Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Andy Bordalo III, ARM Andy Bordalo III, ARM's Smith Barney Experience 1999 - 2003
Job Risk Management and Insurance Executive
Industry Insurance
Experience
Wells Fargo Insurance Services December 2014 - Present
Alliant Insurance Services March 2013 - December 2014
Zendesk March 2012 - March 2013
Salesforce.com November 2010 - March 2012
Thomson Reuters August 2006 - October 2010
London & Capital March 2004 - March 2006
Smith Barney 1999 - 2003
Skills
SaaS, Business Development, Equities, Selling, Portfolio Management, Analytics, Hedge Funds, Investments, Sales, Salesforce.com, Mutual Funds, Cloud Computing, Enterprise Software, Lead Generation, Account Management, CRM, Solution Selling, New Business Development, Sales Process, Strategic Partnerships, Start-ups, Sales Operations, Professional Services, Direct Sales, Strategy
Education
University of California, Santa Barbara 1994 — 1998
Bachelor of Arts
Alameda High School 1989 — 1993
Wells Fargo Insurance Services December 2014 - Present
Alliant Insurance Services March 2013 - December 2014
Zendesk March 2012 - March 2013
Salesforce.com November 2010 - March 2012
Thomson Reuters August 2006 - October 2010
London & Capital March 2004 - March 2006
Smith Barney 1999 - 2003
Skills
SaaS, Business Development, Equities, Selling, Portfolio Management, Analytics, Hedge Funds, Investments, Sales, Salesforce.com, Mutual Funds, Cloud Computing, Enterprise Software, Lead Generation, Account Management, CRM, Solution Selling, New Business Development, Sales Process, Strategic Partnerships, Start-ups, Sales Operations, Professional Services, Direct Sales, Strategy
Education
University of California, Santa Barbara 1994 — 1998
Bachelor of Arts
Alameda High School 1989 — 1993
Brett Rosenthal Brett Rosenthal's Smith Barney Experience September 2006 - December 2006
Job Staff Engineer for Manufacturing Technologies at Tesla Motors
Industry Mechanical or Industrial Engineering
Experience
Tesla Motors November 2014 - Present
Apple Inc. January 2011 - October 2014
Raytheon IDS July 2009 - January 2011
Crazy Cart November 2008 - June 2009
Beckman Coulter June 2008 - September 2008
Enzo's Pizzeria March 2007 - May 2008
Smith Barney September 2006 - December 2006
UCLA Athletic Department June 2006 - October 2006
Skills
Design for Manufacturing, CAD
Education
University of California, Los Angeles 2005 — 2009
BS, Mechanical Engineering
Ruben S. Ayala High School 2001 — 2005
Tesla Motors November 2014 - Present
Apple Inc. January 2011 - October 2014
Raytheon IDS July 2009 - January 2011
Crazy Cart November 2008 - June 2009
Beckman Coulter June 2008 - September 2008
Enzo's Pizzeria March 2007 - May 2008
Smith Barney September 2006 - December 2006
UCLA Athletic Department June 2006 - October 2006
Skills
Design for Manufacturing, CAD
Education
University of California, Los Angeles 2005 — 2009
BS, Mechanical Engineering
Ruben S. Ayala High School 2001 — 2005
Connie Hwang, CLU Connie Hwang, CLU's Smith Barney Experience 2004 - 2006
Job State Farm Insurance Agent
Industry Insurance
Experience
Connie Hwang Insurance Agency, State Farm Agent January 2014 - Present
KNH Insurance Services May 2013 - Present
Transamerica Insurance & Investment Group June 2006 - June 2013
Smith Barney 2004 - 2006
Skills
Retirement Planning, Insurance, Sales, Fixed Annuities, Life Insurance, Account Management, Retirement, Wealth Management, Series 63, Marketing, Disability Insurance, Investments, Series 7, Risk Management, Marketing Strategy, Long-term Care, Strategic Planning, Sales Management, Variable Annuities, Series 6, Term Life Insurance, Underwriting, Universal Life, 401k, IRAs, Mutual Funds, Long Term Care Insurance, Whole Life, Health Insurance, FINRA, Wealth, Securities, Investment Strategies, Small Business, Property, Indexed Annuities, Medicare, Portfolio Management, Permanent Life Insurance, Workers Compensation, Annuity Sales, Umbrella Insurance, Casualty, Investment Management, Bonds, Life, 401k Rollovers, Finance, Reinsurance, Commercial Insurance
Education
The American College 2008 — 2015
ChFC
The American College 2008 — 2013
CLU
University of California, Irvine 1999 — 2004
Bachelor of Science (B.S.), Sociology
Connie Hwang Insurance Agency, State Farm Agent January 2014 - Present
KNH Insurance Services May 2013 - Present
Transamerica Insurance & Investment Group June 2006 - June 2013
Smith Barney 2004 - 2006
Skills
Retirement Planning, Insurance, Sales, Fixed Annuities, Life Insurance, Account Management, Retirement, Wealth Management, Series 63, Marketing, Disability Insurance, Investments, Series 7, Risk Management, Marketing Strategy, Long-term Care, Strategic Planning, Sales Management, Variable Annuities, Series 6, Term Life Insurance, Underwriting, Universal Life, 401k, IRAs, Mutual Funds, Long Term Care Insurance, Whole Life, Health Insurance, FINRA, Wealth, Securities, Investment Strategies, Small Business, Property, Indexed Annuities, Medicare, Portfolio Management, Permanent Life Insurance, Workers Compensation, Annuity Sales, Umbrella Insurance, Casualty, Investment Management, Bonds, Life, 401k Rollovers, Finance, Reinsurance, Commercial Insurance
Education
The American College 2008 — 2015
ChFC
The American College 2008 — 2013
CLU
University of California, Irvine 1999 — 2004
Bachelor of Science (B.S.), Sociology
Gary Weiss Gary Weiss's Smith Barney Experience September 1992 - January 2009
Job Financial Advisor, Senior Vice PresidentInvestments & Managing Director at Weiss Wealth Strategies of Raymond James
Industry Financial Services
Experience
Raymond James January 2009 - Present
Smith Barney September 1992 - January 2009
Skills
Investments, Securities, Finance, Financial Advisory, Series 7, Wealth Management, Retirement Planning, Mutual Funds, Portfolio Management, Strategic Financial..., Asset Management, Asset Allocation, Equities, Series 63, Investment Strategies, Estate Planning, Alternative Investments, Fixed Income, Capital Markets, Mergers & Acquisitions, Financial Analysis
Education
University of Arizona 1986 — 1990
Finance, Business
Raymond James January 2009 - Present
Smith Barney September 1992 - January 2009
Skills
Investments, Securities, Finance, Financial Advisory, Series 7, Wealth Management, Retirement Planning, Mutual Funds, Portfolio Management, Strategic Financial..., Asset Management, Asset Allocation, Equities, Series 63, Investment Strategies, Estate Planning, Alternative Investments, Fixed Income, Capital Markets, Mergers & Acquisitions, Financial Analysis
Education
University of Arizona 1986 — 1990
Finance, Business
Bryan Misajon, CMFC®, CRPC® Bryan Misajon, CMFC®, CRPC®'s Smith Barney Experience 1998 - 2002
Job Vice President at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Well Fargo Advisors, LLC June 2002 - Present
Smith Barney 1998 - 2002
Skills
Investments, Retirement Planning, Asset Allocation, Financial Analysis, Fixed Income, Risk Management
Education
University of California, San Diego 1993 — 1996
Bachelor's degree, Economics
Los Amigos 1985 — 1989
Los Amigos 1985 — 1989
Well Fargo Advisors, LLC June 2002 - Present
Smith Barney 1998 - 2002
Skills
Investments, Retirement Planning, Asset Allocation, Financial Analysis, Fixed Income, Risk Management
Education
University of California, San Diego 1993 — 1996
Bachelor's degree, Economics
Los Amigos 1985 — 1989
Los Amigos 1985 — 1989
Shane Knight's Smith Barney Experience February 1998 - May 2000
Job Arkansas Sales Manager at Howard Technology Solutions
Industry Computer Hardware
Experience
Howard Technology Solutions August 2013 - Present
Medical Leave January 2012 - August 2013
Allstate May 2005 - December 2011
Allstate January 2004 - May 2005
Merrill Lynch May 2000 - September 2002
Smith Barney February 1998 - May 2000
USAble Life April 1995 - February 1998
Skills
Licensed Life & Health..., Licensed Property &..., Series 7, Series 26, Series 63, Series 65, Insurance, Life Insurance, Management
Education
UALR
Political Science, Political Science and Government
Watson Chapel High School
University of Arkansas at Little Rock
Bachelor of Arts (B.A.), Political Science
Howard Technology Solutions August 2013 - Present
Medical Leave January 2012 - August 2013
Allstate May 2005 - December 2011
Allstate January 2004 - May 2005
Merrill Lynch May 2000 - September 2002
Smith Barney February 1998 - May 2000
USAble Life April 1995 - February 1998
Skills
Licensed Life & Health..., Licensed Property &..., Series 7, Series 26, Series 63, Series 65, Insurance, Life Insurance, Management
Education
UALR
Political Science, Political Science and Government
Watson Chapel High School
University of Arkansas at Little Rock
Bachelor of Arts (B.A.), Political Science
Greg Wendt, CFP Greg Wendt, CFP's Smith Barney Experience 1991 - 1993
Job Partner at Living Economy Advisors
Industry Financial Services
Experience
Living Economy Advisors July 2015 - Present
StakeHolders Capital, Inc. December 2012 - Present
Green Economy Think Tank - Non-Profit August 2008 - Present
Green Business Networking - Non Profit April 2006 - Present
First Affirmative Financial Network September 2002 - Present
EP Wealth Advisors, Inc. September 2002 - November 2012
Prudential Securities 2000 - 2002
Paine Webber 1994 - 2000
Dabney Resznick June 1993 - December 1994
Smith Barney 1991 - 1993
Skills
Entrepreneurship, Start-ups, Investments, Strategic Financial..., Sustainable Business, Portfolio Management, Wealth Management, Socially Responsible..., Investment Advisory, Social Entrepreneurship, Retirement Planning, Public Speaking, Strategic Planning, Leadership, Financial Advisory, Venture Capital, Estate Planning, Business Strategy, Nonprofits, Business Development, Mutual Funds, Finance, Sustainability, Investment Strategies, Alternative Investments, Asset Allocation, Economic Development, Financial Goals, Financial Analysis, Retirement, Asset Management, Sustainability..., Financial Planners, Public Policy, Systems Thinking, Asset Managment, Insurance, Financial Coaching, 401k Rollovers, Engaging Public Speaker, Green Economy, Investment Banking, Business Networking, Conference Coordination, Community Partnership..., Convening, Financial Planning, Corporate Social...
Education
College of Financial Planning 2000 — 2002
Certified Financial Planner, Comprehensive Financial Planning
University of California, Los Angeles 1983 — 1988
BA, Economics and Business Administration
Living Economy Advisors July 2015 - Present
StakeHolders Capital, Inc. December 2012 - Present
Green Economy Think Tank - Non-Profit August 2008 - Present
Green Business Networking - Non Profit April 2006 - Present
First Affirmative Financial Network September 2002 - Present
EP Wealth Advisors, Inc. September 2002 - November 2012
Prudential Securities 2000 - 2002
Paine Webber 1994 - 2000
Dabney Resznick June 1993 - December 1994
Smith Barney 1991 - 1993
Skills
Entrepreneurship, Start-ups, Investments, Strategic Financial..., Sustainable Business, Portfolio Management, Wealth Management, Socially Responsible..., Investment Advisory, Social Entrepreneurship, Retirement Planning, Public Speaking, Strategic Planning, Leadership, Financial Advisory, Venture Capital, Estate Planning, Business Strategy, Nonprofits, Business Development, Mutual Funds, Finance, Sustainability, Investment Strategies, Alternative Investments, Asset Allocation, Economic Development, Financial Goals, Financial Analysis, Retirement, Asset Management, Sustainability..., Financial Planners, Public Policy, Systems Thinking, Asset Managment, Insurance, Financial Coaching, 401k Rollovers, Engaging Public Speaker, Green Economy, Investment Banking, Business Networking, Conference Coordination, Community Partnership..., Convening, Financial Planning, Corporate Social...
Education
College of Financial Planning 2000 — 2002
Certified Financial Planner, Comprehensive Financial Planning
University of California, Los Angeles 1983 — 1988
BA, Economics and Business Administration
John J. Anderson's Smith Barney Experience January 2002 - January 2009
Job Senior Vice President Wealth Management at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch January 2009 - Present
Smith Barney January 2002 - January 2009
Skills
Certified Financial..., Investments, Retirement Planning, Qualified Retirement..., Investment Strategies, Investment Advisory, Asset Allocation, Mortgage Lending, Asset Based Lending, Strategic Financial..., Series 7, Series 63, Wealth Management, Asset Management, Alternative Investments, Portfolio Management, Mutual Funds, Securities
Education
University of Alabama 1983 — 1987
Bachelor of Science (B.S.), Business Administration and Management, General
Charlotte Latin School 1971 — 1983
Merrill Lynch January 2009 - Present
Smith Barney January 2002 - January 2009
Skills
Certified Financial..., Investments, Retirement Planning, Qualified Retirement..., Investment Strategies, Investment Advisory, Asset Allocation, Mortgage Lending, Asset Based Lending, Strategic Financial..., Series 7, Series 63, Wealth Management, Asset Management, Alternative Investments, Portfolio Management, Mutual Funds, Securities
Education
University of Alabama 1983 — 1987
Bachelor of Science (B.S.), Business Administration and Management, General
Charlotte Latin School 1971 — 1983
Lashawn Hayes Lashawn Hayes's Smith Barney Experience 2007 - 2010
Job Registered Client Associate @ Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch January 2015 - Present
Crowell Weedon & Co August 2010 - January 2015
Smith Barney 2007 - 2010
Skills
Series 7, Series 66, Customer Service, Microsoft Word, Teaching, Research, English, Nonprofits, Budgets, Management, Microsoft Excel, Coaching, Outlook, Windows, Social Media, Microsoft Office
Education
UCSB 1997 — 2000
Sociology
Bishop Diego
Merrill Lynch January 2015 - Present
Crowell Weedon & Co August 2010 - January 2015
Smith Barney 2007 - 2010
Skills
Series 7, Series 66, Customer Service, Microsoft Word, Teaching, Research, English, Nonprofits, Budgets, Management, Microsoft Excel, Coaching, Outlook, Windows, Social Media, Microsoft Office
Education
UCSB 1997 — 2000
Sociology
Bishop Diego
Russell Blum Russell Blum's Smith Barney Experience August 1984 - January 2001
Job Private Financial Advisor at SunTrust Investment Services, Inc.
Industry Financial Services
Experience
SunTrust Investment Services, Inc. July 2015 - Present
Wells Fargo Advisors, LLC January 2001 - July 2015
Smith Barney August 1984 - January 2001
Education
State University of New York at Buffalo 1975 — 1979
Bachelor's of Science Degree, Business
Great Neck North High School 1970 — 1974
SunTrust Investment Services, Inc. July 2015 - Present
Wells Fargo Advisors, LLC January 2001 - July 2015
Smith Barney August 1984 - January 2001
Education
State University of New York at Buffalo 1975 — 1979
Bachelor's of Science Degree, Business
Great Neck North High School 1970 — 1974
Rahul Merani Rahul Merani's Smith Barney Experience 2004 - 2004
Job DLC Managing Director
Industry Management Consulting
Experience
The Spark Academy January 2015 - Present
DLC January 2005 - Present
Association for Corporate Growth - Los Angeles January 2011 - Present
Smith Barney 2004 - 2004
PwC January 2001 - November 2002
Skills
New Business Development, Direct Sales, Change Management, Corporate Development, Management Consulting, Sales Compensation, Staff Augmentation, Mergers, Business Development, Mergers & Acquisitions, Managerial Finance, Financial Analysis, Corporate Finance, Portfolio Management, Business Planning, Business Strategy, Entrepreneurship, Strategy, Accounting, Finance, Financial Modeling, Valuation, Management, Start-ups, Investments, Auditing, Venture Capital, Executive Management, Investment Banking, Private Equity, SEC filings, Due Diligence, Leadership, Strategic Financial..., Restructuring, Cash Management, Consulting, Financial Reporting, Sarbanes-Oxley Act, Acquisition Integration, Forecasting, Internal Audit, Risk Management, Business Valuation, M&A experience, CRM, IPO, Internal Controls, Outsourcing, Cash Flow
Education
Financial Securities Institute of Australia (FINSIA) 2006 — 2008
Masters of Applied Finance and Investment
University of California, Los Angeles 2003 — 2004
Professional Designation, Personal Financial Planning
University of Technology Sydney 1998 — 2000
Bachelor of Business, Accounting & Finance
Knox Grammar School 1988 — 1997
The Spark Academy January 2015 - Present
DLC January 2005 - Present
Association for Corporate Growth - Los Angeles January 2011 - Present
Smith Barney 2004 - 2004
PwC January 2001 - November 2002
Skills
New Business Development, Direct Sales, Change Management, Corporate Development, Management Consulting, Sales Compensation, Staff Augmentation, Mergers, Business Development, Mergers & Acquisitions, Managerial Finance, Financial Analysis, Corporate Finance, Portfolio Management, Business Planning, Business Strategy, Entrepreneurship, Strategy, Accounting, Finance, Financial Modeling, Valuation, Management, Start-ups, Investments, Auditing, Venture Capital, Executive Management, Investment Banking, Private Equity, SEC filings, Due Diligence, Leadership, Strategic Financial..., Restructuring, Cash Management, Consulting, Financial Reporting, Sarbanes-Oxley Act, Acquisition Integration, Forecasting, Internal Audit, Risk Management, Business Valuation, M&A experience, CRM, IPO, Internal Controls, Outsourcing, Cash Flow
Education
Financial Securities Institute of Australia (FINSIA) 2006 — 2008
Masters of Applied Finance and Investment
University of California, Los Angeles 2003 — 2004
Professional Designation, Personal Financial Planning
University of Technology Sydney 1998 — 2000
Bachelor of Business, Accounting & Finance
Knox Grammar School 1988 — 1997
Jessica (JZ) Zou's Smith Barney Experience January 2008 - March 2008
Job Senior Account Executive at Pereira & O'Dell
Industry Marketing and Advertising
Experience
Pereira & O'Dell January 2015 - Present
BBDO San Francisco August 2012 - January 2015
Draftfcb August 2010 - August 2012
SanDisk June 2009 - July 2010
Social Science Academic Resource Center September 2008 - June 2009
Liberty Mutual June 2008 - September 2008
Smith Barney January 2008 - March 2008
California State Assembly June 2007 - September 2007
Sacramento Asian Pacific Chamber of Commerce June 2006 - September 2006
Education
4A's Northern California Institute of Advanced Advertising Studies 2013 — 2013
University of California, Irvine 2006 — 2010
BA
Folsom High School 2002 — 2006
Pereira & O'Dell January 2015 - Present
BBDO San Francisco August 2012 - January 2015
Draftfcb August 2010 - August 2012
SanDisk June 2009 - July 2010
Social Science Academic Resource Center September 2008 - June 2009
Liberty Mutual June 2008 - September 2008
Smith Barney January 2008 - March 2008
California State Assembly June 2007 - September 2007
Sacramento Asian Pacific Chamber of Commerce June 2006 - September 2006
Education
4A's Northern California Institute of Advanced Advertising Studies 2013 — 2013
University of California, Irvine 2006 — 2010
BA
Folsom High School 2002 — 2006
Colleen Mohnkern Colleen Mohnkern's Smith Barney Experience January 2009 - June 2009
Job Senior Associate at KPMG Advisory
Industry Consumer Goods
Experience
KPMG US September 2011 - Present
Raymond James & Associates, Inc July 2010 - June 2011
LadyLux September 2010 - January 2011
University of California, Irvine Disabilities Service Center January 2008 - June 2010
City of West University Place: Colonial Park Pool May 2005 - August 2009
Smith Barney January 2009 - June 2009
JPS Holdings July 2008 - September 2008
Skills
Facebook, Bloomberg, Data Analysis, Economics, Market Research, Research, Microsoft Excel, Social Media, PowerPoint, Marketing, Microsoft Office, Social Networking, Financial Modeling, Financial Analysis, Event Planning, SharePoint, Organizational Project..., Microsoft Word, Process Flow..., Visio, Team Facilitation, Leading Meetings, Live Meeting, Managing Meetings, Coordinate Meetings, Power Generation, Presentations, Presentation Design, Public Speaking
Education
University of California, Irvine 2007 — 2011
Undergraduate, Economics, Political Science
University of California, Irvine 2007 — 2011
Bachelor of Arts (B.A.), Economics
KPMG US September 2011 - Present
Raymond James & Associates, Inc July 2010 - June 2011
LadyLux September 2010 - January 2011
University of California, Irvine Disabilities Service Center January 2008 - June 2010
City of West University Place: Colonial Park Pool May 2005 - August 2009
Smith Barney January 2009 - June 2009
JPS Holdings July 2008 - September 2008
Skills
Facebook, Bloomberg, Data Analysis, Economics, Market Research, Research, Microsoft Excel, Social Media, PowerPoint, Marketing, Microsoft Office, Social Networking, Financial Modeling, Financial Analysis, Event Planning, SharePoint, Organizational Project..., Microsoft Word, Process Flow..., Visio, Team Facilitation, Leading Meetings, Live Meeting, Managing Meetings, Coordinate Meetings, Power Generation, Presentations, Presentation Design, Public Speaking
Education
University of California, Irvine 2007 — 2011
Undergraduate, Economics, Political Science
University of California, Irvine 2007 — 2011
Bachelor of Arts (B.A.), Economics
Justin Vaicek Justin Vaicek's Smith Barney Experience 1993 - 1996
Job Senior Vice President, Senior Portfolio Manager at U.S. Trust
Industry Investment Management
Experience
U.S. Trust October 2013 - Present
Liolios Group, Inc. 2011 - 2013
Mont Pelerin Capital, LLC 2005 - 2011
Kaenon Polarized, LLC 2002 - 2005
Educationtalk.com 2000 - 2002
Roth Capital Partners 1997 - 1999
CIBC World Markets 1996 - 1997
Wedbush Securities 1995 - 1996
Smith Barney 1993 - 1996
Skills
Private Equity, Financial Modeling, Investments, Finance, Hedge Funds, Financial Analysis, Valuation, Equities, Due Diligence, Mergers & Acquisitions, Equity Research, Portfolio Management, Finance Management, Business Development, Revenue Generation, Investment Analysis, Relationship Management, Strategic Planning, Business Management, Budgeting & Forecasting, Market Intelligence, Peer Analysis, Global Communications, Decision Intensive..., Process Development, Entrepreneurship, Entrepreneurial..., Negotiation, Corporate Expansion, Consulting, Capital Markets, Finance Investments, Asset Management, Alternative Investments, Trading, Corporate Development, Securities, Business Planning
Education
University of California, Irvine - The Paul Merage School of Business
Master of Business Administration (MBA), Finance
University of Southern California
Bachelor of Arts (BA), Communications
U.S. Trust October 2013 - Present
Liolios Group, Inc. 2011 - 2013
Mont Pelerin Capital, LLC 2005 - 2011
Kaenon Polarized, LLC 2002 - 2005
Educationtalk.com 2000 - 2002
Roth Capital Partners 1997 - 1999
CIBC World Markets 1996 - 1997
Wedbush Securities 1995 - 1996
Smith Barney 1993 - 1996
Skills
Private Equity, Financial Modeling, Investments, Finance, Hedge Funds, Financial Analysis, Valuation, Equities, Due Diligence, Mergers & Acquisitions, Equity Research, Portfolio Management, Finance Management, Business Development, Revenue Generation, Investment Analysis, Relationship Management, Strategic Planning, Business Management, Budgeting & Forecasting, Market Intelligence, Peer Analysis, Global Communications, Decision Intensive..., Process Development, Entrepreneurship, Entrepreneurial..., Negotiation, Corporate Expansion, Consulting, Capital Markets, Finance Investments, Asset Management, Alternative Investments, Trading, Corporate Development, Securities, Business Planning
Education
University of California, Irvine - The Paul Merage School of Business
Master of Business Administration (MBA), Finance
University of Southern California
Bachelor of Arts (BA), Communications
William Hertzog, CIMA's Smith Barney Experience November 2003 - June 2009
Job First Vice President Investments at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors June 2009 - Present
Smith Barney November 2003 - June 2009
UBS Financial services November 1998 - November 2003
Skills
Retirement Planning, Asset Allocation, Retirement, Alternative Investments, Investment Strategies, Separately Managed..., ETFs
Education
University of Arizona
Wells Fargo Advisors June 2009 - Present
Smith Barney November 2003 - June 2009
UBS Financial services November 1998 - November 2003
Skills
Retirement Planning, Asset Allocation, Retirement, Alternative Investments, Investment Strategies, Separately Managed..., ETFs
Education
University of Arizona
Jeanine J. Burford Jeanine J. Burford's Smith Barney Experience June 1993 - December 1994
Job Senior Financial Advisor, First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 1997 - Present
Santa Barbara Bank & Trust January 1995 - December 1996
Smith Barney June 1993 - December 1994
Merrill Lynch January 1992 - June 1993
Education
UC Santa Barbara 1986 — 1990
Bachelor of Arts (B.A.), Business/Managerial Economics
Dos Pueblos High School 1982 — 1986
Wells Fargo Advisors, LLC January 1997 - Present
Santa Barbara Bank & Trust January 1995 - December 1996
Smith Barney June 1993 - December 1994
Merrill Lynch January 1992 - June 1993
Education
UC Santa Barbara 1986 — 1990
Bachelor of Arts (B.A.), Business/Managerial Economics
Dos Pueblos High School 1982 — 1986
Phil Kirshman, CFA, CFP® Phil Kirshman, CFA, CFP®'s Smith Barney Experience November 1992 - February 1996
Job Chief Investment Officer, Cornerstone Capital Group
Industry Financial Services
Experience
Cornerstone Capital Inc. February 2014 - Present
UBS Institutional Consulting July 2008 - February 2014
Progressive Asset Management February 2004 - July 2008
Wachovia Securities March 1996 - January 2004
Smith Barney November 1992 - February 1996
Education
University of California, Santa Cruz 1983 — 1986
BA, Philosophy, Legal Studies
The Taft School 1976 — 1981
HS
Cornerstone Capital Inc. February 2014 - Present
UBS Institutional Consulting July 2008 - February 2014
Progressive Asset Management February 2004 - July 2008
Wachovia Securities March 1996 - January 2004
Smith Barney November 1992 - February 1996
Education
University of California, Santa Cruz 1983 — 1986
BA, Philosophy, Legal Studies
The Taft School 1976 — 1981
HS
Bill Hatzman's Smith Barney Experience 2006 - 2007
Job Workforce Optimization Leader
Industry Telecommunications
Experience
TelStrat August 2007 - Present
Smith Barney 2006 - 2007
NextiraOne 2000 - 2005
Williams Communications 2000 - 2003
Nortel 1997 - 2000
Southern California Edison 1994 - 1997
Southern California Edison 1991 - 1994
Leasametric 1990 - 1991
US Army 1985 - 1990
Skills
Workforce Optimization, Workforce Management, Desktop Analytics, Speech Analytics, Call Recording, Screen Recording, Quality Management..., eLearning, Coaching, Agent Evaluation..., ShoreTel WFO, Cisco WFO, Avaya WFO, Broadsoft Call Recording, Telecommunications, Product Marketing, Unified Communications, Selling, VoIP, Sales, Sales Engineering, Sales Process, Contract Negotiation, Telephony, Managed Services, Customer Service, Public Relations, Solution Selling, Channel Partners, Relationship Management, Call Centers, Business Relationship..., Avaya, SaaS, New Business Development, Sales Management, Contact Centers, Hosted Services, Customer Relations, Strategic Partnerships, Cisco Call Recording, ShoreTel Call Recording, Avaya Call Recording, GENBAND Call Recording, Contact Center Recording, Screen Capture, Avaya Technologies
Education
University of California, Irvine - The Paul Merage School of Business 1996 — 1998
MBA, International Business & Technology
University Of Phoenix 1992 — 1994
BSBA, Business
Central Texas College 1988 — 1992
AAS, Communications Technology
Tulare Union High School 1979 — 1983
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
TelStrat August 2007 - Present
Smith Barney 2006 - 2007
NextiraOne 2000 - 2005
Williams Communications 2000 - 2003
Nortel 1997 - 2000
Southern California Edison 1994 - 1997
Southern California Edison 1991 - 1994
Leasametric 1990 - 1991
US Army 1985 - 1990
Skills
Workforce Optimization, Workforce Management, Desktop Analytics, Speech Analytics, Call Recording, Screen Recording, Quality Management..., eLearning, Coaching, Agent Evaluation..., ShoreTel WFO, Cisco WFO, Avaya WFO, Broadsoft Call Recording, Telecommunications, Product Marketing, Unified Communications, Selling, VoIP, Sales, Sales Engineering, Sales Process, Contract Negotiation, Telephony, Managed Services, Customer Service, Public Relations, Solution Selling, Channel Partners, Relationship Management, Call Centers, Business Relationship..., Avaya, SaaS, New Business Development, Sales Management, Contact Centers, Hosted Services, Customer Relations, Strategic Partnerships, Cisco Call Recording, ShoreTel Call Recording, Avaya Call Recording, GENBAND Call Recording, Contact Center Recording, Screen Capture, Avaya Technologies
Education
University of California, Irvine - The Paul Merage School of Business 1996 — 1998
MBA, International Business & Technology
University Of Phoenix 1992 — 1994
BSBA, Business
Central Texas College 1988 — 1992
AAS, Communications Technology
Tulare Union High School 1979 — 1983
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
John M Noble's Smith Barney Experience 1983 - 2005
Job Wealth Management Consultant
Industry Management Consulting
Experience
Independent November 2010 - Present
Umpqau Investments December 2008 - October 2010
UBS December 2005 - November 2008
Smith Barney 1983 - 2005
Education
University of California, Los Angeles 1977 — 1979
Economics
Independent November 2010 - Present
Umpqau Investments December 2008 - October 2010
UBS December 2005 - November 2008
Smith Barney 1983 - 2005
Education
University of California, Los Angeles 1977 — 1979
Economics
Shawn Kassirer Shawn Kassirer's Smith Barney Experience 1995 - 1997
Job Consultant at M&T Bank
Industry Hospital & Health Care
Experience
M&T Bank October 2014 - Present
Delaware North Companies September 2013 - September 2014
Mckesson December 1999 - March 2013
McKesson Provider Technologies 1999 - February 2013
Per-Se Technologies 1999 - January 2003
IBM January 1998 - December 1999
Smith Barney 1995 - 1997
Skills
SDLC, Project Management, CRM, Process Improvement, Healthcare Information..., Business Analysis, Leadership, Business Process..., Management, Business Intelligence, Strategic Planning, Change Management, Consulting, Account Management, Creative Problem Solving, Innovation Management, Cross-functional Team..., Program Management, Requirements Analysis, Divergent Thinking, Business Strategy, Vendor Management, Training, Project Planning, Collaboration Solutions, Software Implementation, IT Strategy, PMO, Problem Solving, SaaS, Management Consulting, Software Project..., Resource Management, Project Facilitation, Creativity, foursight
Education
State University of New York at Buffalo 2009 — 2014
Master of Science (MS) (in progress)
SUNY at Buffalo 1991 — 1994
B.A.
