Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Jennifer Laxmi Jennifer Laxmi's Smith Barney Experience September 2008 - December 2008
Job
Industry Marketing and Advertising
Experience
352 Inc. July 2015 - Present
HSN April 2014 - June 2015
Ishi Systems Inc. December 2011 - March 2014
Ishi Systems Inc. September 2010 - December 2011
Chloe & Reese June 2010 - August 2010
Goizueta Presentation Coaching Program September 2009 - May 2010
Equifax June 2009 - May 2010
Smith Barney September 2008 - December 2008
Emory University January 2008 - May 2008
Emory University January 2008 - May 2008
Skills
Social Media Marketing, Digital Marketing, User Experience, Social Media, Marketing, Advertising, Blogging, Public Relations, Editing, Marketing Communications, PowerPoint, Market Research, Google Analytics, Graphic Design, Writing, Integrated Marketing, Press Releases, English, Communication, Mobile Applications, Strategic Communications, Promotion and Branding, Strategic Messaging, Adobe Illustrator, Oral & Written..., Illustrator
Education
Emory University - Goizueta Business School 2008 — 2010
Bachelor's in Business Administration, Marketing, Communications
Emory University 2006 — 2010
Bachelor's in Business Administration, English, Business
Columbia University in the City of New York 2005 — 2005
Summer Program, Constitutional Law
Sacred Heart
352 Inc. July 2015 - Present
HSN April 2014 - June 2015
Ishi Systems Inc. December 2011 - March 2014
Ishi Systems Inc. September 2010 - December 2011
Chloe & Reese June 2010 - August 2010
Goizueta Presentation Coaching Program September 2009 - May 2010
Equifax June 2009 - May 2010
Smith Barney September 2008 - December 2008
Emory University January 2008 - May 2008
Emory University January 2008 - May 2008
Skills
Social Media Marketing, Digital Marketing, User Experience, Social Media, Marketing, Advertising, Blogging, Public Relations, Editing, Marketing Communications, PowerPoint, Market Research, Google Analytics, Graphic Design, Writing, Integrated Marketing, Press Releases, English, Communication, Mobile Applications, Strategic Communications, Promotion and Branding, Strategic Messaging, Adobe Illustrator, Oral & Written..., Illustrator
Education
Emory University - Goizueta Business School 2008 — 2010
Bachelor's in Business Administration, Marketing, Communications
Emory University 2006 — 2010
Bachelor's in Business Administration, English, Business
Columbia University in the City of New York 2005 — 2005
Summer Program, Constitutional Law
Sacred Heart
Elizabeth Thier Elizabeth Thier's Smith Barney Experience July 1996 - September 1998
Job Human Resources/Substitute Teacher
Industry Human Resources
Experience
Livermore Valley Public Schools March 2014 - Present
Playworks April 2013 - July 2013
YWCA February 2011 - July 2011
Marshall Fields November 2001 - July 2004
Wells Fargo September 1998 - November 1999
Smith Barney July 1996 - September 1998
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, English, Marketing Communications, Proposal Writing
Education
UCLA-Extension 2013 — 2014
Certificate, Human Resources Management and Services
Post University 2009 — 2013
Master of Science (M.S.), Human Services, General
Post University 2009 — 2013
MS, Human Services/Social Work; Program Administration
Dakota County Technical College 2000 — 2002
FIDER; Diploma, Accredited, Residential Interior Design
Long Island University 1984 — 1988
BS, Finance
Livermore Valley Public Schools March 2014 - Present
Playworks April 2013 - July 2013
YWCA February 2011 - July 2011
Marshall Fields November 2001 - July 2004
Wells Fargo September 1998 - November 1999
Smith Barney July 1996 - September 1998
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, English, Marketing Communications, Proposal Writing
Education
UCLA-Extension 2013 — 2014
Certificate, Human Resources Management and Services
Post University 2009 — 2013
Master of Science (M.S.), Human Services, General
Post University 2009 — 2013
MS, Human Services/Social Work; Program Administration
Dakota County Technical College 2000 — 2002
FIDER; Diploma, Accredited, Residential Interior Design
Long Island University 1984 — 1988
BS, Finance
Michele (Bifano) Miele Michele (Bifano) Miele's Smith Barney Experience 1997 - 1998
Job Training Professional and Project Manager
Industry Hospital & Health Care
Experience
All-in-1-Help January 2007 - Present
Continuum Health Partners September 2001 - December 2006
Bear Stearns 1999 - 2001
Smith Barney 1997 - 1998
Lehman Brothers 1991 - 1997
Mobil Oil Corporation 1984 - 1986
Rockefeller University 1982 - 1984
New York Hospital 1980 - 1982
Skills
Teaching, Project Management, Customer Service, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Budgets, Editing, Team Building, Change Management, Leadership, Organizational..., Access, Contract Management, Event Management, MS Project, Team Leadership, Public Relations, Human Resources, Research, System Administration, Insurance, Program Management, Healthcare, Public Speaking, Leadership Development, EHR, Time Management, Data Analysis, Management, Community Outreach, Healthcare Information..., Analysis, Databases, Process Improvement, Fundraising, Training, Government, Hospitals, Software Documentation, Process Scheduler, Project Planning, Policy, Coaching, Administration, Nonprofits, E-Learning, Epic Systems, Business Analysis
Education
CUNY Hostos Community College
Healthcare Information Technology (HCIT)
New York University 1998 — 2000
Certificate in Training & Organizational Development
Cornell University 1972 — 1975
Biology
All-in-1-Help January 2007 - Present
Continuum Health Partners September 2001 - December 2006
Bear Stearns 1999 - 2001
Smith Barney 1997 - 1998
Lehman Brothers 1991 - 1997
Mobil Oil Corporation 1984 - 1986
Rockefeller University 1982 - 1984
New York Hospital 1980 - 1982
Skills
Teaching, Project Management, Customer Service, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Budgets, Editing, Team Building, Change Management, Leadership, Organizational..., Access, Contract Management, Event Management, MS Project, Team Leadership, Public Relations, Human Resources, Research, System Administration, Insurance, Program Management, Healthcare, Public Speaking, Leadership Development, EHR, Time Management, Data Analysis, Management, Community Outreach, Healthcare Information..., Analysis, Databases, Process Improvement, Fundraising, Training, Government, Hospitals, Software Documentation, Process Scheduler, Project Planning, Policy, Coaching, Administration, Nonprofits, E-Learning, Epic Systems, Business Analysis
Education
CUNY Hostos Community College
Healthcare Information Technology (HCIT)
New York University 1998 — 2000
Certificate in Training & Organizational Development
Cornell University 1972 — 1975
Biology
Jesse Stevens Jesse Stevens's Smith Barney Experience January 1988 - August 2002
Job Associate Professor Finance and Economics at Nyack School of Business and Leadership
Industry Capital Markets
Experience
Nyack School of Business and Leadershop August 2004 - Present
Wachovia Securities Financial Network August 2002 - August 2004
Smith Barney January 1988 - August 2002
Skills
Financial Analysis, Capital Markets, Equities, Derivatives, Corporate Finance, Fixed Income, Trading, Strategic Planning, Financial Modeling, Microsoft Office, Investments, Risk Management, Valuation, Investment Banking, Portfolio Management, Microsoft Excel, Accounting, Business Analysis, Strategic Financial..., Bloomberg, Securities
Education
University of Sarasota 1995 — 2002
Doctor of Business, International Business
Pace Univesity 1984 — 1986
MBA, Finance and Financial Management Services
Columbia University in the City of New York 1982 — 1984
Master's Degree, Social Work, Very Good Rank
Nyack School of Business and Leadershop August 2004 - Present
Wachovia Securities Financial Network August 2002 - August 2004
Smith Barney January 1988 - August 2002
Skills
Financial Analysis, Capital Markets, Equities, Derivatives, Corporate Finance, Fixed Income, Trading, Strategic Planning, Financial Modeling, Microsoft Office, Investments, Risk Management, Valuation, Investment Banking, Portfolio Management, Microsoft Excel, Accounting, Business Analysis, Strategic Financial..., Bloomberg, Securities
Education
University of Sarasota 1995 — 2002
Doctor of Business, International Business
Pace Univesity 1984 — 1986
MBA, Finance and Financial Management Services
Columbia University in the City of New York 1982 — 1984
Master's Degree, Social Work, Very Good Rank
Kimberly Trautmann, CFA's Smith Barney Experience June 2004 - July 2006
Job Goldman Sachs: Principal Strategic Investments
Industry Venture Capital & Private Equity
Experience
Goldman Sachs January 2013 - Present
Goldman Sachs August 2010 - December 2012
Goldman Sachs June 2007 - August 2010
Citi August 2006 - April 2007
Smith Barney June 2004 - July 2006
Skills
Series 7, Series 63, CFA Level III Candidate, Private Equity, Venture Capital, Financial Technology, Market Structure, Investments, Chartered Financial..., Securities, Equities, Hedge Funds, Wealth Management..., Investment Banking, Capital Markets, Alternative Investments, Bloomberg
Education
Columbia University - Columbia Business School 2014 — 2016
Master of Business Administration (MBA)
Richmond, The American International University in London 2006 — 2006
Wagner College 2003 — 2006
Bachelor of Science (B.S.), cum laude, Business Marketing, Art
Università Cattolica del Sacro Cuore 2004 — 2004
Italian language, Opera
Goldman Sachs January 2013 - Present
Goldman Sachs August 2010 - December 2012
Goldman Sachs June 2007 - August 2010
Citi August 2006 - April 2007
Smith Barney June 2004 - July 2006
Skills
Series 7, Series 63, CFA Level III Candidate, Private Equity, Venture Capital, Financial Technology, Market Structure, Investments, Chartered Financial..., Securities, Equities, Hedge Funds, Wealth Management..., Investment Banking, Capital Markets, Alternative Investments, Bloomberg
Education
Columbia University - Columbia Business School 2014 — 2016
Master of Business Administration (MBA)
Richmond, The American International University in London 2006 — 2006
Wagner College 2003 — 2006
Bachelor of Science (B.S.), cum laude, Business Marketing, Art
Università Cattolica del Sacro Cuore 2004 — 2004
Italian language, Opera
Devin DuRocher Devin DuRocher's Smith Barney Experience July 1999 - July 2006
Job Financial Advisor at MBT Investment Services
Industry Financial Services
Experience
MBT Investment Services July 2006 - Present
Smith Barney July 1999 - July 2006
Skills
Investments, Retirement Planning, Insurance, Mutual Funds, College Savings Plans, Income Distribution, Investment Strategies, Customer Service, Variable Annuities, Fixed Annuities, Series 7, Series 63, Series 65, Life & Health Insurance...
Education
University of Toledo 1997 — 2000
Bachelor of Business Administration (BBA)
Concordia University-Ann Arbor 1995 — 1997
MBT Investment Services July 2006 - Present
Smith Barney July 1999 - July 2006
Skills
Investments, Retirement Planning, Insurance, Mutual Funds, College Savings Plans, Income Distribution, Investment Strategies, Customer Service, Variable Annuities, Fixed Annuities, Series 7, Series 63, Series 65, Life & Health Insurance...
Education
University of Toledo 1997 — 2000
Bachelor of Business Administration (BBA)
Concordia University-Ann Arbor 1995 — 1997
Juli-Andra Fuentes Juli-Andra Fuentes's Smith Barney Experience March 2008 - June 2009
Job Business Market Analyst and Real Estate Assistant
Industry Marketing and Advertising
Experience
Jandra Consulting March 2011 - Present
Prospector Square Lodge July 2013 - April 2014
San Ramon Farmers Market May 2012 - October 2012
Magnussen Dealership Group October 2011 - April 2012
Volunteer Facilitator 2010 - January 2012
izmocars September 2009 - April 2011
Smith Barney March 2008 - June 2009
Kestrel Codeworks June 2007 - March 2008
Gold Mountain Funding February 2004 - December 2007
Jordan Realty April 2004 - July 2005
Skills
Online Marketing, Marketing, SEO, Marketing Strategy, Email Marketing, Management, Sales, Digital Marketing, Account Management, New Business Development, Strategy, Blogging, Social Media Marketing, Online Advertising, B2B, Analytics, Team Building, Web Marketing, Training, Website Management, Brand Development, Public Relations, Event Management, Vendor Management, Internet Strategy, Research, Department Management, Training & Development, Online Reputation..., Project Implementation, Employee Training, Implementing Processes, Copywriting, Social Networking, Coaching, Event Planning, Business Development, Customer Satisfaction, Team Leadership, Customer Retention, Google Analytics, Strategic Partnerships, Business and Market...
Education
University of Denver 2014 — 2016
Bachelor's Degree, Religion/Religious Studies
Kaplan University 2008 — 2008
Real Estate, Finance and Securities
Kaplan University 2004 — 2006
Real Estate
Community College of Denver 1999 — 2001
Associate of Arts (AA), General Studies and Emergency Medical Services, 3.65
Jandra Consulting March 2011 - Present
Prospector Square Lodge July 2013 - April 2014
San Ramon Farmers Market May 2012 - October 2012
Magnussen Dealership Group October 2011 - April 2012
Volunteer Facilitator 2010 - January 2012
izmocars September 2009 - April 2011
Smith Barney March 2008 - June 2009
Kestrel Codeworks June 2007 - March 2008
Gold Mountain Funding February 2004 - December 2007
Jordan Realty April 2004 - July 2005
Skills
Online Marketing, Marketing, SEO, Marketing Strategy, Email Marketing, Management, Sales, Digital Marketing, Account Management, New Business Development, Strategy, Blogging, Social Media Marketing, Online Advertising, B2B, Analytics, Team Building, Web Marketing, Training, Website Management, Brand Development, Public Relations, Event Management, Vendor Management, Internet Strategy, Research, Department Management, Training & Development, Online Reputation..., Project Implementation, Employee Training, Implementing Processes, Copywriting, Social Networking, Coaching, Event Planning, Business Development, Customer Satisfaction, Team Leadership, Customer Retention, Google Analytics, Strategic Partnerships, Business and Market...
Education
University of Denver 2014 — 2016
Bachelor's Degree, Religion/Religious Studies
Kaplan University 2008 — 2008
Real Estate, Finance and Securities
Kaplan University 2004 — 2006
Real Estate
Community College of Denver 1999 — 2001
Associate of Arts (AA), General Studies and Emergency Medical Services, 3.65
Christine Moy Christine Moy's Smith Barney Experience September 2004 - December 2004
Job Senior Accountant at Choate, Hall & Stewart
Industry Management Consulting
Experience
Choate, Hall & Stewart September 2013 - Present
Deloitte February 2013 - August 2013
Monitor Company Group, LP October 2007 - February 2013
Monitor Company Group, LP May 2005 - October 2007
Curry College January 2005 - May 2005
Curry College September 2003 - May 2005
Smith Barney September 2004 - December 2004
Skills
Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Lawson General Ledger, Accounting Management, General Ledger, Account Reconciliation, Financial Analysis, Accounting, PowerPoint, Fixed Assets, Interest Calculation, Journal Entries, Balance Sheet Review, Budgets, Accruals, Finance, Financial Reporting, Variance Analysis
Education
Northeastern University 2007 — 2008
Master's degree, Accounting
Curry College 2001 — 2005
Bachelor's degree, Applied Mathematics in Actuarial Sciences
Choate, Hall & Stewart September 2013 - Present
Deloitte February 2013 - August 2013
Monitor Company Group, LP October 2007 - February 2013
Monitor Company Group, LP May 2005 - October 2007
Curry College January 2005 - May 2005
Curry College September 2003 - May 2005
Smith Barney September 2004 - December 2004
Skills
Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Lawson General Ledger, Accounting Management, General Ledger, Account Reconciliation, Financial Analysis, Accounting, PowerPoint, Fixed Assets, Interest Calculation, Journal Entries, Balance Sheet Review, Budgets, Accruals, Finance, Financial Reporting, Variance Analysis
Education
Northeastern University 2007 — 2008
Master's degree, Accounting
Curry College 2001 — 2005
Bachelor's degree, Applied Mathematics in Actuarial Sciences
Christina Gleason Christina Gleason's Smith Barney Experience June 2003 - August 2003
Job Global Brand Builder. Creative Digital Marketing Leader.
Industry Marketing and Advertising
Experience
Visa Inc. February 2015 - Present
Visa Inc. August 2013 - February 2015
Visa Inc. April 2012 - August 2013
Visa Inc. December 2009 - April 2012
Ink-Hound (Online Start-Up) August 2009 - December 2009
Procter & Gamble March 2007 - June 2009
Procter & Gamble June 2005 - March 2007
Hewlett-Packard June 2004 - August 2004
Smith Barney June 2003 - August 2003
Skills
Competitive Analysis, Cross-functional Team..., Segmentation, Analytics, Customer Insight, Consumer Products, Brand Architecture, Product Innovation, Pricing, Brand Management, Financial Modeling, Product Marketing, Mobile Devices, Marketing Strategy, Marketing, Leadership, Start-ups, Management, Strategy
Education
University of California, Berkeley - Walter A. Haas School of Business 2010 — 2013
MBA, Global Management
University of Southern California - Marshall School of Business 2001 — 2005
Bachelor of Science (B.S.), Business Administration, Certificate in International Business
Copenhagen Business School 2004 — 2004
Semester Abroad
Louisville High School 1997 — 2001
High School, 4.8 GPA
Visa Inc. February 2015 - Present
Visa Inc. August 2013 - February 2015
Visa Inc. April 2012 - August 2013
Visa Inc. December 2009 - April 2012
Ink-Hound (Online Start-Up) August 2009 - December 2009
Procter & Gamble March 2007 - June 2009
Procter & Gamble June 2005 - March 2007
Hewlett-Packard June 2004 - August 2004
Smith Barney June 2003 - August 2003
Skills
Competitive Analysis, Cross-functional Team..., Segmentation, Analytics, Customer Insight, Consumer Products, Brand Architecture, Product Innovation, Pricing, Brand Management, Financial Modeling, Product Marketing, Mobile Devices, Marketing Strategy, Marketing, Leadership, Start-ups, Management, Strategy
Education
University of California, Berkeley - Walter A. Haas School of Business 2010 — 2013
MBA, Global Management
University of Southern California - Marshall School of Business 2001 — 2005
Bachelor of Science (B.S.), Business Administration, Certificate in International Business
Copenhagen Business School 2004 — 2004
Semester Abroad
Louisville High School 1997 — 2001
High School, 4.8 GPA
Deryl Feinner Deryl Feinner's Smith Barney Experience 1998 - 2002
Job Commercial Lender
Industry Banking
Experience
City National Bank 2012 - Present
Bank of Manhattan 2010 - 2012
US Bank 2006 - 2010
Union Bank 2002 - 2006
Smith Barney 1998 - 2002
Skills
Loans, Financial Risk, Cash Flow, Negotiation, Loan Origination, Credit, Mortgage Lending, Banking, Mortgage Banking, Underwriting, Funding, Small Business Lending, Commercial Lending, Financial Analysis, Commercial Banking, Lines Of Credit, Investments, Risk Management, SBA, Consumer Lending, Commercial Mortgages, Cross Selling, Credit Analysis, Asset Based Lending
Education
US Bank 2006 — 2008
Commercial Credit Training
California State University 1998 — 2000
Bachelors of Science, Business; Finance, Real Estate, and Law
Cypress College 1996 — 1998
Associate of Arts (A.A.), Business Administration and Management, General
City National Bank 2012 - Present
Bank of Manhattan 2010 - 2012
US Bank 2006 - 2010
Union Bank 2002 - 2006
Smith Barney 1998 - 2002
Skills
Loans, Financial Risk, Cash Flow, Negotiation, Loan Origination, Credit, Mortgage Lending, Banking, Mortgage Banking, Underwriting, Funding, Small Business Lending, Commercial Lending, Financial Analysis, Commercial Banking, Lines Of Credit, Investments, Risk Management, SBA, Consumer Lending, Commercial Mortgages, Cross Selling, Credit Analysis, Asset Based Lending
Education
US Bank 2006 — 2008
Commercial Credit Training
California State University 1998 — 2000
Bachelors of Science, Business; Finance, Real Estate, and Law
Cypress College 1996 — 1998
Associate of Arts (A.A.), Business Administration and Management, General
donald e franz donald e franz's Smith Barney Experience August 1974 - April 1987
Job managing director at Private investor | Index, Commoditty, Forex and Real Estate
Industry Financial Services
Experience
Goldcoast Enterprises II January 1999 - Present
Advest, Inc. April 1994 - June 1998
fin security/hermitage capital April 1987 - December 1992
Smith Barney August 1974 - April 1987
Skills
stock analyst, Mergers, Asset Management, Private Equity, Strategic Planning, Corporate Finance, Investment Banking, Equities, Portfolio Management, Valuation, Business Strategy, Hedge Funds, Risk Management, Investments, FX, Equity Research, Financial Modeling, Capital Markets, Investment Strategies, Financial Markets, Industry Analysis, Due Diligence, Investment Advisory, Securities, Financial Analysis
Education
Columbia Business School 1967 — 1969
mba, business
Villanova University 1962 — 1966
ba, political science
Goldcoast Enterprises II January 1999 - Present
Advest, Inc. April 1994 - June 1998
fin security/hermitage capital April 1987 - December 1992
Smith Barney August 1974 - April 1987
Skills
stock analyst, Mergers, Asset Management, Private Equity, Strategic Planning, Corporate Finance, Investment Banking, Equities, Portfolio Management, Valuation, Business Strategy, Hedge Funds, Risk Management, Investments, FX, Equity Research, Financial Modeling, Capital Markets, Investment Strategies, Financial Markets, Industry Analysis, Due Diligence, Investment Advisory, Securities, Financial Analysis
Education
Columbia Business School 1967 — 1969
mba, business
Villanova University 1962 — 1966
ba, political science
Jeff Lee, PMP's Smith Barney Experience May 1995 - November 1998
Job Project Manager, Client Technical Support
Industry Information Technology and Services
Experience
nondisclosed mobile app startup July 2015 - Present
Corporate [IT] Solutions December 2014 - March 2015
WorldAPP September 2013 - June 2014
Citi February 2013 - August 2013
Citigroup March 2011 - February 2013
Citi March 2007 - March 2009
Citigroup June 2004 - March 2009
Citigroup March 2004 - March 2007
Salomon Smith Barney December 1998 - March 2004
Smith Barney May 1995 - November 1998
Skills
Java, SDLC, Linux, Perl, C++, Windows, Sybase, Relationship Management, SQL, Disaster Recovery, Solaris, Unix, Testing, SharePoint, JavaScript, Databases, Program Management, Software Development, Software Project..., Integration, Enterprise Architecture, IT Strategy, Microsoft SQL Server, Data Center, System Administration, Requirements Analysis, IT Management, Windows Server, Vendor Management, Electronic Trading, Outsourcing, Analytics, Trading Systems, Operating Systems, Unix Shell Scripting, Infrastructure, Leadership, Autosys, HTML, Entrust PKI, Troubleshooting, Servers, Cloud Computing, ITIL, Business Process, Business Analysis, Visio, Management, Project Management, Communication
Education
Cornell University 1989 — 1990
Master of Engineering (MEng), Electrical Engineering (Computer Engineering), 3.5 out of 4.3
Cornell University 1985 — 1989
Bachelor of Arts (BA), Computer Science, 3.4 out of 4.3
Corporate Education Group 2014 — 2014
PMP Exam Prep
Bridgewater State University 2009 — 2010
Accelerated Post-Baccalaureate Program, Secondary School Mathematics
Bronx High School of Science 1982 — 1985
High School Diploma
nondisclosed mobile app startup July 2015 - Present
Corporate [IT] Solutions December 2014 - March 2015
WorldAPP September 2013 - June 2014
Citi February 2013 - August 2013
Citigroup March 2011 - February 2013
Citi March 2007 - March 2009
Citigroup June 2004 - March 2009
Citigroup March 2004 - March 2007
Salomon Smith Barney December 1998 - March 2004
Smith Barney May 1995 - November 1998
Skills
