Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Louis DeVenuto Louis DeVenuto's Smith Barney Experience July 1995 - November 1995
Job Vice President Enterprise Architecture at Pershing
Industry Computer Software
Experience
BNY Mellon October 2013 - Present
Pershing August 2006 - October 2013
Metlife 2000 - 2006
MetLife 1998 - 1999
Infocus 1998 - 1999
Beneficial 1997 - 1998
Beneficial Bank 1997 - 1998
Merck Medco November 1995 - April 1997
Smith Barney July 1995 - November 1995
K-mart Fashions June 1993 - July 1995
Skills
DB2, Microsoft SQL Server, Enterprise Architecture, JCL, Data Warehousing, SDLC, Business Analysis, Vendor Management, Data Modeling, IT Strategy, Requirements Analysis, Requirements Gathering, Master Data Management, Software Project..., Business Requirements, PMO, Business Architecture, Business Intelligence, Data Management, Financial Services, Oracle, Teradata, Data Governance, IT Management, Mainframe, Database Design, Databases, Agile Methodologies, Project Management, Visio, PMP, ETL, Data Architecture, CICS, COBOL, Program Management, SOA
Education
Seton Hall University 1989 — 1993
BNY Mellon October 2013 - Present
Pershing August 2006 - October 2013
Metlife 2000 - 2006
MetLife 1998 - 1999
Infocus 1998 - 1999
Beneficial 1997 - 1998
Beneficial Bank 1997 - 1998
Merck Medco November 1995 - April 1997
Smith Barney July 1995 - November 1995
K-mart Fashions June 1993 - July 1995
Skills
DB2, Microsoft SQL Server, Enterprise Architecture, JCL, Data Warehousing, SDLC, Business Analysis, Vendor Management, Data Modeling, IT Strategy, Requirements Analysis, Requirements Gathering, Master Data Management, Software Project..., Business Requirements, PMO, Business Architecture, Business Intelligence, Data Management, Financial Services, Oracle, Teradata, Data Governance, IT Management, Mainframe, Database Design, Databases, Agile Methodologies, Project Management, Visio, PMP, ETL, Data Architecture, CICS, COBOL, Program Management, SOA
Education
Seton Hall University 1989 — 1993
John DeMoss John DeMoss's Smith Barney Experience August 1993 - July 2006
Job Financial Advisor, Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC July 2006 - Present
Smith Barney August 1993 - July 2006
Skills
Asset Allocation, Estate Investment..., Investment Strategies, Stock Analysis, Annuities
Education
Texas A&M University 1988 — 1990
Masters, Agricultural Economics
Santa Clara University 1984 — 1988
Bachelors, Economics
Wells Fargo Advisors, LLC July 2006 - Present
Smith Barney August 1993 - July 2006
Skills
Asset Allocation, Estate Investment..., Investment Strategies, Stock Analysis, Annuities
Education
Texas A&M University 1988 — 1990
Masters, Agricultural Economics
Santa Clara University 1984 — 1988
Bachelors, Economics
Jeremy Bardet Jeremy Bardet's Smith Barney Experience August 2006 - June 2007
Job Systems Development Manager
Industry Information Technology and Services
Experience
Pioneer Motor Bearing September 2009 - Present
Boys and Girls Clubs of America December 2007 - December 2009
imedica.com August 2006 - September 2007
Smith Barney August 2006 - June 2007
Skills
Salesforce.com, Decision Analysis, Database Management, Software Design and..., Internal Operations..., Process Mapping, Lean Initiatives, Business Process Mapping, Product Management, Marketing, Database Admin, Strategic Planning, Lean Manufacturing, Leadership, ERP, Business Development, Management, Cloud Computing, CRM, Training
Education
Santa Clara University - Leavey School of Business 2012 — 2015
Master of Business Administration (MBA)
Skidmore College 2002 — 2006
Bachelor of Arts (BA), Economics
Crocker Middle School 1996 — 1998
San Mateo High School
Pioneer Motor Bearing September 2009 - Present
Boys and Girls Clubs of America December 2007 - December 2009
imedica.com August 2006 - September 2007
Smith Barney August 2006 - June 2007
Skills
Salesforce.com, Decision Analysis, Database Management, Software Design and..., Internal Operations..., Process Mapping, Lean Initiatives, Business Process Mapping, Product Management, Marketing, Database Admin, Strategic Planning, Lean Manufacturing, Leadership, ERP, Business Development, Management, Cloud Computing, CRM, Training
Education
Santa Clara University - Leavey School of Business 2012 — 2015
Master of Business Administration (MBA)
Skidmore College 2002 — 2006
Bachelor of Arts (BA), Economics
Crocker Middle School 1996 — 1998
San Mateo High School
Judith Colvin Judith Colvin's Smith Barney Experience February 1986 - November 2007
Job Senior Vice PresidentWealth Management, Wealth Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Servcices, Inc. November 2007 - Present
Smith Barney February 1986 - November 2007
Kransco August 1983 - November 1985
Phoenix Leasing Inc. July 1982 - August 1983
CPA firms June 1978 - June 1982
Lair of the Golden Bear, UC Alumni June 1976 - August 1976
Education
Stanford Continuing Studies
Philosophy/Pharmacology/Spanish/Theater Arts
University of California, Berkeley
Liberal Arts
San Francisco State University, College of Business
BS, Business, Accounting
UBS Financial Servcices, Inc. November 2007 - Present
Smith Barney February 1986 - November 2007
Kransco August 1983 - November 1985
Phoenix Leasing Inc. July 1982 - August 1983
CPA firms June 1978 - June 1982
Lair of the Golden Bear, UC Alumni June 1976 - August 1976
Education
Stanford Continuing Studies
Philosophy/Pharmacology/Spanish/Theater Arts
University of California, Berkeley
Liberal Arts
San Francisco State University, College of Business
BS, Business, Accounting
Robert A. Egan's Smith Barney Experience January 2004 - June 2004
Job Managing Partner at Tobia & Hillyer Financial Services, LLC
Industry Financial Services
Experience
Tobia & Hillyer Financial Services, LLC August 2011 - Present
New England Financial December 2007 - August 2011
Franklin Hamilton, LLC January 2006 - November 2007
Hold Brothers Capital, LLC 2005 - 2005
Smith Barney January 2004 - June 2004
Skills
Finance, Financial Services, Estate Planning, Portfolio Management, Investment Advisory, Risk Management, Insurance, Wealth Management, Mergers & Acquisitions, Wealth Accumulation, Financial Advisory, Wealth Preservation..., Acquisitions, Equities, Financial Planning, Mergers, Strategic Financial...
Education
Seton Hall University 2001 — 2004
Bachelor of Science in Business Administration, Finance, Marketing
Bergen Catholic 1996 — 2000
Tobia & Hillyer Financial Services, LLC August 2011 - Present
New England Financial December 2007 - August 2011
Franklin Hamilton, LLC January 2006 - November 2007
Hold Brothers Capital, LLC 2005 - 2005
Smith Barney January 2004 - June 2004
Skills
Finance, Financial Services, Estate Planning, Portfolio Management, Investment Advisory, Risk Management, Insurance, Wealth Management, Mergers & Acquisitions, Wealth Accumulation, Financial Advisory, Wealth Preservation..., Acquisitions, Equities, Financial Planning, Mergers, Strategic Financial...
Education
Seton Hall University 2001 — 2004
Bachelor of Science in Business Administration, Finance, Marketing
Bergen Catholic 1996 — 2000
Fabiola Murillo-Yi Fabiola Murillo-Yi's Smith Barney Experience 1998 - 2009
Job President at Soluna Medical LLC
Industry Medical Devices
Experience
Soluna Medical LLC June 2009 - Present
Smith Barney 1998 - 2009
Blue River Community College 1996 - 1998
Ocean Beauty Seafood 1994 - 1996
Whole Earth Access 1990 - 1994
Skills
Customer Relations, Negotiation, Marketing Strategy, Sales Management, Budgeting, New Business Development, Medical Devices, Customer Service, Business Planning, Problem Solving, Advertising, Product Development, Manufacturing, Engineering, Cold Calling, Marketing, Sales, Management, Event Planning, Team Building, Leadership, Strategic Planning, Healthcare, Account Management, Business Development, Sales Operations, Product Management, Sales Process, Product Marketing, Contract Negotiation, Process Improvement, Salesforce.com, Strategy, Selling
Education
University of Missouri-Kansas City 1999 — 2000
General and English Studies
San Francisco State University 1991 — 1998
General and English Studies
Soluna Medical LLC June 2009 - Present
Smith Barney 1998 - 2009
Blue River Community College 1996 - 1998
Ocean Beauty Seafood 1994 - 1996
Whole Earth Access 1990 - 1994
Skills
Customer Relations, Negotiation, Marketing Strategy, Sales Management, Budgeting, New Business Development, Medical Devices, Customer Service, Business Planning, Problem Solving, Advertising, Product Development, Manufacturing, Engineering, Cold Calling, Marketing, Sales, Management, Event Planning, Team Building, Leadership, Strategic Planning, Healthcare, Account Management, Business Development, Sales Operations, Product Management, Sales Process, Product Marketing, Contract Negotiation, Process Improvement, Salesforce.com, Strategy, Selling
Education
University of Missouri-Kansas City 1999 — 2000
General and English Studies
San Francisco State University 1991 — 1998
General and English Studies
Teresa Zazenski Teresa Zazenski's Smith Barney Experience 2008 - 2009
Job Google Glass Community Manager at Google
Industry Marketing and Advertising
Experience
Google April 2014 - Present
Adecco at Google May 2013 - April 2014
Amour Vert September 2012 - May 2013
The Social Vista March 2011 - September 2012
Nova Medical Spa and Laser Center November 2010 - April 2011
Steen Investment Group, Inc (LPL Financial) 2009 - 2010
Smith Barney 2008 - 2009
Verlis, Inc. 2004 - 2006
Santa Clara University 2003 - 2004
Skills
Social Media, Social Media Marketing, Online Advertising, Blogging, Marketing Strategy, Email Marketing, SEM, Marketing Communications, Fundraising, Thought Leadership, Facebook, Public Speaking, Public Relations, SEO, Editing, Social Networking
Education
Santa Clara University
B.A., Communications
Google April 2014 - Present
Adecco at Google May 2013 - April 2014
Amour Vert September 2012 - May 2013
The Social Vista March 2011 - September 2012
Nova Medical Spa and Laser Center November 2010 - April 2011
Steen Investment Group, Inc (LPL Financial) 2009 - 2010
Smith Barney 2008 - 2009
Verlis, Inc. 2004 - 2006
Santa Clara University 2003 - 2004
Skills
Social Media, Social Media Marketing, Online Advertising, Blogging, Marketing Strategy, Email Marketing, SEM, Marketing Communications, Fundraising, Thought Leadership, Facebook, Public Speaking, Public Relations, SEO, Editing, Social Networking
Education
Santa Clara University
B.A., Communications
John Cappuccino John Cappuccino's Smith Barney Experience 2002 - Present
Job Coastline Group Production, Post Production, Engineering
Industry Media Production
Experience
Coastline Group 1995 - Present
NY Life 1998 - Present
PMCMTV April 2014 - Present
Bank of America 2009 - Present
AICPA 2008 - Present
Verizon 2007 - Present
Ocean County College February 2014 - Present
Shamrock Communications 2006 - Present
Branbridge 2002 - Present
Smith Barney 2002 - Present
Skills
Color Correction, Video, Shading, Final Cut Pro, HD, Post Production, Television, Video Editing, Broadcast, Video Production, Troubleshooting, Mac, Photoshop, Television Production, Adobe Creative Suite, Editing, Camera, Avid, HD Video, After Effects, Audio Engineering, Film, Entertainment, Non-linear Editing, Documentaries, Digital Media, Multimedia, Digital Video, Streaming Media, Videography, Commercials, Avid Media Composer, New Media, Producing, Sound, Media Production, Production Managment, Live Events, Broadcast Television, Radio, Apple Software, Lighting, Film Production, Digital Asset Management, Web Video, Pro Tools, Photography, Voice Over, Full Dome video, Immersive Video
Education
Saint Vincent College 1981 — 1985
BA, Communications Radio/Television Production
Coastline Group 1995 - Present
NY Life 1998 - Present
PMCMTV April 2014 - Present
Bank of America 2009 - Present
AICPA 2008 - Present
Verizon 2007 - Present
Ocean County College February 2014 - Present
Shamrock Communications 2006 - Present
Branbridge 2002 - Present
Smith Barney 2002 - Present
Skills
Color Correction, Video, Shading, Final Cut Pro, HD, Post Production, Television, Video Editing, Broadcast, Video Production, Troubleshooting, Mac, Photoshop, Television Production, Adobe Creative Suite, Editing, Camera, Avid, HD Video, After Effects, Audio Engineering, Film, Entertainment, Non-linear Editing, Documentaries, Digital Media, Multimedia, Digital Video, Streaming Media, Videography, Commercials, Avid Media Composer, New Media, Producing, Sound, Media Production, Production Managment, Live Events, Broadcast Television, Radio, Apple Software, Lighting, Film Production, Digital Asset Management, Web Video, Pro Tools, Photography, Voice Over, Full Dome video, Immersive Video
Education
Saint Vincent College 1981 — 1985
BA, Communications Radio/Television Production
Aaron Tennis Aaron Tennis's Smith Barney Experience January 2007 - April 2007
Job Consultant at Data41
Industry Financial Services
Experience
Data41 November 2010 - Present
Profit Recovery Partners April 2010 - November 2010
Fortna Incorporated August 2008 - March 2009
Bon Appetit Catering Services October 2006 - December 2007
Alsius Corporation June 2007 - September 2007
Smith Barney January 2007 - April 2007
Mexicali/Ensenada Immersion Trip January 2000 - January 2004
Skills
Report Building, Financial Reporting, TM1, Clarity FSR, Business Analysis, Business Intelligence, Analytics, Cognos
Education
Santa Clara University 2004 — 2008
B.S.C., Finance
Data41 November 2010 - Present
Profit Recovery Partners April 2010 - November 2010
Fortna Incorporated August 2008 - March 2009
Bon Appetit Catering Services October 2006 - December 2007
Alsius Corporation June 2007 - September 2007
Smith Barney January 2007 - April 2007
Mexicali/Ensenada Immersion Trip January 2000 - January 2004
Skills
Report Building, Financial Reporting, TM1, Clarity FSR, Business Analysis, Business Intelligence, Analytics, Cognos
Education
Santa Clara University 2004 — 2008
B.S.C., Finance
Stanette Marie Rose Stanette Marie Rose's Smith Barney Experience February 1990 - January 1995
Job CEO: INVESTOR ADVOCACY
Industry Financial Services
Experience
INVESTOR ADVOCACY January 1991 - Present
Stanette Marie Rose November 1990 - June 2010
EK Riley January 2009 - January 2009
Edward Jones November 2000 - June 2008
Edward Jones January 2000 - January 2008
UBS Wealth Management January 1995 - January 2000
PaineWebber January 1995 - January 2000
Smith Barney February 1990 - January 1995
Skills
Retirement, Mutual Funds, Venture Capital, Venture Financing, Angel Investing, IPO, Executive Coaching, Public Speaking, Radio, Television, New Business Development, International Business, Investment Banking, Estate Education, Time, Talent and..., Finance Education, What is a Portfolio?, How to GO IPO!!!, Due Diligence..., Freedom From Debt, Spending Plans, Financial Action Plans, Financial Blueprints, Financial Windfall..., Ending Compulsive..., Conscious Spending, Couples in Financial..., Under Earning and the..., Living a Prosperous Life, Build a Business, Create a Non Profit for..., Money and Spirit, Financial Legacy..., Family Financial..., Strategic Financial..., Business, Estate Planning, Financial Advisory, Securities, Life Insurance, Finance, Financial Services, Wealth, Bonds, Portfolio Management, Retirement Planning, Investment Management, Investments, Financial Planners, Due Diligence
Education
San Francisco State/UC Berkeley 1980 — 1985
Business/Economics
TaHoMa 1973 — 1977
College Preparatory, College Preparatory
Saint Anthony's 1969 — 1973
San Francisco State University
University of California, Berkeley
INVESTOR ADVOCACY January 1991 - Present
Stanette Marie Rose November 1990 - June 2010
EK Riley January 2009 - January 2009
Edward Jones November 2000 - June 2008
Edward Jones January 2000 - January 2008
UBS Wealth Management January 1995 - January 2000
PaineWebber January 1995 - January 2000
Smith Barney February 1990 - January 1995
Skills
Retirement, Mutual Funds, Venture Capital, Venture Financing, Angel Investing, IPO, Executive Coaching, Public Speaking, Radio, Television, New Business Development, International Business, Investment Banking, Estate Education, Time, Talent and..., Finance Education, What is a Portfolio?, How to GO IPO!!!, Due Diligence..., Freedom From Debt, Spending Plans, Financial Action Plans, Financial Blueprints, Financial Windfall..., Ending Compulsive..., Conscious Spending, Couples in Financial..., Under Earning and the..., Living a Prosperous Life, Build a Business, Create a Non Profit for..., Money and Spirit, Financial Legacy..., Family Financial..., Strategic Financial..., Business, Estate Planning, Financial Advisory, Securities, Life Insurance, Finance, Financial Services, Wealth, Bonds, Portfolio Management, Retirement Planning, Investment Management, Investments, Financial Planners, Due Diligence
Education
San Francisco State/UC Berkeley 1980 — 1985
Business/Economics
TaHoMa 1973 — 1977
College Preparatory, College Preparatory
Saint Anthony's 1969 — 1973
San Francisco State University
University of California, Berkeley
Nicole Hiller Nicole Hiller's Smith Barney Experience March 2000 - September 2005
Job Registered Client Service Associate
Industry Financial Services
Experience
UBS Financial Services Inc March 2011 - Present
Wells Capital Management April 2008 - March 2011
Advantus Capital Management October 2005 - April 2008
Smith Barney March 2000 - September 2005
Skills
Asset Allocation, Fixed Income, Mutual Funds, Series 63, Bonds, Securities, Bloomberg, Series 7, Investments, Asset Managment, Wealth Management, Portfolio Management, Alternative Investments, Equities
Education
Stillwater High School 1990 — 1994
Saint Mary's University of Minnesota
BS, Double Major BS -Marketing & Business
UBS Financial Services Inc March 2011 - Present
Wells Capital Management April 2008 - March 2011
Advantus Capital Management October 2005 - April 2008
Smith Barney March 2000 - September 2005
Skills
Asset Allocation, Fixed Income, Mutual Funds, Series 63, Bonds, Securities, Bloomberg, Series 7, Investments, Asset Managment, Wealth Management, Portfolio Management, Alternative Investments, Equities
Education
Stillwater High School 1990 — 1994
Saint Mary's University of Minnesota
BS, Double Major BS -Marketing & Business
Sean Donnelly Sean Donnelly's Smith Barney Experience January 2003 - February 2006
Job Pacific Coast Financial Planning Group, Private Wealth Advisory Practice of Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Pacific Coast Financial Planning Group October 2014 - Present
UBS Financial Services Inc. April 2012 - October 2014
Morgan Stanley Smith Barney March 2006 - April 2012
Smith Barney January 2003 - February 2006
Linsco/ Private Ledger July 1998 - June 2002
Waddell & Reed Financial Services October 1996 - June 1998
Diversified Financial Concepts November 1995 - September 1996
Education
San Diego State University-California State University 1989 — 1994
Bachelors of Arts, Industrial/Organizational Psychology
Pacific Coast Financial Planning Group October 2014 - Present
UBS Financial Services Inc. April 2012 - October 2014
Morgan Stanley Smith Barney March 2006 - April 2012
Smith Barney January 2003 - February 2006
Linsco/ Private Ledger July 1998 - June 2002
Waddell & Reed Financial Services October 1996 - June 1998
Diversified Financial Concepts November 1995 - September 1996
Education
San Diego State University-California State University 1989 — 1994
Bachelors of Arts, Industrial/Organizational Psychology
Matthew Delaney Matthew Delaney's Smith Barney Experience 2003 - 2005
Job Partner, JDH Wealth Management
Industry Financial Services
Experience
JDH Wealth Management, LLC December 2005 - Present
Smith Barney 2003 - 2005
American Embassy January 2002 - May 2002
American Consulate August 2001 - December 2001
Skills
Finance, Financial Analysis, Management Consulting, Corporate Finance, PowerPoint, Entrepreneurship, Financial Modeling, Business Planning, Microsoft Office, New Business Development, Business Strategy, Strategic Planning, Accounting, Microsoft Word, Strategy
Education
San Diego State University-California State University 1998 — 2003
BA, International Business, Finance
Leadership Santa Rosa Class XXIX
JDH Wealth Management, LLC December 2005 - Present
Smith Barney 2003 - 2005
American Embassy January 2002 - May 2002
American Consulate August 2001 - December 2001
Skills
Finance, Financial Analysis, Management Consulting, Corporate Finance, PowerPoint, Entrepreneurship, Financial Modeling, Business Planning, Microsoft Office, New Business Development, Business Strategy, Strategic Planning, Accounting, Microsoft Word, Strategy
Education
San Diego State University-California State University 1998 — 2003
BA, International Business, Finance
Leadership Santa Rosa Class XXIX
John Gagliardi John Gagliardi's Smith Barney Experience 2005 - 2008
Job Regional Manager at M&T Securities, Inc
Industry Financial Services
Experience
M&T Securities, Inc October 2014 - Present
SunTrust Investment Services, Inc August 2009 - October 2014
Banc of America Investments February 2008 - February 2009
Citigroup 2005 - 2008
Citicorp Investment Services 2005 - 2008
Smith Barney 2005 - 2008
Citi 2006 - 2007
SunTrust Investment Services 2000 - 2005
PaineWebber 1987 - 1993
Skills
Finance, Management, Credit, Mutual Funds, Portfolio Management, Retirement Planning, Banking, Leadership, Financial Services, Financial Planning, Series 63, Risk Management, Sales, Securities
Education
Salem International University 1984 — 1987
BS, Business Magement
M&T Securities, Inc October 2014 - Present
SunTrust Investment Services, Inc August 2009 - October 2014
Banc of America Investments February 2008 - February 2009
Citigroup 2005 - 2008
Citicorp Investment Services 2005 - 2008
Smith Barney 2005 - 2008
Citi 2006 - 2007
SunTrust Investment Services 2000 - 2005
PaineWebber 1987 - 1993
Skills
Finance, Management, Credit, Mutual Funds, Portfolio Management, Retirement Planning, Banking, Leadership, Financial Services, Financial Planning, Series 63, Risk Management, Sales, Securities
Education
Salem International University 1984 — 1987
BS, Business Magement
Ted Richards Ted Richards's Smith Barney Experience January 1994 - July 1995
Job Partner at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company/NYLIFE Securities August 2014 - Present
Scottrade July 2006 - May 2013
Santander Bank, N.A. June 2004 - June 2006
Charles Schwab February 1997 - May 2004
Accelerated Companies January 1995 - April 1997
Smith Barney January 1994 - July 1995
Skills
Wealth Preservation..., Training & Development, Retirement Planning, Risk Management, Strategy, Asset Protection, Protection..., Education Funding..., Talent Acquisition, Mentoring, Sales Management, Cross-functional Team..., Instructor-led Training, Performance Consulting, Relationship Management, Hiring, Training Facilitation, Sales, Business Development, Networking, Management
Education
Salem State University 1989 — 1993
Bachelor of Science Economics
Beverly High School 1986 — 1989
New York Life Insurance Company/NYLIFE Securities August 2014 - Present
Scottrade July 2006 - May 2013
Santander Bank, N.A. June 2004 - June 2006
Charles Schwab February 1997 - May 2004
