sales Management
Education
Fairfield University 2007 — 2011
2011, Marketing, Finance, Management, Business Ethics
MUFG Union Bank, N.A. June 2011 - Present
e-Camps Sports Network March 2010 - May 2010
Macy's June 2009 - August 2009
Everton America CT September 2008 - July 2009
Chadwick’s Restaurant May 2008 - July 2009
Smith Barney June 2007 - August 2007
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Microsoft Office, Social Networking, Event Planning, Coaching, Sales, Social Media, Financial Analysis, Management, Public Speaking, Sales Management
Education
Fairfield University 2007 — 2011
2011, Marketing, Finance, Management, Business Ethics
Maureen Putnam, PHR, SHRM-CP Maureen Putnam, PHR, SHRM-CP's Smith Barney Experience 1991 - 1994
Job Director of Human Resources at OSS Health
Industry Human Resources
Experience
OSS Health January 2015 - Present
OSS Health February 2013 - December 2014
OSS Health January 2011 - February 2013
Paytime, Inc December 2008 - January 2011
Human Element Group/Sourcepoint September 2007 - December 2008
Coldwell Banker Bob Yost Homesale Services 2005 - 2007
Smith Barney 1991 - 1994
Merrill Lynch 1987 - 1990
Skills
Employee Relations, Recruiting, Employee Handbooks, Job Descriptions, Personnel Management, Human Resources, Performance Management, Onboarding, Talent Acquisition, Succession Planning, Benefits Administration, Organizational..., Employee Benefits, FMLA, Applicant Tracking..., Workers Compensation, College Recruiting
Education
Villanova University 2012 — 2014
Master of Science (MS)
Fairfield University 1983 — 1987
BS
Villanova University 2009 — 2009
Certificate
OSS Health January 2015 - Present
OSS Health February 2013 - December 2014
OSS Health January 2011 - February 2013
Paytime, Inc December 2008 - January 2011
Human Element Group/Sourcepoint September 2007 - December 2008
Coldwell Banker Bob Yost Homesale Services 2005 - 2007
Smith Barney 1991 - 1994
Merrill Lynch 1987 - 1990
Skills
Employee Relations, Recruiting, Employee Handbooks, Job Descriptions, Personnel Management, Human Resources, Performance Management, Onboarding, Talent Acquisition, Succession Planning, Benefits Administration, Organizational..., Employee Benefits, FMLA, Applicant Tracking..., Workers Compensation, College Recruiting
Education
Villanova University 2012 — 2014
Master of Science (MS)
Fairfield University 1983 — 1987
BS
Villanova University 2009 — 2009
Certificate
Jeff Altomari Jeff Altomari's Smith Barney Experience September 2003 - June 2009
Job Senior Financial Advisor/PartnerThe Hudson Valley Financial GroupWells Fargo Advisors Financial Network
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network May 2013 - Present
Morgan Stanley Smith Barney June 2009 - May 2013
Smith Barney September 2003 - June 2009
A.G. Edwards & Sons, Inc. March 1992 - October 2003
Skills
Portfolio Management, Retirement Income..., Investments, Financial Advisory, Retirement Planning, Mutual Funds, Series 7, Financial Services, Asset Allocation, Retirement, Equities, Investment Strategies, Insurance, IRAs, 401k Rollovers, Risk Management, Multigenerational..., Relationship Management, Tax-Efficient Strategies, Estate Investment..., Simple IRA, Roth IRA, Bonds, Retirement Savings, Variable Annuities, Retirement Plan..., Multi-generational...
Education
Ithaca College 1988 — 1991
B.S., Economics Management
Florida International University 1986 — 1988
Hospitality Management
Highland High School 1982 — 1986
Wells Fargo Advisors Financial Network May 2013 - Present
Morgan Stanley Smith Barney June 2009 - May 2013
Smith Barney September 2003 - June 2009
A.G. Edwards & Sons, Inc. March 1992 - October 2003
Skills
Portfolio Management, Retirement Income..., Investments, Financial Advisory, Retirement Planning, Mutual Funds, Series 7, Financial Services, Asset Allocation, Retirement, Equities, Investment Strategies, Insurance, IRAs, 401k Rollovers, Risk Management, Multigenerational..., Relationship Management, Tax-Efficient Strategies, Estate Investment..., Simple IRA, Roth IRA, Bonds, Retirement Savings, Variable Annuities, Retirement Plan..., Multi-generational...
Education
Ithaca College 1988 — 1991
B.S., Economics Management
Florida International University 1986 — 1988
Hospitality Management
Highland High School 1982 — 1986
Tom Luby Tom Luby's Smith Barney Experience 1983 - 1989
Job Founder and CEO at ClearingBid, Inc.
Industry Investment Banking
Experience
ClearingBid, Inc. September 2008 - Present
Hampton Partners, Inc. August 1994 - January 2014
Morris Township (NJ) Republican Committee June 2008 - June 2012
Delbarton Alumni Association June 1995 - June 1997
Smith Barney 1983 - 1989
New York Stock Exchange, Inc. June 1980 - June 1983
W. H. Morton & Co. September 1978 - June 1979
Paine Webber June 1975 - August 1978
Education
Fairleigh Dickinson University 1972 — 1975
BS, Economics and Finance
Delbarton School 1970 — 1972
High School
ClearingBid, Inc. September 2008 - Present
Hampton Partners, Inc. August 1994 - January 2014
Morris Township (NJ) Republican Committee June 2008 - June 2012
Delbarton Alumni Association June 1995 - June 1997
Smith Barney 1983 - 1989
New York Stock Exchange, Inc. June 1980 - June 1983
W. H. Morton & Co. September 1978 - June 1979
Paine Webber June 1975 - August 1978
Education
Fairleigh Dickinson University 1972 — 1975
BS, Economics and Finance
Delbarton School 1970 — 1972
High School
Kevan Edwards's Smith Barney Experience March 2008 - August 2008
Job Senior Analyst, Enterprise Risk Management at OPTrust
Industry Financial Services
Experience
OPTrust March 2015 - Present
Toronto Hydro December 2012 - March 2015
Scotiabank April 2012 - December 2012
United Way of Greater Toronto September 2011 - February 2012
Florida International University 2006 - December 2010
FIU Executive & Professional MBA Program 2006 - December 2010
Smith Barney March 2008 - August 2008
FIU September 2006 - August 2008
Skills
Financial Analysis, Presentations, Communication Skills, Business Analysis, Financial Reporting, Auditing, Microsoft Excel, Financial Modeling, Project Management, Management, Portfolio Management, Leadership, Forecasting, Team Leadership, Enterprise Risk..., Risk Management, Risk Assessment, Risk Analysis, Reporting & Analysis, Change Management, Process Improvement, Strategy, Strategic Planning
Education
Florida International University - College of Business Administration 2006 — 2008
Master of Science, Finance
Florida International University - College of Business Administration 2006 — 2008
Master of Business Administration (MBA), Business Administration and Management, General
Morgan State University 2000 — 2004
Bachelor of Science, Electrical Engineering
St. Mary's College 1993 — 2000
OPTrust March 2015 - Present
Toronto Hydro December 2012 - March 2015
Scotiabank April 2012 - December 2012
United Way of Greater Toronto September 2011 - February 2012
Florida International University 2006 - December 2010
FIU Executive & Professional MBA Program 2006 - December 2010
Smith Barney March 2008 - August 2008
FIU September 2006 - August 2008
Skills
Financial Analysis, Presentations, Communication Skills, Business Analysis, Financial Reporting, Auditing, Microsoft Excel, Financial Modeling, Project Management, Management, Portfolio Management, Leadership, Forecasting, Team Leadership, Enterprise Risk..., Risk Management, Risk Assessment, Risk Analysis, Reporting & Analysis, Change Management, Process Improvement, Strategy, Strategic Planning
Education
Florida International University - College of Business Administration 2006 — 2008
Master of Science, Finance
Florida International University - College of Business Administration 2006 — 2008
Master of Business Administration (MBA), Business Administration and Management, General
Morgan State University 2000 — 2004
Bachelor of Science, Electrical Engineering
St. Mary's College 1993 — 2000
Bradley Harvey, CIMA®, CFP® Bradley Harvey, CIMA®, CFP®'s Smith Barney Experience March 2001 - April 2009
Job Senior Portfolio Manager at UBS Financial Service, Inc.
Industry Financial Services
Experience
UBS Financial Service, Inc. April 2009 - Present
Smith Barney March 2001 - April 2009
Skills
Wealth Management, Series 7, Investment Strategies, Investments, Portfolio Management, Estate Planning
Education
University of Kansas School of Law 1991 — 1994
Juris Doctor, Law
University of Colorado Colorado Springs 1988 — 1991
BS, Business
Emporia State University 1987 — 1988
Business
Emporia High School
UBS Financial Service, Inc. April 2009 - Present
Smith Barney March 2001 - April 2009
Skills
Wealth Management, Series 7, Investment Strategies, Investments, Portfolio Management, Estate Planning
Education
University of Kansas School of Law 1991 — 1994
Juris Doctor, Law
University of Colorado Colorado Springs 1988 — 1991
BS, Business
Emporia State University 1987 — 1988
Business
Emporia High School
Elizabeth (Liz) Forsythe's Smith Barney Experience February 1997 - August 1999
Job Manager, Training Specialist
Industry Financial Services
Experience
Morgan Stanley September 1998 - Present
Morgan Stanley Smith Barney September 2002 - September 2011
Smith Barney February 1997 - August 1999
Skills
Equities, Mutual Funds, Fixed Income, Project Management, Public Speaking, Customer Service, Series 7, Series 63, Training
Education
Emmanuel College 1989 — 1993
Bachelor of Arts (BA), Political Science and Government
Regents College 1992 — 1992
Bishop Feehan
Morgan Stanley September 1998 - Present
Morgan Stanley Smith Barney September 2002 - September 2011
Smith Barney February 1997 - August 1999
Skills
Equities, Mutual Funds, Fixed Income, Project Management, Public Speaking, Customer Service, Series 7, Series 63, Training
Education
Emmanuel College 1989 — 1993
Bachelor of Arts (BA), Political Science and Government
Regents College 1992 — 1992
Bishop Feehan
Ira Work Ira Work's Smith Barney Experience 1993 - 1996
Job Investor Coach at Paul
Industry Financial Services
Experience
Paul Winkler Inc August 2008 - Present
Work Financial Group July 1996 - Present
Smith Barney 1993 - 1996
Skills
Retirement Planning, Retirement, Investments, 401k, Investment Advisory, Estate Planning, Strategic Financial..., Wealth Management, Fixed Annuities, IRAs, Mutual Funds, Asset Managment, Wealth, Asset Allocation, Portfolio Management, Financial Advisory, Insurance, Money, Investment Strategies, Long-term Care, Finance, Disability Insurance, Financial Planners, Term Life Insurance, Small Business, Life Insurance, Securities, Asset Management, Financial Planning
Education
Florida Atlantic University 1981 — 1983
BBA, Management
University of Miami 1979 — 1981
Paul Winkler Inc August 2008 - Present
Work Financial Group July 1996 - Present
Smith Barney 1993 - 1996
Skills
Retirement Planning, Retirement, Investments, 401k, Investment Advisory, Estate Planning, Strategic Financial..., Wealth Management, Fixed Annuities, IRAs, Mutual Funds, Asset Managment, Wealth, Asset Allocation, Portfolio Management, Financial Advisory, Insurance, Money, Investment Strategies, Long-term Care, Finance, Disability Insurance, Financial Planners, Term Life Insurance, Small Business, Life Insurance, Securities, Asset Management, Financial Planning
Education
Florida Atlantic University 1981 — 1983
BBA, Management
University of Miami 1979 — 1981
Sergio Bordenabe Sergio Bordenabe's Smith Barney Experience December 2006 - January 2009
Job Alternative Investment Professional
Industry Financial Services
Experience
Hi Five Pics January 2012 - Present
Heartland Payment Systems April 2014 - April 2015
Wunderlich Securities February 2012 - April 2013
Alaris Trading Partners/ Concept Capital Markets January 2009 - December 2011
Smith Barney December 2006 - January 2009
Spear Leeds and Kellogg / Goldman Sachs 1994 - December 2005
Bordenabe Photography May 1995 - 2005
Bank of Tokyo 1989 - 1994
Dollar Dry Dock 1988 - 1989
Powers Research 1986 - 1988
Skills
Fixed Income, Hedge Funds, Equities, Alternative Investments, Portfolio Management, Investments, Trading, Capital Markets, Asset Management, Finance, Financial Services, Securities, Investment Banking, Banking, Prime Brokerage, Options, Client Relations, Problem Solving, Credit Cards, Human Resources, Payroll, Cash Flow, Marketing Strategy
Education
New Jersey City University
BS, Finance
Fairleigh Dickinson University
Certificate, CFP
Hi Five Pics January 2012 - Present
Heartland Payment Systems April 2014 - April 2015
Wunderlich Securities February 2012 - April 2013
Alaris Trading Partners/ Concept Capital Markets January 2009 - December 2011
Smith Barney December 2006 - January 2009
Spear Leeds and Kellogg / Goldman Sachs 1994 - December 2005
Bordenabe Photography May 1995 - 2005
Bank of Tokyo 1989 - 1994
Dollar Dry Dock 1988 - 1989
Powers Research 1986 - 1988
Skills
Fixed Income, Hedge Funds, Equities, Alternative Investments, Portfolio Management, Investments, Trading, Capital Markets, Asset Management, Finance, Financial Services, Securities, Investment Banking, Banking, Prime Brokerage, Options, Client Relations, Problem Solving, Credit Cards, Human Resources, Payroll, Cash Flow, Marketing Strategy
Education
New Jersey City University
BS, Finance
Fairleigh Dickinson University
Certificate, CFP
Adrienne Martinello Adrienne Martinello's Smith Barney Experience March 1992 - April 1994
Job Sales at Avon
Industry Cosmetics
Experience
Avon July 2012 - Present
Boca Raton, Fl. August 1995 - June 1998
Smith Barney March 1992 - April 1994
Education
Florida Atlantic University 1998 — 2001
Bachelor of Arts (BA), Sociology
Avon July 2012 - Present
Boca Raton, Fl. August 1995 - June 1998
Smith Barney March 1992 - April 1994
Education
Florida Atlantic University 1998 — 2001
Bachelor of Arts (BA), Sociology
Austin O'Reilly Austin O'Reilly's Smith Barney Experience March 2007 - November 2008
Job Sr. Investment Marketing Consultant at MetLife
Industry Financial Services
Experience
MetLife November 2014 - Present
MetLife July 2013 - October 2014
Wells Fargo December 2012 - June 2013
Lincoln Financial Group August 2010 - December 2012
Merrill Lynch September 2009 - July 2010
Merrill Lynch December 2008 - September 2009
Smith Barney March 2007 - November 2008
Smith Barney July 2005 - March 2007
Laidlaw & Company June 2004 - July 2005
All-Time Coffee Systems January 2003 - June 2004
Skills
Banking, Loans, Credit, Investments, Wealth Management, Series 7, Retirement Planning, Mutual Funds, Refinance, Asset Allocation, Securities, Insurance, Financial Services, Retail Banking, Fixed Income, Equities, Series 63, Financial Advisory, Retirement
Education
Saint Mary's University 2000 — 2002
Marketing, Business Commerce
Fairleigh Dickinson University 1998 — 1999
Undergrad Electives
MetLife November 2014 - Present
MetLife July 2013 - October 2014
Wells Fargo December 2012 - June 2013
Lincoln Financial Group August 2010 - December 2012
Merrill Lynch September 2009 - July 2010
Merrill Lynch December 2008 - September 2009
Smith Barney March 2007 - November 2008
Smith Barney July 2005 - March 2007
Laidlaw & Company June 2004 - July 2005
All-Time Coffee Systems January 2003 - June 2004
Skills
Banking, Loans, Credit, Investments, Wealth Management, Series 7, Retirement Planning, Mutual Funds, Refinance, Asset Allocation, Securities, Insurance, Financial Services, Retail Banking, Fixed Income, Equities, Series 63, Financial Advisory, Retirement
Education
Saint Mary's University 2000 — 2002
Marketing, Business Commerce
Fairleigh Dickinson University 1998 — 1999
Undergrad Electives
Rick Borman Rick Borman's Smith Barney Experience 1993 - 2002
Job Futures Sales at Advantage Futures
Industry Financial Services
Experience
Advantage Futures May 2012 - Present
JPMorgan Chase June 2008 - May 2012
Bear Stearns August 2002 - June 2008
Smith Barney 1993 - 2002
Rodman & Renshaw 1988 - 1993
Skills
Trading, Commodity, Series 63, Series 7, Technical Analysis, Derivatives, Securities, Trading Systems, Bloomberg, Hedge Funds, Fixed Income, Alternative Investments, Risk Management, Financial Markets, Portfolio Management, Hedging, FX Options, Equities, Investments, Capital Markets, Options, Electronic Trading, Equity Derivatives, Bonds, Financial Analysis
Education
Elmhurst College 1984 — 1986
Bachelor of Science (BS), Finance & Economics
Northern Illinois University
Advantage Futures May 2012 - Present
JPMorgan Chase June 2008 - May 2012
Bear Stearns August 2002 - June 2008
Smith Barney 1993 - 2002
Rodman & Renshaw 1988 - 1993
Skills
Trading, Commodity, Series 63, Series 7, Technical Analysis, Derivatives, Securities, Trading Systems, Bloomberg, Hedge Funds, Fixed Income, Alternative Investments, Risk Management, Financial Markets, Portfolio Management, Hedging, FX Options, Equities, Investments, Capital Markets, Options, Electronic Trading, Equity Derivatives, Bonds, Financial Analysis
Education
Elmhurst College 1984 — 1986
Bachelor of Science (BS), Finance & Economics
Northern Illinois University
Emmett Towey's Smith Barney Experience 1997 - 2007
Job Managing Director, Partner Private Wealth Advisor at HighTower
Industry Investment Banking
Experience
HighTower January 2015 - Present
UBS Financial Services August 2007 - January 2015
Smith Barney 1997 - 2007
Morgan Stanley Dean Witter 1994 - 1997
Skills
Fixed Income, Investments, Portfolio Management, Series 7, Hedge Funds, Equities, Series 63, Financial Services, Financial Analysis, Alternative Investments, Capital Markets
Education
Florida Southern College 1988 — 1992
BS, Business, sociology
Loyola 1983 — 1987
High School diploma
HighTower January 2015 - Present
UBS Financial Services August 2007 - January 2015
Smith Barney 1997 - 2007
Morgan Stanley Dean Witter 1994 - 1997
Skills
Fixed Income, Investments, Portfolio Management, Series 7, Hedge Funds, Equities, Series 63, Financial Services, Financial Analysis, Alternative Investments, Capital Markets
Education
Florida Southern College 1988 — 1992
BS, Business, sociology
Loyola 1983 — 1987
High School diploma
David Eachus David Eachus's Smith Barney Experience 1976 - 1986
Job Branch Manager & Financial Advisor, Raymond James Financial Services, Inc. Member FINRA/SIPC
Industry Investment Management
Experience
Financial Advice and Services, Inc. An Independent Company March 2000 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC March 2000 - Present
PaineWebber 1986 - 2000
Smith Barney 1976 - 1986
U.S. Army September 1968 - December 1969
Education
Eckerd College 1962 — 1967
Bachelor of Arts (B.A.), Learning & Motivational Psychology
Harriton Senior High School, Rosemont, PA 1959 — 1962
Financial Advice and Services, Inc. An Independent Company March 2000 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC March 2000 - Present
PaineWebber 1986 - 2000
Smith Barney 1976 - 1986
U.S. Army September 1968 - December 1969
Education
Eckerd College 1962 — 1967
Bachelor of Arts (B.A.), Learning & Motivational Psychology
Harriton Senior High School, Rosemont, PA 1959 — 1962
Roderick Givens's Smith Barney Experience February 2006 - June 2009
Job Managing Member, Founder at RainierView Advisors, LLC
Industry Financial Services
Experience
RainierView Advisors, LLC June 2015 - Present
JP Morgan Asset Management May 2011 - July 2014
William Blair and Company September 2010 - May 2011
Morgan Stanley Smith Barney June 2009 - June 2010
Smith Barney February 2006 - June 2009
Smith Barney June 2002 - January 2006
Smith Barney January 2001 - June 2002
Skills
Series 7, Wealth Management, Mutual Funds, Management, Leadership, Asset Management, Portfolio Management, Sales, Series 63, Strategic Partnerships, Investments, Financial Services, Asset Allocation, Training, Finance, Interviews, Recruiting, Financial Advisory, Retirement Planning, Alternative Investments, Equities, FINRA, Securities, Financial Planning
Education
University of Pennsylvania - The Wharton School 2005 — 2005
CIMA, Investment Management
Eastern Washington University 1994 — 1998
RainierView Advisors, LLC June 2015 - Present
JP Morgan Asset Management May 2011 - July 2014
William Blair and Company September 2010 - May 2011
Morgan Stanley Smith Barney June 2009 - June 2010
Smith Barney February 2006 - June 2009
Smith Barney June 2002 - January 2006
Smith Barney January 2001 - June 2002
Skills
Series 7, Wealth Management, Mutual Funds, Management, Leadership, Asset Management, Portfolio Management, Sales, Series 63, Strategic Partnerships, Investments, Financial Services, Asset Allocation, Training, Finance, Interviews, Recruiting, Financial Advisory, Retirement Planning, Alternative Investments, Equities, FINRA, Securities, Financial Planning
Education
University of Pennsylvania - The Wharton School 2005 — 2005
CIMA, Investment Management
Eastern Washington University 1994 — 1998
Edwin Andrews, CFP® Edwin Andrews, CFP®'s Smith Barney Experience March 2002 - May 2009
Job First Vice PresidentInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC May 2009 - Present
Smith Barney March 2002 - May 2009
Prudential Securities November 1990 - March 2002
Thomson Mckinnon Securities August 1987 - August 1990
Skills
Investments, Mutual Funds, Equities, Retirement Planning, Securities, Fixed Income, Estate Planning..., Estate Planning, Asset Allocation, Finance, Financial Services
Education
Fairleigh Dickinson University 1979 — 1981
MBA
Muhlenberg College 1975 — 1980
BA
Hun School 1970 — 1975
Wells Fargo Advisors LLC May 2009 - Present
Smith Barney March 2002 - May 2009
Prudential Securities November 1990 - March 2002
Thomson Mckinnon Securities August 1987 - August 1990
Skills
Investments, Mutual Funds, Equities, Retirement Planning, Securities, Fixed Income, Estate Planning..., Estate Planning, Asset Allocation, Finance, Financial Services
Education
Fairleigh Dickinson University 1979 — 1981
MBA
Muhlenberg College 1975 — 1980
BA
Hun School 1970 — 1975
David Westcott David Westcott's Smith Barney Experience May 2004 - May 2007
Job CEO and CMO at Westcott Associates Marketing & Media
Industry Financial Services
Experience
Dynasty Financial Partners February 2012 - Present
Westcott Associates Marketing & Media 2010 - Present
Morgan Stanley Smith Barney June 2009 - June 2010
Citi Smith Barney June 2007 - June 2009
Smith Barney May 2004 - May 2007
Salomon Smith Barney June 1996 - June 2004
Smith Barney July 1989 - June 1996
Reader's Digest June 1981 - June 1989
Skills
Strategy, Marketing, Strategic Communications, Financial Services, Equities, Editing, Event Management, Portfolio Management, Business Planning, Public Speaking, Management, Series 7, Broadcast, Program Management, Direct Marketing, Video, Corporate Communications, Marketing Communications, Television, Integrated Marketing, Training, Public Relations, Online Marketing, Marketing Strategy, Strategic Partnerships, Web Content, Digital Marketing, Entrepreneurship, Digital Media, Online Advertising, Content Strategy, Social Media Marketing, Digital Strategy, Internal Communications, Sales, Brand Development, Content Development, Investor Relations, Alternative Investments, Email Marketing, Advertising, Series 63, Interactive Marketing, ETFs, Wealth Management, Content Management, Asset Allocation, Lead Generation, Series 24, Content Marketing
Education
Emerson College 1980 — 1982
MA, Film & Communications
University of Maryland College Park 1975 — 1978
Bachelor of Science (BS), Journalism
Dynasty Financial Partners February 2012 - Present
Westcott Associates Marketing & Media 2010 - Present
Morgan Stanley Smith Barney June 2009 - June 2010
Citi Smith Barney June 2007 - June 2009
Smith Barney May 2004 - May 2007
Salomon Smith Barney June 1996 - June 2004
Smith Barney July 1989 - June 1996
Reader's Digest June 1981 - June 1989
Skills
Strategy, Marketing, Strategic Communications, Financial Services, Equities, Editing, Event Management, Portfolio Management, Business Planning, Public Speaking, Management, Series 7, Broadcast, Program Management, Direct Marketing, Video, Corporate Communications, Marketing Communications, Television, Integrated Marketing, Training, Public Relations, Online Marketing, Marketing Strategy, Strategic Partnerships, Web Content, Digital Marketing, Entrepreneurship, Digital Media, Online Advertising, Content Strategy, Social Media Marketing, Digital Strategy, Internal Communications, Sales, Brand Development, Content Development, Investor Relations, Alternative Investments, Email Marketing, Advertising, Series 63, Interactive Marketing, ETFs, Wealth Management, Content Management, Asset Allocation, Lead Generation, Series 24, Content Marketing
Education
Emerson College 1980 — 1982
MA, Film & Communications
University of Maryland College Park 1975 — 1978
Bachelor of Science (BS), Journalism
Hemanshu Singh Hemanshu Singh's Smith Barney Experience September 1996 - August 1998
Job Director of Program Management at BioPoint Inc.