Java, SDLC, Linux, Perl, C++, Windows, Sybase, Relationship Management, SQL, Disaster Recovery, Solaris, Unix, Testing, SharePoint, JavaScript, Databases, Program Management, Software Development, Software Project..., Integration, Enterprise Architecture, IT Strategy, Microsoft SQL Server, Data Center, System Administration, Requirements Analysis, IT Management, Windows Server, Vendor Management, Electronic Trading, Outsourcing, Analytics, Trading Systems, Operating Systems, Unix Shell Scripting, Infrastructure, Leadership, Autosys, HTML, Entrust PKI, Troubleshooting, Servers, Cloud Computing, ITIL, Business Process, Business Analysis, Visio, Management, Project Management, Communication
Education
Cornell University 1989 — 1990
Master of Engineering (MEng), Electrical Engineering (Computer Engineering), 3.5 out of 4.3
Cornell University 1985 — 1989
Bachelor of Arts (BA), Computer Science, 3.4 out of 4.3
Corporate Education Group 2014 — 2014
PMP Exam Prep
Bridgewater State University 2009 — 2010
Accelerated Post-Baccalaureate Program, Secondary School Mathematics
Bronx High School of Science 1982 — 1985
High School Diploma
Elsa Yan's Smith Barney Experience January 2005 - August 2008
Job Engagement Manager with a Focus on Customer & Digital Strategy, PwC Advisory
Industry Management Consulting
Experience
PwC Advisory August 2011 - Present
Microsoft Corporation September 2010 - January 2011
McKesson May 2010 - August 2010
Brainscape October 2009 - May 2010
Wells Fargo Advisors, LLC September 2008 - July 2009
Smith Barney January 2005 - August 2008
Skills
Strategy, Consulting, Management, Business Strategy, Analytics, Customer Insight, Social Media, Cross-functional Team..., Leadership, Management Consulting, CRM, Financial Modeling, Finance, Financial Services, Financial Analysis, Market Research, Sales, Analysis
Education
Cornell University - S.C. Johnson Graduate School of Management 2009 — 2011
MBA, Consulting - Strategy, Marketing
University of California, San Diego
B.S. / B.A., Management Science, International Studies - Political Science
University of Oxford
Study Abroad
PwC Advisory August 2011 - Present
Microsoft Corporation September 2010 - January 2011
McKesson May 2010 - August 2010
Brainscape October 2009 - May 2010
Wells Fargo Advisors, LLC September 2008 - July 2009
Smith Barney January 2005 - August 2008
Skills
Strategy, Consulting, Management, Business Strategy, Analytics, Customer Insight, Social Media, Cross-functional Team..., Leadership, Management Consulting, CRM, Financial Modeling, Finance, Financial Services, Financial Analysis, Market Research, Sales, Analysis
Education
Cornell University - S.C. Johnson Graduate School of Management 2009 — 2011
MBA, Consulting - Strategy, Marketing
University of California, San Diego
B.S. / B.A., Management Science, International Studies - Political Science
University of Oxford
Study Abroad
Adam Rutherford's Smith Barney Experience May 2004 - August 2005
Job National Retirement Specialist at Empower Retirement
Industry Financial Services
Experience
EMPOWER Retirement September 2014 - Present
J.P. Morgan Asset Management March 2013 - September 2014
J.P. Morgan Asset Management January 2012 - March 2013
J.P. Morgan Asset Management May 2006 - December 2011
Smith Barney May 2004 - August 2005
Skills
Financial Education, Content Development, Series 7, Investments, Mutual Funds, Financial Services, Alternative Investments, Equities, Asset Managment, Financial Modeling, Financial Analysis, Asset Allocation, Capital Markets, Series 63, Series 65, MBA, Microsoft Excel, Modeling, Public Speaking, Spreadsheets
Education
Columbia University - Columbia Business School 2010 — 2012
MBA, Business
University of Missouri-Columbia, College of Business 2002 — 2006
BSBA, Finance & Real Estate
EMPOWER Retirement September 2014 - Present
J.P. Morgan Asset Management March 2013 - September 2014
J.P. Morgan Asset Management January 2012 - March 2013
J.P. Morgan Asset Management May 2006 - December 2011
Smith Barney May 2004 - August 2005
Skills
Financial Education, Content Development, Series 7, Investments, Mutual Funds, Financial Services, Alternative Investments, Equities, Asset Managment, Financial Modeling, Financial Analysis, Asset Allocation, Capital Markets, Series 63, Series 65, MBA, Microsoft Excel, Modeling, Public Speaking, Spreadsheets
Education
Columbia University - Columbia Business School 2010 — 2012
MBA, Business
University of Missouri-Columbia, College of Business 2002 — 2006
BSBA, Finance & Real Estate
Robin M. Hannam Robin M. Hannam's Smith Barney Experience January 1993 - May 2004
Job Advisors Ahead Director of Human Resources
Industry Human Resources
Experience
Morgan Stanley February 2010 - December 2012
Morgan Stanley June 2004 - January 2010
Smith Barney January 1993 - May 2004
Smith Barney November 1987 - December 1992
Skills
Human Resources, Performance Management, Team Management, Recruiting, Training, Coaching, Employee Benefits, Payroll, Policy, Strategy, PeopleSoft, Peopleclick, Salesforce.com, Talent Development..., NASD/FINRA - 30 yrs of..., Licenses - Series 3 ..., Securities, Equities, Management, Onboarding, Wealth Management, Leadership, Employee Relations
Education
Concordia University-Portland 1993 — 1994
Bachelor of Science (B.S.), Business Management and Communications, 3.8 GPA Graduated with Honors - Cum Laude / Dean's List
Morgan Stanley February 2010 - December 2012
Morgan Stanley June 2004 - January 2010
Smith Barney January 1993 - May 2004
Smith Barney November 1987 - December 1992
Skills
Human Resources, Performance Management, Team Management, Recruiting, Training, Coaching, Employee Benefits, Payroll, Policy, Strategy, PeopleSoft, Peopleclick, Salesforce.com, Talent Development..., NASD/FINRA - 30 yrs of..., Licenses - Series 3 ..., Securities, Equities, Management, Onboarding, Wealth Management, Leadership, Employee Relations
Education
Concordia University-Portland 1993 — 1994
Bachelor of Science (B.S.), Business Management and Communications, 3.8 GPA Graduated with Honors - Cum Laude / Dean's List
Richard J. Polimeni Richard J. Polimeni's Smith Barney Experience 1987 - November 1999
Job Director, Education Savings Programs, Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch April 2002 - Present
Salomon Smith Barney 1999 - 2002
Smith Barney 1987 - November 1999
Skills
Series 7, Series 66, Series 63, Series 53 (Municipal..., Wealth Management, Retirement Planning, Active board member of..., IRAs, Uniform Combined State..., Mutual Funds, Securities, Retirement, Financial Services, Risk Management, Asset Allocation, Investments, Leadership, Investment Advisory, Financial Advisory, FINRA, 401k, Financial Analysis, Management, Analysis, Finance, Investment Strategies, Program Management, Equities, Investment Management, Asset Management, Alternative Investments, Private Equity, Portfolio Management, Hedge Funds
Education
Brookdale College
Business Management
CUNY York College
Bank of America Merrill Lynch April 2002 - Present
Salomon Smith Barney 1999 - 2002
Smith Barney 1987 - November 1999
Skills
Series 7, Series 66, Series 63, Series 53 (Municipal..., Wealth Management, Retirement Planning, Active board member of..., IRAs, Uniform Combined State..., Mutual Funds, Securities, Retirement, Financial Services, Risk Management, Asset Allocation, Investments, Leadership, Investment Advisory, Financial Advisory, FINRA, 401k, Financial Analysis, Management, Analysis, Finance, Investment Strategies, Program Management, Equities, Investment Management, Asset Management, Alternative Investments, Private Equity, Portfolio Management, Hedge Funds
Education
Brookdale College
Business Management
CUNY York College
Scott Moody's Smith Barney Experience 1988 - 1990
Job Chief Financial Officer at Bonten Media Group
Industry Broadcast Media
Experience
Bonten Media Group 2008 - Present
CBS 2006 - 2008
NBC Universal 2005 - 2006
NBCUniversal, Inc. 2003 - 2005
NBCUniversal, Inc. 2002 - 2003
3Path 2000 - 2001
Global Sourcing Services 1998 - 2000
Hallmark Entertainment 1997 - 1998
Hallmark Entertainment 1992 - 1995
Smith Barney 1988 - 1990
Skills
Digital Media, Television, Mergers & Acquisitions, Corporate Finance, Venture Capital, Start-ups, Business Development, Finance, Radio, Financial Analysis, Financial Modeling, Strategic Partnerships
Education
Columbia Business School 1995 — 1997
MBA
Stanford University 1983 — 1987
BA, Economics
Bonten Media Group 2008 - Present
CBS 2006 - 2008
NBC Universal 2005 - 2006
NBCUniversal, Inc. 2003 - 2005
NBCUniversal, Inc. 2002 - 2003
3Path 2000 - 2001
Global Sourcing Services 1998 - 2000
Hallmark Entertainment 1997 - 1998
Hallmark Entertainment 1992 - 1995
Smith Barney 1988 - 1990
Skills
Digital Media, Television, Mergers & Acquisitions, Corporate Finance, Venture Capital, Start-ups, Business Development, Finance, Radio, Financial Analysis, Financial Modeling, Strategic Partnerships
Education
Columbia Business School 1995 — 1997
MBA
Stanford University 1983 — 1987
BA, Economics
Sarah Metsa's Smith Barney Experience February 2006 - July 2007
Job Business Services Manager at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley January 2015 - Present
BBVA Compass July 2013 - December 2014
Amegy Investments July 2007 - June 2013
Smith Barney February 2006 - July 2007
Morgan Stanley May 2003 - February 2006
Morgan Stanley June 2002 - May 2003
Morgan Stanley March 1999 - June 2002
Van Kampen (subsidiary of Morgan Stanley) August 1996 - March 1999
Van Kampen Funds 1996 - 1998
Skills
Conversational French, Procedure Development, Beginning Metalsmith, Beginning Lapidarist, Training, Policy, Budgets, Process Improvement, Operations Management, Investments, Customer Service, Mutual Funds, Auditing, Sales, FINRA, Banking, French, Contract Negotiation
Education
Cornell College 1992 — 1996
Bachelor of Arts - double major, Business/Economics French Studies
South Texas College of Law
Morgan Stanley January 2015 - Present
BBVA Compass July 2013 - December 2014
Amegy Investments July 2007 - June 2013
Smith Barney February 2006 - July 2007
Morgan Stanley May 2003 - February 2006
Morgan Stanley June 2002 - May 2003
Morgan Stanley March 1999 - June 2002
Van Kampen (subsidiary of Morgan Stanley) August 1996 - March 1999
Van Kampen Funds 1996 - 1998
Skills
Conversational French, Procedure Development, Beginning Metalsmith, Beginning Lapidarist, Training, Policy, Budgets, Process Improvement, Operations Management, Investments, Customer Service, Mutual Funds, Auditing, Sales, FINRA, Banking, French, Contract Negotiation
Education
Cornell College 1992 — 1996
Bachelor of Arts - double major, Business/Economics French Studies
South Texas College of Law
Pamela Furr Pamela Furr's Smith Barney Experience 1972 - 1982
Job Owner of Fairview Capital Ventures, LLC
Industry Financial Services
Experience
Fairview Capital 2000 - Present
VaVaVoo 2015 - 2015
VaVaVoo 2015 - 2015
VaVaVoo 2015 - 2015
Providence Day School 2009 - 2011
Sovereign Advisers 1992 - 1996
Prime Asset Management 1988 - 1992
Lehman Brothers 1982 - 1986
Smith Barney 1972 - 1982
Skills
Mergers & Acquisitions, Financial Services, Venture Capital, Microsoft Excel, Finance, Mergers, Investment Banking, Internal Controls, Derivatives, Investment Management, Portfolio Management, Private Equity, Investments, Financial Analysis, Management
Education
Cornell University
Kenston High School
Fairview Capital 2000 - Present
VaVaVoo 2015 - 2015
VaVaVoo 2015 - 2015
VaVaVoo 2015 - 2015
Providence Day School 2009 - 2011
Sovereign Advisers 1992 - 1996
Prime Asset Management 1988 - 1992
Lehman Brothers 1982 - 1986
Smith Barney 1972 - 1982
Skills
Mergers & Acquisitions, Financial Services, Venture Capital, Microsoft Excel, Finance, Mergers, Investment Banking, Internal Controls, Derivatives, Investment Management, Portfolio Management, Private Equity, Investments, Financial Analysis, Management
Education
Cornell University
Kenston High School
Richard Gemberling Richard Gemberling's Smith Barney Experience April 1995 - October 1998
Job Managing Director, Lending Products & Advice at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC August 2010 - Present
Morgan Stanley Smith Barney April 1995 - September 2009
Citigroup October 1998 - May 2009
Smith Barney April 1995 - October 1998
Merrill Lynch 1983 - 1995
Fidelity Union Trust Company 1980 - 1982
Skills
Banking, Credit, Financial Services, Loans, Risk Management, Wealth Management, Finance, Securities, Mergers & Acquisitions, Mortgage Lending, Commercial Lending, Cash Management, Structured Finance, Hedge Funds, Series 63
Education
New York University - Leonard N. Stern School of Business 1981 — 1986
MBA, Finance major with concentration in marketing and international business.
Dartmouth College 1976 — 1980
BA, Government, Urban Studies
Wells Fargo Advisors, LLC August 2010 - Present
Morgan Stanley Smith Barney April 1995 - September 2009
Citigroup October 1998 - May 2009
Smith Barney April 1995 - October 1998
Merrill Lynch 1983 - 1995
Fidelity Union Trust Company 1980 - 1982
Skills
Banking, Credit, Financial Services, Loans, Risk Management, Wealth Management, Finance, Securities, Mergers & Acquisitions, Mortgage Lending, Commercial Lending, Cash Management, Structured Finance, Hedge Funds, Series 63
Education
New York University - Leonard N. Stern School of Business 1981 — 1986
MBA, Finance major with concentration in marketing and international business.
Dartmouth College 1976 — 1980
BA, Government, Urban Studies
Bryan Larrison's Smith Barney Experience September 1994 - November 2004
Job Partner, Hyde Park Wealth Management, LLC
Industry Financial Services
Experience
Hyde Park Wealth Management March 2010 - Present
Merrill Lynch May 2007 - March 2010
UBS Wealth Management 2005 - 2007
Smith Barney September 1994 - November 2004
Skills
Family Office, Wealth Management, Portfolio Management, Asset Managment, Private Banking, Risk Management, Financial Advisory, Equities, Investment Management, Asset Management, Strategic Financial..., High Net Worth..., Strategic Planning, Brokerage, Retirement Planning, Wealth, Investments, Finance, Financial Services, Mutual Funds, Executive Management, Series 7, Asset Allocation, Investment Strategies, Investment Advisory, Securities, Alternative Investments, Wealth Management..., Hedge Funds, Series 63, Private Equity, Estate Planning, 401k, ETFs, Retirement, Financial Planning
Education
Franklin University 1997 — 2000
Finance and Corporate Accounting
Columbus State Community College 1994 — 1996
Dublin High School 1990 — 1994
Hyde Park Wealth Management March 2010 - Present
Merrill Lynch May 2007 - March 2010
UBS Wealth Management 2005 - 2007
Smith Barney September 1994 - November 2004
Skills
Family Office, Wealth Management, Portfolio Management, Asset Managment, Private Banking, Risk Management, Financial Advisory, Equities, Investment Management, Asset Management, Strategic Financial..., High Net Worth..., Strategic Planning, Brokerage, Retirement Planning, Wealth, Investments, Finance, Financial Services, Mutual Funds, Executive Management, Series 7, Asset Allocation, Investment Strategies, Investment Advisory, Securities, Alternative Investments, Wealth Management..., Hedge Funds, Series 63, Private Equity, Estate Planning, 401k, ETFs, Retirement, Financial Planning
Education
Franklin University 1997 — 2000
Finance and Corporate Accounting
Columbus State Community College 1994 — 1996
Dublin High School 1990 — 1994
Matthew Ferri Matthew Ferri's Smith Barney Experience December 1988 - July 1997
Job Consultant / Director at MSF International LLC
Industry Financial Services
Experience
MSF International LLC November 1999 - Present
Deutsche Bank October 1998 - November 1999
JPMorgan Chase July 1997 - October 1998
Smith Barney December 1988 - July 1997
Education
New York University - Leonard N. Stern School of Business 1990 — 1995
MBA, Finance & International Business
Columbia University in the City of New York 1983 — 1987
BA, English
MSF International LLC November 1999 - Present
Deutsche Bank October 1998 - November 1999
JPMorgan Chase July 1997 - October 1998
Smith Barney December 1988 - July 1997
Education
New York University - Leonard N. Stern School of Business 1990 — 1995
MBA, Finance & International Business
Columbia University in the City of New York 1983 — 1987
BA, English
Jeff Caliguire Jeff Caliguire's Smith Barney Experience January 2003 - June 2006
Job CoFounder and Coach at Convergence Point
Industry Financial Services
Experience
Convergence Point January 2010 - Present
Convergence Point Wealth Advisors August 2009 - Present
Smith Barney January 2003 - June 2006
Soul Care Coaching and Consulting August 2001 - March 2003
Operation Beacon Street August 1991 - August 2001
Education
Dallas Theological Seminary 1987 — 2000
ThM., Systematic Theology
Cornell University 1982 — 1986
BA, Government
Convergence Point January 2010 - Present
Convergence Point Wealth Advisors August 2009 - Present
Smith Barney January 2003 - June 2006
Soul Care Coaching and Consulting August 2001 - March 2003
Operation Beacon Street August 1991 - August 2001
Education
Dallas Theological Seminary 1987 — 2000
ThM., Systematic Theology
Cornell University 1982 — 1986
BA, Government
Chris J. Kane's Smith Barney Experience 1999 - 2006
Job Courierboard.com CBDriver.com
Industry Package/Freight Delivery
Experience
Courierboard.com February 2007 - Present
CBDriver.com (Division of Courierboard) 2007 - Present
Smith Barney 1999 - 2006
SOS Courier Express 1995 - 2006
East Hampton Limousine 1991 - 2001
Fundamental Brokers 1983 - 1989
Skills
Recruiting, Logistics, Coaching, Advertising, Shipping, Transportation, Transportation..., 3PL, Freight, LTL, Logistics Management, Operations Management, Supply Chain..., Supply Chain, Freight Forwarding, Mergers & Acquisitions, New Business Development, Warehousing, Contract Negotiation, Strategic Financial..., Air Freight, Trucking, Supply Chain Management, Team Building, Business Strategy, Valuation, Fleet Management, International Logistics, Process Improvement, Private Equity, Negotiation, Finance, Leadership, Strategic Planning, Warehouse Management, Pricing, P&L Management, Container, Customs Regulations, Ocean
Education
Cornell University 1974 — 1978
Business
Schreiber HS Port Washington 1971 — 1974
Courierboard.com February 2007 - Present
CBDriver.com (Division of Courierboard) 2007 - Present
Smith Barney 1999 - 2006
SOS Courier Express 1995 - 2006
East Hampton Limousine 1991 - 2001
Fundamental Brokers 1983 - 1989
Skills
Recruiting, Logistics, Coaching, Advertising, Shipping, Transportation, Transportation..., 3PL, Freight, LTL, Logistics Management, Operations Management, Supply Chain..., Supply Chain, Freight Forwarding, Mergers & Acquisitions, New Business Development, Warehousing, Contract Negotiation, Strategic Financial..., Air Freight, Trucking, Supply Chain Management, Team Building, Business Strategy, Valuation, Fleet Management, International Logistics, Process Improvement, Private Equity, Negotiation, Finance, Leadership, Strategic Planning, Warehouse Management, Pricing, P&L Management, Container, Customs Regulations, Ocean
Education
Cornell University 1974 — 1978
Business
Schreiber HS Port Washington 1971 — 1974
Amy Schulman Earn's Smith Barney Experience July 2006 - October 2008
Job HR Director at The Knowland Group
Industry Human Resources
Experience
The Knowland Group January 2015 - Present
Sotheby's June 2011 - June 2014
MIC Worldwide November 2010 - January 2011
Morgan Stanley Smith Barney October 2008 - April 2010
Smith Barney July 2006 - October 2008
Smith Barney April 2006 - July 2006
Smith Barney September 2003 - April 2006
Skills
Organizational..., Employee Relations, Change Management, Financial Services, Recruiting, PeopleSoft, Personnel Management, Management, Hiring, Strategic Planning, Employee Benefits, Employee Engagement, HR Policies, Talent Management
Education
Cornell University 1999 — 2003
Bachelor of Science, Applied Economics and Management
The Knowland Group January 2015 - Present
Sotheby's June 2011 - June 2014
MIC Worldwide November 2010 - January 2011
Morgan Stanley Smith Barney October 2008 - April 2010
Smith Barney July 2006 - October 2008
Smith Barney April 2006 - July 2006
Smith Barney September 2003 - April 2006
Skills
Organizational..., Employee Relations, Change Management, Financial Services, Recruiting, PeopleSoft, Personnel Management, Management, Hiring, Strategic Planning, Employee Benefits, Employee Engagement, HR Policies, Talent Management
Education
Cornell University 1999 — 2003
Bachelor of Science, Applied Economics and Management
Gary Ford, CFA Gary Ford, CFA's Smith Barney Experience 1992 - 1994
Job Equity Reseach Analyst
Industry Financial Services
Experience
Ford Family Investment Trusts 2001 - Present
Southeast Research Partners 1996 - 2001
H. C. Wainwright & Co. 1995 - 1996
Adams & Cohen 1994 - 1995
Smith Barney 1992 - 1994
A.G. Edwards & Sons, Inc. 1985 - 1989
Skills
Equity Research, Financial Analysis, Equities, Institutional Sales, Investment Banking, Institutional Research, Investments, Economics, International Economics, Equity Capital Markets, Institutional Investors, Institutional..., Portfolio Management, Financial Modeling, Asset Managment, Private Equity, Statistics, Mortgage Banking, Commercial Banking, Department..., Department Start-up, Customer Oriented, Customer Acquisition, Real Estate Economics, Pacific Islands, Asia Pacific, South East Asia, Guitarist, Poker, Casino Gaming, World Travel, Finance, insti, equit, Corporate Finance, Investor Relations, Options
Education
Columbia University - Columbia Business School 1991 — 1992
MBA, Finance and Economics
Washington University in St. Louis - Olin Business School 1983 — 1987
BSBA, Finance and Economics
Ford Family Investment Trusts 2001 - Present
Southeast Research Partners 1996 - 2001
H. C. Wainwright & Co. 1995 - 1996
Adams & Cohen 1994 - 1995
Smith Barney 1992 - 1994
A.G. Edwards & Sons, Inc. 1985 - 1989
Skills
Equity Research, Financial Analysis, Equities, Institutional Sales, Investment Banking, Institutional Research, Investments, Economics, International Economics, Equity Capital Markets, Institutional Investors, Institutional..., Portfolio Management, Financial Modeling, Asset Managment, Private Equity, Statistics, Mortgage Banking, Commercial Banking, Department..., Department Start-up, Customer Oriented, Customer Acquisition, Real Estate Economics, Pacific Islands, Asia Pacific, South East Asia, Guitarist, Poker, Casino Gaming, World Travel, Finance, insti, equit, Corporate Finance, Investor Relations, Options
Education
Columbia University - Columbia Business School 1991 — 1992
MBA, Finance and Economics
Washington University in St. Louis - Olin Business School 1983 — 1987
BSBA, Finance and Economics
Suzanne Taft's Smith Barney Experience August 1996 - September 2007
Job Client Services Manager at Greatmark Investment Partners, Inc
Industry Financial Services
Experience
Greatmark Investment Partners, Inc September 2007 - Present
Smith Barney August 1996 - September 2007
Prudential Insurance August 1990 - August 1996
Coldwell Banker Kennon & Parker 1987 - 1990
Skills
Wealth Management, Strategic Planning, Sales, Customer Service, Sales Management, New Business Development, Marketing, Risk Management, Account Management, Financial Analysis, CRM, Insurance, Finance, Investments, Banking
Education
Columbus State University 1971 — 1972
Kendick High School 1969 — 1971
High School
Greatmark Investment Partners, Inc September 2007 - Present
Smith Barney August 1996 - September 2007
Prudential Insurance August 1990 - August 1996
Coldwell Banker Kennon & Parker 1987 - 1990
Skills
Wealth Management, Strategic Planning, Sales, Customer Service, Sales Management, New Business Development, Marketing, Risk Management, Account Management, Financial Analysis, CRM, Insurance, Finance, Investments, Banking
Education
Columbus State University 1971 — 1972
Kendick High School 1969 — 1971
High School
Ilyssa Rose Ilyssa Rose's Smith Barney Experience August 1997 - November 2002
Job Executive Director at JPMorgan Chase & Co.