W S East
W S East
M&T Bank October 2014 - Present
Delaware North Companies September 2013 - September 2014
Mckesson December 1999 - March 2013
McKesson Provider Technologies 1999 - February 2013
Per-Se Technologies 1999 - January 2003
IBM January 1998 - December 1999
Smith Barney 1995 - 1997
Skills
SDLC, Project Management, CRM, Process Improvement, Healthcare Information..., Business Analysis, Leadership, Business Process..., Management, Business Intelligence, Strategic Planning, Change Management, Consulting, Account Management, Creative Problem Solving, Innovation Management, Cross-functional Team..., Program Management, Requirements Analysis, Divergent Thinking, Business Strategy, Vendor Management, Training, Project Planning, Collaboration Solutions, Software Implementation, IT Strategy, PMO, Problem Solving, SaaS, Management Consulting, Software Project..., Resource Management, Project Facilitation, Creativity, foursight
Education
State University of New York at Buffalo 2009 — 2014
Master of Science (MS) (in progress)
SUNY at Buffalo 1991 — 1994
B.A.
W S East
W S East
Jeremy Schauer's Smith Barney Experience September 2007 - December 2007
Job The Yield Book: Financial Associate at Citi
Industry Financial Services
Experience
Citi September 2011 - Present
Citi June 2008 - September 2011
Smith Barney September 2007 - December 2007
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, Financial Analysis, Business Analysis, Accounts Receivable, Accounts Payable, User Acceptance Testing, Account Reconciliation, Project Delivery, Spanish, Customer Satisfaction, Strategic Planning, Financial Modeling, Customer Retention, Access, Risk Management, Banking
Education
SUNY at Buffalo 2004 — 2008
Bachelor of Science (B.S.), Accounting and Finance, 3.76
Citi September 2011 - Present
Citi June 2008 - September 2011
Smith Barney September 2007 - December 2007
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, Financial Analysis, Business Analysis, Accounts Receivable, Accounts Payable, User Acceptance Testing, Account Reconciliation, Project Delivery, Spanish, Customer Satisfaction, Strategic Planning, Financial Modeling, Customer Retention, Access, Risk Management, Banking
Education
SUNY at Buffalo 2004 — 2008
Bachelor of Science (B.S.), Accounting and Finance, 3.76
Kirk Bell, CFP Kirk Bell, CFP's Smith Barney Experience 1996 - 2009
Job Owner, Managing Member at Riverflow Wealth Management, LLC
Industry Investment Management
Experience
Riverflow Wealth Management, LLC April 2009 - Present
Smith Barney 1996 - 2009
EDIC 1979 - 1996
Skills
Investments, Portfolio Management, Retirement Planning, Investment Management, Investment Advisory, Series 7, Strategic Financial..., Strategic Planning, Wealth Management..., Estate Planning, Finance, 401k, Financial Planning, Retirement
Education
University of California, Santa Barbara 1973 — 1978
B.S., Marine Bilogy
Riverflow Wealth Management, LLC April 2009 - Present
Smith Barney 1996 - 2009
EDIC 1979 - 1996
Skills
Investments, Portfolio Management, Retirement Planning, Investment Management, Investment Advisory, Series 7, Strategic Financial..., Strategic Planning, Wealth Management..., Estate Planning, Finance, 401k, Financial Planning, Retirement
Education
University of California, Santa Barbara 1973 — 1978
B.S., Marine Bilogy
J'Mi Xelle Ponce's Smith Barney Experience April 2008 - June 2008
Job Commercial Senior Financial Analyst at Neutrogena
Industry Consumer Goods
Experience
Neutrogena, a Johnson & Johnson Company December 2014 - Present
Advanced Sterilization Products, a Johnson & Johnson Company August 2012 - December 2014
McNeil Consumer Healthcare, a Johnson & Johnson Company June 2011 - August 2012
Advanced Sterilization Products, a Johnson & Johnson Company May 2010 - May 2011
Advanced Sterilization Products, a Johnson & Johnson Company August 2008 - May 2010
Smith Barney April 2008 - June 2008
Skills
Budgeting, Compliance, Scheduling, Administration, PowerPoint, Microsoft Excel, SAP, Lynx, Ariba, Accounting, Finance, Economics, Political Science, Budgets, Financial Modeling, Financial Reporting, Account Reconciliation, Internal Audit, Process Scheduler, Financial Analysis, Analysis, Forecasting, Management
Education
University of California, Irvine
Bachelor of Arts, Quantitative Economics, Political Science
Neutrogena, a Johnson & Johnson Company December 2014 - Present
Advanced Sterilization Products, a Johnson & Johnson Company August 2012 - December 2014
McNeil Consumer Healthcare, a Johnson & Johnson Company June 2011 - August 2012
Advanced Sterilization Products, a Johnson & Johnson Company May 2010 - May 2011
Advanced Sterilization Products, a Johnson & Johnson Company August 2008 - May 2010
Smith Barney April 2008 - June 2008
Skills
Budgeting, Compliance, Scheduling, Administration, PowerPoint, Microsoft Excel, SAP, Lynx, Ariba, Accounting, Finance, Economics, Political Science, Budgets, Financial Modeling, Financial Reporting, Account Reconciliation, Internal Audit, Process Scheduler, Financial Analysis, Analysis, Forecasting, Management
Education
University of California, Irvine
Bachelor of Arts, Quantitative Economics, Political Science
Pat Farley Pat Farley's Smith Barney Experience September 1992 - March 2001
Job Senior VP at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch March 2001 - Present
Smith Barney September 1992 - March 2001
Skills
Wealth Management, Investments, Asset Allocation, Retirement Planning, Portfolio Management, Alternative Investments
Education
University of California, Santa Barbara
Economics
Merrill Lynch March 2001 - Present
Smith Barney September 1992 - March 2001
Skills
Wealth Management, Investments, Asset Allocation, Retirement Planning, Portfolio Management, Alternative Investments
Education
University of California, Santa Barbara
Economics
Scott Polish Scott Polish's Smith Barney Experience May 2001 - May 2008
Job Senior Vice President Branch Manger at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2008 - Present
Smith Barney May 2001 - May 2008
Mcdonald & Company Investments 1991 - 1999
Education
University of Arizona 1986 — 1990
Bachelor of Science, Finance, and Economics
Wells Fargo Advisors, LLC May 2008 - Present
Smith Barney May 2001 - May 2008
Mcdonald & Company Investments 1991 - 1999
Education
University of Arizona 1986 — 1990
Bachelor of Science, Finance, and Economics
Kamie Pham, CPA, CFE Kamie Pham, CPA, CFE's Smith Barney Experience January 2008 - April 2008
Job AppleCare Global Compliance at Apple
Industry Accounting
Experience
Apple August 2014 - Present
PwC April 2011 - August 2014
Forever 21 August 2010 - April 2011
Play N Trade Video Games September 2009 - August 2010
Merrill Lynch September 2008 - April 2009
Smith Barney January 2008 - April 2008
Skills
Financial Analysis, Accounting, Microsoft Excel, Microsoft Office, PowerPoint, Financial Modeling, IP Licensing Management, Contract Compliance, Royalty Inspections, International Project..., Contract Management, Financial Accounting, Risk Management, Microsoft Word, Due Diligence, Budgets, Access, Forecasting, Strategic Planning, Data Analysis, Internal Controls, Auditing, Finance
Education
University of California, Irvine 2005 — 2009
B.A., Business Economics, B.A., International Studies
Apple August 2014 - Present
PwC April 2011 - August 2014
Forever 21 August 2010 - April 2011
Play N Trade Video Games September 2009 - August 2010
Merrill Lynch September 2008 - April 2009
Smith Barney January 2008 - April 2008
Skills
Financial Analysis, Accounting, Microsoft Excel, Microsoft Office, PowerPoint, Financial Modeling, IP Licensing Management, Contract Compliance, Royalty Inspections, International Project..., Contract Management, Financial Accounting, Risk Management, Microsoft Word, Due Diligence, Budgets, Access, Forecasting, Strategic Planning, Data Analysis, Internal Controls, Auditing, Finance
Education
University of California, Irvine 2005 — 2009
B.A., Business Economics, B.A., International Studies
Michelle Serrato, MBA Michelle Serrato, MBA's Smith Barney Experience 2002 - 2007
Job Manager of Service Excellence at Clovis Community Medical Center
Industry Hospital & Health Care
Experience
Clovis Community Medical Center April 2007 - Present
Smith Barney 2002 - 2007
Prudential Securities 1997 - 2002
Skills
Healthcare, Hospitals, Process Improvement, Physician Relations, Healthcare Information..., Medicare, EMR, Healthcare Management, EHR, Quality Improvement, Healthcare Consulting, Epic Systems, Healthcare Industry
Education
University of California, Riverside 1988 — 1992
Bachelor of Science (B.S.), Business Administration, Management and Operations
Clovis Community Medical Center April 2007 - Present
Smith Barney 2002 - 2007
Prudential Securities 1997 - 2002
Skills
Healthcare, Hospitals, Process Improvement, Physician Relations, Healthcare Information..., Medicare, EMR, Healthcare Management, EHR, Quality Improvement, Healthcare Consulting, Epic Systems, Healthcare Industry
Education
University of California, Riverside 1988 — 1992
Bachelor of Science (B.S.), Business Administration, Management and Operations
Mike Jurgensen Mike Jurgensen's Smith Barney Experience 1997 - 1999
Job ERISA Supervision at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group August 2014 - Present
Chamberlain Group July 2010 - December 2013
Northwestern Mutual 2009 - 2010
Pacific Life 2000 - 2009
Engebretson Capital 1999 - 2000
Smith Barney 1997 - 1999
Smith Barney 1995 - 1997
Cantor Fitzgerald 1992 - 1995
Skills
Series 63, Series 7, Series 24, Series 65, Mutual Funds, Investments, Securities, Compliance, Insurance, Fixed Income
Education
UCLA 1989 — 1992
Bachelors, Economics
Cetera Financial Group August 2014 - Present
Chamberlain Group July 2010 - December 2013
Northwestern Mutual 2009 - 2010
Pacific Life 2000 - 2009
Engebretson Capital 1999 - 2000
Smith Barney 1997 - 1999
Smith Barney 1995 - 1997
Cantor Fitzgerald 1992 - 1995
Skills
Series 63, Series 7, Series 24, Series 65, Mutual Funds, Investments, Securities, Compliance, Insurance, Fixed Income
Education
UCLA 1989 — 1992
Bachelors, Economics
Alexis Lenssen's Smith Barney Experience November 1996 - January 2003
Job Branch Manager at Raymond James
Industry Financial Services
Experience
Raymond James July 2010 - Present
Raymond James 2007 - Present
Wachovia Securities March 2003 - October 2007
Smith Barney November 1996 - January 2003
Skills
Financial Planning, Wealth Management, Market Analysis, Investments, Portfolio Management, Financial Advisory, Securities, Retirement Planning, Series 7, Investment Advisory, Retirement, Estate Planning, Asset Allocation, Series 63, Fixed Annuities
Education
CFP® Board of Standards, Inc 2001 — 2003
CFP designation, Financial Planning
University of Central Florida 1988 — 1992
BA, Journalism/Advertising & Public Relations
B.A. and CFP® certification
Raymond James July 2010 - Present
Raymond James 2007 - Present
Wachovia Securities March 2003 - October 2007
Smith Barney November 1996 - January 2003
Skills
Financial Planning, Wealth Management, Market Analysis, Investments, Portfolio Management, Financial Advisory, Securities, Retirement Planning, Series 7, Investment Advisory, Retirement, Estate Planning, Asset Allocation, Series 63, Fixed Annuities
Education
CFP® Board of Standards, Inc 2001 — 2003
CFP designation, Financial Planning
University of Central Florida 1988 — 1992
BA, Journalism/Advertising & Public Relations
B.A. and CFP® certification
Edward Phillips Edward Phillips's Smith Barney Experience November 2003 - September 2005
Job Internal Wholesaler at Transamercia Retirement Solutions
Industry Financial Services
Experience
Thornburg Investment Management October 2013 - July 2014
Morgan Stanley April 2010 - March 2013
Citi September 2005 - June 2008
Smith Barney November 2003 - September 2005
Skills
Financial Services, Portfolio Management, Separately Managed..., Mutual Funds, Asset Management, Series 7, Financial Advisory, Retirement Planning, Sales Presentations, Analytics, Performance Measurement, Microsoft Excel, Zephyr Style Advisor, PowerPoint, Asset Allocation, Investments
Education
University of Delaware
Bachelor's degree, Criminal Justice/Police Science
University of Adelaide 2003 — 2008
Master of Finance, Finance, General
Thornburg Investment Management October 2013 - July 2014
Morgan Stanley April 2010 - March 2013
Citi September 2005 - June 2008
Smith Barney November 2003 - September 2005
Skills
Financial Services, Portfolio Management, Separately Managed..., Mutual Funds, Asset Management, Series 7, Financial Advisory, Retirement Planning, Sales Presentations, Analytics, Performance Measurement, Microsoft Excel, Zephyr Style Advisor, PowerPoint, Asset Allocation, Investments
Education
University of Delaware
Bachelor's degree, Criminal Justice/Police Science
University of Adelaide 2003 — 2008
Master of Finance, Finance, General
Patricia Edwards's Smith Barney Experience 1995 - 1997
Job Managing Director, Investments at The Private Client Reserve of U.S. Bank
Industry Investment Management
Experience
The Private Client Reserve at U.S. Bank 2013 - Present
Trutina Financial 2008 - 2013
CNBC 2009 - 2012
Wentworth, Hauser and Violich November 1999 - October 2008
Laird Norton Trust Company 1999 - 2003
Dynamic Capital Management 1997 - 1999
McKinley Capital Management 1997 - 1997
Smith Barney 1995 - 1997
Towle Johnson Associates 1992 - 1994
Parametric Portfolio Associates 1988 - 1992
Skills
Wealth Management..., Private Equity, Options, Insurance, Retirement Planning, Asset Allocation, Management, Financial Advisory, Investments, Wealth Management, Portfolio Management, Equities, Structured Products, Finance, Valuation, Fund Of Funds, Bonds, Securities, Estate Planning, Corporate Finance, Fixed Income, Equity Valuation, Investment Strategies, Equity Research, Capital Markets, Alternative Investments, Series 63, Hedging, Employee Benefits, Hedge Funds, Bloomberg, Derivatives, Financial Markets, Recruiting, Strategic Financial..., Asset Management, Series 7, Investment Management, Mutual Funds, Financial Modeling, High Net Worth..., Trading, Financial Analysis, Due Diligence, Risk Management, ETFs, Financial Services, Asset Managment, Investment Advisory, Research
Education
University of California, San Diego 1981 — 1985
BA, Economics
The Private Client Reserve at U.S. Bank 2013 - Present
Trutina Financial 2008 - 2013
CNBC 2009 - 2012
Wentworth, Hauser and Violich November 1999 - October 2008
Laird Norton Trust Company 1999 - 2003
Dynamic Capital Management 1997 - 1999
McKinley Capital Management 1997 - 1997
Smith Barney 1995 - 1997
Towle Johnson Associates 1992 - 1994
Parametric Portfolio Associates 1988 - 1992
Skills
Wealth Management..., Private Equity, Options, Insurance, Retirement Planning, Asset Allocation, Management, Financial Advisory, Investments, Wealth Management, Portfolio Management, Equities, Structured Products, Finance, Valuation, Fund Of Funds, Bonds, Securities, Estate Planning, Corporate Finance, Fixed Income, Equity Valuation, Investment Strategies, Equity Research, Capital Markets, Alternative Investments, Series 63, Hedging, Employee Benefits, Hedge Funds, Bloomberg, Derivatives, Financial Markets, Recruiting, Strategic Financial..., Asset Management, Series 7, Investment Management, Mutual Funds, Financial Modeling, High Net Worth..., Trading, Financial Analysis, Due Diligence, Risk Management, ETFs, Financial Services, Asset Managment, Investment Advisory, Research
Education
University of California, San Diego 1981 — 1985
BA, Economics
Beth Mamula's Smith Barney Experience June 2000 - May 2003
Job Analyst RPO & Projects North America at Futurestep, A Korn/Ferry Company
Industry Staffing and Recruiting
Experience
Futurestep, A Korn/Ferry Company March 2012 - Present
Self-Employed 2006 - Present
Futurestep March 2012 - March 2014
Korn/Ferry International December 2007 - February 2012
bpg September 2006 - December 2007
Dolan & Sons Inc. March 2000 - January 2006
TBWA/Chiat Day 2004 - 2005
Smith Barney June 2000 - May 2003
Skills
Human Resources, Talent Acquisition, Recruiting, Onboarding, Talent Management, Strategic Planning, Applicant Tracking..., Sourcing, Creative Direction, Technical Recruiting, Employee Relations, Performance Management, Interviews, Sales, Hiring, Time Management, Advertising, Negotiation, Management, CRM, Leadership, Training, Organizational..., Consulting, Organizational..., Executive Search, Coaching
Education
University of Arizona 1999 — 2003
Bachelor of Science, Finance, Cum Laude
University of Arizona, Eller College of Management 1999 — 2003
Bachelor of Science in Business Administration, Finance
Futurestep, A Korn/Ferry Company March 2012 - Present
Self-Employed 2006 - Present
Futurestep March 2012 - March 2014
Korn/Ferry International December 2007 - February 2012
bpg September 2006 - December 2007
Dolan & Sons Inc. March 2000 - January 2006
TBWA/Chiat Day 2004 - 2005
Smith Barney June 2000 - May 2003
Skills
Human Resources, Talent Acquisition, Recruiting, Onboarding, Talent Management, Strategic Planning, Applicant Tracking..., Sourcing, Creative Direction, Technical Recruiting, Employee Relations, Performance Management, Interviews, Sales, Hiring, Time Management, Advertising, Negotiation, Management, CRM, Leadership, Training, Organizational..., Consulting, Organizational..., Executive Search, Coaching
Education
University of Arizona 1999 — 2003
Bachelor of Science, Finance, Cum Laude
University of Arizona, Eller College of Management 1999 — 2003
Bachelor of Science in Business Administration, Finance
Justin Shane Justin Shane's Smith Barney Experience June 2007 - July 2007
Job Founder at Divvie
Industry Computer Software
Experience
Divvie June 2014 - Present
bLink Strategy September 2012 - February 2014
Ultimate Consignment September 2010 - September 2012
ugreekrow November 2007 - September 2010
Sunrise Capital Management September 2007 - January 2008
Smith Barney June 2007 - July 2007
Capital Mortgage Funding June 2005 - July 2005
Skills
Market Research, Entrepreneurship, Managerial, Innovation, Determination, Attention To Detail, Multitasker, Highly Analytical, Analytical Skills, Start-ups, Valuation, Business Development, Investments
Education
University of Arizona 2004 — 2008
Bachelor of Business Administration (BBA), Finance, General
University of Arizona, Eller College of Management 2004 — 2008
Bachelor of Science (BS), Finance
Divvie June 2014 - Present
bLink Strategy September 2012 - February 2014
Ultimate Consignment September 2010 - September 2012
ugreekrow November 2007 - September 2010
Sunrise Capital Management September 2007 - January 2008
Smith Barney June 2007 - July 2007
Capital Mortgage Funding June 2005 - July 2005
Skills
Market Research, Entrepreneurship, Managerial, Innovation, Determination, Attention To Detail, Multitasker, Highly Analytical, Analytical Skills, Start-ups, Valuation, Business Development, Investments
Education
University of Arizona 2004 — 2008
Bachelor of Business Administration (BBA), Finance, General
University of Arizona, Eller College of Management 2004 — 2008
Bachelor of Science (BS), Finance
Richard Zhu's Smith Barney Experience June 2007 - December 2007
Job Associate | Fixed Income Sales & Trading | Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities August 2009 - Present
Hewlett-Packard May 2009 - July 2009
Goldman Sachs June 2008 - August 2008
Smith Barney June 2007 - December 2007
Skills
Financial Modeling, Financial Analysis, Investments, Bloomberg, Equities, Fixed Income, Derivatives, Alternative Investments, Structured Products
Education
University of California, Berkeley, Haas School of Business 2005 — 2009
B.S., Business Administration
Wells Fargo Securities August 2009 - Present
Hewlett-Packard May 2009 - July 2009
Goldman Sachs June 2008 - August 2008
Smith Barney June 2007 - December 2007
Skills
Financial Modeling, Financial Analysis, Investments, Bloomberg, Equities, Fixed Income, Derivatives, Alternative Investments, Structured Products
Education
University of California, Berkeley, Haas School of Business 2005 — 2009
B.S., Business Administration
Mary S. Brooks, CFP®'s Smith Barney Experience 1994 - 2009
Job Managing Director, Wealth Management Specialist
Industry Financial Services
Experience
Integre Wealth Management of Raymond James April 2009 - Present
Smith Barney 1994 - 2009
UBS 1983 - 1994
Merrill Lynch 1983 - 1989
Skills
Wealth Management, Investments, Investment Advisory, Portfolio Management, Asset Allocation, Asset Management, Series 7, Equities, Securities, Series 63, Financial Advisory, Series 65, Fixed Income, Investment Strategies, Investment Banking, Finance, Retirement Planning, Personal Finance, Certified Financial..., Strategic Financial..., Strategic Planning, Estate Planning, Management, Wealth Management..., Financial Planners, Alternative Investments, Public Speaking, Trusts, FINRA, Mutual Funds
Education
University of Arkansas at Little Rock
Bachelor, Arts
Integre Wealth Management of Raymond James April 2009 - Present
Smith Barney 1994 - 2009
UBS 1983 - 1994
Merrill Lynch 1983 - 1989
Skills
Wealth Management, Investments, Investment Advisory, Portfolio Management, Asset Allocation, Asset Management, Series 7, Equities, Securities, Series 63, Financial Advisory, Series 65, Fixed Income, Investment Strategies, Investment Banking, Finance, Retirement Planning, Personal Finance, Certified Financial..., Strategic Financial..., Strategic Planning, Estate Planning, Management, Wealth Management..., Financial Planners, Alternative Investments, Public Speaking, Trusts, FINRA, Mutual Funds
Education
University of Arkansas at Little Rock
Bachelor, Arts
Steven Scheer Steven Scheer's Smith Barney Experience 1993 - 1994
Job IT Professional
Industry Information Technology and Services
Experience
S&B Scheer Associates November 2010 - March 2012
Data Path Inc. June 2010 - November 2010
Bloomberg October 2008 - March 2009
JPMorgan Chase July 1997 - December 2007
JPMorgan Chase June 1997 - July 2004
Verizon 1998 - 1999
Lloyd Staffing 1996 - 1996
Cantor Fitzgerald 1994 - 1995
Smith Barney 1993 - 1994
ERI 1990 - 1992
Skills
Project Management, Asset Managment, Vendor Management, Networking, Technical Support, Troubleshooting, Data Center, Cisco Technologies, Customer Support, Cabling, Disaster Recovery, Management, Databases, Testing, Leadership, Microsoft Exchange, Software Installation, Hardware, Training
Education
University at Buffalo 1984 — 1988
BA, Computer Science, Sociology
S&B Scheer Associates November 2010 - March 2012
Data Path Inc. June 2010 - November 2010
Bloomberg October 2008 - March 2009
JPMorgan Chase July 1997 - December 2007
JPMorgan Chase June 1997 - July 2004
Verizon 1998 - 1999
Lloyd Staffing 1996 - 1996
Cantor Fitzgerald 1994 - 1995
Smith Barney 1993 - 1994
ERI 1990 - 1992
Skills
Project Management, Asset Managment, Vendor Management, Networking, Technical Support, Troubleshooting, Data Center, Cisco Technologies, Customer Support, Cabling, Disaster Recovery, Management, Databases, Testing, Leadership, Microsoft Exchange, Software Installation, Hardware, Training
Education
University at Buffalo 1984 — 1988
BA, Computer Science, Sociology
Guy Stuckey Guy Stuckey's Smith Barney Experience September 1994 - July 1995
Job Vice President of Development at Copper Nail Development LLC
Industry Construction
Experience
Copper Nail Development LLC July 2013 - Present
Phoenix Realty &Trust August 2006 - Present
Wide Open Development LLC August 2006 - Present
DR Horton September 2001 - August 2006
Richmond American Homes July 1999 - September 2001
Brookfield Communities Inc July 1996 - June 1999
Smith Barney September 1994 - July 1995
Skills