Industry Information Technology and Services
Experience
BioPoint October 2012 - Present
Wal-Mart Stores Inc. (Corporate Home Office) June 2011 - August 2012
Baxter Healthcare September 2008 - May 2011
Takeda Pharmaceuticals January 2004 - September 2008
Motorola December 2000 - November 2003
Consulting August 1998 - December 2000
Smith Barney September 1996 - August 1998
Triton College June 1993 - August 1996
Skills
Program Management, Quality Assurance, Training, Quality Control, International..., SDLC, Process Improvement, Six Sigma, Business Analysis, Project Management, Software Project..., Cross-functional Team..., CA Clarity, Open Workbench, Oracle AERS, ARISg, Lean six sigma, Oracle Hyperion..., Leadership, Oracle HR, IT Management, Agile Methodologies, Enterprise Architecture, Vendor Management, Integration, Management, SharePoint, Software Documentation, Information Technology
Education
Keller Graduate School of Management of DeVry University
Master's Degree, Project Management
Elmhurst College
Bachelor's Degree, MIS and Business Adm.
Triton College
A.A. & A.S., MIS and Business Adm.
BioPoint October 2012 - Present
Wal-Mart Stores Inc. (Corporate Home Office) June 2011 - August 2012
Baxter Healthcare September 2008 - May 2011
Takeda Pharmaceuticals January 2004 - September 2008
Motorola December 2000 - November 2003
Consulting August 1998 - December 2000
Smith Barney September 1996 - August 1998
Triton College June 1993 - August 1996
Skills
Program Management, Quality Assurance, Training, Quality Control, International..., SDLC, Process Improvement, Six Sigma, Business Analysis, Project Management, Software Project..., Cross-functional Team..., CA Clarity, Open Workbench, Oracle AERS, ARISg, Lean six sigma, Oracle Hyperion..., Leadership, Oracle HR, IT Management, Agile Methodologies, Enterprise Architecture, Vendor Management, Integration, Management, SharePoint, Software Documentation, Information Technology
Education
Keller Graduate School of Management of DeVry University
Master's Degree, Project Management
Elmhurst College
Bachelor's Degree, MIS and Business Adm.
Triton College
A.A. & A.S., MIS and Business Adm.
Mickey Thomas Mickey Thomas's Smith Barney Experience August 2001 - February 2008
Job Founder at Universitas Financial Services
Industry Financial Services
Experience
Universitas Financial Services October 2014 - Present
Principal Financial Group September 2014 - Present
TIAA-CREF February 2012 - April 2013
Wells Fargo Advisors February 2008 - June 2010
Smith Barney August 2001 - February 2008
WACHOVIA SECURITIES September 1990 - August 2001
YMCA OF GREATER August 1987 - September 1990
Skills
401 (k), 403 (b), SEP &..., Annuities (Variable &..., Business Continuation..., Business Overhead..., Buy-Sell Agreements, Buy-Sell Review, Charitable Giving, Deferred Compensation..., Dental Insurance, Disability Income..., Estate Planning, Executive Benefits..., Income Protection, Informal Business..., Key Person Insurance, Long-Term Care Insurance, Pension Plans, Salary Continuation, Split Dollar Plans, Supplemental Retirement..., Survivor Income, Tax-Deferred Savings, Term Life Insurance, Universal Life Insurance, Wealth Accumulation, Whole Life Insurance, College Funding...
Education
University of Tennessee-Knoxville 1979 — 1981
MS, Interdisciplinary
Emory and Henry College 1975 — 1979
BA, Interdisciplinary
Universitas Financial Services October 2014 - Present
Principal Financial Group September 2014 - Present
TIAA-CREF February 2012 - April 2013
Wells Fargo Advisors February 2008 - June 2010
Smith Barney August 2001 - February 2008
WACHOVIA SECURITIES September 1990 - August 2001
YMCA OF GREATER August 1987 - September 1990
Skills
401 (k), 403 (b), SEP &..., Annuities (Variable &..., Business Continuation..., Business Overhead..., Buy-Sell Agreements, Buy-Sell Review, Charitable Giving, Deferred Compensation..., Dental Insurance, Disability Income..., Estate Planning, Executive Benefits..., Income Protection, Informal Business..., Key Person Insurance, Long-Term Care Insurance, Pension Plans, Salary Continuation, Split Dollar Plans, Supplemental Retirement..., Survivor Income, Tax-Deferred Savings, Term Life Insurance, Universal Life Insurance, Wealth Accumulation, Whole Life Insurance, College Funding...
Education
University of Tennessee-Knoxville 1979 — 1981
MS, Interdisciplinary
Emory and Henry College 1975 — 1979
BA, Interdisciplinary
Giuseppe Vulpetti's Smith Barney Experience January 2005 - January 2006
Job Property Manager at Lexann Properties, LLC.
Industry Hospital & Health Care
Experience
Lexann Properties, LLC. January 2010 - Present
Vulpetti Training Systems August 2006 - Present
Martin Memorial Health Systems 2006 - August 2013
Smith Barney January 2005 - January 2006
Skills
Photoshop, Dreamweaver, Fitness Training, Management, Marketing, Online Marketing, Leadership, Client Relations Skills, Motivated self-starter, Sales, Public Speaking, Program Management, Lead Generation, Team Building, Event Planning, CRM, Fundraising, Healthcare, Social Media, Marketing Management, Nonprofits, Online Advertising, Facebook, Digital Media, Sales Management, Fitness, SEO
Education
Florida International University 2014 — 2015
Master of Business Administration (M.B.A.), Business Administration and Management, General, 3.5/4.0
Indian River State College 2006 — 2011
Bachelor of Applied Science (B.A.Sc.), Organizational Management, 3.5/4.0 GPA
Lexann Properties, LLC. January 2010 - Present
Vulpetti Training Systems August 2006 - Present
Martin Memorial Health Systems 2006 - August 2013
Smith Barney January 2005 - January 2006
Skills
Photoshop, Dreamweaver, Fitness Training, Management, Marketing, Online Marketing, Leadership, Client Relations Skills, Motivated self-starter, Sales, Public Speaking, Program Management, Lead Generation, Team Building, Event Planning, CRM, Fundraising, Healthcare, Social Media, Marketing Management, Nonprofits, Online Advertising, Facebook, Digital Media, Sales Management, Fitness, SEO
Education
Florida International University 2014 — 2015
Master of Business Administration (M.B.A.), Business Administration and Management, General, 3.5/4.0
Indian River State College 2006 — 2011
Bachelor of Applied Science (B.A.Sc.), Organizational Management, 3.5/4.0 GPA
Brian Ashley's Smith Barney Experience 2000 - 2008
Job Executive Director J P Morgan Chase Bank NA
Industry Investment Management
Experience
JPMorgan Chase Bank NA April 2014 - Present
HSBC September 2012 - April 2014
HSBC 2013 - 2014
HSBC 2013 - 2014
HSBC 2013 - 2014
Citi Personal Wealth Management February 2010 - April 2012
Citi Smith Barney July 2008 - February 2010
Smith Barney 2000 - 2008
Merrill Lynch 1993 - 2000
National City Bank, Bank One, State National Bank 1984 - 1993
Education
Northern Kentucky University—Salmon P. Chase College of Law 1981 — 1984
jd, law
Eastern Kentucky University 1975 — 1979
BA, Geography
JPMorgan Chase Bank NA April 2014 - Present
HSBC September 2012 - April 2014
HSBC 2013 - 2014
HSBC 2013 - 2014
HSBC 2013 - 2014
Citi Personal Wealth Management February 2010 - April 2012
Citi Smith Barney July 2008 - February 2010
Smith Barney 2000 - 2008
Merrill Lynch 1993 - 2000
National City Bank, Bank One, State National Bank 1984 - 1993
Education
Northern Kentucky University—Salmon P. Chase College of Law 1981 — 1984
jd, law
Eastern Kentucky University 1975 — 1979
BA, Geography
Charles Laubach's Smith Barney Experience 1986 - 1994
Job Financial Advisor, Vice PresidentInvestments, Chapin Davis
Industry Financial Services
Experience
Chapin Davis, Inc. April 2015 - Present
Ameriprise Financial Services, Inc. September 2012 - February 2015
Wells Fargo Advisors 2004 - 2012
Morgan Stanley 1994 - 2004
Smith Barney 1986 - 1994
Merrill Lynch 1983 - 1986
Skills
Finance, Investments, Retirement Planning, Financial Analysis, Retirement, Estate Planning, Financial Modeling, Financial Planning, Strategic Planning, Portfolio Management
Education
Loyola University Maryland 1981 — 1982
Master of Business Administration (MBA), Accounting
University of Baltimore 1976 — 1978
Bachelor of Science (BS), Finance
Essex Community College
Perry Hall
Chapin Davis, Inc. April 2015 - Present
Ameriprise Financial Services, Inc. September 2012 - February 2015
Wells Fargo Advisors 2004 - 2012
Morgan Stanley 1994 - 2004
Smith Barney 1986 - 1994
Merrill Lynch 1983 - 1986
Skills
Finance, Investments, Retirement Planning, Financial Analysis, Retirement, Estate Planning, Financial Modeling, Financial Planning, Strategic Planning, Portfolio Management
Education
Loyola University Maryland 1981 — 1982
Master of Business Administration (MBA), Accounting
University of Baltimore 1976 — 1978
Bachelor of Science (BS), Finance
Essex Community College
Perry Hall
Daniel Goldman Daniel Goldman's Smith Barney Experience September 2005 - July 2007
Job Vice President Information Technology at WealthVest Marketing
Industry Computer Software
Experience
WealthVest Marketing July 2012 - Present
Edissey, Inc October 2011 - December 2014
SafeNet January 2011 - October 2011
Oracle July 2007 - January 2011
Smith Barney September 2005 - July 2007
NetApp June 2004 - September 2005
NEC USA Purchasing and Export Division June 1999 - January 2002
The Extra Mile Software Corp. November 1991 - January 2002
Galactic Ventures October 1997 - June 2000
Computer Elite May 1986 - November 1991
Skills
Product Management, Software Project..., CRM, SaaS, Agile, Cloud, Consulting, Cross-functional Team..., Cloud Computing, Agile Methodologies, Business Analysis, Strategy, Business Process, Management, Databases, Software Development, ERP, Enterprise Architecture, Enterprise Software, Integration, Program Management, Leadership
Education
Emory University - Goizueta Business School 2003 — 2005
MBA, Business
University at Buffalo 1980 — 1985
BA, Computer Science
WealthVest Marketing July 2012 - Present
Edissey, Inc October 2011 - December 2014
SafeNet January 2011 - October 2011
Oracle July 2007 - January 2011
Smith Barney September 2005 - July 2007
NetApp June 2004 - September 2005
NEC USA Purchasing and Export Division June 1999 - January 2002
The Extra Mile Software Corp. November 1991 - January 2002
Galactic Ventures October 1997 - June 2000
Computer Elite May 1986 - November 1991
Skills
Product Management, Software Project..., CRM, SaaS, Agile, Cloud, Consulting, Cross-functional Team..., Cloud Computing, Agile Methodologies, Business Analysis, Strategy, Business Process, Management, Databases, Software Development, ERP, Enterprise Architecture, Enterprise Software, Integration, Program Management, Leadership
Education
Emory University - Goizueta Business School 2003 — 2005
MBA, Business
University at Buffalo 1980 — 1985
BA, Computer Science
Jeff Berk's Smith Barney Experience May 2008 - August 2008
Job Digital Product Manager at CNBC
Industry Financial Services
Experience
CNBC February 2014 - Present
CNBC June 2011 - February 2014
CNBC February 2010 - May 2011
Smith Barney May 2008 - August 2008
Skills
Digital Media, Analytics, Product Management, Product Requirements, Market Research, Digital Strategy, Mobile Strategy, Mobile Product..., Omniture, Mobile Applications, Mobile Devices, CMS, Android, Competitive Analysis, Strategic Partnerships, Web Analytics, User Experience, Product Marketing, Mobile Marketing, Start-ups, Digital Marketing, Content Strategy, Content Management, Online Advertising, New Media, Agile Project Management, Social Media Marketing, E-commerce, SEM, Mobile Advertising, Account Management, Integrated Marketing, Online Marketing, Brand Development, Google Analytics, Email Marketing, SEO
Education
Emory University - Goizueta Business School 2007 — 2011
BBA, Finance, Economics, Media Management
CNBC February 2014 - Present
CNBC June 2011 - February 2014
CNBC February 2010 - May 2011
Smith Barney May 2008 - August 2008
Skills
Digital Media, Analytics, Product Management, Product Requirements, Market Research, Digital Strategy, Mobile Strategy, Mobile Product..., Omniture, Mobile Applications, Mobile Devices, CMS, Android, Competitive Analysis, Strategic Partnerships, Web Analytics, User Experience, Product Marketing, Mobile Marketing, Start-ups, Digital Marketing, Content Strategy, Content Management, Online Advertising, New Media, Agile Project Management, Social Media Marketing, E-commerce, SEM, Mobile Advertising, Account Management, Integrated Marketing, Online Marketing, Brand Development, Google Analytics, Email Marketing, SEO
Education
Emory University - Goizueta Business School 2007 — 2011
BBA, Finance, Economics, Media Management
Jason Descant, PMI-SP's Smith Barney Experience 2000 - 2004
Job MS Project & Primavera Strategic Planning Specialist
Industry Management Consulting
Experience
HP Enterprise Services July 2013 - Present
Veterans Administration December 2010 - Present
THAOINC May 2012 - June 2013
HP Enterprise Services December 2010 - May 2012
ITT April 2007 - December 2010
BearingPoint now dba Deloitte 2004 - 2007
Smith Barney 2000 - 2004
Skills
Microsoft Project 2013, Primavera P6, MS Project, Microsoft Excel, Project Planning, Schedule Analysis, Program Management, Schedule Development, Earned Value Management, Analysis, Process Improvement, Risk Management, Proposal Writing, PMO, Process Scheduler, Team Leadership, WBS, Project Management, Management, DoD, Budgets, PMP, Primavera, Scheduling, Planning, Strategy, Agile Project Management, Cost, Excel, Budget Analysis, Program Planning, Budgeting, Forecasting, Risk, PMI, Agile Methodologies, Visio, Microsoft Project
Education
University of West Florida - College of Business 1996 — 1998
BSBA, Finance
Gulf Coast State College 1992 — 1996
AA, Business
HP Enterprise Services July 2013 - Present
Veterans Administration December 2010 - Present
THAOINC May 2012 - June 2013
HP Enterprise Services December 2010 - May 2012
ITT April 2007 - December 2010
BearingPoint now dba Deloitte 2004 - 2007
Smith Barney 2000 - 2004
Skills
Microsoft Project 2013, Primavera P6, MS Project, Microsoft Excel, Project Planning, Schedule Analysis, Program Management, Schedule Development, Earned Value Management, Analysis, Process Improvement, Risk Management, Proposal Writing, PMO, Process Scheduler, Team Leadership, WBS, Project Management, Management, DoD, Budgets, PMP, Primavera, Scheduling, Planning, Strategy, Agile Project Management, Cost, Excel, Budget Analysis, Program Planning, Budgeting, Forecasting, Risk, PMI, Agile Methodologies, Visio, Microsoft Project
Education
University of West Florida - College of Business 1996 — 1998
BSBA, Finance
Gulf Coast State College 1992 — 1996
AA, Business
Joe Burris Joe Burris's Smith Barney Experience January 1993 - April 1997
Job Head of Americas at www.StructuredRetailProducts.com at Euromoney Institutional Investor’
Industry Financial Services
Experience
StructuredRetailProducts.com December 2005 - Present
Lazard Asset Management April 1997 - November 2005
Smith Barney January 1993 - April 1997
Skills
Alternative Investments, Structured Products, Hedge Funds, Bonds, Fixed Income, Asset Management, Securities, Mutual Funds, Investments, Trading, Wealth Management, Capital Markets, Portfolio Management, Commodity, Financial Markets, Financial Services, Equities, Derivatives
Education
Fairleigh Dickinson University 1993 — 1995
MBA, Finance
University of Florida 1988 — 1991
BS, Finance
StructuredRetailProducts.com December 2005 - Present
Lazard Asset Management April 1997 - November 2005
Smith Barney January 1993 - April 1997
Skills
Alternative Investments, Structured Products, Hedge Funds, Bonds, Fixed Income, Asset Management, Securities, Mutual Funds, Investments, Trading, Wealth Management, Capital Markets, Portfolio Management, Commodity, Financial Markets, Financial Services, Equities, Derivatives
Education
Fairleigh Dickinson University 1993 — 1995
MBA, Finance
University of Florida 1988 — 1991
BS, Finance
Casey Martin Casey Martin's Smith Barney Experience June 2007 - August 2007
Job Senior Manager, 3D Georgia
Industry Sports
Experience
3d Lacrosse August 2015 - Present
University of Michigan September 2013 - August 2015
Vassar College August 2012 - September 2013
Wagner College September 2010 - July 2012
English Lacrosse Association August 2009 - May 2010
IMG August 2007 - December 2007
Deutsche Bank Golf Championship Intern August 2007 - August 2007
Smith Barney June 2007 - August 2007
A.G. Edwards June 2006 - August 2006
Education
Wagner College 2010 — 2012
MBA, Management
Fairfield University 2004 — 2008
Finance, Finance
Fayetteville-Manlius High School 2000 — 2004
3d Lacrosse August 2015 - Present
University of Michigan September 2013 - August 2015
Vassar College August 2012 - September 2013
Wagner College September 2010 - July 2012
English Lacrosse Association August 2009 - May 2010
IMG August 2007 - December 2007
Deutsche Bank Golf Championship Intern August 2007 - August 2007
Smith Barney June 2007 - August 2007
A.G. Edwards June 2006 - August 2006
Education
Wagner College 2010 — 2012
MBA, Management
Fairfield University 2004 — 2008
Finance, Finance
Fayetteville-Manlius High School 2000 — 2004
Benjamin Jones, CRPC® Benjamin Jones, CRPC®'s Smith Barney Experience September 2007 - November 2008
Job Financial Advisor / Sales Consultant
Industry Financial Services
Experience
Health Guidance Center November 2008 - June 2010
ASPire Financial Services August 2009 - May 2010
Smith Barney September 2007 - November 2008
Ameriprise Financial February 2005 - August 2007
ADP September 2001 - August 2003
Republican Party of Florida August 2000 - April 2001
Merrill Lynch August 1998 - October 2000
Republican Party of Florida February 2000 - August 2000
Bear Stearns 1997 - 1998
Education
Florida State University - College of Business 1996 — 1999
BA, Finance
Florida State University 1994 — 1999
Bachelor of Science, Finance
Kingwood High School 1990 — 1994
Marine Military Academy 1992 — 1993
Greensboro Day 1986 — 1990
Health Guidance Center November 2008 - June 2010
ASPire Financial Services August 2009 - May 2010
Smith Barney September 2007 - November 2008
Ameriprise Financial February 2005 - August 2007
ADP September 2001 - August 2003
Republican Party of Florida August 2000 - April 2001
Merrill Lynch August 1998 - October 2000
Republican Party of Florida February 2000 - August 2000
Bear Stearns 1997 - 1998