Industry Information Technology and Services
Experience
JPMorgan Chase & Co. Senior Vice PresidentCitiJune 2011 - August 2014
Standard & Poor's August 2009 - June 2011
Bank of New York Mellon August 2004 - July 2009
BNY Mellon March 2004 - July 2009
IBR Consulting November 2002 - June 2004
Smith Barney August 1997 - November 2002
KPMG June 1996 - August 1997
Fidelity Investments November 1991 - June 1996
Skills
SDLC, Program Management, PMP, Business Analysis, Project Management, IT Strategy, Enterprise Architecture, Management, Governance, Vendor Management, Project Portfolio..., Business Process, Leadership, Oracle, Data Warehousing, Software Project..., Agile Methodologies, IT Management, Risk Management, Integration, Issue Management, Data Analysis, Data Mining, Risk Assessment, Operational Risk..., Investment Banking, AML, Prime Brokerage, Broker-Dealer, Compliance, Solution Architecture, IT Audit, Quality Assurance, Portfolio Management, ROI Strategies, Business Intelligence, Resource Management, CMMI, Six Sigma, Agile Project Management, Data Management, Data Modeling, Process Engineering, Global Custody, Quantitative Risk, Strategy
Education
Columbia University in the City of New York 2013 — 2017
Doctor of Philosophy (PhD), Computer/Information Technology Administration and Management
Stevens Institute of Technology 2000 — 2002
MS, Management Information Systems
City University of New York-Queens College
BA, Mathematics and Computer Science
Syracuse University
BS, Accounting and Business/Management
JPMorgan Chase & Co. Senior Vice PresidentCitiJune 2011 - August 2014
Standard & Poor's August 2009 - June 2011
Bank of New York Mellon August 2004 - July 2009
BNY Mellon March 2004 - July 2009
IBR Consulting November 2002 - June 2004
Smith Barney August 1997 - November 2002
KPMG June 1996 - August 1997
Fidelity Investments November 1991 - June 1996
Skills
SDLC, Program Management, PMP, Business Analysis, Project Management, IT Strategy, Enterprise Architecture, Management, Governance, Vendor Management, Project Portfolio..., Business Process, Leadership, Oracle, Data Warehousing, Software Project..., Agile Methodologies, IT Management, Risk Management, Integration, Issue Management, Data Analysis, Data Mining, Risk Assessment, Operational Risk..., Investment Banking, AML, Prime Brokerage, Broker-Dealer, Compliance, Solution Architecture, IT Audit, Quality Assurance, Portfolio Management, ROI Strategies, Business Intelligence, Resource Management, CMMI, Six Sigma, Agile Project Management, Data Management, Data Modeling, Process Engineering, Global Custody, Quantitative Risk, Strategy
Education
Columbia University in the City of New York 2013 — 2017
Doctor of Philosophy (PhD), Computer/Information Technology Administration and Management
Stevens Institute of Technology 2000 — 2002
MS, Management Information Systems
City University of New York-Queens College
BA, Mathematics and Computer Science
Syracuse University
BS, Accounting and Business/Management
Bobbie Sawyer's Smith Barney Experience November 1999 - January 2002
Job Associate Wealth Management Advisor
Industry Financial Services
Experience
Northwestern Mutual March 2012 - Present
Northwestern Mutual October 2008 - February 2012
Creative Memories March 1993 - December 2009
Ameriprise Financial May 2008 - September 2008
Raymond James Financial July 2006 - May 2008
Smith Barney November 1999 - January 2002
Education
Cornerstone University 1978 — 1980
Northwestern Mutual March 2012 - Present
Northwestern Mutual October 2008 - February 2012
Creative Memories March 1993 - December 2009
Ameriprise Financial May 2008 - September 2008
Raymond James Financial July 2006 - May 2008
Smith Barney November 1999 - January 2002
Education
Cornerstone University 1978 — 1980
Curtis Clauser's Smith Barney Experience January 1996 - October 2003
Job Licensed Financial Specialist at PNC
Industry Financial Services
Experience
PNC August 2015 - Present
Ameriprise Financial Advisors November 2008 - January 2015
H&R Block Financial Advisors December 2003 - November 2008
Smith Barney January 1996 - October 2003
US. Air Force April 1985 - April 1995
Skills
Notary Public, Retirement Planning, Mutual Funds, Investments, Asset Allocation, Bonds, Stocks, Personal Finance, Financial Risk, Series 7, Wealth Management, Financial Advisory, Securities, Estate Planning, Strategic Financial..., Equities, Uniform Combined State..., Series 63, Series 65, IRAs, Insurance, Finance, Retirement, Portfolio Management, Leadership, Financial Services, Investment Advisory, Marketing, Asset Management, Financial Planning, Microsoft Office, Management, Microsoft Excel, Process Improvement
Education
Community College of the Air Force 1985 — 1995
PNC August 2015 - Present
Ameriprise Financial Advisors November 2008 - January 2015
H&R Block Financial Advisors December 2003 - November 2008
Smith Barney January 1996 - October 2003
US. Air Force April 1985 - April 1995
Skills
Notary Public, Retirement Planning, Mutual Funds, Investments, Asset Allocation, Bonds, Stocks, Personal Finance, Financial Risk, Series 7, Wealth Management, Financial Advisory, Securities, Estate Planning, Strategic Financial..., Equities, Uniform Combined State..., Series 63, Series 65, IRAs, Insurance, Finance, Retirement, Portfolio Management, Leadership, Financial Services, Investment Advisory, Marketing, Asset Management, Financial Planning, Microsoft Office, Management, Microsoft Excel, Process Improvement
Education
Community College of the Air Force 1985 — 1995
Jeffrey Puissant, CFP®, CPWA® Jeffrey Puissant, CFP®, CPWA®'s Smith Barney Experience April 1997 - May 2009
Job Director/Senior Investment Consultant at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. May 2009 - Present
Smith Barney April 1997 - May 2009
Skills
Comprehensive Wealth..., Retirement Income..., Wealth Transfer and..., Portfolio Management..., Tax Planning, Financial and..., Executive Benefit..., Wealth Protection and..., Social Security Income..., Investments, Estate Planning
Education
Concordia University-Wisconsin 1992 — 1994
Bachelor of Science (B.S.), Management/Communications
Robert W. Baird & Co. May 2009 - Present
Smith Barney April 1997 - May 2009
Skills
Comprehensive Wealth..., Retirement Income..., Wealth Transfer and..., Portfolio Management..., Tax Planning, Financial and..., Executive Benefit..., Wealth Protection and..., Social Security Income..., Investments, Estate Planning
Education
Concordia University-Wisconsin 1992 — 1994
Bachelor of Science (B.S.), Management/Communications
Peter M. Phelan Peter M. Phelan's Smith Barney Experience January 1996 - December 1997
Job Managing Director at Investment Banking Boutique
Industry Investment Banking
Experience
Investment Banking Boutique January 2013 - Present
PMP Advisors LLC 2012 - Present
Citi Global Markets January 2009 - 2012
Citi Global Markets January 2004 - December 2008
Citi Global Markets June 1999 - December 2003
Salomon Smith Barney January 1998 - June 1999
Smith Barney January 1996 - December 1997
Smith Barney January 1991 - December 1995
Drexel Burnham Lambert July 1989 - December 1990
Drexel Burnham Lambert January 1985 - August 1987
Skills
Private Equity, Valuation, Capital Markets, Investment Banking, Mergers & Acquisitions, Leveraged Finance, Corporate Finance
Education
Columbia University - Columbia Business School
Master of Business Administration (M.B.A.), Corporate Finance
Tulane University
Bachelor of Arts (BA), English
Investment Banking Boutique January 2013 - Present
PMP Advisors LLC 2012 - Present
Citi Global Markets January 2009 - 2012
Citi Global Markets January 2004 - December 2008
Citi Global Markets June 1999 - December 2003
Salomon Smith Barney January 1998 - June 1999
Smith Barney January 1996 - December 1997
Smith Barney January 1991 - December 1995
Drexel Burnham Lambert July 1989 - December 1990
Drexel Burnham Lambert January 1985 - August 1987
Skills
Private Equity, Valuation, Capital Markets, Investment Banking, Mergers & Acquisitions, Leveraged Finance, Corporate Finance
Education
Columbia University - Columbia Business School
Master of Business Administration (M.B.A.), Corporate Finance
Tulane University
Bachelor of Arts (BA), English
Greg Irwin Greg Irwin's Smith Barney Experience 1995 - 2000
Job BWG Strategy LLC
Industry Information Services
Experience
BWG Strategy LLC June 2013 - Present
BigTwist October 2011 - June 2013
Avaya September 2007 - September 2011
Avaya September 2006 - August 2007
Avaya September 2003 - September 2006
Citigroup 1995 - 2003
Salomon Smith Barney 1995 - 2003
Smith Barney 1995 - 2000
Skills
Product Management, Start-ups, Strategic Planning, Mergers, Unified Communications, Product Development, Competitive Analysis, Cross-functional Team..., Strategic Partnerships, Team Leadership, Mergers & Acquisitions, Mobile Devices, Strategy, SaaS, Leadership, Management, Corporate Development, Mobile Applications, Telecommunications, Go-to-market Strategy, Corporate Finance, Program Management, VoIP, General Awesomeness, Wireless, Awesomeness, Product Marketing, Process Improvement, IT Strategy, Business Development, Integration, Outsourcing
Education
Dartmouth Thayer School of Engineering 1994 — 1995
Bachelor's of Science, Electrical and Electronics Engineering
Dartmouth College 1990 — 1994
Bachelor of Arts, Engineering
Horace Mann 1984 — 1990
High School Diploma
BWG Strategy LLC June 2013 - Present
BigTwist October 2011 - June 2013
Avaya September 2007 - September 2011
Avaya September 2006 - August 2007
Avaya September 2003 - September 2006
Citigroup 1995 - 2003
Salomon Smith Barney 1995 - 2003
Smith Barney 1995 - 2000
Skills
Product Management, Start-ups, Strategic Planning, Mergers, Unified Communications, Product Development, Competitive Analysis, Cross-functional Team..., Strategic Partnerships, Team Leadership, Mergers & Acquisitions, Mobile Devices, Strategy, SaaS, Leadership, Management, Corporate Development, Mobile Applications, Telecommunications, Go-to-market Strategy, Corporate Finance, Program Management, VoIP, General Awesomeness, Wireless, Awesomeness, Product Marketing, Process Improvement, IT Strategy, Business Development, Integration, Outsourcing
Education
Dartmouth Thayer School of Engineering 1994 — 1995
Bachelor's of Science, Electrical and Electronics Engineering
Dartmouth College 1990 — 1994
Bachelor of Arts, Engineering
Horace Mann 1984 — 1990
High School Diploma
Jonathan Brooks Jonathan Brooks's Smith Barney Experience December 1999 - May 2003
Job
Industry Financial Services
Experience
UBS July 2013 - Present
E*TRADE Financial February 2009 - July 2013
E*TRADE FINANCIAL June 2007 - January 2009
E*TRADE Financial May 2003 - May 2007
Smith Barney December 1999 - May 2003
Smith Barney May 1998 - December 1999
Baker & Taylor October 1996 - May 1998
Skills
Enterprise Solution..., Enterprise Technology..., New Business Development, Marketing Strategy, Sales, Strategic Planning, Management, Account Management, Client Management, SaaS, Sales Management, FINRA, Securities, Corporate Services, Equity Compensation, Financial Services, Salesforce.com, CRM
Education
Davidson College
B.A.
Frederick High School
UBS July 2013 - Present
E*TRADE Financial February 2009 - July 2013
E*TRADE FINANCIAL June 2007 - January 2009
E*TRADE Financial May 2003 - May 2007
Smith Barney December 1999 - May 2003
Smith Barney May 1998 - December 1999
Baker & Taylor October 1996 - May 1998
Skills
Enterprise Solution..., Enterprise Technology..., New Business Development, Marketing Strategy, Sales, Strategic Planning, Management, Account Management, Client Management, SaaS, Sales Management, FINRA, Securities, Corporate Services, Equity Compensation, Financial Services, Salesforce.com, CRM
Education
Davidson College
B.A.
Frederick High School
Edward Koliver Edward Koliver's Smith Barney Experience 1995 - 1996
Job Managing Partner, Koliver Merchant Bank
Industry Financial Services
Experience
Koliver Merchant Bank April 1998 - Present
ABN AMRO Bank 1996 - 1997
Smith Barney 1995 - 1996
Credit Suisse 1993 - 1995
Chemical Bank 1993 - 1993
Brasilpar 1990 - 1991
Dana Holding Corporation 1982 - 1990
Skills
Mergers, Business Acquisition, Assessoria Financeira, International Capital..., Private Equity, Investment Banking, Equities, Asset Management, Transaction, Corporate Finance, Capital Markets, Venture Capital, Valuation, Financial Modeling, Joint Ventures, Due Diligence, Debt, Structuring, Investments, Business Strategy, Capital, Portfolio Management, Financial Analysis, Emerging Markets, Business Valuation, Banking, Capital Structure, Origination, Cross-border..., Brazil, Asset Managment, Financial Structuring
Education
Columbia University - Columbia Business School 1991 — 1993
MBA, International Capital Markets
Ibmec 1990 — 1991
Master of Business Administration (MBA), Finance
Universidade Federal do Rio Grande do Sul 1987 — 1989
MBA, Marketing
Universidade Federal do Rio Grande do Sul 1980 — 1985
BS, Mechanical Engineering
Colégio Anchieta 1969 — 1979
High School
Koliver Merchant Bank April 1998 - Present
ABN AMRO Bank 1996 - 1997
Smith Barney 1995 - 1996
Credit Suisse 1993 - 1995
Chemical Bank 1993 - 1993
Brasilpar 1990 - 1991
Dana Holding Corporation 1982 - 1990
Skills
Mergers, Business Acquisition, Assessoria Financeira, International Capital..., Private Equity, Investment Banking, Equities, Asset Management, Transaction, Corporate Finance, Capital Markets, Venture Capital, Valuation, Financial Modeling, Joint Ventures, Due Diligence, Debt, Structuring, Investments, Business Strategy, Capital, Portfolio Management, Financial Analysis, Emerging Markets, Business Valuation, Banking, Capital Structure, Origination, Cross-border..., Brazil, Asset Managment, Financial Structuring
Education
Columbia University - Columbia Business School 1991 — 1993
MBA, International Capital Markets
Ibmec 1990 — 1991
Master of Business Administration (MBA), Finance
Universidade Federal do Rio Grande do Sul 1987 — 1989
MBA, Marketing
Universidade Federal do Rio Grande do Sul 1980 — 1985
BS, Mechanical Engineering
Colégio Anchieta 1969 — 1979
High School
Donald Glab Donald Glab's Smith Barney Experience 1987 - 2008
Job Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. 2008 - Present
Smith Barney 1987 - 2008
Education
Columbia Union College
Bachelor of Business Administration (B.B.A.)
Georgetown University
Certificate of Financial Planning
Princeton Theological Seminary
Certificate in Theology and Ministry
UBS Financial Services, Inc. 2008 - Present
Smith Barney 1987 - 2008
Education
Columbia Union College
Bachelor of Business Administration (B.B.A.)
Georgetown University
Certificate of Financial Planning
Princeton Theological Seminary
Certificate in Theology and Ministry
Eugene Pak Eugene Pak's Smith Barney Experience April 2001 - May 2009
Job RICHMOND ASSET MANAGEMENT
Industry Financial Services
Experience
Richmond Asset Management May 2009 - Present
NJ / NY May 2009 - Present
Smith Barney April 2001 - May 2009
Skills
Investments, Strategy, CRM, Management, Portfolio Management, Risk Management, Finance, Analysis, Financial Advisory, Wealth, Networking, Leadership, Business Development, Business Strategy, Start-ups, Entrepreneurship, Strategic Planning, Banking, Customer Service, Series 7
Education
Cornell Univeristy 1984 — 1988
BS, Mechanical Engineering
Cornell University 1984 — 1988
BS, Engineering
Richmond Asset Management May 2009 - Present
NJ / NY May 2009 - Present
Smith Barney April 2001 - May 2009
Skills
Investments, Strategy, CRM, Management, Portfolio Management, Risk Management, Finance, Analysis, Financial Advisory, Wealth, Networking, Leadership, Business Development, Business Strategy, Start-ups, Entrepreneurship, Strategic Planning, Banking, Customer Service, Series 7
Education
Cornell Univeristy 1984 — 1988
BS, Mechanical Engineering
Cornell University 1984 — 1988
BS, Engineering
Katherine Poindexter Katherine Poindexter's Smith Barney Experience July 2006 - February 2010
Job Regional Sales Manager at United Sugars
Industry Food Production
Experience
United Sugars March 2010 - Present
First Step Initiative January 2009 - May 2012
Peace House Africa February 2010 - March 2010
Smith Barney July 2006 - February 2010
Piper Jaffray February 2004 - June 2007
Stanton Group October 2000 - January 2004
Wells Fargo June 1999 - October 2000
Norwest April 1997 - June 1999
Hewitt Associates April 1995 - April 1997
Skills
Foundations, Financial Education, Endowments, Servicing, Pensions, Loan Servicing, Nonprofits, Strategic Planning, Investments, Pension Funds, Business Development, Fundraising, Training, Marketing Strategy, Management, Time Management, Employee Benefits, Leadership Development, Risk Management, New Business Development, Marketing, Customer Service, Sales, Finance, Financial Services, Human Resources, Strategy, Budgets, Leadership, Cross-functional Team..., Process Improvement, Small Business, Sales Management, Pricing
Education
Connecticut College 1991 — 1994
Bachelor of Arts, Religious Studies
The Blake School 1985 — 1991
HS Diploma
United Sugars March 2010 - Present
First Step Initiative January 2009 - May 2012
Peace House Africa February 2010 - March 2010
Smith Barney July 2006 - February 2010
Piper Jaffray February 2004 - June 2007
Stanton Group October 2000 - January 2004
Wells Fargo June 1999 - October 2000
Norwest April 1997 - June 1999
Hewitt Associates April 1995 - April 1997
Skills
Foundations, Financial Education, Endowments, Servicing, Pensions, Loan Servicing, Nonprofits, Strategic Planning, Investments, Pension Funds, Business Development, Fundraising, Training, Marketing Strategy, Management, Time Management, Employee Benefits, Leadership Development, Risk Management, New Business Development, Marketing, Customer Service, Sales, Finance, Financial Services, Human Resources, Strategy, Budgets, Leadership, Cross-functional Team..., Process Improvement, Small Business, Sales Management, Pricing
Education
Connecticut College 1991 — 1994
Bachelor of Arts, Religious Studies
The Blake School 1985 — 1991
HS Diploma
Andrew Spiegel Andrew Spiegel's Smith Barney Experience May 2006 - July 2006
Job Management Consultant at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments, Fidelity Business Consulting July 2014 - Present
Cornell University July 2012 - May 2014
Wetland Studies and Solutions, Inc. May 2013 - August 2013
Booz Allen Hamilton June 2009 - June 2012
United States House of Representatives February 2009 - May 2009
Democratic Party of Virginia June 2008 - November 2008
University of Richmond September 2007 - May 2008
Smith Barney May 2006 - July 2006
Skills
Economics, Business Process..., Client Development, Strategic Communications, Data Analysis, Client Interfacing..., Consulting, Management, Leadership, Strategic Planning, Analysis, CRM
Education
Cornell University - Johnson Graduate School of Management 2012 — 2014
Master of Business Administration (MBA), Business
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 2011 — 2012
International Development
University of Richmond 2004 — 2008
BA, International Studies
Westfield High School
Fidelity Investments, Fidelity Business Consulting July 2014 - Present
Cornell University July 2012 - May 2014
Wetland Studies and Solutions, Inc. May 2013 - August 2013
Booz Allen Hamilton June 2009 - June 2012
United States House of Representatives February 2009 - May 2009
Democratic Party of Virginia June 2008 - November 2008
University of Richmond September 2007 - May 2008
Smith Barney May 2006 - July 2006
Skills
Economics, Business Process..., Client Development, Strategic Communications, Data Analysis, Client Interfacing..., Consulting, Management, Leadership, Strategic Planning, Analysis, CRM
Education
Cornell University - Johnson Graduate School of Management 2012 — 2014
Master of Business Administration (MBA), Business
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 2011 — 2012
International Development
University of Richmond 2004 — 2008
BA, International Studies
Westfield High School
Frank Gary Frank Gary's Smith Barney Experience May 2006 - May 2007
Job Vice President
Industry Investment Management
Experience
Regions Financial Corporation June 2014 - Present
Capital One June 2013 - June 2014
Capital One February 2013 - June 2013
Gary Consulting February 2012 - June 2013
International Monetary Fund July 2012 - February 2013
Pegasos Capital Management April 2008 - June 2011
Daniels College of Business September 2008 - June 2009
Coloradans for Responsible Reform September 2008 - October 2008
Smith Barney May 2006 - May 2007
Law Office of Adele J. Pope June 2005 - August 2005
Skills
Excel, Financial Modeling, Team Management, Research, Bloomberg, Portfolio Management, Equities, Asset Management, Emerging Markets, Industry Analysis, Financial Analysis, Quantitative Analysis, Valuation, Due Diligence, Risk Management, Public Speaking, Forecasting, Equity Research, Trading, Hedge Funds, Investments, Competitive Analysis, Start-ups, Finance, Asset Managment
Education
University of Denver - Daniels College of Business 2007 — 2009
Master of Business Administration & Master of Science in Finance, Business, Finance
Davidson College 2003 — 2007
Bachelors of Art, Economics, Political Science
Regions Financial Corporation June 2014 - Present
Capital One June 2013 - June 2014
Capital One February 2013 - June 2013
Gary Consulting February 2012 - June 2013
International Monetary Fund July 2012 - February 2013
Pegasos Capital Management April 2008 - June 2011
Daniels College of Business September 2008 - June 2009
Coloradans for Responsible Reform September 2008 - October 2008
Smith Barney May 2006 - May 2007
Law Office of Adele J. Pope June 2005 - August 2005
Skills
Excel, Financial Modeling, Team Management, Research, Bloomberg, Portfolio Management, Equities, Asset Management, Emerging Markets, Industry Analysis, Financial Analysis, Quantitative Analysis, Valuation, Due Diligence, Risk Management, Public Speaking, Forecasting, Equity Research, Trading, Hedge Funds, Investments, Competitive Analysis, Start-ups, Finance, Asset Managment
Education
University of Denver - Daniels College of Business 2007 — 2009
Master of Business Administration & Master of Science in Finance, Business, Finance
Davidson College 2003 — 2007
Bachelors of Art, Economics, Political Science
Donald Hicks Donald Hicks's Smith Barney Experience September 2007 - August 2008
Job Sr. Manager Strategic Finance Real Estate at Walmart
Industry Retail
Experience
Walmart November 2014 - Present
Walmart August 2012 - November 2014
Cornell University August 2010 - June 2012
CSX Transportation July 2011 - August 2011
Merrill Lynch August 2008 - July 2010
Smith Barney September 2007 - August 2008
Roger J. Grant CPA January 2006 - August 2007
United States Marine Corps January 2000 - January 2006
ACD USA 2001 - 2003
LDS Church December 1996 - December 1998
Skills
Financial Modeling, Financial Analysis, Corporate Finance, Financial Planning, Investments, Asset Management, Valuation, Portfolio Management, Business Strategy, Analysis, Due Diligence, Strategic Financial..., Finance, Asset Managment, Strategic Planning, Analytics, Investment Banking, Risk Management, Private Equity, Forecasting, Strategy, Financial Reporting, Managerial Finance, Leadership, SQL, Databases
Education
Cornell University - Johnson Graduate School of Management 2010 — 2012
MBA, Finance
CALIFORNIA STATE UNIVERSITY 2007 — 2008
Bachelor of Science, Dual Degree: Business Administration - Finance and Computer Information Systems (CIS)
Wylie High School 1993 — 1996
High School Diploma, General Education
Walmart November 2014 - Present
Walmart August 2012 - November 2014
Cornell University August 2010 - June 2012
CSX Transportation July 2011 - August 2011
Merrill Lynch August 2008 - July 2010
Smith Barney September 2007 - August 2008
Roger J. Grant CPA January 2006 - August 2007
United States Marine Corps January 2000 - January 2006
ACD USA 2001 - 2003
LDS Church December 1996 - December 1998
Skills
Financial Modeling, Financial Analysis, Corporate Finance, Financial Planning, Investments, Asset Management, Valuation, Portfolio Management, Business Strategy, Analysis, Due Diligence, Strategic Financial..., Finance, Asset Managment, Strategic Planning, Analytics, Investment Banking, Risk Management, Private Equity, Forecasting, Strategy, Financial Reporting, Managerial Finance, Leadership, SQL, Databases
Education
Cornell University - Johnson Graduate School of Management 2010 — 2012
MBA, Finance
CALIFORNIA STATE UNIVERSITY 2007 — 2008
Bachelor of Science, Dual Degree: Business Administration - Finance and Computer Information Systems (CIS)
Wylie High School 1993 — 1996
High School Diploma, General Education
Danny Prostrollo Danny Prostrollo's Smith Barney Experience 2007 - 2007
Job Registered Representative Licensed in South Dakota and Texas at Lincoln Financial Securities Corp. (member SIPC)
Industry Philanthropy
Experience
Lincoln Financial Securities Corp. (member SIPC) September 2014 - Present
Private Gift Annuity.Com October 2010 - Present
Planto Roe Financial Services June 2008 - October 2010
Planto Roe Financial Services 2008 - 2009
Citibank India's US banking portfolio May 1999 - August 2007
Citicorp Investment Services August 1996 - July 2007
Smith Barney 2007 - 2007
Citibank 1994 - 2007
Citigroup 1994 - 2007
Citibank India May 2003 - May 2005
Skills
Team Building, Start-ups, Finance, Strategy, Risk Management, New Business Development, Management, Auditing, Customer Service, Leadership, Temporary Placement, Strategic Planning, Customer Retention, Portfolio Management, Financial Services, Competitive Analysis, Budgets, Banking, Performance Management, Business Planning, Series 7, Training, Financial Analysis
Education
Dakota State University 1980 — 1981
Psychology
South Dakota State University 1972 — 1973
Mechanical Engineering
Madison High School
Lincoln Financial Securities Corp. (member SIPC) September 2014 - Present
Private Gift Annuity.Com October 2010 - Present
Planto Roe Financial Services June 2008 - October 2010
Planto Roe Financial Services 2008 - 2009
Citibank India's US banking portfolio May 1999 - August 2007
Citicorp Investment Services August 1996 - July 2007
Smith Barney 2007 - 2007
Citibank 1994 - 2007
Citigroup 1994 - 2007
Citibank India May 2003 - May 2005
Skills
Team Building, Start-ups, Finance, Strategy, Risk Management, New Business Development, Management, Auditing, Customer Service, Leadership, Temporary Placement, Strategic Planning, Customer Retention, Portfolio Management, Financial Services, Competitive Analysis, Budgets, Banking, Performance Management, Business Planning, Series 7, Training, Financial Analysis
Education
Dakota State University 1980 — 1981
Psychology
South Dakota State University 1972 — 1973
Mechanical Engineering
Madison High School
Sharon Dauk Sharon Dauk's Smith Barney Experience 1984 - 1987
Job President, Sharon M. Dauk Coaching, LLC
Industry Professional Training & Coaching
Experience
Sharon M. Dauk Coaching, LLC 2008 - Present
Merryck & Co. April 2009 - Present
Dauk/Wagner Investments, LLC January 1994 - Present
Student Agencies, Inc. 1987 - Present
Dotmenu, Inc. 2004 - August 2011
Morgan Stanley August 1989 - September 1992
Student Agencies, Inc. 1987 - 1989
Smith Barney 1984 - 1987
Education
Cornell University - S.C. Johnson Graduate School of Management 1987 — 1989
Master of Business Administration (MBA)
Columbia University - Columbia Business School 2008 — 2009
Advanced Certification, Executive and Organizational Coaching
University of Southern California 1978 — 1982
BS, Business-Entrepreneurial Studies
Sharon M. Dauk Coaching, LLC 2008 - Present
Merryck & Co. April 2009 - Present
Dauk/Wagner Investments, LLC January 1994 - Present
Student Agencies, Inc. 1987 - Present
Dotmenu, Inc. 2004 - August 2011
Morgan Stanley August 1989 - September 1992
Student Agencies, Inc. 1987 - 1989
Smith Barney 1984 - 1987
Education
Cornell University - S.C. Johnson Graduate School of Management 1987 — 1989
Master of Business Administration (MBA)
Columbia University - Columbia Business School 2008 — 2009
Advanced Certification, Executive and Organizational Coaching
University of Southern California 1978 — 1982
BS, Business-Entrepreneurial Studies
Terry Watkins Terry Watkins's Smith Barney Experience January 2000 - January 2004
Job Registered Sales Assistant | Chartered Retirement Planning Counselor
Industry Financial Services
Experience
Stephens Inc January 2011 - Present
Morgan Stanley Smith Barney October 2008 - January 2011
Morgan Stanley Smith Barney September 2004 - October 2008
Smith Barney January 2000 - January 2004
Banc of America Investment Services January 1991 - January 2000
Olympic Bank 1977 - 1987
Education
Everett Community College
Accounting
Danville Community College
Accounting
Stephens Inc January 2011 - Present
Morgan Stanley Smith Barney October 2008 - January 2011
Morgan Stanley Smith Barney September 2004 - October 2008
Smith Barney January 2000 - January 2004
Banc of America Investment Services January 1991 - January 2000
Olympic Bank 1977 - 1987
Education
Everett Community College
Accounting
Danville Community College
Accounting
Daniel Sauerhaft Daniel Sauerhaft's Smith Barney Experience January 1988 - July 1992
Job Chairman of iCopyright
Industry Investment Banking
Experience
iCopyright September 2007 - Present
Vayro Corporation April 2007 - Present
Societe Generale August 1992 - April 2007
Smith Barney January 1988 - July 1992
Federal Home Loan Bank Board October 1984 - August 1987
Skills
Investment Banking, Derivatives, Structured Products
Education
Columbia University - Columbia Business School 1986 — 1987
MBA, Finance
Oberlin College 1980 — 1984
BA, Government, Economics
iCopyright September 2007 - Present
Vayro Corporation April 2007 - Present
Societe Generale August 1992 - April 2007
Smith Barney January 1988 - July 1992
Federal Home Loan Bank Board October 1984 - August 1987
Skills
Investment Banking, Derivatives, Structured Products
Education
Columbia University - Columbia Business School 1986 — 1987
MBA, Finance
Oberlin College 1980 — 1984
BA, Government, Economics
Ro Pavlick Ro Pavlick's Smith Barney Experience 1975 - 1980
Job Senior Consultant at Lee Hecht Harrison
Industry Information Technology and Services
Experience
DBM 2008 - December 2012
Bluestone Advisors, LLC October 2007 - December 2012
Thomson Reuters April 1991 - April 2007
Thomson Reuters 1993 - 1997
Thomson Financial Services 1991 - 1993
ARTS (acquired by Reuters) March 1987 - January 1991
Client Tell (merged with ARTS) 1981 - March 1987
Smith Barney 1975 - 1980
Skills
Change Management, Executive Coaching, Strategic Planning, Coaching, Program Management, Process Improvement, Process Engineering, Leadership Development, Vendor Management, Organizational..., Product Development, Business Analysis, Business Strategy, Performance Management, New Business Development, Organizational..., Business Planning, Management, Business Development, Executive Management, Strategy, Project Management, Cross-functional Team..., Leadership, Marketing, Management Consulting, Human Resources, Project Portfolio..., Business Process, Recruiting, Business Process..., Mergers & Acquisitions, Organizational Design, Talent Management, Finance, Start-ups, Consulting, Business Transformation, CRM, Outsourcing, IT Strategy, Risk Management, Analysis, Professional Services, Financial Services, Governance, Analytics
Education
Columbia University in the City of New York 1992 — 1995
DBM 2008 - December 2012
Bluestone Advisors, LLC October 2007 - December 2012
Thomson Reuters April 1991 - April 2007
Thomson Reuters 1993 - 1997
Thomson Financial Services 1991 - 1993
ARTS (acquired by Reuters) March 1987 - January 1991
Client Tell (merged with ARTS) 1981 - March 1987
Smith Barney 1975 - 1980
Skills
Change Management, Executive Coaching, Strategic Planning, Coaching, Program Management, Process Improvement, Process Engineering, Leadership Development, Vendor Management, Organizational..., Product Development, Business Analysis, Business Strategy, Performance Management, New Business Development, Organizational..., Business Planning, Management, Business Development, Executive Management, Strategy, Project Management, Cross-functional Team..., Leadership, Marketing, Management Consulting, Human Resources, Project Portfolio..., Business Process, Recruiting, Business Process..., Mergers & Acquisitions, Organizational Design, Talent Management, Finance, Start-ups, Consulting, Business Transformation, CRM, Outsourcing, IT Strategy, Risk Management, Analysis, Professional Services, Financial Services, Governance, Analytics
Education
Columbia University in the City of New York 1992 — 1995
Howard Isaacson Howard Isaacson's Smith Barney Experience April 1999 - May 2003
Job President at Howard Isaacson, Inc.