Land Acquisition, Land Development, Real Estate Development, Entitlements, Construction Management, Zoning, Residential Homes, Homebuilding, Real Estate, Project Bidding, Subcontracting, Contractors, Site Development, MS Project, Construction, Brokerage, Feasibility Studies, Budgets, Value Engineering, Commercial Real Estate, Due Diligence, Location Intelligence, Renovation, Sellers, Property Management, Contract Negotiation, Real Estate Economics, Disposition, Green Building, Real Estate Transactions, Single Family Homes, Contract Management, Management, Dispositions, Negotiation
Education
Arizona Department of Real Estate Designated Broker
Real Estate Broker Training- Arizona School of Real Estate, August 2010
Arizona Real Estate Sales Agent
National Sales Training Smith Barney
University of Arizona 1990 — 1994
Finance
University of New Orleans
Copper Nail Development LLC July 2013 - Present
Phoenix Realty &Trust August 2006 - Present
Wide Open Development LLC August 2006 - Present
DR Horton September 2001 - August 2006
Richmond American Homes July 1999 - September 2001
Brookfield Communities Inc July 1996 - June 1999
Smith Barney September 1994 - July 1995
Skills
Land Acquisition, Land Development, Real Estate Development, Entitlements, Construction Management, Zoning, Residential Homes, Homebuilding, Real Estate, Project Bidding, Subcontracting, Contractors, Site Development, MS Project, Construction, Brokerage, Feasibility Studies, Budgets, Value Engineering, Commercial Real Estate, Due Diligence, Location Intelligence, Renovation, Sellers, Property Management, Contract Negotiation, Real Estate Economics, Disposition, Green Building, Real Estate Transactions, Single Family Homes, Contract Management, Management, Dispositions, Negotiation
Education
Arizona Department of Real Estate Designated Broker
Real Estate Broker Training- Arizona School of Real Estate, August 2010
Arizona Real Estate Sales Agent
National Sales Training Smith Barney
University of Arizona 1990 — 1994
Finance
University of New Orleans
Laura L. McKinney's Smith Barney Experience January 2008 - May 2009
Job Director, Accounting and Legal at Tropical Tango, LLC
Industry Restaurants
Experience
Tropical Tango, LLC December 2014 - Present
Blue Flame Minerals, LLC & Tropical Tango, LLC March 2010 - December 2014
Strategic Legal Solutions June 2009 - December 2009
Smith Barney January 2008 - May 2009
Chapman and Cutler LLP April 2004 - May 2007
Lewis and Roca LLP 2002 - 2004
Squire Sanders & Dempsey LLP 2000 - 2002
Ernst & Young LLP July 1989 - August 1997
Skills
Tax Law, Finance, Managerial Finance, Accounting, Public Finance, Corporate Law, Financial Analysis, Financial Statements, Budgets, Tax, Financial Modeling, Project Finance, Payroll, Accounts Payable, Sales & Use Tax..., QuickBooks, Investments, Strategic Financial..., Business Formation, Writing, Employee Benefits, US GAAP
Education
University of Arizona, James E. Rogers College of Law 1997 — 2000
Doctor of Law (J.D.), Law
Rhodes College 1983 — 1987
B.A., Economics
Hall High School 1980 — 1983
Tropical Tango, LLC December 2014 - Present
Blue Flame Minerals, LLC & Tropical Tango, LLC March 2010 - December 2014
Strategic Legal Solutions June 2009 - December 2009
Smith Barney January 2008 - May 2009
Chapman and Cutler LLP April 2004 - May 2007
Lewis and Roca LLP 2002 - 2004
Squire Sanders & Dempsey LLP 2000 - 2002
Ernst & Young LLP July 1989 - August 1997
Skills
Tax Law, Finance, Managerial Finance, Accounting, Public Finance, Corporate Law, Financial Analysis, Financial Statements, Budgets, Tax, Financial Modeling, Project Finance, Payroll, Accounts Payable, Sales & Use Tax..., QuickBooks, Investments, Strategic Financial..., Business Formation, Writing, Employee Benefits, US GAAP
Education
University of Arizona, James E. Rogers College of Law 1997 — 2000
Doctor of Law (J.D.), Law
Rhodes College 1983 — 1987
B.A., Economics
Hall High School 1980 — 1983
Connie Velander Connie Velander's Smith Barney Experience February 2007 - August 2008
Job Divorce Financial Consultants, LLC
Industry Financial Services
Experience
Divorce Financial Consultants, LLC September 2011 - Present
NOVA Financial Services May 2011 - June 2014
Merrill Lynch August 2008 - April 2010
Smith Barney February 2007 - August 2008
Secured Marine Trust December 2002 - February 2006
Skills
Retirement, Wealth Management, Investments, Estate Planning, Retirement Planning, Strategic Financial..., Portfolio Management, Finance, Financial Planners, Financial Services, Financial Advisory
Education
University of Arizona 1975 — 1979
Business/Commerce, General
Divorce Financial Consultants, LLC September 2011 - Present
NOVA Financial Services May 2011 - June 2014
Merrill Lynch August 2008 - April 2010
Smith Barney February 2007 - August 2008
Secured Marine Trust December 2002 - February 2006
Skills
Retirement, Wealth Management, Investments, Estate Planning, Retirement Planning, Strategic Financial..., Portfolio Management, Finance, Financial Planners, Financial Services, Financial Advisory
Education
University of Arizona 1975 — 1979
Business/Commerce, General
Melanie Warren Melanie Warren's Smith Barney Experience 1996 - 2000
Job SOS by Melanie Stage, Organize, Senior Move Management
Industry Design
Experience
IAHSP - Member of International Association of Home Stagers, June 2006 - Present
SOS by Melanie (Stage, Organize and Senior Move Management) January 2006 - Present
SOS by Melanie (Stage, Organize & Senior Move Management) January 2005 - Present
Puyallup Sumner Chamber of Commerce January 2011 - January 2012
Wachovia Securities February 2000 - January 2005
EFHutton, Shearson and Smith Barney 1983 - 2005
Prudential Securities 2000 - 2004
Prudential Financial 2000 - 2003
Smith Barney 1996 - 2000
Skills
Small Business, Customer Service, Marketing, Coaching, Training, Management, Sales, Public Speaking, Leadership, Real Estate, Home Staging, Event Planning, Time Management, Selling, Seniors, Relocation, Advertising, Social Media Marketing, Residential Homes, Marketing Strategy, Account Management, Networking, Team Building, New Business Development, Entrepreneurship, Social Networking, Investments, Property, REO, Negotiation, Condos, Contract Negotiation, Budgets, Strategic Planning, Sales Management, Leadership Development, Online Marketing, Business Development, Fundraising, Social Media, Marketing Communications, Professional Organizing, Email Marketing, Event Management
Education
University of Pennsylvania - The Wharton School 1992 — 1995
University of California, Berkeley
IAHSP - Member of International Association of Home Stagers, June 2006 - Present
SOS by Melanie (Stage, Organize and Senior Move Management) January 2006 - Present
SOS by Melanie (Stage, Organize & Senior Move Management) January 2005 - Present
Puyallup Sumner Chamber of Commerce January 2011 - January 2012
Wachovia Securities February 2000 - January 2005
EFHutton, Shearson and Smith Barney 1983 - 2005
Prudential Securities 2000 - 2004
Prudential Financial 2000 - 2003
Smith Barney 1996 - 2000
Skills
Small Business, Customer Service, Marketing, Coaching, Training, Management, Sales, Public Speaking, Leadership, Real Estate, Home Staging, Event Planning, Time Management, Selling, Seniors, Relocation, Advertising, Social Media Marketing, Residential Homes, Marketing Strategy, Account Management, Networking, Team Building, New Business Development, Entrepreneurship, Social Networking, Investments, Property, REO, Negotiation, Condos, Contract Negotiation, Budgets, Strategic Planning, Sales Management, Leadership Development, Online Marketing, Business Development, Fundraising, Social Media, Marketing Communications, Professional Organizing, Email Marketing, Event Management
Education
University of Pennsylvania - The Wharton School 1992 — 1995
University of California, Berkeley
Scott E Grooms, CFP® Scott E Grooms, CFP®'s Smith Barney Experience 1998 - 2003
Job CERTIFIED FINANCIAL PLANNER™, Comprehensive Wealth Manager, Investment Advisor at Grooms Wealth Management
Industry Investment Management
Experience
Grooms Wealth Management March 2004 - Present
Smith Barney 1998 - 2003
Morgan Stanley Dean Witter 1993 - 1998
Skills
Wealth Management, Wealth Management..., Strategic Financial..., Investment Management, Public Speaking, Retirement Planning, Investment Advisory, Securities, Estate Planning, Due Diligence, Strategic Planning, Marketing Strategy, Wealth, Financial Planners, Certified Financial..., Financial Advisory, Trust Services, Charitable Gift Planning, Wealth Preservation..., Personalized Service
Education
University of California, Irvine 1987 — 1991
B.A., Political Science, emph: Economics, Psychology
Grooms Wealth Management March 2004 - Present
Smith Barney 1998 - 2003
Morgan Stanley Dean Witter 1993 - 1998
Skills
Wealth Management, Wealth Management..., Strategic Financial..., Investment Management, Public Speaking, Retirement Planning, Investment Advisory, Securities, Estate Planning, Due Diligence, Strategic Planning, Marketing Strategy, Wealth, Financial Planners, Certified Financial..., Financial Advisory, Trust Services, Charitable Gift Planning, Wealth Preservation..., Personalized Service
Education
University of California, Irvine 1987 — 1991
B.A., Political Science, emph: Economics, Psychology
Anil Daryani, CFA Anil Daryani, CFA's Smith Barney Experience September 2005 - January 2007
Job Vice President, Portfolio Manager at BNY Mellon Wealth Management
Industry Investment Management
Experience
BNY Mellon Wealth Management January 2015 - Present
Auriga Corporation April 2009 - Present
UBS Financial Services Inc. July 2007 - January 2015
Smith Barney September 2005 - January 2007
NewStar Financial June 2006 - August 2006
Skills
Financial Modeling, Valuation, Corporate Finance, Financial Analysis, Investments, Equities, Alternative Investments, Finance, Hedge Funds, Private Equity, Bloomberg, Asset Management, Strategy, Investment Banking, Venture Capital
Education
University of California, Berkeley 2003 — 2007
Bachelor of Science (BS), Bachelor of Arts (BA), Business Administration, Economics
BNY Mellon Wealth Management January 2015 - Present
Auriga Corporation April 2009 - Present
UBS Financial Services Inc. July 2007 - January 2015
Smith Barney September 2005 - January 2007
NewStar Financial June 2006 - August 2006
Skills
Financial Modeling, Valuation, Corporate Finance, Financial Analysis, Investments, Equities, Alternative Investments, Finance, Hedge Funds, Private Equity, Bloomberg, Asset Management, Strategy, Investment Banking, Venture Capital
Education
University of California, Berkeley 2003 — 2007
Bachelor of Science (BS), Bachelor of Arts (BA), Business Administration, Economics
Abhi Adukia Abhi Adukia's Smith Barney Experience February 2004 - May 2004
Job Risk Manager, Investment Risk
Industry Financial Services
Experience
AllianceBernstein June 2012 - Present
AllianceBernstein June 2009 - May 2012
AIG February 2008 - June 2009
Ernst & Young LLP June 2005 - February 2008
Smith Barney February 2004 - May 2004
Denis Exports Pvt. Ltd., Egypt February 1999 - April 2001
Education
State University of New York at Buffalo 2003 — 2005
MBA
University of Mumbai 1994 — 1997
Bachelors in Commerce, Financial Accounting
AllianceBernstein June 2012 - Present
AllianceBernstein June 2009 - May 2012
AIG February 2008 - June 2009
Ernst & Young LLP June 2005 - February 2008
Smith Barney February 2004 - May 2004
Denis Exports Pvt. Ltd., Egypt February 1999 - April 2001
Education
State University of New York at Buffalo 2003 — 2005
MBA
University of Mumbai 1994 — 1997
Bachelors in Commerce, Financial Accounting
Andrew Gulotta, CSM's Smith Barney Experience January 2005 - March 2007
Job Development Manager at DICE LA (EA)
Industry Computer Games
Experience
DICE (EA Digital Illusions CE AB) November 2013 - Present
Bento Box Interactive January 2012 - October 2013
Meteor Games LLC January 2010 - November 2011
Infinity Ward August 2009 - January 2010
Activision July 2008 - August 2009
GameStop May 2007 - July 2008
Smith Barney January 2005 - March 2007
Skills
Online Gaming, Project Management, Game Development, Video Games, Windows, Game Design, Quality Assurance, Unity3D, Product Management, Production Budgeting, Production Schedules, Business Analysis, Scrum, Agile Methodologies, Social Games, MMO, Casual Games, Mobile Games, Xbox 360, Computer Games, Monetization, Gameplay
Education
University of California, Santa Barbara 2000 — 2004
Philosophy
DICE (EA Digital Illusions CE AB) November 2013 - Present
Bento Box Interactive January 2012 - October 2013
Meteor Games LLC January 2010 - November 2011
Infinity Ward August 2009 - January 2010
Activision July 2008 - August 2009
GameStop May 2007 - July 2008
Smith Barney January 2005 - March 2007
Skills
Online Gaming, Project Management, Game Development, Video Games, Windows, Game Design, Quality Assurance, Unity3D, Product Management, Production Budgeting, Production Schedules, Business Analysis, Scrum, Agile Methodologies, Social Games, MMO, Casual Games, Mobile Games, Xbox 360, Computer Games, Monetization, Gameplay
Education
University of California, Santa Barbara 2000 — 2004
Philosophy
Jennifer Bosco, MBA Jennifer Bosco, MBA's Smith Barney Experience August 2006 - 2007
Job Communications and Community Engagement at Taco Bell
Industry Public Relations and Communications
Experience
Taco Bell March 2014 - Present
Taco Bell March 2012 - March 2014
Toastmasters International October 2010 - March 2012
Toastmasters International March 2008 - October 2010
Boys Hope Girls Hope January 2008 - November 2008
Smith Barney August 2006 - 2007
Standard & Poor's May 2006 - August 2006
Skills
Event Management, Public Relations, Newsletters, Marketing Communications, Writing, Web Content, Internal Communications, Strategy, Leadership, Video, Brand Management, Marketing Strategy, Creative Direction, Marketing, Press Releases, Editing, Strategic Communications, Social Networking, Public Speaking, Fundraising, Graphic Design, Social Media, Management, Training, Email Marketing, Corporate Communications, Recruiting, Event Planning, Social Media Marketing, Interviews, Analysis, Facebook, Media Relations, Research, Nonprofits
Education
University of California, Irvine 2012 — 2014
MBA, Marketing
University of Pittsburgh 2003 — 2007
BS, Finance
University of Pittsburgh
BA, Marketing
Taco Bell March 2014 - Present
Taco Bell March 2012 - March 2014
Toastmasters International October 2010 - March 2012
Toastmasters International March 2008 - October 2010
Boys Hope Girls Hope January 2008 - November 2008
Smith Barney August 2006 - 2007
Standard & Poor's May 2006 - August 2006
Skills
Event Management, Public Relations, Newsletters, Marketing Communications, Writing, Web Content, Internal Communications, Strategy, Leadership, Video, Brand Management, Marketing Strategy, Creative Direction, Marketing, Press Releases, Editing, Strategic Communications, Social Networking, Public Speaking, Fundraising, Graphic Design, Social Media, Management, Training, Email Marketing, Corporate Communications, Recruiting, Event Planning, Social Media Marketing, Interviews, Analysis, Facebook, Media Relations, Research, Nonprofits
Education
University of California, Irvine 2012 — 2014
MBA, Marketing
University of Pittsburgh 2003 — 2007
BS, Finance
University of Pittsburgh
BA, Marketing
Charles Josh Hinkle's Smith Barney Experience June 2007 - September 2007
Job Commercial Lines Underwriter at Liberty Mutual Insurance
Industry Insurance
Experience
Liberty Mutual Insurance January 2010 - Present
LPL Finanical July 2009 - December 2009
Smith Barney June 2007 - September 2007
Skills
Property & Casualty..., Commercial Insurance, Umbrella Insurance, Casualty, Liability, Underwriting, Commercial Lines, Insurance, General Insurance, Claim, Inland Marine, Professional Liability, Workers Compensation, Liability Analysis, Legal Liability, Casualty Insurance, Risk Management
Education
UCLA 2005 — 2009
Bachelor of Arts (B.A.), Economics
Liberty Mutual Insurance January 2010 - Present
LPL Finanical July 2009 - December 2009
Smith Barney June 2007 - September 2007
Skills
Property & Casualty..., Commercial Insurance, Umbrella Insurance, Casualty, Liability, Underwriting, Commercial Lines, Insurance, General Insurance, Claim, Inland Marine, Professional Liability, Workers Compensation, Liability Analysis, Legal Liability, Casualty Insurance, Risk Management
Education
UCLA 2005 — 2009
Bachelor of Arts (B.A.), Economics
Rossana Lau Rossana Lau's Smith Barney Experience September 2003 - May 2004
Job Senior Global Category Manager at Fitbit
Industry Retail
Experience
Fitbit September 2015 - Present
Fitbit May 2013 - September 2015
Walmart.com October 2010 - April 2013
Walmart.com April 2010 - October 2010
Walmart.com April 2008 - April 2010
Restoration Hardware September 2006 - March 2008
Intel Corporation September 2005 - September 2006
Intel Corporation July 2004 - September 2005
Smith Barney September 2003 - May 2004
Skills
Inventory Management, Merchandising, Cross-functional Team..., Retail, Forecasting, Product Development, Strategic Sourcing, Supply Chain, Supply Chain Management, Negotiation, Global Sourcing, Strategic Planning, Business Strategy, Competitive Analysis, Sourcing, Microsoft Excel, Process Improvement, Sales, Project Management, Management, Strategy, E-commerce, Procurement
Education
University of California, Berkeley 2000 — 2004
BA, Mass Communications, Sociology
Fitbit September 2015 - Present
Fitbit May 2013 - September 2015
Walmart.com October 2010 - April 2013
Walmart.com April 2010 - October 2010
Walmart.com April 2008 - April 2010
Restoration Hardware September 2006 - March 2008
Intel Corporation September 2005 - September 2006
Intel Corporation July 2004 - September 2005
Smith Barney September 2003 - May 2004
Skills
Inventory Management, Merchandising, Cross-functional Team..., Retail, Forecasting, Product Development, Strategic Sourcing, Supply Chain, Supply Chain Management, Negotiation, Global Sourcing, Strategic Planning, Business Strategy, Competitive Analysis, Sourcing, Microsoft Excel, Process Improvement, Sales, Project Management, Management, Strategy, E-commerce, Procurement
Education
University of California, Berkeley 2000 — 2004
BA, Mass Communications, Sociology
Jason Troini Jason Troini's Smith Barney Experience May 2007 - September 2007
Job Project Controller for a Hedge Fund
Industry Financial Services
Experience
Hedge Fund (Flashpoint Management Solutions) September 2013 - Present
Goldman Sachs (Experis Consulting) October 2012 - June 2013
Credit Suisse (Princeton Information Consulting) April 2011 - August 2012
UBS Investment Bank (Park Hudson Consulting) May 2010 - February 2011
GE Capital January 2008 - June 2009
Arbor Capital Management Corp. September 2007 - January 2008
Smith Barney May 2007 - September 2007
SAIL-IT May 2007 - August 2007
Argent Mortgage Company, LLC June 2003 - July 2006
Skills
Excel Advanced, Essbase, SAS, Business Objects, EDGAR, Citrix, Bloomberg Terminal, Microsoft Office, Microsoft Excel, Forecasting, Finance, VBA, Portfolio Management, Financial Modeling, Analysis, Accounting, Financial Services, Process Improvement, Financial Analysis, Financial Reporting, Budgets
Education
University at Buffalo 2006 — 2008
Master of Science, Financial Economics
Clarkson University 2000 — 2001
Bachelor of Science, Finance
Westchester Community College 1997 — 1999
Hedge Fund (Flashpoint Management Solutions) September 2013 - Present
Goldman Sachs (Experis Consulting) October 2012 - June 2013
Credit Suisse (Princeton Information Consulting) April 2011 - August 2012
UBS Investment Bank (Park Hudson Consulting) May 2010 - February 2011
GE Capital January 2008 - June 2009
Arbor Capital Management Corp. September 2007 - January 2008
Smith Barney May 2007 - September 2007
SAIL-IT May 2007 - August 2007
Argent Mortgage Company, LLC June 2003 - July 2006
Skills
Excel Advanced, Essbase, SAS, Business Objects, EDGAR, Citrix, Bloomberg Terminal, Microsoft Office, Microsoft Excel, Forecasting, Finance, VBA, Portfolio Management, Financial Modeling, Analysis, Accounting, Financial Services, Process Improvement, Financial Analysis, Financial Reporting, Budgets
Education
University at Buffalo 2006 — 2008
Master of Science, Financial Economics
Clarkson University 2000 — 2001
Bachelor of Science, Finance
Westchester Community College 1997 — 1999
Bryan Lee Bryan Lee's Smith Barney Experience 2004 - 2006
Job Sr. Director, FP&A
Industry Investment Banking
Experience
Five9 2014 - Present
J.P. Morgan 2009 - 2014
Franklin Templeton Investments 2006 - 2010
Smith Barney 2004 - 2006
Lawrence Johnson & Associates 2001 - 2004
Education
University of California, Berkeley - Walter A. Haas School of Business
MBA
University of California, Berkeley
B.A., Architecture
Five9 2014 - Present
J.P. Morgan 2009 - 2014
Franklin Templeton Investments 2006 - 2010
Smith Barney 2004 - 2006
Lawrence Johnson & Associates 2001 - 2004
Education
University of California, Berkeley - Walter A. Haas School of Business
MBA
University of California, Berkeley
B.A., Architecture
Donna Dunbar, SPHR - CA Donna Dunbar, SPHR - CA's Smith Barney Experience June 1995 - August 1998
Job Principal Human Capital Consultant at TriNet
Industry Human Resources
Experience
TriNet July 2012 - Present
Independent 2009 - July 2012
Citi Smith Barney August 1998 - March 2009
Smith Barney June 1995 - August 1998
Skills
Employee Relations, Performance Management, Human Resources, Career Development, Management, Deferred Compensation, Succession Planning, HR Policies, Workforce Planning, Benefits Administration, New Hire Orientations, Employee Benefits, Organizational..., Talent Management, Leadership Development, HR Consulting, Onboarding
Education
University of California, Los Angeles
Certificate, Human Resources Management
University of California, Los Angeles
Certificate, Paralegal, Corporate Emphasis
University of Southern California
BA, English
TriNet July 2012 - Present
Independent 2009 - July 2012
Citi Smith Barney August 1998 - March 2009
Smith Barney June 1995 - August 1998
Skills
Employee Relations, Performance Management, Human Resources, Career Development, Management, Deferred Compensation, Succession Planning, HR Policies, Workforce Planning, Benefits Administration, New Hire Orientations, Employee Benefits, Organizational..., Talent Management, Leadership Development, HR Consulting, Onboarding
Education
University of California, Los Angeles
Certificate, Human Resources Management
University of California, Los Angeles
Certificate, Paralegal, Corporate Emphasis
University of Southern California
BA, English
Ron Lachini Ron Lachini's Smith Barney Experience 2005 - December 2008
Job Owner/Grower, Lachini Vineyards & Winery
Industry Wine and Spirits
Experience
Lachini Vineyards & Winery February 1998 - Present
Smith Barney 2005 - December 2008
Morgan Stanley 2001 - 2005
Talisma Corp 1999 - 2001
Astra Merck, Inc. 1997 - 1999
Skills
Series 7, Wealth Management, Retirement Planning, Asset Allocation, Investments, Portfolio Management, Strategic Financial..., Wine, Wineries, Wine Tasting, Winemaking, Entrepreneurship, Business Development, Vineyard, Sales, Brand Development, Restaurants, Strategic Planning, Alcoholic Beverages, Finance, Small Business, Food & Beverage, Pricing, Food Pairing, Fine Dining, Brand Management, Market Planning, Beer, Champagne, Beverage Industry, Distributors, P&L, Food, Taste, P&L Management, National Accounts, Key Account Development, Gourmet, Culinary Skills, Catering, Hospitality
Education
University of Washington, Michael G. Foster School of Business 1999 — 2000
University of California, Davis 1984 — 1988
B.S.