Accelerated Companies January 1995 - April 1997
Smith Barney January 1994 - July 1995
Skills
Wealth Preservation..., Training & Development, Retirement Planning, Risk Management, Strategy, Asset Protection, Protection..., Education Funding..., Talent Acquisition, Mentoring, Sales Management, Cross-functional Team..., Instructor-led Training, Performance Consulting, Relationship Management, Hiring, Training Facilitation, Sales, Business Development, Networking, Management
Education
Salem State University 1989 — 1993
Bachelor of Science Economics
Beverly High School 1986 — 1989
Richard Henn, MBA's Smith Barney Experience July 2004 - December 2005
Job Vice President CEO Advisor Institute at OppenheimerFunds
Industry Financial Services
Experience
OppenheimerFunds December 2014 - Present
Pennsbury Athletic Association October 2014 - Present
ReminderMedia April 2012 - September 2014
Morgan Stanley Smith Barney November 2009 - March 2012
Morgan Stanley Smith Barney January 2006 - October 2009
Smith Barney July 2004 - December 2005
Smith Barney May 2003 - June 2004
Smith Barney January 2001 - April 2003
Smith Barney November 1997 - December 2000
Skills
Wealth Management, Portfolio Management, Series 63, Series 7, Mutual Funds, Investments, Asset Allocation, Alternative Investments, Retirement Planning, Securities, Investment Advisory, Asset Management, FINRA, Bonds, Hedge Funds, Investment Strategies, Trading, Fixed Income, Series 24, Corporate Branding, Financial Advisory, Equities, Strategic Planning, Business Intelligence, Marketing Strategy, 401k, Financial Services, Investment Management
Education
Villanova University 1988 — 1992
Bachelor of Science (B.S.), Finance, General
Seton Hall University 1992 — 1994
Master of Business Administration (M.B.A.), Finance, General
OppenheimerFunds December 2014 - Present
Pennsbury Athletic Association October 2014 - Present
ReminderMedia April 2012 - September 2014
Morgan Stanley Smith Barney November 2009 - March 2012
Morgan Stanley Smith Barney January 2006 - October 2009
Smith Barney July 2004 - December 2005
Smith Barney May 2003 - June 2004
Smith Barney January 2001 - April 2003
Smith Barney November 1997 - December 2000
Skills
Wealth Management, Portfolio Management, Series 63, Series 7, Mutual Funds, Investments, Asset Allocation, Alternative Investments, Retirement Planning, Securities, Investment Advisory, Asset Management, FINRA, Bonds, Hedge Funds, Investment Strategies, Trading, Fixed Income, Series 24, Corporate Branding, Financial Advisory, Equities, Strategic Planning, Business Intelligence, Marketing Strategy, 401k, Financial Services, Investment Management
Education
Villanova University 1988 — 1992
Bachelor of Science (B.S.), Finance, General
Seton Hall University 1992 — 1994
Master of Business Administration (M.B.A.), Finance, General
James Pommert James Pommert's Smith Barney Experience January 2008 - May 2008
Job Krilogy Financial
Industry Investment Management
Experience
Krilogy Financial April 2011 - Present
Renaissance Financial May 2009 - April 2011
Total Quality Logistics May 2008 - August 2008
Smith Barney January 2008 - May 2008
Saint Louis University January 2008 - May 2008
Total Quality Logistics June 2007 - August 2007
Total Quality Logistics June 2006 - August 2006
Skills
Strategic Financial..., Insurance, Investments, Portfolio Management, Financial Services, Retirement, Financial Planners, Mutual Funds, Investment Advisory, Financial Modeling, Investment Strategies, Wealth, Valuation, Asset Allocation, Securities, Equities, Fixed Income, Asset Management, Economics, Management
Education
Saint Louis University 2004 — 2008
Bachelor of Science in Business Administration, Finance & Economics, Magna Cum Laude Honors
Krilogy Financial April 2011 - Present
Renaissance Financial May 2009 - April 2011
Total Quality Logistics May 2008 - August 2008
Smith Barney January 2008 - May 2008
Saint Louis University January 2008 - May 2008
Total Quality Logistics June 2007 - August 2007
Total Quality Logistics June 2006 - August 2006
Skills
Strategic Financial..., Insurance, Investments, Portfolio Management, Financial Services, Retirement, Financial Planners, Mutual Funds, Investment Advisory, Financial Modeling, Investment Strategies, Wealth, Valuation, Asset Allocation, Securities, Equities, Fixed Income, Asset Management, Economics, Management
Education
Saint Louis University 2004 — 2008
Bachelor of Science in Business Administration, Finance & Economics, Magna Cum Laude Honors
Diane Seubert Diane Seubert's Smith Barney Experience September 1981 - November 1989
Job Sr Analyst at DTCC
Industry Investment Banking
Experience
DTCC March 2012 - Present
BNY Mellon August 2010 - October 2011
The Bank of New York Mellon August 2010 - October 2011
Bear Stearns & Co - IT Division 1989 - January 2009
Bear Stearns 1989 - 2009
Smith Barney September 1981 - November 1989
Education
Saint Peter's University
DTCC March 2012 - Present
BNY Mellon August 2010 - October 2011
The Bank of New York Mellon August 2010 - October 2011
Bear Stearns & Co - IT Division 1989 - January 2009
Bear Stearns 1989 - 2009
Smith Barney September 1981 - November 1989
Education
Saint Peter's University
Glen Manna, CFA Glen Manna, CFA's Smith Barney Experience March 2003 - May 2003
Job Equity Analyst
Industry Investment Management
Experience
Keefe, Bruyette & Woods April 2013 - Present
Eagle Asset Management October 2008 - January 2010
Lehman Brothers August 2008 - October 2008
Bear Stearns June 2004 - August 2008
Smith Barney March 2003 - May 2003
Banc of America Securities October 2000 - March 2003
PaineWebber September 1999 - September 2000
Skills
Equity Research, Portfolio Management, Investments, Stock Picking, Financial Analysis, Financial Modeling, Valuation, Financial Sector, Industrial Sector, Accounting, Taxation, Securities, Finance, Financial Services, Investment Strategies, Asset Management
Education
Seton Hall University 1998 — 2002
MBA, Finance, GPA: 3.69
Seton Hall University 1994 — 1996
MS, Taxation, GPA: 3.50
Seton Hall University 1989 — 1993
BS, Accounting, GPA: 3.45
Keefe, Bruyette & Woods April 2013 - Present
Eagle Asset Management October 2008 - January 2010
Lehman Brothers August 2008 - October 2008
Bear Stearns June 2004 - August 2008
Smith Barney March 2003 - May 2003
Banc of America Securities October 2000 - March 2003
PaineWebber September 1999 - September 2000
Skills
Equity Research, Portfolio Management, Investments, Stock Picking, Financial Analysis, Financial Modeling, Valuation, Financial Sector, Industrial Sector, Accounting, Taxation, Securities, Finance, Financial Services, Investment Strategies, Asset Management
Education
Seton Hall University 1998 — 2002
MBA, Finance, GPA: 3.69
Seton Hall University 1994 — 1996
MS, Taxation, GPA: 3.50
Seton Hall University 1989 — 1993
BS, Accounting, GPA: 3.45
Annu McCarthy Annu McCarthy's Smith Barney Experience September 1993 - December 1994
Job Investment Associate at Prudential Financial
Industry Financial Services
Experience
Prudential Financial March 2012 - Present
Morgan Stanley Smith Barney October 2008 - January 2012
Merrill Lynch April 2005 - September 2008
AG EDWARDS, & SONS July 2003 - April 2005
Morgan Stanley March 2002 - July 2003
SMITH BARNEY September 1993 - December 1994
GOLDMAN SACHS & CO April 1992 - March 1993
HAVEN CAPITAL MANAGEMENT August 1988 - December 1990
Skills
Series 66, Series 63, Wealth Management, Equities, Customer Service, Problem Solving, Bloomberg, Trading, Series 7, Word, Customer Relations, Mutual Funds, Annuities
Education
Rutgers University 1986 — 1988
B.S, Finance
Rutgers, The State University of New Jersey-Newark 1986 — 1988
BS, Finance
Prudential Financial March 2012 - Present
Morgan Stanley Smith Barney October 2008 - January 2012
Merrill Lynch April 2005 - September 2008
AG EDWARDS, & SONS July 2003 - April 2005
Morgan Stanley March 2002 - July 2003
SMITH BARNEY September 1993 - December 1994
GOLDMAN SACHS & CO April 1992 - March 1993
HAVEN CAPITAL MANAGEMENT August 1988 - December 1990
Skills
Series 66, Series 63, Wealth Management, Equities, Customer Service, Problem Solving, Bloomberg, Trading, Series 7, Word, Customer Relations, Mutual Funds, Annuities
Education
Rutgers University 1986 — 1988
B.S, Finance
Rutgers, The State University of New Jersey-Newark 1986 — 1988
BS, Finance
Sarah (Sally) White Carr's Smith Barney Experience 1993 - 1995
Job Executive Coach and Leadership Consultant
Industry Professional Training & Coaching
Experience
Culture Counts August 2013 - Present
Facilitation and Coaching 1997 - September 2014
Professional Impressions Consulting 2007 - 2014
Prudential Securities 1995 - 1997
Smith Barney 1993 - 1995
Citi 1988 - 1993
Skills
Team Building, Coaching, Executive Coaching, Personal Development, Operations Management, Leadership Development, Training, Public Speaking, Workshop Facilitation, Life Coaching, Management Consulting, Organizational..., Conflict Resolution, Emotional Intelligence, Management Development, Strategy, Change Management, Performance Management, Stress Management, 360 Feedback, Organizational..., Employee Training, MBTI, Executive Development, Culture Change, Career Development
Education
Saint Mary's College 1978 — 1982
BA, Communication and Business
Culture Counts August 2013 - Present
Facilitation and Coaching 1997 - September 2014
Professional Impressions Consulting 2007 - 2014
Prudential Securities 1995 - 1997
Smith Barney 1993 - 1995
Citi 1988 - 1993
Skills
Team Building, Coaching, Executive Coaching, Personal Development, Operations Management, Leadership Development, Training, Public Speaking, Workshop Facilitation, Life Coaching, Management Consulting, Organizational..., Conflict Resolution, Emotional Intelligence, Management Development, Strategy, Change Management, Performance Management, Stress Management, 360 Feedback, Organizational..., Employee Training, MBTI, Executive Development, Culture Change, Career Development
Education
Saint Mary's College 1978 — 1982
BA, Communication and Business
Kathy Hueston Hereth Kathy Hueston Hereth's Smith Barney Experience January 1985 - January 1995
Job Legal Services Professional
Industry Legal Services
Experience
Morgan & Finnegan March 2005 - January 2009
K. HUESTON ASSOCIATES, INC January 1997 - January 2005
ROGERS January 1995 - January 1997
Smith Barney January 1985 - January 1995
AMERICAN MANAGEMENT SYSTEMS January 1984 - January 1985
PEAT, MARWICK January 1980 - January 1984
Skills
Accounts Payable, Due Diligence
Education
Queens College
BA, Accounting
Saint John's University
MBA, Executive Management
Morgan & Finnegan March 2005 - January 2009
K. HUESTON ASSOCIATES, INC January 1997 - January 2005
ROGERS January 1995 - January 1997
Smith Barney January 1985 - January 1995
AMERICAN MANAGEMENT SYSTEMS January 1984 - January 1985
PEAT, MARWICK January 1980 - January 1984
Skills
Accounts Payable, Due Diligence
Education
Queens College
BA, Accounting
Saint John's University
MBA, Executive Management
Joseph Tragesser Joseph Tragesser's Smith Barney Experience February 1983 - February 1999
Job Vacation Condo Timeshare Rental
Industry Leisure, Travel & Tourism
Experience
JG Tragesser Vacation Condo Timeshare Rental February 1999 - Present
Smith Barney February 1983 - February 1999
Education
Saint Louis University 1962 — 1965
Bachelor of Arts, Mathematics
JG Tragesser Vacation Condo Timeshare Rental February 1999 - Present
Smith Barney February 1983 - February 1999
Education
Saint Louis University 1962 — 1965
Bachelor of Arts, Mathematics
Terry Lineberger's Smith Barney Experience May 1996 - April 2009
Job Financial Advisor at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. April 2009 - Present
Smith Barney May 1996 - April 2009
Bank of America 1995 - 1996
Asea Brown Boveri May 1992 - June 1995
Ernst and Young 1989 - 1992
US Navy June 1981 - June 1987
Education
University of Scranton 1992 — 1994
MBA, Finance
San Francisco State University 1987 — 1989
Robert W. Baird & Co. April 2009 - Present
Smith Barney May 1996 - April 2009
Bank of America 1995 - 1996
Asea Brown Boveri May 1992 - June 1995
Ernst and Young 1989 - 1992
US Navy June 1981 - June 1987
Education
University of Scranton 1992 — 1994
MBA, Finance
San Francisco State University 1987 — 1989
Harrison Worner Harrison Worner's Smith Barney Experience August 2008 - November 2008
Job Accountant Analyst at Delta Dental
Industry Accounting
Experience
Delta Dental Insurance Company August 2014 - Present
Eat24 January 2014 - August 2014
ShoreTel April 2012 - December 2013
M5 Networks August 2011 - March 2012
Cote & Co, APC February 2010 - July 2011
J.T. Naughten October 2009 - February 2010
Keeping Your Balance January 2009 - April 2009
Smith Barney August 2008 - November 2008
Skills
Financial Analysis, Outlook, Accounts Payable, Bookkeeping, Tax, Accounting, Internal Controls, Budgets, QuickBooks
Education
UC Berkeley Extension 2009 — 2011
Managerial Accounting, Accounting and Business/Management
Santa Clara University 2004 — 2008
Bachelors, Finance
Delta Dental Insurance Company August 2014 - Present
Eat24 January 2014 - August 2014
ShoreTel April 2012 - December 2013
M5 Networks August 2011 - March 2012
Cote & Co, APC February 2010 - July 2011
J.T. Naughten October 2009 - February 2010
Keeping Your Balance January 2009 - April 2009
Smith Barney August 2008 - November 2008
Skills
Financial Analysis, Outlook, Accounts Payable, Bookkeeping, Tax, Accounting, Internal Controls, Budgets, QuickBooks
Education
UC Berkeley Extension 2009 — 2011
Managerial Accounting, Accounting and Business/Management
Santa Clara University 2004 — 2008
Bachelors, Finance
Chris Bergman's Smith Barney Experience 1998 - 2001
Job Senior Financial Consultant at Signature Financial Group LLC
Industry Marketing and Advertising
Experience
Signature Financial Group LLC June 2008 - Present
Vantige Group October 2011 - December 2014
PNC Investments 2001 - 2007
Smith Barney 1998 - 2001
Sun Chemical Corporation June 1990 - June 1998
Skills
Fixed Annuities, Mutual Funds, Financial Services, Retirement Planning, Investments, Sales Management, Investment Advisory, Sales, Finance, Wealth Management, 401k, Bonds, Financial Advisory, Series 7
Education
Seton Hall University
BS, Finance
Signature Financial Group LLC June 2008 - Present
Vantige Group October 2011 - December 2014
PNC Investments 2001 - 2007
Smith Barney 1998 - 2001
Sun Chemical Corporation June 1990 - June 1998
Skills
Fixed Annuities, Mutual Funds, Financial Services, Retirement Planning, Investments, Sales Management, Investment Advisory, Sales, Finance, Wealth Management, 401k, Bonds, Financial Advisory, Series 7
Education
Seton Hall University
BS, Finance
J. Patrick Berry, CFP QPFC QKA's Smith Barney Experience April 2001 - April 2009
Job President at CONCERT Retirement Plan Consulting
Industry Financial Services
Experience
CONCERT Retirement Plan Consulting April 2009 - Present
US Navy 1987 - Present
Distilled Spirits Institute 2011 - 2014
Distilled Spirits Institute 2011 - 2014
Distilled Spirits Institute 2011 - 2014
Smith Barney April 2001 - April 2009
Skills
Program Management, Investments, Start-ups, Public Speaking, Business Planning, Team Building, Wealth Management, Strategic Planning, Force Protection, Pensions, Series 7, Leadership Development, Operations Management, Tactics, Risk Management, Entrepreneurship, Strategic Financial..., Wealth Management..., Business Strategy, Financial Analysis, Management, Marketing Strategy, Leadership
Education
San Diego State University-California State University 1995 — 1997
CONCERT Retirement Plan Consulting April 2009 - Present
US Navy 1987 - Present
Distilled Spirits Institute 2011 - 2014
Distilled Spirits Institute 2011 - 2014
Distilled Spirits Institute 2011 - 2014
Smith Barney April 2001 - April 2009
Skills
Program Management, Investments, Start-ups, Public Speaking, Business Planning, Team Building, Wealth Management, Strategic Planning, Force Protection, Pensions, Series 7, Leadership Development, Operations Management, Tactics, Risk Management, Entrepreneurship, Strategic Financial..., Wealth Management..., Business Strategy, Financial Analysis, Management, Marketing Strategy, Leadership
Education
San Diego State University-California State University 1995 — 1997
Jim Zeutzius Jim Zeutzius's Smith Barney Experience March 1988 - June 2007
Job Managing DirectorInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC June 2007 - Present
Smith Barney March 1988 - June 2007
Dean Witter Reynolds March 1985 - March 1988
Skills
Financial Advisory, Retirement Planning, Estate Investment..., Investment Planning, 401k Rollovers, Insurance, Investments, Retirement Savings
Education
San Diego State University-California State University 1982 — 1984
Bachelor's Degree, Business Management
Wells Fargo Advisors, LLC June 2007 - Present
Smith Barney March 1988 - June 2007
Dean Witter Reynolds March 1985 - March 1988
Skills
Financial Advisory, Retirement Planning, Estate Investment..., Investment Planning, 401k Rollovers, Insurance, Investments, Retirement Savings
Education
San Diego State University-California State University 1982 — 1984
Bachelor's Degree, Business Management
Edwin Sam Edwin Sam's Smith Barney Experience 1986 - 1993
Job Director of Client Transition Services at Conifer Financial Services
Industry Financial Services
Experience
Conifer Financial Services June 2014 - Present
The Conifer Group, LLC February 2010 - Present
Citigroup Global Markets Inc 2003 - November 2008
Citigroup Global Markets Inc 1999 - 2003
Citigroup - Salomon Smith Barney 1993 - 1999
Smith Barney 1986 - 1993
Smith Barney Harris Upham 1981 - 1986
Skills
Process Improvement, Prime Brokerage, Equities, Financial Services, Hedge Funds, Fixed Income, Trading Systems, Capital Markets, Leadership, CRM, Alternative Investments, Finance, Securities, Derivatives, Series 7, Relationship Management, Portfolio Management, Series 63
Education
Rutgers, The State University of New Jersey-Newark
Conifer Financial Services June 2014 - Present
The Conifer Group, LLC February 2010 - Present
Citigroup Global Markets Inc 2003 - November 2008
Citigroup Global Markets Inc 1999 - 2003
Citigroup - Salomon Smith Barney 1993 - 1999
Smith Barney 1986 - 1993
Smith Barney Harris Upham 1981 - 1986
Skills
Process Improvement, Prime Brokerage, Equities, Financial Services, Hedge Funds, Fixed Income, Trading Systems, Capital Markets, Leadership, CRM, Alternative Investments, Finance, Securities, Derivatives, Series 7, Relationship Management, Portfolio Management, Series 63
Education
Rutgers, The State University of New Jersey-Newark
Bob Steinke, CRPC® Bob Steinke, CRPC®'s Smith Barney Experience December 2005 - 2008
Job Senior VP at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott August 2009 - Present
Genworth Financial July 2008 - August 2009
Smith Barney December 2005 - 2008
Legg Mason September 1999 - December 2005
Skills
Series 63, Wealth Management, Mutual Funds, Series 65, Series 7, Retirement, Retirement Planning, Fixed Annuities, Strategic Financial..., Investments
Education
St. John's University
BA, Humanities
Janney Montgomery Scott August 2009 - Present
Genworth Financial July 2008 - August 2009
Smith Barney December 2005 - 2008
Legg Mason September 1999 - December 2005
Skills
Series 63, Wealth Management, Mutual Funds, Series 65, Series 7, Retirement, Retirement Planning, Fixed Annuities, Strategic Financial..., Investments
Education
St. John's University
BA, Humanities
Abraham Martinez, CFP®, MBA, ADPA Abraham Martinez, CFP®, MBA, ADPA's Smith Barney Experience March 2006 - October 2006
Job Financial Advisor, Chief Operating Officer at Brio Financial Group, a Franchisee of Ameriprise Financial Services, Inc
Industry Financial Services
Experience
Brio Financial Group, A private wealth advisory practice of Ameriprise Financial Services, Inc. October 2006 - Present
Smith Barney March 2006 - October 2006
Education
San Francisco State University, College of Business 2007 — 2008
Masters, Business Administration
San Diego State University-California State University 1998 — 2002
Bachelor of Science
Brio Financial Group, A private wealth advisory practice of Ameriprise Financial Services, Inc. October 2006 - Present
Smith Barney March 2006 - October 2006
Education
San Francisco State University, College of Business 2007 — 2008
Masters, Business Administration
San Diego State University-California State University 1998 — 2002
Bachelor of Science
Caroline Viano Caroline Viano's Smith Barney Experience June 2007 - August 2007
Job Marketing Product Manager & Assistant Vice President at BofA Global Capital Management
Industry Financial Services
Experience
Bank of America June 2014 - Present
Morgan Stanley Wealth Management January 2014 - June 2014
Morgan Stanley Smith Barney January 2011 - December 2013
Boston University September 2009 - January 2011
Dunkin' Brands May 2008 - August 2008
Smith Barney June 2007 - August 2007
Skills
CRM, Marketing, Market Research, Leadership, Sales, Advertising, Financial Services, Microsoft Office, Microsoft Excel, Asset Management, Retail, Event Planning, Fundraising, Public Speaking, Management, Finance, Investments, Analysis, Strategic Planning, Portfolio Management, Social Media Marketing, Customer Service, PowerPoint, Wealth Management, Strategy, Business Development, Financial Analysis, Research, Marketing Strategy
Education
Saint Michael's College 2005 — 2009
B.S., Business Administration and Marketing
Notre Dame Academy, Hingham 2001 — 2005
High School
Bank of America June 2014 - Present
Morgan Stanley Wealth Management January 2014 - June 2014
Morgan Stanley Smith Barney January 2011 - December 2013
Boston University September 2009 - January 2011
Dunkin' Brands May 2008 - August 2008
Smith Barney June 2007 - August 2007
Skills
CRM, Marketing, Market Research, Leadership, Sales, Advertising, Financial Services, Microsoft Office, Microsoft Excel, Asset Management, Retail, Event Planning, Fundraising, Public Speaking, Management, Finance, Investments, Analysis, Strategic Planning, Portfolio Management, Social Media Marketing, Customer Service, PowerPoint, Wealth Management, Strategy, Business Development, Financial Analysis, Research, Marketing Strategy
Education
Saint Michael's College 2005 — 2009
B.S., Business Administration and Marketing
Notre Dame Academy, Hingham 2001 — 2005
High School
Jeff Youngman's Smith Barney Experience May 2005 - September 2006
Job Investment Analyst at Contra Costa County
Industry Financial Services
Experience
Contra Costa County Employees' Retirement Association June 2014 - Present
BlackRock September 2013 - May 2014
Milliman March 2012 - August 2013
Milliman August 2007 - March 2012
Smith Barney May 2005 - September 2006
Applied Medical Resources June 2004 - September 2004
Skills
Financial Modeling, Investments, Project Planning, Financial Analysis, Valuation, Financial Services, Asset Management, Asset Allocation, Project Management, Pensions, Portfolio Management, Investment Strategies, Bloomberg
Education
San Francisco State University 2007 — 2010
MBA, Business Administration and Management
University of California, Santa Barbara 2003 — 2007
B.A., History, Sports Management
University of Essex 2006 — 2006