Industry Financial Services
Experience
Hodges University, Johnson School of Business September 2015 - Present
Collier Child Care Resources, Inc July 2015 - Present
Howard Isaacson, Inc. March 2013 - Present
South Florida National Parks Trust 2010 - Present
CapitalRock Investments LLC March 2013 - April 2015
Merrill Lynch September 2007 - March 2013
UBS May 2003 - September 2007
SMITH BARNEY April 1999 - May 2003
Deloitte Central Europe May 1996 - February 1999
Delotte Slovenia April 1994 - May 1996
Skills
Investment Advisory, Strategic Financial..., Retirement Planning, Asset Managment, Tax, Finance, Investments, Portfolio Management, Securities, Financial Services, Equities
Education
Columbia University - Columbia Business School 1989 — 1991
MBA, Finance and International Management
State University of New York 1988 — 1988
Certified Public Accountant
Georgetown University - The McDonough School of Business 1982 — 1986
BSBA, Finance and Accounting, 3.73 of 4.0
Hodges University, Johnson School of Business September 2015 - Present
Collier Child Care Resources, Inc July 2015 - Present
Howard Isaacson, Inc. March 2013 - Present
South Florida National Parks Trust 2010 - Present
CapitalRock Investments LLC March 2013 - April 2015
Merrill Lynch September 2007 - March 2013
UBS May 2003 - September 2007
SMITH BARNEY April 1999 - May 2003
Deloitte Central Europe May 1996 - February 1999
Delotte Slovenia April 1994 - May 1996
Skills
Investment Advisory, Strategic Financial..., Retirement Planning, Asset Managment, Tax, Finance, Investments, Portfolio Management, Securities, Financial Services, Equities
Education
Columbia University - Columbia Business School 1989 — 1991
MBA, Finance and International Management
State University of New York 1988 — 1988
Certified Public Accountant
Georgetown University - The McDonough School of Business 1982 — 1986
BSBA, Finance and Accounting, 3.73 of 4.0
Holly Lignelli Holly Lignelli's Smith Barney Experience November 2005 - October 2006
Job Account Analyst Leader
Industry Internet
Experience
LinkedIn January 2015 - Present
LinkedIn January 2011 - Present
LinkedIn January 2013 - December 2014
LinkedIn January 2012 - December 2012
LinkedIn October 2010 - December 2011
Women & Co., Citi January 2009 - October 2010
Women & Co., Citi October 2006 - January 2009
Smith Barney November 2005 - October 2006
Merrill Lynch April 2001 - November 2005
Salomon Smith Barney July 1999 - April 2001
Skills
Recruiting, Social Media, Cross-functional Team..., Employer Branding, Sourcing, Talent Management, Recruitment Advertising, Salesforce.com, Relationship Cultivation, New Business Development, Advisor, Relationship Management, Temporary Placement, Marketing Communications, Business Planning, Awesomeness, Sales, Recruitment Technology, Staffing Industry, Creative Sourcing, Consultative Selling, Selling, Talent Acquisition, Spreadsheets, Microsoft Excel, Hugs, CRM, Account Management
Education
Rutgers University-New Brunswick 1993 — 1997
BA, Psychology
Columbia University in the City of New York 1998 — 1999
master's coursework in Social Work
Chicago School of Professional Psychology 2004 — 2005
doctoral coursework in Clinical Psychology
LinkedIn January 2015 - Present
LinkedIn January 2011 - Present
LinkedIn January 2013 - December 2014
LinkedIn January 2012 - December 2012
LinkedIn October 2010 - December 2011
Women & Co., Citi January 2009 - October 2010
Women & Co., Citi October 2006 - January 2009
Smith Barney November 2005 - October 2006
Merrill Lynch April 2001 - November 2005
Salomon Smith Barney July 1999 - April 2001
Skills
Recruiting, Social Media, Cross-functional Team..., Employer Branding, Sourcing, Talent Management, Recruitment Advertising, Salesforce.com, Relationship Cultivation, New Business Development, Advisor, Relationship Management, Temporary Placement, Marketing Communications, Business Planning, Awesomeness, Sales, Recruitment Technology, Staffing Industry, Creative Sourcing, Consultative Selling, Selling, Talent Acquisition, Spreadsheets, Microsoft Excel, Hugs, CRM, Account Management
Education
Rutgers University-New Brunswick 1993 — 1997
BA, Psychology
Columbia University in the City of New York 1998 — 1999
master's coursework in Social Work
Chicago School of Professional Psychology 2004 — 2005
doctoral coursework in Clinical Psychology
Marie Josette Joseph's Smith Barney Experience 2007 - 2007
Job Associate at HPM Partners
Industry Marketing and Advertising
Experience
HPM Partners August 2010 - Present
Macy's Merchandising Group 2008 - 2009
Smith Barney 2007 - 2007
Citigroup 2006 - 2006
Center for Japanese Economy & Business 2005 - 2006
Skills
Research, Marketing, Competitive Analysis, Strategy, Management, Analysis, Finance, Newsletters, Strategic Planning, Mergers & Acquisitions, Recruiting, Investments, Microsoft Office, CRM, Microsoft Excel, PowerPoint
Education
New York University 2011 — 2012
School of Continuing and Professional Studies, Graphic and Marketing Communications
Columbia University in the City of New York 2004 — 2008
Bachelor's Degree, Political Science, Human Rights
HPM Partners August 2010 - Present
Macy's Merchandising Group 2008 - 2009
Smith Barney 2007 - 2007
Citigroup 2006 - 2006
Center for Japanese Economy & Business 2005 - 2006
Skills
Research, Marketing, Competitive Analysis, Strategy, Management, Analysis, Finance, Newsletters, Strategic Planning, Mergers & Acquisitions, Recruiting, Investments, Microsoft Office, CRM, Microsoft Excel, PowerPoint
Education
New York University 2011 — 2012
School of Continuing and Professional Studies, Graphic and Marketing Communications
Columbia University in the City of New York 2004 — 2008
Bachelor's Degree, Political Science, Human Rights
Stu Homan's Smith Barney Experience May 2006 - July 2006
Job Manager of Domain Operations
Industry Internet
Experience
MarkMonitor, part of Thomson Reuters December 2012 - Present
MarkMonitor December 2011 - Present
MarkMonitor, part of Thomson Reuters December 2011 - December 2012
Institut jazykového vzdělávání (IJV) April 2011 - October 2011
Cintas March 2010 - March 2011
Cintas August 2009 - March 2010
Cintas July 2007 - July 2009
SMITH BARNEY May 2006 - July 2006
Skills
Sales, Sales Operations, Sales Management, Program Management, Management
Education
Cornell University 2004 — 2007
Bachelor of Science, Policy Analysis and Management
Cornell University 2003 — 2007
Policy Analysis and Management
MarkMonitor, part of Thomson Reuters December 2012 - Present
MarkMonitor December 2011 - Present
MarkMonitor, part of Thomson Reuters December 2011 - December 2012
Institut jazykového vzdělávání (IJV) April 2011 - October 2011
Cintas March 2010 - March 2011
Cintas August 2009 - March 2010
Cintas July 2007 - July 2009
SMITH BARNEY May 2006 - July 2006
Skills
Sales, Sales Operations, Sales Management, Program Management, Management
Education
Cornell University 2004 — 2007
Bachelor of Science, Policy Analysis and Management
Cornell University 2003 — 2007
Policy Analysis and Management
Paul Galant Paul Galant's Smith Barney Experience January 1995 - February 1997
Job CEO Verifone Systems
Industry Financial Services
Experience
Verifone October 2013 - Present
Citi November 2010 - September 2013
Citi March 2008 - November 2010
Citi January 2006 - March 2008
Citi June 2002 - January 2006
Citi November 2000 - June 2002
Donaldson, Lufkin & Jenrette March 1997 - November 2000
Smith Barney January 1995 - February 1997
CS First Boston October 1990 - January 1995
Education
Cornell University 1986 — 1990
Bachelor of Science (BS), Economics
Verifone October 2013 - Present
Citi November 2010 - September 2013
Citi March 2008 - November 2010
Citi January 2006 - March 2008
Citi June 2002 - January 2006
Citi November 2000 - June 2002
Donaldson, Lufkin & Jenrette March 1997 - November 2000
Smith Barney January 1995 - February 1997
CS First Boston October 1990 - January 1995
Education
Cornell University 1986 — 1990
Bachelor of Science (BS), Economics
Mahta Ghahramani's Smith Barney Experience 2006 - August 2011
Job Financial Advisor at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors August 2015 - Present
Merrill Lynch 2011 - Present
Smith Barney 2006 - August 2011
Citi Smith Barney 2006 - 2009
PIC 2005 - 2006
ETG January 2001 - September 2005
Skills
Investments, Asset Managment, Portfolio Management, Alternative Investments, Asset Allocation, Hedge Funds, Strategic Financial..., Retirement Planning, Investment Strategies, Series 63, Risk Management, Options, Estate Planning, Insurance, Derivatives, Series 7, Wealth, Financial Advisory, Finance, Mutual Funds, Equities
Education
Columbia University in the City of New York
English Language and Literature/Letters
Stevens Institute of Technology
Master of Science (MS), Management Information Systems, Finance
Wells Fargo Advisors August 2015 - Present
Merrill Lynch 2011 - Present
Smith Barney 2006 - August 2011
Citi Smith Barney 2006 - 2009
PIC 2005 - 2006
ETG January 2001 - September 2005
Skills
Investments, Asset Managment, Portfolio Management, Alternative Investments, Asset Allocation, Hedge Funds, Strategic Financial..., Retirement Planning, Investment Strategies, Series 63, Risk Management, Options, Estate Planning, Insurance, Derivatives, Series 7, Wealth, Financial Advisory, Finance, Mutual Funds, Equities
Education
Columbia University in the City of New York
English Language and Literature/Letters
Stevens Institute of Technology
Master of Science (MS), Management Information Systems, Finance
Joshua C. Lockwood's Smith Barney Experience June 2003 - June 2004
Job Managing Director, Ouroboros Asset Management; Board of Directors, Channel Energy Services and Horizon Energy Partners
Industry Investment Banking
Experience
Ouroboros Asset Management, LLC January 2014 - Present
Channel Energy Services LLC June 2014 - Present
Horizon Energy Partners February 2014 - Present
Horizon Energy Partners (Formerly Deal Energy Resources) January 2013 - Present
Lockwood Holdings Company LTD December 2011 - January 2014
Charles Schwab Investment Advisory (CSIA) November 2012 - September 2013
Bank of America Merrill Lynch March 2010 - October 2012
United States Marine Corps June 2005 - June 2009
Smith Barney June 2003 - June 2004
Skills
Private Equity, Investment Banking, Mergers & Acquisitions, Asset Management, Financial Modeling, Private Placements, Strategic Planning, Corporate Development, Oil & Gas Industry, Energy, Petroleum, Capital Markets, Strategic Negotiations, Equity Research, Trading Systems, Commodity Risk..., Microsoft Excel, Contract Negotiation, Energy Industry, LBO, Equity Valuation, Equity Capital Markets, Leveraged Finance, Organizational..., Management, Mezzanine, Commodity Markets, Mining, Alternative Energy, Biofuels, Natural Resource..., Environmental Policy, Foreign Policy
Education
Cornell University
University of Denver - Daniels College of Business
Ouroboros Asset Management, LLC January 2014 - Present
Channel Energy Services LLC June 2014 - Present
Horizon Energy Partners February 2014 - Present
Horizon Energy Partners (Formerly Deal Energy Resources) January 2013 - Present
Lockwood Holdings Company LTD December 2011 - January 2014
Charles Schwab Investment Advisory (CSIA) November 2012 - September 2013
Bank of America Merrill Lynch March 2010 - October 2012
United States Marine Corps June 2005 - June 2009
Smith Barney June 2003 - June 2004
Skills
Private Equity, Investment Banking, Mergers & Acquisitions, Asset Management, Financial Modeling, Private Placements, Strategic Planning, Corporate Development, Oil & Gas Industry, Energy, Petroleum, Capital Markets, Strategic Negotiations, Equity Research, Trading Systems, Commodity Risk..., Microsoft Excel, Contract Negotiation, Energy Industry, LBO, Equity Valuation, Equity Capital Markets, Leveraged Finance, Organizational..., Management, Mezzanine, Commodity Markets, Mining, Alternative Energy, Biofuels, Natural Resource..., Environmental Policy, Foreign Policy
Education
Cornell University
University of Denver - Daniels College of Business
Richard J. Calhoun, Jr. Richard J. Calhoun, Jr.'s Smith Barney Experience June 1998 - November 2007
Job Managing Director, Innovation | Growth at Wells Fargo Advisors Financial Network (FiNet)
Industry Financial Services
Experience
Wells Fargo Advisors (FiNet) October 2013 - Present
Wells Fargo Advisors, LLC February 2008 - October 2013
Smith Barney June 1998 - November 2007
Legg Mason 1996 - 1998
Merrill Lynch 1992 - 1996
The Rubenstein Company 1988 - 1992
Skills
Start-ups, Finance, Sales, Series 7, Series 63, Wealth Management, Securities, Mutual Funds, Real Estate Development, Alternative Investments, Asset Allocation, Investments, Retirement Planning, Asset Management, Portfolio Management, Investment Advisory, Equities, FINRA, Fixed Income, Strategic Financial..., Consulting, Financial Planning, Investment Strategies, Management, Leadership, New Business Development, Sales Management, Series 24, Series 65, Wealth Management...
Education
Cornell University 1984 — 1988
Bachelor of Science, Industrial Labor Relations
Wells Fargo Advisors (FiNet) October 2013 - Present
Wells Fargo Advisors, LLC February 2008 - October 2013
Smith Barney June 1998 - November 2007
Legg Mason 1996 - 1998
Merrill Lynch 1992 - 1996
The Rubenstein Company 1988 - 1992
Skills
Start-ups, Finance, Sales, Series 7, Series 63, Wealth Management, Securities, Mutual Funds, Real Estate Development, Alternative Investments, Asset Allocation, Investments, Retirement Planning, Asset Management, Portfolio Management, Investment Advisory, Equities, FINRA, Fixed Income, Strategic Financial..., Consulting, Financial Planning, Investment Strategies, Management, Leadership, New Business Development, Sales Management, Series 24, Series 65, Wealth Management...
Education
Cornell University 1984 — 1988
Bachelor of Science, Industrial Labor Relations
Chad Humphrey's Smith Barney Experience September 2000 - December 2006
Job Program, Process and Change Management Leader Collaborating for Success
Industry Hospital & Health Care
Experience
A&K Global Health August 2013 - Present
US Army February 2007 - August 2013
Smith Barney September 2000 - December 2006
Skills
Military, Operations Management, Project Management, Leadership, Six Sigma, Military Operations, DoD, Operational Planning, Risk Management, Program Management, Management, Process Improvement, Strategic Planning
Education
University of Missouri-Rolla 2011 — 2011
Master of Science (M.S.), Engineering Management, 3.9
Concordia University-Austin 2003 — 2005
Bachelor of Business Administration (BBA), Finance, General, 3.5
A&K Global Health August 2013 - Present
US Army February 2007 - August 2013
Smith Barney September 2000 - December 2006
Skills
Military, Operations Management, Project Management, Leadership, Six Sigma, Military Operations, DoD, Operational Planning, Risk Management, Program Management, Management, Process Improvement, Strategic Planning
Education
University of Missouri-Rolla 2011 — 2011
Master of Science (M.S.), Engineering Management, 3.9
Concordia University-Austin 2003 — 2005
Bachelor of Business Administration (BBA), Finance, General, 3.5
Harry Seymour Harry Seymour's Smith Barney Experience April 2001 - April 2005
Job Regional Vice President at Columbia Threadneedle Investments, US
Industry Investment Management
Experience
Columbia Threadneedle Investments, US August 2007 - Present
Legg Mason June 2005 - August 2007
SMITH BARNEY April 2001 - April 2005
SMITH BARNEY October 1999 - April 2001
Skills
Investments, Series 7, Mutual Funds, Alternative Investments, Wealth Management, Separately Managed..., Asset Allocation, 401k, Asset Management, Financial Services, Retirement Planning, Equities, Portfolio Management, Investment Strategies, Investment Advisory, Fixed Income, Retirement, Sales, Series 66
Education
Columbia University in the City of New York 1993 — 1997
Bachelor of Arts (B.A.), Political Science and Government
Columbia Threadneedle Investments, US August 2007 - Present
Legg Mason June 2005 - August 2007
SMITH BARNEY April 2001 - April 2005
SMITH BARNEY October 1999 - April 2001
Skills
Investments, Series 7, Mutual Funds, Alternative Investments, Wealth Management, Separately Managed..., Asset Allocation, 401k, Asset Management, Financial Services, Retirement Planning, Equities, Portfolio Management, Investment Strategies, Investment Advisory, Fixed Income, Retirement, Sales, Series 66
Education
Columbia University in the City of New York 1993 — 1997
Bachelor of Arts (B.A.), Political Science and Government
Fred Floberg Fred Floberg's Smith Barney Experience 1981 - 1989
Job Investment Banker at The Chicago Corporation
Industry Financial Services
Experience
The Chicago Corporation January 2010 - Present
Focus LLC 2007 - 2010
Heller Financial/ GE Capital April 2000 - January 2002
ABN AMRO March 1997 - January 2001
The Chicago Corporation February 1993 - January 2000
First National Bank of Chicago February 1989 - February 1993
Smith Barney 1981 - 1989
Chadwell & Kayser March 1975 - March 1981
US Navy September 1971 - February 1975
Skills
Investment Banking, Mergers, Capital Raises, Divestitures, Adquisitions, Recapitalizations
Education
The University of Chicago Booth School of Business 1975 — 1979
MBA, Finance
Northwestern University School of Law 1968 — 1971
JD, Law
Dartmouth College 1964 — 1968
BA, English
The Chicago Corporation January 2010 - Present
Focus LLC 2007 - 2010
Heller Financial/ GE Capital April 2000 - January 2002
ABN AMRO March 1997 - January 2001
The Chicago Corporation February 1993 - January 2000
First National Bank of Chicago February 1989 - February 1993
Smith Barney 1981 - 1989
Chadwell & Kayser March 1975 - March 1981
US Navy September 1971 - February 1975
Skills
Investment Banking, Mergers, Capital Raises, Divestitures, Adquisitions, Recapitalizations
Education
The University of Chicago Booth School of Business 1975 — 1979
MBA, Finance
Northwestern University School of Law 1968 — 1971
JD, Law
Dartmouth College 1964 — 1968
BA, English
David Aaron David Aaron's Smith Barney Experience July 2006 - August 2006
Job The Blackstone Group
Industry Financial Services
Experience
The Blackstone Group April 2015 - Present
Morgan Stanley October 2012 - April 2015
Royal Bank of Scotland December 2010 - October 2012
Royal Bank of Scotland 2010 - October 2012
J.P. Morgan February 2008 - January 2009
Smith Barney July 2006 - August 2006
Skills
Analysis, Financial Risk, Due Diligence, Financial Reporting, Accounting, Structured Products, Internal Audit, Structured Finance, Management, Equity Derivatives, Financial Markets, Process Improvement, Options, FX Options, Credit, Vendor Management, Bonds, Hedge Funds, Policy, Account Reconciliation, Trading Systems, Swaps, Capital Markets, Fixed Income, Equities, Financial Analysis, Mutual Funds, Derivatives, Finance, Financial Modeling, Bloomberg, Investments, Risk Management, Valuation, Securities, Financial Services
Education
Cornell University
Bachelor of Science (B.S.), Finance, General
The Blackstone Group April 2015 - Present
Morgan Stanley October 2012 - April 2015
Royal Bank of Scotland December 2010 - October 2012
Royal Bank of Scotland 2010 - October 2012
J.P. Morgan February 2008 - January 2009
Smith Barney July 2006 - August 2006
Skills
Analysis, Financial Risk, Due Diligence, Financial Reporting, Accounting, Structured Products, Internal Audit, Structured Finance, Management, Equity Derivatives, Financial Markets, Process Improvement, Options, FX Options, Credit, Vendor Management, Bonds, Hedge Funds, Policy, Account Reconciliation, Trading Systems, Swaps, Capital Markets, Fixed Income, Equities, Financial Analysis, Mutual Funds, Derivatives, Finance, Financial Modeling, Bloomberg, Investments, Risk Management, Valuation, Securities, Financial Services
Education
Cornell University
Bachelor of Science (B.S.), Finance, General
Margie Foreman Margie Foreman's Smith Barney Experience 1990 - 1996
Job Librarian Cedar Grove Community Church
Industry Libraries
Experience
Livermore Valley Charter School August 2007 - June 2010
Smith Barney 1990 - 1996
Anacomp/Xidex 1986 - 1989
Skills
Collection Development, Cataloging, Library, Library Science, Library Instruction, Library Management, Library Research, Public Speaking, Customer Service, Information Literacy, Microsoft Word, Virtual Reference, Electronic Resources, Data Entry
Education
Cuesta College 2008 — 2010
AS, Library / Information Technology
Las Positas College 2008 — 2011
General Education
West Valley College 1983 — 1984
General Education
Livermore Valley Charter School August 2007 - June 2010
Smith Barney 1990 - 1996
Anacomp/Xidex 1986 - 1989
Skills
Collection Development, Cataloging, Library, Library Science, Library Instruction, Library Management, Library Research, Public Speaking, Customer Service, Information Literacy, Microsoft Word, Virtual Reference, Electronic Resources, Data Entry
Education
Cuesta College 2008 — 2010
AS, Library / Information Technology
Las Positas College 2008 — 2011
General Education
West Valley College 1983 — 1984
General Education
Sally Reif Sally Reif's Smith Barney Experience June 2001 - March 2003
Job Assistant Center Manager at CSL Plasma in Tulsa.