Lachini Vineyards & Winery February 1998 - Present
Smith Barney 2005 - December 2008
Morgan Stanley 2001 - 2005
Talisma Corp 1999 - 2001
Astra Merck, Inc. 1997 - 1999
Skills
Series 7, Wealth Management, Retirement Planning, Asset Allocation, Investments, Portfolio Management, Strategic Financial..., Wine, Wineries, Wine Tasting, Winemaking, Entrepreneurship, Business Development, Vineyard, Sales, Brand Development, Restaurants, Strategic Planning, Alcoholic Beverages, Finance, Small Business, Food & Beverage, Pricing, Food Pairing, Fine Dining, Brand Management, Market Planning, Beer, Champagne, Beverage Industry, Distributors, P&L, Food, Taste, P&L Management, National Accounts, Key Account Development, Gourmet, Culinary Skills, Catering, Hospitality
Education
University of Washington, Michael G. Foster School of Business 1999 — 2000
University of California, Davis 1984 — 1988
B.S.
Paul J. Tiao Paul J. Tiao's Smith Barney Experience May 1993 - April 1998
Job Real Estate and Business Advisor
Industry Real Estate
Experience
J. Rockcliff September 2009 - Present
US Small Business Administration June 2007 - Present
Arcsource January 2008 - February 2009
Legg Mason June 2005 - May 2007
Citigroup Asset Management April 1998 - June 2005
Smith Barney May 1993 - April 1998
Shearson Lehman Brothers December 1990 - May 1993
Skills
Start-ups, Asset Managment, Investments, Real Estate, Leadership, Sellers, Mergers & Acquisitions, Strategic Planning, Strategy, Marketing, Entrepreneurship, Marketing Strategy, Portfolio Management, Management
Education
University of California, Berkeley 1986 — 1990
California Department of Real Estate 2009 — 2009
Licensed Realtor
The Coaches Training Institute 2007 — 2008
J. Rockcliff September 2009 - Present
US Small Business Administration June 2007 - Present
Arcsource January 2008 - February 2009
Legg Mason June 2005 - May 2007
Citigroup Asset Management April 1998 - June 2005
Smith Barney May 1993 - April 1998
Shearson Lehman Brothers December 1990 - May 1993
Skills
Start-ups, Asset Managment, Investments, Real Estate, Leadership, Sellers, Mergers & Acquisitions, Strategic Planning, Strategy, Marketing, Entrepreneurship, Marketing Strategy, Portfolio Management, Management
Education
University of California, Berkeley 1986 — 1990
California Department of Real Estate 2009 — 2009
Licensed Realtor
The Coaches Training Institute 2007 — 2008
Sok Cordell's Smith Barney Experience March 1995 - October 1999
Job Sr. Managing Director
Industry Financial Services
Experience
CH Capital Partners, LLC January 2006 - Present
Wachovia Securities, LLC April 2002 - December 2006
UBS Wealth Management November 1999 - April 2002
Smith Barney March 1995 - October 1999
Skills
Wealth Advisory, Commercial Underwriter, Investment Banker, Investment Advisory, Loans, Financial Structuring, Portfolio Management, Finance, Private Banking, Residential Mortgages, Management Consulting, Investments, Loan Origination, Wealth, Estate Planning, Commercial Real Estate, Financial Services, Small Business, Investment Strategies, Banking, Wealth Management, Fixed Income, Structured Finance, Mortgage Lending, Strategic Financial..., Investment Management, Bonds, Financial Risk, Alternative Investments
Education
University of Alaska Anchorage 1986 — 2004
BS, Math
Saint John's Prep School 1985 — 1986
High School
hickam elementary 1976 — 1979
Elementary School
CH Capital Partners, LLC January 2006 - Present
Wachovia Securities, LLC April 2002 - December 2006
UBS Wealth Management November 1999 - April 2002
Smith Barney March 1995 - October 1999
Skills
Wealth Advisory, Commercial Underwriter, Investment Banker, Investment Advisory, Loans, Financial Structuring, Portfolio Management, Finance, Private Banking, Residential Mortgages, Management Consulting, Investments, Loan Origination, Wealth, Estate Planning, Commercial Real Estate, Financial Services, Small Business, Investment Strategies, Banking, Wealth Management, Fixed Income, Structured Finance, Mortgage Lending, Strategic Financial..., Investment Management, Bonds, Financial Risk, Alternative Investments
Education
University of Alaska Anchorage 1986 — 2004
BS, Math
Saint John's Prep School 1985 — 1986
High School
hickam elementary 1976 — 1979
Elementary School
Anne Hart Anne Hart's Smith Barney Experience November 1995 - July 1997
Job I'm hiring for recruiting positions on our HR team at WageWorks.
Industry Human Resources
Experience
WageWorks June 2014 - Present
Nuverra Enviornmental Solutions January 2014 - June 2014
Insight August 2012 - October 2013
Insight February 2009 - August 2012
Insight March 2007 - February 2009
Barclays Bank May 2003 - November 2003
Credit Suisse First Boston August 2000 - March 2002
Donaldson, Lufkin & Jenrette July 1997 - March 2002
Smith Barney November 1995 - July 1997
Merrill Lynch January 1994 - March 1994
Skills
Applicant Tracking..., Employee Referral..., ADDIE, Adult Education, DDI, Talent Acquisition, OFCCP, College Recruiting, Sales, Onboarding, Organizational..., Training, Leadership, Sourcing, Recruiting, Interviews
Education
University of Arizona 1989 — 1993
BS, Marketing and Communications
WageWorks June 2014 - Present
Nuverra Enviornmental Solutions January 2014 - June 2014
Insight August 2012 - October 2013
Insight February 2009 - August 2012
Insight March 2007 - February 2009
Barclays Bank May 2003 - November 2003
Credit Suisse First Boston August 2000 - March 2002
Donaldson, Lufkin & Jenrette July 1997 - March 2002
Smith Barney November 1995 - July 1997
Merrill Lynch January 1994 - March 1994
Skills
Applicant Tracking..., Employee Referral..., ADDIE, Adult Education, DDI, Talent Acquisition, OFCCP, College Recruiting, Sales, Onboarding, Organizational..., Training, Leadership, Sourcing, Recruiting, Interviews
Education
University of Arizona 1989 — 1993
BS, Marketing and Communications
Clifton Ladd Clifton Ladd's Smith Barney Experience May 1983 - February 2009
Job Senior Vice President, Investments / Financial Advisor at Raymond James
Industry Investment Management
Experience
Raymond James February 2013 - Present
Morgan Keegan 2009 - February 2013
Smith Barney May 1983 - February 2009
Education
University of Arkansas 1978 — 1982
Bachelor of Science (B.S.), Marketing
University of Arkansas 1977 — 1982
BSBA, Marketing
Raymond James February 2013 - Present
Morgan Keegan 2009 - February 2013
Smith Barney May 1983 - February 2009
Education
University of Arkansas 1978 — 1982
Bachelor of Science (B.S.), Marketing
University of Arkansas 1977 — 1982
BSBA, Marketing
Carl Diamond Carl Diamond's Smith Barney Experience 1986 - 1998
Job Google Analytics Consulting ♦ A/B & Multivariate Testing ♦ Conversion Optimization ♦ CRO ♦ Landing Page Optimization
Industry Internet
Experience
Diamond Website Conversion April 2008 - Present
RideGear.com 1997 - 2007
Smith Barney 1986 - 1998
Skills
Web Analytics, Conversion Optimization, CRO, Leadgen Conversion, Lead Conversion, E-commerce Conversion..., Website Conversion, Landing Page..., Google Analytics, A/B testing, Multivariate Testing, Copywriting, Blogging, Web Design, WordPress, Wordpress, SEO copywriting, E-commerce, Analytics, Keyword Research, User Experience, Email Marketing, Google Adwords
Education
University of California, Los Angeles
Diamond Website Conversion April 2008 - Present
RideGear.com 1997 - 2007
Smith Barney 1986 - 1998
Skills
Web Analytics, Conversion Optimization, CRO, Leadgen Conversion, Lead Conversion, E-commerce Conversion..., Website Conversion, Landing Page..., Google Analytics, A/B testing, Multivariate Testing, Copywriting, Blogging, Web Design, WordPress, Wordpress, SEO copywriting, E-commerce, Analytics, Keyword Research, User Experience, Email Marketing, Google Adwords
Education
University of California, Los Angeles
Scott Roseman Scott Roseman's Smith Barney Experience January 1993 - September 2008
Job Chairman Senior Portfolio Manager
Industry Investment Management
Experience
Roseman Wagner Wealth Management September 2008 - Present
Smith Barney January 1993 - September 2008
Skills
Discretionary..., Financial Planning
Education
University of California, Berkeley 1988 — 1992
Bachelor of Science, Business Administration
Roseman Wagner Wealth Management September 2008 - Present
Smith Barney January 1993 - September 2008
Skills
Discretionary..., Financial Planning
Education
University of California, Berkeley 1988 — 1992
Bachelor of Science, Business Administration
Erick Yi Erick Yi's Smith Barney Experience August 2005 - November 2008
Job Sr. Financial Analyst
Industry Investment Management
Experience
Merrill Lynch - Private Banking and Investment Group February 2012 - Present
Morgan Stanley Smith Barney November 2008 - February 2012
Smith Barney August 2005 - November 2008
Education
University of Southern California - Marshall School of Business 2010 — 2013
Master of Business Administration (MBA)
University of California, Los Angeles 2001 — 2005
Bachelor of Arts (BA)
Merrill Lynch - Private Banking and Investment Group February 2012 - Present
Morgan Stanley Smith Barney November 2008 - February 2012
Smith Barney August 2005 - November 2008
Education
University of Southern California - Marshall School of Business 2010 — 2013
Master of Business Administration (MBA)
University of California, Los Angeles 2001 — 2005
Bachelor of Arts (BA)
Tony Paine Tony Paine's Smith Barney Experience September 2003 - June 2010
Job Senior Vice President at TCW / Met West
Industry Financial Services
Experience
TCW - Manager of the TCW, Met West, and the TCW Alternative Fund Families August 2015 - Present
Deutsche Asset and Wealth Management June 2014 - Present
Columbia Management August 2010 - June 2014
Smith Barney September 2003 - June 2010
SEI Investments March 1998 - September 2002
Dreyfus 1992 - 1996
Dreyfus 1992 - 1996
Education
University of Southern California - Marshall School of Business 1994 — 1997
MBA
University of California, Irvine 1986 — 1990
B.A., Economics
TCW - Manager of the TCW, Met West, and the TCW Alternative Fund Families August 2015 - Present
Deutsche Asset and Wealth Management June 2014 - Present
Columbia Management August 2010 - June 2014
Smith Barney September 2003 - June 2010
SEI Investments March 1998 - September 2002
Dreyfus 1992 - 1996
Dreyfus 1992 - 1996
Education
University of Southern California - Marshall School of Business 1994 — 1997
MBA
University of California, Irvine 1986 — 1990
B.A., Economics
Morfin Ruben Morfin Ruben's Smith Barney Experience 2005 - 2011
Job Morgan Stanley
Industry Investment Management
Experience
Downtown Branch 2011 - Present
Smith Barney 2005 - 2011
CoreStrata Management Consulting 2004 - 2005
J. Bergman & Associates 2002 - 2004
Rain Bird Manufacturing 2000 - 2001
Massachusetts Institute of Technology (MIT) 1991 - 1996
Skills
Portfolio Management, Investment Strategies, Mutual Funds, Bonds, Risk Management, Insurance, Alternative Investments, Asset Managment, Investments, Series 7
Education
Massachusetts Institute of Technology (MIT)
Master's, Economic Development, Management
École Nationale des Ponts (ENPC) ParisTech
MBA, International Management
University of California, San Diego
BA, Urban Studies, Economics, Government
Downtown Branch 2011 - Present
Smith Barney 2005 - 2011
CoreStrata Management Consulting 2004 - 2005
J. Bergman & Associates 2002 - 2004
Rain Bird Manufacturing 2000 - 2001
Massachusetts Institute of Technology (MIT) 1991 - 1996
Skills
Portfolio Management, Investment Strategies, Mutual Funds, Bonds, Risk Management, Insurance, Alternative Investments, Asset Managment, Investments, Series 7
Education
Massachusetts Institute of Technology (MIT)
Master's, Economic Development, Management
École Nationale des Ponts (ENPC) ParisTech
MBA, International Management
University of California, San Diego
BA, Urban Studies, Economics, Government
Eric Vanderhye, CFA Eric Vanderhye, CFA's Smith Barney Experience 2004 - 2006
Job Analyst at Summit Global Management
Industry Investment Management
Experience
Summit Global Management October 2008 - Present
Brandes Investment Partners July 2006 - October 2008
Smith Barney 2004 - 2006
Skills
Valuation, Bloomberg
Education
University of California, Santa Cruz 2004 — 2006
BA, Economics
Summit Global Management October 2008 - Present
Brandes Investment Partners July 2006 - October 2008
Smith Barney 2004 - 2006
Skills
Valuation, Bloomberg
Education
University of California, Santa Cruz 2004 — 2006
BA, Economics
Christopher Franke Christopher Franke's Smith Barney Experience April 2001 - October 2008
Job Managing DirectorInvestments, Senior Portfolio Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
The Ahern-Franke Group at Wells Fargo Advisors December 2014 - Present
UBS Financial Services, Inc. October 2008 - December 2014
Smith Barney April 2001 - October 2008
Prudential Financial May 1997 - April 2001
Skills
Wealth Preservation..., Asset Preservation..., Wealth Accumulation..., Estate Investment..., Multi Generation Wealth..., Liability Analysis, Business Succession, Charitable Gift Planning, Philanthropy, Alternative Investments, Asset Management, Business Development, Equities, Estate Planning, Finance, Financial Advisory, Financial Analysis, Investments, Mutual Funds, Portfolio Management, Retirement Planning, Series 63, Series 7, Wealth Management
Education
University of California, San Diego 1992 — 1996
B.S. Management Sciences and B.A. Political Science
The Ahern-Franke Group at Wells Fargo Advisors December 2014 - Present
UBS Financial Services, Inc. October 2008 - December 2014
Smith Barney April 2001 - October 2008
Prudential Financial May 1997 - April 2001
Skills
Wealth Preservation..., Asset Preservation..., Wealth Accumulation..., Estate Investment..., Multi Generation Wealth..., Liability Analysis, Business Succession, Charitable Gift Planning, Philanthropy, Alternative Investments, Asset Management, Business Development, Equities, Estate Planning, Finance, Financial Advisory, Financial Analysis, Investments, Mutual Funds, Portfolio Management, Retirement Planning, Series 63, Series 7, Wealth Management
Education
University of California, San Diego 1992 — 1996
B.S. Management Sciences and B.A. Political Science
Bill Duggins, CFP®, CPA, AIF® Bill Duggins, CFP®, CPA, AIF®'s Smith Barney Experience 2000 - 2005
Job Owner, Duggins Financial
Industry Financial Services
Experience
Duggins Financial 2005 - Present
Smith Barney 2000 - 2005
A.G. Edwards & Sons, Inc. 1992 - 2000
Grubb and Ellis Company 1979 - 1992
KPMG 1977 - 1979
Education
University of California, Los Angeles 1974 — 1977
BA, Economics
Duggins Financial 2005 - Present
Smith Barney 2000 - 2005
A.G. Edwards & Sons, Inc. 1992 - 2000
Grubb and Ellis Company 1979 - 1992
KPMG 1977 - 1979
Education
University of California, Los Angeles 1974 — 1977
BA, Economics
Vadim Gorin, CFA Vadim Gorin, CFA's Smith Barney Experience February 2004 - December 2004
Job Regional Director at Dimensional Fund Advisors
Industry Financial Services
Experience
Dimensional Fund Advisors January 2014 - Present
Dimensional Fund Advisors July 2011 - December 2013
Barclays Capital June 2010 - August 2010
Dimensional Fund Advisors February 2007 - August 2009
Dimensional Fund Advisors March 2005 - January 2007
Smith Barney February 2004 - December 2004
Skills
Equities, Fixed Income, Emerging Markets, Asset Allocation, Capital Markets, Asset Management, Asset Managment, Investments, Portfolio Management, Financial Analysis, Derivatives, Financial Modeling, Corporate Finance, Bloomberg, Trading, Investment Management, Investment Strategies
Education
University of Chicago Booth School of Business 2009 — 2011
MBA, Concentrations in: Analytic Finance, Entrepreneurship, Managerial and Organizational Behavior
University of California, Berkeley 2001 — 2004
Bachelor's, Applied Mathematics (major), Business Administration (minor)
Dimensional Fund Advisors January 2014 - Present
Dimensional Fund Advisors July 2011 - December 2013
Barclays Capital June 2010 - August 2010
Dimensional Fund Advisors February 2007 - August 2009
Dimensional Fund Advisors March 2005 - January 2007
Smith Barney February 2004 - December 2004
Skills
Equities, Fixed Income, Emerging Markets, Asset Allocation, Capital Markets, Asset Management, Asset Managment, Investments, Portfolio Management, Financial Analysis, Derivatives, Financial Modeling, Corporate Finance, Bloomberg, Trading, Investment Management, Investment Strategies
Education
University of Chicago Booth School of Business 2009 — 2011
MBA, Concentrations in: Analytic Finance, Entrepreneurship, Managerial and Organizational Behavior
University of California, Berkeley 2001 — 2004
Bachelor's, Applied Mathematics (major), Business Administration (minor)
Tom M. Mack's Smith Barney Experience 2004 - 2010
Job Director of Network Office at Northwestern Mutual Financial Network
Industry Financial Services
Experience
Northwestern Mutual Financial Network 2014 - Present
Wells Fargo Advisors, LLC 2011 - 2014
JHS Capital Advisors, LLC 2010 - 2011
Smith Barney 2004 - 2010
Skills
Investments, Management, Banking, Business Development, Financial Advisory, Wealth Management, Leadership, Series 7, Team Leadership, Recruiting, Professional Mentoring, Executive Coaching, Goal-oriented..., Investment Advisory, Finance, Mortgage Lending, Securities, Financial Services, Insurance, Mortgage Banking, Portfolio Management, Mutual Funds, Retirement Planning, Loans, Asset Allocation, Wealth Management..., Strategic Financial..., Asset Management, Fixed Income, Equities, Investment Strategies, Alternative Investments, Hedge Funds, Financial Planning
Education
University of Arkansas at Fayetteville
BSBA, Finance and Banking
Northwestern Mutual Financial Network 2014 - Present
Wells Fargo Advisors, LLC 2011 - 2014
JHS Capital Advisors, LLC 2010 - 2011
Smith Barney 2004 - 2010
Skills
Investments, Management, Banking, Business Development, Financial Advisory, Wealth Management, Leadership, Series 7, Team Leadership, Recruiting, Professional Mentoring, Executive Coaching, Goal-oriented..., Investment Advisory, Finance, Mortgage Lending, Securities, Financial Services, Insurance, Mortgage Banking, Portfolio Management, Mutual Funds, Retirement Planning, Loans, Asset Allocation, Wealth Management..., Strategic Financial..., Asset Management, Fixed Income, Equities, Investment Strategies, Alternative Investments, Hedge Funds, Financial Planning
Education
University of Arkansas at Fayetteville
BSBA, Finance and Banking
Jeff Link Jeff Link's Smith Barney Experience March 1996 - November 1997
Job Financial Analyst enabling proactive investment decisions through Blue Line Investing™.
Industry Financial Services
Experience
Guardian Capital Advisors, LLC February 2010 - Present
Stifel Nicolaus January 2004 - February 2010
Legg Mason November 1997 - December 2003
Smith Barney March 1996 - November 1997
Skills
Portfolio Management, Asset Management, Retirement Planning, Strategic Financial..., Investment Strategies, Investment Advisory, 401k, Insurance
Education
University at Buffalo 1991 — 1995
Bachelor of Science in Business Administration, Finance and Marketing with a minor in Accounting
Guardian Capital Advisors, LLC February 2010 - Present
Stifel Nicolaus January 2004 - February 2010
Legg Mason November 1997 - December 2003
Smith Barney March 1996 - November 1997
Skills
Portfolio Management, Asset Management, Retirement Planning, Strategic Financial..., Investment Strategies, Investment Advisory, 401k, Insurance
Education
University at Buffalo 1991 — 1995
Bachelor of Science in Business Administration, Finance and Marketing with a minor in Accounting
Pam McComas CFP®'s Smith Barney Experience September 2000 - May 2009
Job Managing Director/Branch Manager at Raymond James Financial, Inc.
Industry Investment Management
Experience
UBS Wealth Management August 2010 - September 2014
Morgan Stanley June 2009 - August 2010
Smith Barney September 2000 - May 2009
Merrill Lynch January 1976 - October 1984
Skills
Hedge Funds, Strategic Financial..., Finance, Retirement Planning, Portfolio Management, Investments, Financial Planning, Asset Allocation, Series 63, Securities, Management, Wealth Management, Financial Services, Financial Advisory, Risk Management, Investment Strategies, Investment Advisory, Asset Management
Education
University of California, Santa Barbara 1982 — 1986
UBS Wealth Management August 2010 - September 2014
Morgan Stanley June 2009 - August 2010
Smith Barney September 2000 - May 2009
Merrill Lynch January 1976 - October 1984
Skills
Hedge Funds, Strategic Financial..., Finance, Retirement Planning, Portfolio Management, Investments, Financial Planning, Asset Allocation, Series 63, Securities, Management, Wealth Management, Financial Services, Financial Advisory, Risk Management, Investment Strategies, Investment Advisory, Asset Management
Education
University of California, Santa Barbara 1982 — 1986
Kimberley (Dowdy) Fulcher, East Coast Practice Lead Kimberley (Dowdy) Fulcher, East Coast Practice Lead's Smith Barney Experience March 2004 - September 2007
Job Connecting Great Banking, Finance & Asset Management Clients in the Eastern U.S. with Top Talent
Industry Staffing and Recruiting
Experience
Johnson Search Group August 2014 - Present
Innovis September 2012 - August 2014
Grinkmeyer and Leonard Wealth Management February 2009 - September 2012
Commonwealth Financial Network February 2009 - September 2012
Merrill Lynch September 2007 - December 2008
Smith Barney March 2004 - September 2007
Skills
Finance, Strategic Financial..., Investments, Portfolio Management, Banking, Recruiting, Qualified Retirement..., Risk Management, Financial Services, Sales, Executive Sourcing, Retirement Plan..., Wealth Management, Fiduciary Services, Executive Search, Financial Planners, Financial Analysis, Credit, Sales Management, Financial Advisory, Leadership, Building Relationships, Strategic Consulting, Strategic Planning, Executive Sales..., Regulatory Guidelines, Compliance, Credit Unions, Interviews, Quantitative Risk..., Credit Risk, Enterprise Risk..., Quantitative Models, Statistical Modeling, Capital Markets, Asset Management, Talent Acquisition, CCAR, Econometrics, Vetting, IT Recruitment, Financial Modeling, Basel III, Data Analysis, Model Development, Model Validation, Financial Planning, Retirement Planning
Education
University of Alabama at Birmingham 1994 — 1996
Masters, Public Health Education and Promotion, 4.0
University of Alabama 1989 — 1993
Bachelor's, Sports Fitness Management
Johnson Search Group August 2014 - Present
Innovis September 2012 - August 2014
Grinkmeyer and Leonard Wealth Management February 2009 - September 2012
Commonwealth Financial Network February 2009 - September 2012
Merrill Lynch September 2007 - December 2008
Smith Barney March 2004 - September 2007
Skills
Finance, Strategic Financial..., Investments, Portfolio Management, Banking, Recruiting, Qualified Retirement..., Risk Management, Financial Services, Sales, Executive Sourcing, Retirement Plan..., Wealth Management, Fiduciary Services, Executive Search, Financial Planners, Financial Analysis, Credit, Sales Management, Financial Advisory, Leadership, Building Relationships, Strategic Consulting, Strategic Planning, Executive Sales..., Regulatory Guidelines, Compliance, Credit Unions, Interviews, Quantitative Risk..., Credit Risk, Enterprise Risk..., Quantitative Models, Statistical Modeling, Capital Markets, Asset Management, Talent Acquisition, CCAR, Econometrics, Vetting, IT Recruitment, Financial Modeling, Basel III, Data Analysis, Model Development, Model Validation, Financial Planning, Retirement Planning
Education
University of Alabama at Birmingham 1994 — 1996
Masters, Public Health Education and Promotion, 4.0
University of Alabama 1989 — 1993
Bachelor's, Sports Fitness Management
Audra Weber, SPHR, SHRM-SCP Audra Weber, SPHR, SHRM-SCP's Smith Barney Experience June 1996 - November 1998
Job SVP Chief Human Resources Officer at America's First Federal Credit Union
Industry Banking
Experience
America's First Federal Credit Union December 2011 - Present
Independent April 2011 - Present
Birmingham Society of Human Resources (BSHRM) 2010 - Present
TherapySouth, LLC March 2010 - April 2011
Cunningham Pathology, LLC November 1998 - March 2010
Smith Barney June 1996 - November 1998
Blue Cross Blue Shield of Alabama June 1989 - June 1996
Skills
Great Plains Software, FRx, Quickbooks, HRIS, Payroll, Employee Relations, Training, Succession Planning, Accounts Payable, Employee Benefits, HR Policies, Payroll Taxes, FMLA, Strategic Planning, Strategic Human..., Financial Reporting, UltiPro, Recruiting, QuickBooks, Management, Benefits Administration, Human Resources, Onboarding, Leadership, Talent Acquisition, Temporary Placement, Interviews, Deferred Compensation, Ultipro, Talent Management, Policy, Finance, Time Management
Education
University of Alabama at Birmingham
BS, Financial Management
America's First Federal Credit Union December 2011 - Present
Independent April 2011 - Present
Birmingham Society of Human Resources (BSHRM) 2010 - Present
TherapySouth, LLC March 2010 - April 2011
Cunningham Pathology, LLC November 1998 - March 2010
Smith Barney June 1996 - November 1998
Blue Cross Blue Shield of Alabama June 1989 - June 1996
Skills
Great Plains Software, FRx, Quickbooks, HRIS, Payroll, Employee Relations, Training, Succession Planning, Accounts Payable, Employee Benefits, HR Policies, Payroll Taxes, FMLA, Strategic Planning, Strategic Human..., Financial Reporting, UltiPro, Recruiting, QuickBooks, Management, Benefits Administration, Human Resources, Onboarding, Leadership, Talent Acquisition, Temporary Placement, Interviews, Deferred Compensation, Ultipro, Talent Management, Policy, Finance, Time Management
Education
University of Alabama at Birmingham
BS, Financial Management
Renee Amochaev's Smith Barney Experience March 2000 - July 2004
Job
Industry Financial Services
Experience
Portsmouth Financial Services September 2013 - Present
Wells Fargo Advisors, LLC July 2004 - September 2013
Smith Barney March 2000 - July 2004
Merrill Lynch 1998 - 2000
Skills
Credit, Loans, Insurance, Mutual Funds, Bonds, Cash Management, Wealth Management, Series 63, Strategic Financial..., Asset Management, ETFs, Series 7
Education
University of California, Davis
BA, International Relations: Global Politics
Portsmouth Financial Services September 2013 - Present
Wells Fargo Advisors, LLC July 2004 - September 2013
Smith Barney March 2000 - July 2004
Merrill Lynch 1998 - 2000
Skills
Credit, Loans, Insurance, Mutual Funds, Bonds, Cash Management, Wealth Management, Series 63, Strategic Financial..., Asset Management, ETFs, Series 7
Education
University of California, Davis
BA, International Relations: Global Politics
Flora Burke Flora Burke's Smith Barney Experience January 1989 - January 2000
Job Finacial Advisor at Carlmont Advisors
Industry Financial Services
Experience
Carlmont Advisors July 2013 - Present
ProExhibits November 2011 - November 2012
Flora's Garden, November 2009 - November 2011
KaBloom Flowers November 2004 - November 2009
Cornerstone Realty Fund June 2003 - August 2004
Morgan Stanley Smith Barney January 2000 - June 2003
Smith Barney January 1989 - January 2000
Skills
Investments, Financial Advisory, Wealth Management, Mutual Funds, Retirement, 401k, Strategic Planning
Education
University of California, Santa Cruz
B.A, Psychology; Finance
Carlmont Advisors July 2013 - Present
ProExhibits November 2011 - November 2012
Flora's Garden, November 2009 - November 2011
KaBloom Flowers November 2004 - November 2009
Cornerstone Realty Fund June 2003 - August 2004
Morgan Stanley Smith Barney January 2000 - June 2003
Smith Barney January 1989 - January 2000
Skills
Investments, Financial Advisory, Wealth Management, Mutual Funds, Retirement, 401k, Strategic Planning
Education
University of California, Santa Cruz
B.A, Psychology; Finance
Kari Dorris Baker, CFP®, AIF®'s Smith Barney Experience 1998 - 2002
Job Registered Principal, Retirement Plan Consultant at LPL Financial, Principal, KB Financial Strategies, LLC
Industry Financial Services
Experience
KB Financial Strategies, 2008 - Present
LPL Financial 2008 - Present
First National Bank Holding Company and Subsidiaries 2002 - 2008
Smith Barney 1998 - 2002
Ryder, Stilwell Inc. 1993 - 1998
Education
Stonier Graduate Banking School at Georgetown University 2004 — 2006
Graduate Certificate, Banking
University of Arizona 1989 — 1993
BA, Finance
Licenses: Arizona, Nevada, California Life & Health Insurance, AZ Property and Casualty Insurance
Registrations: FINRA Series 7, 63, 65, 24
KB Financial Strategies, 2008 - Present
LPL Financial 2008 - Present
First National Bank Holding Company and Subsidiaries 2002 - 2008
Smith Barney 1998 - 2002
Ryder, Stilwell Inc. 1993 - 1998
Education
Stonier Graduate Banking School at Georgetown University 2004 — 2006
Graduate Certificate, Banking
University of Arizona 1989 — 1993
BA, Finance
Licenses: Arizona, Nevada, California Life & Health Insurance, AZ Property and Casualty Insurance
Registrations: FINRA Series 7, 63, 65, 24
Pam Ellis Pam Ellis's Smith Barney Experience 1997 - 1999
Job VP, Strategic Services, Solium
Industry Financial Services
Experience
Candy Addict LLC December 2010 - Present
Solium Capital Ltd. April 2010 - Present
Stock & Option Solutions 2001 - 2010
Cisco Systems 2000 - 2001
Quokka Sports 1999 - 2000
Smith Barney 1997 - 1999
Walker Interactive Systems 1994 - 1997
Skills
Executive Pay, Management, Deferred Compensation, Vendor Management, Team Management, Sales, Training, CRM, Strategy, Program Management, ADP Payroll, Human Resources, Employee Benefits, Equities, Stocks, Internal Communications
Education
University of California, Berkeley 1989 — 1993
B.A.