Oil Diplomacy
Coronado High School 1999 — 2003
Stanford Continuing Studies
Mergers & Acquisitions
Contra Costa County Employees' Retirement Association June 2014 - Present
BlackRock September 2013 - May 2014
Milliman March 2012 - August 2013
Milliman August 2007 - March 2012
Smith Barney May 2005 - September 2006
Applied Medical Resources June 2004 - September 2004
Skills
Financial Modeling, Investments, Project Planning, Financial Analysis, Valuation, Financial Services, Asset Management, Asset Allocation, Project Management, Pensions, Portfolio Management, Investment Strategies, Bloomberg
Education
San Francisco State University 2007 — 2010
MBA, Business Administration and Management
University of California, Santa Barbara 2003 — 2007
B.A., History, Sports Management
University of Essex 2006 — 2006
Oil Diplomacy
Coronado High School 1999 — 2003
Stanford Continuing Studies
Mergers & Acquisitions
Mike LaPointe Mike LaPointe's Smith Barney Experience August 2000 - May 2002
Job Financial Professional
Industry Financial Services
Experience
American Century Investments December 2012 - September 2013
Alpine Funds December 2011 - June 2012
Legg Mason March 2010 - December 2011
Legg Mason March 2006 - March 2010
Citigroup Asset Management May 2004 - March 2006
Bear Stearns May 2002 - May 2004
Smith Barney August 2000 - May 2002
Skills
Separately Managed..., Series 63, Series 7, Mutual Funds, Series 65, Uniform Combined State..., Series 6, ETFs, Alternative Investments, Wealth Management, Securities, Retirement Planning
Education
State University of New York College at Cortland 1997 — 2000
Business Economics, Financial Management Concentration, Mathematics Minor
St. Bonaventure University 1996 — 1997
Mathematics
American Century Investments December 2012 - September 2013
Alpine Funds December 2011 - June 2012
Legg Mason March 2010 - December 2011
Legg Mason March 2006 - March 2010
Citigroup Asset Management May 2004 - March 2006
Bear Stearns May 2002 - May 2004
Smith Barney August 2000 - May 2002
Skills
Separately Managed..., Series 63, Series 7, Mutual Funds, Series 65, Uniform Combined State..., Series 6, ETFs, Alternative Investments, Wealth Management, Securities, Retirement Planning
Education
State University of New York College at Cortland 1997 — 2000
Business Economics, Financial Management Concentration, Mathematics Minor
St. Bonaventure University 1996 — 1997
Mathematics
Jared Huyett's Smith Barney Experience January 2004 - December 2004
Job Partner at Drexel Investments & Vice President at Alaska Billing Services
Industry Financial Services
Experience
Alaska Billing Services Inc April 2012 - Present
Drexel Investments March 2012 - Present
Nth Degree CPAs, PLLC November 2011 - February 2012
Dimension Group October 2011 - November 2011
Russell Investments December 2010 - September 2011
Russell Investments May 2009 - December 2010
Russell Investments November 2007 - April 2009
Alaska Airlines January 2005 - November 2007
Smith Barney January 2004 - December 2004
Skills
Financial Modeling, Process Improvement, Financial Analysis, Investments, Communication Training, Leadership, Strategy, Budgets, Project Management, Corporate Finance, Project Planning, Training, Finance, Analysis, Six Sigma, Commercial Aviation
Education
Seattle University
MBA
University of Alaska Anchorage
BBA, Triple major: Finance; Management; Marketing
Alaska Billing Services Inc April 2012 - Present
Drexel Investments March 2012 - Present
Nth Degree CPAs, PLLC November 2011 - February 2012
Dimension Group October 2011 - November 2011
Russell Investments December 2010 - September 2011
Russell Investments May 2009 - December 2010
Russell Investments November 2007 - April 2009
Alaska Airlines January 2005 - November 2007
Smith Barney January 2004 - December 2004
Skills
Financial Modeling, Process Improvement, Financial Analysis, Investments, Communication Training, Leadership, Strategy, Budgets, Project Management, Corporate Finance, Project Planning, Training, Finance, Analysis, Six Sigma, Commercial Aviation
Education
Seattle University
MBA
University of Alaska Anchorage
BBA, Triple major: Finance; Management; Marketing
Akos Danko Akos Danko's Smith Barney Experience March 2001 - September 2002
Job Finance Director at Thermo Fisher Scientific
Industry Accounting
Experience
Thermo Fisher Scientific June 2014 - Present
Life Technologies November 2012 - June 2014
Johnson & Johnson April 2012 - November 2012
Johnson & Johnson July 2008 - March 2012
Johnson & Johnson July 2005 - June 2008
Asyst Technologies January 2004 - June 2005
Smith Barney March 2001 - September 2002
Skills
Forecasting, Analysis, Cross-functional Team..., Divestitures, Analytics, Project Planning, Strategy, Leadership, Finance, Financial Analysis, Mergers & Acquisitions, Budgets, Process Improvement, Management, Business Development, Pricing, Strategic Financial..., Due Diligence, Valuation, Financial Forecasting, Strategic Planning, Financial Modeling
Education
San Diego State University-California State University 1998 — 2003
Economics
MSJ
Thermo Fisher Scientific June 2014 - Present
Life Technologies November 2012 - June 2014
Johnson & Johnson April 2012 - November 2012
Johnson & Johnson July 2008 - March 2012
Johnson & Johnson July 2005 - June 2008
Asyst Technologies January 2004 - June 2005
Smith Barney March 2001 - September 2002
Skills
Forecasting, Analysis, Cross-functional Team..., Divestitures, Analytics, Project Planning, Strategy, Leadership, Finance, Financial Analysis, Mergers & Acquisitions, Budgets, Process Improvement, Management, Business Development, Pricing, Strategic Financial..., Due Diligence, Valuation, Financial Forecasting, Strategic Planning, Financial Modeling
Education
San Diego State University-California State University 1998 — 2003
Economics
MSJ
Margaret Sanchez Margaret Sanchez's Smith Barney Experience March 1988 - June 2004
Job Admin Manager with Merrill Edge
Industry Financial Services
Experience
Merrill Edge January 2012 - Present
Southwest Securities July 2010 - January 2012
Morgan Stanley Smith Barney June 2004 - November 2009
Smith Barney March 1988 - June 2004
EF Hutton September 1985 - March 1988
Skills
AML, Accounting, Accounts Payable, Analysis, Auditing, FINRA, Financial Risk, Financial Services, Human Resources, Internal Controls, Investments, Leadership, Management, Mergers & Acquisitions, Mutual Funds, Operations Management, Project Management, Risk Management, Securities, Series 63, Series 7, Team Building, Wealth Management
Education
Samford University 1982 — 1985
Bachelors, Business Administration
Merrill Edge January 2012 - Present
Southwest Securities July 2010 - January 2012
Morgan Stanley Smith Barney June 2004 - November 2009
Smith Barney March 1988 - June 2004
EF Hutton September 1985 - March 1988
Skills
AML, Accounting, Accounts Payable, Analysis, Auditing, FINRA, Financial Risk, Financial Services, Human Resources, Internal Controls, Investments, Leadership, Management, Mergers & Acquisitions, Mutual Funds, Operations Management, Project Management, Risk Management, Securities, Series 63, Series 7, Team Building, Wealth Management
Education
Samford University 1982 — 1985
Bachelors, Business Administration
Ashley Pastore Ashley Pastore's Smith Barney Experience April 1994 - October 1997
Job Owner, Specialized Schedulers, Inc.
Industry Financial Services
Experience
Specialized Schedulers, Inc. March 1999 - Present
AG Edwards & Sons November 1997 - March 1999
Smith Barney April 1994 - October 1997
Skills
401k, Advertising, Asset Allocation, Asset Management, CRM, Coaching, Management, Mutual Funds, Sales, Alternative Investments, Commodity, Corporate Communications, Customer Service, Database Admin, Event Planning, Finance, Financial Advisory, Financial Services, Fixed Annuities, Hedge Funds, Investment Advisory, Investments, Marketing, Outlook, Public Speaking, Recruiting, Retirement, Retirement Planning, Sales Management, Sales Operations, Sales Process, Securities, Time Management, Asset Managment, Change Management, Series 63, Series 7, Workshop Facilitation, Wealth Management
Education
Santa Clara University
Specialized Schedulers, Inc. March 1999 - Present
AG Edwards & Sons November 1997 - March 1999
Smith Barney April 1994 - October 1997
Skills
401k, Advertising, Asset Allocation, Asset Management, CRM, Coaching, Management, Mutual Funds, Sales, Alternative Investments, Commodity, Corporate Communications, Customer Service, Database Admin, Event Planning, Finance, Financial Advisory, Financial Services, Fixed Annuities, Hedge Funds, Investment Advisory, Investments, Marketing, Outlook, Public Speaking, Recruiting, Retirement, Retirement Planning, Sales Management, Sales Operations, Sales Process, Securities, Time Management, Asset Managment, Change Management, Series 63, Series 7, Workshop Facilitation, Wealth Management
Education
Santa Clara University
Jeanine Perkins Jeanine Perkins's Smith Barney Experience 1995 - 1996
Job Vice President RIA/IBD at AMG Funds
Industry Financial Services
Experience
AMG Funds 2014 - Present
Multi-Funds, Inc. June 2013 - March 2014
Calvert December 2001 - February 2013
Holiday Bowl 1998 - 2005
PaineWebber/UBS 1999 - 2001
Smith Barney 1995 - 1996
Skills
Series 7, Series 63, Mutual Funds, Series 6, Investments, 401k, Asset Allocation, Investment Advisory, Investment Strategies, Alternative Investments, Series 24, ETFs, Asset Management, Financial Services, Retirement Planning, Financial Advisory, Portfolio Management, Fixed Income, Retirement, Fixed Annuities, Securities, Separately Managed..., Wealth Management, Finance, Financial Planning, Equities, Management, Investment Management
Education
San Diego State University-California State University 1991 — 1995
Double BA, Art (Graphic Design) and Journalism (Advertising)
AMG Funds 2014 - Present
Multi-Funds, Inc. June 2013 - March 2014
Calvert December 2001 - February 2013
Holiday Bowl 1998 - 2005
PaineWebber/UBS 1999 - 2001
Smith Barney 1995 - 1996
Skills
Series 7, Series 63, Mutual Funds, Series 6, Investments, 401k, Asset Allocation, Investment Advisory, Investment Strategies, Alternative Investments, Series 24, ETFs, Asset Management, Financial Services, Retirement Planning, Financial Advisory, Portfolio Management, Fixed Income, Retirement, Fixed Annuities, Securities, Separately Managed..., Wealth Management, Finance, Financial Planning, Equities, Management, Investment Management
Education
San Diego State University-California State University 1991 — 1995
Double BA, Art (Graphic Design) and Journalism (Advertising)
Jennifer Maruca Jennifer Maruca's Smith Barney Experience 2005 - 2008
Job Director of Advisory Development and Integrated Planning at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management December 2012 - Present
Morgan Stanley Wealth Management July 2009 - December 2012
Morgan Stanley Wealth Management July 2008 - July 2009
Smith Barney 2005 - 2008
Smith Barney February 2000 - May 2005
Solomon Smith Barney December 1998 - March 2000
Merrill Lynch May 1994 - December 1998
Skills
Series 7, Change Management, Asset Allocation, Wealth Management, Alternative Investments, Asset Management, Bloomberg, Capital Markets, ETFs, Equities, FINRA, Finance, Financial Advisory, Financial Services, Fixed Income, Hedge Funds, Insurance, Investment Advisory, Investment Management, Investment Strategies, Investments, Mutual Funds, Options, Portfolio Management, Relationship Management, Retirement Planning, Securities, Series 63, Strategic Financial..., High Net Worth..., Wealth Management..., Series 65, Business Development
Education
Shippensburg University of Pennsylvania 1990 — 1994
B.S.B.A, Economics, Finance
Morgan Stanley Wealth Management December 2012 - Present
Morgan Stanley Wealth Management July 2009 - December 2012
Morgan Stanley Wealth Management July 2008 - July 2009
Smith Barney 2005 - 2008
Smith Barney February 2000 - May 2005
Solomon Smith Barney December 1998 - March 2000
Merrill Lynch May 1994 - December 1998
Skills
Series 7, Change Management, Asset Allocation, Wealth Management, Alternative Investments, Asset Management, Bloomberg, Capital Markets, ETFs, Equities, FINRA, Finance, Financial Advisory, Financial Services, Fixed Income, Hedge Funds, Insurance, Investment Advisory, Investment Management, Investment Strategies, Investments, Mutual Funds, Options, Portfolio Management, Relationship Management, Retirement Planning, Securities, Series 63, Strategic Financial..., High Net Worth..., Wealth Management..., Series 65, Business Development
Education
Shippensburg University of Pennsylvania 1990 — 1994
B.S.B.A, Economics, Finance
Tim Calley Tim Calley's Smith Barney Experience September 1995 - September 1999
Job Managing Director at Century Group
Industry Staffing and Recruiting
Experience
Century Group April 2012 - Present
The Mergis Group, a Randstad Company June 2009 - April 2012
Robert Half International 2007 - June 2009
UBS Wealth Management September 1999 - January 2006
Smith Barney September 1995 - September 1999
Skills
Executive Search, Staff Augmentation, Permanent Placement, Temporary Staffing, Recruiting, Technical Recruiting, Mergers, Mergers & Acquisitions, Internet Recruiting, Applicant Tracking..., Temporary Placement, Search, Talent Acquisition, Human Resources, Finance, Contract Recruitment, Start-ups, Staffing Services, RPO, Sarbanes-Oxley Act, Internal Audit, Financial Services, Accounting, Management, Executive Management, Consulting, Business Development, College Recruiting, Sales, Professional Services, Onboarding, Cold Calling, Benefits Negotiation, Sourcing, Interviews, Screening Resumes, Talent Management, Hiring, Candidate Generation, Resume Writing
Education
San Diego State University-California State University
Bachelor's of Science, Business Administration
Century Group April 2012 - Present
The Mergis Group, a Randstad Company June 2009 - April 2012
Robert Half International 2007 - June 2009
UBS Wealth Management September 1999 - January 2006
Smith Barney September 1995 - September 1999
Skills
Executive Search, Staff Augmentation, Permanent Placement, Temporary Staffing, Recruiting, Technical Recruiting, Mergers, Mergers & Acquisitions, Internet Recruiting, Applicant Tracking..., Temporary Placement, Search, Talent Acquisition, Human Resources, Finance, Contract Recruitment, Start-ups, Staffing Services, RPO, Sarbanes-Oxley Act, Internal Audit, Financial Services, Accounting, Management, Executive Management, Consulting, Business Development, College Recruiting, Sales, Professional Services, Onboarding, Cold Calling, Benefits Negotiation, Sourcing, Interviews, Screening Resumes, Talent Management, Hiring, Candidate Generation, Resume Writing
Education
San Diego State University-California State University
Bachelor's of Science, Business Administration
Leonard Katz Leonard Katz's Smith Barney Experience August 1997 - August 2003
Job Portfolio Management Associate at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Wealth Management May 2009 - Present
UBS Financial Services August 2003 - May 2009
Smith Barney August 1997 - August 2003
Education
University of Central Florida 1986 — 1989
BS Finance, Business Finance
Santa Fe Community College 1983 — 1986
AA - Business, Business
Morgan Stanley Wealth Management May 2009 - Present
UBS Financial Services August 2003 - May 2009
Smith Barney August 1997 - August 2003
Education
University of Central Florida 1986 — 1989
BS Finance, Business Finance
Santa Fe Community College 1983 — 1986
AA - Business, Business
Kevin McGlynn, CIMA® Kevin McGlynn, CIMA®'s Smith Barney Experience March 2006 - October 2006
Job SubAdvisory Sales Director West at Schroders Investment Management
Industry Financial Services
Experience
Schroders Vice President - Regional Director - Western USInnealta CapitalJanuary 2012 - July 2015
Union Bank January 2009 - January 2012
MassMutual Financial Group 2006 - 2009
Smith Barney March 2006 - October 2006
Morgan Stanley October 2003 - December 2005
Education
San Diego State University-California State University 2003 — 2006
BA, International Economics
Chaminade College Prep
Schroders Vice President - Regional Director - Western USInnealta CapitalJanuary 2012 - July 2015
Union Bank January 2009 - January 2012
MassMutual Financial Group 2006 - 2009
Smith Barney March 2006 - October 2006
Morgan Stanley October 2003 - December 2005
Education
San Diego State University-California State University 2003 — 2006
BA, International Economics
Chaminade College Prep
John Niblo John Niblo's Smith Barney Experience 1987 - 1994
Job Portfolio Manager | Structured Credit | CLOs | Leveraged Loans | US High Yield | European High Yield | Emerging Markets
Industry Investment Management
Experience
PineBridge Investments 2014 - 2015
Rigi Capital Partners 2012 - 2013
Knight Libertas 2008 - 2010
Dillon Read Capital Management 2001 - 2007
Bear, Stearns & Co. [Old Bear] 1995 - 2001
Smith Barney 1987 - 1994
Lehman Brothers 1982 - 1986
Lehman Brothers 1982 - 1986
Skills
Distressed Structured..., Credit Fixed Income..., Managed & static..., Consulting /..., Valuing Illiquid credit, Fixed Income, Structured Finance, Credit, Derivatives, Portfolio Management, Alternative Investments, Capital Markets, Securities, Investments, Trading, Structured Products, Valuation, Bonds, Equities, enforcing covenants, Hedge Funds, Emerging Markets, Finance, Securitization, Leveraged Finance, Project Finance, ABS, CDO, Mortgage Lending, Asset Management, CMBS, Bloomberg, Investment Banking, Financial Structuring, Private Equity, Credit Derivatives, Options, Financial Markets, Investment Management, CLO
Education
Saint Bonaventure University 1978 — 1981
BBA, Accounting
PineBridge Investments 2014 - 2015
Rigi Capital Partners 2012 - 2013
Knight Libertas 2008 - 2010
Dillon Read Capital Management 2001 - 2007
Bear, Stearns & Co. [Old Bear] 1995 - 2001
Smith Barney 1987 - 1994
Lehman Brothers 1982 - 1986
Lehman Brothers 1982 - 1986
Skills
Distressed Structured..., Credit Fixed Income..., Managed & static..., Consulting /..., Valuing Illiquid credit, Fixed Income, Structured Finance, Credit, Derivatives, Portfolio Management, Alternative Investments, Capital Markets, Securities, Investments, Trading, Structured Products, Valuation, Bonds, Equities, enforcing covenants, Hedge Funds, Emerging Markets, Finance, Securitization, Leveraged Finance, Project Finance, ABS, CDO, Mortgage Lending, Asset Management, CMBS, Bloomberg, Investment Banking, Financial Structuring, Private Equity, Credit Derivatives, Options, Financial Markets, Investment Management, CLO
Education
Saint Bonaventure University 1978 — 1981
BBA, Accounting
Christine Zill Christine Zill's Smith Barney Experience 1990 - 1997
Job Registered Vascular Technician at Hackensack University Medical Center
Industry Hospital & Health Care
Experience
Hackensack University Medical Center February 2015 - Present
Rutgers University January 2014 - December 2014
FauxInteriors 1999 - 2013
J.P. Morgan 1997 - 1999
Smith Barney 1990 - 1997
Skills
Entrepreneurship, Marketing
Education
Rutgers, The State University of New Jersey-Newark 2013 — 2014
Bachelor's Degree, Vascular Sonography, GPA 4.0
Stony Brook University
Bachelor's Degree, Mathematics
Hackensack University Medical Center February 2015 - Present
Rutgers University January 2014 - December 2014
FauxInteriors 1999 - 2013
J.P. Morgan 1997 - 1999
Smith Barney 1990 - 1997
Skills
Entrepreneurship, Marketing
Education
Rutgers, The State University of New Jersey-Newark 2013 — 2014
Bachelor's Degree, Vascular Sonography, GPA 4.0
Stony Brook University
Bachelor's Degree, Mathematics
dianna sabido dianna sabido's Smith Barney Experience February 2005 - February 2006
Job Consumer Services Professional
Industry Consumer Services
Experience
RDK COLLECTIONS SERVICES August 2012 - May 2014
Concord Service Corporation October 2006 - May 2010
Smith-Barney February 2005 - February 2006
Chubb Services Corportation April 2004 - August 2005
Skills
Customer Service, Administrative..., Fax, Receptionist Duties, Team Building, Data Entry, Sales
Education
Santa Monica College 2000 — 2000
Certiciate, Microsoft Windows XP
United College of Business, Los Angeles California 1987 — 1987
Certificate of Graduation, Data Processing, B+
Meadows Jr College In Columbus, Georgia 1982 — 1982
Certificate of Graduation, Nurses Technician, A
M.D.T.A 1968 — 1968
Nurses Aide, Nurses Aide, A
RDK COLLECTIONS SERVICES August 2012 - May 2014
Concord Service Corporation October 2006 - May 2010
Smith-Barney February 2005 - February 2006
Chubb Services Corportation April 2004 - August 2005
Skills
Customer Service, Administrative..., Fax, Receptionist Duties, Team Building, Data Entry, Sales
Education
Santa Monica College 2000 — 2000
Certiciate, Microsoft Windows XP
United College of Business, Los Angeles California 1987 — 1987
Certificate of Graduation, Data Processing, B+
Meadows Jr College In Columbus, Georgia 1982 — 1982
Certificate of Graduation, Nurses Technician, A
M.D.T.A 1968 — 1968
Nurses Aide, Nurses Aide, A
Lori Barland Lori Barland's Smith Barney Experience August 2006 - August 2009
Job Creating financial & business growth for women. LoriBarland.com, VisionGuiders.com, eWomenNetwork.com
Industry Professional Training & Coaching
Experience
www.LoriBarland.com April 2014 - Present
eWomenNetwork April 2014 - Present
www.VisionGuiders.com March 2013 - Present
Dancing Moose Montessori School August 2012 - June 2013
Wells Fargo Advisors August 2011 - September 2012
Smith Barney August 2006 - August 2009
Skills
Coaching, Small Business, Public Speaking, Financial Services, Personal Development, Life Insurance, Annuity Sales, Mutual Funds, Life/work Balance, Debt Elimination, Money Management, Retirement Planning, Customer Service, Series 7, Entrepreneurship, Executive Coaching, Team Building, Event Planning, Marketing, Strategic Planning, Leadership Development, Training, Leadership, Management
Education
Alta High School 1993 — 1995
Salt Lake Community College
General Studies
www.LoriBarland.com April 2014 - Present
eWomenNetwork April 2014 - Present
www.VisionGuiders.com March 2013 - Present
Dancing Moose Montessori School August 2012 - June 2013
Wells Fargo Advisors August 2011 - September 2012
Smith Barney August 2006 - August 2009
Skills
Coaching, Small Business, Public Speaking, Financial Services, Personal Development, Life Insurance, Annuity Sales, Mutual Funds, Life/work Balance, Debt Elimination, Money Management, Retirement Planning, Customer Service, Series 7, Entrepreneurship, Executive Coaching, Team Building, Event Planning, Marketing, Strategic Planning, Leadership Development, Training, Leadership, Management
Education
Alta High School 1993 — 1995
Salt Lake Community College
General Studies
Kyle Baeder's Smith Barney Experience June 2008 - September 2008
Job Senior Consultant at Deloitte & Touche
Industry Management Consulting
Experience
Deloitte & Touche April 2011 - Present
Google February 2010 - April 2011
Santa Clara University April 2008 - August 2009
Smith Barney June 2008 - September 2008
Skills
Data Analysis, Financial Analysis, Business Analysis, Microsoft Office, Process Improvement, International Business, Supply Chain Management, Leadership, Cross-functional Team...