Industry Pharmaceuticals
Experience
CSL September 2015 - Present
Guardsman - United States Air Force June 2007 - Present
Rockwood Shutters February 2015 - September 2015
Panorama Consulting Solutions June 2014 - December 2014
PDCA August 2010 - October 2011
Yellowbook May 2008 - January 2010
Society for Mining, Metallurgy, and Exploration August 2007 - May 2008
Clear Creek Tourism Bureau May 2006 - August 2007
The Schwan Food Company August 2004 - December 2005
Smith Barney June 2001 - March 2003
Skills
Nonprofits, Sales, Editing, Project Management, Leadership Development, Team Leadership, Air Force, Analysis, Proposal Writing, Time Management, Research, Budgets, Public Speaking, Marketing, Woodworking, New Business Development, Healthcare, Microsoft Excel, Management, PDCA, Team Building, Strategic Planning, Microsoft Office, Construction, Carpentry, Social Media, Renovation, Software Documentation, Customer Service, Microsoft Word, Leadership, Adobe Acrobat, Training, Residential Homes, Contractors, Painting, Blogging, Entrepreneurship, Project Planning, Social Networking, Fundraising, Business Development, Strategy, Quality Assurance, Advertising, CRM, Marketing Strategy, Networking, Program Management, Contract Negotiation
Education
Arizona State University 2010 — 2013
Bachelor of Science (BS), Technical Communications, 3.24
Community College of the Air Force 2008 — 2014
Certification, Human Resources Management/Personnel Administration, General, E-4
Community College of the Air Force 2012 — 2014
Certification, Health/Health Care Administration/Management, E-4
Golden High School 1984 — 1987
Diploma, Computer Graphics
CSL September 2015 - Present
Guardsman - United States Air Force June 2007 - Present
Rockwood Shutters February 2015 - September 2015
Panorama Consulting Solutions June 2014 - December 2014
PDCA August 2010 - October 2011
Yellowbook May 2008 - January 2010
Society for Mining, Metallurgy, and Exploration August 2007 - May 2008
Clear Creek Tourism Bureau May 2006 - August 2007
The Schwan Food Company August 2004 - December 2005
Smith Barney June 2001 - March 2003
Skills
Nonprofits, Sales, Editing, Project Management, Leadership Development, Team Leadership, Air Force, Analysis, Proposal Writing, Time Management, Research, Budgets, Public Speaking, Marketing, Woodworking, New Business Development, Healthcare, Microsoft Excel, Management, PDCA, Team Building, Strategic Planning, Microsoft Office, Construction, Carpentry, Social Media, Renovation, Software Documentation, Customer Service, Microsoft Word, Leadership, Adobe Acrobat, Training, Residential Homes, Contractors, Painting, Blogging, Entrepreneurship, Project Planning, Social Networking, Fundraising, Business Development, Strategy, Quality Assurance, Advertising, CRM, Marketing Strategy, Networking, Program Management, Contract Negotiation
Education
Arizona State University 2010 — 2013
Bachelor of Science (BS), Technical Communications, 3.24
Community College of the Air Force 2008 — 2014
Certification, Human Resources Management/Personnel Administration, General, E-4
Community College of the Air Force 2012 — 2014
Certification, Health/Health Care Administration/Management, E-4
Golden High School 1984 — 1987
Diploma, Computer Graphics
Elana Lieberman Elana Lieberman's Smith Barney Experience 1998 - 2005
Job Principal at ELM Advisors, LLC
Industry Financial Services
Experience
ELM Advisors, LLC 2005 - Present
Smith Barney 1998 - 2005
Catholic Charities/Lenders for Community Development 1996 - 1998
Wells Fargo 1995 - 1996
Sanford C. Bernstein 1990 - 1994
Investor Responsibility Research Center (IRRC) Institute 1988 - 1990
Education
Cornell University 1984 — 1988
B.A. Government
Castilleja School 1979 — 1984
ELM Advisors, LLC 2005 - Present
Smith Barney 1998 - 2005
Catholic Charities/Lenders for Community Development 1996 - 1998
Wells Fargo 1995 - 1996
Sanford C. Bernstein 1990 - 1994
Investor Responsibility Research Center (IRRC) Institute 1988 - 1990
Education
Cornell University 1984 — 1988
B.A. Government
Castilleja School 1979 — 1984
Randall Hess Randall Hess's Smith Barney Experience January 1982 - October 2003
Job Management and Software Consulting / Automating your business and marketing plan's implementation
Industry Information Technology and Services
Experience
Keystone Solutions, LLC. April 2010 - Present
QA3 Financial Group April 2008 - October 2010
QA3 Financial Corp October 2003 - April 2008
Smith Barney January 1982 - October 2003
Prudential Insurance Company January 1972 - January 1982
Skills
SharePoint Designer, Cloud Applications, Integration, Software Design, Software Development, Management, Software Project..., Management Consulting, Collaborative Innovation, Relationship Management, Collaborative Problem..., Software Documentation, Executive Management, SharePoint, Start-ups, Cloud Computing, Business Planning..., Sales Management, Sales Presentations, Strategy, Analysis, Project Planning, Sales, Cross-functional Team...
Education
Creighton University 1972 — 1975
MA, International Relations
University of Nebraska at Omaha 1970 — 1972
Bachelor's degree, International Relations and Affairs
Keystone Solutions, LLC. April 2010 - Present
QA3 Financial Group April 2008 - October 2010
QA3 Financial Corp October 2003 - April 2008
Smith Barney January 1982 - October 2003
Prudential Insurance Company January 1972 - January 1982
Skills
SharePoint Designer, Cloud Applications, Integration, Software Design, Software Development, Management, Software Project..., Management Consulting, Collaborative Innovation, Relationship Management, Collaborative Problem..., Software Documentation, Executive Management, SharePoint, Start-ups, Cloud Computing, Business Planning..., Sales Management, Sales Presentations, Strategy, Analysis, Project Planning, Sales, Cross-functional Team...
Education
Creighton University 1972 — 1975
MA, International Relations
University of Nebraska at Omaha 1970 — 1972
Bachelor's degree, International Relations and Affairs
Matthew Weatherley-White's Smith Barney Experience April 1993 - August 2005
Job Managing Director, CoFounder The CAPROCK Group
Industry Financial Services
Experience
The CAPROCK Group August 2005 - Present
Huntington Capital January 2014 - Present
Surya Capital July 2012 - Present
TriLinc Global July 2012 - Present
The Lee Pesky Learning Center 1997 - Present
Recovery Science and Technology, LLC September 2008 - Present
Smith Barney April 1993 - August 2005
Skills
Asset Allocation, Private Equity, Portfolio Management, Investments, Wealth Management, Impact Investing, Strategy, Competitive Analysis, Finance, Entrepreneurship, Coaching, Financial Services, Emerging Markets, Alternative Investments, Management, Venture Capital, Start-ups
Education
Dartmouth College 1982 — 1987
Bachelor of Arts (B.A.)
Phillips Academy Andover 1979 — 1982
Prep School
The CAPROCK Group August 2005 - Present
Huntington Capital January 2014 - Present
Surya Capital July 2012 - Present
TriLinc Global July 2012 - Present
The Lee Pesky Learning Center 1997 - Present
Recovery Science and Technology, LLC September 2008 - Present
Smith Barney April 1993 - August 2005
Skills
Asset Allocation, Private Equity, Portfolio Management, Investments, Wealth Management, Impact Investing, Strategy, Competitive Analysis, Finance, Entrepreneurship, Coaching, Financial Services, Emerging Markets, Alternative Investments, Management, Venture Capital, Start-ups
Education
Dartmouth College 1982 — 1987
Bachelor of Arts (B.A.)
Phillips Academy Andover 1979 — 1982
Prep School
Daniel Doerr Daniel Doerr's Smith Barney Experience 1984 - 2005
Job Complex Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2007 - Present
Smith Barney 1984 - 2005
Education
Creighton University
Wells Fargo Advisors, LLC May 2007 - Present
Smith Barney 1984 - 2005
Education
Creighton University
John Jack B. Kelly John Jack B. Kelly's Smith Barney Experience February 2006 - March 2009
Job Managing Director at J.P. Morgan Securities
Industry Financial Services
Experience
J.P. Morgan Securities March 2009 - Present
Smith Barney February 2006 - March 2009
Legg Mason March 2003 - February 2006
Prudential Financial July 1989 - March 2003
Thomson McKinnon Securities 1968 - 1989
Skills
Portfolio Management, Wealth Management, Securities
Education
Cornell University
Bachelor's degree, Economics
J.P. Morgan Securities March 2009 - Present
Smith Barney February 2006 - March 2009
Legg Mason March 2003 - February 2006
Prudential Financial July 1989 - March 2003
Thomson McKinnon Securities 1968 - 1989
Skills
Portfolio Management, Wealth Management, Securities
Education
Cornell University
Bachelor's degree, Economics
James Merkin James Merkin's Smith Barney Experience 1993 - 1997
Job DIrector of Technology
Industry Computer Software
Experience
Clinton Housing Development Company March 2014 - Present
Self Employed November 2008 - February 2014
The Brooklyn Hospital Center 2014 - 2014
DQS Software, LLC 2007 - 2008
Technical Strategies 2002 - 2006
BroadVision 2000 - 2001
BroadVision 1998 - 2000
John Hancock 1997 - 1998
Smith Barney 1993 - 1997
Education
Stanford University 2013 — 2013
Startup Engineering (online through Coursera), completed "With Distinction"
Columbia University 1988 — 1989
C Programming
New England Conservatory of Music 1977 — 1981
Music Composition
Marblehead High
Clinton Housing Development Company March 2014 - Present
Self Employed November 2008 - February 2014
The Brooklyn Hospital Center 2014 - 2014
DQS Software, LLC 2007 - 2008
Technical Strategies 2002 - 2006
BroadVision 2000 - 2001
BroadVision 1998 - 2000
John Hancock 1997 - 1998
Smith Barney 1993 - 1997
Education
Stanford University 2013 — 2013
Startup Engineering (online through Coursera), completed "With Distinction"
Columbia University 1988 — 1989
C Programming
New England Conservatory of Music 1977 — 1981
Music Composition
Marblehead High
Kunal Malkani Kunal Malkani's Smith Barney Experience June 2008 - August 2008
Job
Industry
Experience
McKinsey & Company December 2010 - March 2011
Goldman Sachs April 2010 - April 2010
Food Marketing Institute June 2009 - August 2009
Smith Barney June 2008 - August 2008
Education
Dartmouth College 2008 — 2012
Bachelors of Arts, Government, Economics
Horace Mann
McKinsey & Company December 2010 - March 2011
Goldman Sachs April 2010 - April 2010
Food Marketing Institute June 2009 - August 2009
Smith Barney June 2008 - August 2008
Education
Dartmouth College 2008 — 2012
Bachelors of Arts, Government, Economics
Horace Mann
Brad Myers Brad Myers's Smith Barney Experience 1994 - 1996
Job Vice President, Sales at Sage
Industry Information Technology and Services
Experience
Sage October 2013 - Present
Sage July 2012 - September 2013
Stamppede June 2011 - June 2012
LRN 2009 - 2011
Corporate Executive Board 2006 - 2009
Callahan & Associates 2004 - 2006
A.T. Kearney 1999 - 2003
Smith Barney 1994 - 1996
WorldTeach 1992 - 1993
Skills
Sales, Strategy, Product Development, Cross-functional Team..., Marketing, Change Management, Leadership, CRM, Management, Go-to-market Strategy, Product Launch, Strategic Consulting, Program Management, Entrepreneurship, Salesforce.com, Business Analysis, Sales Enablement
Education
Columbia University - Columbia Business School 1997 — 1999
MBA, Finance and International Business
Columbia School of International and Public Affairs (SIPA) 1996 — 1998
MIA, International Economic Development
Northwestern University 1988 — 1992
BA, History and American Culture
Sage October 2013 - Present
Sage July 2012 - September 2013
Stamppede June 2011 - June 2012
LRN 2009 - 2011
Corporate Executive Board 2006 - 2009
Callahan & Associates 2004 - 2006
A.T. Kearney 1999 - 2003
Smith Barney 1994 - 1996
WorldTeach 1992 - 1993
Skills
Sales, Strategy, Product Development, Cross-functional Team..., Marketing, Change Management, Leadership, CRM, Management, Go-to-market Strategy, Product Launch, Strategic Consulting, Program Management, Entrepreneurship, Salesforce.com, Business Analysis, Sales Enablement
Education
Columbia University - Columbia Business School 1997 — 1999
MBA, Finance and International Business
Columbia School of International and Public Affairs (SIPA) 1996 — 1998
MIA, International Economic Development
Northwestern University 1988 — 1992
BA, History and American Culture
Jerry Olivetti Jerry Olivetti's Smith Barney Experience 1990 - 1998
Job President at Olivetti Capital
Industry Financial Services
Experience
Olivetti Capital 2002 - Present
Alex Brown 2001 - 2002
A.G. Edwards 1998 - 2001
Smith Barney 1990 - 1998
Skills
Business Development, Investment Banking, Strategic Planning, Risk Management, Entrepreneurship, Investments, Investment Strategies, New Business Development, Internal Communications, Sales, Strategy, Strategic Partnerships
Education
Connecticut College 1985 — 1989
Holderness School 1981 — 1985
Olivetti Capital 2002 - Present
Alex Brown 2001 - 2002
A.G. Edwards 1998 - 2001
Smith Barney 1990 - 1998
Skills
Business Development, Investment Banking, Strategic Planning, Risk Management, Entrepreneurship, Investments, Investment Strategies, New Business Development, Internal Communications, Sales, Strategy, Strategic Partnerships
Education
Connecticut College 1985 — 1989
Holderness School 1981 — 1985
Christopher Trebon Christopher Trebon's Smith Barney Experience August 2007 - February 2009
Job Key Account Manager at Nite Ize, Inc.
Industry Consumer Electronics
Experience
Nite Ize, Inc. August 2015 - Present
OtterBox August 2012 - July 2015
OtterBox July 2010 - August 2012
OtterBox August 2009 - July 2010
Smith Barney August 2007 - February 2009
D.A. Davidson & Co. July 2006 - August 2007
Smith Barney August 2003 - July 2006
Skills
Business Development, Training, Coaching, Leadership, Management, Strategy, Mergers & Acquisitions, Networking, Recruiting, Strategic Financial..., Direct Sales, Solution Selling, Human Resources, Team Leadership, Sales Operations, Business Intelligence, Integrated Marketing, Finance, Sales Management, Investments, Enterprise Software, New Business Development, B2B, Sales, Selling, Time Management, Account Management, Interviews, Telecommunications, Product Development, Strategic Planning, Mobile Devices, Retail, Lead Generation, Public Speaking, Business Strategy, Product Management, CRM, Customer Satisfaction, Strategic Partnerships, Sales Process, Channel Partners
Education
Xavier University 1994 — 1998
Bachelor of Arts, Electronic Media, Theology, Business
Central Queensland University 1997 — 1998
Bachelor of Arts, Communications
Nite Ize, Inc. August 2015 - Present
OtterBox August 2012 - July 2015
OtterBox July 2010 - August 2012
OtterBox August 2009 - July 2010
Smith Barney August 2007 - February 2009
D.A. Davidson & Co. July 2006 - August 2007
Smith Barney August 2003 - July 2006
Skills
Business Development, Training, Coaching, Leadership, Management, Strategy, Mergers & Acquisitions, Networking, Recruiting, Strategic Financial..., Direct Sales, Solution Selling, Human Resources, Team Leadership, Sales Operations, Business Intelligence, Integrated Marketing, Finance, Sales Management, Investments, Enterprise Software, New Business Development, B2B, Sales, Selling, Time Management, Account Management, Interviews, Telecommunications, Product Development, Strategic Planning, Mobile Devices, Retail, Lead Generation, Public Speaking, Business Strategy, Product Management, CRM, Customer Satisfaction, Strategic Partnerships, Sales Process, Channel Partners
Education
Xavier University 1994 — 1998
Bachelor of Arts, Electronic Media, Theology, Business
Central Queensland University 1997 — 1998
Bachelor of Arts, Communications
Sallie Krawcheck Sallie Krawcheck's Smith Barney Experience October 2002 - March 2005
Job Founder of Ellevest....Chair of the Ellevate Companies.....past CEO, Merrill Lynch and Smith Barney....crazed UNC fan
Industry Financial Services
Experience
Ellevate Network May 2013 - Present
Pax Ellevate Management June 2014 - Present
2U April 2014 - Present
Bank of America Wealth Management August 2009 - September 2011
Citi Wealth Management March 2007 - September 2008
Citi March 2005 - February 2007
Smith Barney October 2002 - March 2005
Sanford C. Bernstein & Co. 2001 - 2002
Sanford C. Bernstein & Co. 1999 - 2001
Sanford C. Bernstein & Co, 1995 - 1999
Skills
Investments, Portfolio Management, Wealth Management, Series 7, Alternative Investments, Equities, Asset Managment, Series 63, Mutual Funds, Financial Analysis, Asset Allocation, Strategic Financial..., Management, CEOs
Education
Columbia Business School 1990 — 1992
Master of Business Administration (MBA)
UNC Chapel Hill 1983 — 1987
Bachelor of Arts (BA), Journalism
Ellevate Network May 2013 - Present
Pax Ellevate Management June 2014 - Present
2U April 2014 - Present
Bank of America Wealth Management August 2009 - September 2011
Citi Wealth Management March 2007 - September 2008
Citi March 2005 - February 2007
Smith Barney October 2002 - March 2005
Sanford C. Bernstein & Co. 2001 - 2002
Sanford C. Bernstein & Co. 1999 - 2001
Sanford C. Bernstein & Co, 1995 - 1999
Skills
Investments, Portfolio Management, Wealth Management, Series 7, Alternative Investments, Equities, Asset Managment, Series 63, Mutual Funds, Financial Analysis, Asset Allocation, Strategic Financial..., Management, CEOs
Education
Columbia Business School 1990 — 1992
Master of Business Administration (MBA)
UNC Chapel Hill 1983 — 1987
Bachelor of Arts (BA), Journalism
Larry SmithOnStocks Larry SmithOnStocks's Smith Barney Experience April 1976 - August 1989
Job Owner of Smith On Stocks.com
Industry Financial Services
Experience
Smith On Stocks September 2004 - Present
Hambrecht & Quist August 1990 - June 1995
Smith Barney April 1976 - August 1989
Skills
Venture Capital, Start-ups, Biotechnology, Private Equity, Due Diligence, Pharmaceutical Industry, Management, New Business Development, Entrepreneurship, Marketing Strategy, Financial Modeling, Healthcare, Analysis, Mergers & Acquisitions, Business Development, Strategy, Corporate Development
Education
Columbia University - Columbia Business School 1970 — 1971
MBA, Finance
Stanford University 1969 — 1970
MS, Mechanical Enginering
Smith On Stocks September 2004 - Present
Hambrecht & Quist August 1990 - June 1995
Smith Barney April 1976 - August 1989
Skills
Venture Capital, Start-ups, Biotechnology, Private Equity, Due Diligence, Pharmaceutical Industry, Management, New Business Development, Entrepreneurship, Marketing Strategy, Financial Modeling, Healthcare, Analysis, Mergers & Acquisitions, Business Development, Strategy, Corporate Development
Education
Columbia University - Columbia Business School 1970 — 1971
MBA, Finance
Stanford University 1969 — 1970
MS, Mechanical Enginering
Wade Fletcher's Smith Barney Experience January 2005 - May 2006
Job Managing Director Newmark Grubb Knight Frank
Industry Real Estate
Experience
Managing Director at Newmark Grubb Knight Frank January 2008 - Present
New York Giants March 2005 - May 2007
Smith Barney January 2005 - May 2006
Skills
Brokerage, Real Estate Development, Asset Managment, Investment Properties, Real Estate, Investments, Site Selection, Location Intelligence, Investors, Disposition, Commercial Real Estate, Mergers & Acquisitions, Property, Finance, Portfolio Management, Real Estate Transactions, Asset Management
Education
Columbia University in the City of New York 2002 — 2005
BS, Political Science - International Relations
Managing Director at Newmark Grubb Knight Frank January 2008 - Present
New York Giants March 2005 - May 2007
Smith Barney January 2005 - May 2006
Skills
Brokerage, Real Estate Development, Asset Managment, Investment Properties, Real Estate, Investments, Site Selection, Location Intelligence, Investors, Disposition, Commercial Real Estate, Mergers & Acquisitions, Property, Finance, Portfolio Management, Real Estate Transactions, Asset Management
Education
Columbia University in the City of New York 2002 — 2005
BS, Political Science - International Relations
Drew Hoffman's Smith Barney Experience 1989 - 1990
Job Managing Director at Syncora Guarantee (formerly XL Capital Assurance)
Industry Financial Services
Experience
Syncora Guarantee, Inc. f/k/a XL Capital Assurance Inc. April 2002 - Present
MBIA Insurance Corporation 1993 - 2002
Sumitomo Mitsui Banking Corporation 1990 - 1993
Smith Barney 1989 - 1990
Maguire Group 1982 - 1989
Skills
Financial Structuring, Credit Analysis, Negotiation, Structured Finance, Securitization, Capital Markets, Fixed Income, Due Diligence, Project Finance, Portfolio Management, Financial Modeling, Investment Banking, Valuation, Derivatives, Restructuring, Credit, Risk Management, Investments, Structured Products, Corporate Finance, Public Finance, Infrastructure, Energy, Renewable Energy, Power Utilities, Transportation, Student Housing, Commercial Banking, Emerging Markets, Bloomberg, Surveillance, Infrastructure Solutions, Credit Risk, Private Equity, Alternative Investments, Investor Relations, Hedge Funds
Education
Columbia University - Columbia Business School 1987 — 1989
MBA, Finance and Accounting
Yale University 1981 — 1983
MS, Geology
Tufts University 1977 — 1981
Bachelor of Science (BS), Geology
Pascack Hills High School 1973 — 1977
Syncora Guarantee, Inc. f/k/a XL Capital Assurance Inc. April 2002 - Present
MBIA Insurance Corporation 1993 - 2002
Sumitomo Mitsui Banking Corporation 1990 - 1993
Smith Barney 1989 - 1990
Maguire Group 1982 - 1989
Skills
Financial Structuring, Credit Analysis, Negotiation, Structured Finance, Securitization, Capital Markets, Fixed Income, Due Diligence, Project Finance, Portfolio Management, Financial Modeling, Investment Banking, Valuation, Derivatives, Restructuring, Credit, Risk Management, Investments, Structured Products, Corporate Finance, Public Finance, Infrastructure, Energy, Renewable Energy, Power Utilities, Transportation, Student Housing, Commercial Banking, Emerging Markets, Bloomberg, Surveillance, Infrastructure Solutions, Credit Risk, Private Equity, Alternative Investments, Investor Relations, Hedge Funds
Education
Columbia University - Columbia Business School 1987 — 1989
MBA, Finance and Accounting
Yale University 1981 — 1983
MS, Geology
Tufts University 1977 — 1981
Bachelor of Science (BS), Geology
Pascack Hills High School 1973 — 1977
Brian Rymer Brian Rymer's Smith Barney Experience 1999 - 2003
Job Associate Business Development at Madison Street Capital
Industry Investment Banking
Experience
Madison Street Capital September 2012 - Present
Robert Half Management Resources February 2012 - September 2012
Golub Capital September 2011 - December 2011
ABN AMRO/ROYAL BANK OF SCOTLAND 2006 - 2010
ROBERT HALF CONSULTING 2005 - 2006
Penske Automotive Group June 2004 - August 2004
SMITH BARNEY 1999 - 2003
NUVEEN & COMPANY 1998 - 1999
Merrill Lynch 1997 - 1998
Skills
Access, Essbase, Excel, General Ledger, Accounting, Microsoft Office, Capital Markets, Securities, Research, SharePoint, Visual Basic, Financial Reporting, Financial Modeling, Financial Analysis, Banking, Forecasting, Financial Planning, Budgeting, Analysis, Process Improvement, Business Analysis, PowerPoint, Strategic Planning, Portfolio Management, Business Strategy, Financial Management, Corporate Finance, Investments, Asset Management, Data Analysis, Strategic Financial..., Microsoft Excel, Budgets, Mergers & Acquisitions, Strategy, Management, Management Consulting, Private Equity, Hedge Funds, Finance, Business Planning, Leadership, Business Development, Financial Services, Investment Banking, Valuation, Equities, Risk Management, Business Valuation, Venture Capital
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2003 — 2005
MBA, Finance, Strategy
Copenhagen Business School 2004 — 2004
MBA, Strategy
DePauw University 1993 — 1997
B.A., Economics
LaPorte High School
Madison Street Capital September 2012 - Present
Robert Half Management Resources February 2012 - September 2012
Golub Capital September 2011 - December 2011
ABN AMRO/ROYAL BANK OF SCOTLAND 2006 - 2010
ROBERT HALF CONSULTING 2005 - 2006
Penske Automotive Group June 2004 - August 2004
SMITH BARNEY 1999 - 2003
NUVEEN & COMPANY 1998 - 1999
Merrill Lynch 1997 - 1998
Skills
Access, Essbase, Excel, General Ledger, Accounting, Microsoft Office, Capital Markets, Securities, Research, SharePoint, Visual Basic, Financial Reporting, Financial Modeling, Financial Analysis, Banking, Forecasting, Financial Planning, Budgeting, Analysis, Process Improvement, Business Analysis, PowerPoint, Strategic Planning, Portfolio Management, Business Strategy, Financial Management, Corporate Finance, Investments, Asset Management, Data Analysis, Strategic Financial..., Microsoft Excel, Budgets, Mergers & Acquisitions, Strategy, Management, Management Consulting, Private Equity, Hedge Funds, Finance, Business Planning, Leadership, Business Development, Financial Services, Investment Banking, Valuation, Equities, Risk Management, Business Valuation, Venture Capital
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2003 — 2005
MBA, Finance, Strategy
Copenhagen Business School 2004 — 2004
MBA, Strategy
DePauw University 1993 — 1997
B.A., Economics
LaPorte High School
Lisa Arrigo Howland's Smith Barney Experience 1998 - 2004
Job Financial Advisor at Robert W. Baird
Industry Financial Services
Experience
Robert W. Baird June 2009 - Present
Morgan Stanley Smith Barney 2004 - 2009
Smith Barney 1998 - 2004
Old Kent Bank 1996 - 1997
Skills
Retirement Planning, Wealth Management, Asset Allocation, Investments, Finance, Strategic Financial..., Securities, Investment Strategies, Estate Planning, Asset Management, Financial Advisory, Alternative Investments, 401k, Financial Analysis
Education
Davenport University 2007 — 2010
BBA, Finance
Davenport University
AS, Business Management
East Kentwood High School 1982 — 1985
Robert W. Baird June 2009 - Present
Morgan Stanley Smith Barney 2004 - 2009
Smith Barney 1998 - 2004
Old Kent Bank 1996 - 1997
Skills
Retirement Planning, Wealth Management, Asset Allocation, Investments, Finance, Strategic Financial..., Securities, Investment Strategies, Estate Planning, Asset Management, Financial Advisory, Alternative Investments, 401k, Financial Analysis
Education
Davenport University 2007 — 2010
BBA, Finance
Davenport University
AS, Business Management
East Kentwood High School 1982 — 1985
Dennis Merryfield Dennis Merryfield's Smith Barney Experience April 2000 - October 2008
Job Merryfield Barnes, LLC
Industry Investment Management
Experience
Morgan Stanley Smith Barney October 2008 - November 2011
Smith Barney April 2000 - October 2008
Education
Georg-August-Universität Göttingen 1992 — 1995
Cornell University 1988 — 1993
MA
Penn State University 1983 — 1987
BA
University of Oxford 1986 — 1986
Muhlenberg High School
Muhlenberg High School
Morgan Stanley Smith Barney October 2008 - November 2011
Smith Barney April 2000 - October 2008
Education
Georg-August-Universität Göttingen 1992 — 1995
Cornell University 1988 — 1993
MA
Penn State University 1983 — 1987
BA
University of Oxford 1986 — 1986
Muhlenberg High School
Muhlenberg High School
Marsha Donovan Marsha Donovan's Smith Barney Experience 2000 - 2004
Job Senior Regristered Private Client Assistant at Janney Montgomery Scott LLC
Industry Financial Services
Experience
Janney Montgomery Scott LLC May 2009 - Present
Bank of America April 2004 - June 2009
SMITH BARNEY 2000 - 2004
Skills