Education
Florida State University - College of Business 1996 — 1999
BA, Finance
Florida State University 1994 — 1999
Bachelor of Science, Finance
Kingwood High School 1990 — 1994
Marine Military Academy 1992 — 1993
Greensboro Day 1986 — 1990
Jeffrey Farrell CRPC®'s Smith Barney Experience June 1998 - August 2006
Job Financial Professional
Industry Financial Services
Experience
World Equity Group October 2010 - Present
Buy Me Insurance January 2012 - Present
United Way of Ocean County 2009 - 2013
Ameriprise Financial August 2006 - October 2010
Smith Barney June 1998 - August 2006
Barron & Chase 1997 - 1998
Skills
Fixed income, Portfolio Management, Financial Analysis, Personal Financial..., Insurance, Fixed Income Portfolio..., Fixed Income, Wealth Management, Strategic Financial..., Finance, Investments, Retirement, Financial Advisory, Investment Advisory, Retirement Planning, Series 7, Securities, Small Business, Financial Services, Investment Strategies, Series 63, Asset Allocation, Mutual Funds, 401k, Financial Planning
Education
Florida Metropolitan University
World Equity Group October 2010 - Present
Buy Me Insurance January 2012 - Present
United Way of Ocean County 2009 - 2013
Ameriprise Financial August 2006 - October 2010
Smith Barney June 1998 - August 2006
Barron & Chase 1997 - 1998
Skills
Fixed income, Portfolio Management, Financial Analysis, Personal Financial..., Insurance, Fixed Income Portfolio..., Fixed Income, Wealth Management, Strategic Financial..., Finance, Investments, Retirement, Financial Advisory, Investment Advisory, Retirement Planning, Series 7, Securities, Small Business, Financial Services, Investment Strategies, Series 63, Asset Allocation, Mutual Funds, 401k, Financial Planning
Education
Florida Metropolitan University
Diana Donato-Katz Diana Donato-Katz's Smith Barney Experience August 1993 - November 1994
Job Senior Vice President at Bank of America
Industry Financial Services
Experience
Bank of America December 2004 - Present
JPMorgan Chase April 2003 - December 2004
Gruntal & Co. Inc February 1997 - August 2002
Paine Webber November 1994 - February 1997
Smith Barney August 1993 - November 1994
Shearson December 1986 - August 1993
Shearson Lehman Brothers 1986 - 1993
General Electric 1980 - 1985
Education
Fairfield University 1976 — 1980
BS, Mathematics
Bank of America December 2004 - Present
JPMorgan Chase April 2003 - December 2004
Gruntal & Co. Inc February 1997 - August 2002
Paine Webber November 1994 - February 1997
Smith Barney August 1993 - November 1994
Shearson December 1986 - August 1993
Shearson Lehman Brothers 1986 - 1993
General Electric 1980 - 1985
Education
Fairfield University 1976 — 1980
BS, Mathematics
Rahil Berani Rahil Berani's Smith Barney Experience October 2006 - December 2006
Job Yield Manager at Mashable
Industry Online Media
Experience
Mashable May 2015 - Present
Viacom June 2014 - May 2015
Viacom Media Networks January 2013 - June 2014
JPMorgan Chase July 2011 - October 2012
JPMorgan Chase June 2010 - August 2010
Cash Regime January 2008 - June 2009
Apple Retail June 2008 - December 2008
Smith Barney October 2006 - December 2006
Skills
Financial Modeling, Digital Strategy, Digital Media, Analysis, Strategy, Finance, Banking, Business Strategy, Microsoft Office, Microsoft Excel, Social Media, Teamwork, PowerPoint, Microsoft Word, Research, Data Analysis, Market Research, Team Leadership, Valuation, Strategic Planning, Online Advertising, Advertising Operations, Project Management, Budgets, Access, Sales, Outlook, Mac OS X, Spanish, Financial Analysis, Time Management, Analytics, Advertising, Forecasting, Business Development, Risk Management, Pricing
Education
The University of Texas at Austin - Red McCombs School of Business 2007 — 2011
BBA, Finance, Banking
ESCP Europe 2010 — 2010
BBA, Finance
Mashable May 2015 - Present
Viacom June 2014 - May 2015
Viacom Media Networks January 2013 - June 2014
JPMorgan Chase July 2011 - October 2012
JPMorgan Chase June 2010 - August 2010
Cash Regime January 2008 - June 2009
Apple Retail June 2008 - December 2008
Smith Barney October 2006 - December 2006
Skills
Financial Modeling, Digital Strategy, Digital Media, Analysis, Strategy, Finance, Banking, Business Strategy, Microsoft Office, Microsoft Excel, Social Media, Teamwork, PowerPoint, Microsoft Word, Research, Data Analysis, Market Research, Team Leadership, Valuation, Strategic Planning, Online Advertising, Advertising Operations, Project Management, Budgets, Access, Sales, Outlook, Mac OS X, Spanish, Financial Analysis, Time Management, Analytics, Advertising, Forecasting, Business Development, Risk Management, Pricing
Education
The University of Texas at Austin - Red McCombs School of Business 2007 — 2011
BBA, Finance, Banking
ESCP Europe 2010 — 2010
BBA, Finance
J. Patrick Kelly, MBA's Smith Barney Experience May 2008 - September 2008
Job Emerging Payments product management
Industry Financial Services
Experience
MasterCard July 2015 - Present
MasterCard February 2014 - Present
MasterCard February 2014 - 2014
Liberty Mutual July 2012 - February 2013
Liberty Mutual Insurance July 2009 - July 2011
MRM Consulting January 2009 - May 2009
Smith Barney May 2008 - September 2008
Jones King Lawyers July 2007 - October 2007
Skills
Financial Analysis, CRM, Team Leadership, Peer Mediation, Microsoft Excel, PowerPoint, Research, Microsoft Office, Strategic Planning, Microsoft Word, Market Research, Risk Management, Public Speaking, Time Management, Event Planning, Outlook, Customer Service, Management, Social Media, Marketing, Payment Industry, Supplier Risk Management, Presentation Development, Cross-functional Team..., Commercial Insurance
Education
Pace University - Lubin School of Business 2011 — 2013
MBA, Business Administration and Management, General, With Honors (Cum Laude)
Fairfield University 2005 — 2009
Bachelor of Science, Management
Warwick Valley
MasterCard July 2015 - Present
MasterCard February 2014 - Present
MasterCard February 2014 - 2014
Liberty Mutual July 2012 - February 2013
Liberty Mutual Insurance July 2009 - July 2011
MRM Consulting January 2009 - May 2009
Smith Barney May 2008 - September 2008
Jones King Lawyers July 2007 - October 2007
Skills
Financial Analysis, CRM, Team Leadership, Peer Mediation, Microsoft Excel, PowerPoint, Research, Microsoft Office, Strategic Planning, Microsoft Word, Market Research, Risk Management, Public Speaking, Time Management, Event Planning, Outlook, Customer Service, Management, Social Media, Marketing, Payment Industry, Supplier Risk Management, Presentation Development, Cross-functional Team..., Commercial Insurance
Education
Pace University - Lubin School of Business 2011 — 2013
MBA, Business Administration and Management, General, With Honors (Cum Laude)
Fairfield University 2005 — 2009
Bachelor of Science, Management
Warwick Valley
Harry Pappas Jr. CFP® Harry Pappas Jr. CFP®'s Smith Barney Experience 1987 - 2004
Job Managing DirectorInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Pappas Wealth Management Group of Wells Fargo Advisors LLC May 2004 - Present
Smith Barney 1987 - 2004
Paine Webber 1985 - 1987
Skills
Personal Finance, Finance, IRAs, Investments, Financial Services, Financial Advisory, Management, 401k, Risk Management, Mutual Funds, Investment Strategies, Retirement Planning, Portfolio Analysis, Roth IRA, Employee Benefits
Education
Florida State University 1981 — 1982
Burgettstown High School 1973 — 1978
Pappas Wealth Management Group of Wells Fargo Advisors LLC May 2004 - Present
Smith Barney 1987 - 2004
Paine Webber 1985 - 1987
Skills
Personal Finance, Finance, IRAs, Investments, Financial Services, Financial Advisory, Management, 401k, Risk Management, Mutual Funds, Investment Strategies, Retirement Planning, Portfolio Analysis, Roth IRA, Employee Benefits
Education
Florida State University 1981 — 1982
Burgettstown High School 1973 — 1978
Gabriel Neas's Smith Barney Experience January 2006 - April 2007
Job Senior Accountant at Safe Harbor Compliance and Clinical Services
Industry Hospital & Health Care
Experience
Safe Harbor Compliance and Clinical Services August 2014 - Present
NeuStar, Inc. June 2007 - August 2014
Smith Barney January 2006 - April 2007
Legg Mason August 2003 - December 2005
Skills
Billing Systems, Billing Process, Accounts Receivable, Accounting, General Ledger, PeopleSoft, Aging Reports, Salesforce.com, Revenue Analysis, Revenue Recognition, Financial Analysis, Customer Oriented, Customer Engagement, Customer Service, Operations Management, Cash Receipts, Disbursement, Account Management, Financial Accounting, Equity Trading, Bonds, Payments, Stock Market, Series 7, Branch Management, Microsoft Excel, Outlook, Microsoft Office, Microsoft Word, Access, Corporate Finance, Finance, Economics, International Economics, Auditing, Compliance, Forecasting
Education
Emory University 1999 — 2003
Bachelor of Arts (B.A.), Economics
Safe Harbor Compliance and Clinical Services August 2014 - Present
NeuStar, Inc. June 2007 - August 2014
Smith Barney January 2006 - April 2007
Legg Mason August 2003 - December 2005
Skills
Billing Systems, Billing Process, Accounts Receivable, Accounting, General Ledger, PeopleSoft, Aging Reports, Salesforce.com, Revenue Analysis, Revenue Recognition, Financial Analysis, Customer Oriented, Customer Engagement, Customer Service, Operations Management, Cash Receipts, Disbursement, Account Management, Financial Accounting, Equity Trading, Bonds, Payments, Stock Market, Series 7, Branch Management, Microsoft Excel, Outlook, Microsoft Office, Microsoft Word, Access, Corporate Finance, Finance, Economics, International Economics, Auditing, Compliance, Forecasting
Education
Emory University 1999 — 2003
Bachelor of Arts (B.A.), Economics
Lu Ingersoll's Smith Barney Experience September 2004 - September 2009
Job Math Intervention Teacher/Holman Middle School
Industry Education Management
Experience
Pattonville School District August 2015 - Present
Holman Middle School July 2014 - May 2015
Oppenheimer & Co. February 2009 - July 2014
Smith Barney September 2004 - September 2009
Goldman Sachs December 1998 - April 2004
Skills
Series 7, Series 63, Equities, Mutual Funds, Fixed Income, Alternative Investments, Bloomberg
Education
Florida International University 2000 — 2004
Bachelor's degree, Finance, General
Miami Dade College 1996 — 1999
Associate of Arts (AA), Business Administration and Management, General
Pattonville School District August 2015 - Present
Holman Middle School July 2014 - May 2015
Oppenheimer & Co. February 2009 - July 2014
Smith Barney September 2004 - September 2009
Goldman Sachs December 1998 - April 2004
Skills
Series 7, Series 63, Equities, Mutual Funds, Fixed Income, Alternative Investments, Bloomberg
Education
Florida International University 2000 — 2004
Bachelor's degree, Finance, General
Miami Dade College 1996 — 1999
Associate of Arts (AA), Business Administration and Management, General
Jason Klarreich Jason Klarreich's Smith Barney Experience June 1994 - June 1996
Job Managing Director, CCO
Industry Financial Services
Experience
JW Asset Management January 2006 - Present
Arbor Pharmaceuticals April 2010 - December 2011
High IntenCity March 2002 - December 2005
Heartland Securities / Datek Securities Inc. January 1997 - February 2002
Morgan Stanley June 1996 - December 1996
Smith Barney June 1994 - June 1996
Skills
Risk Management, Asset Management, Financial Reporting, Portfolio Management, Venture Capital, Asset Managment, Capital Markets, Start-ups, Trading, Investments, Hedge Funds, Equities, Fixed Income, Mutual Funds, Finance, Equity Trading, Mergers & Acquisitions, Financial Risk
Education
Emory University 1990 — 1994
Bachelors
JW Asset Management January 2006 - Present
Arbor Pharmaceuticals April 2010 - December 2011
High IntenCity March 2002 - December 2005
Heartland Securities / Datek Securities Inc. January 1997 - February 2002
Morgan Stanley June 1996 - December 1996
Smith Barney June 1994 - June 1996
Skills
Risk Management, Asset Management, Financial Reporting, Portfolio Management, Venture Capital, Asset Managment, Capital Markets, Start-ups, Trading, Investments, Hedge Funds, Equities, Fixed Income, Mutual Funds, Finance, Equity Trading, Mergers & Acquisitions, Financial Risk
Education
Emory University 1990 — 1994
Bachelors
Joseph Marasciullo, CFP® Joseph Marasciullo, CFP®'s Smith Barney Experience May 2007 - February 2009
Job Managing Director Global Financial Services
Industry Financial Services
Experience
UNFCU October 2014 - Present
TD Ameritrade January 2011 - October 2014
Smith Barney May 2007 - February 2009
Citicorp Investment Services July 1998 - May 2007
Citicorp Investment Services August 1993 - July 1998
Education
New York University
Financial Planning
Syracuse University - Martin J. Whitman School of Management 1983 — 1985
B.S., Finance
Florida Institute of Technology 1982 — 1983
Flight Technology
Farmingdale State College 1980 — 1982
A.A.S., Aerospace Technology
Bishop Ludden High School 1976 — 1980
UNFCU October 2014 - Present
TD Ameritrade January 2011 - October 2014
Smith Barney May 2007 - February 2009
Citicorp Investment Services July 1998 - May 2007
Citicorp Investment Services August 1993 - July 1998
Education
New York University
Financial Planning
Syracuse University - Martin J. Whitman School of Management 1983 — 1985
B.S., Finance
Florida Institute of Technology 1982 — 1983
Flight Technology
Farmingdale State College 1980 — 1982
A.A.S., Aerospace Technology
Bishop Ludden High School 1976 — 1980
Chris Spires, CRPS®'s Smith Barney Experience June 2003 - January 2010
Job Cofounder & Managing Director at Lakeview Capital Management, LLC
Industry Financial Services
Experience
Lakeview Capital Management, LLC January 2010 - Present
Smith Barney June 2003 - January 2010
A.G. Edwards June 1998 - June 2003
Skills
Wealth Management, Retirement Planning, Financial Analysis, Insurance, Estate Planning, Investments, Strategic Financial..., Portfolio Management, Asset Managment, Asset Management, Fixed Income, Series 63, Retirement, Alternative Investments, High Net Worth..., Management, Asset Allocation, Securities, Finance, Wealth Management..., Mutual Funds, Mergers & Acquisitions, Equities
Education
Florida State University 1993 — 1998
B.A, Economics
Lakeview Capital Management, LLC January 2010 - Present
Smith Barney June 2003 - January 2010
A.G. Edwards June 1998 - June 2003
Skills
Wealth Management, Retirement Planning, Financial Analysis, Insurance, Estate Planning, Investments, Strategic Financial..., Portfolio Management, Asset Managment, Asset Management, Fixed Income, Series 63, Retirement, Alternative Investments, High Net Worth..., Management, Asset Allocation, Securities, Finance, Wealth Management..., Mutual Funds, Mergers & Acquisitions, Equities
Education
Florida State University 1993 — 1998
B.A, Economics
Anthony Licursi Anthony Licursi's Smith Barney Experience 1998 - 1999
Job Senior Developer for US Trading Systems / DEV Lead for US Options at NYSE Euronext
Industry Financial Services
Experience
NYSE Euronext October 2007 - Present
Motorola May 2004 - October 2007
Smith Barney 1998 - 1999
Skills
Perl, C++, C, Market Data, SQL, TCP/IP, Embedded Systems, Databases, Trading Systems, Multithreaded..., ClearCase, Trading, Low Latency, Java, Options, Perforce, Debugging, Unix, Equity Trading, Solaris, System Architecture, Shell Scripting, SDLC, Linux, Software Development, Wireless Mesh Networking, Networking (MCAST/TCP), FIX Protocol, Financial Markets, Team Management, Wireless Mesh
Education
Florida State University 1999 — 2004
MA, Computer Science
Florida State University 1999 — 2004
BA, Mathematics
Lake Brantley 1995 — 1999
NYSE Euronext October 2007 - Present
Motorola May 2004 - October 2007
Smith Barney 1998 - 1999
Skills
Perl, C++, C, Market Data, SQL, TCP/IP, Embedded Systems, Databases, Trading Systems, Multithreaded..., ClearCase, Trading, Low Latency, Java, Options, Perforce, Debugging, Unix, Equity Trading, Solaris, System Architecture, Shell Scripting, SDLC, Linux, Software Development, Wireless Mesh Networking, Networking (MCAST/TCP), FIX Protocol, Financial Markets, Team Management, Wireless Mesh
Education
Florida State University 1999 — 2004
MA, Computer Science
Florida State University 1999 — 2004
BA, Mathematics
Lake Brantley 1995 — 1999
Belina LiBritz's Smith Barney Experience July 1989 - May 2009
Job Registered Sales Associates at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. May 2009 - Present
Smith Barney July 1989 - May 2009
Education
Fairleigh Dickinson University 1984 — 1987
Bachelor of Science, in Business Management
Edward Williams College 1982 — 1984
A.A., Associate in Arts
Ameriprise Financial Services, Inc. May 2009 - Present
Smith Barney July 1989 - May 2009
Education
Fairleigh Dickinson University 1984 — 1987
Bachelor of Science, in Business Management
Edward Williams College 1982 — 1984
A.A., Associate in Arts
Esteban Uribe's Smith Barney Experience 2008 - 2008
Job Global Sales Compensation Strategy Design Manager at Salesforce
Industry Information Technology and Services
Experience
salesforce.com September 2014 - Present
Microsoft October 2013 - September 2014
Microsoft May 2012 - October 2013
Microsoft June 2010 - May 2012
Microsoft December 2008 - June 2010
Tennis Plaza January 2007 - December 2008
Smith Barney 2008 - 2008
Countrywide Home Loans 2005 - 2006
Skills
Program Management, Process Improvement, Analysis, Management, Financial Analysis, Sales Operations, SharePoint, Team Leadership, Team Management, Microsoft Excel, Incentive Programs, Building Relationships, Vendor Management, Cross-functional Team..., Data Analysis, Spanish, Cloud Computing, Training, Start-ups, Project Management, Project Planning, Sales Compensation, Peer Mentoring, Collaboration, Recruiting, Finance, Customer Satisfaction, Visio, Business Analysis, Human Resources, New Business Development, Budgets, Project Coordination, Strategic Partnerships, MS Project, Excel, Global Compensation, Six Sigma, Incentives, Mentoring New Hires, Business Intelligence, Sales, International Business, PDO, Minitab, Professional Mentoring, Performance Management, Strategic Planning, Strategy, Organizational Behavior
Education
Florida International University - College of Business 2005 — 2008
Bachelor of Business Administration (BBA), Finance, 3.46