Education
Santa Clara University 2005 — 2009
Bachelor of Science in Commerce, Finance
Deloitte & Touche April 2011 - Present
Google February 2010 - April 2011
Santa Clara University April 2008 - August 2009
Smith Barney June 2008 - September 2008
Skills
Data Analysis, Financial Analysis, Business Analysis, Microsoft Office, Process Improvement, International Business, Supply Chain Management, Leadership, Cross-functional Team...
Education
Santa Clara University 2005 — 2009
Bachelor of Science in Commerce, Finance
Drew Nordlicht Drew Nordlicht's Smith Barney Experience 1994 - 2007
Job Private Wealth Advisor and Partner, Managing Director at HighTower
Industry Financial Services
Experience
HighTower June 2012 - Present
UBS Financial Services, Inc February 2007 - June 2012
Smith Barney 1994 - 2007
Skills
Executive Stock/Option..., Concentrated Stock..., Strategic Financial..., Financial Advisory, Wealth Management..., Investment Advisory, Wealth Management, Asset Allocation, Series 7, Alternative Investments, Retirement Planning, Private Equity, Equities, ETFs, Investment Banking, Investments, Asset Managment, Portfolio Management, Investment Strategies, Fixed Income, Securities, Bonds
Education
San Diego State University-California State University 1987 — 1992
Bachelor’s Degree, Marketing
HighTower June 2012 - Present
UBS Financial Services, Inc February 2007 - June 2012
Smith Barney 1994 - 2007
Skills
Executive Stock/Option..., Concentrated Stock..., Strategic Financial..., Financial Advisory, Wealth Management..., Investment Advisory, Wealth Management, Asset Allocation, Series 7, Alternative Investments, Retirement Planning, Private Equity, Equities, ETFs, Investment Banking, Investments, Asset Managment, Portfolio Management, Investment Strategies, Fixed Income, Securities, Bonds
Education
San Diego State University-California State University 1987 — 1992
Bachelor’s Degree, Marketing
Jonathan Molchan's Smith Barney Experience June 2005 - August 2005
Job Senior Analyst at Recon Capital Partners
Industry Investment Management
Experience
Recon Capital Partners January 2013 - Present
Durational Energy Partners October 2011 - December 2012
Catapult Capital (Millennium Partners LP) June 2009 - October 2011
JP Morgan April 2009 - June 2009
SAC Capital June 2006 - December 2008
Smith Barney June 2005 - August 2005
Skills
Trading, Investments, Accounting, Finance, Equity Research, ETFs, Futures, Futures Trading, Equity Derivatives, Equity Trading, Financial Modeling, Data Modeling, Risk Management, Risk Analysis, Market Risk, Portfolio Management, Model Portfolios, Global Macro, Macroeconomics, Options Strategies, Options, Index Options, Derivative Operations, Derivatives Trading, Exotic Derivatives, Hedge Funds, Asset Allocation, Asset Management, Quantitative Research
Education
Sacred Heart University
BS, Finance, Accounting
Recon Capital Partners January 2013 - Present
Durational Energy Partners October 2011 - December 2012
Catapult Capital (Millennium Partners LP) June 2009 - October 2011
JP Morgan April 2009 - June 2009
SAC Capital June 2006 - December 2008
Smith Barney June 2005 - August 2005
Skills
Trading, Investments, Accounting, Finance, Equity Research, ETFs, Futures, Futures Trading, Equity Derivatives, Equity Trading, Financial Modeling, Data Modeling, Risk Management, Risk Analysis, Market Risk, Portfolio Management, Model Portfolios, Global Macro, Macroeconomics, Options Strategies, Options, Index Options, Derivative Operations, Derivatives Trading, Exotic Derivatives, Hedge Funds, Asset Allocation, Asset Management, Quantitative Research
Education
Sacred Heart University
BS, Finance, Accounting
Jay Rajeswaran, CFE, CRISC, CISA Jay Rajeswaran, CFE, CRISC, CISA's Smith Barney Experience August 1996 - August 2001
Job SVP ICG AML KYC Business Risk and Controls Manager at Citi
Industry Financial Services
Experience
Citi September 2012 - Present
Citi August 2007 - September 2012
Citi September 2001 - July 2007
Smith Barney August 1996 - August 2001
Merck & Co, Beckman Instruments, AT&T February 1993 - July 1996
Intec Systems April 1991 - January 1993
Skills
Risk Management, IT Audit, Risk Assessment, CISA, Information Security, Program Management, COBIT, CRISC, Sarbanes-Oxley Act, Financial Risk, IT Strategy, SDLC, Vendor Management, Internal Audit, Governance, Business Continuity, ITIL, IT Management, Enterprise Risk..., Business Analysis, Information Security..., Business Process, Security, Auditing
Education
Stevens Institute of Technology 2002 — 2004
MS, Information Systems
Shanmugha Arts, Science, Technology and Research Academy 1987 — 1991
B.E., Electrical and Electronics
Citi September 2012 - Present
Citi August 2007 - September 2012
Citi September 2001 - July 2007
Smith Barney August 1996 - August 2001
Merck & Co, Beckman Instruments, AT&T February 1993 - July 1996
Intec Systems April 1991 - January 1993
Skills
Risk Management, IT Audit, Risk Assessment, CISA, Information Security, Program Management, COBIT, CRISC, Sarbanes-Oxley Act, Financial Risk, IT Strategy, SDLC, Vendor Management, Internal Audit, Governance, Business Continuity, ITIL, IT Management, Enterprise Risk..., Business Analysis, Information Security..., Business Process, Security, Auditing
Education
Stevens Institute of Technology 2002 — 2004
MS, Information Systems
Shanmugha Arts, Science, Technology and Research Academy 1987 — 1991
B.E., Electrical and Electronics
Sarah Bartnikowski's Smith Barney Experience April 2001 - January 2006
Job Vice President Investments, Financial Consultant at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2014 - Present
Hilliard Lyons January 2006 - February 2014
Smith Barney April 2001 - January 2006
Skills
Public Speaking, Retirement Planning, Customer Service, Investments, Asset Allocation, Financial Planning, Retirement, Strategic Planning, Team Building, Finance
Education
Saginaw Valley State University 1993 — 1996
Bachelors
Wells Fargo Advisors, LLC February 2014 - Present
Hilliard Lyons January 2006 - February 2014
Smith Barney April 2001 - January 2006
Skills
Public Speaking, Retirement Planning, Customer Service, Investments, Asset Allocation, Financial Planning, Retirement, Strategic Planning, Team Building, Finance
Education
Saginaw Valley State University 1993 — 1996
Bachelors
Nicole Burke Nicole Burke's Smith Barney Experience September 2006 - February 2007
Job Financial Analyst
Industry Medical Devices
Experience
Smiths Medical December 2012 - Present
State Street May 2007 - December 2012
Smith Barney September 2006 - February 2007
Peabody Properties, Inc. May 2006 - August 2006
Skills
Finance, Financial Forecasting, Oracle Applications, OBIEE, Financial Analysis, Oracle Discoverer, Data Analysis, Budget Process, Budget Forecasts, Profit Margins, Microsoft Excel, Access, Microsoft Word, PowerPoint, Account Reconciliation, Securities, Process Improvement, Forecasting, Analysis
Education
Salve Regina University 2003 — 2007
Bachelor's Degree, Financial Management, minor in Business Administration, 3.81 Magna cum Laude
Whitman Hanson Regional High School 1999 — 2003
High School
Smiths Medical December 2012 - Present
State Street May 2007 - December 2012
Smith Barney September 2006 - February 2007
Peabody Properties, Inc. May 2006 - August 2006
Skills
Finance, Financial Forecasting, Oracle Applications, OBIEE, Financial Analysis, Oracle Discoverer, Data Analysis, Budget Process, Budget Forecasts, Profit Margins, Microsoft Excel, Access, Microsoft Word, PowerPoint, Account Reconciliation, Securities, Process Improvement, Forecasting, Analysis
Education
Salve Regina University 2003 — 2007
Bachelor's Degree, Financial Management, minor in Business Administration, 3.81 Magna cum Laude
Whitman Hanson Regional High School 1999 — 2003
High School
Anthony Barbara Anthony Barbara's Smith Barney Experience May 2007 - August 2007
Job Lead Manager Individual Annuity Product Management at AXA US
Industry Financial Services
Experience
AXA US February 2014 - Present
AXA Equitable June 2008 - February 2014
Target Corporation January 2006 - May 2008
Smith Barney May 2007 - August 2007
Skills
Series 7, Series 63, Finance, Sales, Management, Fixed Annuities, Asset Allocation, Trading, Securities, Financial Planning, Strategic Financial..., Training, Financial Planners, Financial Services, Staff Development, Relationship Management, 401k, Mutual Funds, Investments, Retirement Planning, Microsoft Excel, Life Insurance, Risk Management, Retirement, Insurance
Education
Saint John's University 2004 — 2008
Finance, Finance, Business
St. John's University 2004 — 2008
B.S, Finance
AXA US February 2014 - Present
AXA Equitable June 2008 - February 2014
Target Corporation January 2006 - May 2008
Smith Barney May 2007 - August 2007
Skills
Series 7, Series 63, Finance, Sales, Management, Fixed Annuities, Asset Allocation, Trading, Securities, Financial Planning, Strategic Financial..., Training, Financial Planners, Financial Services, Staff Development, Relationship Management, 401k, Mutual Funds, Investments, Retirement Planning, Microsoft Excel, Life Insurance, Risk Management, Retirement, Insurance
Education
Saint John's University 2004 — 2008
Finance, Finance, Business
St. John's University 2004 — 2008
B.S, Finance
Thomas Kee Thomas Kee's Smith Barney Experience 1993 - 1995
Job President & CEO of Stock Traders Daily
Industry Financial Services
Experience
Stock Traders Daily CEOStock Traders DailyJanuary 2000 - Present
Morgan Stanley January 1997 - December 1999
AG Edwards 1995 - 1997
Smith Barney 1993 - 1995
Skills
Technical Analysis, Trading Strategies, Trading, Risk Management, Electronic Trading, Investments, Finance, Strategy, Alternative Investments, Stock Market, Hedge Funds, Economics, Stocks
Education
Saint Mary's College of California 1988 — 1992
BA, Economics and Business
Stock Traders Daily CEOStock Traders DailyJanuary 2000 - Present
Morgan Stanley January 1997 - December 1999
AG Edwards 1995 - 1997
Smith Barney 1993 - 1995
Skills
Technical Analysis, Trading Strategies, Trading, Risk Management, Electronic Trading, Investments, Finance, Strategy, Alternative Investments, Stock Market, Hedge Funds, Economics, Stocks
Education
Saint Mary's College of California 1988 — 1992
BA, Economics and Business
Carlo Rufo Carlo Rufo's Smith Barney Experience January 2008 - April 2008
Job Reconciliation Analyst at Commonwealth Financial Network
Industry Financial Services
Experience
Commonwealth Financial Network July 2013 - Present
State Street Bank August 2011 - July 2013
William Gallagher Associates February 2010 - June 2011
JP Morgan Worldwide Securities Services September 2008 - July 2009
Smith Barney January 2008 - April 2008
Education
Salve Regina University 2004 — 2008
Bachelor of Science, Financial Management
Archbishop Williams High School 2000 — 2004
Commonwealth Financial Network July 2013 - Present
State Street Bank August 2011 - July 2013
William Gallagher Associates February 2010 - June 2011
JP Morgan Worldwide Securities Services September 2008 - July 2009
Smith Barney January 2008 - April 2008
Education
Salve Regina University 2004 — 2008
Bachelor of Science, Financial Management
Archbishop Williams High School 2000 — 2004
Debbie Walters Debbie Walters's Smith Barney Experience 2007 - 2008
Job Chief Operating Officer at PohlmanUSA Court Reporting
Industry Legal Services
Experience
PohlmanUSA Court Reporting May 2012 - Present
Collaborative Strategies, Inc. February 2008 - April 2012
Smith Barney 2007 - 2008
MetLife 2000 - 2006
General American Life Insurance Company 1974 - 2000
Skills
Accounting, Strategic Planning, Personnel Management, Board Development, Performance Management, Mergers, Product Management, New Business Development, Management, Management Consulting, Strategy, Mergers & Acquisitions, Nonprofits, Insurance, Leadership, Business Development, Business Planning, Marketing Strategy, Analysis, Executive Coaching, Project Management, Product Marketing, Start-ups, Finance, Investments, Executive Management
Education
Washington University in St. Louis - Olin Business School 1995 — 1997
MBA, Business
Saint Louis University
B.S., Organizational Administration
PohlmanUSA Court Reporting May 2012 - Present
Collaborative Strategies, Inc. February 2008 - April 2012
Smith Barney 2007 - 2008
MetLife 2000 - 2006
General American Life Insurance Company 1974 - 2000
Skills
Accounting, Strategic Planning, Personnel Management, Board Development, Performance Management, Mergers, Product Management, New Business Development, Management, Management Consulting, Strategy, Mergers & Acquisitions, Nonprofits, Insurance, Leadership, Business Development, Business Planning, Marketing Strategy, Analysis, Executive Coaching, Project Management, Product Marketing, Start-ups, Finance, Investments, Executive Management
Education
Washington University in St. Louis - Olin Business School 1995 — 1997
MBA, Business
Saint Louis University
B.S., Organizational Administration
Gerald (Jerry) Padawer Gerald (Jerry) Padawer's Smith Barney Experience September 1984 - November 1998
Job Managing Director/Financial Advisor at Padawer Bratton Wealth Management Group of Raymond James
Industry Financial Services
Experience
Raymond James March 2005 - Present
Wachovia Securities November 1998 - March 2005
Smith Barney September 1984 - November 1998
Skills
Investment Management, Personal Financial..., Retirement Plan..., Charitable Gift Planning, Mentoring, Teaching, Playwriting
Education
Washington University in St. Louis 1964 — 1969
Bachellor of Arts, English Language and Literature/Letters
University of Chicago / Everen University
Certificate in Financial Planning, Financial Planning and Services
Saint Louis University School of Law 1969 — 1971
Degree not completed
The American College
Working toward Certified Financial Planning designation
University of Wisconsin Graduate School of Business 1973 — 1974
Cerificate, C. A. S., Advertising & Marketing
Raymond James March 2005 - Present
Wachovia Securities November 1998 - March 2005
Smith Barney September 1984 - November 1998
Skills
Investment Management, Personal Financial..., Retirement Plan..., Charitable Gift Planning, Mentoring, Teaching, Playwriting
Education
Washington University in St. Louis 1964 — 1969
Bachellor of Arts, English Language and Literature/Letters
University of Chicago / Everen University
Certificate in Financial Planning, Financial Planning and Services
Saint Louis University School of Law 1969 — 1971
Degree not completed
The American College
Working toward Certified Financial Planning designation
University of Wisconsin Graduate School of Business 1973 — 1974
Cerificate, C. A. S., Advertising & Marketing
Luis J. Cordero Luis J. Cordero's Smith Barney Experience November 2004 - January 2006
Job Director of Legal Affairs at HELP USA
Industry Nonprofit Organization Management
Experience
HELP USA August 2008 - Present
Merrill Lynch August 2006 - August 2008
Smith Barney November 2004 - January 2006
TD Waterhouse Investor Services 2001 - 2004
Skills
Community Outreach, Public Speaking, Corporate Finance, Social Networking, Fundraising, Event Planning, Event Management, Social Media, Microsoft Office, Non-profits, Customer Service, Grant Writing, Research, Training, Program Development, Strategic Planning, Volunteer Management, Microsoft Excel, Nonprofits, Public Relations, Litigation, Corporate Governance, Leadership, Editing, Program Management, Community Development, Outlook, PowerPoint
Education
Seton Hall University 1981 — 1985
BA, Criminal Jusice
HELP USA August 2008 - Present
Merrill Lynch August 2006 - August 2008
Smith Barney November 2004 - January 2006
TD Waterhouse Investor Services 2001 - 2004
Skills
Community Outreach, Public Speaking, Corporate Finance, Social Networking, Fundraising, Event Planning, Event Management, Social Media, Microsoft Office, Non-profits, Customer Service, Grant Writing, Research, Training, Program Development, Strategic Planning, Volunteer Management, Microsoft Excel, Nonprofits, Public Relations, Litigation, Corporate Governance, Leadership, Editing, Program Management, Community Development, Outlook, PowerPoint
Education
Seton Hall University 1981 — 1985
BA, Criminal Jusice
Brian Disher Brian Disher's Smith Barney Experience March 2001 - August 2007
Job Director of Wealth Management at Greenwood Capital Associates
Industry Financial Services
Experience
Greenwood Capital Associates March 2010 - Present
Linden Thomas December 2008 - March 2010
UBS August 2007 - December 2008
Smith Barney March 2001 - August 2007
Skills
Wealth Management, Finance, Strategic Planning, Investments, Financial Analysis, Team Building, Marketing, Leadership, Customer Service, Portfolio Management
Education
Samford University 2000 — 2002
MBA, Business Finance
Samford University 1992 — 1996
BA, Psychology
Greenwood Capital Associates March 2010 - Present
Linden Thomas December 2008 - March 2010
UBS August 2007 - December 2008
Smith Barney March 2001 - August 2007
Skills
Wealth Management, Finance, Strategic Planning, Investments, Financial Analysis, Team Building, Marketing, Leadership, Customer Service, Portfolio Management
Education
Samford University 2000 — 2002
MBA, Business Finance
Samford University 1992 — 1996
BA, Psychology
Christian Nysaether's Smith Barney Experience February 2008 - June 2008
Job Sr. Analyst, at Salesforce
Industry Philanthropy
Experience
Salesforce June 2015 - Present
Salesforce.com Foundation February 2014 - May 2015
Salesforce.com Foundation March 2013 - January 2014
MedAmerica August 2009 - September 2012
Applied Materials September 2008 - June 2009
Smith Barney February 2008 - June 2008
Santa Clara University January 2007 - August 2007
Skills
Payroll, Accounts Payable, General Ledger, Forecasting, Auditing, Financial Statements, Analysis, Bank Reconciliation, Financial Analysis, Accounting, QuickBooks, Finance, Competitive Analysis, Microsoft Excel, Account Reconciliation, Financial Reporting, Accounts Receivable, Budgets, Nonprofits, Financial Accounting, Employee Benefits, Variance Analysis
Education
Santa Clara University 2005 — 2009
Bachelor of Science, Finance
Salesforce June 2015 - Present
Salesforce.com Foundation February 2014 - May 2015
Salesforce.com Foundation March 2013 - January 2014
MedAmerica August 2009 - September 2012
Applied Materials September 2008 - June 2009
Smith Barney February 2008 - June 2008
Santa Clara University January 2007 - August 2007
Skills
Payroll, Accounts Payable, General Ledger, Forecasting, Auditing, Financial Statements, Analysis, Bank Reconciliation, Financial Analysis, Accounting, QuickBooks, Finance, Competitive Analysis, Microsoft Excel, Account Reconciliation, Financial Reporting, Accounts Receivable, Budgets, Nonprofits, Financial Accounting, Employee Benefits, Variance Analysis
Education
Santa Clara University 2005 — 2009
Bachelor of Science, Finance
Brett Hina, CIMA Brett Hina, CIMA's Smith Barney Experience 1999 - 2005
Job Senior Vice President at UBS Financial Services
Industry Financial Services
Experience
UBS March 2005 - Present
Smith Barney 1999 - 2005
Merrill Lynch 1994 - 1999
Education
University of Pennsylvania - The Wharton School
Bachelors in Business Administration, Management and Marketing
Saint Joseph's University - Erivan K. Haub School of Business
MBA
University of Pennsylvania
Masters in Liberal Arts
Investment Management Consultant Association
Certified Investment Management Analyst
UBS March 2005 - Present
Smith Barney 1999 - 2005
Merrill Lynch 1994 - 1999
Education
University of Pennsylvania - The Wharton School
Bachelors in Business Administration, Management and Marketing
Saint Joseph's University - Erivan K. Haub School of Business
MBA
University of Pennsylvania
Masters in Liberal Arts
Investment Management Consultant Association
Certified Investment Management Analyst
Christopher Mortimer's Smith Barney Experience May 2007 - August 2007
Job Regional Vice President at Vest Financial
Industry Financial Services
Experience
Vest Financial August 2015 - Present
ProShares November 2011 - July 2015
Wells Fargo Advisors September 2008 - November 2011
Smith Barney May 2007 - August 2007
Skills
Series 7, Securities, Investments, Mutual Funds, Financial Analysis, Alternative Investments, Finance, Series 63, Asset Allocation, Portfolio Management, Asset Management, Wealth Management, Equities, Retirement Planning, Hedge Funds, Investment Strategies
Education
Saint Joseph's University 2004 — 2008
Bachelor of Arts, Economics
Gonzaga College High School 2000 — 2004
Vest Financial August 2015 - Present
ProShares November 2011 - July 2015
Wells Fargo Advisors September 2008 - November 2011
Smith Barney May 2007 - August 2007
Skills
Series 7, Securities, Investments, Mutual Funds, Financial Analysis, Alternative Investments, Finance, Series 63, Asset Allocation, Portfolio Management, Asset Management, Wealth Management, Equities, Retirement Planning, Hedge Funds, Investment Strategies
Education
Saint Joseph's University 2004 — 2008
Bachelor of Arts, Economics
Gonzaga College High School 2000 — 2004
Brian Koscielak Brian Koscielak's Smith Barney Experience March 2005 - June 2005
Job Senior Product Associate at PIMCO
Industry Investment Management
Experience
PIMCO July 2015 - Present
PIMCO January 2013 - July 2015
PIMCO April 2011 - January 2013
UnitedHealth Group March 2008 - April 2011
Personal Optics December 2006 - March 2008
Symantec October 2005 - June 2006
Smith Barney March 2005 - June 2005
Skills
Valuation, Financial Modeling, Financial Analysis, Financial Reporting, Wealth Management, Corporate Finance, Finance, Portfolio Management, Asset Management, Investments, Process Improvement, Financial Accounting, Analysis, Forecasting, Accounting, Private Equity, Cross-functional Team..., Asset Managment
Education
University of Southern California - Marshall School of Business 2010 — 2013
MBA, Finance
Santa Clara University - Leavey School of Business 2002 — 2006
BS, Finance
PIMCO July 2015 - Present
PIMCO January 2013 - July 2015
PIMCO April 2011 - January 2013
UnitedHealth Group March 2008 - April 2011
Personal Optics December 2006 - March 2008
Symantec October 2005 - June 2006
Smith Barney March 2005 - June 2005
Skills
Valuation, Financial Modeling, Financial Analysis, Financial Reporting, Wealth Management, Corporate Finance, Finance, Portfolio Management, Asset Management, Investments, Process Improvement, Financial Accounting, Analysis, Forecasting, Accounting, Private Equity, Cross-functional Team..., Asset Managment
Education