Candy Addict LLC December 2010 - Present
Solium Capital Ltd. April 2010 - Present
Stock & Option Solutions 2001 - 2010
Cisco Systems 2000 - 2001
Quokka Sports 1999 - 2000
Smith Barney 1997 - 1999
Walker Interactive Systems 1994 - 1997
Skills
Executive Pay, Management, Deferred Compensation, Vendor Management, Team Management, Sales, Training, CRM, Strategy, Program Management, ADP Payroll, Human Resources, Employee Benefits, Equities, Stocks, Internal Communications
Education
University of California, Berkeley 1989 — 1993
B.A.
Jaime Streem Jaime Streem's Smith Barney Experience June 2004 - April 2007
Job Associate Brand Manager
Industry Food & Beverages
Experience
Beam Suntory July 2014 - Present
Nielsen November 2013 - July 2014
WeDeliver September 2013 - October 2013
MillerCoors June 2012 - August 2012
METROsquash May 2010 - July 2011
Capital Group May 2007 - July 2009
Smith Barney June 2004 - April 2007
Skills
Teamwork, Strategic Planning, Event Planning, Marketing, Consumer Products, Business Development, Product Development, Product Innovation, Cross-functional Team..., Fundraising, Marketing Strategy, Management, CRM, Portfolio Management, Investments, Entrepreneurship, Sales, Market Research, Consumer Insight, Analytics, Data Analysis, Marketing Communications, Start-ups, Start-up Consulting, Event Management, Investment Management, Fundraising Campaign..., Asset Allocation, Grant Writing, Investment Strategies, Microsoft Excel, Strategic Insights, Competitive Analysis, Customer Insight, Market Analysis, Segmentation, Marketing Research, Brand Management, Forecasting, Quantitative Research
Education
The University of Chicago - Booth School of Business 2011 — 2013
MBA, Marketing, Entrepreneurship, General Management and Managerial and Organizational Behavior
University of California, Los Angeles 2001 — 2005
B.S., Math/Applied Science - Operations Research
Beam Suntory July 2014 - Present
Nielsen November 2013 - July 2014
WeDeliver September 2013 - October 2013
MillerCoors June 2012 - August 2012
METROsquash May 2010 - July 2011
Capital Group May 2007 - July 2009
Smith Barney June 2004 - April 2007
Skills
Teamwork, Strategic Planning, Event Planning, Marketing, Consumer Products, Business Development, Product Development, Product Innovation, Cross-functional Team..., Fundraising, Marketing Strategy, Management, CRM, Portfolio Management, Investments, Entrepreneurship, Sales, Market Research, Consumer Insight, Analytics, Data Analysis, Marketing Communications, Start-ups, Start-up Consulting, Event Management, Investment Management, Fundraising Campaign..., Asset Allocation, Grant Writing, Investment Strategies, Microsoft Excel, Strategic Insights, Competitive Analysis, Customer Insight, Market Analysis, Segmentation, Marketing Research, Brand Management, Forecasting, Quantitative Research
Education
The University of Chicago - Booth School of Business 2011 — 2013
MBA, Marketing, Entrepreneurship, General Management and Managerial and Organizational Behavior
University of California, Los Angeles 2001 — 2005
B.S., Math/Applied Science - Operations Research
Jeffery Fong Jeffery Fong's Smith Barney Experience February 2001 - April 2006
Job Principal Concentrum Wealth Management
Industry Financial Services
Experience
Concentrum Wealth Management April 2013 - Present
Raymond James March 2009 - April 2013
A.G. Edwards April 2006 - March 2009
Smith Barney February 2001 - April 2006
A.G. Edwards October 1996 - February 2001
Skills
Retirement Planning, Strategic Financial..., Wealth Management..., Investments, Portfolio Management, Financial Advisory, Finance, Investment Advisory, Wealth Management, Securities, Financial Services, Financial Planners, Strategy, Estate Planning, Mutual Funds, Series 7, Management, Risk Management, Retirement, Asset Allocation, Mortgage Lending, Fixed Income, 401k, Financial Modeling, Personal Finance, Equities, Certified Financial..., Mergers & Acquisitions, Financial Analysis, Venture Capital, Hedge Funds, Investment Strategies, Series 63, Asset Management, Alternative Investments, Corporate Finance, Separately Managed..., Private Wealth..., Comprehensive Wealth..., Strategic Planning
Education
University of Arkansas 1989 — 1993
BS
Concentrum Wealth Management April 2013 - Present
Raymond James March 2009 - April 2013
A.G. Edwards April 2006 - March 2009
Smith Barney February 2001 - April 2006
A.G. Edwards October 1996 - February 2001
Skills
Retirement Planning, Strategic Financial..., Wealth Management..., Investments, Portfolio Management, Financial Advisory, Finance, Investment Advisory, Wealth Management, Securities, Financial Services, Financial Planners, Strategy, Estate Planning, Mutual Funds, Series 7, Management, Risk Management, Retirement, Asset Allocation, Mortgage Lending, Fixed Income, 401k, Financial Modeling, Personal Finance, Equities, Certified Financial..., Mergers & Acquisitions, Financial Analysis, Venture Capital, Hedge Funds, Investment Strategies, Series 63, Asset Management, Alternative Investments, Corporate Finance, Separately Managed..., Private Wealth..., Comprehensive Wealth..., Strategic Planning
Education
University of Arkansas 1989 — 1993
BS
Alexandria Guttman Alexandria Guttman's Smith Barney Experience 2005 - 2007
Job Marketing, Hot Wheels, Matchbox, and RC at Mattel
Industry Consumer Goods
Experience
Mattel October 2012 - Present
Mattel January 2012 - October 2012
Mattel November 2010 - December 2011
Mattel September 2008 - November 2010
Genius Products, LLC 2007 - 2008
Smith Barney 2005 - 2007
Skills
Product Marketing, Marketing, Marketing Strategy, Marketing Communications, Social Media Marketing, Marketing Management, Digital Marketing, Product Management, Product Launch, Advertising, P&L Analysis, Full P&L Responsibility, Innovation, Sales, Demand Supply Planning
Education
University of Arizona
Bachelor's Degree, Marketing/Marketing Management, General
University of Southern California - Marshall School of Business
MBA, Marketing/Marketing Management, General
Mattel October 2012 - Present
Mattel January 2012 - October 2012
Mattel November 2010 - December 2011
Mattel September 2008 - November 2010
Genius Products, LLC 2007 - 2008
Smith Barney 2005 - 2007
Skills
Product Marketing, Marketing, Marketing Strategy, Marketing Communications, Social Media Marketing, Marketing Management, Digital Marketing, Product Management, Product Launch, Advertising, P&L Analysis, Full P&L Responsibility, Innovation, Sales, Demand Supply Planning
Education
University of Arizona
Bachelor's Degree, Marketing/Marketing Management, General
University of Southern California - Marshall School of Business
MBA, Marketing/Marketing Management, General
Jennifer Boisky Jennifer Boisky's Smith Barney Experience 1997 - 2008
Job Senior Registered Client Service Associate at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management June 2015 - Present
Merrill Lynch August 2008 - June 2015
Smith Barney 1997 - 2008
Skills
Product Development, Customer Service, Strategic Planning, Team Building
Education
UCSB
UBS Wealth Management June 2015 - Present
Merrill Lynch August 2008 - June 2015
Smith Barney 1997 - 2008
Skills
Product Development, Customer Service, Strategic Planning, Team Building
Education
UCSB
Nancy Davis's Smith Barney Experience October 1999 - September 2001
Job Financial Advisor
Industry Financial Services
Experience
RBC Wealth Management November 2014 - Present
MassMutual Financial Group July 2013 - October 2014
Prudential Financial August 2011 - July 2013
Prudential Financial September 2001 - July 2013
Smith Barney October 1999 - September 2001
DA Davidson & Co., Inc. March 1997 - September 1999
Skills
Wealth Management, Strategic Financial..., Variable Annuities, Estate Planning, Charitable Gift Planning, Managed Money, Insurance, Non-profit Board..., Series 7, Series 65, Series 63, Series 26, Sales Management, Financial Planners, Retirement Planning, FINRA
Education
The American College 2011 — 2014
CLU Chartered Life Underwriter, Finance
The American College 2010 — 2014
ChFC Chartered Financial Consultant, Finance
College for Financial Planning 2007 — 2008
CMFC Chartered Mutual Fund Counselor, Finance
University of California, Berkeley 1980 — 1984
Bachelor of Arts (B.A.), Social Sciences
RBC Wealth Management November 2014 - Present
MassMutual Financial Group July 2013 - October 2014
Prudential Financial August 2011 - July 2013
Prudential Financial September 2001 - July 2013
Smith Barney October 1999 - September 2001
DA Davidson & Co., Inc. March 1997 - September 1999
Skills
Wealth Management, Strategic Financial..., Variable Annuities, Estate Planning, Charitable Gift Planning, Managed Money, Insurance, Non-profit Board..., Series 7, Series 65, Series 63, Series 26, Sales Management, Financial Planners, Retirement Planning, FINRA
Education
The American College 2011 — 2014
CLU Chartered Life Underwriter, Finance
The American College 2010 — 2014
ChFC Chartered Financial Consultant, Finance
College for Financial Planning 2007 — 2008
CMFC Chartered Mutual Fund Counselor, Finance
University of California, Berkeley 1980 — 1984
Bachelor of Arts (B.A.), Social Sciences
Natalie Kleffman's Smith Barney Experience March 2008 - June 2008
Job Tax Associate at Ernst & Young
Industry Law Practice
Experience
EY (Ernst & Young) July 2015 - Present
Conviva April 2015 - July 2015
Severson & Werson October 2013 - May 2014
McKenna Long & Aldridge LLP June 2012 - July 2012
United States Attorney's Office (Southern District of California) May 2011 - August 2011
Lurie & Park June 2009 - August 2009
Keygent LLC June 2008 - August 2009
Mesriani Law Group June 2008 - September 2008
Smith Barney March 2008 - June 2008
Skills
Spanish, Mandarin, French, Legal Writing, English, Legal Research, Legal Services, Legal Assistance, Civil Litigation, Litigation, Westlaw, Policy Analysis, Editing, Arbitration, Research, Intellectual Property, Lexis, Legal Advice, Personal Injury, International Law, Employment Law, Commercial Litigation, Corporate Law, Due Diligence, Tax Law
Education
University of California, Berkeley - School of Law 2010 — 2013
J.D., Law
University of California, Los Angeles 2006 — 2010
B.A, cum laude, Economics
EY (Ernst & Young) July 2015 - Present
Conviva April 2015 - July 2015
Severson & Werson October 2013 - May 2014
McKenna Long & Aldridge LLP June 2012 - July 2012
United States Attorney's Office (Southern District of California) May 2011 - August 2011
Lurie & Park June 2009 - August 2009
Keygent LLC June 2008 - August 2009
Mesriani Law Group June 2008 - September 2008
Smith Barney March 2008 - June 2008
Skills
Spanish, Mandarin, French, Legal Writing, English, Legal Research, Legal Services, Legal Assistance, Civil Litigation, Litigation, Westlaw, Policy Analysis, Editing, Arbitration, Research, Intellectual Property, Lexis, Legal Advice, Personal Injury, International Law, Employment Law, Commercial Litigation, Corporate Law, Due Diligence, Tax Law
Education
University of California, Berkeley - School of Law 2010 — 2013
J.D., Law
University of California, Los Angeles 2006 — 2010
B.A, cum laude, Economics
Jeff Grange Jeff Grange's Smith Barney Experience 2004 - 2010
Job Senior Financial Advisor at Crowell, Weedon & Co.
Industry Investment Management
Experience
Crowell, Weedon & Co. August 2010 - Present
Smith Barney 2004 - 2010
Education
University of California, Santa Barbara 1991 — 1996
South High School 1987 — 1991
Crowell, Weedon & Co. August 2010 - Present
Smith Barney 2004 - 2010
Education
University of California, Santa Barbara 1991 — 1996
South High School 1987 — 1991
Alex Zaman Alex Zaman's Smith Barney Experience June 2004 - June 2005
Job Vice President at Citi
Industry Investment Banking
Experience
Citi January 2015 - Present
Citi August 2012 - Present
Citi May 2011 - July 2012
KNN Public Finance October 2009 - May 2011
Los Angeles Area Chamber of Commerce May 2007 - August 2007
Wachovia Securities Financial Network May 2006 - August 2006
Smith Barney June 2004 - June 2005
Skills
Public Finance, Bloomberg, Municipal Bonds, Fixed Income, Economic Development, Urban Planning, Financial Modeling, Infrastructure, Local Government Finance, Public Policy, Real Estate Economics
Education
University of California, Berkeley 2005 — 2009
Bachelor of Arts (B.A.), Economics, City and Regional Planning
Citi January 2015 - Present
Citi August 2012 - Present
Citi May 2011 - July 2012
KNN Public Finance October 2009 - May 2011
Los Angeles Area Chamber of Commerce May 2007 - August 2007
Wachovia Securities Financial Network May 2006 - August 2006
Smith Barney June 2004 - June 2005
Skills
Public Finance, Bloomberg, Municipal Bonds, Fixed Income, Economic Development, Urban Planning, Financial Modeling, Infrastructure, Local Government Finance, Public Policy, Real Estate Economics
Education
University of California, Berkeley 2005 — 2009
Bachelor of Arts (B.A.), Economics, City and Regional Planning
Aaron Dang's Smith Barney Experience 2008 - 2008
Job Insights Manager at Microsoft
Industry Marketing and Advertising
Experience
Microsoft September 2015 - Present
Universal McCann September 2013 - July 2015
Universal McCann July 2012 - August 2013
Universal McCann September 2010 - June 2012
TubeMogul, Inc. 2010 - 2010
Berkeley Phi Beta Lambda 2007 - 2009
Smith Barney 2008 - 2008
Skills
Atlas, Media Mind, DoubleClick, Dashboards, Business Intelligence, PowerPoint, Radian6, Excel, Access, Tableau, comScore, Vindico, Google Adwords, Microsoft Advertising..., Photoshop, Analytics, Digital Media, Advertising, Social Media, Media Buying, Strategy, Media Planning, Marketing, Analysis, Management, Digital Strategy, Online Advertising
Education
University of California, Berkeley 2004 — 2009
Bachelor's degree, Philosophy and Cognitive Science Double Major
University of California, Berkeley, Haas School of Business 2007 — 2007
BASE Certificate, Marketing, Organizational Behavior, Financial Accounting
Microsoft September 2015 - Present
Universal McCann September 2013 - July 2015
Universal McCann July 2012 - August 2013
Universal McCann September 2010 - June 2012
TubeMogul, Inc. 2010 - 2010
Berkeley Phi Beta Lambda 2007 - 2009
Smith Barney 2008 - 2008
Skills
Atlas, Media Mind, DoubleClick, Dashboards, Business Intelligence, PowerPoint, Radian6, Excel, Access, Tableau, comScore, Vindico, Google Adwords, Microsoft Advertising..., Photoshop, Analytics, Digital Media, Advertising, Social Media, Media Buying, Strategy, Media Planning, Marketing, Analysis, Management, Digital Strategy, Online Advertising
Education
University of California, Berkeley 2004 — 2009
Bachelor's degree, Philosophy and Cognitive Science Double Major
University of California, Berkeley, Haas School of Business 2007 — 2007
BASE Certificate, Marketing, Organizational Behavior, Financial Accounting
Frederick Davis Frederick Davis's Smith Barney Experience December 2005 - April 2009
Job Administrator
Industry Financial Services
Experience
Merrill Lynch November 2014 - Present
WMS Partners February 2012 - November 2014
Legg Mason Capital Management April 2011 - January 2012
Hergenroeder Financial Advisors, Inc. July 2009 - September 2010
Smith Barney December 2005 - April 2009
Legg Mason March 1998 - December 2005
Legg Mason May 1997 - March 1998
Skills
Mutual Funds, Investments, Equities, Portfolio Management, Management, Asset Management, Series 7, Securities, Wealth Management, Alternative Investments, Customer Service, Investment Advisory, Financial Services, Internal Controls, Trading, Auditing, Series 63, Financial Reporting
Education
University of Baltimore 1990 — 1992
Bachelor of Science, Finance
Merrill Lynch November 2014 - Present
WMS Partners February 2012 - November 2014
Legg Mason Capital Management April 2011 - January 2012
Hergenroeder Financial Advisors, Inc. July 2009 - September 2010
Smith Barney December 2005 - April 2009
Legg Mason March 1998 - December 2005
Legg Mason May 1997 - March 1998
Skills
Mutual Funds, Investments, Equities, Portfolio Management, Management, Asset Management, Series 7, Securities, Wealth Management, Alternative Investments, Customer Service, Investment Advisory, Financial Services, Internal Controls, Trading, Auditing, Series 63, Financial Reporting
Education
University of Baltimore 1990 — 1992
Bachelor of Science, Finance
Dewey Meyer Dewey Meyer's Smith Barney Experience 2000 - 2009
Job Energy Therapist & Educator
Industry Alternative Medicine
Experience
Self-employed 2000 - Present
5th Dimension Healing 2000 - Present
Smith Barney 2000 - 2009
Skills
Continuing education..., Energy clearing and..., Working with highly...
Education
Dr. Jay Scherer’s Academy of Natural Healing
Massage Therapy/Therapeutic Massage
University of California, Santa Cruz
Bachelor of Science (BS), Biology, General
Self-employed 2000 - Present
5th Dimension Healing 2000 - Present
Smith Barney 2000 - 2009
Skills
Continuing education..., Energy clearing and..., Working with highly...
Education
Dr. Jay Scherer’s Academy of Natural Healing
Massage Therapy/Therapeutic Massage
University of California, Santa Cruz
Bachelor of Science (BS), Biology, General
Peter Suberlak's Smith Barney Experience September 2008 - December 2008
Job Private Equity Associate at Oaktree Capital Management
Industry Investment Management
Experience
Oaktree Capital Management July 2013 - Present
Credit Suisse July 2011 - June 2013
Credit Suisse June 2010 - August 2010
Cappello Capital Corp. July 2009 - September 2009
Gemini Partners January 2009 - May 2009
FD January 2008 - January 2009
Intellectual Capital Associates 2009 - 2009
Smith Barney September 2008 - December 2008
VCOM Solutions June 2008 - September 2008
Skills
Leveraged Finance, Financial Modeling, Private Equity, Valuation, Financial Analysis, Data Analysis, Corporate Finance, Venture Capital, Capital Markets, Financial Reporting, Accounting, Business Strategy, Finance, Investment Banking
Education
University of California, Los Angeles 2007 — 2011
BA
Oaktree Capital Management July 2013 - Present
Credit Suisse July 2011 - June 2013
Credit Suisse June 2010 - August 2010
Cappello Capital Corp. July 2009 - September 2009
Gemini Partners January 2009 - May 2009
FD January 2008 - January 2009
Intellectual Capital Associates 2009 - 2009
Smith Barney September 2008 - December 2008
VCOM Solutions June 2008 - September 2008
Skills
Leveraged Finance, Financial Modeling, Private Equity, Valuation, Financial Analysis, Data Analysis, Corporate Finance, Venture Capital, Capital Markets, Financial Reporting, Accounting, Business Strategy, Finance, Investment Banking
Education
University of California, Los Angeles 2007 — 2011
BA
Matthew Huerta Matthew Huerta's Smith Barney Experience November 2006 - August 2011
Job Registered Client Service Associate at UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Financial Services Inc. August 2011 - Present
Smith Barney November 2006 - August 2011
Wachovia Securities 2005 - 2006
Morgan Stanley 2000 - 2005
The Working Group 1996 - 2000
Children & the Environment 1995 - 1997
Wellness Guide, University of California 1992 - 1995
Education
University of California, Berkeley 1991 — 1996
UBS Financial Services Inc. August 2011 - Present
Smith Barney November 2006 - August 2011
Wachovia Securities 2005 - 2006
Morgan Stanley 2000 - 2005
The Working Group 1996 - 2000
Children & the Environment 1995 - 1997
Wellness Guide, University of California 1992 - 1995
Education
University of California, Berkeley 1991 — 1996
Atika Sanchetee Atika Sanchetee's Smith Barney Experience 2008 - 2008
Job Engagement Manager, Commercial Strategy at Fahrenheit 212
Industry Management Consulting
Experience
Fahrenheit 212 June 2015 - Present
Fahrenheit 212 October 2013 - June 2015
Sawaya Segalas March 2012 - July 2013
J.P. Morgan January 2010 - April 2012
Department of Economics, UCLA October 2007 - December 2009
Ernst & Young 2009 - 2009
Smith Barney 2008 - 2008
Skills
Financial Modeling, Business Analytics, Statistical Modeling, Bloomberg, Valuation, Investments, Equities, Analytics, Quantitative Analytics, Equity Research, VBA, Econometrics, Finance, Financial Advisory, Hedge Funds, Innovation Consulting, Portfolio Management, Entrepreneurship, Strategic Planning
Education
Carmel High School, Calcutta, India
University of California, Los Angeles
B.A., Business Economics
Fahrenheit 212 June 2015 - Present
Fahrenheit 212 October 2013 - June 2015
Sawaya Segalas March 2012 - July 2013
J.P. Morgan January 2010 - April 2012
Department of Economics, UCLA October 2007 - December 2009
Ernst & Young 2009 - 2009
Smith Barney 2008 - 2008
Skills
Financial Modeling, Business Analytics, Statistical Modeling, Bloomberg, Valuation, Investments, Equities, Analytics, Quantitative Analytics, Equity Research, VBA, Econometrics, Finance, Financial Advisory, Hedge Funds, Innovation Consulting, Portfolio Management, Entrepreneurship, Strategic Planning
Education
Carmel High School, Calcutta, India
University of California, Los Angeles
B.A., Business Economics
Danielle Rich, MA-HRM, PHR, SHRM-CP Danielle Rich, MA-HRM, PHR, SHRM-CP's Smith Barney Experience May 2004 - December 2004
Job
Industry Wholesale
Experience
Midland Optical July 2013 - Present
Coolfire Studios June 2012 - July 2013
Lenny's Sub Shop January 2005 - August 2010
Smith Barney May 2004 - December 2004
Edward Jones Investments May 2000 - May 2004
Skills
Human Resources, Team Leadership, Operations Management, Performance Management, Talent Acquisition, Training, Microsoft Office, Management, Onboarding, Marketing, Business Planning, Personnel Management, Leadership Development, New Hire Orientations, Recruiting, Project Finance, Training Delivery, Employee Management, Developing Talent, Employee Benefits, Employment Law, FMLA, OSHA, OSHA Record Keeping, Workers Compensation, Employee Training, Employee Relations, Leadership
Education
Webster University 2010 — 2012
Masters of Arts, Human Resource Management
University of Arizona 1995 — 1999
Bachelor of Science, Business Administration, Marketing
Midland Optical July 2013 - Present
Coolfire Studios June 2012 - July 2013
Lenny's Sub Shop January 2005 - August 2010
Smith Barney May 2004 - December 2004
Edward Jones Investments May 2000 - May 2004
Skills
Human Resources, Team Leadership, Operations Management, Performance Management, Talent Acquisition, Training, Microsoft Office, Management, Onboarding, Marketing, Business Planning, Personnel Management, Leadership Development, New Hire Orientations, Recruiting, Project Finance, Training Delivery, Employee Management, Developing Talent, Employee Benefits, Employment Law, FMLA, OSHA, OSHA Record Keeping, Workers Compensation, Employee Training, Employee Relations, Leadership
Education
Webster University 2010 — 2012
Masters of Arts, Human Resource Management
University of Arizona 1995 — 1999
Bachelor of Science, Business Administration, Marketing
Dave Bevans Dave Bevans's Smith Barney Experience March 1996 - November 2005
Job Managing Partner at Presidio Group Wealth Mangement
Industry Financial Services
Experience
Presidio Group Wealth Management. Investment services through Wells Fargo Advisors November 2005 - Present
Smith Barney March 1996 - November 2005
Skills
Finance, Trading, Estate Planning, Investments, Strategic Planning, Equities, Small Business, Strategic Financial..., Leadership, Asset Allocation, Mergers & Acquisitions, Marketing Strategy, Marketing, Customer Service
Education
University of Arizona 1972 — 1976
BA, Anthropology
Presidio Group Wealth Management. Investment services through Wells Fargo Advisors November 2005 - Present
Smith Barney March 1996 - November 2005
Skills
Finance, Trading, Estate Planning, Investments, Strategic Planning, Equities, Small Business, Strategic Financial..., Leadership, Asset Allocation, Mergers & Acquisitions, Marketing Strategy, Marketing, Customer Service
Education
University of Arizona 1972 — 1976
BA, Anthropology
Anthony Ignacio Anthony Ignacio's Smith Barney Experience March 1986 - March 2009
Job Vice PresidentInvestment Officer at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors March 2009 - Present
Smith Barney March 1986 - March 2009
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Windows, Outlook, Teaching, HTML, Public Speaking, Budgets, Strategic Planning, Risk Management, Access, Investments, Management, Social Media, Sales Management, Marketing, Team Building, Business Development
Education
UCLA 1982 — 1986
Bachelor of Arts (BA), Economics
Wells Fargo Advisors March 2009 - Present
Smith Barney March 1986 - March 2009
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Windows, Outlook, Teaching, HTML, Public Speaking, Budgets, Strategic Planning, Risk Management, Access, Investments, Management, Social Media, Sales Management, Marketing, Team Building, Business Development
Education
UCLA 1982 — 1986
Bachelor of Arts (BA), Economics
Aaron Cohen Aaron Cohen's Smith Barney Experience January 2006 - June 2006
Job Senior Vice President at JRK Property Holdings
Industry Real Estate
Experience
JRK Property Holdings February 2012 - Present
RW Selby January 2011 - January 2012
JRK Property Holdings May 2008 - January 2011
Zenta March 2007 - March 2008
Smith Barney January 2006 - June 2006
Skills
Managerial, Microsoft Office, AMSI, Yardi, Efinancials, Bloomberg, Financial Analysis, Financial Modeling, Financial Management, Asset Management, Acquisition Analysis, Leases, Property Management, Real Estate, Disposition, Valuation, Investment Properties, Acquisitions, Portfolio Management, Real Estate Economics, Investments, Budgets, Property, Dispositions
Education
UCLA 2002 — 2006
Bachelor of Science, Physics
JRK Property Holdings February 2012 - Present
RW Selby January 2011 - January 2012
JRK Property Holdings May 2008 - January 2011
Zenta March 2007 - March 2008
Smith Barney January 2006 - June 2006
Skills
Managerial, Microsoft Office, AMSI, Yardi, Efinancials, Bloomberg, Financial Analysis, Financial Modeling, Financial Management, Asset Management, Acquisition Analysis, Leases, Property Management, Real Estate, Disposition, Valuation, Investment Properties, Acquisitions, Portfolio Management, Real Estate Economics, Investments, Budgets, Property, Dispositions
Education
UCLA 2002 — 2006
Bachelor of Science, Physics
Kenya Hilaire Kenya Hilaire's Smith Barney Experience October 1989 - July 2003
Job Recruiter at Primerica Financial Services
Industry Financial Services
Experience
Primerica Financial Services July 2003 - Present
Smith Barney October 1989 - July 2003
Education
University of California, Los Angeles 1985 — 1987
Philosophy
Primerica Financial Services July 2003 - Present
Smith Barney October 1989 - July 2003
Education
University of California, Los Angeles 1985 — 1987
Philosophy
Brian Boise's Smith Barney Experience June 2004 - September 2004
Job Senior Financial Analyst at Gap Inc.