Florida International University - College of Business 2005 — 2008
Bachelor of Business Administration (BBA), International Business, 3.46
Miami Dade College 2000 — 2005
Associate's degree, Mechanical Engineering
salesforce.com September 2014 - Present
Microsoft October 2013 - September 2014
Microsoft May 2012 - October 2013
Microsoft June 2010 - May 2012
Microsoft December 2008 - June 2010
Tennis Plaza January 2007 - December 2008
Smith Barney 2008 - 2008
Countrywide Home Loans 2005 - 2006
Skills
Program Management, Process Improvement, Analysis, Management, Financial Analysis, Sales Operations, SharePoint, Team Leadership, Team Management, Microsoft Excel, Incentive Programs, Building Relationships, Vendor Management, Cross-functional Team..., Data Analysis, Spanish, Cloud Computing, Training, Start-ups, Project Management, Project Planning, Sales Compensation, Peer Mentoring, Collaboration, Recruiting, Finance, Customer Satisfaction, Visio, Business Analysis, Human Resources, New Business Development, Budgets, Project Coordination, Strategic Partnerships, MS Project, Excel, Global Compensation, Six Sigma, Incentives, Mentoring New Hires, Business Intelligence, Sales, International Business, PDO, Minitab, Professional Mentoring, Performance Management, Strategic Planning, Strategy, Organizational Behavior
Education
Florida International University - College of Business 2005 — 2008
Bachelor of Business Administration (BBA), Finance, 3.46
Florida International University - College of Business 2005 — 2008
Bachelor of Business Administration (BBA), International Business, 3.46
Miami Dade College 2000 — 2005
Associate's degree, Mechanical Engineering
Tim Mergler's Smith Barney Experience September 1998 - January 2001
Job Supervisor, Corporate Recruiting at Altisource®
Industry Real Estate
Experience
Altisource June 2010 - Present
First Legacy Partners, LLC July 2009 - February 2010
Self Employed February 2009 - July 2009
firstPRO, Inc. September 2007 - February 2009
Affordable Home Funding April 2005 - September 2007
American Home Equity Loan Corp. January 2001 - April 2005
Smith Barney September 1998 - January 2001
Dain Rauscher Corporation 1996 - 1998
Austins Restaurant June 1992 - December 1996
Skills
Full-cycle Recruiting, Talent Acquisition, Technical Recruiting, Salary Negotiation, Financial Services, Management, Benefits Negotiation, Applicant Tracking..., Recruiting, Mortgage Servicing, Mortgage Lending, Global Sourcing, Global Recruiting, IT Recruitment, Vendor Relations, Problem Solving, Developing Client..., Development of Strategy, Sourcing, Hiring, Coaching, Training, Behavioral Interviewing, Cognitive Interviewing, Taleo, Recruitment Training, SDLC, Networking, CRM, Leadership, Business Development, Talent Management, Sales, Temporary Placement, Screening, Salesforce.com, Management Consulting, Cold Calling, Contract Recruitment, Interviews, Vendor Management, Marketing, Executive Management, Executive Search, Start-ups, College Recruiting, Permanent Placement, Onboarding, Finance, Staffing Services
Education
Florida International University 1989 — 1991
B.S., Management, Accounting
University of St. Thomas 1997 — 1998
N/A - Credits earned toward MBA, Finance
University of Florida 1986 — 1989
A.A., Business/Commerce, General
Pine Crest 1983 — 1986
High School, HS
Altisource June 2010 - Present
First Legacy Partners, LLC July 2009 - February 2010
Self Employed February 2009 - July 2009
firstPRO, Inc. September 2007 - February 2009
Affordable Home Funding April 2005 - September 2007
American Home Equity Loan Corp. January 2001 - April 2005
Smith Barney September 1998 - January 2001
Dain Rauscher Corporation 1996 - 1998
Austins Restaurant June 1992 - December 1996
Skills
Full-cycle Recruiting, Talent Acquisition, Technical Recruiting, Salary Negotiation, Financial Services, Management, Benefits Negotiation, Applicant Tracking..., Recruiting, Mortgage Servicing, Mortgage Lending, Global Sourcing, Global Recruiting, IT Recruitment, Vendor Relations, Problem Solving, Developing Client..., Development of Strategy, Sourcing, Hiring, Coaching, Training, Behavioral Interviewing, Cognitive Interviewing, Taleo, Recruitment Training, SDLC, Networking, CRM, Leadership, Business Development, Talent Management, Sales, Temporary Placement, Screening, Salesforce.com, Management Consulting, Cold Calling, Contract Recruitment, Interviews, Vendor Management, Marketing, Executive Management, Executive Search, Start-ups, College Recruiting, Permanent Placement, Onboarding, Finance, Staffing Services
Education
Florida International University 1989 — 1991
B.S., Management, Accounting
University of St. Thomas 1997 — 1998
N/A - Credits earned toward MBA, Finance
University of Florida 1986 — 1989
A.A., Business/Commerce, General
Pine Crest 1983 — 1986
High School, HS
Robert T. Hoey's Smith Barney Experience August 2007 - September 2012
Job Financial Advisor at Janney Montgomery Scott LLC
Industry Financial Services
Experience
Janney Montgomery Scott LLC April 2014 - Present
Morgan Stanley September 2012 - March 2014
Smith Barney August 2007 - September 2012
Legg Mason June 2006 - July 2007
Commerce Capital Markets May 2004 - August 2004
Skills
Investments, Strategy, Portfolio Management, Management, Program Management, Financial Services, Asset Allocation, Finance, Wealth Management
Education
Fairfield University 2001 — 2005
Bachelor of Science (B.S.), Finance
Holy Cross High School 1998 — 2001
Janney Montgomery Scott LLC April 2014 - Present
Morgan Stanley September 2012 - March 2014
Smith Barney August 2007 - September 2012
Legg Mason June 2006 - July 2007
Commerce Capital Markets May 2004 - August 2004
Skills
Investments, Strategy, Portfolio Management, Management, Program Management, Financial Services, Asset Allocation, Finance, Wealth Management
Education
Fairfield University 2001 — 2005
Bachelor of Science (B.S.), Finance
Holy Cross High School 1998 — 2001
James Larsen's Smith Barney Experience January 2006 - May 2006
Job Equinox Sports Club Personal Trainer
Industry Health, Wellness and Fitness
Experience
Equinox Sports Club May 2015 - Present
Elitebodz 2011 - Present
National Securities Corporation January 2012 - March 2014
CBG Financial Group March 2011 - December 2011
CreditMax LLC November 2007 - March 2011
Disaster Operations & Training, LLC April 2009 - January 2010
Optimum Lending Group, LLC March 2007 - November 2007
Nationstar Mortgage August 2006 - March 2007
Smith Barney January 2006 - May 2006
Skills
Loans, Relationship Management, B2B, Credit Cards, Financial Analysis, Investments, Number Crunching, Financial Modeling, Forecasting, Analytics, Microsoft Excel, Pricing, Process Improvement, Business Development, Analysis, Portfolio Management, Mortgage Lending, Finance, Financial Services, Risk Management, Leadership, Sales, Credit Analysis, Credit Risk, Sales Management, Investment Banking, Credit, Financial Risk, CRM, Call Centers, Commercial Lending, Asset, Underwriting, Consumer Lending, Banking, Loss Mitigation, Payments, Loan Origination, Funding, Strategy, Mergers & Acquisitions, Residential Mortgages, Strategic Financial..., Management, Asset Management, Due Diligence, Business Analysis, Valuation, Cash Management
Education
National Academy of Sports Medicine (NASM) 2014 — 2015
Personal Trainer Certificate (CPT), Personal Training, Pending completion
Palm Beach Atlantic University 2006 — 2008
Master's of Business Administration, Business Administration
Florida Atlantic University 2001 — 2006
Bachelor of Business Administration, Major in Finance
Equinox Sports Club May 2015 - Present
Elitebodz 2011 - Present
National Securities Corporation January 2012 - March 2014
CBG Financial Group March 2011 - December 2011
CreditMax LLC November 2007 - March 2011
Disaster Operations & Training, LLC April 2009 - January 2010
Optimum Lending Group, LLC March 2007 - November 2007
Nationstar Mortgage August 2006 - March 2007
Smith Barney January 2006 - May 2006
Skills
Loans, Relationship Management, B2B, Credit Cards, Financial Analysis, Investments, Number Crunching, Financial Modeling, Forecasting, Analytics, Microsoft Excel, Pricing, Process Improvement, Business Development, Analysis, Portfolio Management, Mortgage Lending, Finance, Financial Services, Risk Management, Leadership, Sales, Credit Analysis, Credit Risk, Sales Management, Investment Banking, Credit, Financial Risk, CRM, Call Centers, Commercial Lending, Asset, Underwriting, Consumer Lending, Banking, Loss Mitigation, Payments, Loan Origination, Funding, Strategy, Mergers & Acquisitions, Residential Mortgages, Strategic Financial..., Management, Asset Management, Due Diligence, Business Analysis, Valuation, Cash Management
Education
National Academy of Sports Medicine (NASM) 2014 — 2015
Personal Trainer Certificate (CPT), Personal Training, Pending completion
Palm Beach Atlantic University 2006 — 2008
Master's of Business Administration, Business Administration
Florida Atlantic University 2001 — 2006
Bachelor of Business Administration, Major in Finance
Lindsay Rubin Lindsay Rubin's Smith Barney Experience April 1998 - September 2000
Job DECA Advisor at Lakeland High School
Industry Education Management
Experience
Huron Valley Schools August 2004 - Present
Jewish Community Center December 2002 - July 2004
Canton High School January 2004 - April 2004
Detroit Jewish News April 2002 - August 2002
Detroit Jewish News April 2001 - August 2001
Smith Barney April 1998 - September 2000
Skills
Curriculum Development, Curriculum Design, Classroom, Staff Development, Teaching, Public Speaking, Event Planning, Research, Career Education, Microsoft Office, PowerPoint, Fundraising, Social Media, Leadership Development, Coaching, Marketing, Microsoft Word, Educational Leadership, K-12, Educational Technology, Instructional Technology, Teacher Training, Tutoring, Classroom Management, Lesson Planning, Leadership, Special Education, Differentiated..., Technology Integration, Literacy, Instructional Design
Education
Eastern Michigan University 2006 — 2010
Master's degree, School Counseling, Cumulative GPA 3.55
Eastern Michigan University 2000 — 2004
Bachelor's degree, Business Education/Marketing Education, Cumulative GPA 3.51
West Bloomfield High School 1996 — 2000
High School Diploma, College Prepatory
Huron Valley Schools August 2004 - Present
Jewish Community Center December 2002 - July 2004
Canton High School January 2004 - April 2004
Detroit Jewish News April 2002 - August 2002
Detroit Jewish News April 2001 - August 2001
Smith Barney April 1998 - September 2000
Skills
Curriculum Development, Curriculum Design, Classroom, Staff Development, Teaching, Public Speaking, Event Planning, Research, Career Education, Microsoft Office, PowerPoint, Fundraising, Social Media, Leadership Development, Coaching, Marketing, Microsoft Word, Educational Leadership, K-12, Educational Technology, Instructional Technology, Teacher Training, Tutoring, Classroom Management, Lesson Planning, Leadership, Special Education, Differentiated..., Technology Integration, Literacy, Instructional Design
Education
Eastern Michigan University 2006 — 2010
Master's degree, School Counseling, Cumulative GPA 3.55
Eastern Michigan University 2000 — 2004
Bachelor's degree, Business Education/Marketing Education, Cumulative GPA 3.51
West Bloomfield High School 1996 — 2000
High School Diploma, College Prepatory
Lauren Boccard's Smith Barney Experience January 2001 - June 2001
Job Associate Agent at Michael Glick Agency Nationwide Insurance
Industry Insurance
Experience
Michael Glick Agency Nationwide Insurance January 2005 - Present
Elon University September 2002 - December 2004
Viacom May 2004 - August 2004
Phillip Williams Agency State Farm Insurance June 2001 - June 2002
Smith Barney January 2001 - June 2001
Skills
Property & Casualty..., Building Relationships, Customer Service, Customer Experience, Customer Retention, Commercial Insurance, Licensed Life & Health..., Office Management, Sales Management, Commercial Lines, Sales, Account Management, Employee Benefits, Insurance, Training, Health Insurance, General Insurance, Casualty, Marketing, Cold Calling, Term Life Insurance, Workers Compensation, Liability, Life Insurance, Fixed Annuities, Disability Insurance, Small Business, Casualty Insurance, Leadership, Microsoft Office, Social Media
Education
Elon University 2002 — 2005
Bachelor of Business Administration (B.B.A.), Finance, Spanish
Michael Glick Agency Nationwide Insurance January 2005 - Present
Elon University September 2002 - December 2004
Viacom May 2004 - August 2004
Phillip Williams Agency State Farm Insurance June 2001 - June 2002
Smith Barney January 2001 - June 2001
Skills
Property & Casualty..., Building Relationships, Customer Service, Customer Experience, Customer Retention, Commercial Insurance, Licensed Life & Health..., Office Management, Sales Management, Commercial Lines, Sales, Account Management, Employee Benefits, Insurance, Training, Health Insurance, General Insurance, Casualty, Marketing, Cold Calling, Term Life Insurance, Workers Compensation, Liability, Life Insurance, Fixed Annuities, Disability Insurance, Small Business, Casualty Insurance, Leadership, Microsoft Office, Social Media
Education
Elon University 2002 — 2005
Bachelor of Business Administration (B.B.A.), Finance, Spanish
Kevin Davey Kevin Davey's Smith Barney Experience February 2007 - July 2007
Job Financial Representative with Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual June 2008 - Present
Merrill Lynch January 2008 - May 2008
Smith Barney February 2007 - July 2007
Skills
Strategic Financial..., Leadership, Financial Analysis, Sales, Marketing, Communication, Insurance, Financial Modeling, Financial Services, Management, Investments, Mutual Funds, Finance, Risk Management, Retirement Planning, Financial Planning, Strategic Planning, Networking, Start-up Consulting
Education
Elmhurst College
Business Administration, Marketing, Psychology
Maclay School
2-12
Northwestern Mutual June 2008 - Present
Merrill Lynch January 2008 - May 2008
Smith Barney February 2007 - July 2007
Skills
Strategic Financial..., Leadership, Financial Analysis, Sales, Marketing, Communication, Insurance, Financial Modeling, Financial Services, Management, Investments, Mutual Funds, Finance, Risk Management, Retirement Planning, Financial Planning, Strategic Planning, Networking, Start-up Consulting
Education
Elmhurst College
Business Administration, Marketing, Psychology
Maclay School
2-12
Alissa Moore, CST Alissa Moore, CST's Smith Barney Experience 1997 - 1999
Job Surgical Technologist at American Access Care
Industry Hospital & Health Care
Experience
American Access Care December 2012 - Present
Darden Restaurants January 2002 - Present
St Johns Riverside Hospital 2012 - 2012
Dr. Leigner 2012 - 2012
The Premier Group 1999 - 2002
Smith Barney 1997 - 1999
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Medical Terminology, Aseptic Technique, Surgical Instruments, Cpr Certified, HIPAA, Certified Surgical..., AST Member, Pharmacology, Patient Care Skills, Patient positioning and..., Customer Service, Sales, Administrative..., Presentations, Sense Of Urgency, Highly self-motivated
Education
Eastwick College 2010 — 2012
Associate of Science (AS), Surgical Technology/Technologist
Ramapo College of New Jersey 1994 — 1996
Psychology
American Access Care December 2012 - Present
Darden Restaurants January 2002 - Present
St Johns Riverside Hospital 2012 - 2012
Dr. Leigner 2012 - 2012
The Premier Group 1999 - 2002
Smith Barney 1997 - 1999
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Medical Terminology, Aseptic Technique, Surgical Instruments, Cpr Certified, HIPAA, Certified Surgical..., AST Member, Pharmacology, Patient Care Skills, Patient positioning and..., Customer Service, Sales, Administrative..., Presentations, Sense Of Urgency, Highly self-motivated
Education
Eastwick College 2010 — 2012
Associate of Science (AS), Surgical Technology/Technologist
Ramapo College of New Jersey 1994 — 1996
Psychology
Stefanie Petesic's Smith Barney Experience September 2004 - December 2004
Job Media Solutions Manager at John Wiley and Sons
Industry Publishing
Experience
John Wiley and Sons November 2013 - Present
John Wiley and Sons July 2010 - November 2013
Advance Digital January 2007 - July 2010
Conde Nast Publications: Teen Vogue September 2005 - September 2006
Smith Barney September 2004 - December 2004
Skills
Customer Engagement, Online Advertising, Email Marketing, Customer-focused, SEO, Advertising, Marketing, Marketing Management, Content Management, B2B, Newsletters, Management, New Media, Press Releases, Sales, InDesign, Brand Management, Trade Shows, Omniture, Digital Strategy, Digital Media, B2B Marketing, SEM, Digital Marketing, Marketing Strategy, Strategy, Advertising Sales, Publishing, Online Marketing, Marketing Communications, Integrated Marketing, Publications, Online Publishing, Leadership, Strategic Partnerships, Web Analytics, Salesforce.com
Education
Stevens Institute of Technology 2013 — 2015
Master’s Degree, Business- Technology Management
Fairfield University 2001 — 2005
Bachelor of Science, Marketing and Management
John Wiley and Sons November 2013 - Present
John Wiley and Sons July 2010 - November 2013
Advance Digital January 2007 - July 2010
Conde Nast Publications: Teen Vogue September 2005 - September 2006
Smith Barney September 2004 - December 2004
Skills
Customer Engagement, Online Advertising, Email Marketing, Customer-focused, SEO, Advertising, Marketing, Marketing Management, Content Management, B2B, Newsletters, Management, New Media, Press Releases, Sales, InDesign, Brand Management, Trade Shows, Omniture, Digital Strategy, Digital Media, B2B Marketing, SEM, Digital Marketing, Marketing Strategy, Strategy, Advertising Sales, Publishing, Online Marketing, Marketing Communications, Integrated Marketing, Publications, Online Publishing, Leadership, Strategic Partnerships, Web Analytics, Salesforce.com
Education
Stevens Institute of Technology 2013 — 2015
Master’s Degree, Business- Technology Management
Fairfield University 2001 — 2005
Bachelor of Science, Marketing and Management
Mary Estime-Irvin Mary Estime-Irvin's Smith Barney Experience 1993 - 1994
Job President & CEO at Estime & Irvin Associates, Inc.