Series 7, Series 63, Series 24, series 9 & 10, Series 65, Life & Health Insurance..., Portfolio Management, Wealth Management, Financial Services, Retirement Planning, Investments, Mutual Funds, Securities, Financial Planning, Asset Allocation, Finance, Fixed Income, Insurance, Risk Management, Asset Management
Education
Community College of Rhode Island 1994 — 2000
Associate’s Degree, Business Administration and Management, General
Cranston High School West 1984 — 1988
High School, Business Administration
Janney Montgomery Scott LLC May 2009 - Present
Bank of America April 2004 - June 2009
SMITH BARNEY 2000 - 2004
Skills
Series 7, Series 63, Series 24, series 9 & 10, Series 65, Life & Health Insurance..., Portfolio Management, Wealth Management, Financial Services, Retirement Planning, Investments, Mutual Funds, Securities, Financial Planning, Asset Allocation, Finance, Fixed Income, Insurance, Risk Management, Asset Management
Education
Community College of Rhode Island 1994 — 2000
Associate’s Degree, Business Administration and Management, General
Cranston High School West 1984 — 1988
High School, Business Administration
Juan Montermoso's Smith Barney Experience January 2003 - January 2007
Job Consultant
Industry Management Consulting
Experience
Metis Wealth Advisors LLC August 2010 - December 2011
Research Financial Strategies January 2007 - August 2010
Smith Barney January 2003 - January 2007
Ness 2001 - 2002
Cap Gemini Ernst & Young 1999 - 2001
Skills
Analysis
Education
Cornell University - S.C. Johnson Graduate School of Management 1997 — 1999
MBA
Yale University 1990 — 1994
BA, Political Science
Metis Wealth Advisors LLC August 2010 - December 2011
Research Financial Strategies January 2007 - August 2010
Smith Barney January 2003 - January 2007
Ness 2001 - 2002
Cap Gemini Ernst & Young 1999 - 2001
Skills
Analysis
Education
Cornell University - S.C. Johnson Graduate School of Management 1997 — 1999
MBA
Yale University 1990 — 1994
BA, Political Science
Diana Olympia's Smith Barney Experience January 2008 - April 2008
Job Strategy and Business Operations
Industry Entertainment
Experience
Viacom August 2015 - Present
NewsCred December 2014 - May 2015
Hulu November 2011 - July 2014
A&E Television Networks May 2010 - September 2011
A&E Television Networks December 2008 - May 2010
Smith Barney January 2008 - April 2008
Deutsch LA September 2007 - December 2007
UrSession Media Interactive, Inc. July 2007 - August 2007
CircleUp July 2007 - August 2007
TMG Management, Inc./Candy Zoo, Inc. May 2006 - January 2007
Skills
Advertising, Digital Media, Integrated Marketing, Marketing, Digital Marketing, Sales, Digital Strategy, Marketing Strategy, Account Management, Marketing Communications, Customer Service, Analysis, Social Media Marketing, Market Research, Social Media, Marketing Research, Online Video Strategy, SVOD, FVOD, Management, Strategy, New Media
Education
University of Southern California 2004 — 2008
B.S., Business Administration, (International) Marketing, Cultural Studies
University of Southern California - Marshall School of Business 2004 — 2008
B.S., Marketing
Corvinus University of Budapest 2007 — 2007
International Marketing
IHHS 2000 — 2004
Viacom August 2015 - Present
NewsCred December 2014 - May 2015
Hulu November 2011 - July 2014
A&E Television Networks May 2010 - September 2011
A&E Television Networks December 2008 - May 2010
Smith Barney January 2008 - April 2008
Deutsch LA September 2007 - December 2007
UrSession Media Interactive, Inc. July 2007 - August 2007
CircleUp July 2007 - August 2007
TMG Management, Inc./Candy Zoo, Inc. May 2006 - January 2007
Skills
Advertising, Digital Media, Integrated Marketing, Marketing, Digital Marketing, Sales, Digital Strategy, Marketing Strategy, Account Management, Marketing Communications, Customer Service, Analysis, Social Media Marketing, Market Research, Social Media, Marketing Research, Online Video Strategy, SVOD, FVOD, Management, Strategy, New Media
Education
University of Southern California 2004 — 2008
B.S., Business Administration, (International) Marketing, Cultural Studies
University of Southern California - Marshall School of Business 2004 — 2008
B.S., Marketing
Corvinus University of Budapest 2007 — 2007
International Marketing
IHHS 2000 — 2004
Jon Fine's Smith Barney Experience 1986 - 1988
Job Senior Business Development, Legal and Marketing Professional in Online and Traditional Media; Philanthropy
Industry Publishing
Experience
Amazon.com November 2008 - Present
Amazon September 2007 - November 2008
Amazon.com January 2006 - August 2007
Random House November 2000 - December 2005
NBC November 1996 - November 2000
King World Productions June 1994 - May 1996
Debevoise & Plimpton September 1992 - June 1994
Smith Barney 1986 - 1988
Skills
Licensing, Copyright Law, Privacy Law, Business Development, Retail, Training, E-commerce, Mergers, Strategic Planning, Trademarks, Mergers & Acquisitions, Contract Negotiation, Strategic Partnerships, Strategy, Publishing, Management, Advertising, Intellectual Property, Public Relations, Social Media, Digital Media
Education
University of Virginia School of Law 1988 — 1991
Doctor of Law (JD)
Cornell University 1981 — 1986
ba
Amazon.com November 2008 - Present
Amazon September 2007 - November 2008
Amazon.com January 2006 - August 2007
Random House November 2000 - December 2005
NBC November 1996 - November 2000
King World Productions June 1994 - May 1996
Debevoise & Plimpton September 1992 - June 1994
Smith Barney 1986 - 1988
Skills
Licensing, Copyright Law, Privacy Law, Business Development, Retail, Training, E-commerce, Mergers, Strategic Planning, Trademarks, Mergers & Acquisitions, Contract Negotiation, Strategic Partnerships, Strategy, Publishing, Management, Advertising, Intellectual Property, Public Relations, Social Media, Digital Media
Education
University of Virginia School of Law 1988 — 1991
Doctor of Law (JD)
Cornell University 1981 — 1986
ba
Frederick Joseph's Smith Barney Experience 1988 - 1990
Job Partner at America's Growth Capital
Industry Investment Banking
Experience
AGC partners 2006 - Present
SG Cowen & Co. 1999 - 2006
JP Morgan 1994 - 1999
Beechtree Capital Partners 1990 - 1993
Smith Barney 1988 - 1990
Skills
Private Equity, Mergers & Acquisitions, Investment Banking, LBO, Valuation, Strategy, Venture Capital, Corporate Development, Mergers, Enterprise Software, Strategic Partnerships, Leadership
Education
Columbia University - Columbia Business School 1993 — 1995
Swarthmore College 1984 — 1988
BA
trinity school
AGC partners 2006 - Present
SG Cowen & Co. 1999 - 2006
JP Morgan 1994 - 1999
Beechtree Capital Partners 1990 - 1993
Smith Barney 1988 - 1990
Skills
Private Equity, Mergers & Acquisitions, Investment Banking, LBO, Valuation, Strategy, Venture Capital, Corporate Development, Mergers, Enterprise Software, Strategic Partnerships, Leadership
Education
Columbia University - Columbia Business School 1993 — 1995
Swarthmore College 1984 — 1988
BA
trinity school
Tim Reidy's Smith Barney Experience 1993 - 1995
Job Managing Director, Financial Planning & Analysis (FP&A)
Industry Financial Services
Experience
BlackRock June 2012 - Present
BlackRock December 2009 - June 2012
Barclays Global Investors 2001 - December 2009
NorthPoint Communications February 1999 - December 2000
Covad Communications 1998 - 1998
Crest Advisors, LLC 1996 - 1997
Starwood Lodging Corporation 1995 - 1996
Smith Barney 1993 - 1995
Skills
Financial Modeling, Mergers, Business Strategy, Hedge Funds, Private Equity, Asset Managment, Fixed Income, Portfolio Management, Investments, Valuation, ETFs, Alternative Investments, Investment Banking, Corporate Finance, Start-ups, Mergers & Acquisitions, Business Development, Asset Management, Corporate Development, Strategic Financial..., Venture Capital, Forecasting, Finance, Analysis, Investor Relations
Education
University of California, Berkeley, Haas School of Business 1997 — 1999
MBA, Finance, Management of Technology
Dartmouth College 1989 — 1993
BA, English
Albuquerque Academy 1982 — 1989
BlackRock June 2012 - Present
BlackRock December 2009 - June 2012
Barclays Global Investors 2001 - December 2009
NorthPoint Communications February 1999 - December 2000
Covad Communications 1998 - 1998
Crest Advisors, LLC 1996 - 1997
Starwood Lodging Corporation 1995 - 1996
Smith Barney 1993 - 1995
Skills
Financial Modeling, Mergers, Business Strategy, Hedge Funds, Private Equity, Asset Managment, Fixed Income, Portfolio Management, Investments, Valuation, ETFs, Alternative Investments, Investment Banking, Corporate Finance, Start-ups, Mergers & Acquisitions, Business Development, Asset Management, Corporate Development, Strategic Financial..., Venture Capital, Forecasting, Finance, Analysis, Investor Relations
Education
University of California, Berkeley, Haas School of Business 1997 — 1999
MBA, Finance, Management of Technology
Dartmouth College 1989 — 1993
BA, English
Albuquerque Academy 1982 — 1989
Joe McCool's Smith Barney Experience 1989 - 1993
Job Senior Vice President and Investment Counselor at Capital Group Private Client Services
Industry Investment Management
Experience
Capital Group Private Client Services 2003 - Present
Sanford C. Bernstein 1993 - 2003
Smith Barney 1989 - 1993
Skills
Investments, Investment Management, Asset Allocation, Finance, Asset Management, Portfolio Management, High Net Worth..., Wealth, Corporate Finance, Equities
Education
New York University - Leonard N. Stern School of Business 1986 — 1989
MBA, Finance
Columbia University in the City of New York 1980 — 1984
BA, Economics
Capital Group Private Client Services 2003 - Present
Sanford C. Bernstein 1993 - 2003
Smith Barney 1989 - 1993
Skills
Investments, Investment Management, Asset Allocation, Finance, Asset Management, Portfolio Management, High Net Worth..., Wealth, Corporate Finance, Equities
Education
New York University - Leonard N. Stern School of Business 1986 — 1989
MBA, Finance
Columbia University in the City of New York 1980 — 1984
BA, Economics
Fred Ferrara, CMFC, CFA's Smith Barney Experience August 1995 - August 1997
Job Senior Investment Advisor at The Mutual Fund Store
Industry Financial Services
Experience
The Mutual Fund Store August 2013 - Present
The Mutual Fund Store February 2011 - July 2013
The Mutual Fund Store March 2010 - January 2011
Thrivent Financial for Lutherans May 2009 - March 2010
Panattoni Securities, Inc. June 2006 - May 2008
A I M Advisors, Inc. February 2004 - April 2006
Andersen Corporate Finance LLC April 2001 - October 2002
Stanford Group Company August 1997 - April 2001
Smith Barney August 1995 - August 1997
Mabon Securities October 1993 - August 1995
Education
St. John's University School of Law 1985 — 1988
JD
Cornell University 1981 — 1985
BA, History
Paul D. Schreiber High School 1978 — 1981
Rocky Point Jr Sr High School 1973 — 1977
The Mutual Fund Store August 2013 - Present
The Mutual Fund Store February 2011 - July 2013
The Mutual Fund Store March 2010 - January 2011
Thrivent Financial for Lutherans May 2009 - March 2010
Panattoni Securities, Inc. June 2006 - May 2008
A I M Advisors, Inc. February 2004 - April 2006
Andersen Corporate Finance LLC April 2001 - October 2002
Stanford Group Company August 1997 - April 2001
Smith Barney August 1995 - August 1997
Mabon Securities October 1993 - August 1995
Education
St. John's University School of Law 1985 — 1988
JD
Cornell University 1981 — 1985
BA, History
Paul D. Schreiber High School 1978 — 1981
Rocky Point Jr Sr High School 1973 — 1977
Meredith Prichard Jensen's Smith Barney Experience January 1992 - November 1995
Job Executive Director at UBS Investment Bank
Industry Research
Experience
UBS Investment Bank October 2009 - Present
Stanford Graduate School of Business August 2008 - August 2009
Global Retail and Consumer Consulting February 2003 - July 2008
JP Morgan August 1997 - January 2004
JPMorgan 1999 - 2004
Credit Suisse August 1996 - August 1997
Merrill Lynch August 1995 - July 1996
Smith Barney January 1992 - November 1995
Education
Columbia University - Columbia Business School 1995 — 1997
Vanderbilt University 1987 — 1991
BA, Economics, Latin American Studies, Spanish, Portuguese
UBS Investment Bank October 2009 - Present
Stanford Graduate School of Business August 2008 - August 2009
Global Retail and Consumer Consulting February 2003 - July 2008
JP Morgan August 1997 - January 2004
JPMorgan 1999 - 2004
Credit Suisse August 1996 - August 1997
Merrill Lynch August 1995 - July 1996
Smith Barney January 1992 - November 1995
Education
Columbia University - Columbia Business School 1995 — 1997
Vanderbilt University 1987 — 1991
BA, Economics, Latin American Studies, Spanish, Portuguese
Danika Boyst's Smith Barney Experience April 2000 - March 2006
Job Finance Professional
Industry Financial Services
Experience
Wells Fargo Advisors LLC March 2006 - July 2010
Smith Barney April 2000 - March 2006
DLJ Direct August 1999 - April 2000
Flick2 Ltd. 1997 - 1999
Basketball City 1996 - 1998
Education
Columbia University in the City of New York 1994 — 1998
BA, American Political Science
Wells Fargo Advisors LLC March 2006 - July 2010
Smith Barney April 2000 - March 2006
DLJ Direct August 1999 - April 2000
Flick2 Ltd. 1997 - 1999
Basketball City 1996 - 1998
Education
Columbia University in the City of New York 1994 — 1998
BA, American Political Science
Jay Posner's Smith Barney Experience 2000 - 2002
Job Managing Partner at Blue Cub Capital Management
Industry Financial Services
Experience
Blue Cub Capital Management 2014 - Present
Tandem Group 2013 - 2014
Millennium Partners 2008 - 2013
Zimmer Lucas Partners 2004 - 2008
Smith Barney 2000 - 2002
Education
Columbia University in the City of New York
BA, Economics
Blue Cub Capital Management 2014 - Present
Tandem Group 2013 - 2014
Millennium Partners 2008 - 2013
Zimmer Lucas Partners 2004 - 2008
Smith Barney 2000 - 2002
Education
Columbia University in the City of New York
BA, Economics
Rachel (Gonzaga) Rogers's Smith Barney Experience 2005 - 2007
Job Vice President, Project Manager at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management 2004 - Present
Smith Barney 2005 - 2007
Smith Barney 2004 - 2005
Skills
Business Analysis, Financial Services, Program Management, Project Management
Education
Cornell University 1997 — 2002
Morgan Stanley Wealth Management 2004 - Present
Smith Barney 2005 - 2007
Smith Barney 2004 - 2005
Skills
Business Analysis, Financial Services, Program Management, Project Management
Education
Cornell University 1997 — 2002
Lynn Grossman's Smith Barney Experience 1989 - 2005
Job Certified Health Coach
Industry Health, Wellness and Fitness
Experience
Zone 126 September 2011 - Present
Connecticut Health Coach June 2010 - Present
Elmezzi Foundation 1995 - 2007
Smith Barney 1989 - 2005
Skills
non profit management, health and wellness..., corporate wellness..., weight management...
Education
Columbia University in the City of New York 1980 — 1984
Master of Science (MS)
Zone 126 September 2011 - Present
Connecticut Health Coach June 2010 - Present
Elmezzi Foundation 1995 - 2007
Smith Barney 1989 - 2005
Skills
non profit management, health and wellness..., corporate wellness..., weight management...
Education
Columbia University in the City of New York 1980 — 1984
Master of Science (MS)
Maura Rose's Smith Barney Experience March 2006 - Present
Job Managing Director, Banking and Loyalty Programs, Smith Barney
Industry Financial Services
Experience
Smith Barney March 2006 - Present
American Express 2002 - 2005
American Express 2000 - 2002
American Express 1997 - 2000
American Express 1994 - 1997
American Express 1992 - 1994
American Express 1991 - 1992
American Express 1990 - 1991
Ladenburg Thalmann 1987 - 1988
Mary Boone Gallery 1984 - 1987
Education
Columbia University - Columbia Business School 1988 — 1990
MBA, Marketing
New York University 1981 — 1985
BA, Art History
Smith Barney March 2006 - Present
American Express 2002 - 2005
American Express 2000 - 2002
American Express 1997 - 2000
American Express 1994 - 1997
American Express 1992 - 1994
American Express 1991 - 1992
American Express 1990 - 1991
Ladenburg Thalmann 1987 - 1988
Mary Boone Gallery 1984 - 1987
Education
Columbia University - Columbia Business School 1988 — 1990
MBA, Marketing
New York University 1981 — 1985
BA, Art History
Daniel Domino's Smith Barney Experience 2002 - 2007
Job Vice President at Deutsche Bank Equity Derivatives
Industry Capital Markets
Experience
Deutsche Bank 2008 - Present
Smith Barney 2002 - 2007
Education
Columbia University - Columbia Business School 2006 — 2008
Messiah College 1998 — 2002
Spackenkill High School 1994 — 1998
Deutsche Bank 2008 - Present
Smith Barney 2002 - 2007
Education
Columbia University - Columbia Business School 2006 — 2008
Messiah College 1998 — 2002
Spackenkill High School 1994 — 1998
Andrew Donahue's Smith Barney Experience October 1997 - July 2001
Job Senior Client Advisor at Boston Private Wealth
Industry Financial Services
Experience
Boston Private Wealth December 2014 - Present
Sei 2001 - October 2014
Smith Barney October 1997 - July 2001
Merrill Lynch February 1990 - October 1997
Education
Dartmouth College 1985 — 1989
Bachelor of Arts (B.A.), History
Belmont Hill 1983 — 1985
High School
Boston Private Wealth December 2014 - Present
Sei 2001 - October 2014
Smith Barney October 1997 - July 2001
Merrill Lynch February 1990 - October 1997
Education
Dartmouth College 1985 — 1989
Bachelor of Arts (B.A.), History
Belmont Hill 1983 — 1985
High School
Peter Everett's Smith Barney Experience September 1987 - May 1995
Job Chief Executive Officer at SaaSco Holdings
Industry Information Services
Experience
SaaSco Holdings October 2013 - Present
HealthConnect Systems April 2001 - January 2013
JP Morgan 1999 - 2002
Donaldson, Lufkin & Jenrette January 1995 - January 1998
Smith Barney September 1987 - May 1995
Skills
Business Strategy, SaaS, Due Diligence, Executive Management, Sales Management, Product Development, Acquisition Integration, Investment Banking, Financial Analysis, Corporate Finance, Angel Investing, Finance, Leadership, Management, Acquisitions, Healthcare Information..., Mergers & Acquisitions
Education
Cornell University - S.C. Johnson Graduate School of Management 1989 — 1990
MBA, Business
Cornell University 1983 — 1987
BS, Industrial Engineering
SaaSco Holdings October 2013 - Present
HealthConnect Systems April 2001 - January 2013
JP Morgan 1999 - 2002
Donaldson, Lufkin & Jenrette January 1995 - January 1998
Smith Barney September 1987 - May 1995
Skills
Business Strategy, SaaS, Due Diligence, Executive Management, Sales Management, Product Development, Acquisition Integration, Investment Banking, Financial Analysis, Corporate Finance, Angel Investing, Finance, Leadership, Management, Acquisitions, Healthcare Information..., Mergers & Acquisitions
Education
Cornell University - S.C. Johnson Graduate School of Management 1989 — 1990
MBA, Business
Cornell University 1983 — 1987
BS, Industrial Engineering
Ellen Shaer's Smith Barney Experience 1992 - 1993
Job Senior Manager at CAPTRUST
Industry Financial Services
Experience
CAPTRUST 2013 - Present
KEJ Consulting October 2008 - October 2013
Cambridge Financial Services Group December 2010 - September 2013
CRT Capital Group 2006 - 2008
Martello Investment Management, L.P. 2002 - 2006
Pedersen Kammert & Co., LLC 2000 - 2001
Capricorn Management 1998 - 2000
Meadowcroft Associates Inc. 1993 - 1998
Smith Barney 1992 - 1993
Baring Brothers & Co., Inc. 1990 - 1992
Skills
Investments, Valuation, Mergers & Acquisitions, Portfolio Management, Corporate Finance, Due Diligence, Investment Banking, Finance, Management, Mutual Funds, Consulting Advisory
Education
Columbia University - Columbia Business School 1985 — 1987
MBA, Finance
University of Pennsylvania - The Wharton School 1979 — 1983
CAPTRUST 2013 - Present
KEJ Consulting October 2008 - October 2013
Cambridge Financial Services Group December 2010 - September 2013
CRT Capital Group 2006 - 2008
Martello Investment Management, L.P. 2002 - 2006
Pedersen Kammert & Co., LLC 2000 - 2001
Capricorn Management 1998 - 2000
Meadowcroft Associates Inc. 1993 - 1998
Smith Barney 1992 - 1993
Baring Brothers & Co., Inc. 1990 - 1992
Skills
Investments, Valuation, Mergers & Acquisitions, Portfolio Management, Corporate Finance, Due Diligence, Investment Banking, Finance, Management, Mutual Funds, Consulting Advisory
Education
Columbia University - Columbia Business School 1985 — 1987
MBA, Finance
University of Pennsylvania - The Wharton School 1979 — 1983
samish kumar's Smith Barney Experience 1989 - 1991
Job CEO at TRANSFAST
Industry Financial Services
Experience
TRANSFAST 2007 - Present
GCS Partners LLC 2001 - Present
SG Warburg and UBS Warburg 1996 - 1999
Barings 1993 - 1996
Smith Barney 1989 - 1991
Skills
Emerging Markets, Payments, Financial Modeling, Investments, Portfolio Management, Investment Banking, Corporate Finance, Private Equity, Latin America, Risk Management, Corporate Development, Financial Structuring, Banking, Hedge Funds, Start-ups, Strategy, Due Diligence, Mergers & Acquisitions, Valuation, Financial Services, Mobile Payments, Business Development, Relationship Management, FX Options, Equities, Management, Business Strategy, Financial Analysis, Venture Capital, Electronic Payments, Executive Management, Capital Markets
Education
Columbia University - Columbia Business School 1992 — 1993
MBA, Finance and International Business
University of Colorado Boulder 1984 — 1989
B.Sc., Aerospace Engineering
Jaipuria Public School 1974 — 1982
High School
TRANSFAST 2007 - Present
GCS Partners LLC 2001 - Present
SG Warburg and UBS Warburg 1996 - 1999
Barings 1993 - 1996
Smith Barney 1989 - 1991
Skills
Emerging Markets, Payments, Financial Modeling, Investments, Portfolio Management, Investment Banking, Corporate Finance, Private Equity, Latin America, Risk Management, Corporate Development, Financial Structuring, Banking, Hedge Funds, Start-ups, Strategy, Due Diligence, Mergers & Acquisitions, Valuation, Financial Services, Mobile Payments, Business Development, Relationship Management, FX Options, Equities, Management, Business Strategy, Financial Analysis, Venture Capital, Electronic Payments, Executive Management, Capital Markets
Education
Columbia University - Columbia Business School 1992 — 1993
MBA, Finance and International Business
University of Colorado Boulder 1984 — 1989
B.Sc., Aerospace Engineering
Jaipuria Public School 1974 — 1982
High School
Scott Swenson's Smith Barney Experience April 1996 - January 1998
Job Investment Analyst at Sentinel Investments
Industry Investment Management
Experience
Sentinel Investments June 2014 - Present
MAST Capital Management November 2009 - August 2013
Bank of America November 2008 - November 2009
Banc of America Securities January 2007 - November 2008
Banc of America Securities May 2003 - December 2006
Salomon Smith Barney January 1998 - June 2001
Smith Barney April 1996 - January 1998
Smith Barney 1996 - 1997
Skills
Hedge Funds, Capital Markets, Credit, Investments, Leveraged Finance, Loans, Private Equity
Education
Columbia University - Columbia Business School 2002 — 2003
Dartmouth College 1991 — 1995
Sentinel Investments June 2014 - Present
MAST Capital Management November 2009 - August 2013
Bank of America November 2008 - November 2009
Banc of America Securities January 2007 - November 2008
Banc of America Securities May 2003 - December 2006
Salomon Smith Barney January 1998 - June 2001
Smith Barney April 1996 - January 1998
Smith Barney 1996 - 1997
Skills
Hedge Funds, Capital Markets, Credit, Investments, Leveraged Finance, Loans, Private Equity
Education
Columbia University - Columbia Business School 2002 — 2003
Dartmouth College 1991 — 1995
Sandy Burns's Smith Barney Experience 1994 - 1997
Job Managing Director at Sterne Agee
Industry Capital Markets
Experience
Sterne Agee September 2008 - Present
SAC Capital December 2005 - June 2008
Deutsche Bank 1999 - 2005
Bankers Trust 1997 - 1999
Smith Barney 1994 - 1997
Alliance Capital Management 1989 - 1994
Skills
Hedge Funds, High Yield, Fixed Income, Portfolio Management, Capital Markets, Securities, Corporate Finance, Alternative Investments, Investment Banking, Equities, Financial Services, Special Situations, Bonds, Finance, Investments, Bloomberg, Valuation, Leveraged Finance
Education
Columbia University - Columbia Business School 1987 — 1989
MBA
University of Pennsylvania - The Wharton School 1980 — 1984
B.S. Economics, Accounting
Sterne Agee September 2008 - Present
SAC Capital December 2005 - June 2008
Deutsche Bank 1999 - 2005
Bankers Trust 1997 - 1999
Smith Barney 1994 - 1997
Alliance Capital Management 1989 - 1994
Skills
Hedge Funds, High Yield, Fixed Income, Portfolio Management, Capital Markets, Securities, Corporate Finance, Alternative Investments, Investment Banking, Equities, Financial Services, Special Situations, Bonds, Finance, Investments, Bloomberg, Valuation, Leveraged Finance
Education
Columbia University - Columbia Business School 1987 — 1989
MBA
University of Pennsylvania - The Wharton School 1980 — 1984
B.S. Economics, Accounting
William Pinakiewicz's Smith Barney Experience May 1984 - October 1997
Job Innovative notforprofit executive manager and strategist
Industry Nonprofit Organization Management
Experience
Nonprofit Finance Fund February 2012 - Present
Nonprofit Finance Fund July 2008 - February 2012
Berkshire Country Day School April 2004 - June 2006
Citigroup Private Bank for Europe, the Middle East and Africa September 2002 - June 2003
Schroder Salomon Smith Barney - Investment Banking Division for Europe, the Middle East and Africa September 2000 - September 2002
Salomon Smith Barney November 1997 - September 2000
Smith Barney May 1984 - October 1997
The Green Vale School September 1974 - June 1982
Skills
Start-ups, Non-profits, Mergers, Team Building, Nonprofits, Strategy, Mergers & Acquisitions, Marketing, Marketing Strategy, Public Speaking, Marketing Communications, Program Management, Investments
Education
Columbia University - Columbia Business School 1982 — 1984
M.B.A., Finance
Columbia University - Teacher's College 1980 — 1981
M.A., Educational Administration
Williams College 1968 — 1972
B.A., Psychology
Nonprofit Finance Fund February 2012 - Present
Nonprofit Finance Fund July 2008 - February 2012
Berkshire Country Day School April 2004 - June 2006
Citigroup Private Bank for Europe, the Middle East and Africa September 2002 - June 2003
Schroder Salomon Smith Barney - Investment Banking Division for Europe, the Middle East and Africa September 2000 - September 2002
Salomon Smith Barney November 1997 - September 2000
Smith Barney May 1984 - October 1997
The Green Vale School September 1974 - June 1982
Skills
Start-ups, Non-profits, Mergers, Team Building, Nonprofits, Strategy, Mergers & Acquisitions, Marketing, Marketing Strategy, Public Speaking, Marketing Communications, Program Management, Investments
Education
Columbia University - Columbia Business School 1982 — 1984
M.B.A., Finance
Columbia University - Teacher's College 1980 — 1981
M.A., Educational Administration
Williams College 1968 — 1972
B.A., Psychology
Michelle Contillo's Smith Barney Experience SpecialistBank of America2000 - 2007
Job Sales Assistant at Morgan Stanley
Industry Financial Services
Experience
Smith Barney SpecialistBank of America2000 - 2007
Skills
Series 7, Equity Trading
Education
Connecticut College 1993 — 1997
Smith Barney SpecialistBank of America2000 - 2007
Skills
Series 7, Equity Trading
Education