Industry Retail
Experience
Gap Inc. October 2012 - Present
Gap Inc. March 2010 - October 2012
Gap Inc. August 2008 - March 2010
Gap Inc. June 2006 - August 2008
Verizon Wireless May 2005 - August 2005
Smith Barney June 2004 - September 2004
Callvision June 2004 - September 2004
Skills
Finance: FP&A,..., Financial Analysis, Essbase, Forecasting, Financial Modeling, Analysis, Budgets, Finance, Strategy, Competitive Analysis, Management, Variance Analysis, Inventory Management, Strategic Planning, Financial Forecasting, Retail, Microsoft Excel
Education
University of Washington 2000 — 2005
Bachelor of Arts (BA), Economics
University of California, Berkeley
Extensions- Program, Accounting
Gap Inc. October 2012 - Present
Gap Inc. March 2010 - October 2012
Gap Inc. August 2008 - March 2010
Gap Inc. June 2006 - August 2008
Verizon Wireless May 2005 - August 2005
Smith Barney June 2004 - September 2004
Callvision June 2004 - September 2004
Skills
Finance: FP&A,..., Financial Analysis, Essbase, Forecasting, Financial Modeling, Analysis, Budgets, Finance, Strategy, Competitive Analysis, Management, Variance Analysis, Inventory Management, Strategic Planning, Financial Forecasting, Retail, Microsoft Excel
Education
University of Washington 2000 — 2005
Bachelor of Arts (BA), Economics
University of California, Berkeley
Extensions- Program, Accounting
Donald Burton, CFP®'s Smith Barney Experience March 1990 - December 1993
Job Burton Wealth Management A Registered Investment Advisor
Industry Financial Services
Experience
Burton Wealth Management - A Registered Investment Advisor August 2014 - Present
LPL Financial February 2005 - August 2014
Wachovia Securities November 1994 - February 2005
Smith Barney March 1990 - December 1993
Wedbush Securities 1989 - 1990
Farwest Financial Savings and Loan 1988 - 1989
Accountants Overload 1987 - 1988
Skills
Wealth Management, Investment Advisory, Financial Planners, Retirement Planning, Investments, Portfolio Management, Strategic Financial..., Securities, Alternative Investments, Personal Finance, Asset Allocation, Mutual Funds, Finance, Insurance, 401k, Wealth, Investment Strategies, Financial Goals, Wealth Management..., Financial Services, Asset Management, Financial Advisory, Retirement, Equities, Pensions, Financial Analysis, IRAs, Mergers & Acquisitions, Fixed Annuities, Estate Planning, Long-term Care, Financial Planning, Annuities, Long Term Care
Education
University of California, Los Angeles 1982 — 1987
Bachelor of Science, Math - Applied Science
Burton Wealth Management - A Registered Investment Advisor August 2014 - Present
LPL Financial February 2005 - August 2014
Wachovia Securities November 1994 - February 2005
Smith Barney March 1990 - December 1993
Wedbush Securities 1989 - 1990
Farwest Financial Savings and Loan 1988 - 1989
Accountants Overload 1987 - 1988
Skills
Wealth Management, Investment Advisory, Financial Planners, Retirement Planning, Investments, Portfolio Management, Strategic Financial..., Securities, Alternative Investments, Personal Finance, Asset Allocation, Mutual Funds, Finance, Insurance, 401k, Wealth, Investment Strategies, Financial Goals, Wealth Management..., Financial Services, Asset Management, Financial Advisory, Retirement, Equities, Pensions, Financial Analysis, IRAs, Mergers & Acquisitions, Fixed Annuities, Estate Planning, Long-term Care, Financial Planning, Annuities, Long Term Care
Education
University of California, Los Angeles 1982 — 1987
Bachelor of Science, Math - Applied Science
Deeya Bhandari's Smith Barney Experience March 2005 - June 2005
Job Channel Development Manager at Belkin International
Industry Marketing and Advertising
Experience
Belkin International January 2015 - Present
Belkin November 2011 - January 2015
Ingram Micro March 2009 - October 2011
Linksys December 2007 - July 2008
Hallowaty Group September 2006 - November 2006
United States Department of Commerce June 2005 - February 2006
Smith Barney March 2005 - June 2005
Skills
Multi-channel Marketing, Product Marketing, Online Marketing, Cross-functional Team..., Marketing Management, B2B, Marketing Strategy, Marketing, Email Marketing, Lead Generation, Management, Product Development, Channel Partners, Sales, Entrepreneurship, Public Relations, Strategic Partnerships, Market Research, Trade Shows
Education
University of California, Irvine 2003 — 2007
B.A., International Studies, Business Management
Cambridge University 2006 — 2006
Global Economy, History of British Intelligence
Belkin International January 2015 - Present
Belkin November 2011 - January 2015
Ingram Micro March 2009 - October 2011
Linksys December 2007 - July 2008
Hallowaty Group September 2006 - November 2006
United States Department of Commerce June 2005 - February 2006
Smith Barney March 2005 - June 2005
Skills
Multi-channel Marketing, Product Marketing, Online Marketing, Cross-functional Team..., Marketing Management, B2B, Marketing Strategy, Marketing, Email Marketing, Lead Generation, Management, Product Development, Channel Partners, Sales, Entrepreneurship, Public Relations, Strategic Partnerships, Market Research, Trade Shows
Education
University of California, Irvine 2003 — 2007
B.A., International Studies, Business Management
Cambridge University 2006 — 2006
Global Economy, History of British Intelligence
Seth Hall's Smith Barney Experience April 2006 - April 2008
Job Entrepreneur, Designer, Programmer, Inventor
Industry Internet
Experience
Nine Dozen Design & Webworks June 2009 - Present
Nordic Naturals November 2008 - June 2009
Smith Barney April 2006 - April 2008
Smith Barney July 2005 - April 2006
Smith Barney September 2004 - July 2005
Skills
CSS, Illustrator, CSS3, HTML5, PHP, HTML, Photoshop, cPanel, User Interface Design
Education
University of California, Santa Cruz 2001 — 2004
Bachelor of Arts, Business Management & Economics
University of Portland 2000 — 2001
Computer Science
Nine Dozen Design & Webworks June 2009 - Present
Nordic Naturals November 2008 - June 2009
Smith Barney April 2006 - April 2008
Smith Barney July 2005 - April 2006
Smith Barney September 2004 - July 2005
Skills
CSS, Illustrator, CSS3, HTML5, PHP, HTML, Photoshop, cPanel, User Interface Design
Education
University of California, Santa Cruz 2001 — 2004
Bachelor of Arts, Business Management & Economics
University of Portland 2000 — 2001
Computer Science
Arjun Mehta's Smith Barney Experience January 2006 - September 2006
Job Director Business Development at S2 Global, an OSI Systems company
Industry Electrical/Electronic Manufacturing
Experience
S2 Global, an OSI Systems Company June 2014 - Present
Rapiscan Systems, an OSI Systems company February 2012 - June 2014
Rapiscan Systems, an OSI Systems company August 2010 - April 2012
Spacelabs Healthcare, an OSI Systems company September 2009 - August 2010
Spacelabs Healthcare, an OSI Systems company November 2006 - September 2009
Smith Barney January 2006 - September 2006
Roth Capital Partners 2002 - 2005
Skills
Cross-functional Team..., Competitive Analysis, International Sales, Product Launch, Product Management, Product Marketing, Start-ups, Project Management, Business Strategy, Medical Devices, Business Development, Strategic Planning, Financial Modeling, Marketing Strategy, Strategy, Forecasting, New Business Development, Process Improvement, Market Research, Program Management, Strategic Partnerships, Product Development
Education
University of Southern California - Marshall School of Business 2010 — 2013
MBA, Business Administration
University of California, Los Angeles 2004 — 2006
University of Southern California
S2 Global, an OSI Systems Company June 2014 - Present
Rapiscan Systems, an OSI Systems company February 2012 - June 2014
Rapiscan Systems, an OSI Systems company August 2010 - April 2012
Spacelabs Healthcare, an OSI Systems company September 2009 - August 2010
Spacelabs Healthcare, an OSI Systems company November 2006 - September 2009
Smith Barney January 2006 - September 2006
Roth Capital Partners 2002 - 2005
Skills
Cross-functional Team..., Competitive Analysis, International Sales, Product Launch, Product Management, Product Marketing, Start-ups, Project Management, Business Strategy, Medical Devices, Business Development, Strategic Planning, Financial Modeling, Marketing Strategy, Strategy, Forecasting, New Business Development, Process Improvement, Market Research, Program Management, Strategic Partnerships, Product Development
Education
University of Southern California - Marshall School of Business 2010 — 2013
MBA, Business Administration
University of California, Los Angeles 2004 — 2006
University of Southern California
Joshua Mesenburg's Smith Barney Experience July 2005 - December 2008
Job Financial Advisor / Senior Account Executive
Industry Financial Services
Experience
UIS Insurance & Investments May 2012 - Present
Wealth Management July 2005 - Present
Huntington Investment Company October 2010 - May 2012
Huntington National Bank January 2010 - October 2010
Fifth Third Bank April 2009 - January 2010
Smith Barney July 2005 - December 2008
Cedar Fair L.P. May 2003 - August 2003
Cedar Fair L.P. May 2002 - August 2002
Cedar Fair L.P. May 2001 - August 2001
Mesenburg Farms 1995 - 2000
Skills
Finance, Risk Management, Series 7, Financial Analysis, Mutual Funds, Life & Health Insurance..., Portfolio Management, Series 65, Financial Advisory, FINRA, Series 63, Managerial Finance, Corporate Finance, Economics, Sales, Analytical Skills, Series 3
Education
University of Arizona, Eller College of Management 2003 — 2004
Master of Science, Finance
University of Arizona, Eller College of Management 1999 — 2003
Bachelor of Science, Economics
UIS Insurance & Investments May 2012 - Present
Wealth Management July 2005 - Present
Huntington Investment Company October 2010 - May 2012
Huntington National Bank January 2010 - October 2010
Fifth Third Bank April 2009 - January 2010
Smith Barney July 2005 - December 2008
Cedar Fair L.P. May 2003 - August 2003
Cedar Fair L.P. May 2002 - August 2002
Cedar Fair L.P. May 2001 - August 2001
Mesenburg Farms 1995 - 2000
Skills
Finance, Risk Management, Series 7, Financial Analysis, Mutual Funds, Life & Health Insurance..., Portfolio Management, Series 65, Financial Advisory, FINRA, Series 63, Managerial Finance, Corporate Finance, Economics, Sales, Analytical Skills, Series 3
Education
University of Arizona, Eller College of Management 2003 — 2004
Master of Science, Finance
University of Arizona, Eller College of Management 1999 — 2003
Bachelor of Science, Economics
Haohui Wang's Smith Barney Experience 1996 - 1997
Job Unix Engineer at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase October 2013 - Present
Imagine Software March 2007 - September 2013
Goldman Sachs August 2005 - September 2006
Deutsche Bank 1998 - 2005
Smith Barney 1996 - 1997
New York Law Journal January 1996 - December 1996
Skills
Perl, Trading Systems, Market Data, Unix, Solaris, Electronic Trading, Sybase, Programming, Unix Shell Scripting, Fixed Income, SDLC, Shell Scripting, High Availability, Disaster Recovery, Red Hat Linux, Valuation, Investments, Distressed Debt
Education
State University of New York at Buffalo 1990 — 1994
BS, Computer Science
JPMorgan Chase October 2013 - Present
Imagine Software March 2007 - September 2013
Goldman Sachs August 2005 - September 2006
Deutsche Bank 1998 - 2005
Smith Barney 1996 - 1997
New York Law Journal January 1996 - December 1996
Skills
Perl, Trading Systems, Market Data, Unix, Solaris, Electronic Trading, Sybase, Programming, Unix Shell Scripting, Fixed Income, SDLC, Shell Scripting, High Availability, Disaster Recovery, Red Hat Linux, Valuation, Investments, Distressed Debt
Education
State University of New York at Buffalo 1990 — 1994
BS, Computer Science
Peter E. Shenas's Smith Barney Experience October 1990 - March 2008
Job President and CEO, Ariston Services Group, LLC
Industry Financial Services
Experience
Ariston Services Group, LLC March 2008 - Present
Smith Barney October 1990 - March 2008
Thomas Green-San Diego Securities August 1987 - October 1990
Skills
Finance, Retirement Planning, Financial Services, Leadership, Investments, Financial Advisory, Marketing, Investment Management, Wealth Management, Management, Mutual Funds, Small Business, Strategic Planning, Asset Management, Customer Service, Portfolio Management, Series 7, Estate Planning, Alternative Investments, Investment Strategies
Education
University of California, Los Angeles 1981 — 1987
BA, Political Science
Ariston Services Group, LLC March 2008 - Present
Smith Barney October 1990 - March 2008
Thomas Green-San Diego Securities August 1987 - October 1990
Skills
Finance, Retirement Planning, Financial Services, Leadership, Investments, Financial Advisory, Marketing, Investment Management, Wealth Management, Management, Mutual Funds, Small Business, Strategic Planning, Asset Management, Customer Service, Portfolio Management, Series 7, Estate Planning, Alternative Investments, Investment Strategies
Education
University of California, Los Angeles 1981 — 1987
BA, Political Science
Mark Lamb's Smith Barney Experience 1989 - 1993
Job Senior Financial Consultant at Financial West Group
Industry Financial Services
Experience
Financial West Group June 2008 - Present
The Shemano Group 2002 - 2008
Well Fargo Advisors 2000 - 2001
Van Kasper & Co 1997 - 2000
Kidder Peabody 1994 - 1996
Smith Barney 1989 - 1993
Drexel Burnham Lambert 1985 - 1989
Skills
Wealth Management, Hedge Funds, Series 7, Investments, Finance, Private Equity, Risk Management, Strategic Planning, Series 63, Securities, Equities
Education
University of California, Santa Barbara 1980 — 1985
BA Business Economics, Finance
Financial West Group June 2008 - Present
The Shemano Group 2002 - 2008
Well Fargo Advisors 2000 - 2001
Van Kasper & Co 1997 - 2000
Kidder Peabody 1994 - 1996
Smith Barney 1989 - 1993
Drexel Burnham Lambert 1985 - 1989
Skills
Wealth Management, Hedge Funds, Series 7, Investments, Finance, Private Equity, Risk Management, Strategic Planning, Series 63, Securities, Equities
Education
University of California, Santa Barbara 1980 — 1985
BA Business Economics, Finance
Beth Cooper's Smith Barney Experience July 2007 - July 2008
Job TPA Services Regional Marketing Director (Central) at John Hancock Financial Services
Industry Financial Services
Experience
John Hancock Financial Services September 2015 - Present
University of Arizona Planned Giving Advisory Council January 2011 - Present
Pinnacle Plan Design, LLC December 2013 - September 2015
Women's Foundation of Southern Arizona July 2013 - January 2014
Merrill Lynch July 2008 - November 2013
Arizona Theatre Company January 2008 - January 2013
Planned Giving Roundtable of So. Arizona January 2012 - December 2012
Arizona Citizens for the Arts 2007 - 2010
Smith Barney July 2007 - July 2008
Western States Arts Federation May 2003 - May 2007
Skills
Small Business, Charities, Philanthropy, Non-profits, Fundraising, Strategic Planning, Public Speaking, Retirement, 401k, Estate Planning, Retirement Planning, Pensions, Wealth Management, Asset Managment, Strategic Financial..., Nonprofits, Employee Benefits, Government, Asset Management, Grants
Education
University of Arizona, Eller College of Management 1996 — 2000
BSBA, Finance & Business Management
John Hancock Financial Services September 2015 - Present
University of Arizona Planned Giving Advisory Council January 2011 - Present
Pinnacle Plan Design, LLC December 2013 - September 2015
Women's Foundation of Southern Arizona July 2013 - January 2014
Merrill Lynch July 2008 - November 2013
Arizona Theatre Company January 2008 - January 2013
Planned Giving Roundtable of So. Arizona January 2012 - December 2012
Arizona Citizens for the Arts 2007 - 2010
Smith Barney July 2007 - July 2008
Western States Arts Federation May 2003 - May 2007
Skills
Small Business, Charities, Philanthropy, Non-profits, Fundraising, Strategic Planning, Public Speaking, Retirement, 401k, Estate Planning, Retirement Planning, Pensions, Wealth Management, Asset Managment, Strategic Financial..., Nonprofits, Employee Benefits, Government, Asset Management, Grants
Education
University of Arizona, Eller College of Management 1996 — 2000
BSBA, Finance & Business Management
Toby Brown's Smith Barney Experience June 2003 - December 2004
Job Corporate Strategy at Wells Fargo
Industry Financial Services
Experience
Wells Fargo April 2012 - Present
Wells Fargo July 2008 - March 2012
Wells Fargo January 2008 - July 2008
Wells Fargo October 2006 - January 2008
Wells Fargo September 2005 - September 2006
Smith Barney June 2003 - December 2004
Golden State Warriors October 2003 - September 2004
Education
University of California, Berkeley
Wells Fargo April 2012 - Present
Wells Fargo July 2008 - March 2012
Wells Fargo January 2008 - July 2008
Wells Fargo October 2006 - January 2008
Wells Fargo September 2005 - September 2006
Smith Barney June 2003 - December 2004
Golden State Warriors October 2003 - September 2004
Education
University of California, Berkeley
Audrey Chang's Smith Barney Experience August 2005 - January 2009
Job Branch Service Manager Senior Registered Client Associate at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management June 2014 - Present
Morgan Stanley Wealth Management January 2009 - June 2014
Smith Barney August 2005 - January 2009
Merrill Lynch April 2000 - August 2005
Skills
Series 63, Wealth Management, Series 7, Uniform Combined State..., Retirement Planning, Asset Allocation, Mutual Funds, Series 65, FINRA, Securities, Investment Advisory, Investment Strategies, Retirement, Alternative Investments, Equities, Investments, Fixed Annuities, Fixed Income, Financial Advisory, Strategic Financial..., Wealth Management..., Portfolio Management, Asset Management
Education
University of California, San Diego 1995 — 2000
RBC Wealth Management June 2014 - Present
Morgan Stanley Wealth Management January 2009 - June 2014
Smith Barney August 2005 - January 2009
Merrill Lynch April 2000 - August 2005
Skills
Series 63, Wealth Management, Series 7, Uniform Combined State..., Retirement Planning, Asset Allocation, Mutual Funds, Series 65, FINRA, Securities, Investment Advisory, Investment Strategies, Retirement, Alternative Investments, Equities, Investments, Fixed Annuities, Fixed Income, Financial Advisory, Strategic Financial..., Wealth Management..., Portfolio Management, Asset Management
Education
University of California, San Diego 1995 — 2000
Alice Katz's Smith Barney Experience Registered Sales AssociateMorgan Stanley Smith Barney2005 - Present
Job Registered Associate at Smith Barney
Industry Financial Services
Experience
Smith Barney Registered Sales AssociateMorgan Stanley Smith Barney2005 - Present
Education
University of California, Los Angeles 1975 — 1979
Smith Barney Registered Sales AssociateMorgan Stanley Smith Barney2005 - Present
Education
University of California, Los Angeles 1975 — 1979
William Terrell's Smith Barney Experience March 1985 - February 2005
Job Senior Vice President, Global Wealth Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch January 2013 - Present
Morgan Stanley August 2007 - January 2013
UBS Financial Services February 2005 - August 2007
Smith Barney March 1985 - February 2005
Skills
Finance, Retirement Planning, Alternative Investments, Series 7, Asset Allocation, Investments, Financial Modeling, Wealth Management, Securities, Series 63, Series 65, Series 66, Financial Advisory, Financial Analysis, Investment Advisory, Consultation, Uniform Combined State..., Investment Strategies, Wealth Management..., Separately Managed..., 401k Rollovers, Fixed Income, Investment Management, Bonds, IRAs, Retirement, Equities, High Net Worth..., Asset Management, Portfolio Management, 401k, Strategic Financial..., Wealth, Municipal Bonds, Options, Wealth Accumulation, Financial Services, Retirement Plan..., Private Banking, Stocks, Pensions, Saving for Education, Credit, College Savings Plans, Mutual Funds, ETFs, Financial Planning, FINRA, Capital Markets
Education
University of California, Santa Cruz
Merrill Lynch January 2013 - Present
Morgan Stanley August 2007 - January 2013
UBS Financial Services February 2005 - August 2007
Smith Barney March 1985 - February 2005
Skills
Finance, Retirement Planning, Alternative Investments, Series 7, Asset Allocation, Investments, Financial Modeling, Wealth Management, Securities, Series 63, Series 65, Series 66, Financial Advisory, Financial Analysis, Investment Advisory, Consultation, Uniform Combined State..., Investment Strategies, Wealth Management..., Separately Managed..., 401k Rollovers, Fixed Income, Investment Management, Bonds, IRAs, Retirement, Equities, High Net Worth..., Asset Management, Portfolio Management, 401k, Strategic Financial..., Wealth, Municipal Bonds, Options, Wealth Accumulation, Financial Services, Retirement Plan..., Private Banking, Stocks, Pensions, Saving for Education, Credit, College Savings Plans, Mutual Funds, ETFs, Financial Planning, FINRA, Capital Markets
Education
University of California, Santa Cruz
Garnette Hatchett's Smith Barney Experience 1985 - 1991
Job Project Manager at The University of Alabama
Industry Construction
Experience
The University of Alabama Project Manager, Corporate Properties & Services OrganizationGeneral ElectricOctober 2000 - February 2005
General Electric 1999 - 2005
SouthTrust Bank 1993 - 1999
Smith Barney 1985 - 1991
Skills
Microsoft Office, Space planning, Construction, AutoCAD, Construction Management, Project Management, Submittals, Contract Negotiation, Strategic Planning, CAD, Project Estimation, Budgets, MS Project, Contract Management, Project Planning
Education
University of Alabama 1974 — 1976
The University of Alabama Project Manager, Corporate Properties & Services OrganizationGeneral ElectricOctober 2000 - February 2005
General Electric 1999 - 2005
SouthTrust Bank 1993 - 1999
Smith Barney 1985 - 1991
Skills
Microsoft Office, Space planning, Construction, AutoCAD, Construction Management, Project Management, Submittals, Contract Negotiation, Strategic Planning, CAD, Project Estimation, Budgets, MS Project, Contract Management, Project Planning
Education
University of Alabama 1974 — 1976
Izac Chyou's Smith Barney Experience June 2007 - June 2009
Job Client Serivce Analyst at Wellington Management
Industry Financial Services
Experience
Wellington Management 2010 - Present
Smith Barney June 2007 - June 2009
Bear Stearns May 2004 - January 2005
Morgan Stanley March 2004 - June 2004
Skills
Asset Management, Equities, Bloomberg, Client Services, Alternative Investments, Financial Analysis, Investments, Portfolio Management
Education
University of California, Davis
BA, Economics
Wellington Management 2010 - Present
Smith Barney June 2007 - June 2009
Bear Stearns May 2004 - January 2005
Morgan Stanley March 2004 - June 2004
Skills
Asset Management, Equities, Bloomberg, Client Services, Alternative Investments, Financial Analysis, Investments, Portfolio Management
Education
University of California, Davis
BA, Economics
Samson Ho's Smith Barney Experience 1998 - 2000
Job Fortune 500 Executive with Turnaround, M&A and Startup Experiences
Industry Financial Services
Experience
Institutional Fund Investments 2007 - Present
Fidelity National Financial 2004 - 2007
First American Financial 2002 - 2004
PricewaterhouseCoopers 2000 - 2001
Smith Barney 1998 - 2000
Skills
New Business Development, Financial Analysis, Strategic Planning, Sellers, Entrepreneurship, REO, Start-ups, Mergers & Acquisitions, Real Estate, Insurance, Auditing, Investment Properties, Single Family Homes, Finance, Foreclosures, First Time Home Buyers, Short Sales, Real Estate Transactions, Sales, Mergers
Education
University of California, Santa Barbara
B.A.