Industry Staffing and Recruiting
Experience
Estime & Irvin Associates 2008 - Present
Community Case Management 2007 - 2008
PRC 2004 - 2007
Smith Barney 1993 - 1994
Skills
Recruiting, Training, Customer Service, Team Building, Insurance, Leadership, Public Speaking, Contract Negotiation, Performance Management, Employee Relations
Education
Florida International University - College of Business 2005 — 2007
Management and International Business
Oakwood College 1989 — 1993
Estime & Irvin Associates 2008 - Present
Community Case Management 2007 - 2008
PRC 2004 - 2007
Smith Barney 1993 - 1994
Skills
Recruiting, Training, Customer Service, Team Building, Insurance, Leadership, Public Speaking, Contract Negotiation, Performance Management, Employee Relations
Education
Florida International University - College of Business 2005 — 2007
Management and International Business
Oakwood College 1989 — 1993
Andrews, Donna's Smith Barney Experience November 1999 - Present
Job Vice President, CFP® at Smith Barney
Industry Financial Services
Experience
Smith Barney November 1999 - Present
Education
Emporia State University
Smith Barney November 1999 - Present
Education
Emporia State University
Jenna Amicucci DeChristopher Jenna Amicucci DeChristopher's Smith Barney Experience May 2004 - August 2005
Job Associate Broker Nest Seekers International
Industry Real Estate
Experience
Nest Seekers International April 2013 - Present
City Connections Realty October 2010 - March 2013
Mark David & Company June 2009 - October 2010
RBS Greenwich Capital July 2006 - November 2008
Smith Barney May 2004 - August 2005
Skills
Public Relations, Press Releases, Advertising, Real Estate, Adobe Creative Suite, Investments, Condos, Investment Properties, Real Estate Transactions, Customer Service, Referrals, Selling, Relocation, Rentals, Sellers, First Time Home Buyers, Marketing, Luxury, Leases, Apartments, Residential Homes, Real Estate Development, Investors, Buyer Representation, Listings, Townhomes, Marketing Strategy, Negotiation, Buyers, New Home Sales, Corporate Relocation, COOP, Sales
Education
Fairfield University 2002 — 2006
Bachelor of Science (BS), Marketing
Nest Seekers International April 2013 - Present
City Connections Realty October 2010 - March 2013
Mark David & Company June 2009 - October 2010
RBS Greenwich Capital July 2006 - November 2008
Smith Barney May 2004 - August 2005
Skills
Public Relations, Press Releases, Advertising, Real Estate, Adobe Creative Suite, Investments, Condos, Investment Properties, Real Estate Transactions, Customer Service, Referrals, Selling, Relocation, Rentals, Sellers, First Time Home Buyers, Marketing, Luxury, Leases, Apartments, Residential Homes, Real Estate Development, Investors, Buyer Representation, Listings, Townhomes, Marketing Strategy, Negotiation, Buyers, New Home Sales, Corporate Relocation, COOP, Sales
Education
Fairfield University 2002 — 2006
Bachelor of Science (BS), Marketing
Aaron McGuffin Aaron McGuffin's Smith Barney Experience 1993 - 1995
Job Senior Editor at Universal Notes, LLC
Industry Medical Practice
Experience
Universal Notes, LLC July 2013 - Present
Marshall University Joan C. Edwards School of Medicine July 2003 - Present
Smith Barney 1993 - 1995
Bellefonte Country Club June 1992 - August 1993
Skills
Medical Education, Educational Technology, Clinical Research, Public Health, Medicine, Board Certified, Pediatrics, Surgery, Hospitals, Public Speaking, Teaching, Customer Service, Road Racing, Poetry, Tennis, Sports Coaching, Table Tennis, Social Media, EMR, Creative Writing, Research, Scrabble, Soccer, Microsoft Office
Education
Marshall University, Joan C. Edwards School of Medicine 1999 — 2003
Doctor of Medicine (MD), Medicine-Pediatrics
Marshall University, Joan C. Edwards School of Medicine 1995 — 1999
Doctor of Medicine (M.D.), Medicine
Marshall University 1993 — 1995
Bachelor of Science (B.S.), Chemistry
Eastern Kentucky University 1991 — 1993
Chemistry
Universal Notes, LLC July 2013 - Present
Marshall University Joan C. Edwards School of Medicine July 2003 - Present
Smith Barney 1993 - 1995
Bellefonte Country Club June 1992 - August 1993
Skills
Medical Education, Educational Technology, Clinical Research, Public Health, Medicine, Board Certified, Pediatrics, Surgery, Hospitals, Public Speaking, Teaching, Customer Service, Road Racing, Poetry, Tennis, Sports Coaching, Table Tennis, Social Media, EMR, Creative Writing, Research, Scrabble, Soccer, Microsoft Office
Education
Marshall University, Joan C. Edwards School of Medicine 1999 — 2003
Doctor of Medicine (MD), Medicine-Pediatrics
Marshall University, Joan C. Edwards School of Medicine 1995 — 1999
Doctor of Medicine (M.D.), Medicine
Marshall University 1993 — 1995
Bachelor of Science (B.S.), Chemistry
Eastern Kentucky University 1991 — 1993
Chemistry
Kurt Wolgast's Smith Barney Experience 2006 - 2009
Job Operations Liaison at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors December 2013 - Present
Ocala, Florida 2012 - Present
Morgan Stanley Smith Barney 2009 - 2012
Smith Barney 2006 - 2009
Smith Barney 2002 - 2006
Franklin Templeton Investments 2000 - 2002
Skills
Mutual Funds, Investments, Risk Management, Customer Service, Financial Risk, Operations Management, Asset Allocation, Relationship Management, Branch Management, Business Process..., Team Management, Analytical Reasoning, Interpersonal Leadership, High Organizational..., Employee Training, Employee Management, Project Management
Education
Florida Southern College 1993 — 1997
Bachelor of Arts (B.A.), Mass Communication/Media Studies
Santa Fe Catholic 1990 — 1993
Lakeland Highlands
Wells Fargo Advisors December 2013 - Present
Ocala, Florida 2012 - Present
Morgan Stanley Smith Barney 2009 - 2012
Smith Barney 2006 - 2009
Smith Barney 2002 - 2006
Franklin Templeton Investments 2000 - 2002
Skills
Mutual Funds, Investments, Risk Management, Customer Service, Financial Risk, Operations Management, Asset Allocation, Relationship Management, Branch Management, Business Process..., Team Management, Analytical Reasoning, Interpersonal Leadership, High Organizational..., Employee Training, Employee Management, Project Management
Education
Florida Southern College 1993 — 1997
Bachelor of Arts (B.A.), Mass Communication/Media Studies
Santa Fe Catholic 1990 — 1993
Lakeland Highlands
Michael B. Bonnette Michael B. Bonnette's Smith Barney Experience January 2002 - May 2004
Job Airline Captain, US Airways/American
Industry Airlines/Aviation
Experience
US Airways December 1988 - Present
United States Air Force May 1978 - May 2006
Smith Barney January 2002 - May 2004
United States Air Force May 1984 - September 1987
United States Air Force August 1980 - May 1984
Skills
Financial Modeling, Financial Analysis, Equities, Asset Management
Education
Embry Riddle Aeronautical University-Worldwide 1986 — 1988
Master's degree, Aeronautics/Aviation/Aerospace Science and Technology, General
Metropolitan State College of Denver 1976 — 1978
Bachelor of Science (BS), Aeronautics/Aviation/Aerospace Science and Technology, General
US Airways December 1988 - Present
United States Air Force May 1978 - May 2006
Smith Barney January 2002 - May 2004
United States Air Force May 1984 - September 1987
United States Air Force August 1980 - May 1984
Skills
Financial Modeling, Financial Analysis, Equities, Asset Management
Education
Embry Riddle Aeronautical University-Worldwide 1986 — 1988
Master's degree, Aeronautics/Aviation/Aerospace Science and Technology, General
Metropolitan State College of Denver 1976 — 1978
Bachelor of Science (BS), Aeronautics/Aviation/Aerospace Science and Technology, General
Parker Evans's Smith Barney Experience April 1993 - July 1995
Job President & Chief Investment Strategist, Successful Portfolios LLC
Industry Investment Management
Experience
Successful Portfolios LLC February 2010 - Present
Fifth Third Bank December 1998 - December 2009
Brookstreet Securities July 1995 - December 1998
Smith Barney April 1993 - July 1995
First Union Brokerage Services January 1981 - April 1993
Skills
Portfolio Management, Financial Planning, Investments, Bonds, ETFs, Stocks, Options, Bloomberg, Investment Strategies, Asset Allocation, Financial Advisory, Wealth Management, Mutual Funds, Investment Advisory, Series 7, Strategic Financial..., Equities, Alternative Investments, Hedge Funds, Securities, Investment Management, Fixed Income, Asset Management, Equity Research, Financial Markets
Education
Nova Southeastern University 1985 — 1987
MBA, Finance
Eckerd College 1978 — 1982
B.A., Economics
Clearwater High Scool 1975 — 1978
Diploma, College Prep, 10-12
Successful Portfolios LLC February 2010 - Present
Fifth Third Bank December 1998 - December 2009
Brookstreet Securities July 1995 - December 1998
Smith Barney April 1993 - July 1995
First Union Brokerage Services January 1981 - April 1993
Skills
Portfolio Management, Financial Planning, Investments, Bonds, ETFs, Stocks, Options, Bloomberg, Investment Strategies, Asset Allocation, Financial Advisory, Wealth Management, Mutual Funds, Investment Advisory, Series 7, Strategic Financial..., Equities, Alternative Investments, Hedge Funds, Securities, Investment Management, Fixed Income, Asset Management, Equity Research, Financial Markets
Education
Nova Southeastern University 1985 — 1987
MBA, Finance
Eckerd College 1978 — 1982
B.A., Economics
Clearwater High Scool 1975 — 1978
Diploma, College Prep, 10-12
Jennifer Zieba Jennifer Zieba's Smith Barney Experience September 2008 - December 2008
Job Merchandise Planner at J.Crew
Industry Marketing and Advertising
Experience
J.Crew May 2014 - Present
J.Crew July 2013 - April 2014
Ketchum Public Relations May 2013 - July 2013
Ketchum Public Relations April 2010 - April 2013
Smith Barney September 2008 - December 2008
Merrill Lynch January 2008 - May 2008
Communications Technology Services June 2007 - August 2007
Skills
Financial Markets
Education
Fairfield University 2005 — 2009
Bachelor of Science, Marketing and Finance
Florence University of the Arts
J.Crew May 2014 - Present
J.Crew July 2013 - April 2014
Ketchum Public Relations May 2013 - July 2013
Ketchum Public Relations April 2010 - April 2013
Smith Barney September 2008 - December 2008
Merrill Lynch January 2008 - May 2008
Communications Technology Services June 2007 - August 2007
Skills
Financial Markets
Education
Fairfield University 2005 — 2009
Bachelor of Science, Marketing and Finance
Florence University of the Arts
Melody Cass's Smith Barney Experience 1998 - 2005
Job HR Generalist/Finance AP/AR/Operations Manager
Industry Human Resources
Experience
Snow Software Inc June 2012 - February 2015
City of Lakeway June 2009 - June 2012
SpeakWrite March 2007 - April 2008
UBS Financial 2005 - 2006
Smith Barney 1998 - 2005
Edward Jones Investment Co July 1994 - April 1997
Skills
PowerPoint, Word, Excel, Outlook, Customer Service, Microsoft Word, Microsoft Excel, Employee Relations, Employee Benefits, Change Management, Office Management, Team Building, Management, Payroll, Recruiting, Training, Event Management, Human Resources, Salesforce.com, Administration, Administrative..., Time Management, Sales, Social Media, Microsoft Office, Advertising, Public Speaking, Performance Management, Teamwork, Project Management, Software Documentation, Office Administration, Process Improvement, Sales Management, Accounts Payable, Contract Negotiation, Strategic Planning, Coaching, Leadership, Leadership Development, Business Analysis, Operations Management, HR Policies, Account Management, English, New Business Development, Windows, Team Leadership, Negotiation, Organizational...
Education
Eckerd College 1976 — 1980
BA, Human Resources
Susan E Wagner HS 1972 — 1976
Diploma
Snow Software Inc June 2012 - February 2015
City of Lakeway June 2009 - June 2012
SpeakWrite March 2007 - April 2008
UBS Financial 2005 - 2006
Smith Barney 1998 - 2005
Edward Jones Investment Co July 1994 - April 1997
Skills
PowerPoint, Word, Excel, Outlook, Customer Service, Microsoft Word, Microsoft Excel, Employee Relations, Employee Benefits, Change Management, Office Management, Team Building, Management, Payroll, Recruiting, Training, Event Management, Human Resources, Salesforce.com, Administration, Administrative..., Time Management, Sales, Social Media, Microsoft Office, Advertising, Public Speaking, Performance Management, Teamwork, Project Management, Software Documentation, Office Administration, Process Improvement, Sales Management, Accounts Payable, Contract Negotiation, Strategic Planning, Coaching, Leadership, Leadership Development, Business Analysis, Operations Management, HR Policies, Account Management, English, New Business Development, Windows, Team Leadership, Negotiation, Organizational...
Education
Eckerd College 1976 — 1980
BA, Human Resources
Susan E Wagner HS 1972 — 1976
Diploma
Greg Zissu's Smith Barney Experience 1996 - 1998
Job
Industry Financial Services
Experience
Merrill Lynch May 2011 - Present
Bankers Life June 2005 - June 2011
Zissu Consulting 2002 - April 2005
AMI Partners 2000 - November 2001
Fannie Mae 1999 - 1999
Smith Barney 1996 - 1998
Smith Barney 1992 - 1996
Education
Emory University 1998 — 2000
MBA
Emory University - Goizueta Business School 1998 — 2000
MBA
The University of Chicago 1988 — 1992
Merrill Lynch May 2011 - Present
Bankers Life June 2005 - June 2011
Zissu Consulting 2002 - April 2005
AMI Partners 2000 - November 2001
Fannie Mae 1999 - 1999
Smith Barney 1996 - 1998
Smith Barney 1992 - 1996
Education
Emory University 1998 — 2000
MBA
Emory University - Goizueta Business School 1998 — 2000
MBA
The University of Chicago 1988 — 1992
Terri Rowe's Smith Barney Experience June 1999 - August 2001
Job Registered Support Assistant at Ameriprise Financial, Inc.
Industry Investment Management
Experience
Ameriprise Financial April 2002 - Present
Plante & Moran Financial Advisors August 2001 - April 2002
Smith Barney June 1999 - August 2001
Norton Capital Management January 1995 - June 1999
Smith Barney September 1991 - January 1995
Morgan Stanley Dean Witter June 1990 - September 1991
Smith Barney January 1987 - June 1990
Skills
Series 7, Licensing, Mutual Funds, Wealth Management, Retirement Planning, Strategic Financial..., Bonds, Estate Planning, Investments, Series 63, Equities, Portfolio Management, Insurance, Asset Allocation, Series 6, Investment Advisory, Retirement, Fixed Annuities, 401k
Education
El Camino College 1983 — 1985
Business
Aviation High School 1979 — 1982
Ameriprise Financial April 2002 - Present
Plante & Moran Financial Advisors August 2001 - April 2002
Smith Barney June 1999 - August 2001
Norton Capital Management January 1995 - June 1999
Smith Barney September 1991 - January 1995
Morgan Stanley Dean Witter June 1990 - September 1991
Smith Barney January 1987 - June 1990
Skills
Series 7, Licensing, Mutual Funds, Wealth Management, Retirement Planning, Strategic Financial..., Bonds, Estate Planning, Investments, Series 63, Equities, Portfolio Management, Insurance, Asset Allocation, Series 6, Investment Advisory, Retirement, Fixed Annuities, 401k
Education
El Camino College 1983 — 1985
Business
Aviation High School 1979 — 1982
David Candib's Smith Barney Experience May 1996 - December 2000
Job Vice President, Development & Operations, Global Port & Destination Development Group at Carnival Corporation & plc
Industry Leisure, Travel & Tourism
Experience
Carnival Corporation & Plc December 2002 - Present
Smith Barney May 1996 - December 2000
Skills
Hospitality, Forecasting, Ports, Hotels, Cruises, Business Strategy, Strategic Planning, Operations Management, New Business Development, Team Building, Revenue Analysis, Tourism, Contract Negotiation
Education
University of Miami - School of Business 2000 — 2002
MBA, Finance
Emory University - Goizueta Business School 1994 — 1996
BBA, Finance & Economics
Carnival Corporation & Plc December 2002 - Present
Smith Barney May 1996 - December 2000
Skills
Hospitality, Forecasting, Ports, Hotels, Cruises, Business Strategy, Strategic Planning, Operations Management, New Business Development, Team Building, Revenue Analysis, Tourism, Contract Negotiation
Education
University of Miami - School of Business 2000 — 2002
MBA, Finance
Emory University - Goizueta Business School 1994 — 1996
BBA, Finance & Economics
Shellea Ewig's Smith Barney Experience May 1996 - June 2008
Job Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley June 2008 - Present
Smith Barney May 1996 - June 2008
prudential 1993 - 2008
prudential 1993 - 2008
Skills
Investments, Series 7, Mutual Funds, Series 63, Wealth Management, Uniform Combined State..., Asset Allocation, Retirement Planning, Securities, Alternative Investments, FINRA, ETFs, Series 65, Investment Advisory, Equities, Fixed Income
Education
Elon University 1989 — 1993
Morgan Stanley June 2008 - Present
Smith Barney May 1996 - June 2008
prudential 1993 - 2008
prudential 1993 - 2008
Skills
Investments, Series 7, Mutual Funds, Series 63, Wealth Management, Uniform Combined State..., Asset Allocation, Retirement Planning, Securities, Alternative Investments, FINRA, ETFs, Series 65, Investment Advisory, Equities, Fixed Income
Education
Elon University 1989 — 1993
Gregory Chernomaz, PMP's Smith Barney Experience September 1995 - August 1996
Job IT Manager at TotalBen, LLC
Industry Computer Software
Experience
TotalBen, LLC September 2010 - Present
FJA-US July 2013 - April 2015
New York City Department of Housing Preservation and Development (HPD) May 2012 - July 2013
New York City Department of Finance September 2010 - May 2012
Wachovia, A Wells Fargo Company May 2005 - September 2010
Prudential Securities September 1996 - September 2005
Smith Barney September 1995 - August 1996
Skills
Integration, Project Management, Software Development, Leadership, Budgets, SDLC, Business Analysis, Vendor Management, PMP, Requirements Gathering, Program Management, Visio, Risk Management, Software Project..., Resource Management
Education
Touro University 2004 — 2006
MBA, IT Management
Excelsior College 2003 — 2004
BS, Finance
TotalBen, LLC September 2010 - Present
FJA-US July 2013 - April 2015
New York City Department of Housing Preservation and Development (HPD) May 2012 - July 2013
New York City Department of Finance September 2010 - May 2012
Wachovia, A Wells Fargo Company May 2005 - September 2010
Prudential Securities September 1996 - September 2005
Smith Barney September 1995 - August 1996
Skills
Integration, Project Management, Software Development, Leadership, Budgets, SDLC, Business Analysis, Vendor Management, PMP, Requirements Gathering, Program Management, Visio, Risk Management, Software Project..., Resource Management
Education
Touro University 2004 — 2006
MBA, IT Management
Excelsior College 2003 — 2004
BS, Finance
Kevin Donohoe's Smith Barney Experience 1996 - 2000
Job Assistant Controller at Daiwa Capital Markets America Inc.