Connecticut College 1993 — 1997
Jeffrey Stammen, CFA's Smith Barney Experience March 1996 - March 1998
Job Managing Director at Babson Capital Management, LLC
Industry Investment Management
Experience
Babson Capital Management April 2009 - Present
Wells Fargo Securities September 2006 - April 2009
Citigroup April 2004 - September 2006
UBS Investment Bank July 2003 - April 2004
Cornell University August 2001 - May 2003
CIBC World Markets October 1999 - August 2001
Salomon Smith Barney March 1998 - October 1999
Smith Barney March 1996 - March 1998
Northeastern University January 1993 - March 1996
Skills
Alternative Investments, Hedge Funds, Structured Finance, Derivatives, Funding, Investments, Portfolio Management, Bonds, Capital Markets, Emerging Markets, Structured Products, Credit Derivatives, Interest Rate..., Swaps, Fixed Income, Securities
Education
Cornell University - Johnson Graduate School of Management 2001 — 2003
MBA, Finance
Miami University 1988 — 1992
Bachelor of Science, Business Finance
Babson Capital Management April 2009 - Present
Wells Fargo Securities September 2006 - April 2009
Citigroup April 2004 - September 2006
UBS Investment Bank July 2003 - April 2004
Cornell University August 2001 - May 2003
CIBC World Markets October 1999 - August 2001
Salomon Smith Barney March 1998 - October 1999
Smith Barney March 1996 - March 1998
Northeastern University January 1993 - March 1996
Skills
Alternative Investments, Hedge Funds, Structured Finance, Derivatives, Funding, Investments, Portfolio Management, Bonds, Capital Markets, Emerging Markets, Structured Products, Credit Derivatives, Interest Rate..., Swaps, Fixed Income, Securities
Education
Cornell University - Johnson Graduate School of Management 2001 — 2003
MBA, Finance
Miami University 1988 — 1992
Bachelor of Science, Business Finance
Lance Rosen's Smith Barney Experience 1995 - 1998
Job President and CIO at Kinrose Capital Management
Industry Investment Management
Experience
Kinrose Capital Management 2013 - Present
Perry Capital April 1998 - April 2008
Smith Barney 1995 - 1998
Education
Columbia University 1992 — 1995
Cornell University 1987 — 1991
B.A., Government
Kinrose Capital Management 2013 - Present
Perry Capital April 1998 - April 2008
Smith Barney 1995 - 1998
Education
Columbia University 1992 — 1995
Cornell University 1987 — 1991
B.A., Government
Brian Murtagh, CFA's Smith Barney Experience June 2008 - August 2008
Job Investment Strategist, Defined Contribution at State Street Global Advisors
Industry Financial Services
Experience
State Street Global Advisors May 2013 - Present
State Street Global Advisors February 2012 - May 2013
State Street September 2009 - February 2012
Smith Barney June 2008 - August 2008
Skills
Alternative Investments, Equities, Fund Administration, Fund Accounting, Hedge Funds, Mutual Funds, Fixed Income, Valuation, Financial Modeling, Securities, Economics, Financial Analysis, Investments, Finance
Education
Connecticut College 2005 — 2009
BA, Economics
St. John's Prep 2001 — 2005
State Street Global Advisors May 2013 - Present
State Street Global Advisors February 2012 - May 2013
State Street September 2009 - February 2012
Smith Barney June 2008 - August 2008
Skills
Alternative Investments, Equities, Fund Administration, Fund Accounting, Hedge Funds, Mutual Funds, Fixed Income, Valuation, Financial Modeling, Securities, Economics, Financial Analysis, Investments, Finance
Education
Connecticut College 2005 — 2009
BA, Economics
St. John's Prep 2001 — 2005
Christopher Stoddard's Smith Barney Experience May 1995 - May 2010
Job Sr VP. Wealth mgmt. Portfolio Mgr at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney May 2010 - Present
Smith Barney May 1995 - May 2010
Education
Christian Brothers Academy
Daniel Webster College
University of Pennsylvania
Morgan Stanley Smith Barney May 2010 - Present
Smith Barney May 1995 - May 2010
Education
Christian Brothers Academy
Daniel Webster College
University of Pennsylvania
Brett Curlee's Smith Barney Experience March 2002 - November 2003
Job Executive Director Bushi Ban International Sienna Plantation LLC
Industry Health, Wellness and Fitness
Experience
Bushi Ban International - Sienna Plantation LLC May 2014 - Present
Raymond James 2009 - 2009
Kanaly Trust Company November 2003 - April 2008
Smith Barney March 2002 - November 2003
Morgan Stanley September 2000 - November 2001
Education
Cornell College 1991 — 1993
BSS, Economics
Bushi Ban International - Sienna Plantation LLC May 2014 - Present
Raymond James 2009 - 2009
Kanaly Trust Company November 2003 - April 2008
Smith Barney March 2002 - November 2003
Morgan Stanley September 2000 - November 2001
Education
Cornell College 1991 — 1993
BSS, Economics
Jorge Ragde's Smith Barney Experience September 1995 - December 1999
Job Financial Services
Industry Financial Services
Experience
Morgan Stanley 2008 - Present
Portable Sound Laboratories August 2006 - May 2011
RC International 2004 - 2010
Wachovia Securities Financial Network December 1999 - August 2008
Smith Barney September 1995 - December 1999
Continential Indoor Soccer League August 1989 - August 1995
Skills
Investments, Business Strategy, Series 7, Asset Allocation, Strategic Planning, Alternative Investments, Start-ups, Series 63, New Business Development, Investment Strategies, Investment Advisory, Wealth Management
Education
D'Amore-McKim School of Business at Northeastern University 1987 — 1989
MBA, Finance
Gonzaga University 1981 — 1987
BA, Economics
Gonzaga University 1981 — 1986
B.B.Ad., International Business
Morgan Stanley 2008 - Present
Portable Sound Laboratories August 2006 - May 2011
RC International 2004 - 2010
Wachovia Securities Financial Network December 1999 - August 2008
Smith Barney September 1995 - December 1999
Continential Indoor Soccer League August 1989 - August 1995
Skills
Investments, Business Strategy, Series 7, Asset Allocation, Strategic Planning, Alternative Investments, Start-ups, Series 63, New Business Development, Investment Strategies, Investment Advisory, Wealth Management
Education
D'Amore-McKim School of Business at Northeastern University 1987 — 1989
MBA, Finance
Gonzaga University 1981 — 1987
BA, Economics
Gonzaga University 1981 — 1986
B.B.Ad., International Business
Philip Waxelbaum's Smith Barney Experience December 1992 - March 2003
Job Financial Services Consulting and Professional Recruiting
Industry Financial Services
Experience
Masada Consulting in association with Willis Consulting June 2015 - Present
Financial Services and Private Wealth Advisory Managment December 2012 - June 2015
Masada Consulting December 2011 - December 2012
JP Morgan Chase July 2010 - December 2011
Deutsche Bank March 2006 - January 2010
UBS 2003 - 2006
Smith Barney December 1992 - March 2003
Shearson Lehman Brothers December 1992 - July 1994
Lehman Brothers 1989 - 1992
Prudential Securities December 1981 - March 1989
Skills
Investments, Securities, Management, Mutual Funds, Sales, Financial Services, Executive Management, Wealth Management..., Investment Banking, Financial Advisory, Banking, Strategic Financial..., Investment Strategies, Trading, Investment Management, Options, Risk Management, Finance, Derivatives, Bonds, Financial Markets, Private Equity, Valuation, Private Banking, Relationship Management, Credit Analysis, Financial Planning, Wealth, Cash Management, Equity Research, High Net Worth..., Structured Products
Education
Syracuse University 1973 — 1978
BS
Cornell University
Masada Consulting in association with Willis Consulting June 2015 - Present
Financial Services and Private Wealth Advisory Managment December 2012 - June 2015
Masada Consulting December 2011 - December 2012
JP Morgan Chase July 2010 - December 2011
Deutsche Bank March 2006 - January 2010
UBS 2003 - 2006
Smith Barney December 1992 - March 2003
Shearson Lehman Brothers December 1992 - July 1994
Lehman Brothers 1989 - 1992
Prudential Securities December 1981 - March 1989
Skills
Investments, Securities, Management, Mutual Funds, Sales, Financial Services, Executive Management, Wealth Management..., Investment Banking, Financial Advisory, Banking, Strategic Financial..., Investment Strategies, Trading, Investment Management, Options, Risk Management, Finance, Derivatives, Bonds, Financial Markets, Private Equity, Valuation, Private Banking, Relationship Management, Credit Analysis, Financial Planning, Wealth, Cash Management, Equity Research, High Net Worth..., Structured Products
Education
Syracuse University 1973 — 1978
BS
Cornell University
Julie Rifon's Smith Barney Experience 1987 - 1988
Job Independent Representative at Younique Products
Industry Apparel & Fashion
Experience
Younique Products September 2014 - Present
Silpada Designs July 2008 - Present
Spanish and Math tutoring 2007 - Present
Private Piano Instruction 1999 - Present
Chemical Bank 1989 - 1994
smith barney 1987 - 1988
Skills
Sales, Retail, Math tutoring, Spanish tutoring, Piano teacher, Tutoring
Education
New York University - Leonard N. Stern School of Business 1983 — 1985
MBA, Finance/International Business
Cornell University 1979 — 1982
B.A., Mathematics/ Minor in Spanish
Younique Products September 2014 - Present
Silpada Designs July 2008 - Present
Spanish and Math tutoring 2007 - Present
Private Piano Instruction 1999 - Present
Chemical Bank 1989 - 1994
smith barney 1987 - 1988
Skills
Sales, Retail, Math tutoring, Spanish tutoring, Piano teacher, Tutoring
Education
New York University - Leonard N. Stern School of Business 1983 — 1985
MBA, Finance/International Business
Cornell University 1979 — 1982
B.A., Mathematics/ Minor in Spanish
George B. Smithy Jr.'s Smith Barney Experience July 2008 - July 2012
Job Managing Director Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Wealth Management July 2012 - Present
Smith Barney July 2008 - July 2012
Education
Columbia Business School 1974 — 1976
Master of Business Administration (MBA)
Columbia College (NY) 1970 — 1974
Bachelor's degree, Liberal Arts and Sciences, General Studies and Humanities
Morgan Stanley Wealth Management July 2012 - Present
Smith Barney July 2008 - July 2012
Education
Columbia Business School 1974 — 1976
Master of Business Administration (MBA)
Columbia College (NY) 1970 — 1974
Bachelor's degree, Liberal Arts and Sciences, General Studies and Humanities
Paul Barenholtz's Smith Barney Experience 1986 - 2008
Job Law Practice Professional
Industry Law Practice
Experience
Smith Barney 1986 - 2008
Skills
Securities, Compliance, Litigation, Securities Arbitration, Mediation, Regulatory Affairs, Brokerage, Arbitration, Corporate Governance, Licensing, Securities Litigation, Mergers & Acquisitions, Corporate Law, FINRA, Legal Compliance, Securities Regulation, Capital Markets, Financial Services
Education
Columbia Law School 1975 — 1978
JD, Law
Columbia University in the City of New York 1971 — 1975
B.A., History
Smith Barney 1986 - 2008
Skills
Securities, Compliance, Litigation, Securities Arbitration, Mediation, Regulatory Affairs, Brokerage, Arbitration, Corporate Governance, Licensing, Securities Litigation, Mergers & Acquisitions, Corporate Law, FINRA, Legal Compliance, Securities Regulation, Capital Markets, Financial Services
Education
Columbia Law School 1975 — 1978
JD, Law
Columbia University in the City of New York 1971 — 1975
B.A., History
Dave Henriquez's Smith Barney Experience July 1996 - August 2001
Job Senior Vice President Investments at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc. December 2010 - Present
Well Fargo Advisors, LLC February 2006 - December 2010
Morgan Stanley August 2001 - February 2006
Smith Barney July 1996 - August 2001
Education
Cornell University
BA, Economics
UBS Financial Services Inc. December 2010 - Present
Well Fargo Advisors, LLC February 2006 - December 2010
Morgan Stanley August 2001 - February 2006
Smith Barney July 1996 - August 2001
Education
Cornell University
BA, Economics
John Piermont's Smith Barney Experience 2003 - 2006
Job Research Analyst at Donald Smith & Co.
Industry Financial Services
Experience
Donald Smith & Co. July 2010 - Present
Lions Gate Capital 2009 - 2009
Citigroup 2006 - 2008
Smith Barney 2003 - 2006
Education
Columbia University - Columbia Business School 2008 — 2010
MBA
Dartmouth College 1999 — 2003
AB, Economics
Donald Smith & Co. July 2010 - Present
Lions Gate Capital 2009 - 2009
Citigroup 2006 - 2008
Smith Barney 2003 - 2006
Education
Columbia University - Columbia Business School 2008 — 2010
MBA
Dartmouth College 1999 — 2003
AB, Economics
Michael Yellin's Smith Barney Experience 1992 - 1996
Job Independent Financial Services Professional
Industry Financial Services
Experience
Yellin Consulting Services July 2000 - Present
Citigroup June 1996 - June 2000
Smith Barney 1992 - 1996
Shearson Lehman Brothers 1986 - 1991
Mobil Oil 1983 - 1986
Amerada Hess 1980 - 1982
Skills
Investments, Asset Managment, Capital Markets, Equities, Financial Analysis, Portfolio Management, Financial Modeling, Securities, Mutual Funds, Wealth Management, Asset Management, Retirement Planning, Management Consulting, Financial Services
Education
Columbia University - Columbia Business School 1982 — 1983
MBA, Finance and Accounting
University of Pennsylvania - The Wharton School 1976 — 1980
BSE, Finance and Marketing
Yellin Consulting Services July 2000 - Present
Citigroup June 1996 - June 2000
Smith Barney 1992 - 1996
Shearson Lehman Brothers 1986 - 1991
Mobil Oil 1983 - 1986
Amerada Hess 1980 - 1982
Skills
Investments, Asset Managment, Capital Markets, Equities, Financial Analysis, Portfolio Management, Financial Modeling, Securities, Mutual Funds, Wealth Management, Asset Management, Retirement Planning, Management Consulting, Financial Services
Education
Columbia University - Columbia Business School 1982 — 1983
MBA, Finance and Accounting
University of Pennsylvania - The Wharton School 1976 — 1980
BSE, Finance and Marketing
Jane Hathaway's Smith Barney Experience February 1990 - Present
Job VP at Smith Barney
Industry Arts and Crafts
Experience
Smith Barney February 1990 - Present
The 41st Parameter February 1985 - February 1990
Education
Columbia University - Graduate School of Journalism 2004 — 2008
Ph.D
Smith Barney February 1990 - Present
The 41st Parameter February 1985 - February 1990
Education
Columbia University - Graduate School of Journalism 2004 — 2008
Ph.D
Maria Dering's Smith Barney Experience January 1984 - December 1984
Job Writer & Editor
Industry Research
Experience
Independent consultant January 1985 - Present
Myself 1985 - Present
Smith Barney January 1984 - December 1984
United Presbyterian Foundation June 1981 - December 1983
Better Business Bureau of Metropolitan New York January 1980 - June 1981
Skills
Editing, Writing, English, Group Presentations, Newsletter Writing, Presentation Development, Blogging, Online Research, Meeting Management, Training Seminars, Seminar Presentations, Seminar Speaker, guided tours, Tourism, Digital Photography, Due Diligence, American History, heraldry, Public Relations, Event Management, Tour, Public Speaking, Newsletters, Copywriting, Press Releases, Nonprofits, Guided Tours, Heraldry, Event Planning, Media Relations, Journalism, Strategic Communications, Creative Direction, Books, Publishing, Music, Proofreading, Copy Editing, Freelance Writing, Creative Writing, Social Media, Social Media Marketing, Proposal Writing, History, New Media, Editorial, Marketing Communications, Art, Photography, Translation
Education
Columbia University in the City of New York 1974 — 1976
M.A., M.Phil., English
University of Illinois at Chicago 1969 — 1974
Bachelor of Arts, English and Russian
Independent consultant January 1985 - Present
Myself 1985 - Present
Smith Barney January 1984 - December 1984
United Presbyterian Foundation June 1981 - December 1983
Better Business Bureau of Metropolitan New York January 1980 - June 1981
Skills
Editing, Writing, English, Group Presentations, Newsletter Writing, Presentation Development, Blogging, Online Research, Meeting Management, Training Seminars, Seminar Presentations, Seminar Speaker, guided tours, Tourism, Digital Photography, Due Diligence, American History, heraldry, Public Relations, Event Management, Tour, Public Speaking, Newsletters, Copywriting, Press Releases, Nonprofits, Guided Tours, Heraldry, Event Planning, Media Relations, Journalism, Strategic Communications, Creative Direction, Books, Publishing, Music, Proofreading, Copy Editing, Freelance Writing, Creative Writing, Social Media, Social Media Marketing, Proposal Writing, History, New Media, Editorial, Marketing Communications, Art, Photography, Translation
Education
Columbia University in the City of New York 1974 — 1976
M.A., M.Phil., English
University of Illinois at Chicago 1969 — 1974
Bachelor of Arts, English and Russian
Victor Lazarovici's Smith Barney Experience March 1993 - January 1998
Job Chairman of the Board at Selwyn Resources and Director at Abacus Mining & Exploration
Industry Capital Markets
Experience
Selwyn Resouces, Ltd June 2013 - Present
Abacus Mining and Exploration Ltd. July 2008 - Present
Jaguar Financial Corporation June 2010 - June 2014
Minera Andes Inc. August 2008 - January 2012
BMO Capital Markets January 1998 - February 2008
Smith Barney March 1993 - January 1998
SG Warburg, James Capel, McLeod Young Weir September 1987 - March 1992
McLeod Young Weir 1987 - 1989
Canada Development Corp. (Highly Diversified Public/Private Holding/Investment Company) January 1984 - September 1987
Rio Algom Limited February 1980 - January 1985
Skills
Corporate Development, Macro, Capital Markets, Equity Research, Equities, Valuation, Investment Banking, Capital Management, Financial Modeling, Investments, Private Equity, IPO, Start-ups, Finance, Mergers, Commodity, Strategy, Financial Analysis, Investment Management, Mergers & Acquisitions, Corporate Finance, Emerging Markets, Restructuring, Securities, Mining
Education
York University 1976 — 1977
MBA, Finance, Specialization in International Business
Concordia University 1967 — 1972
B. Eng., Electrical Engineering
Selwyn Resouces, Ltd June 2013 - Present
Abacus Mining and Exploration Ltd. July 2008 - Present
Jaguar Financial Corporation June 2010 - June 2014
Minera Andes Inc. August 2008 - January 2012
BMO Capital Markets January 1998 - February 2008
Smith Barney March 1993 - January 1998
SG Warburg, James Capel, McLeod Young Weir September 1987 - March 1992
McLeod Young Weir 1987 - 1989
Canada Development Corp. (Highly Diversified Public/Private Holding/Investment Company) January 1984 - September 1987
Rio Algom Limited February 1980 - January 1985
Skills
Corporate Development, Macro, Capital Markets, Equity Research, Equities, Valuation, Investment Banking, Capital Management, Financial Modeling, Investments, Private Equity, IPO, Start-ups, Finance, Mergers, Commodity, Strategy, Financial Analysis, Investment Management, Mergers & Acquisitions, Corporate Finance, Emerging Markets, Restructuring, Securities, Mining
Education
York University 1976 — 1977
MBA, Finance, Specialization in International Business
Concordia University 1967 — 1972
B. Eng., Electrical Engineering
Harry Walters's Smith Barney Experience 1993 - 1997
Job Managing Director at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management January 2014 - Present
Morgan Stanley Smith Barney June 2009 - January 2014
Citigroup Global Markets Inc. December 2001 - May 2009
Salomon Smith Barney 1997 - December 2001
Smith Barney 1993 - 1997
Shearson Lehman 1989 - 1993
townley and updike 1983 - 1989
Fordham College 1976 - 1980
Skills
Securities, AML, Securities Regulation, Series 24, FINRA, Hedge Funds, Private Equity, Mergers & Acquisitions, Corporate Law, Series 7, Litigation, Corporate Governance, Capital Markets, Financial Services, Equities
Education
Columbia University School of Law 1980 — 1983
JD, Law
Fordham University 1976 — 1980
BA, Philosophy & Communications
Morgan Stanley Wealth Management January 2014 - Present
Morgan Stanley Smith Barney June 2009 - January 2014
Citigroup Global Markets Inc. December 2001 - May 2009
Salomon Smith Barney 1997 - December 2001
Smith Barney 1993 - 1997
Shearson Lehman 1989 - 1993
townley and updike 1983 - 1989
Fordham College 1976 - 1980
Skills
Securities, AML, Securities Regulation, Series 24, FINRA, Hedge Funds, Private Equity, Mergers & Acquisitions, Corporate Law, Series 7, Litigation, Corporate Governance, Capital Markets, Financial Services, Equities
Education
Columbia University School of Law 1980 — 1983
JD, Law
Fordham University 1976 — 1980
BA, Philosophy & Communications
Kaitlyn Holdaway's Smith Barney Experience May 2009 - August 2010
Job Compensation Analyst at Lockton Companies
Industry Information Technology and Services
Experience
Lockton Companies February 2014 - Present
Cerner Corporation November 2013 - January 2014
Cerner Corporation February 2012 - October 2013
Cerner Corporation January 2012 - February 2012
Smith Barney May 2009 - August 2010
Congressman Lee Terry May 2009 - August 2009
Skills
Financial Modeling, Equities, Financial Analysis, Compensation..., Equity Compensation, Market Analysis, Equity Research, Financial Accounting, Excel, Microsoft Office, Equity Edge, Leadership, Consulting, Strategic Financial..., Microsoft Excel
Education
Creighton University 2006 — 2009
Bachelor Degree in Business Administration, Finance and Economics
Creighton University 2006 — 2009
Bachelor of Science, Economics and Finance
Lockton Companies February 2014 - Present
Cerner Corporation November 2013 - January 2014
Cerner Corporation February 2012 - October 2013
Cerner Corporation January 2012 - February 2012
Smith Barney May 2009 - August 2010
Congressman Lee Terry May 2009 - August 2009
Skills
Financial Modeling, Equities, Financial Analysis, Compensation..., Equity Compensation, Market Analysis, Equity Research, Financial Accounting, Excel, Microsoft Office, Equity Edge, Leadership, Consulting, Strategic Financial..., Microsoft Excel
Education
Creighton University 2006 — 2009
Bachelor Degree in Business Administration, Finance and Economics
Creighton University 2006 — 2009
Bachelor of Science, Economics and Finance
Anne Greenwood's Smith Barney Experience August 2008 - July 2009
Job Senior Vice President at Pax Ellevate Management
Industry Financial Services
Experience
Pax Ellevate Management September 2015 - Present
Ellevate Network September 2013 - September 2015
Harvard University October 2011 - September 2013
Morgan Stanley July 2009 - September 2011
Smith Barney August 2008 - July 2009
Citigroup February 2007 - August 2008
Smith Barney March 1997 - February 2007
SMITH BARNEY January 1995 - February 1997
Smith Barney May 1984 - January 1995
Skills
Strategy, Leadership, New Business Development, Business Development, Business Strategy, Sales Management, Investments, Financial Services, Mergers & Acquisitions, Management, CRM, Portfolio Management, Financial Advisory, Risk Management, Program Management, Series 63, Executive Management, Mutual Funds, Strategic Financial..., Marketing, Entrepreneurship, Securities, Training, Alternative Investments, Finance, Retirement Planning, Strategic Communications, Strategic Planning, Insurance, Relationship Management, Asset Allocation, Wealth Management, Financial Analysis, Asset Management, Series 7, Management Consulting, Strategic Partnerships, Nonprofits, Financial Planning, Organizational Vision
Education
Harvard University 2011 — 2012
Certificate, Advanced Leadership
Cornell University
Bachelor of Arts, magna cum laude, Economics
Harvard University
MPA, Public Administration
Pax Ellevate Management September 2015 - Present
Ellevate Network September 2013 - September 2015
Harvard University October 2011 - September 2013
Morgan Stanley July 2009 - September 2011
Smith Barney August 2008 - July 2009
Citigroup February 2007 - August 2008
Smith Barney March 1997 - February 2007
SMITH BARNEY January 1995 - February 1997
Smith Barney May 1984 - January 1995
Skills
Strategy, Leadership, New Business Development, Business Development, Business Strategy, Sales Management, Investments, Financial Services, Mergers & Acquisitions, Management, CRM, Portfolio Management, Financial Advisory, Risk Management, Program Management, Series 63, Executive Management, Mutual Funds, Strategic Financial..., Marketing, Entrepreneurship, Securities, Training, Alternative Investments, Finance, Retirement Planning, Strategic Communications, Strategic Planning, Insurance, Relationship Management, Asset Allocation, Wealth Management, Financial Analysis, Asset Management, Series 7, Management Consulting, Strategic Partnerships, Nonprofits, Financial Planning, Organizational Vision
Education
Harvard University 2011 — 2012
Certificate, Advanced Leadership
Cornell University
Bachelor of Arts, magna cum laude, Economics
Harvard University
MPA, Public Administration
Frederick W Hill's Smith Barney Experience 1976 - 1983
Job Renovus Capital Partners
Industry Financial Services
Experience
Renovus Capital Partners August 2011 - Present
Allied Capital Corp 2004 - 2009
The CIT Group 1998 - 2004
Prudential Securities Inc 1993 - 1998
Alex Brown & Sons 1990 - 1993
Dean Witter 1987 - 1990
Salomon Brothers 1983 - 1987
Dillon Read 1983 - 1986
Smith Barney 1976 - 1983
Skills
Private Equity, Venture Capital, Management, Investments, Corporate Development, Valuation, Due Diligence, Mergers & Acquisitions, Investment Banking, Corporate Finance, Financial Modeling, Private Placements, Mezzanine, Buyouts, Leveraged Finance, Business Valuation, Capital Markets, Business Strategy, Financial Structuring, Alternative Investments, Equities
Education
Columbia University - Columbia Business School 1976 — 1977
MBA, Finance
Columbia University - Graduate School of Architecture, Planning and Preservation 1975 — 1977
M, Architecture
Georgia Institute of Technology 1968 — 1973
B, Architecture
Renovus Capital Partners August 2011 - Present
Allied Capital Corp 2004 - 2009
The CIT Group 1998 - 2004
Prudential Securities Inc 1993 - 1998
Alex Brown & Sons 1990 - 1993
Dean Witter 1987 - 1990
Salomon Brothers 1983 - 1987
Dillon Read 1983 - 1986
Smith Barney 1976 - 1983
Skills
Private Equity, Venture Capital, Management, Investments, Corporate Development, Valuation, Due Diligence, Mergers & Acquisitions, Investment Banking, Corporate Finance, Financial Modeling, Private Placements, Mezzanine, Buyouts, Leveraged Finance, Business Valuation, Capital Markets, Business Strategy, Financial Structuring, Alternative Investments, Equities
Education
Columbia University - Columbia Business School 1976 — 1977
MBA, Finance
Columbia University - Graduate School of Architecture, Planning and Preservation 1975 — 1977
M, Architecture
Georgia Institute of Technology 1968 — 1973
B, Architecture
Penny Mandell's Smith Barney Experience 1987 - 2002
Job principal summit creek capital
Industry Investment Management
Experience
Summit Creek Capital LLC July 2009 - Present
Smith Barney 1987 - 2002
Education
University of South Carolina - Darla Moore School of Business 1981 — 1983
MIB, International Business
Davidson College 1977 — 1981
BA, Psycholinguistics
Summit Creek Capital LLC July 2009 - Present
Smith Barney 1987 - 2002
Education
University of South Carolina - Darla Moore School of Business 1981 — 1983
MIB, International Business
Davidson College 1977 — 1981
BA, Psycholinguistics
Nancy Collins, CISSP-ISSAP, ISSMP's Smith Barney Experience 1998 - 2007
Job President at (ISC)2 New York Metro Chapter, Inc.