University of Southern California - Marshall School of Business 2010 — 2013
MBA, Finance
Santa Clara University - Leavey School of Business 2002 — 2006
BS, Finance
Frank Gavidia Frank Gavidia's Smith Barney Experience November 1993 - June 2006
Job Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC June 2006 - Present
Smith Barney November 1993 - June 2006
United States Marine Corps January 1987 - February 1993
Education
San Francisco State University
Bachelor of Arts, Economics
St. Ignatius College Prep
Wells Fargo Advisors, LLC June 2006 - Present
Smith Barney November 1993 - June 2006
United States Marine Corps January 1987 - February 1993
Education
San Francisco State University
Bachelor of Arts, Economics
St. Ignatius College Prep
Samantha Baglietto's Smith Barney Experience July 2007 - July 2008
Job Assistant Marketing Manager
Industry Marketing and Advertising
Experience
Save Mart Supermarkets April 2015 - Present
Benefit Cosmetics October 2013 - December 2014
Benefit Cosmetics June 2010 - October 2013
JMP Securities December 2009 - July 2010
Conde Nast June 2009 - November 2009
Mediasmith August 2008 - March 2009
Smith Barney July 2007 - July 2008
Amazon Advertising May 2007 - July 2007
Morgan, Franich, Fredkin and Marsh August 2004 - May 2007
Skills
Online Advertising, PowerPoint, Event Planning, Marketing, Digital Media, Advertising, Social Media Marketing, Digital Marketing, Microsoft Excel, Microsoft Office, Budgets, Market Research, Social Networking, Negotiation, Management, Training, Competitive Analysis, Retail, Sales, Marketing Communications
Education
San Jose State University 2003 — 2008
Bachelor of Science (BS), Advertising
Save Mart Supermarkets April 2015 - Present
Benefit Cosmetics October 2013 - December 2014
Benefit Cosmetics June 2010 - October 2013
JMP Securities December 2009 - July 2010
Conde Nast June 2009 - November 2009
Mediasmith August 2008 - March 2009
Smith Barney July 2007 - July 2008
Amazon Advertising May 2007 - July 2007
Morgan, Franich, Fredkin and Marsh August 2004 - May 2007
Skills
Online Advertising, PowerPoint, Event Planning, Marketing, Digital Media, Advertising, Social Media Marketing, Digital Marketing, Microsoft Excel, Microsoft Office, Budgets, Market Research, Social Networking, Negotiation, Management, Training, Competitive Analysis, Retail, Sales, Marketing Communications
Education
San Jose State University 2003 — 2008
Bachelor of Science (BS), Advertising
Daniel M. Polizzano Daniel M. Polizzano's Smith Barney Experience June 2000 - June 2006
Job President, Wealth Management at Pinnacle Advisors, Wealth Management Planning/Financial Planning Specialist
Industry Financial Services
Experience
Pinnacle Advisors, Wealth Management Planning November 2012 - Present
Morgan Stanley Smith Barney January 2009 - November 2012
Citi Smith Barney July 2006 - December 2008
Smith Barney June 2000 - June 2006
Paine Webber December 1998 - June 2000
Paine Webber July 1997 - December 1998
Sheason Lehman Bros May 1992 - July 1997
Sheason Lehman Bros December 1989 - December 1991
Skills
Wealth Management, Investments, Estate Planning, Strategic Financial..., Finance, Retirement Planning, Series 7, Asset Allocation, Mutual Funds, Series 63, Financial Services, Securities, High Net Worth..., 401k, Retirement, Series 65, Financial Advisory, Portfolio Management, Asset Management, Investment Advisory
Education
Seton Hall University
BS
Seton Hall University
Master's Degree
Pinnacle Advisors, Wealth Management Planning November 2012 - Present
Morgan Stanley Smith Barney January 2009 - November 2012
Citi Smith Barney July 2006 - December 2008
Smith Barney June 2000 - June 2006
Paine Webber December 1998 - June 2000
Paine Webber July 1997 - December 1998
Sheason Lehman Bros May 1992 - July 1997
Sheason Lehman Bros December 1989 - December 1991
Skills
Wealth Management, Investments, Estate Planning, Strategic Financial..., Finance, Retirement Planning, Series 7, Asset Allocation, Mutual Funds, Series 63, Financial Services, Securities, High Net Worth..., 401k, Retirement, Series 65, Financial Advisory, Portfolio Management, Asset Management, Investment Advisory
Education
Seton Hall University
BS
Seton Hall University
Master's Degree
Peter Bruno Peter Bruno's Smith Barney Experience February 1999 - October 2006
Job President at Bridgehaven Financial Advisors
Industry Financial Services
Experience
Bridgehaven Financial Advisors October 2006 - Present
Smith Barney February 1999 - October 2006
Bank Brussels Lambert January 1990 - February 1999
Education
Seton Hall University 1986 — 1989
BS, Finance
Bridgehaven Financial Advisors October 2006 - Present
Smith Barney February 1999 - October 2006
Bank Brussels Lambert January 1990 - February 1999
Education
Seton Hall University 1986 — 1989
BS, Finance
Jeremy K. Chu's Smith Barney Experience August 2006 - December 2007
Job Accountant, ECommerce Division at New Balance
Industry Accounting
Experience
New Balance June 2015 - Present
DTZ March 2014 - May 2015
United Way of the National Capital Area September 2010 - January 2014
Edward Jones November 2008 - December 2009
Reinsurance Group of America August 2008 - November 2008
Smith Barney August 2006 - December 2007
Skills
Financial Analysis, Microsoft Excel, Payroll, Accounting, Financial Reporting, Data Analysis, Nonprofits, Investments, Account Reconciliation, Account Management, Analysis, Management, Accounts Payable, Budgets, Financial Statements
Education
Saint Louis University 2003 — 2008
Bachelors of Business Administration, Finance
New Balance June 2015 - Present
DTZ March 2014 - May 2015
United Way of the National Capital Area September 2010 - January 2014
Edward Jones November 2008 - December 2009
Reinsurance Group of America August 2008 - November 2008
Smith Barney August 2006 - December 2007
Skills
Financial Analysis, Microsoft Excel, Payroll, Accounting, Financial Reporting, Data Analysis, Nonprofits, Investments, Account Reconciliation, Account Management, Analysis, Management, Accounts Payable, Budgets, Financial Statements
Education
Saint Louis University 2003 — 2008
Bachelors of Business Administration, Finance
Dan Walter's Smith Barney Experience 2000 - 2005
Job President and CEO Performensation Pay for Performance Consulting
Industry Management Consulting
Experience
Performensation Consulting September 2006 - Present
Equity Compensation Experts 2008 - Present
Barclays Global Investors 2007 - 2008
AST Equity Plan Solutions 2007 - 2007
Buck Consultants 2006 - 2006
Smith Barney / Citigroup 2000 - 2006
Citi Smith Barney 2000 - 2006
AST StockPlan 1994 - 2006
Smith Barney 2000 - 2005
Citigroup 2000 - 2005
Skills
Executive Pay, Strategy, Mergers & Acquisitions, Start-ups, Equities, Incentive Programs, Leadership, Management, Performance Management, Employee Benefits, Consulting, Strategic Planning, Personnel Management, Stocks, Compensation & Benefit, Talent Management, Business Planning, Options, Management Consulting, Training, Employee Engagement, Equity Compensation, Executive Compensation, Incentives, Analysis, Stock Administration..., Shares, Internal Communications, HRIS, Program Management, Equity Compensation..., Financial Reporting, Organizational..., Variable/Performance..., Keynote Speaker, Compensation, Bonus, Pay, Salary, Acquisition Integration, RFP, Corporate Communications, Salary Structures, Stock, Human Capital Management, HR Strategy, Alignment, IPO, Problem Solving, Organizational Design
Education
San Jose State University 1983 — 1987
Independence High School 1980 — 1983
Santa Clara University - Leavey School of Business
Certified Equity Professional
Performensation Consulting September 2006 - Present
Equity Compensation Experts 2008 - Present
Barclays Global Investors 2007 - 2008
AST Equity Plan Solutions 2007 - 2007
Buck Consultants 2006 - 2006
Smith Barney / Citigroup 2000 - 2006
Citi Smith Barney 2000 - 2006
AST StockPlan 1994 - 2006
Smith Barney 2000 - 2005
Citigroup 2000 - 2005
Skills
Executive Pay, Strategy, Mergers & Acquisitions, Start-ups, Equities, Incentive Programs, Leadership, Management, Performance Management, Employee Benefits, Consulting, Strategic Planning, Personnel Management, Stocks, Compensation & Benefit, Talent Management, Business Planning, Options, Management Consulting, Training, Employee Engagement, Equity Compensation, Executive Compensation, Incentives, Analysis, Stock Administration..., Shares, Internal Communications, HRIS, Program Management, Equity Compensation..., Financial Reporting, Organizational..., Variable/Performance..., Keynote Speaker, Compensation, Bonus, Pay, Salary, Acquisition Integration, RFP, Corporate Communications, Salary Structures, Stock, Human Capital Management, HR Strategy, Alignment, IPO, Problem Solving, Organizational Design
Education
San Jose State University 1983 — 1987
Independence High School 1980 — 1983
Santa Clara University - Leavey School of Business
Certified Equity Professional
Douglas Crenshaw's Smith Barney Experience August 1999 - April 2002
Job Senior Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James June 2006 - Present
Morgan Stanley April 2002 - June 2006
Smith Barney August 1999 - April 2002
Education
The University of Georgia 1990 — 1991
Masters, English
Sewanee-The University of the South 1986 — 1989
BA, English
Raymond James June 2006 - Present
Morgan Stanley April 2002 - June 2006
Smith Barney August 1999 - April 2002
Education
The University of Georgia 1990 — 1991
Masters, English
Sewanee-The University of the South 1986 — 1989
BA, English
Debra Manche's Smith Barney Experience January 2009 - May 2009
Job Analyst at Lakewood Capital Management, LP
Industry Financial Services
Experience
Lakewood Capital Management, LP July 2015 - Present
Trian Partners July 2012 - July 2015
Lazard November 2011 - June 2012
Jefferies & Company July 2010 - November 2011
Morgan Stanley Smith Barney June 2009 - August 2009
Smith Barney January 2009 - May 2009
Avalon Partners June 2008 - August 2008
Skills
Private Equity, Investment Banking, LBO, Financial Analysis, Financial Modeling, Bloomberg, Equity Research, Valuation
Education
The George Washington University - School of Business 2006 — 2010
BBA
Sciences Po Paris
Lakewood Capital Management, LP July 2015 - Present
Trian Partners July 2012 - July 2015
Lazard November 2011 - June 2012
Jefferies & Company July 2010 - November 2011
Morgan Stanley Smith Barney June 2009 - August 2009
Smith Barney January 2009 - May 2009
Avalon Partners June 2008 - August 2008
Skills
Private Equity, Investment Banking, LBO, Financial Analysis, Financial Modeling, Bloomberg, Equity Research, Valuation
Education
The George Washington University - School of Business 2006 — 2010
BBA
Sciences Po Paris
Jaklyn Ilie Limoges's Smith Barney Experience 2001 - 2003
Job Senior Manager Strategic Partnerships and Product Development at Argus Information and
Industry Management Consulting
Experience
Argus Information and July 2013 - Present
Argus Information and Advisory Services August 2010 - June 2013
HoyleCohen, LLC September 2008 - May 2010
Trust Administration Services - A Division of First Regional Bank July 2005 - September 2008
State Street Bank 2003 - 2005
Smith Barney 2001 - 2003
Education
San Diego State University-California State University 2006 — 2008
Masters, Marketing
University of Vermont 1999 — 2003
Bachelor's degree, Business Administration and Management, General
University of Wollongong
Argus Information and July 2013 - Present
Argus Information and Advisory Services August 2010 - June 2013
HoyleCohen, LLC September 2008 - May 2010
Trust Administration Services - A Division of First Regional Bank July 2005 - September 2008
State Street Bank 2003 - 2005
Smith Barney 2001 - 2003
Education
San Diego State University-California State University 2006 — 2008
Masters, Marketing
University of Vermont 1999 — 2003
Bachelor's degree, Business Administration and Management, General
University of Wollongong
Animesh Shah, CAMS, CFE's Smith Barney Experience 2006 - 2008
Job Compliance Manager at Crowe Horwath LLP
Industry Information Technology and Services
Experience
Crowe Horwath LLP September 2012 - Present
Oracle Financial Services December 2003 - September 2012
Smith Barney 2006 - 2008
MANTAS 2003 - 2006
Tata Consultancy Services 1999 - 2003
L&T Chiyoda 1994 - 1996
Skills
Fraud, AML, Compliance, Model Risk Management, Business Analysis
Education
M. S University of Vadodara 1996 — 1998
MBA, Business Administartion
Sardar Patel University 1990 — 1994
Crowe Horwath LLP September 2012 - Present
Oracle Financial Services December 2003 - September 2012
Smith Barney 2006 - 2008
MANTAS 2003 - 2006
Tata Consultancy Services 1999 - 2003
L&T Chiyoda 1994 - 1996
Skills
Fraud, AML, Compliance, Model Risk Management, Business Analysis
Education
M. S University of Vadodara 1996 — 1998
MBA, Business Administartion
Sardar Patel University 1990 — 1994
Jeff Carlin's Smith Barney Experience September 1995 - December 2002
Job Managing Director, National Sales Manager at Nuveen Investments
Industry Financial Services
Experience
Olympic Club Foundation January 2011 - Present
Nuveen Investments July 2010 - Present
Investment Management Consultants Association January 2008 - January 2012
IndexIQ January 2009 - July 2010
Charles Schwab December 2002 - January 2009
Schwab Institutional December 2002 - January 2009
Smith Barney September 1995 - December 2002
State Street Bank and Trust February 1993 - September 1995
Skills
Series 7, Alternative Investments, Series 63, Mutual Funds, ETFs, Investments, Asset Allocation, Wealth Management, Asset Managment, Hedge Funds, Separately Managed..., Investment Advisory, Portfolio Management, Investment Strategies, Series 24
Education
San Diego State University-California State University 1987 — 1992
BS, Finance, emphasis in Real Estate
Olympic Club Foundation January 2011 - Present
Nuveen Investments July 2010 - Present
Investment Management Consultants Association January 2008 - January 2012
IndexIQ January 2009 - July 2010
Charles Schwab December 2002 - January 2009
Schwab Institutional December 2002 - January 2009
Smith Barney September 1995 - December 2002
State Street Bank and Trust February 1993 - September 1995
Skills
Series 7, Alternative Investments, Series 63, Mutual Funds, ETFs, Investments, Asset Allocation, Wealth Management, Asset Managment, Hedge Funds, Separately Managed..., Investment Advisory, Portfolio Management, Investment Strategies, Series 24
Education
San Diego State University-California State University 1987 — 1992
BS, Finance, emphasis in Real Estate
Kendal Schall's Smith Barney Experience June 2005 - Present
Job Client Service Associate at Smith Barney
Industry Financial Services
Experience
Smith Barney June 2005 - Present
Education
Santa Clara University 2003 — 2007
Smith Barney June 2005 - Present
Education
Santa Clara University 2003 — 2007
Brett Blasingame's Smith Barney Experience June 2006 - June 2007
Job Prudential Financial
Industry Real Estate
Experience
Prudential Financial June 2007 - Present
Smith Barney June 2006 - June 2007
Education
Santa Clara University
Prudential Financial June 2007 - Present
Smith Barney June 2006 - June 2007
Education
Santa Clara University
Pat Byrnes's Smith Barney Experience May 2006 - September 2006
Job Project and Development Services
Industry Commercial Real Estate
Experience
Cushman & Wakefield January 2013 - Present
Merrill Lynch April 2012 - January 2013
IKON Office Solutions April 2011 - April 2012
IKON Office Solutions August 2007 - April 2011
Smith Barney May 2006 - September 2006
The Staubach Company June 2005 - September 2005
Skills
Salesforce.com, Customer Service, SaaS, Customer Retention, Cold Calling, Account Management, Selling, Sales, Sales Process, Investments, Asset Managment, Business Development, New Business Development, Forecasting, Relationship Management, Financial Analysis, Customer Engagement
Education
Santa Clara University 2003 — 2007
Bachelor of Science (BS), Political Science
Loyola High School of Los Angeles 1999 — 2003
Cushman & Wakefield January 2013 - Present
Merrill Lynch April 2012 - January 2013
IKON Office Solutions April 2011 - April 2012
IKON Office Solutions August 2007 - April 2011
Smith Barney May 2006 - September 2006
The Staubach Company June 2005 - September 2005
Skills
Salesforce.com, Customer Service, SaaS, Customer Retention, Cold Calling, Account Management, Selling, Sales, Sales Process, Investments, Asset Managment, Business Development, New Business Development, Forecasting, Relationship Management, Financial Analysis, Customer Engagement
Education
Santa Clara University 2003 — 2007
Bachelor of Science (BS), Political Science
Loyola High School of Los Angeles 1999 — 2003
David Bilyeu's Smith Barney Experience January 2003 - February 2009
Job Director of Investment Operations at Krowiak Wealth Management
Industry Financial Services
Experience
Krowiak Wealth Management February 2011 - Present
Goldman Sachs March 2009 - January 2011
Smith Barney January 2003 - February 2009
Merrill Lynch 1996 - 2002
PNC Bank/Midlantic Bank 1994 - 1996
Education
Rutgers, The State University of New Jersey-Newark 1991 — 1994
BS, Finance and Economics
Krowiak Wealth Management February 2011 - Present
Goldman Sachs March 2009 - January 2011
Smith Barney January 2003 - February 2009
Merrill Lynch 1996 - 2002
PNC Bank/Midlantic Bank 1994 - 1996
Education
Rutgers, The State University of New Jersey-Newark 1991 — 1994
BS, Finance and Economics
Eric Gabelmann's Smith Barney Experience 2007 - 2009
Job Senior Project Consultant at EMG Consulting Inc
Industry Financial Services
Experience
EMG Consulting Inc January 2014 - Present
Citi - Smith Barney 2007 - Present
Essex Technology Group March 2012 - November 2013
Morgan Stanley Smith Barney 2007 - 2010
Smith Barney 2007 - 2009
SmartShipper January 2005 - September 2007
Education
Project Management Institute 2006 — 2006
PMP Certification, Project Management
Villanova University 2006 — 2008
Master's Certification in Applied Project Management, Project Management
GE Leadership Program 2002 — 2004
BlackBelt Cetification, Process Improvement
Seton Hall University 1981 — 1985
BA : Major Computer Science / Marketing, Computer Science / Marketing
EMG Consulting Inc January 2014 - Present
Citi - Smith Barney 2007 - Present
Essex Technology Group March 2012 - November 2013
Morgan Stanley Smith Barney 2007 - 2010
Smith Barney 2007 - 2009
SmartShipper January 2005 - September 2007
Education
Project Management Institute 2006 — 2006
PMP Certification, Project Management
Villanova University 2006 — 2008
Master's Certification in Applied Project Management, Project Management
GE Leadership Program 2002 — 2004
BlackBelt Cetification, Process Improvement
Seton Hall University 1981 — 1985
BA : Major Computer Science / Marketing, Computer Science / Marketing
Paula Miller, PMP®'s Smith Barney Experience September 1997 - January 1998
Job Senior Project Manager and Architect at Digital Harbor
Industry Banking
Experience
Digital Harbor October 2014 - Present
Citi October 2011 - Present
PwC June 2011 - October 2011
HSBC July 2003 - June 2011
Morgan Stanley October 2000 - November 2002
JP Morgan Chase January 1997 - November 2000
Smith Barney September 1997 - January 1998
Merk Medco January 1995 - September 1997
Skills
SDLC, Business Analysis, Enterprise Architecture, Vendor Management, IT Strategy, PMO, Program Management, Business Intelligence, Data Warehousing, Project Portfolio..., Software Project..., Project Management, PMP, Software Documentation, Management, Change Management, Business Requirements, Process Improvement, Data Center, Governance, Testing, Banking, Requirements Gathering, Business Process..., Business Process, Risk Management, Architecture, IT Management, Requirements Analysis, Information Technology, Project Delivery, Portfolio Management, ITIL, Outsourcing, Business Transformation
Education
Rutgers, The State University of New Jersey-Newark
BA
PMP Class
PMP Certificate
Digital Harbor October 2014 - Present
Citi October 2011 - Present
PwC June 2011 - October 2011
HSBC July 2003 - June 2011
Morgan Stanley October 2000 - November 2002
JP Morgan Chase January 1997 - November 2000
Smith Barney September 1997 - January 1998
Merk Medco January 1995 - September 1997
Skills
SDLC, Business Analysis, Enterprise Architecture, Vendor Management, IT Strategy, PMO, Program Management, Business Intelligence, Data Warehousing, Project Portfolio..., Software Project..., Project Management, PMP, Software Documentation, Management, Change Management, Business Requirements, Process Improvement, Data Center, Governance, Testing, Banking, Requirements Gathering, Business Process..., Business Process, Risk Management, Architecture, IT Management, Requirements Analysis, Information Technology, Project Delivery, Portfolio Management, ITIL, Outsourcing, Business Transformation
Education
Rutgers, The State University of New Jersey-Newark
BA
PMP Class
PMP Certificate
Darrick Figg's Smith Barney Experience September 2000 - March 2001
Job Regional Manager at Los Angeles Firemen's Credit Union
Industry Banking
Experience
Firefighters First Credit Union formely Los Angeles Firemen's CU June 2013 - Present
KeyPoint Credit Union August 2010 - June 2013
JPMorgan Chase December 2001 - December 2009
Washington Mutual Bank 2001 - 2009
Internal Drive March 2001 - October 2001
Smith Barney September 2000 - March 2001
Skills
Strategic Planning, Loans, New Business Development, Real Estate, Team Building, Financial Analysis, Retail Banking, Investments, Risk Management, Business Development, Cross Selling, Banking, Mortgage Lending, Consumer Lending, Customer Service, Finance, Leadership, Sales Management
Education
San Jose State University 1999 — 2001
Business Administration, Marketing
Firefighters First Credit Union formely Los Angeles Firemen's CU June 2013 - Present
KeyPoint Credit Union August 2010 - June 2013
JPMorgan Chase December 2001 - December 2009
Washington Mutual Bank 2001 - 2009
Internal Drive March 2001 - October 2001
Smith Barney September 2000 - March 2001
Skills
Strategic Planning, Loans, New Business Development, Real Estate, Team Building, Financial Analysis, Retail Banking, Investments, Risk Management, Business Development, Cross Selling, Banking, Mortgage Lending, Consumer Lending, Customer Service, Finance, Leadership, Sales Management
Education
San Jose State University 1999 — 2001
Business Administration, Marketing
Jacob Riddle's Smith Barney Experience September 2005 - January 2006
Job Project Engineer at NTT America, Inc.