Industry Financial Services
Experience
Daiwa Capital Markets America Inc. January 2000 - Present
Smith Barney 1996 - 2000
Citigroup August 1999 - December 1999
Salomon Smith Barney 1996 - 1999
Brown Brothers Harriman & Co 1992 - 1996
Skills
Financial Reporting, Fixed Income, Equities, Capital Markets, Middle Office, Derivatives, Securities, Financial Markets, Hedge Funds, Bloomberg, Electronic Trading
Education
Fairfield University 1988 — 1992
Chaminade 1984 — 1988
Daiwa Capital Markets America Inc. January 2000 - Present
Smith Barney 1996 - 2000
Citigroup August 1999 - December 1999
Salomon Smith Barney 1996 - 1999
Brown Brothers Harriman & Co 1992 - 1996
Skills
Financial Reporting, Fixed Income, Equities, Capital Markets, Middle Office, Derivatives, Securities, Financial Markets, Hedge Funds, Bloomberg, Electronic Trading
Education
Fairfield University 1988 — 1992
Chaminade 1984 — 1988
Reuben Codjoe's Smith Barney Experience March 2006 - October 2007
Job Client Resolution Specialist at UBS Financial Services
Industry Financial Services
Experience
UBS March 2011 - Present
Northwestern Mutual July 2010 - January 2011
TD Wealth Management February 2010 - June 2010
Barclays Global Investors November 2007 - October 2009
Smith Barney March 2006 - October 2007
TD Waterhouse 2004 - 2005
Skills
Series 7, Securities, Wealth Management, Financial Services, ETFs, Financial Advisory, Series 63, Asset Management, Finance, Financial Analysis, Investments
Education
Fairfield University 1995 — 1999
Bachelor of Arts (B.A.), Psychology
UBS March 2011 - Present
Northwestern Mutual July 2010 - January 2011
TD Wealth Management February 2010 - June 2010
Barclays Global Investors November 2007 - October 2009
Smith Barney March 2006 - October 2007
TD Waterhouse 2004 - 2005
Skills
Series 7, Securities, Wealth Management, Financial Services, ETFs, Financial Advisory, Series 63, Asset Management, Finance, Financial Analysis, Investments
Education
Fairfield University 1995 — 1999
Bachelor of Arts (B.A.), Psychology
Raymond Robertello's Smith Barney Experience 1993 - 1997
Job Assistant Director of Compliance at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services April 1997 - Present
PaineWebber 1997 - November 2000
Smith Barney 1993 - 1997
Shearson 1988 - 1993
Skills
FINRA
Education
Fairleigh Dickinson University 1981 — 1985
Bachelor's degree, Business Administration and Management, General
UBS Financial Services April 1997 - Present
PaineWebber 1997 - November 2000
Smith Barney 1993 - 1997
Shearson 1988 - 1993
Skills
FINRA
Education
Fairleigh Dickinson University 1981 — 1985
Bachelor's degree, Business Administration and Management, General
Ken Vostal's Smith Barney Experience April 2001 - Present
Job Investment Advisor, Smith Barney
Industry Investment Management
Experience
Smith Barney April 2001 - Present
Merrill Lynch January 1994 - April 2001
Education
Fairleigh Dickinson University 2002 — 2004
CFP, Certified Finacial Planner
University of Richmond 1984 — 1988
BS, Economics and English
Montclair Kimberley Academy 1980 — 1984
Smith Barney April 2001 - Present
Merrill Lynch January 1994 - April 2001
Education
Fairleigh Dickinson University 2002 — 2004
CFP, Certified Finacial Planner
University of Richmond 1984 — 1988
BS, Economics and English
Montclair Kimberley Academy 1980 — 1984
Michael M. Pirrello, CFP's Smith Barney Experience September 2003 - March 2007
Job Financial Advisor / Managing Director
Industry Financial Services
Experience
Mill Ridge Wealth Managment, LLP, a financial advisory practice of Ameriprise Financial Services March 2007 - Present
Smith Barney September 2003 - March 2007
Merrill Lynch September 1998 - September 2003
Skills
Wealth Management, Finance, Management, Investments, Portfolio Management, Series 7, Retirement Planning, Financial Planning, Mutual Funds, Asset Management
Education
The College of New Jersey 1987 — 1991
Bachelor of Science, Accounting
Fairleigh Dickinson University 2000 — 2002
CFP, Financial Planning
Mill Ridge Wealth Managment, LLP, a financial advisory practice of Ameriprise Financial Services March 2007 - Present
Smith Barney September 2003 - March 2007
Merrill Lynch September 1998 - September 2003
Skills
Wealth Management, Finance, Management, Investments, Portfolio Management, Series 7, Retirement Planning, Financial Planning, Mutual Funds, Asset Management
Education
The College of New Jersey 1987 — 1991
Bachelor of Science, Accounting
Fairleigh Dickinson University 2000 — 2002
CFP, Financial Planning
Kimberly Feinberg's Smith Barney Experience September 2004 - May 2006
Job Student, University of Miami Miller School of Medicine
Industry Medical Practice
Experience
Smith Barney September 2004 - May 2006
Prudential Financial August 2002 - September 2004
United Way of Miami-Dade 2001 - 2002
US Peace Corps September 1998 - November 2000
Education
University of Miami Miller School of Medicine 2009 — 2013
MD
Florida International University - College of Business 2008 — 2009
Masters of Business Administration
University of Michigan 1994 — 1998
BA, Organizational Management
Smith Barney September 2004 - May 2006
Prudential Financial August 2002 - September 2004
United Way of Miami-Dade 2001 - 2002
US Peace Corps September 1998 - November 2000
Education
University of Miami Miller School of Medicine 2009 — 2013
MD
Florida International University - College of Business 2008 — 2009
Masters of Business Administration
University of Michigan 1994 — 1998
BA, Organizational Management
Christopher Leavay's Smith Barney Experience July 2004 - Present
Job Second Vice President Wealth Management at Smith Barney
Industry Financial Services
Experience
Smith Barney July 2004 - Present
Deloitte 2001 - 2004
Education
Fairfield University 1991 — 1995
BS, Accounting
Smith Barney July 2004 - Present
Deloitte 2001 - 2004
Education
Fairfield University 1991 — 1995
BS, Accounting
Arthur Zinn's Smith Barney Experience 1984 - November 1996
Job Retired August 2014
Industry Information Technology and Services
Experience
The Bank of New York Mellon November 1996 - July 2014
Smith Barney 1984 - November 1996
New York Telephone Company 1974 - 1984
Skills
CICS, SDLC, JCL, Mainframe, COBOL, Requirements Analysis, Unix, Software Project..., Software Development, Disaster Recovery, Enterprise Architecture, Requirements Gathering, Business Analysis
Education
LIU Post 1968 — 1976
B.S., Engineering Science
Farmingdale State University of New York 1965 — 1968
AAS, Electrical Tecnology
The Bank of New York Mellon November 1996 - July 2014
Smith Barney 1984 - November 1996
New York Telephone Company 1974 - 1984
Skills
CICS, SDLC, JCL, Mainframe, COBOL, Requirements Analysis, Unix, Software Project..., Software Development, Disaster Recovery, Enterprise Architecture, Requirements Gathering, Business Analysis
Education
LIU Post 1968 — 1976
B.S., Engineering Science
Farmingdale State University of New York 1965 — 1968
AAS, Electrical Tecnology
Pavel Litvinov's Smith Barney Experience May 2006 - July 2008
Job Founder at Green Road Properties / Cofounder Yizzam.com
Industry Financial Services
Experience
Yizzam February 2011 - Present
Paramount Commercial Realty February 2011 - Present
Green Road Properties August 2009 - Present
University of Miami August 2008 - April 2010
Ladenburg Thalmann 2010 - 2010
Bayview Financial May 2009 - August 2009
Smith Barney May 2006 - July 2008
Skills
Valuation, Financial Modeling, Real Estate, Investment Properties, Foreclosures, Loans, REO, Portfolio Management, Loss Mitigation, Finance, Investments, Financial Analysis, Asset Managment, Private Equity, Due Diligence, Equities, Real Estate Economics, Commercial Real Estate, Asset Management
Education
University of Miami - School of Business 2008 — 2010
Business, Finance
Florida International University 2003 — 2006
Business, Finance
Florida International University - College of Business Administration 2003 — 2006
Bachelor of Science (BS), Finance, General
Yizzam February 2011 - Present
Paramount Commercial Realty February 2011 - Present
Green Road Properties August 2009 - Present
University of Miami August 2008 - April 2010
Ladenburg Thalmann 2010 - 2010
Bayview Financial May 2009 - August 2009
Smith Barney May 2006 - July 2008
Skills
Valuation, Financial Modeling, Real Estate, Investment Properties, Foreclosures, Loans, REO, Portfolio Management, Loss Mitigation, Finance, Investments, Financial Analysis, Asset Managment, Private Equity, Due Diligence, Equities, Real Estate Economics, Commercial Real Estate, Asset Management
Education
University of Miami - School of Business 2008 — 2010
Business, Finance
Florida International University 2003 — 2006
Business, Finance
Florida International University - College of Business Administration 2003 — 2006
Bachelor of Science (BS), Finance, General
Von Byall's Smith Barney Experience October 1967 - Present
Job Sr. V.P. Wealth Management at Smith Barney
Industry Investment Management
Experience
Smith Barney October 1967 - Present
Skills
Wealth Management, Retirement Planning, Series 7, Private Banking, Investments
Education
Emporia State University 1962 — 1966
B.S, Business/Math
Smith Barney October 1967 - Present
Skills
Wealth Management, Retirement Planning, Series 7, Private Banking, Investments
Education
Emporia State University 1962 — 1966
B.S, Business/Math
Darcelus Reid's Smith Barney Experience May 2005 - August 2005
Job Licensed Banker at Wells Fargo Bank
Industry Financial Services
Experience
Wells Fargo Bank September 2009 - Present
MetLife February 2006 - September 2009
Smith Barney May 2005 - August 2005
Skills
Series 7, Retirement Planning, Investments, Fixed Annuities, Series 6, Series 63, Sales, Financial Services, Finance, Life Insurance, Banking, Small Business, Customer Service, Microsoft Excel, Insurance, Leadership, Mutual Funds, Retirement, Financial Analysis, Microsoft Office, Securities, Term Life Insurance, Disability Insurance, Microsoft Word, Public Speaking, Mortgage Lending, Credit, Asset Allocation, Loans, Health Insurance, Financial Modeling, Relationship Management
Education
Nova Southeastern University 2014 — 2015
Master of Business Administration (MBA), Finance
Florida Atlantic University 2001 — 2005
Bachelor of Business Administration (B.B.A.), Finance, Real Estate
Wells Fargo Bank September 2009 - Present
MetLife February 2006 - September 2009
Smith Barney May 2005 - August 2005
Skills
Series 7, Retirement Planning, Investments, Fixed Annuities, Series 6, Series 63, Sales, Financial Services, Finance, Life Insurance, Banking, Small Business, Customer Service, Microsoft Excel, Insurance, Leadership, Mutual Funds, Retirement, Financial Analysis, Microsoft Office, Securities, Term Life Insurance, Disability Insurance, Microsoft Word, Public Speaking, Mortgage Lending, Credit, Asset Allocation, Loans, Health Insurance, Financial Modeling, Relationship Management
Education
Nova Southeastern University 2014 — 2015
Master of Business Administration (MBA), Finance
Florida Atlantic University 2001 — 2005
Bachelor of Business Administration (B.B.A.), Finance, Real Estate
Jennifer Sheldon's Smith Barney Experience June 1996 - June 1998
Job Assistant Vice President at RBS Citizens NA
Industry Financial Services
Experience
RBS Citizens NA May 2005 - Present
RBS 2005 - Present
Citizens Bank 2005 - Present
Citibank 2001 - 2005
People's Securities Inc. June 1998 - March 2001
Smith Barney June 1996 - June 1998
People's Bank June 1993 - June 1996
Education
Fairfield University 1991 — 1995
Bachelors, Business Management
St. Joseph High School 1987 — 1991
RBS Citizens NA May 2005 - Present
RBS 2005 - Present
Citizens Bank 2005 - Present
Citibank 2001 - 2005
People's Securities Inc. June 1998 - March 2001
Smith Barney June 1996 - June 1998
People's Bank June 1993 - June 1996
Education
Fairfield University 1991 — 1995
Bachelors, Business Management
St. Joseph High School 1987 — 1991
Keith Coley's Smith Barney Experience 1998 - 2002
Job Owner at Fairfield Wines & Spirits
Industry Wine and Spirits
Experience
In Law Enterprises, LLC December 2007 - Present
Fairfield Wines & Spirits December 2007 - Present
American Technology Research July 2006 - July 2007
Kaufman Bros 2001 - 2006
Smith Barney 1998 - 2002
Skills
Sales, Entrepreneurship, Business Strategy, Venture Capital, Strategy, Strategic Planning, Investments, Business Development, Due Diligence, Financial Modeling, Competitive Analysis, Market Research, Team Building, Valuation, Corporate Development, Financial Analysis, Trading, Corporate Finance, E-commerce
Education
Fairfield University 1992 — 1994
Bachelor of Arts (B.A.), Economics
Georgia Institute of Technology 1988 — 1993
In Law Enterprises, LLC December 2007 - Present
Fairfield Wines & Spirits December 2007 - Present
American Technology Research July 2006 - July 2007
Kaufman Bros 2001 - 2006
Smith Barney 1998 - 2002
Skills
Sales, Entrepreneurship, Business Strategy, Venture Capital, Strategy, Strategic Planning, Investments, Business Development, Due Diligence, Financial Modeling, Competitive Analysis, Market Research, Team Building, Valuation, Corporate Development, Financial Analysis, Trading, Corporate Finance, E-commerce
Education
Fairfield University 1992 — 1994
Bachelor of Arts (B.A.), Economics
Georgia Institute of Technology 1988 — 1993
Marcos Bowers's Smith Barney Experience July 2004 - October 2006
Job Real Estate/Equity Investor at Self Employed
Industry Banking
Experience
Self Employed December 2011 - Present
HSBC Private Bank June 2008 - November 2011
Merrill Lynch October 2006 - May 2008
SMITH BARNEY July 2004 - October 2006
Domestic Securities July 2001 - July 2004
Skills
Credit, Banking, Retail Banking, Commercial Lending, Commercial Banking, Consumer Lending, Loans, Credit Risk, Mortgage Lending, Credit Analysis, Portfolio Management, Financial Analysis, Negotiation, Real Estate Transactions
Education
Florida Atlantic University 1994 — 2000
Bachelor’s Degree, International Business, GPA 3.45
Self Employed December 2011 - Present
HSBC Private Bank June 2008 - November 2011
Merrill Lynch October 2006 - May 2008
SMITH BARNEY July 2004 - October 2006
Domestic Securities July 2001 - July 2004
Skills
Credit, Banking, Retail Banking, Commercial Lending, Commercial Banking, Consumer Lending, Loans, Credit Risk, Mortgage Lending, Credit Analysis, Portfolio Management, Financial Analysis, Negotiation, Real Estate Transactions
Education
Florida Atlantic University 1994 — 2000
Bachelor’s Degree, International Business, GPA 3.45
Bridget Connolly's Smith Barney Experience 2007 - 2007
Job Asset Management/Quant Sales Specialist at Thomson Reuters
Industry Financial Services
Experience
Thomson Reuters July 2015 - Present
Roubini Global Economics February 2015 - July 2015
Roubini Global Economics January 2013 - January 2015
Coleman Research Group July 2011 - December 2012
Coleman Research Group September 2009 - March 2011
Coleman Research Group June 2008 - September 2009
U.S. Commercial Service May 2007 - August 2007
Smith Barney 2007 - 2007
Skills
Business Development, Emerging Markets, Hedge Funds, Competitive Analysis, Strategy, Business Strategy, Market Research, Equities, Economics, Financial Markets, Investments, Analysis, Market Analysis, Due Diligence, Private Equity, Primary Research, Leadership, Quantitative Analytics, Asset Management, Institutional Sales, Equity Research, Strategic Planning, Macroeconomics, Marketing Strategy, Capital Markets, Financial Services, Asset Managment, Start-ups, Entrepreneurship, International Business, Qualitative Research, Investment Banking, Venture Capital, Global Macro, Strategic Consulting, New Business Development, Corporate Finance
Education
Fashion Institute of Technology 2004 — 2008
Bachelor of Science (B.S.), International Trade and Marketing
Thomson Reuters July 2015 - Present
Roubini Global Economics February 2015 - July 2015
Roubini Global Economics January 2013 - January 2015
Coleman Research Group July 2011 - December 2012
Coleman Research Group September 2009 - March 2011
Coleman Research Group June 2008 - September 2009
U.S. Commercial Service May 2007 - August 2007
Smith Barney 2007 - 2007
Skills
Business Development, Emerging Markets, Hedge Funds, Competitive Analysis, Strategy, Business Strategy, Market Research, Equities, Economics, Financial Markets, Investments, Analysis, Market Analysis, Due Diligence, Private Equity, Primary Research, Leadership, Quantitative Analytics, Asset Management, Institutional Sales, Equity Research, Strategic Planning, Macroeconomics, Marketing Strategy, Capital Markets, Financial Services, Asset Managment, Start-ups, Entrepreneurship, International Business, Qualitative Research, Investment Banking, Venture Capital, Global Macro, Strategic Consulting, New Business Development, Corporate Finance
Education
Fashion Institute of Technology 2004 — 2008
Bachelor of Science (B.S.), International Trade and Marketing
Rich Schumacker's Smith Barney Experience November 1993 - July 1997
Job Project ManagerApplication Mgmt & Delivery
Industry Information Technology and Services
Experience
Novartis Pharmaceuticals October 2013 - Present
Novartis Pharmaceuticals March 2012 - September 2013
UBS Wealth Management February 2003 - November 2011
Princeton Information June 1998 - December 2002
EJR Consulting July 1997 - June 1998
Smith Barney November 1993 - July 1997
Skills
Requirements Analysis, Problem Solving, Process Improvement, SDLC, Business Analysis, Software Development, Analysis, Project Management, Multi-channel Marketing, CRM, DB2
Education
Fairleigh Dickinson University 1995 — 1996
Chubb Institute 1992 — 1993
Diploma in Computer Programming, Information Technology
Novartis Pharmaceuticals October 2013 - Present
Novartis Pharmaceuticals March 2012 - September 2013
UBS Wealth Management February 2003 - November 2011
Princeton Information June 1998 - December 2002
EJR Consulting July 1997 - June 1998
Smith Barney November 1993 - July 1997
Skills
Requirements Analysis, Problem Solving, Process Improvement, SDLC, Business Analysis, Software Development, Analysis, Project Management, Multi-channel Marketing, CRM, DB2
Education
Fairleigh Dickinson University 1995 — 1996
Chubb Institute 1992 — 1993
Diploma in Computer Programming, Information Technology
Jolene Ryan Rosseter, MSIMC's Smith Barney Experience 2000 - 2003
Job Marketing Planner at Peapod
Industry Marketing and Advertising
Experience
Peapod August 2013 - Present
AIG Direct December 2010 - February 2013
AIG Direct November 2007 - December 2010
Automated Business Designs February 2005 - November 2007
Silicon Valley Bank 2003 - 2005
Smith Barney 2000 - 2003
Skills
Email Marketing, Social Media Marketing, Marketing Communications, Direct Marketing, Marketing Strategy, Analytics, Online Advertising, Marketing, Social Media, Digital Marketing, Public Relations, Integrated Marketing, CRM, Online Marketing, Competitive Analysis, Brand Management, Public Speaking, Strategy, Copywriting, Direct Mail, Creative Direction, Media Planning, Multi-channel Marketing
Education
Roosevelt University 2007 — 2009
Masters
Ecole supérieure des Sciences commerciales d'Angers 1999 — 2000
Study Abroad
Grand Valley State University 1996 — 2000
BA
Michigan Technological University 1996 — 1997
N/A
Houghton High School, Upper Peninsula Michigan 1992 — 1996
Peapod August 2013 - Present
AIG Direct December 2010 - February 2013
AIG Direct November 2007 - December 2010
Automated Business Designs February 2005 - November 2007
Silicon Valley Bank 2003 - 2005
Smith Barney 2000 - 2003
Skills
Email Marketing, Social Media Marketing, Marketing Communications, Direct Marketing, Marketing Strategy, Analytics, Online Advertising, Marketing, Social Media, Digital Marketing, Public Relations, Integrated Marketing, CRM, Online Marketing, Competitive Analysis, Brand Management, Public Speaking, Strategy, Copywriting, Direct Mail, Creative Direction, Media Planning, Multi-channel Marketing
Education
Roosevelt University 2007 — 2009
Masters
Ecole supérieure des Sciences commerciales d'Angers 1999 — 2000
Study Abroad
Grand Valley State University 1996 — 2000
BA
Michigan Technological University 1996 — 1997
N/A
Houghton High School, Upper Peninsula Michigan 1992 — 1996
Eric Benja's Smith Barney Experience January 2003 - April 2003
Job Vice President at Citi
Industry Financial Services
Experience
Citi March 2015 - Present
Barclays Investment Bank September 2013 - March 2015
Deutsche Bank August 2010 - September 2013
Deutsche Bank January 2007 - July 2010
Fischer, Francis, Trees & Watts, Inc. December 2003 - March 2006
Smith Barney January 2003 - April 2003
Ingersoll Rand June 2002 - August 2002
Skills
P&L, Risk, Process Improvement, Interest Rate..., Interest Rate Swaps, Options, Futures, Fixed Income, Bonds, Market Analysis, FX, Prime Brokerage, Cash Management, CDS, Settlements, Credit Derivatives, Equity Derivatives, FX Options, Finance, Financial Risk, Product Control, Settlement, Derivatives
Education
Fairfield University 2000 — 2003
BS, Finance/Accounting
Citi March 2015 - Present