Institutional Fund Investments 2007 - Present
Fidelity National Financial 2004 - 2007
First American Financial 2002 - 2004
PricewaterhouseCoopers 2000 - 2001
Smith Barney 1998 - 2000
Skills
New Business Development, Financial Analysis, Strategic Planning, Sellers, Entrepreneurship, REO, Start-ups, Mergers & Acquisitions, Real Estate, Insurance, Auditing, Investment Properties, Single Family Homes, Finance, Foreclosures, First Time Home Buyers, Short Sales, Real Estate Transactions, Sales, Mergers
Education
University of California, Santa Barbara
B.A.
Rodney George's Smith Barney Experience November 2001 - May 2006
Job CEO, Hire Power, LLC
Industry Financial Services
Experience
Hire Power, LLC July 2006 - Present
CEG Worldwide 2007 - 2008
Smith Barney November 2001 - May 2006
First Union Securities September 1999 - November 2001
Morgan Stanley May 1994 - September 1999
Prudential Securities May 1992 - May 1994
Education
University of Arkansas at Little Rock 1970 — 1975
Hire Power, LLC July 2006 - Present
CEG Worldwide 2007 - 2008
Smith Barney November 2001 - May 2006
First Union Securities September 1999 - November 2001
Morgan Stanley May 1994 - September 1999
Prudential Securities May 1992 - May 1994
Education
University of Arkansas at Little Rock 1970 — 1975
Keith Goodman's Smith Barney Experience January 1993 - January 2012
Job Entrepreneur & Real Estate Investor
Industry Real Estate
Experience
Self Employed January 2012 - Present
Smith Barney January 1993 - January 2012
ML Stern & Co January 1992 - January 1993
Skills
Real Estate, Wealth Management, Investments, Financial Modeling, Alternative Investments
Education
University of California, Los Angeles
Self Employed January 2012 - Present
Smith Barney January 1993 - January 2012
ML Stern & Co January 1992 - January 1993
Skills
Real Estate, Wealth Management, Investments, Financial Modeling, Alternative Investments
Education
University of California, Los Angeles
Howard Yee's Smith Barney Experience October 1994 - May 2007
Job Release Engineer at Daylife.com
Industry Computer Software
Experience
Daylife.com August 2007 - Present
Smith Barney October 1994 - May 2007
Coefficient System Corp June 1993 - August 1994
PCR Personal Computer January 1992 - June 1993
Education
University at Buffalo 1986 — 1991
Bachelor of Science, Aerospace Engineering
Daylife.com August 2007 - Present
Smith Barney October 1994 - May 2007
Coefficient System Corp June 1993 - August 1994
PCR Personal Computer January 1992 - June 1993
Education
University at Buffalo 1986 — 1991
Bachelor of Science, Aerospace Engineering
Barbara Rishel's Smith Barney Experience Senior Portfolio ManagerMTB Investment AdvisorsMay 2000 - January 2005
Job Financial Advisor at Smith Barney
Industry Capital Markets
Experience
Smith Barney Senior Portfolio ManagerMTB Investment AdvisorsMay 2000 - January 2005
Education
University of Baltimore 1982 — 1984
MBA, Finance
University of Baltimore 1980 — 1982
BS, Finance
Smith Barney Senior Portfolio ManagerMTB Investment AdvisorsMay 2000 - January 2005
Education
University of Baltimore 1982 — 1984
MBA, Finance
University of Baltimore 1980 — 1982
BS, Finance
Wendy McKinney's Smith Barney Experience 2007 - 2010
Job Chief Development Officer at American Red Cross of San Diego/Imperial Counties
Industry Fund-Raising
Experience
American Red Cross - San Diego/Imperial Counties Chapter May 2015 - Present
NHA June 2010 - April 2015
Smith Barney 2007 - 2010
Vision Consulting September 2003 - July 2007
Wachovia/Info One January 2003 - January 2005
AIG SunAmerica May 1990 - December 2002
Skills
Investments, Investment Strategies, Equities, Series 7, Retirement Planning, Wealth Management, Mutual Funds, Asset Allocation, Strategic Financial..., Investment Advisory, Series 63, Retirement, Portfolio Management, Securities, Financial Advisory, Estate Planning, Alternative Investments, Uniform Combined State..., Asset Management, Fixed Annuities, Fundraising, Business Development, Community Relations, Relationship Building
Education
University of California, Los Angeles 1983 — 1989
Bachelor of Arts (B.A.), Economics
American Red Cross - San Diego/Imperial Counties Chapter May 2015 - Present
NHA June 2010 - April 2015
Smith Barney 2007 - 2010
Vision Consulting September 2003 - July 2007
Wachovia/Info One January 2003 - January 2005
AIG SunAmerica May 1990 - December 2002
Skills
Investments, Investment Strategies, Equities, Series 7, Retirement Planning, Wealth Management, Mutual Funds, Asset Allocation, Strategic Financial..., Investment Advisory, Series 63, Retirement, Portfolio Management, Securities, Financial Advisory, Estate Planning, Alternative Investments, Uniform Combined State..., Asset Management, Fixed Annuities, Fundraising, Business Development, Community Relations, Relationship Building
Education
University of California, Los Angeles 1983 — 1989
Bachelor of Arts (B.A.), Economics
Jerome Greene Jr.'s Smith Barney Experience 1992 - 1996
Job Merrill Lynch
Industry Capital Markets
Experience
Merrill Lynch November 2008 - Present
Banc of America Securities 1996 - 2008
Smith Barney 1992 - 1996
Education
University at Buffalo
Merrill Lynch November 2008 - Present
Banc of America Securities 1996 - 2008
Smith Barney 1992 - 1996
Education
University at Buffalo
Jason Schiff's Smith Barney Experience 2004 - 2006
Job VP of Marketing and Investor Relations at ZweigDiMenna
Industry Investment Management
Experience
Zweig-DiMenna Associates June 2009 - Present
JPMorgan February 2006 - February 2008
Smith Barney 2004 - 2006
Skills
Hedge Funds
Education
University of Arizona 2000 — 2004
Zweig-DiMenna Associates June 2009 - Present
JPMorgan February 2006 - February 2008
Smith Barney 2004 - 2006
Skills
Hedge Funds
Education
University of Arizona 2000 — 2004
David Ormont's Smith Barney Experience June 2003 - August 2003
Job Head Trainer, Monthly Services at US Best Repair Service, Inc.
Industry Financial Services
Experience
US Best Repairs January 2012 - Present
US Best Repair Service, Inc. February 2011 - January 2012
US Best Repairs September 2010 - February 2011
US Census Bureau May 2010 - July 2010
Crown Realty and Development November 2006 - December 2006
The Mike Ferry Organization June 2006 - September 2006
Ultimate Staffing 2006 - 2006
Accountemps 2006 - 2006
Smith Barney June 2003 - August 2003
Skills
Excel, Research, Microsoft Office, Word, PowerPoint, Microsoft Excel, Outlook, Training, Project Management
Education
University of California, Berkeley 2002 — 2007
BA, Economics
Woodbridge
US Best Repairs January 2012 - Present
US Best Repair Service, Inc. February 2011 - January 2012
US Best Repairs September 2010 - February 2011
US Census Bureau May 2010 - July 2010
Crown Realty and Development November 2006 - December 2006
The Mike Ferry Organization June 2006 - September 2006
Ultimate Staffing 2006 - 2006
Accountemps 2006 - 2006
Smith Barney June 2003 - August 2003
Skills
Excel, Research, Microsoft Office, Word, PowerPoint, Microsoft Excel, Outlook, Training, Project Management
Education
University of California, Berkeley 2002 — 2007
BA, Economics
Woodbridge
Allan Galvez's Smith Barney Experience July 2007 - September 2007
Job Senior Rate Analyst
Industry Utilities
Experience
Smith Barney July 2007 - September 2007
Goal Financial February 2003 - April 2007
Education
University of California, San Diego
Smith Barney July 2007 - September 2007
Goal Financial February 2003 - April 2007
Education
University of California, San Diego
Tianqi (John) Zhu's Smith Barney Experience June 2007 - August 2007
Job Trader
Industry Financial Services
Experience
Optiver August 2010 - Present
UC Berkeley August 2006 - May 2010
Citigroup June 2009 - August 2009
MSCI Barra June 2008 - August 2008
Smith Barney June 2007 - August 2007
Skills
Trading, Portfolio Management, Derivatives, Options, Capital Markets, Financial Analysis
Education
University of California, Berkeley 2006 — 2010
BA, Mathematics, Statistics, Economics
Optiver August 2010 - Present
UC Berkeley August 2006 - May 2010
Citigroup June 2009 - August 2009
MSCI Barra June 2008 - August 2008
Smith Barney June 2007 - August 2007
Skills
Trading, Portfolio Management, Derivatives, Options, Capital Markets, Financial Analysis
Education
University of California, Berkeley 2006 — 2010
BA, Mathematics, Statistics, Economics
Jeff Chandler's Smith Barney Experience February 1999 - April 2004
Job Director of Sales at European Wine Resource
Industry Wine and Spirits
Experience
Jackson Family Wines - Cultivate Your Career with JFW June 2013 - Present
European Wine Resource February 2012 - Present
Southern Wine & Spirits August 2011 - February 2012
Water and Wine July 2009 - August 2011
Kapcsandy Family Winery/Grand Cru Imports, LLC September 2008 - July 2009
Billington Imports January 2007 - July 2008
Nevada Wine Agents July 2005 - November 2006
Southern Wine & Spirits April 2004 - April 2005
Smith Barney February 1999 - April 2004
AIG January 1992 - December 1998
Skills
WSET Advanced, CPCU, ARM, Wine Tasting, Wine, Wineries, Beer, Food, Winemaking, Marketing Strategy, Marketing, Food Pairing, Restaurants, Sales Management, Forecasting, Beverage Industry, Menu Development, Fine Dining, Wine Lists, Restaurant Management, Alcoholic Beverages, Event Management, Food & Beverage, Sales, Hospitality, Hotels, Sales Operations, Cooking, Wine & Spirits Industry, Distributors, National Accounts, Champagne, IRI, Market Planning, Pricing, Key Account Development, Selling, Trade Marketing, Brand Management
Education
WSET 2013 — 2014
Advanced, Working on Diploma
University of California, Berkeley 1987 — 1991
Bachelor of Arts, Psychology
Northgate High School 1983 — 1987
3.71 GPA, General Studies
Jackson Family Wines - Cultivate Your Career with JFW June 2013 - Present
European Wine Resource February 2012 - Present
Southern Wine & Spirits August 2011 - February 2012
Water and Wine July 2009 - August 2011
Kapcsandy Family Winery/Grand Cru Imports, LLC September 2008 - July 2009
Billington Imports January 2007 - July 2008
Nevada Wine Agents July 2005 - November 2006
Southern Wine & Spirits April 2004 - April 2005
Smith Barney February 1999 - April 2004
AIG January 1992 - December 1998
Skills
WSET Advanced, CPCU, ARM, Wine Tasting, Wine, Wineries, Beer, Food, Winemaking, Marketing Strategy, Marketing, Food Pairing, Restaurants, Sales Management, Forecasting, Beverage Industry, Menu Development, Fine Dining, Wine Lists, Restaurant Management, Alcoholic Beverages, Event Management, Food & Beverage, Sales, Hospitality, Hotels, Sales Operations, Cooking, Wine & Spirits Industry, Distributors, National Accounts, Champagne, IRI, Market Planning, Pricing, Key Account Development, Selling, Trade Marketing, Brand Management
Education
WSET 2013 — 2014
Advanced, Working on Diploma
University of California, Berkeley 1987 — 1991
Bachelor of Arts, Psychology
Northgate High School 1983 — 1987
3.71 GPA, General Studies
Corey Spanier's Smith Barney Experience January 2005 - May 2005
Job Finance Director, Global Assurance and Transformation at Dell
Industry Computer Hardware
Experience
Dell September 2012 - Present
Dell May 2010 - November 2012
DELL, INC August 2008 - May 2010
DELL, INC June 2006 - August 2008
CLUB Z IN HOME TUTORING January 2005 - June 2006
DELL, INC June 2005 - August 2005
SMITH BARNEY January 2005 - May 2005
UNIVERSITY OF ARIZONA August 1999 - May 2003
AON CORPORATION May 2001 - August 2002
Skills
Controllership Functions, Financial Analysis, Corporate Finance, Internal Audit, Consulting, Process Improvement, Six Sigma, Simplification, Process Management, Analysis, Finance, Financial Reporting, Leadership, Sarbanes-Oxley Act
Education
University of Miami - School of Business 2004 — 2006
Master of Business Administration, Marketing/ Six Sigma Management
University of Colorado Boulder 2003 — 2004
Post Graduate Education, Secondary Education
University of Arizona 1998 — 2003
Bachelor of Arts, major Economics
Dell September 2012 - Present
Dell May 2010 - November 2012
DELL, INC August 2008 - May 2010
DELL, INC June 2006 - August 2008
CLUB Z IN HOME TUTORING January 2005 - June 2006
DELL, INC June 2005 - August 2005
SMITH BARNEY January 2005 - May 2005
UNIVERSITY OF ARIZONA August 1999 - May 2003
AON CORPORATION May 2001 - August 2002
Skills
Controllership Functions, Financial Analysis, Corporate Finance, Internal Audit, Consulting, Process Improvement, Six Sigma, Simplification, Process Management, Analysis, Finance, Financial Reporting, Leadership, Sarbanes-Oxley Act
Education
University of Miami - School of Business 2004 — 2006
Master of Business Administration, Marketing/ Six Sigma Management
University of Colorado Boulder 2003 — 2004
Post Graduate Education, Secondary Education
University of Arizona 1998 — 2003
Bachelor of Arts, major Economics
Brittany Sherman's Smith Barney Experience November 2006 - April 2008
Job Real Estate Agent at Westside Estate Agency
Industry Entertainment
Experience
CBS Interactive October 2013 - April 2014
CBS Interactive April 2012 - October 2013
CBS Interactive June 2010 - April 2012
CBS Mobile November 2008 - July 2010
Smith Barney November 2006 - April 2008
Skills
Video Games, Digital Media, Mobile Games, New Media, Mobile Applications, Mobile Devices, Content Strategy, Social Media, Facebook, iPhone, Mobile Advertising, Community Management, Entertainment, User Experience, Video, Digital Strategy, Real Estate
Education
University of California, Santa Barbara
BA, Communication
CBS Interactive October 2013 - April 2014
CBS Interactive April 2012 - October 2013
CBS Interactive June 2010 - April 2012
CBS Mobile November 2008 - July 2010
Smith Barney November 2006 - April 2008
Skills
Video Games, Digital Media, Mobile Games, New Media, Mobile Applications, Mobile Devices, Content Strategy, Social Media, Facebook, iPhone, Mobile Advertising, Community Management, Entertainment, User Experience, Video, Digital Strategy, Real Estate
Education
University of California, Santa Barbara
BA, Communication
ERIC SCHRAGEN's Smith Barney Experience January 1993 - April 1998
Job Owner, INTEGRITY FINANCIAL SERVICES
Industry Insurance
Experience
INTEGRITY FINANCIAL SERVICES November 2001 - Present
ZACHARY JACKSON May 1998 - October 2000
SMITH BARNEY January 1993 - April 1998
GIBRALTAR SECURITIES November 1990 - December 1992
Skills
Fixed Annuities, Health Insurance, Retirement Planning, Retirement, Portfolio Management, Medicare, Insurance, Financial Planners, Employee Benefits, Strategic Financial..., Term Life Insurance, Long Term Care Insurance, Investments, Long-term Care, Disability Insurance, Financial Planning, Whole Life, Brokers, Group Insurance, Small Business, Estate Planning, Critical Illness, Medicare Part D, IRAs, Wealth Management..., Universal Life, Annuities, Long Term Care, Wealth Transfer, College Savings Plans, Wealth Preservation, IRA Rollovers, 401k Rollovers, Charitable Giving, Key Person Insurance, Group Benefits, Medicare Supplements, MEDICARE ADVANTAGE, Insurance Planning, Healthcare, Tax, Annuity, Medicare Prescription..., Accident Insurance, Asset Protection, Charities, Health Savings Accounts, 401k, Digital Estate Planning
Education
University of Arizona 1986 — 1990
BUSINESS ADMINISTRATION, FINANCE
INTEGRITY FINANCIAL SERVICES November 2001 - Present
ZACHARY JACKSON May 1998 - October 2000
SMITH BARNEY January 1993 - April 1998
GIBRALTAR SECURITIES November 1990 - December 1992
Skills
Fixed Annuities, Health Insurance, Retirement Planning, Retirement, Portfolio Management, Medicare, Insurance, Financial Planners, Employee Benefits, Strategic Financial..., Term Life Insurance, Long Term Care Insurance, Investments, Long-term Care, Disability Insurance, Financial Planning, Whole Life, Brokers, Group Insurance, Small Business, Estate Planning, Critical Illness, Medicare Part D, IRAs, Wealth Management..., Universal Life, Annuities, Long Term Care, Wealth Transfer, College Savings Plans, Wealth Preservation, IRA Rollovers, 401k Rollovers, Charitable Giving, Key Person Insurance, Group Benefits, Medicare Supplements, MEDICARE ADVANTAGE, Insurance Planning, Healthcare, Tax, Annuity, Medicare Prescription..., Accident Insurance, Asset Protection, Charities, Health Savings Accounts, 401k, Digital Estate Planning
Education
University of Arizona 1986 — 1990
BUSINESS ADMINISTRATION, FINANCE
jennifer smith (michelson)'s Smith Barney Experience 1991 - 1993
Job Principal at Western States Business Consultants
Industry Banking
Experience
Western States Business Consultants 2014 - Present
Ormat Tecnologies September 2010 - January 2014
Bank of America 1998 - 1999
Goldman Sachs 1993 - 1999
smith barney 1991 - 1993
Skills
Equities, Mergers, Strategic Planning, Team Building, Product Development, Small Business Lending, Cloud Computing, Change Management, Commodity, Call Center, Renovation, Space-planning, Customer Retention, Interior Design, Mergers & Acquisitions, Banking, Finance, Management, Investments, Portfolio Management
Education
New York University - Leonard N. Stern School of Business 1989 — 1991
mba, International Finance
UCLA 1982 — 1986
Bachelor of Arts (BA), Economics
Western States Business Consultants 2014 - Present
Ormat Tecnologies September 2010 - January 2014
Bank of America 1998 - 1999
Goldman Sachs 1993 - 1999
smith barney 1991 - 1993
Skills
Equities, Mergers, Strategic Planning, Team Building, Product Development, Small Business Lending, Cloud Computing, Change Management, Commodity, Call Center, Renovation, Space-planning, Customer Retention, Interior Design, Mergers & Acquisitions, Banking, Finance, Management, Investments, Portfolio Management
Education
New York University - Leonard N. Stern School of Business 1989 — 1991
mba, International Finance
UCLA 1982 — 1986
Bachelor of Arts (BA), Economics
Margaret Bond's Smith Barney Experience September 1980 - March 1982
Job Director at MUFG Union Bank
Industry Financial Services
Experience
Union Bank, N.A. September 1998 - November 2004
The Bank of New York February 1996 - August 1997
Bank of America June 1993 - February 1995
Bear Stearns February 1993 - June 1993
Alex Brown & Sons September 1991 - February 1993
Bear Stearns April 1982 - August 1991
Smith Barney September 1980 - March 1982
Skills
Mutual Funds, Fund Accounting, Financial Services, Investments, Equities, Securities, Fixed Income, Global Custody, Hedge Funds, Alternative Investments, Asset Management, Portfolio Management, Capital Markets, Derivatives, Management, Investment Management
Education
University of California, Berkeley 1977 — 1979
BS, Economics, Political Science
University of California, Davis 1976 — 1977
Economics
Union Bank, N.A. September 1998 - November 2004
The Bank of New York February 1996 - August 1997
Bank of America June 1993 - February 1995
Bear Stearns February 1993 - June 1993
Alex Brown & Sons September 1991 - February 1993
Bear Stearns April 1982 - August 1991
Smith Barney September 1980 - March 1982
Skills
Mutual Funds, Fund Accounting, Financial Services, Investments, Equities, Securities, Fixed Income, Global Custody, Hedge Funds, Alternative Investments, Asset Management, Portfolio Management, Capital Markets, Derivatives, Management, Investment Management
Education
University of California, Berkeley 1977 — 1979
BS, Economics, Political Science
University of California, Davis 1976 — 1977
Economics
Carrie Cahill-Asher's Smith Barney Experience November 1983 - April 2008
Job First Vice President, Investments
Industry Financial Services
Experience
Raymond James April 2008 - Present
Smith Barney November 1983 - April 2008
Education
University of California, Los Angeles 1971 — 1976
BA, Psycho-biology
Wilson High School
Raymond James April 2008 - Present
Smith Barney November 1983 - April 2008
Education
University of California, Los Angeles 1971 — 1976
BA, Psycho-biology
Wilson High School
Catherine Buckingham's Smith Barney Experience January 1999 - January 2010
Job Consultant
Industry Financial Services
Experience
Smith Barney January 1999 - January 2010
Skills
Business Development, Wealth Management, Asset Management, Entrepreneurship, Event Planning, Business Strategy, Series 7, Mutual Funds, New Business Development, Investments, Portfolio Management, Marketing Strategy, Fundraising, Alternative Investments, Product Development, Strategy, Strategic Planning, Finance, Small Business, Risk Management, Credit, Banking, Loans, Leadership, Start-ups, Sales, Strategic Partnerships, Management
Education
University of California, Los Angeles 1972 — 1974
BS, Political Science
Smith Barney January 1999 - January 2010
Skills
Business Development, Wealth Management, Asset Management, Entrepreneurship, Event Planning, Business Strategy, Series 7, Mutual Funds, New Business Development, Investments, Portfolio Management, Marketing Strategy, Fundraising, Alternative Investments, Product Development, Strategy, Strategic Planning, Finance, Small Business, Risk Management, Credit, Banking, Loans, Leadership, Start-ups, Sales, Strategic Partnerships, Management
Education
University of California, Los Angeles 1972 — 1974
BS, Political Science
Ryon Nixon's Smith Barney Experience September 2008 - February 2009
Job Associate at White and Woods LLP
Industry Law Practice
Experience
White and Woods LLP February 2015 - Present
U.S. District Court for the Central District of California August 2013 - May 2014
UCLA LAW Student August 2010 - May 2013
UNION BANK OF CALIFORNIA February 2009 - June 2009
PARK LANE INVESTMENT BANK / KREST CAPITAL PE January 2009 - June 2009
SMITH BARNEY September 2008 - February 2009
AMERICAN THERAPY January 2004 - September 2008
Skills
Research, Public Speaking, Portfolio Management, Microsoft Office, Financial Modeling, Due Diligence, Litigation
Education
UCLA SCHOOL OF LAWJ.D 2010 — 2013
Doctor of Law (J.D.), Law
University of California, Los Angeles 2006 — 2009
BA, Anthropology and Linguistics
White and Woods LLP February 2015 - Present
U.S. District Court for the Central District of California August 2013 - May 2014
UCLA LAW Student August 2010 - May 2013
UNION BANK OF CALIFORNIA February 2009 - June 2009
PARK LANE INVESTMENT BANK / KREST CAPITAL PE January 2009 - June 2009
SMITH BARNEY September 2008 - February 2009
AMERICAN THERAPY January 2004 - September 2008
Skills
Research, Public Speaking, Portfolio Management, Microsoft Office, Financial Modeling, Due Diligence, Litigation
Education
UCLA SCHOOL OF LAWJ.D 2010 — 2013
Doctor of Law (J.D.), Law
University of California, Los Angeles 2006 — 2009
BA, Anthropology and Linguistics
Joe Choi's Smith Barney Experience March 2002 - April 2003
Job Los Angeles
Industry Investment Banking
Experience
Imperial Capital, LLC October 2013 - August 2015
Wedbush Securities May 2008 - October 2013
Shinsegae, Ltd January 2008 - May 2008
CYR Int'l June 2006 - January 2008
Oppenheimer May 2003 - June 2006
Smith Barney March 2002 - April 2003
American Express Financial Advisors August 2001 - March 2002
Skills
Series 7, Hedge Funds, Equities, Investments, Equity Research, Bloomberg, Market Research, Competitive Analysis, Valuation, Mutual Funds, Capital Markets, Trading, Securities, Finance, Series 63, Asset Management, Financial Modeling
Education
University of California, Riverside 1997 — 2001
B.A., Economics
Imperial Capital, LLC October 2013 - August 2015
Wedbush Securities May 2008 - October 2013
Shinsegae, Ltd January 2008 - May 2008
CYR Int'l June 2006 - January 2008
Oppenheimer May 2003 - June 2006
Smith Barney March 2002 - April 2003
American Express Financial Advisors August 2001 - March 2002
Skills
Series 7, Hedge Funds, Equities, Investments, Equity Research, Bloomberg, Market Research, Competitive Analysis, Valuation, Mutual Funds, Capital Markets, Trading, Securities, Finance, Series 63, Asset Management, Financial Modeling
Education
University of California, Riverside 1997 — 2001
B.A., Economics
Yumiko Miyake's Smith Barney Experience January 2001 - May 2002
Job Vice President Credit Risk Manager at Chase
Industry Banking
Experience
JPMorgan Chase November 2014 - Present
JPMorgan Chase & Co. October 2007 - November 2014
JPMorgan Chase & Co. May 2006 - October 2007
Union Bank May 2002 - May 2006
SMITH BARNEY January 2001 - May 2002
Education
University of California, Irvine
JPMorgan Chase November 2014 - Present
JPMorgan Chase & Co. October 2007 - November 2014
JPMorgan Chase & Co. May 2006 - October 2007
Union Bank May 2002 - May 2006
SMITH BARNEY January 2001 - May 2002
Education
University of California, Irvine
Evan W. Price, CPA's Smith Barney Experience March 2008 - June 2008
Job Senior Accountant at SolarCity
Industry Accounting
Experience
SolarCity April 2013 - Present
Hood & Strong, LLP January 2012 - April 2013
Lindquist LLP January 2011 - January 2012
Select Staffing September 2008 - July 2010
Smith Barney March 2008 - June 2008
Skills