Industry Telecommunications
Experience
NTT America, Inc. July 2008 - Present
NTT America, Inc. August 2006 - July 2008
Smith Barney September 2005 - January 2006
Skills
Project Management, Telecommunications, Network Engineering, MPLS, Data Center, Networking, Cisco Technologies, VoIP, SQL, Routing, Cisco IOS, IP, Cloud Computing, BGP, OSPF, EIGRP, Global Networking, QoS, Network Design, Enterprise Network..., International Project..., International Project..., Frame Relay, WAN, Managed Services, Juniper, MPLS VPN
Education
San Jose State University 2002 — 2007
B.S, Management of Information Systems
NTT America, Inc. July 2008 - Present
NTT America, Inc. August 2006 - July 2008
Smith Barney September 2005 - January 2006
Skills
Project Management, Telecommunications, Network Engineering, MPLS, Data Center, Networking, Cisco Technologies, VoIP, SQL, Routing, Cisco IOS, IP, Cloud Computing, BGP, OSPF, EIGRP, Global Networking, QoS, Network Design, Enterprise Network..., International Project..., International Project..., Frame Relay, WAN, Managed Services, Juniper, MPLS VPN
Education
San Jose State University 2002 — 2007
B.S, Management of Information Systems
Melanie Cable's Smith Barney Experience February 2008 - May 2008
Job BB&T Insurance Services Inc.
Industry Insurance
Experience
BB&T Insurance Services Inc. October 2012 - Present
The Walt Disney Company November 2010 - June 2011
The Walt Disney Company June 2010 - November 2010
Clos LaChance Winery February 2010 - June 2010
Disneyland Resort January 2009 - August 2009
Smith Barney February 2008 - May 2008
Starbucks Coffee Company October 2006 - April 2007
Skills
Benefits Administration, Customer Service, Organization Skills, Teamwork, Outlook, Microsoft Excel, Employee Benefits, PowerPoint, Sales, Microsoft Office, Microsoft Word, Affordable Care Act, Health Insurance, Data Analysis, Policy Analysis, Microsoft Publisher, Insurance, Time-efficient, Typing, Administrative..., Executive Office..., Project Coordination, Healthcare, Health & Welfare..., Social Media, Human Resources, Social Networking, Athletics, Front Office, Back Office, Fitness Industry
Education
UC Davis Extension 2012 — 2012
Certificate of Human Resource Management and Development, Human Resource Development and Management Certificate
San Diego State University-California State University 2005 — 2009
BA, International Economics
BB&T Insurance Services Inc. October 2012 - Present
The Walt Disney Company November 2010 - June 2011
The Walt Disney Company June 2010 - November 2010
Clos LaChance Winery February 2010 - June 2010
Disneyland Resort January 2009 - August 2009
Smith Barney February 2008 - May 2008
Starbucks Coffee Company October 2006 - April 2007
Skills
Benefits Administration, Customer Service, Organization Skills, Teamwork, Outlook, Microsoft Excel, Employee Benefits, PowerPoint, Sales, Microsoft Office, Microsoft Word, Affordable Care Act, Health Insurance, Data Analysis, Policy Analysis, Microsoft Publisher, Insurance, Time-efficient, Typing, Administrative..., Executive Office..., Project Coordination, Healthcare, Health & Welfare..., Social Media, Human Resources, Social Networking, Athletics, Front Office, Back Office, Fitness Industry
Education
UC Davis Extension 2012 — 2012
Certificate of Human Resource Management and Development, Human Resource Development and Management Certificate
San Diego State University-California State University 2005 — 2009
BA, International Economics
Josh Cepeda, CFP®'s Smith Barney Experience July 2000 - April 2004
Job Financial Consultant at JGP Wealth Management Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
JGP Wealth Management Group of Wells Fargo Advisors, LLC May 2012 - Present
Wells Fargo Advisors, LLC April 2004 - May 2012
Smith Barney July 2000 - April 2004
Skills
Retirement Planning, Wealth Preservation..., Insurance, Investments, 401(k) Rollovers, Concentrated Stock..., Fixed-Income Strategies, Investment Planning, Investment Strategies, Multigenerational..., Retirement Savings, Risk Management, Stock Analysis, Strategic Planning, Personal Investment..., Tax Efficient Strategies
Education
Seattle Pacific University 1996 — 2000
BS, Business
Seattle Pacific University - School of Business and Economics 1996 — 2000
JGP Wealth Management Group of Wells Fargo Advisors, LLC May 2012 - Present
Wells Fargo Advisors, LLC April 2004 - May 2012
Smith Barney July 2000 - April 2004
Skills
Retirement Planning, Wealth Preservation..., Insurance, Investments, 401(k) Rollovers, Concentrated Stock..., Fixed-Income Strategies, Investment Planning, Investment Strategies, Multigenerational..., Retirement Savings, Risk Management, Stock Analysis, Strategic Planning, Personal Investment..., Tax Efficient Strategies
Education
Seattle Pacific University 1996 — 2000
BS, Business
Seattle Pacific University - School of Business and Economics 1996 — 2000
Harvey Szpigiel's Smith Barney Experience October 1997 - April 2007
Job Project Manager/Business Analyst at AtoZ Filings, Inc.
Industry Financial Services
Experience
AtoZ Filings, Inc. September 2008 - Present
Orthodox Union 2009 - 2011
BENCHMARK FILINGS, LLC January 2008 - August 2008
Smith Barney October 1997 - April 2007
Wipro Technologies September 2007 - 2007
AST Stockplan 1990 - 2000
OCTICOMP, INC February 1987 - September 1997
Education
Seneca College of Applied Arts and Technology 1985 — 1986
None, Computer Programming
Or Chaim 1977 — 1981
High School
York University
AtoZ Filings, Inc. September 2008 - Present
Orthodox Union 2009 - 2011
BENCHMARK FILINGS, LLC January 2008 - August 2008
Smith Barney October 1997 - April 2007
Wipro Technologies September 2007 - 2007
AST Stockplan 1990 - 2000
OCTICOMP, INC February 1987 - September 1997
Education
Seneca College of Applied Arts and Technology 1985 — 1986
None, Computer Programming
Or Chaim 1977 — 1981
High School
York University
Kara Hackenburg's Smith Barney Experience December 1997 - June 1999
Job Sr. Investment Operations Manager at SVB Financial Group
Industry Financial Services
Experience
SVB Financial Group June 2010 - Present
Silicon Valley Bank October 2002 - June 2010
Wells Fargo March 2000 - October 2002
NASD June 1999 - March 2000
Smith Barney December 1997 - June 1999
E*TRADE Financial August 1995 - December 1997
Skills
Banking, Capital Markets, Investments, Securities, Financial Services, FINRA, Portfolio Management, Risk Management
Education
Santa Clara University 1992 — 1995
BS
SVB Financial Group June 2010 - Present
Silicon Valley Bank October 2002 - June 2010
Wells Fargo March 2000 - October 2002
NASD June 1999 - March 2000
Smith Barney December 1997 - June 1999
E*TRADE Financial August 1995 - December 1997
Skills
Banking, Capital Markets, Investments, Securities, Financial Services, FINRA, Portfolio Management, Risk Management
Education
Santa Clara University 1992 — 1995
BS
Kelly Scanlon's Smith Barney Experience 2005 - 2006
Job Marketing & Client Service Associate at Cornerstone Investment Partners, LLC
Industry Financial Services
Experience
Cornerstone Investment Partners, LLC January 2015 - Present
Wilmington Trust Investment Management 2006 - 2007
Smith Barney 2005 - 2006
INVESCO Managed Accounts 1999 - 2005
The Robinson Humphrey Company, Inc. 1996 - 1999
William Blair & Company 1995 - 1996
Skills
Marketing, Financial Services, Wealth Management
Education
Sewanee-The University of the South 1990 — 1994
Bachelor of Arts (B.A.), French Literature
Cornerstone Investment Partners, LLC January 2015 - Present
Wilmington Trust Investment Management 2006 - 2007
Smith Barney 2005 - 2006
INVESCO Managed Accounts 1999 - 2005
The Robinson Humphrey Company, Inc. 1996 - 1999
William Blair & Company 1995 - 1996
Skills
Marketing, Financial Services, Wealth Management
Education
Sewanee-The University of the South 1990 — 1994
Bachelor of Arts (B.A.), French Literature
Amy Butler Berg's Smith Barney Experience 2003 - 2008
Job Senior Registered Associate at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney April 2003 - Present
Citi Smith Barney 2003 - Present
Morgan Stanley Smith Barney December 1999 - Present
smith barney 2003 - 2008
Education
Saint Bonaventure University 1997 — 2000
WVHS
Morgan Stanley Smith Barney April 2003 - Present
Citi Smith Barney 2003 - Present
Morgan Stanley Smith Barney December 1999 - Present
smith barney 2003 - 2008
Education
Saint Bonaventure University 1997 — 2000
WVHS
Brad Castillo's Smith Barney Experience Financial AdvisorSmith Barney2006 - Present
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney Financial AdvisorSmith Barney2006 - Present
Education
San Diego State University-California State University 1981 — 1984
Smith Barney Financial AdvisorSmith Barney2006 - Present
Education
San Diego State University-California State University 1981 — 1984
Tanner Moran's Smith Barney Experience January 2007 - May 2007
Job Hastings Equity Partners, LLC.
Industry Venture Capital & Private Equity
Experience
Hastings Equity Partners, LLC. August 2008 - Present
State Street August 2007 - July 2008
Smith Barney January 2007 - May 2007
Skills
Private Equity, Investments, Equities, Valuation, Financial Modeling, Due Diligence, Investment Banking, Financial Analysis, Corporate Finance, Mergers, Venture Capital, Alternative Investments
Education
Saint Anselm College 2003 — 2007
Saint John's High School 1999 — 2003
Hastings Equity Partners, LLC. August 2008 - Present
State Street August 2007 - July 2008
Smith Barney January 2007 - May 2007
Skills
Private Equity, Investments, Equities, Valuation, Financial Modeling, Due Diligence, Investment Banking, Financial Analysis, Corporate Finance, Mergers, Venture Capital, Alternative Investments
Education
Saint Anselm College 2003 — 2007
Saint John's High School 1999 — 2003
Loren Dearborn's Smith Barney Experience 1986 - 1989
Job Independent Arts and Crafts Professional
Industry Arts and Crafts
Experience
California Academy of sciences 1990 - 1997
California Academy of sciences 1990 - 1997
Smith Barney 1986 - 1989
Education
San Francisco State University 1984 — 1990
California Academy of sciences 1990 - 1997
California Academy of sciences 1990 - 1997
Smith Barney 1986 - 1989
Education
San Francisco State University 1984 — 1990
Brian Disher's Smith Barney Experience April 2002 - August 2007
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. August 2007 - Present
Smith Barney April 2002 - August 2007
Education
Samford University 1999 — 2000
MBA, Master of Business Administration
Samford University 1992 — 1996
UBS Financial Services, Inc. August 2007 - Present
Smith Barney April 2002 - August 2007
Education
Samford University 1999 — 2000
MBA, Master of Business Administration
Samford University 1992 — 1996
Caroline Moskofian's Smith Barney Experience 2004 - 2006
Job Portfolio Manager, The Provident Bank of NJ
Industry Financial Services
Experience
The Provident Bank April 2014 - Present
Sun National Bank December 2012 - April 2014
Citi September 2006 - December 2012
Smith Barney 2004 - 2006
Morgan Stanley 2001 - 2004
Morgan Stanley November 1999 - November 2001
Skills
Credit, Portfolio Management, Risk Management, Private Banking, Series 7, Structured Finance, Credit Analysis, Banking, Capital Markets, Credit Risk, Finance, Loans, Financial Risk, Securities, Commercial Lending, Management
Education
Seton Hall University 1995 — 1999
Bachelor's degree
The Provident Bank April 2014 - Present
Sun National Bank December 2012 - April 2014
Citi September 2006 - December 2012
Smith Barney 2004 - 2006
Morgan Stanley 2001 - 2004
Morgan Stanley November 1999 - November 2001
Skills
Credit, Portfolio Management, Risk Management, Private Banking, Series 7, Structured Finance, Credit Analysis, Banking, Capital Markets, Credit Risk, Finance, Loans, Financial Risk, Securities, Commercial Lending, Management
Education
Seton Hall University 1995 — 1999
Bachelor's degree
Hayden Miller's Smith Barney Experience April 2006 - August 2006
Job Manager, Financial Planning and Analysis at Twilio Inc.
Industry Computer Software
Experience
Twilio Inc. August 2015 - Present
LiveVox February 2014 - August 2015
LiveVox January 2011 - January 2014
LiveVox November 2009 - December 2010
Protiviti August 2007 - December 2008
Mohr Davidow Ventures July 2006 - October 2006
Smith Barney April 2006 - August 2006
Skills
Product Management, Analytics, SQL, Perl, Cloud Computing, Finance, Call Centers, Salesforce.com, Forecasting, Databases, Strategy, Telecommunications, Cross-functional Team..., Linux, Start-ups, Software Development, SaaS, VoIP, Portfolio Management, Management, Analysis, Unix
Education
Santa Clara University 2003 — 2007
Bachelor of Science in Commerce, Economics and Accounting
Twilio Inc. August 2015 - Present
LiveVox February 2014 - August 2015
LiveVox January 2011 - January 2014
LiveVox November 2009 - December 2010
Protiviti August 2007 - December 2008
Mohr Davidow Ventures July 2006 - October 2006
Smith Barney April 2006 - August 2006
Skills
Product Management, Analytics, SQL, Perl, Cloud Computing, Finance, Call Centers, Salesforce.com, Forecasting, Databases, Strategy, Telecommunications, Cross-functional Team..., Linux, Start-ups, Software Development, SaaS, VoIP, Portfolio Management, Management, Analysis, Unix
Education
Santa Clara University 2003 — 2007
Bachelor of Science in Commerce, Economics and Accounting
Andrew Sabia's Smith Barney Experience May 2004 - August 2004
Job Accounting ManagerRBC Division at RBC Bearings
Industry Accounting
Experience
RBC Bearings December 2013 - Present
RBC Bearings November 2008 - December 2013
Sacred Heart University September 2007 - May 2008
World Wrestling Entertainment January 2007 - May 2007
Major League Baseball & Advanced Media May 2006 - August 2006
Smith Barney May 2004 - August 2004
Skills
Outlook, PowerPoint, Microsoft Excel, Microsoft Word, Facebook, Finance, Microsoft Office, Social Media, Sports, Social Networking, Budgets
Education
Sacred Heart University 2007 — 2008
MBA, Finance
Sacred Heart University 2003 — 2007
BS, Accounting, Sport Management
RBC Bearings December 2013 - Present
RBC Bearings November 2008 - December 2013
Sacred Heart University September 2007 - May 2008
World Wrestling Entertainment January 2007 - May 2007
Major League Baseball & Advanced Media May 2006 - August 2006
Smith Barney May 2004 - August 2004
Skills
Outlook, PowerPoint, Microsoft Excel, Microsoft Word, Facebook, Finance, Microsoft Office, Social Media, Sports, Social Networking, Budgets
Education
Sacred Heart University 2007 — 2008
MBA, Finance
Sacred Heart University 2003 — 2007
BS, Accounting, Sport Management
Gary Wei's Smith Barney Experience Financial ConsultantA.G. Edwards & Sons, Inc.2000 - 2003
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney Financial ConsultantA.G. Edwards & Sons, Inc.2000 - 2003
Wedbush Morgan Securities 1999 - 2000
Education
San Francisco State University 1999 — 2003
BS, Finance
Smith Barney Financial ConsultantA.G. Edwards & Sons, Inc.2000 - 2003
Wedbush Morgan Securities 1999 - 2000
Education
San Francisco State University 1999 — 2003
BS, Finance
Peter Krieger's Smith Barney Experience June 1998 - January 2012
Job .
Industry Financial Services
Experience
Citibank PWM Billing AnalystMorgan Stanley Smith BarneyApril 2012 - January 2013
Smith Barney June 1998 - January 2012
Affiliated Computer Services June 1996 - June 1998
Skills
Securities, Equities, Strategic Financial..., Financial Analysis, Series 63, Portfolio Management, Fixed Income, Investments, Financial Modeling, Mutual Funds, Asset Managment, Insurance, Business Analysis, Finance, Financial Services, Asset Management, Asset Allocation, Trading, Retirement Planning, Relationship Management, Management, Wealth Management, Bloomberg, Fixed Annuities, Financial Planning
Education
Saint Bonaventure University 1987 — 1991
BA, Mass Communications
Xavier HS 1983 — 1987
High School Diploma
Citibank PWM Billing AnalystMorgan Stanley Smith BarneyApril 2012 - January 2013
Smith Barney June 1998 - January 2012
Affiliated Computer Services June 1996 - June 1998
Skills
Securities, Equities, Strategic Financial..., Financial Analysis, Series 63, Portfolio Management, Fixed Income, Investments, Financial Modeling, Mutual Funds, Asset Managment, Insurance, Business Analysis, Finance, Financial Services, Asset Management, Asset Allocation, Trading, Retirement Planning, Relationship Management, Management, Wealth Management, Bloomberg, Fixed Annuities, Financial Planning
Education
Saint Bonaventure University 1987 — 1991
BA, Mass Communications
Xavier HS 1983 — 1987
High School Diploma
Daniel Fujimoto's Smith Barney Experience October 2006 - March 2007
Job Vice President & Relationship Manager at Community Bank of the Bay
Industry Banking
Experience
Community Bank of the Bay December 2012 - Present
Community Bank of the Bay February 2011 - December 2012
Community Bank of The Bay October 2008 - February 2011
Bonita Treat and Associates, Certified Public Accountants January 2008 - April 2008
Smith Barney October 2006 - March 2007
Skills
Commercial Banking, Marketing, Credit, Financial Analysis, Commercial Lending, Loans, Tax, Banking, Portfolio Management, Credit Analysis, Underwriting, Asset Based Lending, Commercial Mortgages, Mortgage Lending, Cash Management
Education
San Diego State University-California State University 2003 — 2008
Bachelor of Science (B.S.), Financial Services, Political Science
De La Salle High School 1999 — 2003
Community Bank of the Bay December 2012 - Present
Community Bank of the Bay February 2011 - December 2012
Community Bank of The Bay October 2008 - February 2011
Bonita Treat and Associates, Certified Public Accountants January 2008 - April 2008
Smith Barney October 2006 - March 2007
Skills
Commercial Banking, Marketing, Credit, Financial Analysis, Commercial Lending, Loans, Tax, Banking, Portfolio Management, Credit Analysis, Underwriting, Asset Based Lending, Commercial Mortgages, Mortgage Lending, Cash Management
Education
San Diego State University-California State University 2003 — 2008
Bachelor of Science (B.S.), Financial Services, Political Science
De La Salle High School 1999 — 2003
Robert Hermansen's Smith Barney Experience April 2001 - August 2008
Job Financial Advisor, First Vice PresidentInvestments at Wells Fargo Advisors,LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC September 2008 - Present
Bergen County January 2010 - January 2013
Township of Mahwah 2006 - 2010
Smith Barney April 2001 - August 2008
Morgan Stanley June 1991 - April 2001
Skills
Management, Finance, Investments, Public Speaking, Budgets, Fundraising, Contract Negotiation, Customer Service, Financial Services, Financial Risk, Estate Investment...
Education
Saint Bonaventure University 1987 — 1990
Wells Fargo Advisors LLC September 2008 - Present
Bergen County January 2010 - January 2013
Township of Mahwah 2006 - 2010
Smith Barney April 2001 - August 2008
Morgan Stanley June 1991 - April 2001
Skills
Management, Finance, Investments, Public Speaking, Budgets, Fundraising, Contract Negotiation, Customer Service, Financial Services, Financial Risk, Estate Investment...
Education
Saint Bonaventure University 1987 — 1990
Carol Thomas CRPC's Smith Barney Experience 1997 - 2007
Job Senior Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch November 2005 - Present
Smith Barney 1997 - 2007
Smith Barney 1995 - 2005
Skills
Series 63, IRAs, Wealth Management, Series 24, Investment Advisory, Retirement, Asset Allocation, Mutual Funds, Investment Strategies, Series 7, Series 65, CRPC, Variable Annuities, Alternative Investments, Bonds, Equities
Education
Saint Michael's College 1979 — 1983
BA, Elementary education
St. Michael's College. 1979 — 1983
Bachelor of Arts (B.A.)
Merrill Lynch November 2005 - Present
Smith Barney 1997 - 2007
Smith Barney 1995 - 2005
Skills
Series 63, IRAs, Wealth Management, Series 24, Investment Advisory, Retirement, Asset Allocation, Mutual Funds, Investment Strategies, Series 7, Series 65, CRPC, Variable Annuities, Alternative Investments, Bonds, Equities
Education
Saint Michael's College 1979 — 1983
BA, Elementary education
St. Michael's College. 1979 — 1983
Bachelor of Arts (B.A.)