Industry Information Technology and Services
Experience
(ISC)2 New York Metro Chapter, Inc. January 2014 - Present
Citi July 1998 - Present
Time Warner Inc. 2013 - 2014
Smith Barney 1998 - 2007
Smith Barney 1998 - 2007
Skills
PMO, PMP, Project Governance, Program Management, Project Portfolio..., SDLC, Programme Leadership, Matrix Management, Stakeholder Management, Programme Assurance, Risk Management, PMBOK, PMI, Waterfall, Risk Mitigation, Business Transformation, Process Improvement, Status Reporting, Governance, Vendor Management, Business Continuity, IT Strategy, Leadership, Disaster Recovery, Business Analysis, IT Management, Information Security, Information Technology, ITIL, Information Security..., IT Audit, Risk Assessment
Education
Columbia University in the City of New York
Computer and Information Sciences
New York University
(ISC)2 New York Metro Chapter, Inc. January 2014 - Present
Citi July 1998 - Present
Time Warner Inc. 2013 - 2014
Smith Barney 1998 - 2007
Smith Barney 1998 - 2007
Skills
PMO, PMP, Project Governance, Program Management, Project Portfolio..., SDLC, Programme Leadership, Matrix Management, Stakeholder Management, Programme Assurance, Risk Management, PMBOK, PMI, Waterfall, Risk Mitigation, Business Transformation, Process Improvement, Status Reporting, Governance, Vendor Management, Business Continuity, IT Strategy, Leadership, Disaster Recovery, Business Analysis, IT Management, Information Security, Information Technology, ITIL, Information Security..., IT Audit, Risk Assessment
Education
Columbia University in the City of New York
Computer and Information Sciences
New York University
Nancy Lester's Smith Barney Experience 1986 - 1999
Job Financial Services Professional
Industry Financial Services
Experience
Combined Jewish Philanthropies February 2004 - January 2009
Smith Barney 1986 - 1999
Education
Columbia University - Columbia Business School
MBA, Finance
Combined Jewish Philanthropies February 2004 - January 2009
Smith Barney 1986 - 1999
Education
Columbia University - Columbia Business School
MBA, Finance
Marc Weill's Smith Barney Experience 1989 - 1991
Job Financial Services Professional
Industry Financial Services
Experience
Two Sigma Investments 2014 - Present
Private Investor 2009 - Present
City Light Capital Investment 2004 - 2008
The Fresh Air Fund 1998 - 2005
WTR Hedge Funds 2001 - 2003
Citi 1992 - 2000
Smith Barney 1989 - 1991
American Express 1983 - 1989
S.B. Lewis 1982 - 1983
Skills
Investments, Private Equity, Asset Managment, Wealth Management, Venture Capital, Hedge Funds, Mutual Funds, Alternative Investments, Investment Banking, Corporate Finance, Fixed Income, Portfolio Management, Financial Analysis, Financial Advisory, Mergers & Acquisitions, Strategic Financial..., Trading, Financial Services, Corporate Development, Entrepreneurship, Bloomberg, Leveraged Finance, Strategy, Investment Management, Insurance, Commodity, Asset Allocation, Securities, Banking, Financial Modeling, Valuation, Options, Financial Structuring, Investment Strategies, Asset Management, Due Diligence, Private Placements, Restructuring, Financial Markets, Bonds, Finance, Series 63, Risk Management, Series 7, Derivatives, Executive Management, Capital Markets, Equities, LBO
Education
Columbia University - Columbia Business School 1979 — 1980
MBA, Economics, Accounting
Vanderbilt University 1974 — 1978
B.S., Economics
Milton Academy 1970 — 1974
HS Diploma, High School
Two Sigma Investments 2014 - Present
Private Investor 2009 - Present
City Light Capital Investment 2004 - 2008
The Fresh Air Fund 1998 - 2005
WTR Hedge Funds 2001 - 2003
Citi 1992 - 2000
Smith Barney 1989 - 1991
American Express 1983 - 1989
S.B. Lewis 1982 - 1983
Skills
Investments, Private Equity, Asset Managment, Wealth Management, Venture Capital, Hedge Funds, Mutual Funds, Alternative Investments, Investment Banking, Corporate Finance, Fixed Income, Portfolio Management, Financial Analysis, Financial Advisory, Mergers & Acquisitions, Strategic Financial..., Trading, Financial Services, Corporate Development, Entrepreneurship, Bloomberg, Leveraged Finance, Strategy, Investment Management, Insurance, Commodity, Asset Allocation, Securities, Banking, Financial Modeling, Valuation, Options, Financial Structuring, Investment Strategies, Asset Management, Due Diligence, Private Placements, Restructuring, Financial Markets, Bonds, Finance, Series 63, Risk Management, Series 7, Derivatives, Executive Management, Capital Markets, Equities, LBO
Education
Columbia University - Columbia Business School 1979 — 1980
MBA, Economics, Accounting
Vanderbilt University 1974 — 1978
B.S., Economics
Milton Academy 1970 — 1974
HS Diploma, High School
Brian Kreefer's Smith Barney Experience June 2008 - August 2008
Job VP of Finance at The Keith Corp.
Industry Real Estate
Experience
The Keith Corp. January 2013 - Present
Bank of America May 2011 - December 2012
Bank of America April 2010 - April 2011
Smith Barney June 2008 - August 2008
TOUR GCX June 2008 - August 2008
Smith Barney June 2007 - August 2007
Skills
Financial Analysis, Argus Modeling, Loans, Investments, Financial Statements, Risk Management, Financial Modeling, Underwriting, SAS, Economics, Analytics, Small Business Lending, Wealth Management
Education
Cornell University 2005 — 2009
BS: Applied Economics and Management, Finance
The Keith Corp. January 2013 - Present
Bank of America May 2011 - December 2012
Bank of America April 2010 - April 2011
Smith Barney June 2008 - August 2008
TOUR GCX June 2008 - August 2008
Smith Barney June 2007 - August 2007
Skills
Financial Analysis, Argus Modeling, Loans, Investments, Financial Statements, Risk Management, Financial Modeling, Underwriting, SAS, Economics, Analytics, Small Business Lending, Wealth Management
Education
Cornell University 2005 — 2009
BS: Applied Economics and Management, Finance
Penny Mandell's Smith Barney Experience January 1987 - January 2002
Job Senior Investment Advisor, Evergreen Gavekal
Industry Investment Management
Experience
Evergreen GaveKal December 2014 - Present
RBC Wealth Management February 2012 - November 2014
Summit Creek Capital LLC July 2009 - December 2011
Smith Barney January 1987 - January 2002
Smith Barney 1987 - 2002
L.F. Rothschild,Unterberg & Towbin January 1984 - February 1987
Skills
Portfolio Management, Sales Management, Public Speaking, Development & delivery..., Asset Management, Marketing Communications, Product Marketing, Investments, Professional..., Equities, Financial Advisory, Investment Advisory, Management, Marketing, Mutual Funds, Series 63, Series 7, Start-ups, Valuation
Education
University of South Carolina - Darla Moore School of Business 1981 — 1983
MIBS, International Marketing
Davidson College
Bachelor of Arts, Psycholinguistics
Evergreen GaveKal December 2014 - Present
RBC Wealth Management February 2012 - November 2014
Summit Creek Capital LLC July 2009 - December 2011
Smith Barney January 1987 - January 2002
Smith Barney 1987 - 2002
L.F. Rothschild,Unterberg & Towbin January 1984 - February 1987
Skills
Portfolio Management, Sales Management, Public Speaking, Development & delivery..., Asset Management, Marketing Communications, Product Marketing, Investments, Professional..., Equities, Financial Advisory, Investment Advisory, Management, Marketing, Mutual Funds, Series 63, Series 7, Start-ups, Valuation
Education
University of South Carolina - Darla Moore School of Business 1981 — 1983
MIBS, International Marketing
Davidson College
Bachelor of Arts, Psycholinguistics
Barry Schwartz's Smith Barney Experience September 2007 - May 2009
Job Director at PwC, Financial Services
Industry Information Technology and Services
Experience
PwC March 2015 - Present
JPMorgan Chase August 2010 - March 2014
Morgan Stanley Smith Barney June 2009 - August 2010
Smith Barney September 2007 - May 2009
Smith Barney June 2005 - August 2007
Vitech January 2001 - May 2005
Accenture December 1996 - November 2000
Skills
Business Analysis, Financial Services, SDLC, IT Strategy, Management, CRM, Project Management, Vendor Management, Wealth Management, Product Management, Integration, Consulting, Program Management, Business Process, Software Project..., Data Analysis, Data Migration, Reporting & Analysis
Education
Cornell University 1992 — 1996
BS, Applied Economics
PwC March 2015 - Present
JPMorgan Chase August 2010 - March 2014
Morgan Stanley Smith Barney June 2009 - August 2010
Smith Barney September 2007 - May 2009
Smith Barney June 2005 - August 2007
Vitech January 2001 - May 2005
Accenture December 1996 - November 2000
Skills
Business Analysis, Financial Services, SDLC, IT Strategy, Management, CRM, Project Management, Vendor Management, Wealth Management, Product Management, Integration, Consulting, Program Management, Business Process, Software Project..., Data Analysis, Data Migration, Reporting & Analysis
Education
Cornell University 1992 — 1996
BS, Applied Economics
David Ely, CFA's Smith Barney Experience December 1995 - November 1999
Job Vice President Portfolio Manager
Industry Investment Management
Experience
Wilmington Trust June 2015 - Present
American Council on Gift Annuities April 2009 - Present
State Street Global Advisors November 2013 - June 2015
State Street Global Advisors June 2007 - November 2013
State Street Global Advisors 2007 - 2009
State Street Global Advisors December 1999 - June 2007
Smith Barney December 1995 - November 1999
Skills
Investments, Fixed Income, Asset Managment, Finance, Investment Management, Capital Markets, Portfolio Management, Asset Management, Securities, Mutual Funds, Hedge Funds, Asset Allocation, Series 63, Bloomberg, Valuation, Financial Services, Alternative Investments, Equities, Series 7, Derivatives, New Business Development, Investment Strategies, Wealth Management, Emerging Markets, Investment Advisory, Private Equity, Bonds, Relationship Management, Financial Modeling, Financial Markets
Education
D'Amore-McKim School of Business at Northeastern University 1999 — 2003
Masters, Finance
University of North Carolina at Chapel Hill 1985 — 1989
BA, Economics
CFA Institute
CFA, Finance
Wilmington Trust June 2015 - Present
American Council on Gift Annuities April 2009 - Present
State Street Global Advisors November 2013 - June 2015
State Street Global Advisors June 2007 - November 2013
State Street Global Advisors 2007 - 2009
State Street Global Advisors December 1999 - June 2007
Smith Barney December 1995 - November 1999
Skills
Investments, Fixed Income, Asset Managment, Finance, Investment Management, Capital Markets, Portfolio Management, Asset Management, Securities, Mutual Funds, Hedge Funds, Asset Allocation, Series 63, Bloomberg, Valuation, Financial Services, Alternative Investments, Equities, Series 7, Derivatives, New Business Development, Investment Strategies, Wealth Management, Emerging Markets, Investment Advisory, Private Equity, Bonds, Relationship Management, Financial Modeling, Financial Markets
Education
D'Amore-McKim School of Business at Northeastern University 1999 — 2003
Masters, Finance
University of North Carolina at Chapel Hill 1985 — 1989
BA, Economics
CFA Institute
CFA, Finance
Alexander Bridgewater's Smith Barney Experience June 1985 - June 1989
Job VP of Business Development at Cisco
Industry Computer Hardware
Experience
Cisco May 2004 - Present
Nokia July 1995 - May 2004
General Electric July 1989 - June 1995
Smith Barney June 1985 - June 1989
Education
Columbia University - Columbia Business School 1983 — 1985
Masters, MBA
Harvard Business School 1978 — 1982
Bachelors, Business Admin
Cisco May 2004 - Present
Nokia July 1995 - May 2004
General Electric July 1989 - June 1995
Smith Barney June 1985 - June 1989
Education
Columbia University - Columbia Business School 1983 — 1985
Masters, MBA
Harvard Business School 1978 — 1982
Bachelors, Business Admin
Arlene Barilec's Smith Barney Experience 1991 - 1999
Job Foreign Service Officer at Dept of State
Industry Government Administration
Experience
Dept of State September 2002 - Present
Peace Corps May 1999 - August 2001
Smith Barney 1991 - 1999
Skills
Program Management, International Relations, Diplomacy, Foreign Policy, Government, Politics, National Security, Public Diplomacy, Policy Analysis, Public Policy, International..., Environmental Policy, Political Risk Analysis, Nonprofits, Political Science, Foreign Affairs, International Security, Public Speaking, Policy, Energy, Capacity Building, International..., NGOs, Analysis, Human Rights
Education
Columbia University - School of International and Public Affairs
Master's Degree, International Finance
Dept of State September 2002 - Present
Peace Corps May 1999 - August 2001
Smith Barney 1991 - 1999
Skills
Program Management, International Relations, Diplomacy, Foreign Policy, Government, Politics, National Security, Public Diplomacy, Policy Analysis, Public Policy, International..., Environmental Policy, Political Risk Analysis, Nonprofits, Political Science, Foreign Affairs, International Security, Public Speaking, Policy, Energy, Capacity Building, International..., NGOs, Analysis, Human Rights
Education
Columbia University - School of International and Public Affairs
Master's Degree, International Finance
Gregory Mayer's Smith Barney Experience June 1986 - July 1988
Job Portfolio Risk Manager
Industry Financial Services
Experience
Ambac September 2001 - Present
Lehman Brothers August 1988 - July 2001
Smith Barney June 1986 - July 1988
Skills
Structured Finance, Portfolio Management, Fixed Income, Securitization, Credit Risk, Credit Analysis, Capital Markets, Asset Managment, Risk Management, Credit, Financial Modeling, Derivatives, Financial Structuring, Investments, Financial Risk, Due Diligence, Investment Banking, Financial Analysis, CDO, Bonds, Finance, Equities, Corporate Finance
Education
Cornell University - Johnson Graduate School of Management 1990 — 1992
MBA, Finance
Iona College 1982 — 1986
BA, Computer Science
Ambac September 2001 - Present
Lehman Brothers August 1988 - July 2001
Smith Barney June 1986 - July 1988
Skills
Structured Finance, Portfolio Management, Fixed Income, Securitization, Credit Risk, Credit Analysis, Capital Markets, Asset Managment, Risk Management, Credit, Financial Modeling, Derivatives, Financial Structuring, Investments, Financial Risk, Due Diligence, Investment Banking, Financial Analysis, CDO, Bonds, Finance, Equities, Corporate Finance
Education
Cornell University - Johnson Graduate School of Management 1990 — 1992
MBA, Finance
Iona College 1982 — 1986
BA, Computer Science
Brian Mahaffey's Smith Barney Experience August 2007 - December 2007
Job Registered Client Associate at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors August 2014 - Present
Santis Investments September 2010 - August 2014
TRI Commercial September 2010 - July 2014
Marcus & Millichap June 2007 - March 2010
Smith Barney August 2007 - December 2007
Education
University of Southern California - Marshall School of Business 2005 — 2009
BS - Business Adminstration, Concentrations in Real Estate Finance, International Business. Minor in Economics of Finance & Money
Copenhagen Business School 2008 — 2008
International Business
Wells Fargo Advisors August 2014 - Present
Santis Investments September 2010 - August 2014
TRI Commercial September 2010 - July 2014
Marcus & Millichap June 2007 - March 2010
Smith Barney August 2007 - December 2007
Education
University of Southern California - Marshall School of Business 2005 — 2009
BS - Business Adminstration, Concentrations in Real Estate Finance, International Business. Minor in Economics of Finance & Money
Copenhagen Business School 2008 — 2008
International Business
Michael Fineman's Smith Barney Experience March 1994 - April 1995
Job Portfolio Manager/Distressed Credit & Equity Research Analyst
Industry Investment Management
Experience
Third Avenue Management March 2006 - March 2014
Sanno Point Capital Management January 2005 - March 2006
Giuliani Capital Advisors LLC (f/k/a Ernst & Young Corporate Finance) April 2001 - January 2005
Cityspree, Inc March 2000 - March 2001
Raymond James & Associates May 1995 - March 2000
Smith Barney March 1994 - April 1995
Alex. Brown & Sons, Inc. March 1993 - March 1994
Goldman, Sachs & Co. May 1990 - February 1993
Skills
Value Investing, Distressed Debt, Equities, High Yield, Chartered Financial..., CIRA, Passed CDBV..., Special Situations, Alternative Investments, Hedge Funds, Valuation, Private Equity, Financial Modeling, Debt Restructuring, Restructuring, Equity Research, Investment Management, Fixed Income, Asset Management, Capital Markets, Leveraged Finance, Institutional..., Investment Banking, Corporate Finance, Investments, Bloomberg
Education
Columbia University - Columbia Business School
Master of Business Administration (MBA), 3.7 / 4.0
University of Delaware
Bachelor of Science (BS), Finance, Marketing, Economics, 3.6 / 4.0
Third Avenue Management March 2006 - March 2014
Sanno Point Capital Management January 2005 - March 2006
Giuliani Capital Advisors LLC (f/k/a Ernst & Young Corporate Finance) April 2001 - January 2005
Cityspree, Inc March 2000 - March 2001
Raymond James & Associates May 1995 - March 2000
Smith Barney March 1994 - April 1995
Alex. Brown & Sons, Inc. March 1993 - March 1994
Goldman, Sachs & Co. May 1990 - February 1993
Skills
Value Investing, Distressed Debt, Equities, High Yield, Chartered Financial..., CIRA, Passed CDBV..., Special Situations, Alternative Investments, Hedge Funds, Valuation, Private Equity, Financial Modeling, Debt Restructuring, Restructuring, Equity Research, Investment Management, Fixed Income, Asset Management, Capital Markets, Leveraged Finance, Institutional..., Investment Banking, Corporate Finance, Investments, Bloomberg
Education
Columbia University - Columbia Business School
Master of Business Administration (MBA), 3.7 / 4.0
University of Delaware
Bachelor of Science (BS), Finance, Marketing, Economics, 3.6 / 4.0
Gordon Burns's Smith Barney Experience August 1994 - November 2005
Job Financial Advisor at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors November 2009 - Present
Smith Barney August 1994 - November 2005
Nationsbank Securities September 1988 - August 1994
Skills
Certified Financial..., Portfolio Manager, Estate Planning
Education
Duke University 1961 — 1966
Bachelor of Arts (BA), Political Science and Government
Davidson College 1962 — 1962
Summer School 2 year credit, French Language and Literature
Wells Fargo Advisors November 2009 - Present
Smith Barney August 1994 - November 2005
Nationsbank Securities September 1988 - August 1994
Skills
Certified Financial..., Portfolio Manager, Estate Planning
Education
Duke University 1961 — 1966
Bachelor of Arts (BA), Political Science and Government
Davidson College 1962 — 1962
Summer School 2 year credit, French Language and Literature
Danielle (Forbes) Coleman's Smith Barney Experience 1996 - 1997
Job Photographer
Industry Photography
Experience
www.DanielleColemanPhotography.com 2014 - Present
Exhale Spa 2011 - Present
Sportsplex 2011 - Present
Cinema Cycle @ The Montauk Movie 2013 - August 2014
Wilhelmina Models 2006 - 2013
United Talent Agency 2001 - 2002
Standard Bank 1997 - 2001
Smith Barney 1996 - 1997
Skills
Public Speaking, Marketing, Event Planning, Social Networking
Education
Columbia University in the City of New York 2006 — 2008
Screenwriting
Fairfield University 1991 — 1995
St. Mary's Girls High School 1987 — 1991
www.DanielleColemanPhotography.com 2014 - Present
Exhale Spa 2011 - Present
Sportsplex 2011 - Present
Cinema Cycle @ The Montauk Movie 2013 - August 2014
Wilhelmina Models 2006 - 2013
United Talent Agency 2001 - 2002
Standard Bank 1997 - 2001
Smith Barney 1996 - 1997
Skills
Public Speaking, Marketing, Event Planning, Social Networking
Education
Columbia University in the City of New York 2006 — 2008
Screenwriting
Fairfield University 1991 — 1995
St. Mary's Girls High School 1987 — 1991
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.