Barclays Investment Bank September 2013 - March 2015
Deutsche Bank August 2010 - September 2013
Deutsche Bank January 2007 - July 2010
Fischer, Francis, Trees & Watts, Inc. December 2003 - March 2006
Smith Barney January 2003 - April 2003
Ingersoll Rand June 2002 - August 2002
Skills
P&L, Risk, Process Improvement, Interest Rate..., Interest Rate Swaps, Options, Futures, Fixed Income, Bonds, Market Analysis, FX, Prime Brokerage, Cash Management, CDS, Settlements, Credit Derivatives, Equity Derivatives, FX Options, Finance, Financial Risk, Product Control, Settlement, Derivatives
Education
Fairfield University 2000 — 2003
BS, Finance/Accounting
Nora Coolahan's Smith Barney Experience January 2005 - August 2008
Job Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC January 2009 - June 2009
Smith Barney January 2005 - August 2008
Smith Barney 1999 - 2008
Smith Barney 1999 - 2008
Smith Barney November 1999 - December 2004
Prudential Securities August 1997 - November 1999
Prudential Securities November 1996 - August 1997
Chase Manhattan Bank 1980 - 1985
Education
Pace University - Lubin School of Business 1981 — 1985
MBA, Finance
Fairfield University 1976 — 1980
BS, Accounting
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC January 2009 - June 2009
Smith Barney January 2005 - August 2008
Smith Barney 1999 - 2008
Smith Barney 1999 - 2008
Smith Barney November 1999 - December 2004
Prudential Securities August 1997 - November 1999
Prudential Securities November 1996 - August 1997
Chase Manhattan Bank 1980 - 1985
Education
Pace University - Lubin School of Business 1981 — 1985
MBA, Finance
Fairfield University 1976 — 1980
BS, Accounting
Carole Murphy's Smith Barney Experience October 1995 - October 2005
Job Human Resources Professional
Industry Human Resources
Experience
JPMorgan Chase August 2010 - Present
Various December 2005 - July 2010
Smith Barney October 1995 - October 2005
St. Paul Federal Bank June 1984 - October 1995
Education
Elmhurst College
BS, Psychology-Industrial & Organizational
St. Giles School
JPMorgan Chase August 2010 - Present
Various December 2005 - July 2010
Smith Barney October 1995 - October 2005
St. Paul Federal Bank June 1984 - October 1995
Education
Elmhurst College
BS, Psychology-Industrial & Organizational
St. Giles School
Matt Reibl's Smith Barney Experience June 2007 - December 2007
Job Financial Associate at The Blackstone Group
Industry Financial Services
Experience
The Blackstone Group May 2014 - Present
GE September 2013 - May 2014
GE August 2011 - August 2013
GE Aviation July 2009 - August 2011
Fairfield University September 2008 - April 2009
General Electric June 2008 - August 2008
Smith Barney June 2007 - December 2007
Meridian Capital May 2007 - August 2007
Skills
Financial Modeling, Financial Analysis, Corporate Finance, Microsoft Excel, Financial Reporting, PowerPoint, Strategic Financial..., Valuation, Data Analysis, Accounting, Bloomberg, Leadership, Auditing, Managerial Finance
Education
Fairfield University 2005 — 2009
BS, Finance
Maastricht School of Management 2008 — 2008
Finance and Economics
Overlake 1998 — 2005
The Blackstone Group May 2014 - Present
GE September 2013 - May 2014
GE August 2011 - August 2013
GE Aviation July 2009 - August 2011
Fairfield University September 2008 - April 2009
General Electric June 2008 - August 2008
Smith Barney June 2007 - December 2007
Meridian Capital May 2007 - August 2007
Skills
Financial Modeling, Financial Analysis, Corporate Finance, Microsoft Excel, Financial Reporting, PowerPoint, Strategic Financial..., Valuation, Data Analysis, Accounting, Bloomberg, Leadership, Auditing, Managerial Finance
Education
Fairfield University 2005 — 2009
BS, Finance
Maastricht School of Management 2008 — 2008
Finance and Economics
Overlake 1998 — 2005
Sam Ogden's Smith Barney Experience September 2000 - December 2001
Job Private Mortgage Banker
Industry Financial Services
Experience
Wells Fargo November 2011 - Present
Wells Fargo Advisors November 2010 - October 2011
TLG Mortgage Consulting December 2001 - September 2010
Smith Barney September 2000 - December 2001
Skills
Mortgage Banking, Loan Origination, FHA, Refinance, VA loans, Mortgage Lending, Residential Mortgages, Private Equity, Private Banking, Purchase Financing, Real Estate Financing, Commercial Lending, Public Speaking, Business Networking, Investments, Loans, Strategic Partnerships, Residential Homes, Real Estate, Investors, Commercial Real Estate, USDA, Finance, Mortgage Marketing, Brokerage, FHA financing, Investment Properties, Financial Structuring, Real Estate Transactions, Commercial Mortgages, Certified Mortgage..., Government Loans, Construction Loans, Home Equity Loans, Referrals, Reverse Mortgages, Real Estate Economics, Home Equity Lines of..., Loan Servicing, Mortgage Underwriting
Education
Eastern Washington University 1993 — 1997
BA, Communication Studies/Public Speaking
Wells Fargo November 2011 - Present
Wells Fargo Advisors November 2010 - October 2011
TLG Mortgage Consulting December 2001 - September 2010
Smith Barney September 2000 - December 2001
Skills
Mortgage Banking, Loan Origination, FHA, Refinance, VA loans, Mortgage Lending, Residential Mortgages, Private Equity, Private Banking, Purchase Financing, Real Estate Financing, Commercial Lending, Public Speaking, Business Networking, Investments, Loans, Strategic Partnerships, Residential Homes, Real Estate, Investors, Commercial Real Estate, USDA, Finance, Mortgage Marketing, Brokerage, FHA financing, Investment Properties, Financial Structuring, Real Estate Transactions, Commercial Mortgages, Certified Mortgage..., Government Loans, Construction Loans, Home Equity Loans, Referrals, Reverse Mortgages, Real Estate Economics, Home Equity Lines of..., Loan Servicing, Mortgage Underwriting
Education
Eastern Washington University 1993 — 1997
BA, Communication Studies/Public Speaking
Irene Reyes's Smith Barney Experience August 2005 - March 2009
Job Vice President, Senior Recruiter at City National Bank
Industry Financial Services
Experience
City National Bank September 2015 - Present
Edward Jones January 2014 - September 2015
Merrill Lynch April 2010 - January 2014
Kaiser Permanente 2010 - 2010
HSBC April 2009 - October 2009
Smith Barney August 2005 - March 2009
Bank of America January 2002 - August 2005
HRCS October 2000 - January 2002
Wachovia June 1995 - October 2000
Skills
Hiring, Recruiting, Interviews, Human Resources, Sourcing, Leadership, Management, Talent Management, Deferred Compensation, Strategy, Change Management, Personnel Management, Networking, Negotiation, Talent Acquisition, Consulting
Education
Fashion Institute of Design & Merchandising
City National Bank September 2015 - Present
Edward Jones January 2014 - September 2015
Merrill Lynch April 2010 - January 2014
Kaiser Permanente 2010 - 2010
HSBC April 2009 - October 2009
Smith Barney August 2005 - March 2009
Bank of America January 2002 - August 2005
HRCS October 2000 - January 2002
Wachovia June 1995 - October 2000
Skills
Hiring, Recruiting, Interviews, Human Resources, Sourcing, Leadership, Management, Talent Management, Deferred Compensation, Strategy, Change Management, Personnel Management, Networking, Negotiation, Talent Acquisition, Consulting
Education
Fashion Institute of Design & Merchandising
William Ernst's Smith Barney Experience August 1983 - September 1987
Job Director Investments IT Data Architecture & Governance
Industry Financial Services
Experience
MetLife Group, Inc (Investments Division) February 2009 - Present
Artio Global Investors December 2006 - December 2008
Lord Abbett March 2005 - November 2006
Pershing LLC January 1999 - March 2005
Prudential Securities September 1987 - January 1997
Smith Barney August 1983 - September 1987
Skills
Data Warehousing, Business Intelligence, Data Modeling, Business Analysis, Master Data Management, Requirements Analysis, Requirements Gathering, Enterprise Architecture, IT Strategy, Derivatives, Fixed Income, Financial Services, Business Requirements, Governance, Project Management, SDLC
Education
Florida Institute of Technology
Seaford High School (NY)
MetLife Group, Inc (Investments Division) February 2009 - Present
Artio Global Investors December 2006 - December 2008
Lord Abbett March 2005 - November 2006
Pershing LLC January 1999 - March 2005
Prudential Securities September 1987 - January 1997
Smith Barney August 1983 - September 1987
Skills
Data Warehousing, Business Intelligence, Data Modeling, Business Analysis, Master Data Management, Requirements Analysis, Requirements Gathering, Enterprise Architecture, IT Strategy, Derivatives, Fixed Income, Financial Services, Business Requirements, Governance, Project Management, SDLC
Education
Florida Institute of Technology
Seaford High School (NY)
Derek DeLorenzo's Smith Barney Experience September 1993 - March 1995
Job Senior Vice President Client Relationship Management at Ascensus College Savings
Industry Financial Services
Experience
Ascensus College Savings March 2006 - Present
John Hancock 1995 - March 2006
Smith Barney September 1993 - March 1995
Skills
Mutual Funds, Financial Services, Securities, Series 7, Investments
Education
Fairfield University 1989 — 1993
Bachelor of Arts (BA), History
Ascensus College Savings March 2006 - Present
John Hancock 1995 - March 2006
Smith Barney September 1993 - March 1995
Skills
Mutual Funds, Financial Services, Securities, Series 7, Investments
Education
Fairfield University 1989 — 1993
Bachelor of Arts (BA), History
Ernie Pirone's Smith Barney Experience September 1987 - 1992
Job President Small BIz Software Solutions
Industry Computer Software
Experience
Small Biz Software Solutions 1992 - Present
Smith Barney September 1987 - 1992
Metropolitan Life 1978 - 1986
Education
Fairleigh Dickinson University 1970 — 1977
Business
Small Biz Software Solutions 1992 - Present
Smith Barney September 1987 - 1992
Metropolitan Life 1978 - 1986
Education
Fairleigh Dickinson University 1970 — 1977
Business
Kenneth Chang's Smith Barney Experience November 1991 - August 1995
Job Facilities Manager at Hogan Lovells US LLP
Industry Legal Services
Experience
Hogan Lovells August 2015 - Present
Kaye Scholer LLP September 2012 - August 2015
Cravath, Swaine & Moore LLP May 2012 - August 2012
SNR Denton April 2009 - May 2012
Thacher Proffitt & Wood LLP July 1999 - April 2009
Anderson Kill August 1995 - July 1999
Smith Barney November 1991 - August 1995
Skills
Contract Negotiation, Corporate Law, Facilities Management, Purchase Management, Real Estate, Due Diligence, Legal Research, Event Planning, Operations Management, Outsourcing, Contract Management, Outlook, Vendor Management, Process Improvement, Negotiation, Leadership, Customer Service, Mergers & Acquisitions, Management, Purchasing, Employee Relations, Human Resources, Training, Recruiting, Project Management, Team Building, Business Development, Finance, Strategic Planning, Employment Law, Securities Regulation, Litigation Support, Arbitration, Corporate Governance
Education
Fashion Institute of Technology 1992 — 1996
Advertising and Marketing Communications
New York City Technical College 1989 — 1991
Marketing Management and Sales
Hogan Lovells August 2015 - Present
Kaye Scholer LLP September 2012 - August 2015
Cravath, Swaine & Moore LLP May 2012 - August 2012
SNR Denton April 2009 - May 2012
Thacher Proffitt & Wood LLP July 1999 - April 2009
Anderson Kill August 1995 - July 1999
Smith Barney November 1991 - August 1995
Skills
Contract Negotiation, Corporate Law, Facilities Management, Purchase Management, Real Estate, Due Diligence, Legal Research, Event Planning, Operations Management, Outsourcing, Contract Management, Outlook, Vendor Management, Process Improvement, Negotiation, Leadership, Customer Service, Mergers & Acquisitions, Management, Purchasing, Employee Relations, Human Resources, Training, Recruiting, Project Management, Team Building, Business Development, Finance, Strategic Planning, Employment Law, Securities Regulation, Litigation Support, Arbitration, Corporate Governance
Education
Fashion Institute of Technology 1992 — 1996
Advertising and Marketing Communications
New York City Technical College 1989 — 1991
Marketing Management and Sales
Don La Fronz, CFP®, MBA's Smith Barney Experience August 1998 - May 2002
Job Financial Advisor at FCG Advisors LLC
Industry Financial Services
Experience
FCG Advisors LLC October 2014 - Present
Pell Wealth Partners May 2006 - October 2014
BNY Mellon June 2002 - November 2004
Smith Barney August 1998 - May 2002
Education
College For Financial Planning 2005 — 2005
CFP-Certified Financial Planner
New York University - Leonard N. Stern School of Business 1991 — 1992
MBA, Finance
Fairfield University
Bachelor's degree, Finance, General
FCG Advisors LLC October 2014 - Present
Pell Wealth Partners May 2006 - October 2014
BNY Mellon June 2002 - November 2004
Smith Barney August 1998 - May 2002
Education
College For Financial Planning 2005 — 2005
CFP-Certified Financial Planner
New York University - Leonard N. Stern School of Business 1991 — 1992
MBA, Finance
Fairfield University
Bachelor's degree, Finance, General
Henry C. Senger III, CPM®, CRPC®'s Smith Barney Experience January 1983 - May 2011
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS- Financial Services Inc. May 2011 - Present
Smith Barney January 1983 - May 2011
BP August 1979 - January 1983
Education
Fairfield University 1975 — 1979
BS, Accounting
Bergen Catholic
UBS- Financial Services Inc. May 2011 - Present
Smith Barney January 1983 - May 2011
BP August 1979 - January 1983
Education
Fairfield University 1975 — 1979
BS, Accounting
Bergen Catholic
Mark Kilcawley's Smith Barney Experience April 1994 - February 1996
Job Owner, EBI Management Group
Industry Management Consulting
Experience
EBI Management Group July 2001 - Present
EBI Management Group, Inc 2001 - Present
Cognos February 2001 - June 2001
KPMG Consulting, LLC February 1996 - February 2001
Smith Barney April 1994 - February 1996
Computrend Systems January 1993 - April 1994
Eastman Kodak June 1988 - June 1990
IBM July 1984 - May 1988
Skills
Business Strategy, Product Development, Change Management, SAP, Management Consulting, Six Sigma, Project Planning, Start-ups, Financial Modeling, PMO, Leadership, Process Improvement, Business Development, Team Building, Program Management, Budgets, Logistics, Enterprise Architecture, ITIL, Project Management, Analysis, Business Analysis, Risk Management, Strategic Partnerships, Financial Reporting, Governance, Negotiation, Marketing Communications, Contract Negotiation, Business Intelligence, Operations Management, Marketing Strategy, SDLC, Business Process, Government, Business Transformation, Team Leadership, Process Engineering, Business Process..., Strategic Planning, Software Project..., Marketing, Managerial Finance, Security Clearance, Government Contracting, Requirements Analysis, DoD, Organizational Design, Strategy, Data Analysis
Education
University of West Florida 1996 — 2000
MBA, Business Administration
Florida Atlantic University 1990 — 1992
BA, International Business
EBI Management Group July 2001 - Present
EBI Management Group, Inc 2001 - Present
Cognos February 2001 - June 2001
KPMG Consulting, LLC February 1996 - February 2001
Smith Barney April 1994 - February 1996
Computrend Systems January 1993 - April 1994
Eastman Kodak June 1988 - June 1990
IBM July 1984 - May 1988
Skills
Business Strategy, Product Development, Change Management, SAP, Management Consulting, Six Sigma, Project Planning, Start-ups, Financial Modeling, PMO, Leadership, Process Improvement, Business Development, Team Building, Program Management, Budgets, Logistics, Enterprise Architecture, ITIL, Project Management, Analysis, Business Analysis, Risk Management, Strategic Partnerships, Financial Reporting, Governance, Negotiation, Marketing Communications, Contract Negotiation, Business Intelligence, Operations Management, Marketing Strategy, SDLC, Business Process, Government, Business Transformation, Team Leadership, Process Engineering, Business Process..., Strategic Planning, Software Project..., Marketing, Managerial Finance, Security Clearance, Government Contracting, Requirements Analysis, DoD, Organizational Design, Strategy, Data Analysis
Education
University of West Florida 1996 — 2000
MBA, Business Administration
Florida Atlantic University 1990 — 1992
BA, International Business
vence contreras's Smith Barney Experience 2003 - 2009
Job Banking Professional
Industry Banking
Experience
Smith Barney 2003 - 2009
Education
Feati University 1970 — 1975
BSME, Engineering
Smith Barney 2003 - 2009
Education
Feati University 1970 — 1975
BSME, Engineering
Nicholaos Moragiemos's Smith Barney Experience VPSmith Barney1998 - Present
Job Vice President Senior Branch Examiner at Citi
Industry Financial Services
Logan Carr's Smith Barney Experience January 2007 - March 2007
Job Manager, HR at The Estée Lauder Companies Inc.
Industry Consumer Goods
Experience
The Estée Lauder Companies Inc. March 2015 - Present
Estee Lauder Companies March 2013 - Present
Frederic W. Cook & Co. July 2008 - February 2013
Pearl Meyer & Partners June 2007 - August 2007
Smith Barney January 2007 - March 2007
Skills
Compensation, Research, Pricing, Executive Compensation, Analysis, Excel, Report Writing, Executive Pay, Deferred Compensation, Microsoft Excel, Incentive Programs, Microsoft Office, Global Compensation, Finance, Project Management
Education
eCornell 2015 — 2016
HR Online Cornell Course
World at Work 2009 — 2014
CCP, GRP
Fairfield University 2004 — 2008
BS, Finance, Economics
The Estée Lauder Companies Inc. March 2015 - Present
Estee Lauder Companies March 2013 - Present
Frederic W. Cook & Co. July 2008 - February 2013
Pearl Meyer & Partners June 2007 - August 2007
Smith Barney January 2007 - March 2007
Skills
Compensation, Research, Pricing, Executive Compensation, Analysis, Excel, Report Writing, Executive Pay, Deferred Compensation, Microsoft Excel, Incentive Programs, Microsoft Office, Global Compensation, Finance, Project Management
Education
eCornell 2015 — 2016
HR Online Cornell Course
World at Work 2009 — 2014
CCP, GRP
Fairfield University 2004 — 2008
BS, Finance, Economics
Michael Niewinski's Smith Barney Experience April 2007 - August 2007
Job Supply Chain Manager
Industry Hospital & Health Care
Experience
Promise Healthcare January 2015 - Present
Promise Healthcare April 2013 - Present
Promise Healthcare November 2012 - March 2013
Northwestern Mutual January 2011 - April 2011
Franklin Templeton Investments January 2008 - December 2008
Smith Barney April 2007 - August 2007
Skills
Accounting, Financial Analysis, Customer Service, Access, Finance, Microsoft Excel, Microsoft Office, Investments, Budgets, Process Improvement, Strategic Planning, Financial Modeling, Management, Outlook, Payroll, Vendor Management, Sales, Healthcare
Education
Florida Atlantic University
MBA
Florida State University - College of Business
Finance and Real Estate
Promise Healthcare January 2015 - Present
Promise Healthcare April 2013 - Present
Promise Healthcare November 2012 - March 2013
Northwestern Mutual January 2011 - April 2011
Franklin Templeton Investments January 2008 - December 2008
Smith Barney April 2007 - August 2007
Skills
Accounting, Financial Analysis, Customer Service, Access, Finance, Microsoft Excel, Microsoft Office, Investments, Budgets, Process Improvement, Strategic Planning, Financial Modeling, Management, Outlook, Payroll, Vendor Management, Sales, Healthcare
Education
Florida Atlantic University
MBA
Florida State University - College of Business
Finance and Real Estate
Lee Woodliff's Smith Barney Experience April 2000 - April 2005
Job Retired
Industry Military
Experience
Merrill Lynch May 2005 - May 2009
Smith Barney April 2000 - April 2005
Education
ResumeLee 1988 — 1990
Masters Degree; Bachelors Degree, Business Administration
Florida Institute of Technology 1988 — 1989
Masters Degree, Business Administration
University of Florida 1978 — 1979
Bachelors Degree, Political Science and Military Studies
Merrill Lynch May 2005 - May 2009
Smith Barney April 2000 - April 2005
Education
ResumeLee 1988 — 1990
Masters Degree; Bachelors Degree, Business Administration
Florida Institute of Technology 1988 — 1989
Masters Degree, Business Administration
University of Florida 1978 — 1979
Bachelors Degree, Political Science and Military Studies
Russ Broda, CFP®'s Smith Barney Experience February 1995 - February 2009
Job First Vice PresidentInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2009 - Present
Smith Barney February 1995 - February 2009
Dean Witter November 1984 - February 1995
Skills
Asset Allocation, Retirement Planning, Mutual Funds, Strategic Investment...
Education
Emory University 1979 — 1984
BA, Economics
Dobbs Ferry High School 1978 — 1979
Wells Fargo Advisors, LLC February 2009 - Present
Smith Barney February 1995 - February 2009
Dean Witter November 1984 - February 1995
Skills
Asset Allocation, Retirement Planning, Mutual Funds, Strategic Investment...