Katen Fletcher's Smith Barney Experience June 2003 - May 2005
Job Executive Director, Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Smith Barney December 2011 - Present
Morgan Stanley Smith Barney March 2011 - June 2012
Morgan Stanley Smith Barney April 2010 - May 2011
Morgan Stanley Smith Barney January 2006 - March 2010
Morgan Stanley Smith Barney June 2005 - January 2006
Smith Barney June 2003 - May 2005
Skills
Business Planning, Team Management, Project Management, Regulatory Requirements, Strategic Planning, Business Strategy, Business Process, Presentations, Presentation Development
Education
Saint Joseph's University - Erivan K. Haub School of Business 2001 — 2005
Bachelors of Science, Finance
Morgan Stanley Smith Barney December 2011 - Present
Morgan Stanley Smith Barney March 2011 - June 2012
Morgan Stanley Smith Barney April 2010 - May 2011
Morgan Stanley Smith Barney January 2006 - March 2010
Morgan Stanley Smith Barney June 2005 - January 2006
Smith Barney June 2003 - May 2005
Skills
Business Planning, Team Management, Project Management, Regulatory Requirements, Strategic Planning, Business Strategy, Business Process, Presentations, Presentation Development
Education
Saint Joseph's University - Erivan K. Haub School of Business 2001 — 2005
Bachelors of Science, Finance
Angela Valdez-Bravo's Smith Barney Experience January 2007 - May 2007
Job Program Assistant/Paralegal at Partners for Women and Justice
Industry Investment Management
Experience
Partners for Women and Justice October 2014 - Present
La Casa de Don Pedro July 2010 - July 2012
Northwestern Mutual July 2008 - June 2009
Northwestern Mutual July 2007 - June 2008
Smith Barney January 2007 - May 2007
Seton Hall University September 2004 - March 2007
National Basketball Association January 2006 - August 2006
Skills
Microsoft Excel, Nonprofits, PowerPoint, Event Planning, Microsoft Office, Investments, Volunteer Management, Leadership, Fundraising, Customer Service, Microsoft Word, Research, Spanish, Community Outreach, Public Speaking
Education
Seton Hall University 2002 — 2007
Bachelor of Science, Finance & Sports Management
Partners for Women and Justice October 2014 - Present
La Casa de Don Pedro July 2010 - July 2012
Northwestern Mutual July 2008 - June 2009
Northwestern Mutual July 2007 - June 2008
Smith Barney January 2007 - May 2007
Seton Hall University September 2004 - March 2007
National Basketball Association January 2006 - August 2006
Skills
Microsoft Excel, Nonprofits, PowerPoint, Event Planning, Microsoft Office, Investments, Volunteer Management, Leadership, Fundraising, Customer Service, Microsoft Word, Research, Spanish, Community Outreach, Public Speaking
Education
Seton Hall University 2002 — 2007
Bachelor of Science, Finance & Sports Management
Larry Hammond's Smith Barney Experience January 1990 - December 1993
Job Vice President at JP Morgan Chase
Industry Financial Services
Experience
JPMorgan Chase & Co. January 2015 - Present
Morgan Stanley June 2006 - November 2014
Barclays Capital January 2000 - June 2006
Credit Suisse First Boston January 1997 - December 2000
Gruntal & Co January 1994 - December 1996
Smith Barney January 1990 - December 1993
Bear Stearns January 1988 - December 1990
Skills
Corporate Actions, Dividends, Proxy, Class Actions, Fixed Income, Prime Brokerage, Client Service, Operations Management, Financial Services, Risk Management, Strategy, Securities Lending, Middle Office, Securities, Change Management, Offshore Management, Vendor Relationships, Client Services, Equities, FINRA, Hedge Funds, Settlement, Series 7, Back Office, Options
Education
Rutgers, The State University of New Jersey-Newark 2002 — 2006
BS, Management
JPMorgan Chase & Co. January 2015 - Present
Morgan Stanley June 2006 - November 2014
Barclays Capital January 2000 - June 2006
Credit Suisse First Boston January 1997 - December 2000
Gruntal & Co January 1994 - December 1996
Smith Barney January 1990 - December 1993
Bear Stearns January 1988 - December 1990
Skills
Corporate Actions, Dividends, Proxy, Class Actions, Fixed Income, Prime Brokerage, Client Service, Operations Management, Financial Services, Risk Management, Strategy, Securities Lending, Middle Office, Securities, Change Management, Offshore Management, Vendor Relationships, Client Services, Equities, FINRA, Hedge Funds, Settlement, Series 7, Back Office, Options
Education
Rutgers, The State University of New Jersey-Newark 2002 — 2006
BS, Management
Richard Siluk, PMP's Smith Barney Experience August 1998 - June 2001
Job Manager at MetLife
Industry Insurance
Experience
MetLife October 2004 - Present
UBS Wealth Management June 2001 - October 2004
Smith Barney August 1998 - June 2001
Zurich Reinsurance April 1995 - June 1997
CNA Insurance May 1988 - April 1995
Skills
VBScript, Insurance, Vendor Management, SDLC, Requirements Analysis, Business Requirements, Business Analysis
Education
Saint Peter's University 1984 — 1988
BS, Computer Science
MetLife October 2004 - Present
UBS Wealth Management June 2001 - October 2004
Smith Barney August 1998 - June 2001
Zurich Reinsurance April 1995 - June 1997
CNA Insurance May 1988 - April 1995
Skills
VBScript, Insurance, Vendor Management, SDLC, Requirements Analysis, Business Requirements, Business Analysis
Education
Saint Peter's University 1984 — 1988
BS, Computer Science
Geoffrey Niebaum's Smith Barney Experience August 2004 - June 2007
Job Vice President and Portfolio Manager
Industry Investment Management
Experience
Breiter Capital Management, Inc. July 2007 - Present
Smith Barney August 2004 - June 2007
Suncoast Medicare Supply, Inc. August 1999 - August 2001
Skills
Portfolio Management, Wealth Management, Investments, Asset Allocation, Investment Strategies, Retirement Planning, Retirement, Wealth, Financial Advisory, 401k, Investment Management, Wealth Management..., Bonds, Equity Research, Investment Advisory
Education
University of South Florida 2002 — 2004
MBA, Finance and International Business
Saint Leo University 1997 — 1999
Business Administration, Marketing and Finance
Breiter Capital Management, Inc. July 2007 - Present
Smith Barney August 2004 - June 2007
Suncoast Medicare Supply, Inc. August 1999 - August 2001
Skills
Portfolio Management, Wealth Management, Investments, Asset Allocation, Investment Strategies, Retirement Planning, Retirement, Wealth, Financial Advisory, 401k, Investment Management, Wealth Management..., Bonds, Equity Research, Investment Advisory
Education
University of South Florida 2002 — 2004
MBA, Finance and International Business
Saint Leo University 1997 — 1999
Business Administration, Marketing and Finance
Patti Branch Doherty's Smith Barney Experience 1980 - 1990
Job Owner at Doherty Daily Money Management Services
Industry Financial Services
Experience
Doherty Daily Money Management Services April 2009 - Present
Doherty Daily Money Management Services 2009 - Present
C & K March 2005 - September 2009
Willow Creek Capital Mgmt July 2006 - August 2009
Smith Barney 1980 - 1990
Skills
bill paying, financial organizing, personal bookkeeping, Senior bill paying, Budgets, quicken, Microsoft Excel, Accounts Payable, Small Business, Finance, Bookkeeping, organizing, File Management, Microsoft Word, PowerPoint, Office Administration, General Ledger, helping people in..., Accounting, Strategic Planning
Education
San Francisco State University 1976 — 1980
BA, History
St. Paul s High School, San Francisco, CA
Doherty Daily Money Management Services April 2009 - Present
Doherty Daily Money Management Services 2009 - Present
C & K March 2005 - September 2009
Willow Creek Capital Mgmt July 2006 - August 2009
Smith Barney 1980 - 1990
Skills
bill paying, financial organizing, personal bookkeeping, Senior bill paying, Budgets, quicken, Microsoft Excel, Accounts Payable, Small Business, Finance, Bookkeeping, organizing, File Management, Microsoft Word, PowerPoint, Office Administration, General Ledger, helping people in..., Accounting, Strategic Planning
Education
San Francisco State University 1976 — 1980
BA, History
St. Paul s High School, San Francisco, CA
James Armour's Smith Barney Experience October 1986 - May 1990
Job Managing Partner at Armour Capital
Industry Financial Services
Experience
Armour Capital July 2000 - Present
Bakken Drilling Fund III LP August 2013 - Present
Sabrient Systems October 2000 - December 2003
RBC Wealth Management September 1996 - July 2000
Paine Webber May 1990 - August 1996
Armour Capital, LLC January 1980 - 1991
Smith Barney October 1986 - May 1990
OCOMCO 1976 - 1979
Education
University of Minnesota-Twin Cities 1974 — 1976
BA, Psychology & Business
St. John's University 1972 — 1974
Sciences/Business
Park Center High School 1971 — 1972
Osseo High School 1969 — 1971
Armour Capital July 2000 - Present
Bakken Drilling Fund III LP August 2013 - Present
Sabrient Systems October 2000 - December 2003
RBC Wealth Management September 1996 - July 2000
Paine Webber May 1990 - August 1996
Armour Capital, LLC January 1980 - 1991
Smith Barney October 1986 - May 1990
OCOMCO 1976 - 1979
Education
University of Minnesota-Twin Cities 1974 — 1976
BA, Psychology & Business
St. John's University 1972 — 1974
Sciences/Business
Park Center High School 1971 — 1972
Osseo High School 1969 — 1971
Marcus Hajdik's Smith Barney Experience 1998 - Present
Job Senior Project Manager at Citi Smith Barney
Industry Financial Services
Experience
Smith Barney 1998 - Present
Smith Barney 1998 - Present
Citi Smith Barney July 2008 - January 2009
Citi Smith Barney August 2007 - July 2008
Citi Smith Barney July 2005 - August 2007
Citi Smith Barney January 2003 - July 2005
Citi Smith Barney July 2001 - December 2002
Citi Smith Barney January 2000 - June 2001
Citi Smith Barney July 1998 - December 1999
Education
Sam Houston State University 1992 — 1996
Bachelors, Business
Smith Barney 1998 - Present
Smith Barney 1998 - Present
Citi Smith Barney July 2008 - January 2009
Citi Smith Barney August 2007 - July 2008
Citi Smith Barney July 2005 - August 2007
Citi Smith Barney January 2003 - July 2005
Citi Smith Barney July 2001 - December 2002
Citi Smith Barney January 2000 - June 2001
Citi Smith Barney July 1998 - December 1999
Education
Sam Houston State University 1992 — 1996
Bachelors, Business
Harsh Mitra's Smith Barney Experience August 2008 - January 2009
Job Internal Business Development Consultant at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney August 2008 - January 2009
Merrill Lynch January 2008 - August 2008
Education
Saint Louis University 2007 — 2008
Bachelor of Science in Business Administration
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney August 2008 - January 2009
Merrill Lynch January 2008 - August 2008
Education
Saint Louis University 2007 — 2008
Bachelor of Science in Business Administration
Lisa Steimer, CAE's Smith Barney Experience 1996 - 2001
Job Sr. Staff Associate for Professional Development
Industry Nonprofit Organization Management
Experience
East Catholic High School September 2015 - Present
East Catholic High School Board December 2014 - Present
Connecticut Society of Association Executives (CSAE) January 2013 - Present
Connecticut Association of Boards of Education (CABE) August 2001 - Present
Smith Barney 1996 - 2001
Salve Regina University 1992 - 1996
Skills
Non-profits, Public Speaking, Program Development, Event Planning, Community Outreach, Leadership Development, Nonprofits, Volunteer Management, Community Development, Educational Leadership, Social Media, Event Management, Grant Writing, Media Relations, Philanthropy, Public Relations, Strategic Planning, Strategic Communications, Organizational...
Education
Salve Regina University 1990 — 1992
M.Ed., Education
Salve Regina University 1987 — 1989
MA, Human Development
Salve Regina University 1983 — 1987
BS, Education, Cum Laude
East Catholic High School 1979 — 1983
East Catholic High School September 2015 - Present
East Catholic High School Board December 2014 - Present
Connecticut Society of Association Executives (CSAE) January 2013 - Present
Connecticut Association of Boards of Education (CABE) August 2001 - Present
Smith Barney 1996 - 2001
Salve Regina University 1992 - 1996
Skills
Non-profits, Public Speaking, Program Development, Event Planning, Community Outreach, Leadership Development, Nonprofits, Volunteer Management, Community Development, Educational Leadership, Social Media, Event Management, Grant Writing, Media Relations, Philanthropy, Public Relations, Strategic Planning, Strategic Communications, Organizational...
Education
Salve Regina University 1990 — 1992
M.Ed., Education
Salve Regina University 1987 — 1989
MA, Human Development
Salve Regina University 1983 — 1987
BS, Education, Cum Laude
East Catholic High School 1979 — 1983
Chris VanVynck's Smith Barney Experience October 2007 - July 2009
Job VP Private Client Advisor Jpmorgan Chase Bank N.A.
Industry Financial Services
Experience
Jpmorgan Chase Bank NA October 2009 - Present
Smith Barney October 2007 - July 2009
AXA Advisors February 2006 - September 2007
Education
Sacred Heart University 2001 — 2004
Bachelors of Science, Finance and Business Mangement
Jpmorgan Chase Bank NA October 2009 - Present
Smith Barney October 2007 - July 2009
AXA Advisors February 2006 - September 2007
Education
Sacred Heart University 2001 — 2004
Bachelors of Science, Finance and Business Mangement
Joe Ybarra's Smith Barney Experience October 1997 - November 1998
Job Associate Director at First Republic Bank
Industry Financial Services
Experience
First Republic Bank December 2012 - Present
Etrade Financial May 2009 - December 2012
Charles Schwab Inc November 1998 - April 2009
Charles Schwab November 1998 - January 2009
Smith Barney October 1997 - November 1998
Skills
Risk Management, Brokerage, Mergers, Fraud, Compliance, Due Diligence, Series 24, Series 7, Series 63, Securities, Customer Relations, Series 66, License 9-10
Education
St. Mary's College of California
English/ Philosophy
First Republic Bank December 2012 - Present
Etrade Financial May 2009 - December 2012
Charles Schwab Inc November 1998 - April 2009
Charles Schwab November 1998 - January 2009
Smith Barney October 1997 - November 1998
Skills
Risk Management, Brokerage, Mergers, Fraud, Compliance, Due Diligence, Series 24, Series 7, Series 63, Securities, Customer Relations, Series 66, License 9-10
Education
St. Mary's College of California
English/ Philosophy
Leslie Gabbard's Smith Barney Experience January 1995 - April 2005
Job Ameriprise Financial Advisor at Westlake, Grahl, and Glover
Industry Financial Services
Experience
Westlake, Grahl, and Glover June 2013 - Present
Merrill Lynch Wealth Management April 2005 - June 2013
Smith Barney January 1995 - April 2005
Education
Saint Mary's College of California 1984 — 1986
B/A, Business Administration
Westlake, Grahl, and Glover June 2013 - Present
Merrill Lynch Wealth Management April 2005 - June 2013
Smith Barney January 1995 - April 2005
Education
Saint Mary's College of California 1984 — 1986
B/A, Business Administration
Peter Mikhailenok's Smith Barney Experience June 2004 - February 2006
Job Business Development Director at SnoreTech
Industry Medical Devices
Experience
SnoreTech October 2014 - Present
AYT, Inc. November 2012 - Present
Execstudio Inc July 2008 - July 2009
UBS June 2006 - July 2008
Smith Barney June 2004 - February 2006
Skills
Alternative Investments, Competitive Analysis, Financial Analysis, Wealth Management, Start-ups, Web Development, Online Marketing, Marketing Management, Strategic Planning, Management, Marketing, Business Development, Strategy, Project Management, Asset Allocation, Series 7, Investments, Microsoft Excel, Customer Service, Medical Devices, Healthcare Information..., Hospitals, Healthcare, Healthcare Management
Education
San Diego State University-California State University 2002 — 2006
bachelor, Business Finance
University of Exeter 1996 — 1998
BA, Economics
SnoreTech October 2014 - Present
AYT, Inc. November 2012 - Present
Execstudio Inc July 2008 - July 2009
UBS June 2006 - July 2008
Smith Barney June 2004 - February 2006
Skills
Alternative Investments, Competitive Analysis, Financial Analysis, Wealth Management, Start-ups, Web Development, Online Marketing, Marketing Management, Strategic Planning, Management, Marketing, Business Development, Strategy, Project Management, Asset Allocation, Series 7, Investments, Microsoft Excel, Customer Service, Medical Devices, Healthcare Information..., Hospitals, Healthcare, Healthcare Management
Education
San Diego State University-California State University 2002 — 2006
bachelor, Business Finance
University of Exeter 1996 — 1998
BA, Economics
Jeannine Ianiro's Smith Barney Experience 2008 - 2010
Job Financial Services Representative at TD Bank Group
Industry Financial Services
Experience
TD Bank Group May 2011 - 2012
Smith Barney 2008 - 2010
Goldman Sachs 2000 - 2007
Education
Seton Hall University
Bachelors, Finance/Management
TD Bank Group May 2011 - 2012
Smith Barney 2008 - 2010
Goldman Sachs 2000 - 2007
Education
Seton Hall University
Bachelors, Finance/Management
Briana Fisher's Smith Barney Experience 2006 - 2007
Job Vice President, Senior National Account Manager at Neuberger Berman
Industry Financial Services
Experience
Neuberger Berman 2007 - Present
Smith Barney 2006 - 2007
Skills
Alternative Investments, Series 7, Mutual Funds, Series 63, Asset Allocation, Investments
Education
Seattle Pacific University
BA Finance, International Business
Neuberger Berman 2007 - Present
Smith Barney 2006 - 2007
Skills
Alternative Investments, Series 7, Mutual Funds, Series 63, Asset Allocation, Investments
Education
Seattle Pacific University
BA Finance, International Business
Daniel F. Miller's Smith Barney Experience October 2004 - January 2009
Job Vice President Wealth Management at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Smith Barney October 2004 - January 2009
Skills
Wealth Management, Series 7, Investments, Retirement, Asset Allocation, Leadership, Retirement Planning, Mutual Funds, Estate Planning, 401k, Fixed Annuities, Investment Management
Education
Saint John's University 1988 — 1991
BS, Math & Physics
Hill Murray High School 1983 — 1987
UBS Financial Services January 2009 - Present
Smith Barney October 2004 - January 2009
Skills
Wealth Management, Series 7, Investments, Retirement, Asset Allocation, Leadership, Retirement Planning, Mutual Funds, Estate Planning, 401k, Fixed Annuities, Investment Management
Education
Saint John's University 1988 — 1991
BS, Math & Physics
Hill Murray High School 1983 — 1987
Greg Hanhauser's Smith Barney Experience December 2004 - November 2007
Job Retirement Plan Sales Equity Fund Specialist American Funds
Industry Financial Services
Experience
American Funds November 2007 - Present
Smith Barney December 2004 - November 2007
Skills
Mutual Funds, Securities, Investments, Series 63, Retirement, Series 7, 401k, Equities, Retirement Planning, Finance, Asset Allocation, Financial Advisory, Sales
Education
San Diego State University-California State University 1998 — 2003
Business Administration, Financial Services
American Funds November 2007 - Present
Smith Barney December 2004 - November 2007
Skills
Mutual Funds, Securities, Investments, Series 63, Retirement, Series 7, 401k, Equities, Retirement Planning, Finance, Asset Allocation, Financial Advisory, Sales
Education
San Diego State University-California State University 1998 — 2003
Business Administration, Financial Services
Maggie Kirk's Smith Barney Experience 2000 - 2006
Job Agent/ Owner at Insurance Agency (privately held)
Industry Insurance
Experience
Insurance Agency (privately held) AgentFarmers Insurance2007 - 2009
New York Life 2005 - 2007
legg Mason 2000 - 2006
Smith Barney 2000 - 2006
Education
San Jacinto College 1986 — 1990
Insurance Agency (privately held) AgentFarmers Insurance2007 - 2009
New York Life 2005 - 2007
legg Mason 2000 - 2006
Smith Barney 2000 - 2006
Education
San Jacinto College 1986 — 1990
Gerry Hoyme's Smith Barney Experience July 1992 - March 2011
Job Director Strategic Partnership Group at Guggenheim/Transparent Value
Industry Financial Services
Experience
Guggenheim/Transparent Value March 2011 - Present
smith barney July 1992 - March 2011
McGuinness Companies 1986 - 1992
Education
Santa Clara University
University of Southern California
Guggenheim/Transparent Value March 2011 - Present
smith barney July 1992 - March 2011
McGuinness Companies 1986 - 1992
Education
Santa Clara University
University of Southern California
Derek DeMasi's Smith Barney Experience September 2008 - December 2008
Job at
Industry Banking
Experience
Citizens Bank September 2013 - Present
Derek's Landscaping & Global Trading Inc June 2004 - Present
Mercer June 2010 - December 2010
Mercer June 2010 - December 2010
CitiBank January 2009 - February 2010
Citibank January 2009 - February 2010
Smith Barney September 2008 - December 2008
Morgan Stanley Smith Barney August 2008 - December 2008
Skills
Microsoft Office, Entrepreneurship, Team Leadership, Independent, Self Driven, Citigroup, MMC, Citigroup Systems, Organizational Structure, Punctual
Education
Saint John's University 2004 — 2008
Bachelor of Science (BS), Finance, General
Saint John's University
Bachelor of Science, Finance
Citizens Bank September 2013 - Present
Derek's Landscaping & Global Trading Inc June 2004 - Present
Mercer June 2010 - December 2010
Mercer June 2010 - December 2010
CitiBank January 2009 - February 2010
Citibank January 2009 - February 2010
Smith Barney September 2008 - December 2008
Morgan Stanley Smith Barney August 2008 - December 2008
Skills
Microsoft Office, Entrepreneurship, Team Leadership, Independent, Self Driven, Citigroup, MMC, Citigroup Systems, Organizational Structure, Punctual
Education
Saint John's University 2004 — 2008
Bachelor of Science (BS), Finance, General
Saint John's University
Bachelor of Science, Finance
Daniel Aiello's Smith Barney Experience 2008 - 2009
Job Financial Analyst at Sikorsky Aircraft
Industry Accounting
Experience
Sikorsky Aircraft December 2014 - Present
Self Employed September 2007 - Present
Barrington Media Group September 2011 - April 2014
Town of Cheshire April 2011 - August 2011
Pentegra Retirement Services June 2009 - December 2009
Smith Barney 2008 - 2009
Skills
Finance, Financial Analysis, Investments, Microsoft Excel, Account Reconciliation, Accounts Receivable, Accounting, Financial Modeling, Financial Reporting, Portfolio Management, Microsoft Office, Equities, Analysis, Corporate Finance, Budgets, Financial Risk
Education
Sacred Heart University 2007 — 2009
BS, Finance
Housatonic Community College 2004 — 2007
Associates, Accounting
Sikorsky Aircraft December 2014 - Present
Self Employed September 2007 - Present
Barrington Media Group September 2011 - April 2014
Town of Cheshire April 2011 - August 2011
Pentegra Retirement Services June 2009 - December 2009
Smith Barney 2008 - 2009
Skills