Financial Reporting, QuickBooks, GAAP, Accounting, Auditing, Account Reconciliation, Financial Accounting, Internal Controls, Financial Analysis, General Ledger, Payroll, Microsoft Excel, Financial Audits, Financial Statements, Outlook, Accounts Payable, Microsoft Word, Microsoft Office, US GAAP, Journal Entries
Education
University of California, Santa Cruz 2004 — 2008
BA, Business Management Economics; Emphasis in Finance & Accounting
SolarCity April 2013 - Present
Hood & Strong, LLP January 2012 - April 2013
Lindquist LLP January 2011 - January 2012
Select Staffing September 2008 - July 2010
Smith Barney March 2008 - June 2008
Skills
Financial Reporting, QuickBooks, GAAP, Accounting, Auditing, Account Reconciliation, Financial Accounting, Internal Controls, Financial Analysis, General Ledger, Payroll, Microsoft Excel, Financial Audits, Financial Statements, Outlook, Accounts Payable, Microsoft Word, Microsoft Office, US GAAP, Journal Entries
Education
University of California, Santa Cruz 2004 — 2008
BA, Business Management Economics; Emphasis in Finance & Accounting
Whitney Steininger's Smith Barney Experience January 2008 - June 2008
Job Senior Associate, Investor Relations at Addo Communications
Industry Financial Services
Experience
Addo Communications July 2015 - Present
Participant Media April 2014 - July 2015
International Lease Finance Corporation (ILFC) March 2012 - April 2014
PricewaterhouseCoopers September 2009 - March 2012
Sports Illustrated September 2007 - December 2008
PricewaterhouseCoopers June 2008 - August 2008
Smith Barney January 2008 - June 2008
20th Century Fox June 2005 - August 2005
Skills
Financial Analysis, Financial Modeling, Accounting, Auditing, Corporate Finance, Microsoft Excel, Asset Managment, Business Valuation, Financial Statement..., Financial Statements, Business Strategy, Forecasting, GAAP, Analysis, Finance, Management, Sarbanes-Oxley Act, Strategy, Internal Controls
Education
University of California, Berkeley 2005 — 2009
BA, Mass Communications
University of California, Berkeley, Haas School of Business 2005 — 2009
BS, Business Administration
Addo Communications July 2015 - Present
Participant Media April 2014 - July 2015
International Lease Finance Corporation (ILFC) March 2012 - April 2014
PricewaterhouseCoopers September 2009 - March 2012
Sports Illustrated September 2007 - December 2008
PricewaterhouseCoopers June 2008 - August 2008
Smith Barney January 2008 - June 2008
20th Century Fox June 2005 - August 2005
Skills
Financial Analysis, Financial Modeling, Accounting, Auditing, Corporate Finance, Microsoft Excel, Asset Managment, Business Valuation, Financial Statement..., Financial Statements, Business Strategy, Forecasting, GAAP, Analysis, Finance, Management, Sarbanes-Oxley Act, Strategy, Internal Controls
Education
University of California, Berkeley 2005 — 2009
BA, Mass Communications
University of California, Berkeley, Haas School of Business 2005 — 2009
BS, Business Administration
Dan Hoeck's Smith Barney Experience July 2008 - April 2009
Job Associate Ecommerce Product Manager at Esurance
Industry Internet
Experience
Esurance March 2015 - Present
Stealth Mode Startup May 2014 - February 2015
SocLyfe (Pix) March 2013 - May 2014
Loring Ward March 2010 - March 2013
Loring Ward September 2009 - March 2010
Smith Barney July 2008 - April 2009
Scottrade April 2007 - July 2008
Cushman & Wakefield June 2006 - September 2006
TeleSoft Partners June 2005 - September 2005
Skills
Portfolio Management, Series 7, Asset Allocation, Management, Analysis, Investments, Investment Advisory, Analytics, Investment Strategies, Business Development, Financial Advisory, Wealth Management, Asset Management, Mutual Funds, Fixed Income, Equities, Alternative Investments, Valuation, DCF Valuation, Equity Research, Equity Valuation, Capital Markets, Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Leadership, Writing, Data Analysis, Balsamiq Mockups, HTML 5, Product Management, Product Development, Agile Methodologies
Education
University of California, Davis 2002 — 2006
Bachelor of Arts (B.A.), Economics
Esurance March 2015 - Present
Stealth Mode Startup May 2014 - February 2015
SocLyfe (Pix) March 2013 - May 2014
Loring Ward March 2010 - March 2013
Loring Ward September 2009 - March 2010
Smith Barney July 2008 - April 2009
Scottrade April 2007 - July 2008
Cushman & Wakefield June 2006 - September 2006
TeleSoft Partners June 2005 - September 2005
Skills
Portfolio Management, Series 7, Asset Allocation, Management, Analysis, Investments, Investment Advisory, Analytics, Investment Strategies, Business Development, Financial Advisory, Wealth Management, Asset Management, Mutual Funds, Fixed Income, Equities, Alternative Investments, Valuation, DCF Valuation, Equity Research, Equity Valuation, Capital Markets, Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Leadership, Writing, Data Analysis, Balsamiq Mockups, HTML 5, Product Management, Product Development, Agile Methodologies
Education
University of California, Davis 2002 — 2006
Bachelor of Arts (B.A.), Economics
Robert Otis's Smith Barney Experience April 2008 - June 2009
Job Business Analyst at HunterDonaldson
Industry Financial Services
Experience
HunterDonaldson August 2012 - Present
Smith Barney April 2008 - June 2009
wm financial 2007 - 2008
Morgan Stanley 1986 - 2007
Skills
Securities, Mutual Funds, Equities, Series 7, Series 63, Retirement Planning, Investments, Asset Managment, Asset Allocation, Asset Management, Risk Management, Fixed Income, Wealth Management, Financial Services, Portfolio Management, Management, Hedge Funds, FINRA, Investment Advisory, Insurance, Banking, Trading, Finance, Credit Analysis, Credit, Financial Advisory, Financial Modeling, Financial Analysis
Education
University of California, Berkeley 1980 — 1984
ba, social science
Dominguez high school
HunterDonaldson August 2012 - Present
Smith Barney April 2008 - June 2009
wm financial 2007 - 2008
Morgan Stanley 1986 - 2007
Skills
Securities, Mutual Funds, Equities, Series 7, Series 63, Retirement Planning, Investments, Asset Managment, Asset Allocation, Asset Management, Risk Management, Fixed Income, Wealth Management, Financial Services, Portfolio Management, Management, Hedge Funds, FINRA, Investment Advisory, Insurance, Banking, Trading, Finance, Credit Analysis, Credit, Financial Advisory, Financial Modeling, Financial Analysis
Education
University of California, Berkeley 1980 — 1984
ba, social science
Dominguez high school
Joanne Llewelyn's Smith Barney Experience September 1994 - June 2001
Job Internal Relationship Manager at Symetra
Industry Financial Services
Experience
Symetra March 2015 - Present
Symetra August 2012 - March 2015
Symetra October 2011 - August 2012
Wells Fargo Investments 2004 - June 2011
Wells Fargo Investments October 2001 - 2004
Smith Barney September 1994 - June 2001
Skills
Risk Management, Leadership, Fixed Income, Vendor Management, Management, FINRA, Trading, Strategic Planning, Strategy, Securities, Training, Investments, Financial Services, Sales, Retirement, Series 7
Education
University of California, Los Angeles
B.A.
Symetra March 2015 - Present
Symetra August 2012 - March 2015
Symetra October 2011 - August 2012
Wells Fargo Investments 2004 - June 2011
Wells Fargo Investments October 2001 - 2004
Smith Barney September 1994 - June 2001
Skills
Risk Management, Leadership, Fixed Income, Vendor Management, Management, FINRA, Trading, Strategic Planning, Strategy, Securities, Training, Investments, Financial Services, Sales, Retirement, Series 7
Education
University of California, Los Angeles
B.A.
John Mullin's Smith Barney Experience May 1994 - September 1996
Job Senior Portfolio Manager at Lebenthal Asset Management
Industry Financial Services
Experience
Lebenthal Asset Management February 2014 - Present
The Roosevelt Investment Group February 2012 - January 2014
Mesirow Financial November 2008 - January 2012
Bear Stearns Asset Management June 2005 - October 2008
Prism Global Advisors, LLC/Global Guardian Group, LLC May 2002 - June 2005
ABN AMRO Bank N.V. February 1998 - February 2001
Salomon Brothers September 1996 - January 1998
Smith Barney May 1994 - September 1996
Federal Reserve Bank of New York September 1989 - May 1994
Skills
Hedge Funds, Alternative Investments, Asset Management, Equities
Education
University of California, Los Angeles 1984 — 1989
PhD, Economics
University of California, Berkeley 1977 — 1981
BA, History and Economics
Lebenthal Asset Management February 2014 - Present
The Roosevelt Investment Group February 2012 - January 2014
Mesirow Financial November 2008 - January 2012
Bear Stearns Asset Management June 2005 - October 2008
Prism Global Advisors, LLC/Global Guardian Group, LLC May 2002 - June 2005
ABN AMRO Bank N.V. February 1998 - February 2001
Salomon Brothers September 1996 - January 1998
Smith Barney May 1994 - September 1996
Federal Reserve Bank of New York September 1989 - May 1994
Skills
Hedge Funds, Alternative Investments, Asset Management, Equities
Education
University of California, Los Angeles 1984 — 1989
PhD, Economics
University of California, Berkeley 1977 — 1981
BA, History and Economics
Sandy Sutherland DeLessio's Smith Barney Experience June 1996 - April 2005
Job Staff Accountant at Malin Space Science Systems, Inc.
Industry Defense & Space
Experience
Malin Space Science Systems Inc November 2014 - Present
Modern Postcard May 2005 - Present
Smith Barney June 1996 - April 2005
Skills
GAAP, Account Reconciliation, General Ledger..., Bank Reconciliation, Fixed Assets, Journal Entries, Month End Close, Attention To Detail, Vendor Management, Inventory Valuation, Financial Reporting, Financial Statements..., Microsoft Navision, Microsoft Word, Microsoft Excel, 10 Key Touch, Navision, Financial Audits, ADP Payroll, Financial Statements, Payroll, General Ledger, Budgets, Analysis, Management, Invoicing, Accounting, Accounts Payable, Accounts Receivable, Auditing
Education
University of California, San Diego 1996 — 2000
Management Science, Economics and Accounting
St Paul's Lutheran Church & School
Malin Space Science Systems Inc November 2014 - Present
Modern Postcard May 2005 - Present
Smith Barney June 1996 - April 2005
Skills
GAAP, Account Reconciliation, General Ledger..., Bank Reconciliation, Fixed Assets, Journal Entries, Month End Close, Attention To Detail, Vendor Management, Inventory Valuation, Financial Reporting, Financial Statements..., Microsoft Navision, Microsoft Word, Microsoft Excel, 10 Key Touch, Navision, Financial Audits, ADP Payroll, Financial Statements, Payroll, General Ledger, Budgets, Analysis, Management, Invoicing, Accounting, Accounts Payable, Accounts Receivable, Auditing
Education
University of California, San Diego 1996 — 2000
Management Science, Economics and Accounting
St Paul's Lutheran Church & School
Jenniffer Andrew's Smith Barney Experience December 2001 - December 2003
Job Senior Client Associate at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors April 2015 - Present
Merrill Lynch May 2013 - March 2015
Bel Air Investment Advisors January 2007 - May 2013
Crowell, Weedon & Co. December 2003 - January 2007
Smith Barney December 2001 - December 2003
Skills
PowerPoint, Microsoft Word, Microsoft Excel, Outlook, Microsoft Office, Research, Customer Service, Photoshop, Editing, English, Windows, Budgets
Education
University of California, Santa Barbara 1996 — 2001
BUS/ECON
Wells Fargo Advisors April 2015 - Present
Merrill Lynch May 2013 - March 2015
Bel Air Investment Advisors January 2007 - May 2013
Crowell, Weedon & Co. December 2003 - January 2007
Smith Barney December 2001 - December 2003
Skills
PowerPoint, Microsoft Word, Microsoft Excel, Outlook, Microsoft Office, Research, Customer Service, Photoshop, Editing, English, Windows, Budgets
Education
University of California, Santa Barbara 1996 — 2001
BUS/ECON
Adrian Paz's Smith Barney Experience January 2008 - June 2008
Job Research Associate at Piper Jaffray
Industry Financial Services
Experience
Piper Jaffray April 2014 - Present
Bruin Value Investing January 2012 - Present
Breakwater Investment Management August 2010 - April 2014
Paramita Investments November 2007 - August 2010
Smith Barney January 2008 - June 2008
Wedbush Morgan Securities July 2007 - September 2007
Skills
Financial Modeling, Valuation, Financial Analysis, Investments, Business Valuation, Mergers, Equity Research, Mergers & Acquisitions, Capital IQ, Credit, Portfolio Management, Financial Structuring, Economics, Banking, Financial Advisory, Due Diligence
Education
University of California, Los Angeles 2005 — 2008
BA
San Dimas High School
Piper Jaffray April 2014 - Present
Bruin Value Investing January 2012 - Present
Breakwater Investment Management August 2010 - April 2014
Paramita Investments November 2007 - August 2010
Smith Barney January 2008 - June 2008
Wedbush Morgan Securities July 2007 - September 2007
Skills
Financial Modeling, Valuation, Financial Analysis, Investments, Business Valuation, Mergers, Equity Research, Mergers & Acquisitions, Capital IQ, Credit, Portfolio Management, Financial Structuring, Economics, Banking, Financial Advisory, Due Diligence
Education
University of California, Los Angeles 2005 — 2008
BA
San Dimas High School
Mindey Morrison's Smith Barney Experience December 1996 - March 2003
Job Investment Advisor/First Trust Deeds: at William Jordan Investments/Capital
Industry Investment Management
Experience
William Jordan Investments Investment Advisor/First Trust DeedsWilliam Jordan InvestmentsFinancial AdvisorEfficient Market AdvisorsDecember 2009 - May 2014
LPL Financial March 2003 - December 2009
Smith Barney December 1996 - March 2003
Skills
Investment Advisory, Wealth Management, Alternative Investments, Portfolio Management, Estate Planning, Financial Planning, Asset Management, Investment Management, Asset Allocation, Retirement Planning, Investment Strategies
Education
University of California, Los Angeles
Bachelor’s Degree, English Language and Literature/Letters
William Jordan Investments Investment Advisor/First Trust DeedsWilliam Jordan InvestmentsFinancial AdvisorEfficient Market AdvisorsDecember 2009 - May 2014
LPL Financial March 2003 - December 2009
Smith Barney December 1996 - March 2003
Skills
Investment Advisory, Wealth Management, Alternative Investments, Portfolio Management, Estate Planning, Financial Planning, Asset Management, Investment Management, Asset Allocation, Retirement Planning, Investment Strategies
Education
University of California, Los Angeles
Bachelor’s Degree, English Language and Literature/Letters
Taylor Browman's Smith Barney Experience 1992 - 2006
Job Managing Director Investments
Industry Financial Services
Experience
Wells Fargo Advisors, LLC August 2006 - Present
Smith Barney 1992 - 2006
Skills
Retirement Planning, Wealth Management
Education
University of California, Los Angeles 1975 — 1979
Bachelor of Arts (B.A.), Political Science and Government
Wells Fargo Advisors, LLC August 2006 - Present
Smith Barney 1992 - 2006
Skills
Retirement Planning, Wealth Management
Education
University of California, Los Angeles 1975 — 1979
Bachelor of Arts (B.A.), Political Science and Government
Kyle Ferguson's Smith Barney Experience June 2002 - September 2002
Job
Industry Information Technology and Services
Experience
Accenture September 2013 - Present
Accenture May 2010 - September 2013
Information Concepts March 2007 - March 2010
Innovative Technology Application February 2006 - March 2007
TRAK Services November 2005 - January 2006
University of California September 2004 - March 2005
Smith Barney June 2002 - September 2002
Skills
Analysis, Software Documentation, .NET, Unix, Database Administration, C++, Customer Support, Computer Hardware, Customer Service, Contract Management, Debugging, APIs, Quality Assurance, Integration, Microsoft SQL Server, SQL, Access, Requirements Gathering, Testing, Enterprise Architecture, Program Management, Databases, Project Management, Business Analysis
Education
University of California, Santa Barbara 2000 — 2005
Bachelor of Arts
University of Sussex (UK) 2004 — 2004
Accenture September 2013 - Present
Accenture May 2010 - September 2013
Information Concepts March 2007 - March 2010
Innovative Technology Application February 2006 - March 2007
TRAK Services November 2005 - January 2006
University of California September 2004 - March 2005
Smith Barney June 2002 - September 2002
Skills
Analysis, Software Documentation, .NET, Unix, Database Administration, C++, Customer Support, Computer Hardware, Customer Service, Contract Management, Debugging, APIs, Quality Assurance, Integration, Microsoft SQL Server, SQL, Access, Requirements Gathering, Testing, Enterprise Architecture, Program Management, Databases, Project Management, Business Analysis
Education
University of California, Santa Barbara 2000 — 2005
Bachelor of Arts
University of Sussex (UK) 2004 — 2004
Lindsey Tischuk's Smith Barney Experience June 2008 - August 2008
Job Analyst at ConocoPhillips
Industry Oil & Energy
Experience
Phillips 66 February 2012 - Present
Calash April 2010 - April 2011
Tischuk International Ltd January 2005 - January 2010
Simmons & Company International 2009 - 2010
Smith Barney June 2008 - August 2008
Morgan Stanley Smith Barney 2008 - 2008
Skills
Financial Analysis, Business Development, Business Analysis, Data Analysis, Financial Reporting, Oil/Gas, Downstream Oil & Gas, Corporate Finance, Microsoft Excel, Exceptional People..., Project Management, Project Planning, Communication Skills, Volunteering, Self-starter, Problem Solving, People-oriented, Creative..., Leadership Initiatives, Strategic Planning, Business Process..., Energy, Financial Modeling, Accounts Receivable, Analysis
Education
University of Aberdeen 2005 — 2009
MA Hons, Accounting, Finance
University of Aberdeen 2004 — 2009
M.A. Honours, Accounting and Finance 2009
Albyn School for Girls 1992 — 2004
Phillips 66 February 2012 - Present
Calash April 2010 - April 2011
Tischuk International Ltd January 2005 - January 2010
Simmons & Company International 2009 - 2010
Smith Barney June 2008 - August 2008
Morgan Stanley Smith Barney 2008 - 2008
Skills
Financial Analysis, Business Development, Business Analysis, Data Analysis, Financial Reporting, Oil/Gas, Downstream Oil & Gas, Corporate Finance, Microsoft Excel, Exceptional People..., Project Management, Project Planning, Communication Skills, Volunteering, Self-starter, Problem Solving, People-oriented, Creative..., Leadership Initiatives, Strategic Planning, Business Process..., Energy, Financial Modeling, Accounts Receivable, Analysis
Education
University of Aberdeen 2005 — 2009
MA Hons, Accounting, Finance
University of Aberdeen 2004 — 2009
M.A. Honours, Accounting and Finance 2009
Albyn School for Girls 1992 — 2004
Jay Ouellette's Smith Barney Experience August 2004 - December 2006
Job Real Estate Analyst Western Region
Industry Real Estate
Experience
Rite Aid May 2013 - Present
Rite Aid August 2012 - Present
Vallerie Service Company LLC. September 2010 - August 2012
Hampton House May 2009 - August 2009
Baltimore Museum of Industry September 2007 - August 2008
Citigroup August 2004 - December 2006
Smith Barney August 2004 - December 2006
Legg Mason December 1999 - August 2004
Legg Mason Wood Walker, Inc December 1999 - August 2004
Apartment Services October 1998 - December 1999
Skills
Customer Service, Inventory Management, Staff Management, Staff Training, Supervisory Skills, Dispatching, Reconciliations, Program Coordination, Auditing, Account Reconciliation, Invoicing, Operations Management, Payroll, Time Management, Training, Event Management
Education
University of Baltimore 2008 — 2010
BA, History
Community College of Baltimore County 2006 — 2008
AA, General Studies
Rite Aid May 2013 - Present
Rite Aid August 2012 - Present
Vallerie Service Company LLC. September 2010 - August 2012
Hampton House May 2009 - August 2009
Baltimore Museum of Industry September 2007 - August 2008
Citigroup August 2004 - December 2006
Smith Barney August 2004 - December 2006
Legg Mason December 1999 - August 2004
Legg Mason Wood Walker, Inc December 1999 - August 2004
Apartment Services October 1998 - December 1999
Skills
Customer Service, Inventory Management, Staff Management, Staff Training, Supervisory Skills, Dispatching, Reconciliations, Program Coordination, Auditing, Account Reconciliation, Invoicing, Operations Management, Payroll, Time Management, Training, Event Management
Education
University of Baltimore 2008 — 2010
BA, History
Community College of Baltimore County 2006 — 2008
AA, General Studies
Gloria Moses's Smith Barney Experience May 1992 - January 2009
Job Senior VP/Corporate Client Director at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney May 1987 - Present
Smith Barney May 1992 - January 2009
Skills
Series 63, Wealth Management, Series 7
Education
University of California, Berkeley
BA, Econ, English, History and Psychology
Morgan Stanley Smith Barney May 1987 - Present
Smith Barney May 1992 - January 2009
Skills
Series 63, Wealth Management, Series 7
Education
University of California, Berkeley
BA, Econ, English, History and Psychology
Ajay Sharma's Smith Barney Experience September 2007 - January 2008
Job Data Scientist at Auction.com
Industry Real Estate
Experience
Auction.com January 2015 - Present
Galvanize Inc December 2014 - January 2015
Zipfian Academy May 2014 - August 2014
ENSO Financial Management, LLP August 2013 - November 2013
Banc Of Manhattan/Capital September 2011 - April 2013
Prospect Mortgage, LLC October 2010 - September 2011
Prospect Mortgage, LLC June 2009 - October 2010
Smith Barney September 2007 - January 2008
Los Angeles Pierce College June 2005 - July 2005
Skills
Hadoop, Pig, Machine Learning, Analysis, Data Mining, Time Series Analysis, Python, C++, SQL, VBA, Hedge Funds, Prepayment Modeling, Loan-by-loan..., Trading, Hedging, Bonds, Portfolio Management, Capital Markets, Structured Products, Microsoft Excel, Agency MBS, Bloomberg, Specified Pool, MSR, AD&Co, Structured Finance
Education
University of California, Los Angeles
Bachelor of Science (BS), Mathematics & Economics
Sylmar High
Mathematics, Science, & Technology Magnet
Auction.com January 2015 - Present
Galvanize Inc December 2014 - January 2015
Zipfian Academy May 2014 - August 2014
ENSO Financial Management, LLP August 2013 - November 2013
Banc Of Manhattan/Capital September 2011 - April 2013
Prospect Mortgage, LLC October 2010 - September 2011
Prospect Mortgage, LLC June 2009 - October 2010
Smith Barney September 2007 - January 2008
Los Angeles Pierce College June 2005 - July 2005
Skills
Hadoop, Pig, Machine Learning, Analysis, Data Mining, Time Series Analysis, Python, C++, SQL, VBA, Hedge Funds, Prepayment Modeling, Loan-by-loan..., Trading, Hedging, Bonds, Portfolio Management, Capital Markets, Structured Products, Microsoft Excel, Agency MBS, Bloomberg, Specified Pool, MSR, AD&Co, Structured Finance
Education
University of California, Los Angeles
Bachelor of Science (BS), Mathematics & Economics
Sylmar High
Mathematics, Science, & Technology Magnet
Dan Glaeser's Smith Barney Experience December 1999 - January 2003
Job Vice President Senior Credit Manager at Montecito Bank & Trust
Industry Banking
Experience
Montecito Bank & Trust April 2013 - Present
Santa Barbara Bank & Trust May 2008 - April 2013
Toyota Financial Services September 2005 - May 2008
City National Bank April 2004 - September 2005
Miller & Company LLP Certified Public Accountants July 2003 - March 2004
Smith Barney December 1999 - January 2003
Skills
Commercial Lending, Loans, Credit, Commercial Banking, Banking, Financial Analysis, Credit Risk, Credit Analysis, Asset Based Lending, Finance, Financial Risk, Small Business Lending, Lines Of Credit, Relationship Management, Debt Restructuring, Syndications, Private Banking, Commercial Mortgages, Deposits, Middle Market, Cash Flow Lending, Capital Markets, Cash Flow, Underwriting, Mortgage Lending, Risk Management, Wealth Management
Education
UCSB 1999 — 2003
Bachelor's degree, Business Economics with an emphasis in Accounting and a minor in History
Montecito Bank & Trust April 2013 - Present
Santa Barbara Bank & Trust May 2008 - April 2013
Toyota Financial Services September 2005 - May 2008
City National Bank April 2004 - September 2005
Miller & Company LLP Certified Public Accountants July 2003 - March 2004
Smith Barney December 1999 - January 2003
Skills
Commercial Lending, Loans, Credit, Commercial Banking, Banking, Financial Analysis, Credit Risk, Credit Analysis, Asset Based Lending, Finance, Financial Risk, Small Business Lending, Lines Of Credit, Relationship Management, Debt Restructuring, Syndications, Private Banking, Commercial Mortgages, Deposits, Middle Market, Cash Flow Lending, Capital Markets, Cash Flow, Underwriting, Mortgage Lending, Risk Management, Wealth Management
Education
UCSB 1999 — 2003
Bachelor's degree, Business Economics with an emphasis in Accounting and a minor in History
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.