Education
Emory University 1979 — 1984
BA, Economics
Dobbs Ferry High School 1978 — 1979
Kayra Rasmussen's Smith Barney Experience July 1999 - June 2010
Job Senior Complex Service Manager
Industry Financial Services
Experience
Morgan Stanley Smith Barney July 1999 - Present
Smith Barney July 1999 - June 2010
Morgan Stanley January 1987 - July 1999
Education
Florida Metropolitan University
Morgan Stanley Smith Barney July 1999 - Present
Smith Barney July 1999 - June 2010
Morgan Stanley January 1987 - July 1999
Education
Florida Metropolitan University
ED LEMASTERS, CIMA®'s Smith Barney Experience September 1993 - February 2009
Job Senior Vice PresidentWealth Management, Senior Portfolio Manager, Wealth Advisor
Industry Investment Management
Experience
UBS Financial Services Inc. February 2009 - Present
Smith Barney September 1993 - February 2009
Education
Florida State University
Bachelor of Science in Business: Magna Cum Laude
UBS Financial Services Inc. February 2009 - Present
Smith Barney September 1993 - February 2009
Education
Florida State University
Bachelor of Science in Business: Magna Cum Laude
Gabriel D'Amica's Smith Barney Experience October 1993 - October 1995
Job at Merrill Edge
Industry Financial Services
Experience
Merrill Edge March 2013 - Present
Merrill Lynch November 2011 - February 2013
Merrill Lynch November 2010 - October 2011
Morgan Stanley Wealth Management November 2009 - October 2010
Morgan Stanley Smith Barney November 1995 - October 2009
Smith Barney October 1993 - October 1995
Advest, Inc. October 1992 - September 1993
Shearson Lehman Brothers September 1986 - September 1992
Education
Northeastern University
Master of Business Administration (M.B.A.), Finance, General
Fashion Institute of Technology
Bachelor of Applied Science
Merrill Edge March 2013 - Present
Merrill Lynch November 2011 - February 2013
Merrill Lynch November 2010 - October 2011
Morgan Stanley Wealth Management November 2009 - October 2010
Morgan Stanley Smith Barney November 1995 - October 2009
Smith Barney October 1993 - October 1995
Advest, Inc. October 1992 - September 1993
Shearson Lehman Brothers September 1986 - September 1992
Education
Northeastern University
Master of Business Administration (M.B.A.), Finance, General
Fashion Institute of Technology
Bachelor of Applied Science
Gary Anstey's Smith Barney Experience January 1985 - January 1987
Job Finance Executive
Industry Financial Services
Experience
THCG January 1998 - January 2000
Ladenburg Thalmann January 1997 - January 1998
S N Phelps January 1991 - January 1996
Crossland Bank January 1989 - December 1991
Citigroup January 1987 - December 1989
Smith Barney January 1985 - January 1987
Goldome Bank 1982 - 1985
Skills
Investments, Fixed Income, Trading, Management, Sales, Equities, Analysis, Due Diligence, Financial Analysis, Finance, Strategy, Portfolio Management, Banking, Mergers & Acquisitions, Alternative Investments, Credit, Private Equity, Risk Management, Capital Markets
Education
Fairfield University
Master of Arts (MA), Education
State University of New York at Buffalo
Bachelor of Arts (B.A.), History
THCG January 1998 - January 2000
Ladenburg Thalmann January 1997 - January 1998
S N Phelps January 1991 - January 1996
Crossland Bank January 1989 - December 1991
Citigroup January 1987 - December 1989
Smith Barney January 1985 - January 1987
Goldome Bank 1982 - 1985
Skills
Investments, Fixed Income, Trading, Management, Sales, Equities, Analysis, Due Diligence, Financial Analysis, Finance, Strategy, Portfolio Management, Banking, Mergers & Acquisitions, Alternative Investments, Credit, Private Equity, Risk Management, Capital Markets
Education
Fairfield University
Master of Arts (MA), Education
State University of New York at Buffalo
Bachelor of Arts (B.A.), History
Clarence Morson's Smith Barney Experience October 1994 - October 1997
Job Financial Services Professional
Industry Financial Services
Experience
Shelbourne Securities April 2006 - November 2009
Shelbourne Securities April 2006 - November 2009
Janney Montgomery Scott, LLC February 2003 - April 2006
Wachovia Securities October 1999 - January 2003
Paine Webber Brokerage Company (UBS) October 1998 - October 1999
Thomas Securities October 1997 - October 1998
Smith Barney October 1994 - October 1997
Lehman Brothers March 1987 - October 1994
Education
Fisher College
AA, Business Administration
Johnson & Wales
BS, Computer Systems Management
Shelbourne Securities April 2006 - November 2009
Shelbourne Securities April 2006 - November 2009
Janney Montgomery Scott, LLC February 2003 - April 2006
Wachovia Securities October 1999 - January 2003
Paine Webber Brokerage Company (UBS) October 1998 - October 1999
Thomas Securities October 1997 - October 1998
Smith Barney October 1994 - October 1997
Lehman Brothers March 1987 - October 1994
Education
Fisher College
AA, Business Administration
Johnson & Wales
BS, Computer Systems Management
Sandra Poirier's Smith Barney Experience June 2006 - February 2010
Job Vice President, Complex Risk Officer at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley February 2010 - Present
Smith Barney June 2006 - February 2010
Smith Barney July 1996 - June 2006
Skills
OFAC, AML, FINRA, Financial Risk, Securities, Series 7, Series 63, Finance, KYC, Anti Money Laundering, Bank Secrecy Act, Financial Services, Wealth Management..., Actimize
Education
Florida Atlantic University 1999 — 2001
BA, Communications
Morgan Stanley February 2010 - Present
Smith Barney June 2006 - February 2010
Smith Barney July 1996 - June 2006
Skills
OFAC, AML, FINRA, Financial Risk, Securities, Series 7, Series 63, Finance, KYC, Anti Money Laundering, Bank Secrecy Act, Financial Services, Wealth Management..., Actimize
Education
Florida Atlantic University 1999 — 2001
BA, Communications
Jake Kidder, CFA's Smith Barney Experience May 2006 - September 2006
Job MBA Candidate at Tuck School of Business at Dartmouth
Industry Investment Management
Experience
Tuck School of Business at Dartmouth College September 2014 - Present
Choate Investment Advisors September 2013 - August 2014
Choate Investment Advisors June 2008 - September 2013
Essex Financial Advisors September 2007 - December 2007
Smith Barney May 2006 - September 2006
Skills
Investments, Bonds, Mutual Funds, Equities, Due Diligence, Bloomberg, Microsoft Excel, Fixed Income, PowerPoint, Microsoft Office, Outlook, Microsoft Word, Retirement Planning
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2014 — 2016
Master of Business Administration (M.B.A.)
Endicott College 2004 — 2008
BS, Finance, Magna Cum Laude
Tuck School of Business at Dartmouth College September 2014 - Present
Choate Investment Advisors September 2013 - August 2014
Choate Investment Advisors June 2008 - September 2013
Essex Financial Advisors September 2007 - December 2007
Smith Barney May 2006 - September 2006
Skills
Investments, Bonds, Mutual Funds, Equities, Due Diligence, Bloomberg, Microsoft Excel, Fixed Income, PowerPoint, Microsoft Office, Outlook, Microsoft Word, Retirement Planning
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2014 — 2016
Master of Business Administration (M.B.A.)
Endicott College 2004 — 2008
BS, Finance, Magna Cum Laude
Andrew Levi's Smith Barney Experience April 1993 - April 1994
Job Financial Analyst/Assistant Portfolio Manager at Avon Capital/Millennium
Industry Investment Management
Experience
Avon Capital/Millennium Partners April 2012 - Present
Caris & Company January 2011 - April 2012
First New York Securities December 2009 - March 2010
RBC Trading February 2009 - November 2009
Bencourt January 2007 - October 2008
Bear Wagner Specialists March 2001 - January 2007
Credit Suisse March 1998 - February 2001
Furman Selz August 1994 - March 1998
Gruntal March 1994 - August 1994
Smith Barney April 1993 - April 1994
Education
Fairleigh Dickinson University 1985 — 1988
BS finance, Finance
Fieldston
Avon Capital/Millennium Partners April 2012 - Present
Caris & Company January 2011 - April 2012
First New York Securities December 2009 - March 2010
RBC Trading February 2009 - November 2009
Bencourt January 2007 - October 2008
Bear Wagner Specialists March 2001 - January 2007
Credit Suisse March 1998 - February 2001
Furman Selz August 1994 - March 1998
Gruntal March 1994 - August 1994
Smith Barney April 1993 - April 1994
Education
Fairleigh Dickinson University 1985 — 1988
BS finance, Finance
Fieldston
Michael Brophy's Smith Barney Experience 1993 - 2004
Job Financial Services Professional
Industry Financial Services
Experience
Morgan Stanley Smith Barney 2008 - 2010
Smith Barney/CitiGroup 1994 - 2007
smith barney 1993 - 2004
smith barney 1993 - 2001
Shearson Lehman Brothers 1985 - 1993
Shearson Hayden Stone 1980 - 1984
LHHF Consulting 1910 - 1910
LHH 1910 - 1910
Skills
Series 7, Series 63, Series 24, Series 65, Life Insurance, Unit Investment Trusts, Common Sense, Securities, Mutual Funds, Disaster Recovery, Risk Management, Collaborative Problem..., Staff Supervision, Chessplayer, Business Process..., 529 Plans, Equities, Finance, Portfolio Management, Investments, Fixed Income, Bonds
Education
Fairleigh Dickinson University 1969 — 1973
BS, Business Administration-Accounting
Hackensack High School
Morgan Stanley Smith Barney 2008 - 2010
Smith Barney/CitiGroup 1994 - 2007
smith barney 1993 - 2004
smith barney 1993 - 2001
Shearson Lehman Brothers 1985 - 1993
Shearson Hayden Stone 1980 - 1984
LHHF Consulting 1910 - 1910
LHH 1910 - 1910
Skills
Series 7, Series 63, Series 24, Series 65, Life Insurance, Unit Investment Trusts, Common Sense, Securities, Mutual Funds, Disaster Recovery, Risk Management, Collaborative Problem..., Staff Supervision, Chessplayer, Business Process..., 529 Plans, Equities, Finance, Portfolio Management, Investments, Fixed Income, Bonds
Education
Fairleigh Dickinson University 1969 — 1973
BS, Business Administration-Accounting
Hackensack High School
George J Garro's Smith Barney Experience 1994 - 1999
Job Branch Manager / Senior Vice President Investments at Raymond James .
Industry Investment Management
Experience
Raymond James . November 2012 - Present
Sanders Morris Harris September 2009 - November 2012
Morgan Stanley Smith Barney 1999 - 2009
Smith Barney 1994 - 1999
Shearson Lehman Brothers 1988 - 1990
EF Hutton and Co., Inc. 1985 - 1988
EF Hutton & Co., Inc 1982 - 1985
Education
University of Pennsylvania - The Wharton School
CIMA, Investment Management Analyst
Eastern New Mexico University 1967 — 1972
BBA, Business Administration
Raymond James . November 2012 - Present
Sanders Morris Harris September 2009 - November 2012
Morgan Stanley Smith Barney 1999 - 2009
Smith Barney 1994 - 1999
Shearson Lehman Brothers 1988 - 1990
EF Hutton and Co., Inc. 1985 - 1988
EF Hutton & Co., Inc 1982 - 1985
Education
University of Pennsylvania - The Wharton School
CIMA, Investment Management Analyst
Eastern New Mexico University 1967 — 1972
BBA, Business Administration
Thomas Ogden's Smith Barney Experience January 1996 - April 2009
Job Senior Vice PresidentFinancial Consultant
Industry Financial Services
Experience
Hilliard Lyons April 2009 - Present
Smith Barney January 1996 - April 2009
Leach-Ogden Insurance Agency June 1982 - January 1996
Skills
Public Speaking, Strategic Planning, Customer Service
Education
Eastern Kentucky University
Insurance
Hilliard Lyons April 2009 - Present
Smith Barney January 1996 - April 2009
Leach-Ogden Insurance Agency June 1982 - January 1996
Skills
Public Speaking, Strategic Planning, Customer Service
Education
Eastern Kentucky University
Insurance
Jean Wernock's Smith Barney Experience 1994 - 1999
Job Compensation and Organizational Development Manager at Princeton Plasma Physics Laboratory
Industry Research
Experience
Princeton Plasma Physics Laboratory (PPPL) September 2014 - Present
Princeton Plasma Physics Lab August 2012 - September 2014
Princeton Plasma Physics Lab December 2004 - August 2012
Philips Lighting October 1999 - December 2004
Smith Barney 1994 - 1999
NYS Teachers' Retirement System 1993 - 1994
Skills
Talent Management, Employee Relations, PeopleSoft, Organizational..., Workforce Planning, Organizational Design, Benefits Administration, Deferred Compensation, HRIS, Employee Benefits, Talent Acquisition, Succession Planning, Onboarding, Incentive Programs, Analysis, HR Transformation, Applicant Tracking..., Employee Engagement, Management, Process Improvement, FMLA, SAP HR, Human Resources, Organizational..., Salary, HR Policies, Job Evaluation, Compensation & Benefit, New Hire Orientations, Personnel Management, Recruiting, Performance Appraisal, ADP Payroll, Job Analysis, Performance Management, College Recruiting
Education
Fairleigh Dickinson University - New Jersey
BS, Finance
Princeton Plasma Physics Laboratory (PPPL) September 2014 - Present
Princeton Plasma Physics Lab August 2012 - September 2014
Princeton Plasma Physics Lab December 2004 - August 2012
Philips Lighting October 1999 - December 2004
Smith Barney 1994 - 1999
NYS Teachers' Retirement System 1993 - 1994
Skills
Talent Management, Employee Relations, PeopleSoft, Organizational..., Workforce Planning, Organizational Design, Benefits Administration, Deferred Compensation, HRIS, Employee Benefits, Talent Acquisition, Succession Planning, Onboarding, Incentive Programs, Analysis, HR Transformation, Applicant Tracking..., Employee Engagement, Management, Process Improvement, FMLA, SAP HR, Human Resources, Organizational..., Salary, HR Policies, Job Evaluation, Compensation & Benefit, New Hire Orientations, Personnel Management, Recruiting, Performance Appraisal, ADP Payroll, Job Analysis, Performance Management, College Recruiting
Education
Fairleigh Dickinson University - New Jersey
BS, Finance
Frank DeStephan's Smith Barney Experience 1996 - 1996
Job Systems Architect/Documentation and Tech Writer
Industry Information Technology and Services
Experience
Medco Heath 2000 - 2011
Consultant 1997 - 2000
Smith Barney 1996 - 1996
Education
Fairleigh Dickinson University
MA/BA, English
Medco Heath 2000 - 2011
Consultant 1997 - 2000
Smith Barney 1996 - 1996
Education
Fairleigh Dickinson University
MA/BA, English
Regina Willcox's Smith Barney Experience January 1996 - January 1999
Job Pastor Healing the Nations, Bookkeeping, Payroll, AR & AP,Tax Consultant, IRS Negotiator at Willcox Financial Services
Industry Financial Services
Experience
Willcox Financial Services January 1995 - Present
Coastal Center for Developmental Services, Inc. July 2013 - August 2014
Miller-Motte Technical College January 2013 - July 2013
Fayetteville Technical Community College September 2012 - July 2013
Westwood College March 2007 - May 2010
Richmond County Schools January 2001 - January 2004
Smith Barney January 1996 - January 1999
Skills
Tax Preparation, Tax, Nonprofits, Analysis, Budgets, Payroll, Accounts Payable, Non-profits, Statistics, Mathematics, Teaching, Adult Education, Accounts Receivable, Employee Benefits, IRS Negotiations, PowerPoint, Microsoft Excel, Strategic Financial..., Singing, Data Entry, Community Outreach, Public Speaking, Higher Education, Account Reconciliation, Leadership Development, Research, Tutoring, Preaching, Teaching Experience, Ratios, Staff Development, Performance Analysis, Non-profit..., IRS, Curriculum Development, Distance Learning, Financial Reporting, Ratio Analysis, Budget Preparation, Reconciliation, Campaign Design, Financial Planning, Non-profit Development, Non-Profit Accounting, Non-Profit Taxes, Teacher Training, Mathematics Education, E-Learning, Bookkeeping, Accounting
Education
Walden University 2005 — 2007
MBA, Finance, Risk Management Insurance
Walden University 2005 — 2007
Masters Business Administration Degree, Finance/Risk Management
Fayetteville State University 1993 — 1995
Bachelor's Degree; as of, Accounting
Willcox Financial Services January 1995 - Present
Coastal Center for Developmental Services, Inc. July 2013 - August 2014
Miller-Motte Technical College January 2013 - July 2013
Fayetteville Technical Community College September 2012 - July 2013
Westwood College March 2007 - May 2010
Richmond County Schools January 2001 - January 2004
Smith Barney January 1996 - January 1999
Skills
Tax Preparation, Tax, Nonprofits, Analysis, Budgets, Payroll, Accounts Payable, Non-profits, Statistics, Mathematics, Teaching, Adult Education, Accounts Receivable, Employee Benefits, IRS Negotiations, PowerPoint, Microsoft Excel, Strategic Financial..., Singing, Data Entry, Community Outreach, Public Speaking, Higher Education, Account Reconciliation, Leadership Development, Research, Tutoring, Preaching, Teaching Experience, Ratios, Staff Development, Performance Analysis, Non-profit..., IRS, Curriculum Development, Distance Learning, Financial Reporting, Ratio Analysis, Budget Preparation, Reconciliation, Campaign Design, Financial Planning, Non-profit Development, Non-Profit Accounting, Non-Profit Taxes, Teacher Training, Mathematics Education, E-Learning, Bookkeeping, Accounting
Education
Walden University 2005 — 2007
MBA, Finance, Risk Management Insurance
Walden University 2005 — 2007
Masters Business Administration Degree, Finance/Risk Management
Fayetteville State University 1993 — 1995
Bachelor's Degree; as of, Accounting
Robert Weathers's Smith Barney Experience January 2005 - June 2008
Job Vice President, National Business Risk at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley January 2011 - Present
Morgan Stanley Smith Barney July 2008 - January 2011
Smith Barney January 2005 - June 2008
Wachovia Securities May 2002 - January 2005
Waterhouse Securities August 1999 - October 2001
Skills
Series 7, Securities, Series 63, Equities, Asset Management, Series 24, Series 3, Series 9, Series 10, Series 65
Education
Elmhurst College 1995 — 1999
BS, Economics, Philosophy, Political Science, 3.98
Morgan Stanley January 2011 - Present
Morgan Stanley Smith Barney July 2008 - January 2011
Smith Barney January 2005 - June 2008
Wachovia Securities May 2002 - January 2005
Waterhouse Securities August 1999 - October 2001
Skills
Series 7, Securities, Series 63, Equities, Asset Management, Series 24, Series 3, Series 9, Series 10, Series 65
Education
Elmhurst College 1995 — 1999
BS, Economics, Philosophy, Political Science, 3.98
Jena Storm Stacey's Smith Barney Experience May 1994 - February 1996
Job Historic Preservation Professional looking for a position as an architectural historian or in museums.
Industry Museums and Institutions
Experience
Farmington Historical Commission April 2013 - Present
Historic Greenmead October 2005 - July 2014
Edsel & Eleanor Ford House 2010 - 2011
Munder Capital Management April 2006 - April 2009
First Congregational Church of Detroit January 2005 - June 2005
Exchange Capital Management, Inc. September 2003 - September 2004
Munder Capital Management October 1998 - February 2003
Munder Capital Management October 1997 - October 1998
Munder Capital Management February 1996 - October 1997
Smith Barney May 1994 - February 1996
Skills
Public Speaking, Fundraising, Museums, Microsoft Office, History, Nonprofits, Community Outreach, Customer Service, Editing, Leadership, Research, Volunteer Management
Education
Eastern Michigan University 2004 — 2011
Master's of Science, Historic Preservation and Conservation
Indiana University Bloomington 1991 — 1993
Bachelor of Arts (B.A.), French Language and Literature
Farmington Historical Commission April 2013 - Present
Historic Greenmead October 2005 - July 2014
Edsel & Eleanor Ford House 2010 - 2011
Munder Capital Management April 2006 - April 2009
First Congregational Church of Detroit January 2005 - June 2005
Exchange Capital Management, Inc. September 2003 - September 2004
Munder Capital Management October 1998 - February 2003
Munder Capital Management October 1997 - October 1998
Munder Capital Management February 1996 - October 1997
Smith Barney May 1994 - February 1996
Skills
Public Speaking, Fundraising, Museums, Microsoft Office, History, Nonprofits, Community Outreach, Customer Service, Editing, Leadership, Research, Volunteer Management
Education
Eastern Michigan University 2004 — 2011
Master's of Science, Historic Preservation and Conservation
Indiana University Bloomington 1991 — 1993
Bachelor of Arts (B.A.), French Language and Literature
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.