Finance, Financial Analysis, Investments, Microsoft Excel, Account Reconciliation, Accounts Receivable, Accounting, Financial Modeling, Financial Reporting, Portfolio Management, Microsoft Office, Equities, Analysis, Corporate Finance, Budgets, Financial Risk
Education
Sacred Heart University 2007 — 2009
BS, Finance
Housatonic Community College 2004 — 2007
Associates, Accounting
Paul Liberatore, CPA's Smith Barney Experience July 2006 - April 2009
Job Financial Advisor, Associate Vice President
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. April 2009 - Present
Smith barney July 2006 - April 2009
Edward Jones September 1997 - July 2006
Kerber, Eck, and Braeckel July 1988 - September 1997
Education
Saint Louis University
B.S. in Commerce, Accounting
Ameriprise Financial Services, Inc. April 2009 - Present
Smith barney July 2006 - April 2009
Edward Jones September 1997 - July 2006
Kerber, Eck, and Braeckel July 1988 - September 1997
Education
Saint Louis University
B.S. in Commerce, Accounting
Henry Ha's Smith Barney Experience February 2009 - April 2009
Job Business Operations Analyst at MaintenanceNet
Industry Financial Services
Experience
MaintenanceNet February 2014 - Present
Chase Home Finance May 2010 - January 2014
Smith Barney February 2009 - April 2009
Washington Mutual May 2007 - July 2008
Stop Sign January 2006 - April 2007
Skills
Mortgage, Credit, Banking, Funding, Securities, Quality Assurance, Audit, Foreclosures, Remediation, Data Analysis, Business Analysis, Financial Planning, Data Entry, Microsoft Office, Excel, Reporting & Analysis, Risk Management, Asset Management, Forecasting, Mortgage Lending, Microsoft Excel
Education
San Diego State University-California State University 2004 — 2009
BA, Economics
MaintenanceNet February 2014 - Present
Chase Home Finance May 2010 - January 2014
Smith Barney February 2009 - April 2009
Washington Mutual May 2007 - July 2008
Stop Sign January 2006 - April 2007
Skills
Mortgage, Credit, Banking, Funding, Securities, Quality Assurance, Audit, Foreclosures, Remediation, Data Analysis, Business Analysis, Financial Planning, Data Entry, Microsoft Office, Excel, Reporting & Analysis, Risk Management, Asset Management, Forecasting, Mortgage Lending, Microsoft Excel
Education
San Diego State University-California State University 2004 — 2009
BA, Economics
Lisa Frugoli's Smith Barney Experience April 1994 - August 2009
Job Regional Support Specialist at Wells Fargo Advisors,LLC
Industry Financial Services
Experience
Wells Fargo Advisors 2013 - Present
Bank of the West 2011 - 2013
A rare chance to accomplish personal goals and travel 2009 - 2011
Smith Barney April 1994 - August 2009
Smith Barney 2007 - 2009
Education
Santa Clara University
BA, Art History
Wells Fargo Advisors 2013 - Present
Bank of the West 2011 - 2013
A rare chance to accomplish personal goals and travel 2009 - 2011
Smith Barney April 1994 - August 2009
Smith Barney 2007 - 2009
Education
Santa Clara University
BA, Art History
Bryce Coats, CAIA's Smith Barney Experience 1995 - 1999
Job Investments
Industry Financial Services
Experience
Independent March 2015 - Present
Madison Park Capital Partners, LLC June 2012 - March 2015
Hamilton Miller Investments December 2010 - June 2012
Athens Capital Management, LLC June 2007 - March 2010
Silver Creek Capital Management November 2001 - February 2007
Sirach Capital Management February 2000 - November 2001
Smith Barney 1995 - 1999
Smith Barney September 1992 - March 1995
Skills
Series 7, Series 63, Asset Allocation, Fund Of Funds, Equities, Asset Management, Portfolio Management, Alternative Investments, Investments, Hedge Funds, Due Diligence, Mutual Funds, Venture Capital, Financial Advisory, Investment Strategies, Funding, Trading, Risk Management, Fixed Income, Finance, Investment Management, Institutional..., Private Equity, Wealth Management, Capital Markets, Derivatives, Bloomberg
Education
Seattle University Albers School of Business 1992 — 1993
Bachelor’s Degree, Business Administration and Management, General
Independent March 2015 - Present
Madison Park Capital Partners, LLC June 2012 - March 2015
Hamilton Miller Investments December 2010 - June 2012
Athens Capital Management, LLC June 2007 - March 2010
Silver Creek Capital Management November 2001 - February 2007
Sirach Capital Management February 2000 - November 2001
Smith Barney 1995 - 1999
Smith Barney September 1992 - March 1995
Skills
Series 7, Series 63, Asset Allocation, Fund Of Funds, Equities, Asset Management, Portfolio Management, Alternative Investments, Investments, Hedge Funds, Due Diligence, Mutual Funds, Venture Capital, Financial Advisory, Investment Strategies, Funding, Trading, Risk Management, Fixed Income, Finance, Investment Management, Institutional..., Private Equity, Wealth Management, Capital Markets, Derivatives, Bloomberg
Education
Seattle University Albers School of Business 1992 — 1993
Bachelor’s Degree, Business Administration and Management, General
Joseph Coulson, MBA, APMA's Smith Barney Experience 2000 - 2009
Job Financial Advisor, Associate Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial 2009 - Present
Smith Barney 2000 - 2009
Bank of America and Sutter Securities 1991 - 2000
Education
San Francisco State University 1989 — 1991
MBA, Finance
University of Virginia 1980 — 1984
Ba, Psychology
Tower Hill School 1979 — 1980
Phillips Exeter Academy 1976 — 1979
Ameriprise Financial 2009 - Present
Smith Barney 2000 - 2009
Bank of America and Sutter Securities 1991 - 2000
Education
San Francisco State University 1989 — 1991
MBA, Finance
University of Virginia 1980 — 1984
Ba, Psychology
Tower Hill School 1979 — 1980
Phillips Exeter Academy 1976 — 1979
Lou Balestriere's Smith Barney Experience October 1995 - August 2002
Job Principal Attorney, Law Offices of Louis Balestriere
Industry Law Practice
Experience
Law Offices of Louis Balestriere December 2004 - Present
Smith Barney October 1995 - August 2002
Salomon Brothers, Inc July 1988 - September 1995
Skills
Real Estate
Education
St. John's University School of Law
Juris Doctor
Saint John's University
Bachelor of Science, Finance
Law Offices of Louis Balestriere December 2004 - Present
Smith Barney October 1995 - August 2002
Salomon Brothers, Inc July 1988 - September 1995
Skills
Real Estate
Education
St. John's University School of Law
Juris Doctor
Saint John's University
Bachelor of Science, Finance
Richard/Marcia Vance's Smith Barney Experience June 1974 - October 1999
Job Independent Sports Professional
Industry Sports
Experience
Vance Funds November 1962 - Present
Smith Barney June 1974 - October 1999
Skills
Public Speaking, Marketing, Social Media, Start-ups, PowerPoint, Strategic Planning, Social Media Marketing, Event Management, Public Relations, Entrepreneurship, Event Planning, Marketing Strategy, Leadership, Fundraising
Education
San Diego State University-California State University 1954 — 1959
Bachelor of Arts (B.A.), Economics
Vance Funds November 1962 - Present
Smith Barney June 1974 - October 1999
Skills
Public Speaking, Marketing, Social Media, Start-ups, PowerPoint, Strategic Planning, Social Media Marketing, Event Management, Public Relations, Entrepreneurship, Event Planning, Marketing Strategy, Leadership, Fundraising
Education
San Diego State University-California State University 1954 — 1959
Bachelor of Arts (B.A.), Economics
Charles Shoemaker's Smith Barney Experience March 1988 - July 2005
Job Retired Financial Advisor
Industry Financial Services
Experience
Retired Financial Advisor May 2014 - Present
Miller and Associates a financial franchise of Ameriprise Financial Services Inc November 2010 - May 2014
UBS Wealth Management July 2005 - November 2010
Smith Barney March 1988 - July 2005
Skills
financial services, Social Security, Strategic Financial..., Financial Analysis, Portfolio Management, Retirement Planning, Insurance, Wealth Management, Securities, Series 7, Finance, Financial Services, Asset Management, Policy, Process Improvement, Coaching, Business Development, Risk Management, Leadership Development, Public Speaking, Program Management, Mutual Funds, Alternative Investments
Education
Santa Clara University - Leavey School of Business 1986 — 1990
MBA, Economics
United States Naval Academy 1960 — 1964
BS, Nuclear Engineering
Retired Financial Advisor May 2014 - Present
Miller and Associates a financial franchise of Ameriprise Financial Services Inc November 2010 - May 2014
UBS Wealth Management July 2005 - November 2010
Smith Barney March 1988 - July 2005
Skills
financial services, Social Security, Strategic Financial..., Financial Analysis, Portfolio Management, Retirement Planning, Insurance, Wealth Management, Securities, Series 7, Finance, Financial Services, Asset Management, Policy, Process Improvement, Coaching, Business Development, Risk Management, Leadership Development, Public Speaking, Program Management, Mutual Funds, Alternative Investments
Education
Santa Clara University - Leavey School of Business 1986 — 1990
MBA, Economics
United States Naval Academy 1960 — 1964
BS, Nuclear Engineering
E. Mark Moon's Smith Barney Experience January 1989 - October 1994
Job AVP, Financial Solutions Advisor at Merrill Lynch / Bank of America
Industry Financial Services
Experience
Merrill Lynch / Bank of America October 2011 - Present
Wells Fargo Advisors June 2005 - January 2011
Charles Schwab January 1996 - October 2004
Smith Barney January 1989 - October 1994
Skills
Series 7, Uniform Combined State..., Wealth Management, Series 63, Investment Advisory, Mutual Funds, Asset Allocation, Investments, Investment Strategies, Retirement Planning, Retirement, Strategic Financial..., Wealth Management..., Financial Services, FINRA, Fixed Income, Financial Planning, Estate Planning, Finance, Financial Advisory, High Net Worth..., Insurance
Education
University of California, San Francisco 1982 — 1986
Doctor of Pharmacy, Pharmacy
San Francisco State University 1981 — 1982
Bachelor of Arts, Biochemistry/Molecular Biology, Double Major
Merrill Lynch / Bank of America October 2011 - Present
Wells Fargo Advisors June 2005 - January 2011
Charles Schwab January 1996 - October 2004
Smith Barney January 1989 - October 1994
Skills
Series 7, Uniform Combined State..., Wealth Management, Series 63, Investment Advisory, Mutual Funds, Asset Allocation, Investments, Investment Strategies, Retirement Planning, Retirement, Strategic Financial..., Wealth Management..., Financial Services, FINRA, Fixed Income, Financial Planning, Estate Planning, Finance, Financial Advisory, High Net Worth..., Insurance
Education
University of California, San Francisco 1982 — 1986
Doctor of Pharmacy, Pharmacy
San Francisco State University 1981 — 1982
Bachelor of Arts, Biochemistry/Molecular Biology, Double Major
Lynne Pendergast's Smith Barney Experience February 1992 - December 1994
Job Systems Analyst at Pershing
Industry Financial Services
Experience
Pershing, a BNY Mellon company April 2012 - Present
Pershing April 2002 - April 2012
Pershing August 1995 - April 2002
Pershing December 1994 - August 1995
Smith Barney February 1992 - December 1994
Colonial Savings Bank July 1988 - April 1991
Merrill Lynch September 1985 - January 1988
Crompton & Knowles July 1983 - September 1985
Lincoln Federal Savings September 1982 - July 1983
Education
St. Peter's College 2000 — 2004
MBA, Management, Management Information Systems
Chubb Institute 1991 — 1991
Certification, Programming
Douglass College 1978 — 1982
BA, Music performance
Pershing, a BNY Mellon company April 2012 - Present
Pershing April 2002 - April 2012
Pershing August 1995 - April 2002
Pershing December 1994 - August 1995
Smith Barney February 1992 - December 1994
Colonial Savings Bank July 1988 - April 1991
Merrill Lynch September 1985 - January 1988
Crompton & Knowles July 1983 - September 1985
Lincoln Federal Savings September 1982 - July 1983
Education
St. Peter's College 2000 — 2004
MBA, Management, Management Information Systems
Chubb Institute 1991 — 1991
Certification, Programming
Douglass College 1978 — 1982
BA, Music performance
Vicki Wildman's Smith Barney Experience November 1994 - April 1996
Job Account Manager/Executive Recruiter at Executive Recruiters of Danville
Industry Human Resources
Experience
Executive Recruiters of Danville June 2013 - Present
J. Jill June 2010 - June 2013
Executive Recruiters of Danville October 2002 - June 2010
Charles Schwab November 1999 - October 2002
Bank of America October 1997 - November 1999
Everen Securities April 1996 - August 1997
Smith Barney November 1994 - April 1996
Skills
Recruiting, Sourcing, Employee Relations, Talent Acquisition, Performance Management, Interviews, Human Resources, Talent Management, Customer Service, Training, Visual Merchandising, Applicant Tracking..., Retail Buying, Client Development, Client Presentation, Client Education, Manage Client..., Management, Hiring, Onboarding, Personnel Management
Education
University of California, Berkeley 2010 — 2014
Human Resource Certification, Human Resources, With Distinction
San Francisco State University
Bachelor of Arts, Clothing and Textiles
Executive Recruiters of Danville June 2013 - Present
J. Jill June 2010 - June 2013
Executive Recruiters of Danville October 2002 - June 2010
Charles Schwab November 1999 - October 2002
Bank of America October 1997 - November 1999
Everen Securities April 1996 - August 1997
Smith Barney November 1994 - April 1996
Skills
Recruiting, Sourcing, Employee Relations, Talent Acquisition, Performance Management, Interviews, Human Resources, Talent Management, Customer Service, Training, Visual Merchandising, Applicant Tracking..., Retail Buying, Client Development, Client Presentation, Client Education, Manage Client..., Management, Hiring, Onboarding, Personnel Management
Education
University of California, Berkeley 2010 — 2014
Human Resource Certification, Human Resources, With Distinction
San Francisco State University
Bachelor of Arts, Clothing and Textiles
Susan Lombardo's Smith Barney Experience June 2004 - March 2007
Job Executive Director, Compliance Director at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase February 2014 - Present
JP Morgan Chase July 2010 - January 2014
JPMorgan Chase March 2007 - June 2010
Smith Barney June 2004 - March 2007
Lincoln Investment Planning August 2002 - June 2004
Skills
Series 7, Securities, Legal Compliance, FINRA, Asset Management, Financial Services, Series 24
Education
Seton Hall University 1994 — 1998
BS Business Administration
JPMorgan Chase February 2014 - Present
JP Morgan Chase July 2010 - January 2014
JPMorgan Chase March 2007 - June 2010
Smith Barney June 2004 - March 2007
Lincoln Investment Planning August 2002 - June 2004
Skills
Series 7, Securities, Legal Compliance, FINRA, Asset Management, Financial Services, Series 24
Education
Seton Hall University 1994 — 1998
BS Business Administration
Aurash Zandieh's Smith Barney Experience May 2007 - July 2009
Job Entry Level
Industry Financial Services
Experience
Smith Barney May 2007 - July 2009
The Melting Pot January 2007 - October 2007
Education
Saddleback College
Associates of Arts
University of California, Berkeley
Bachelor of Arts, History
Smith Barney May 2007 - July 2009
The Melting Pot January 2007 - October 2007
Education
Saddleback College
Associates of Arts
University of California, Berkeley
Bachelor of Arts, History
Jeffrey Rothman's Smith Barney Experience July 1990 - May 1995
Job Municipal Institutional Sales at Buckman Buckman & Reid
Industry Financial Services
Experience
Buckman Buckman & Reid March 2010 - Present
Ryan Beck April 1997 - August 2007
Smith Barney July 1990 - May 1995
Skills
Bonds, Portfolio Management, Financial Structuring, Municipalities, Series 7, Fixed Income, Series 63, Securities, Municipal Bonds, Capital Markets, Equities, Trading, Treasury
Education
Rutgers, The State University of New Jersey-Newark
Hillside High School
Buckman Buckman & Reid March 2010 - Present
Ryan Beck April 1997 - August 2007
Smith Barney July 1990 - May 1995
Skills
Bonds, Portfolio Management, Financial Structuring, Municipalities, Series 7, Fixed Income, Series 63, Securities, Municipal Bonds, Capital Markets, Equities, Trading, Treasury
Education
Rutgers, The State University of New Jersey-Newark
Hillside High School
Don German's Smith Barney Experience May 2006 - May 2007
Job Compliance Officer at CPWM
Industry Financial Services
Experience
Citigroup Global Markets Inc. May 2007 - Present
Smith Barney May 2006 - May 2007
Citicorp Investment Services May 2003 - May 2006
Cal Fed Investments May 2000 - May 2003
Cal Fed Investments May 1997 - May 2000
AXA Insurance May 1996 - May 1997
Skills
Customer Service, Sales, Project Management, Team Building, Financial Analysis, Microsoft Office, Public Speaking, Change Management, Mutual Funds, Annuities, Life Insurance, Investments, Retirement Planning, Securities Regulation, Strategy, Securities, Research, Capital Markets, Strategic Planning, Program Management, KYC, Financial Regulation, Legal Compliance
Education
SFSU
Master of Business Administration (M.B.A.), Banking, Corporate, Finance, Entrepreneurial management
San Francisco State University
BS Business Administration, Marketing/Marketing Management, General
Citigroup Global Markets Inc. May 2007 - Present
Smith Barney May 2006 - May 2007
Citicorp Investment Services May 2003 - May 2006
Cal Fed Investments May 2000 - May 2003
Cal Fed Investments May 1997 - May 2000
AXA Insurance May 1996 - May 1997
Skills
Customer Service, Sales, Project Management, Team Building, Financial Analysis, Microsoft Office, Public Speaking, Change Management, Mutual Funds, Annuities, Life Insurance, Investments, Retirement Planning, Securities Regulation, Strategy, Securities, Research, Capital Markets, Strategic Planning, Program Management, KYC, Financial Regulation, Legal Compliance
Education
SFSU
Master of Business Administration (M.B.A.), Banking, Corporate, Finance, Entrepreneurial management
San Francisco State University
BS Business Administration, Marketing/Marketing Management, General
Donna Szollosi's Smith Barney Experience 1994 - 1998
Job
Industry Financial Services
Experience
First Western Trust October 2013 - Present
Jocelyn Pension Consulting, LLC March 2011 - October 2013
Laird Norton Wealth Management 2006 - 2008
Crestone Capital Advisors 1998 - 2004
Smith Barney 1994 - 1998
Skills
Profit Sharing, Retirement Plan..., 401k, Investment Brokerage, Investment Policy..., Asset Allocation, Personal Trust..., Separately Managed..., Investment..., Account Reconciliation
Education
San Jose State University
Bachelor of Science (BS), Finance/Economics
First Western Trust October 2013 - Present
Jocelyn Pension Consulting, LLC March 2011 - October 2013
Laird Norton Wealth Management 2006 - 2008
Crestone Capital Advisors 1998 - 2004
Smith Barney 1994 - 1998
Skills
Profit Sharing, Retirement Plan..., 401k, Investment Brokerage, Investment Policy..., Asset Allocation, Personal Trust..., Separately Managed..., Investment..., Account Reconciliation
Education
San Jose State University
Bachelor of Science (BS), Finance/Economics
Carol (Gray) Hess's Smith Barney Experience 2000 - 2001
Job Aspiring Photographer
Industry Writing and Editing
Experience
Chambersburg Area School District 2003 - 2006
Big Spring School District 2001 - 2003
Smith Barney 2000 - 2001
Skills
Proofreading, Photography, Customer Service..., Banking, Data Entry, Switchboard Operator
Education
Greencastle Antrim High School 1972 — 1976
Shepherd University 1976 — 1978
Music Education
Shippensburg University of Pennsylvania 2002 — 2003
English
Wilson College 2004 — 2006
Elementary Education and Teaching
Chambersburg Area School District 2003 - 2006
Big Spring School District 2001 - 2003
Smith Barney 2000 - 2001
Skills
Proofreading, Photography, Customer Service..., Banking, Data Entry, Switchboard Operator
Education
Greencastle Antrim High School 1972 — 1976
Shepherd University 1976 — 1978
Music Education
Shippensburg University of Pennsylvania 2002 — 2003
English
Wilson College 2004 — 2006
Elementary Education and Teaching
Barbara Richley's Smith Barney Experience May 1997 - December 2002
Job Sr. Equity Comp Consultant at Stock & Option Solutions
Industry Financial Services
Experience
Stock & Option Solutions November 2012 - Present
E*TRADE Corporate Services February 2004 - April 2012
Smith Barney May 1997 - December 2002
Skills
Financial Services, Product Management, Series 7, Portfolio Management, Analytics
Education
Golden Gate University
Master of Business Administration (MBA)
San Jose State University
Bachelor of Science (BS), Finance
Stock & Option Solutions November 2012 - Present
E*TRADE Corporate Services February 2004 - April 2012
Smith Barney May 1997 - December 2002
Skills
Financial Services, Product Management, Series 7, Portfolio Management, Analytics
Education
Golden Gate University
Master of Business Administration (MBA)
San Jose State University
Bachelor of Science (BS), Finance
Bonafe De Mayo's Smith Barney Experience October 2006 - May 2007
Job E*TRADE Financial
Industry Financial Services
Experience
E*TRADE Financial August 2013 - Present
RBC Wealth Management April 2009 - August 2013
Credit Suisse September 2007 - April 2009
Smith Barney October 2006 - May 2007
Bank of America September 2004 - August 2006
Education
San Jose State University
Bachelor of Science (BS), Business Administration - Management Information Systems
E*TRADE Financial August 2013 - Present
RBC Wealth Management April 2009 - August 2013
Credit Suisse September 2007 - April 2009
Smith Barney October 2006 - May 2007
Bank of America September 2004 - August 2006
Education
San Jose State University
Bachelor of Science (BS), Business Administration - Management Information Systems
Jean Curley's Smith Barney Experience January 1996 - January 1998
Job Project Coordinator at SOM
Industry Hospital & Health Care
Experience
Skidmore Owings & Merrill LLP (SOM) May 2014 - Present
StanfordHospital & Clinics August 2006 - November 2013
Stanford Hospital & Clinics November 2000 - January 2006
Smith Barney January 1996 - January 1998
Skills
Healthcare, Analysis, Healthcare Information..., Hospitals, Professional Writing, IT Recruitment, Training, Multiple Project..., Reporting & Analysis, Healthcare Management, EMR, Executive Reports, Budgets
Education
San Francisco State University 1981 — 1982
San Jose State University 1980 — 1981
Psychology
Skidmore Owings & Merrill LLP (SOM) May 2014 - Present
StanfordHospital & Clinics August 2006 - November 2013
Stanford Hospital & Clinics November 2000 - January 2006
Smith Barney January 1996 - January 1998
Skills
Healthcare, Analysis, Healthcare Information..., Hospitals, Professional Writing, IT Recruitment, Training, Multiple Project..., Reporting & Analysis, Healthcare Management, EMR, Executive Reports, Budgets
Education
San Francisco State University 1981 — 1982
San Jose State University 1980 — 1981
Psychology
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.